| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| DEMASCO, SENA & JAHELKA - BOOKKEEPING | 26,037 | 0 | 26,037 | |
| PKF O'CONNOR DAVIES LLP - AUDIT AND TAX | 59,325 | 0 | 51,925 |
| Grantee's Name | Grantee's Address | Grant Date | Grant Amount | Grant Purpose | Amount Expended By Grantee | Any Diversion By Grantee? | Dates of Reports By Grantee | Date of Verification | Results of Verification |
|---|---|---|---|---|---|---|---|---|---|
|
TUDOR TRUST |
7 LADBROKE GROVE LONDONW11 3BD UK |
2017-10-08 | 120,000 | THE CATALYST PROJECT IS A TWO YEAR SCOPING PROJECT HOSTED BY TUDOR TRUST, CONDUCTED BY PETER LIPMAN WHO PREVIOUSLY CAME FROM A JOB AS AN EXTERNAL AFFAIRS DIRECTOR OF THE UK SUSTAINABLE TRANSPORT ORGANIZATION SUSTRANS AND ALSO ACTED AS CO-CHAIR FOR THE TRANSITION NETWORK. BUILDING ON VERY EXTENSIVE RESEARCH INTO THE RANGE OF EXISTING RESPONSES TO CONVERGING ECOLOGICAL, ECONOMIC AND ENERGY AND EQUITY RELATED CRISES AND DISCUSSIONS WITH CHANGE AGENTS FROM A BROAD RANGE OF SECTORS AROUND THE WORLD, PETER IS USING THE GRANT TO DEVISE AND TEST HOW BEST TO LINK TOGETHER, SUPPORT AND AMPLIFY RESPONSES TO THOSE CRISES. | 120,000 | NO DIVERSON OF FUNDS | 5/20/20 |
| Identifier | Return Reference | Explanation |
|---|---|---|
| SUPPLEMENTARY INFORMATION | FORM 990-PF, PART XV, LINE 2 | PLEASE NOTE THAT THE FOUNDATION DID NOT ENGAGE IN AN OPEN SUBMISSION APPLICATION PROCESS IN 2018 AND 2019 AS THE FOUNDATION WAS ENGAGED IN A NUMBER OF TARGETED MULTIYEAR GRANTS WHICH LIMITED THE POSSIBILITY OF ADDING NEW GRANTS TO THE PORTFOLIO. THE PROCESS AS OUTLINED BELOW IS STILL THE NORMAL PROCEDURE AS APPROVED BY THE BOARD, SO THIS WAS AN EXCEPTION. VKRF WILL BE BACK TO HAVING AN OPEN APPLICATION ROUND IN THE AUTUMN 2020.OUR CURRENT PROGRAM AREAS:THE URGENCY OF DEALING WITH CLIMATE CHANGE, UNSUSTAINABLE CONSUMPTION, AND LOSS OF BIODIVERSITY ARE THE OVERALL THEMES FOR THE V. KANN RASMUSSEN FOUNDATION. WE PRIMARILY WORK IN THE UNITED STATES, BUT ONLY ON NATIONAL AND INTERNATIONAL LEVEL ISSUES. ANY NON-US FUNDING MUST BE MULTINATIONAL IN SCOPE AND NOT FOCUS ON ANY SPECIFIC COUNTRY, REGION, OR CONTINENT.WE FAVOR PROJECTS THAT:-TAKE STOCK OF THE SCALE OF ENVIRONMENTAL PROBLEMS-USE A SYSTEMS APPROACH TO ACHIEVE CHANGE-LINK POLICY, ADVOCACY, AND PRACTICAL SOLUTION-HAVE INTERNATIONAL SIGNIFICANCE AND PERSPECTIVE, EVEN IF US BASED-ARE BASED ON ORIGINAL THINKING AND CREATIVE IDEASOUR TYPICAL GRANTEES ARE SMALL OR MIDSIZE ORGANIZATIONS WITH DEMONSTRATED LEADERSHIP IN DEVELOPING STRATEGY, COMMUNICATING VISION, AND WITH EFFECTIVE PROJECT PERFORMANCE. WE DO NOT PROVIDE CORE FUNDING. CURRENTLY, WE ONLY EVALUATE PROJECTS THAT FALL WITHIN ONE OF THE FOLLOWING CATEGORIES:ECOSYSTEMS RESILIENCE, PROTECTION AND RESTORATION- ECOSYSTEMS SERVICES - RESEARCH AND TOOLS OF RELEVANCE TO LARGE SCALE GEOGRAPHIC AREAS INCLUDING MANY COUNTRIES AND CONTINENTS- NATURAL GREENHOUSE GAS SEQUESTRATION AND STORAGE WITH LARGE SCALE IMPACT POTENTIAL- AGRO-BIODIVERSITYFRAMEWORK OF ECOLOGICAL STABILITY- ECONOMIC MODELS OF LIVING WITHIN GLOBAL LIMITS AND PRACTICAL IMPLEMENTATION OF CHANGE TO A STABLE GLOBAL ECOSYSTEM- SUSTAINABLE CONSUMPTION, PRODUCTION AND LAND USECOMMUNICATION AND LEADERSHIP- COMMUNICATING VALUE-BASED LIVING WITH SUSTAINABLE USE OF WATER, ENERGY, AND FOOD RESOURCES- NEW INNOVATIVE INITIATIVES TO ENHANCE INTERNATIONAL COOPERATION AND KNOWLEDGE-SHARING- NEXT GENERATION LEADERSHIPIN THE INITIAL REVIEW VKRF JUDGES ALL PROJECTS BASED ON A TWO-PAGE LETTER OF INQUIRY. VKRF HOLDS TWO OPEN SUBMISSION PERIODS ANNUALLY.WHAT WE DO NOT FUNDVKRF DOES NOT FUND:- FOR-PROFIT ORGANIZATIONS- GENERAL OPERATIONS OF WELL-ESTABLISHED NGO PROGRAMS- LARGE MEMBERSHIP ORGANIZATIONS- CANDIDATES FOR POLITICAL OFFICE- US PROJECTS WITH A SPECIFIC LOCAL, STATE, OR REGIONAL FOCUS (EXCEPTION: GREENWOOD AREA, SC)- NON-US PROJECTS FOCUSED ON SINGLE COUNTRIES OR SPECIFIC CONTINENTS.- CONSERVATIVE PROJECTS FOCUSED ON ONE SINGLE SPECIES- GOVERNMENT ORGANIZATIONS- INDIVIDUAL SCHOLARSHIPS OR OTHER INDIVIDUAL SUPPORT- BOOK OR MAGAZINE PUBLISHING- FILM, TV, RADIO, OR VIDEO PROJECTS- MEDICAL RESEARCH- HEALTH CARE- LARGE UNIVERSITY RESEARCH PROGRAMS- ORGANIZATIONS WHOSE JOB IT IS TO RE-GRANT FUNDING RECEIVED- CAPITAL CONSTRUCTION OR ENDOWMENT CAMPAIGNS- BENEFITS OR ANNUAL FUND-RAISING CAMPAIGNSGUIDELINES FOR SUBMITTING LETTERS OF INQUIRY:VKRF NORMALLY HAS TWO ANNUAL OPEN SUBMISSIONS FOR A TWO-PAGE LETTER OF INQUIRY (LOI), SUPPLEMENTED BY A MAXIMUM TWO-PAGE BUDGET AND A COPY OF APPLICANT'S 501(C)3 CERTIFICATION. BASED ON THE BOARD'S EVALUATION OF LOIS, A VERY LIMITED NUMBER OF APPLICANTS WILL BE INVITED TO SEND IN A FULL PROPOSAL. THE REVIEW PROCESS IS COMPLETED EIGHT TO TEN WEEKS FROM THE DEADLINE.VKRF TYPICALLY RECEIVES UP TO 200+ LOIS BY THE SUBMISSION DEADLINE. OF THESE, ONLY TEN TO TWENTY CAN BE INVITED TO SUBMIT A FULL PROPOSAL. UNFORTUNATELY, THIS MEANS THAT MANY WORTHY PROJECTS WILL NOT RECEIVE FUNDING IN ANY GIVEN ROUND. DUE TO THE VOLUME OF LOIS RECEIVED, THE VKRF STAFF MEMBERS DO NOT HAVE THE ABILITY TO OFFER FEEDBACK EXCEPT FOR THOSE INVITED TO SUBMIT A FULL PROPOSAL. PLEASE BE AWARE THAT EACH APPLICANT IS LIMITED TO SUBMITTING A MAXIMUM OF TWO LOIS. ALL APPLICANTS MUST HAVE A US 501(C)(3) CERTIFICATION AND AUDITED FINANCIAL STATEMENTS. IN CERTAIN CASES, VKRF WILL ACCEPT A FISCAL AGENT READY TO TAKE FULL FINANCIAL RESPONSIBILITY FOR A PROJECT. DO NOT APPLY IF YOU OR YOUR FISCAL AGENT DO NOT HAVE THE 501(C)(3) STATUS OR AUDITED FINANCIAL STATEMENTS. BE SURE TO SCROLL DOWN ON THE VERTICAL BAR ON THE RIGHT SIDE OF THIS SCREEN TO READ ALL OF THE APPLICATION REQUIREMENTS LISTED BELOW.THE TWO-PAGE LETTER OF INQUIRY MUST INCLUDE THE FOLLOWING:1. ORGANIZATION NAME, PROJECT TITLE, A CONTACT NAME, MAILING ADDRESS, TELEPHONE, FAX, E-MAIL, AND WEBSITE ADDRESS2. A 100-WORD ABSTRACT OF THE PROPOSAL (WHAT IS THIS ABOUT, WHY IS THIS IMPORTANT)3. A DESCRIPTION OF THE PROJECT: BACKGROUND, SPECIFIC OBJECTIVES, APPROACH, AND ANTICIPATED RESULTS WITH APPROPRIATE CITATIONS OF SCHOLARLY LITERATURE, REPORTS, AND CASE STUDIES TO JUSTIFY ANY ASSUMPTIONS. PLEASE DO NOT INCLUDE HYPERLINKS. IF NECESSARY, WE PREFER REFERENCE TO A URL.LIST OF REFERENCES CITED ARE OUTSIDE OF THE PAGE LIMIT. REFERENCES (FULL COPIES OF PAPERS, REPORTS, PRESS MENTIONS, CASE STUDIES CITED, LIST OF MEMBERS, ETC.) SHOULD BE AVAILABLE AS PDFS ON REQUEST.IN ADDITION, PLEASE INCLUDE (MAXIMUM OF 3 PAGES TOTAL):1. A SIMPLE LINE ITEM BUDGET, WITH PROJECTED BUDGET FOR THE WHOLE ORGANIZATION AND FOR THE SPECIFIC PROJECT;2. A COMPLETE LIST OF SECURED AND POTENTIAL FUNDING SOURCES FOR THE ORGANIZATION AND PROJECT (GRANTS RECEIVED, REQUESTS PENDING, PLANNED PROPOSAL SUBMISSIONS, EARNED INCOME, ETC.)3. A COPY OF THE APPLICANT OR FISCAL SPONSOR'S 501(C)(3) DETERMINATION LETTER FROM THE IRS. PLEASE NOTE: IF THE APPLICANT IS A 501(C)(3) BUT WILL NOT BE ABLE TO PROVIDE RECENT AUDITED FINANCIALS, A FISCAL SPONSOR SHOULD BE USED. CONTACT A VKRF STAFF MEMBER FOR GUIDANCE AND/OR A COPY OF THE REQUIRED FISCAL SPONSOR AGREEMENT.NO ADDITIONAL MATERIALS OR INFORMATION SHOULD BE INCLUDED.PLEASE ADHERE TO THE PAGE LIMITS AS DESCRIBED.PLEASE FORWARD THE LOI AS ONE DOCUMENT IN LETTER PAPER FORMAT (8.5 X11") WITH MINIMUM MARGINS OF 0.8 INCHES USING NO LESS THAN 11 POINT FONT TO GRANTS@VKRF.ORG. THE 501(C)(3) LETTER MAY BE A SEPARATE FILE ATTACHED TO THE SAME EMAIL. DOCUMENT FILE NAMES AND EMAIL SUBJECT LINES SHOULD INCLUDE THE NAME OF YOUR ORGANIZATION. DO NOT FORWARD TO INDIVIDUAL STAFF MEMBERS.LOIS THAT DO NOT FOLLOW THIS FORMAT WILL NOT BE CONSIDERED. |
| Name of Bond | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABBVIE INC | 161,065 | 161,065 |
| ANTHEM INC | 129,941 | 129,941 |
| APPLE INC | 317,437 | 317,437 |
| AT&T INC | 170,198 | 170,198 |
| BANK OF AMERICA CORP | 245,093 | 245,093 |
| BANK OF NY MELLON CORP | 139,717 | 139,717 |
| CELGENE CORP | 55,455 | 55,455 |
| CISCO SYSTEMS INC | 110,063 | 110,063 |
| CITIGROUP INC | 260,903 | 260,903 |
| COMCAST CORP | 182,945 | 182,945 |
| CSX CORP | 81,290 | 81,290 |
| CVS HEALTH CORP | 152,930 | 152,930 |
| CVS HEALTH CORP | 90,230 | 90,230 |
| DEERE & COMPANY | 151,785 | 151,785 |
| GENERAL MILLS INC | 101,517 | 101,517 |
| GOLDMAN SACHS GROUP INC | 129,694 | 129,694 |
| HOME DEPOT INC | 129,401 | 129,401 |
| JPMORGAN CHASE & CO | 192,211 | 192,211 |
| JPMORGAN CHASE & CO | 115,282 | 115,282 |
| MEDTRONIC INC | 262,158 | 262,158 |
| MERCK & CO INC | 266,098 | 266,098 |
| MICROSOFT CORP | 326,384 | 326,384 |
| MORGAN STANLEY | 161,678 | 161,678 |
| NEXTERA ENERGY CAPITAL | 190,199 | 190,199 |
| NIKE INC | 245,635 | 245,635 |
| NORTHERN STATES PWR-MINN | 176,561 | 176,561 |
| NOVARTIS CAPITAL CORP | 103,304 | 103,304 |
| PEPSICO INC | 122,203 | 122,203 |
| PNC FINANCIAL SERVICES GROUP INC | 147,437 | 147,437 |
| PRUDENTIAL FINANCIAL INC | 184,891 | 184,891 |
| SANOFI-AVENTIS | 103,011 | 103,011 |
| SIMON PROPERTY GROUP LP | 97,575 | 97,575 |
| STARBUCKS CORP | 173,198 | 173,198 |
| STATE STREET CORP | 100,444 | 100,444 |
| TEXAS INSTRUMENTS INC | 151,674 | 151,674 |
| TORONTO-DOMINION BANK | 239,753 | 239,753 |
| UNITED PARCEL SERVICE INC | 211,438 | 211,438 |
| UNITEDHEALTH GROUP INC | 202,930 | 202,930 |
| VERIZON COMMUNICATIONS | 173,070 | 173,070 |
| WALT DISNEY COMPANY | 89,656 | 89,656 |
| WESTPAC BANKING CORP | 134,283 | 134,283 |
| WESTPAC BANKING CORP | 104,919 | 104,919 |
| Name of Stock | End of Year Book Value | End of Year Fair Market Value |
|---|---|---|
| ABBOTT LABORATORIES | 53,992 | 53,992 |
| ABBVIE INC | 39,414 | 39,414 |
| ACCENTURE PLC | 155,946 | 155,946 |
| ACUITY BRANDS HOLDING COMPANY INC | 17,101 | 17,101 |
| ADOBE INC | 207,434 | 207,434 |
| ADOBE INC | 79,556 | 79,556 |
| ADVANCED MICRO DEVICES INC COM | 5,102 | 5,102 |
| AECOM | 24,981 | 24,981 |
| AGCO CORPORATION | 6,128 | 6,128 |
| AIR LEASE CORPORATION | 43,118 | 43,118 |
| AKAMAI TECHNOLOGIES INC COM | 11,620 | 11,620 |
| ALLISON TRANSMISSION HOLDINGS | 9,316 | 9,316 |
| ALLSTATE CORP | 79,217 | 79,217 |
| ALLY FINANCIAL INC | 24,048 | 24,048 |
| ALPHABET INC CL A | 245,796 | 245,796 |
| ALPHABET INC CL A | 158,089 | 158,089 |
| ALPHABET INC CL C | 30,265 | 30,265 |
| AMAZON.COM INC | 312,449 | 312,449 |
| AMAZON.COM INC | 193,150 | 193,150 |
| AMC NETWORKS INC A | 4,414 | 4,414 |
| AMERICAN NATIONAL INSURANCE | 3,028 | 3,028 |
| AMERICAN TOWER CORP | 320,987 | 320,987 |
| AMERICAN WATER WORKS COMPANY INC | 207,524 | 207,524 |
| AMGEN INC COM | 77,213 | 77,213 |
| ANALOG DEVICES INC | 105,985 | 105,985 |
| APPLE HOSPITALITY REIT INC | 20,824 | 20,824 |
| APPLE INC | 224,639 | 224,639 |
| APTIV PLC | 156,002 | 156,002 |
| AQUA AMERICA INC | 19,320 | 19,320 |
| ARROW ELECTRICS COMMON | 16,606 | 16,606 |
| ASPEN TECHNOLOGY INCORPORATED | 177,348 | 177,348 |
| AT&T INC | 126,869 | 126,869 |
| ATHENE HOLDING LTD CL A | 37,161 | 37,161 |
| AUTODESK COM | 199,553 | 199,553 |
| AVANGRID INC | 27,472 | 27,472 |
| AVNET INC COM | 4,663 | 4,663 |
| BALL CORPORATION | 211,160 | 211,160 |
| BANK OF AMERICA CORPORATION | 122,467 | 122,467 |
| BANK OF NEW YORK MELLON CORPORATION | 19,912 | 19,912 |
| BECTON DICKINSON & CO COM | 14,365 | 14,365 |
| BEST BUY COMPANY INC | 18,339 | 18,339 |
| BIOGEN, INC | 65,717 | 65,717 |
| BOEING CO COM | 36,765 | 36,765 |
| BOOKING HOLDINGS INC | 3,749 | 3,749 |
| BOOZ ALLEN HAMILTON HOLDING | 10,594 | 10,594 |
| BOSTON SCIENTIFIC CORP COM | 5,373 | 5,373 |
| BRISTOL-MYERS SQUIBB CO | 10,748 | 10,748 |
| BROADCOM INC | 49,800 | 49,800 |
| CADENCE DESIGN SYSTEM INC | 40,220 | 40,220 |
| CAPITAL ONE FINANCIAL CORP | 83,572 | 83,572 |
| CBRE GROUP INC | 126,095 | 126,095 |
| CHEMOURS COMPANY | 7,584 | 7,584 |
| CHUBB LTD | 69,374 | 69,374 |
| CIGNA CORP | 4,096 | 4,096 |
| CISCO SYSTEMS INC | 105,519 | 105,519 |
| CITRIX SYSTEMS INC COM | 180,479 | 180,479 |
| CLOROX COMPANY | 6,431 | 6,431 |
| COGNIZANT TECHNOLOGY SOLUTIONS CORP | 887 | 887 |
| COMCAST CORP | 9,217 | 9,217 |
| COSTCO WHOLESALE CORP COM | 4,228 | 4,228 |
| CUMMINS INC COM | 52,773 | 52,773 |
| CVS HEALTH CORPORATION | 9,754 | 9,754 |
| CYRUSONE INC | 19,567 | 19,567 |
| DANAHER CORP COM | 344,580 | 344,580 |
| DANAHER CORP COM | 18,008 | 18,008 |
| DILLARDS INC CLASS A COMMON | 3,986 | 3,986 |
| DOUGLAS EMMETT INC | 42,708 | 42,708 |
| DOVER CORP COMMON | 6,713 | 6,713 |
| DXC TECHNOLOGY CO | 116,918 | 116,918 |
| EATON CORP PLC | 64,042 | 64,042 |
| EBAY INC COM | 19,513 | 19,513 |
| ECOLAB INC COM | 251,736 | 251,736 |
| ECOLAB INC COM | 22,706 | 22,706 |
| EDWARDS LIFESCIENCES CORP COM | 168,483 | 168,483 |
| EDWARDS LIFESCIENCES CORP COM | 19,398 | 19,398 |
| ELI LILLY & CO | 29,470 | 29,470 |
| ESTEE LAUDER COMPANIES INC | 10,803 | 10,803 |
| FACEBOOK INC-A | 121,976 | 121,976 |
| FIRST SOLAR INC | 22,791 | 22,791 |
| FMC CORPORATION COMMON NEW | 12,608 | 12,608 |
| FOOT LOCKER INC | 8,426 | 8,426 |
| FORD MOTOR CO | 23,110 | 23,110 |
| FORTIVE CORP | 184,154 | 184,154 |
| GAP INC COM | 19,497 | 19,497 |
| GENERAL MILLS INC | 21,533 | 21,533 |
| GENERAL MOTORS COMPANY | 59,567 | 59,567 |
| GENWORTH FINANCIAL INC | 19,414 | 19,414 |
| GILEAD SCIENCES INC COM | 32,429 | 32,429 |
| GOLDMAN SACHS GROUP INC COM | 31,713 | 31,713 |
| HEWLETT PACKARD ENTERPRISE COMPANY | 61,400 | 61,400 |
| HOME DEPOT INC COM | 134,557 | 134,557 |
| HONEYWELL INTL INC COM | 41,552 | 41,552 |
| HOSPITALITY PROPERTIES TRUST | 90,500 | 90,500 |
| HOST HOTELS & RESORTS INC | 36,260 | 36,260 |
| HUMANA INC COM | 6,898 | 6,898 |
| HUNTSMAN CORPORATION | 32,868 | 32,868 |
| IDEXX LABS COMMON | 181,442 | 181,442 |
| ILLUMINA INC | 200,642 | 200,642 |
| INTEL CORP COM | 140,546 | 140,546 |
| INTERNATIONAL BUSINESS MACHINES CORP | 104,115 | 104,115 |
| INTUIT INC COM | 295,042 | 295,042 |
| INTUIT INC COM | 39,461 | 39,461 |
| J B HUNT TRANSPORT SERVICES INC | 140,406 | 140,406 |
| JACOBS ENGINEERING GROUP INC COM | 76,964 | 76,964 |
| JOHNSON & JOHNSON | 115,602 | 115,602 |
| JOHNSON CONTROLS INTERNATIONAL PLC | 27,760 | 27,760 |
| JONES LANG LASALLE INC COM | 61,763 | 61,763 |
| JPMORGAN CHASE & CO | 159,427 | 159,427 |
| KB HOME COM | 5,712 | 5,712 |
| KBR INC | 1,122 | 1,122 |
| KEURIG DR PEPPER INC | 14,623 | 14,623 |
| KILROY REALTY CORPORATION | 75,065 | 75,065 |
| KIMCO REALTY CORP | 3,788 | 3,788 |
| KNIGHT-SWIFT TRANSPORTATION HOLDINGS | 2,397 | 2,397 |
| KOHLS CORP COM | 13,599 | 13,599 |
| KRAFT HEINZ CO | 67,108 | 67,108 |
| KROGER COMPANY COMMON | 25,596 | 25,596 |
| LEIDOS HOLDINGS, INC | 12,936 | 12,936 |
| LENNAR CORP CL A | 13,520 | 13,520 |
| LINCOLN NATIONAL CORP COMMON | 58,521 | 58,521 |
| LOCKHEED MARTIN CORPORATION COM | 36,718 | 36,718 |
| LOGMEIN INCORPORATED | 13,999 | 13,999 |
| LOUISIANA PAC CORP | 13,582 | 13,582 |
| MACY'S INC | 20,151 | 20,151 |
| MANPOWER INC WIS | 38,350 | 38,350 |
| MARRIOTT INTERNATIONAL INC | 170,873 | 170,873 |
| MARVEL TECHNOLOGY GROUP LTD | 143,315 | 143,315 |
| MASTERCARD INC | 11,904 | 11,904 |
| MCCORMICK & CO INC | 17,361 | 17,361 |
| MEDIA GENERAL INC | 1,454 | 1,454 |
| MEDICAL PROPERTIES TRUST INC | 37,758 | 37,758 |
| MEDTRONIC PLC | 125,146 | 125,146 |
| MERCK & COMPANY INC | 71,273 | 71,273 |
| METLIFE INCORPORATED | 95,168 | 95,168 |
| METTLER TOLEDO INTERNATIONAL COM | 183,960 | 183,960 |
| MICRON TECHNOLOGY INC COM | 99,755 | 99,755 |
| MICROSOFT CORP | 359,147 | 359,147 |
| MICROSOFT CORP | 224,651 | 224,651 |
| MOLSON COORS BEVERAGE COMPANY | 51,128 | 51,128 |
| MONOLITHIC POWER SYSTEMS INC | 165,380 | 165,380 |
| MORGAN STANLEY GROUP INC | 44,292 | 44,292 |
| NEW RESIDENTIAL INVESTMENT CORP REIT | 30,811 | 30,811 |
| NIKE INC CL B | 6,632 | 6,632 |
| NORDSON CORPORATION | 160,952 | 160,952 |
| NORTHROP GRUMMAN CORP | 4,200 | 4,200 |
| ONEMAIN HOLDINGS INC | 6,458 | 6,458 |
| ORACLE CORPORATION COM | 107,104 | 107,104 |
| OSHKOSH CORPORATION | 25,548 | 25,548 |
| PACCAR INC | 3,798 | 3,798 |
| PARAMOUNT GROUP INC | 52,790 | 52,790 |
| PENSKE AUTOMOTIVE GROUP | 5,913 | 5,913 |
| PEPSICO INC COM | 53,632 | 53,632 |
| PFIZER INC | 170,767 | 170,767 |
| PROCTER & GAMBLE CO COM | 53,180 | 53,180 |
| PRUDENTIAL FINANCIAL INC | 205,535 | 205,535 |
| PULTE GROUP INC | 25,359 | 25,359 |
| PVH CORP | 20,064 | 20,064 |
| QUALCOMM INC COM | 30,808 | 30,808 |
| RAYTHEON CO COM NEW | 6,260 | 6,260 |
| REALOGY HOLDINGS | 7,863 | 7,863 |
| RYDER SYS INC COM | 21,863 | 21,863 |
| SABRA HEALTH CARE | 8,939 | 8,939 |
| SALESFORCE.COM INC | 165,234 | 165,234 |
| SALESFORCE.COM INC | 7,131 | 7,131 |
| SERVICENOW INC | 16,200 | 16,200 |
| SHERWIN WILLIAMS CO COM | 22,915 | 22,915 |
| SYNCHRONY FINANCIAL | 17,266 | 17,266 |
| SYNNEX CORPORATION | 12,989 | 12,989 |
| SYSCO CORP COMMON | 27,369 | 27,369 |
| TARGET CORP COM | 17,409 | 17,409 |
| TE CONNECTIVITY LIMITED | 12,835 | 12,835 |
| TECH DATA CORP COM | 17,573 | 17,573 |
| TEXAS INSTRUMENTS INC | 4,935 | 4,935 |
| THE HERSHEY COMPANY | 26,672 | 26,672 |
| THE J M SMUCKER COMPANY | 20,849 | 20,849 |
| THE MOSAIC COMPANY | 10,838 | 10,838 |
| THE TRAVELERS COMPANIES INC | 25,269 | 25,269 |
| THERMO FISHER SCIENTIFIC INC | 285,163 | 285,163 |
| THERMO FISHER SCIENTIFIC INC | 4,112 | 4,112 |
| TJX COMPANIES COM | 176,513 | 176,513 |
| TOLL BROTHERS COMMON | 18,310 | 18,310 |
| TRI POINTE GROUP, INC. | 3,232 | 3,232 |
| TYLER TECHNOLOGIES INCORPORATED | 154,238 | 154,238 |
| U S BANCORP DEL COM NEW | 52,610 | 52,610 |
| UNILEVER NV NY SHARES | 153,439 | 153,439 |
| UNITEDHEALTH GROUP INC | 268,167 | 268,167 |
| UNITEDHEALTH GROUP INC | 112,001 | 112,001 |
| US FOODS HOLDING CORP | 3,969 | 3,969 |
| VERISK ANALYTICS, INC. COMMON STOCK | 252,351 | 252,351 |
| VERIZON COMMUNICATIONS COM | 53,474 | 53,474 |
| VIACOM INC | 55,618 | 55,618 |
| VICI PROPERTIES INC | 36,432 | 36,432 |
| VISA INCORPORATED | 315,340 | 315,340 |
| VMWARE INCORPORATED | 62,537 | 62,537 |
| WALGREENS BOOTS ALLIANCE INC | 42,260 | 42,260 |
| WALT DISNEY CO | 119,532 | 119,532 |
| WELLS FARGO & CO | 49,118 | 49,118 |
| WESCO INTERNATIONAL INCORPORATED | 39,912 | 39,912 |
| WEST PHARMACEUTICAL SERVICES INC | 143,797 | 143,797 |
| XEROX CORPORATION | 1,239 | 1,239 |
| XYLEM INC-W/I | 73,352 | 73,352 |
| Category/ Item | Listed at Cost or FMV | Book Value | End of Year Fair Market Value |
|---|---|---|---|
| BOSTON COMMON SUSTAINABLE CLIMATE FUND | FMV | 5,400,189 | 5,400,189 |
| CAMDEN PRIVATE CAPITAL III | FMV | 408,006 | 408,006 |
| CAPRICORN TECHNOLOGY IMPACT FUND | FMV | 720,218 | 720,218 |
| DLB PARTNERS III LP | FMV | 376,631 | 376,631 |
| ECOSYSTEM INVESTMENT PARTNERS II, LP | FMV | 474,909 | 474,909 |
| ECOSYSTEM INVESTMENT PARTNERS III, LP | FMV | 308,041 | 308,041 |
| ENERGY CAP INFRASTRUCTURE CREDIT | FMV | 2,092,843 | 2,092,843 |
| G2VP | FMV | 1,662,556 | 1,662,556 |
| GENERATION GLOBAL EQUITY | FMV | 9,092,473 | 9,092,473 |
| GENERATION IM CLIMATE SOLUTIONS FUND II | FMV | 977,402 | 977,402 |
| GLOBAL RENEWABLE POWER II | FMV | 1,923,448 | 1,923,448 |
| HALL CAPITAL | FMV | 811,584 | 811,584 |
| LYME FOREST FUND IV | FMV | 502,239 | 502,239 |
| MONDRIAN IEQ | FMV | 5,133,295 | 5,133,295 |
| MORGAN CREEK PARTNERS II, LP | FMV | 725,286 | 725,286 |
| MREP INTERNATIONAL III | FMV | 116,337 | 116,337 |
| MREP VI | FMV | 70,152 | 70,152 |
| NEW ENERGY INVESTORS III LP | FMV | 548,042 | 548,042 |
| OWNERSHIP CAPITAL GLOBAL EQUITY FUND | FMV | 6,505,923 | 6,505,923 |
| PARTNERS CAP CONDOR FD II, LP | FMV | 116,354 | 116,354 |
| RBC EMERGING MARKETS EQUITY FUND | FMV | 2,505,646 | 2,505,646 |
| SAFER MADE LP | FMV | 57,091 | 57,091 |
| SJF VENTURES III, LP | FMV | 524,709 | 524,709 |
| SJF VENTURES IV, LP | FMV | 219,531 | 219,531 |
| SONEN PRIVATE EQUITY | FMV | 2,924,051 | 2,924,051 |
| SUMMIT PARTNERS SUSTAINABLE OPPORTUNITIES FUND | FMV | 4,220,030 | 4,220,030 |
| THE LYME FOREST FUND III TE, LP | FMV | 244,958 | 244,958 |
| THE LYME FOREST FUND V | FMV | 529,540 | 529,540 |
| VANGUARD SHORT-TERM BOND INDEX FUND | FMV | 4,753,319 | 4,753,319 |
| VISION RIDGE SUSTAINABLE ASSET FUND II | FMV | 188,523 | 188,523 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| WITHERS BERGMAN LP | 8,178 | 0 | 8,178 |
| Description | Revenue and Expenses per Books | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| STATE REGISTRATION FEES | 1,665 | 0 | 1,665 | |
| INSURANCE | 13,222 | 0 | 13,222 | |
| BANK SERVICE CHARGES | 1,805 | 0 | 1,805 | |
| PAYROLL PROCESSING FEES | 9,267 | 0 | 9,267 | |
| WEBSITE | 7,604 | 0 | 7,604 | |
| OFFICE EQUIPMENT AND COMPUTERS | 4,750 | 0 | 4,750 | |
| OFFICE SUPPLIES | 1,662 | 0 | 1,662 | |
| POSTAGE AND DELIVERY | 2,621 | 0 | 2,621 | |
| MISCELLANEOUS EXPENSES | 1,982 | 0 | 1,982 | |
| TELEPHONE | 5,862 | 0 | 5,862 | |
| PARTNERSHIP EXPENSES | 0 | 695,129 | 0 | |
| SUBSCRIPTIONS | 1,182 | 0 | 1,182 | |
| PROGRAM EXPENSES | 3,392 | 0 | 3,392 |
| Description | Revenue And Expenses Per Books | Net Investment Income | Adjusted Net Income |
|---|---|---|---|
| OTHER PARTNERSHIP INCOME | 0 | 2,296 | 0 |
| GRANT REFUNDS | 608,461 | 608,461 |
| Description | Amount |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | 975,444 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| INVESTMENT MANAGEMENT AND CUSTODIAL FEES | 126,743 | 126,743 | 0 | |
| OTHER CONSULTING FEES | 4,472 | 0 | 4,472 | |
| CAMBRIDGE ASSOCIATES - INVESTMENT ADVISORY FEES | 216,339 | 216,339 | 0 | |
| HIGHCLERE INTERNATIONAL FEES THROUGH K-1 | 0 | 39,884 | 0 | |
| BOARD DEVELOPMENT CONSULTING FEES | 12,713 | 0 | 12,713 |
| Category | Amount | Net Investment Income | Adjusted Net Income | Disbursements for Charitable Purposes |
|---|---|---|---|---|
| FEDERAL EXCISE TAXES PAID | 60,000 | 0 | 0 | |
| STATE UBI TAXES PAID | 1,032 | 0 | 0 | |
| FOREIGN TAX WITHHELD | 492 | 44,029 | 0 |