Form990
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
MediumBullet Do not enter social security numbers on this form as it may be made public.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
A For the 2019 calendar year, or tax year beginning 07-01-2018 , and ending 06-30-2019
BCheck if applicable:
CName of organization
Trustees of Tufts College
 
 
Doing business as
Tufts University
 
Number and street (or P.O. box if mail is not delivered to street address)
169 Holland Street Attn Tax Dept
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Somerville, MA02144
D Employer identification number

04-2103634
E Telephone number

G Gross receipts $ 2,752,019,599
F Name and address of principal officer:
Anthony P Monaco
169 Holland Street Attn Tax Dept
Somerville,MA02144
I
Tax-exempt status: (   ) LeftBullet (insert no.) or
J
Website:MediumBullet
www.tufts.edu
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1852
M State of legal domicile: MA
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: Education and Research
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 40
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 37
5 Total number of individuals employed in calendar year 2018 (Part V, line 2a) ...... 5 12,303
6 Total number of volunteers (estimate if necessary) ............. 6 0
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a -4,328,766
b Net unrelated business taxable income from Form 990-T, line 34 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 266,917,341 331,631,004
9 Program service revenue (Part VIII, line 2g) ......... 715,095,344 752,115,756
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 160,437,369 147,745,227
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 2,030,398 2,830,535
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 1,144,480,452 1,234,322,522
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 170,381,654 179,451,212
14 Benefits paid to or for members (Part IX, column (A), line 4).....   0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 548,695,387 564,562,046
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 1,402,418 1,281,421
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet24,530,203    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 314,129,269 333,140,398
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 1,034,608,728 1,078,435,077
19 Revenue less expenses. Subtract line 18 from line 12....... 109,871,724 155,887,445
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 3,646,586,839 3,756,859,625
21 Total liabilities (Part X, line 26)............. 1,062,412,861 1,084,203,151
22 Net assets or fund balances. Subtract line 21 from line 20..... 2,584,173,978 2,672,656,474
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2018)
Form 990 (2018)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: SEE SCHEDULE O
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $ 563,426,403 including grants of $ 153,823,590 ) (Revenue $ 629,472,749 )
INSTRUCTION - DURING THE 2018-2019 ACADEMIC YEAR, THE FOLLOWING DEGREES WERE CONFERRED: 1,377 UNDERGRADUATE, 1,420 GRADUATE, 518 PROFESSIONAL AND 218 CERTIFICATE.
4b (Code:   ) (Expenses $ 283,840,146 including grants of $ 25,627,622 ) (Revenue $ 109,305,774 )
RESEARCH -THERE WERE 1,907 GOVERNMENT AND 884 NON-GOVERNMENT GRANTS ACTIVE IN FISCAL YEAR 2019. SPONSORED RESEARCH AT TUFTS WAS PERFORMED IN THE MEDICAL, DENTAL, AND VETERINARY SCHOOLS AS WELL AS IN THE BASIC SCIENCE DEPARTMENTS OF ARTS & SCIENCE & ENGINEERING. RESEARCH IS ALSO BEING PERFORMED AT THE USDA HUMAN NUTRITION RESEARCH CENTER ON AGING. ALSO, CLINICAL AND OTHER RESEARCH ACTIVITIES INCLUDE 30 CLINICS THAT ARE OPERATED BY THE DENTAL AND VETERINARY SCHOOLS TO TRAIN STUDENTS AND SUPPORT THEIR RESEARCH. OTHER EDUCATIONAL ACTIVITIES INCLUDE, AMONG OTHERS, VETERINARY SCHOOL NEWSLETTERS AND CONTINUING EDUCATION PROGRAMS FOR HEALTH SCHOOL PROFESSIONALS.
4c (Code:   ) (Expenses $ 81,718,227 including grants of $ 0 ) (Revenue $ 10,259,318 )
AUXILIARY ENTERPRISES - ACTIVITIES PRIMARILY CONSIST OF SERVICES FOR STUDENTS, INCLUDING STUDENT HOUSING, DINING SERVICES AND HEALTH SERVICES. DURING THE 2019 FISCAL YEAR THERE WERE 41 RESIDENCE HALLS HOUSING 3,621 STUDENTS. APPROXIMATELY 4,459 MEAL PLANS WERE SOLD TO STUDENTS EACH SEMESTER.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet928,984,776
Form 990 (2018)
Form 990 (2018)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule AClick to see attachment.....................
1
Yes
 
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part IIClick to see attachment..............
4
Yes
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III.................
5
 
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I..................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II...
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete Schedule D, Part IIIClick to see attachment.............
8
Yes
 
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
Yes
 
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part VClick to see attachment......
10
Yes
 
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10?
If "Yes," complete Schedule D, Part VI.Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year?
If "Yes," complete Schedule D, Parts XI and XII .................
12a
 
No
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
Yes
 
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EClick to see attachment
13
Yes
 
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....Click to see attachment
17
Yes
 
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............ Click to see attachment
18
Yes
 
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....Click to see attachment
21
Yes
 
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........Click to see attachment
22
Yes
 
Form 990 (2018)
Form 990 (2018)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............Click to see list of attachments
24a
Yes
 
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
No
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
No
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
No
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I............
25a
 
No
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I...................
25b
 
No
26
Did the organization report any amount on Part X, line 5, 6, or 22 for receivables from or payables to any current or former officers, directors, trustees, key employees, highest compensated employees, or disqualified persons? If "Yes," complete Schedule L, Part II................
26
 
No
27
Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantial contributor or employee thereof, a grant selection committee member, or to a 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part III.........
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L,
Part IV........................
28a
 
No
b
A family member of a current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IV.....................Click to see attachment
28b
Yes
 
c
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L, Part IV... Click to see attachment
28c
Yes
 
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..Click to see attachment
29
Yes
 
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .............Click to see attachment
30
Yes
 
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I.
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II...........
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I........Click to see attachment
33
Yes
 
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................Click to see attachment
34
Yes
 
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
Yes
 
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...Click to see attachment
35b
Yes
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2............. Click to see attachment
36
Yes
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096 Enter -0- if not applicable ..
1a
2,565
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2018)
Form 990 (2018)
Page 5
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
12,303
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
Yes
 
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
Yes
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletHK , JA , KE , SL , SP , UG , UK , UV , CI , CH , ET , FR , GM , GH
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
 
No
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
 
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
Yes
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
Yes
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
Yes
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
No
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
No
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds.
Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? .........................
8
 
 
9a
Did the sponsoring organization make any taxable distributions under section 4966?...
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? If "Yes," see instructions and file Form 4720, Schedule N .....
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income?
If "Yes," complete Form 4720, Schedule O ................
16
 
No
Form 990 (2018)
Form 990 (2018)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
40
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
37
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
Yes
 
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
 
No
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
 
No
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
 
No
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
Yes
 
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
Yes
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the States with which a copy of this Form 990 is required to be filedMediumBullet
CA , LA , MA , MS , MT , ND , OK , WV
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletJames Walsh Executive Director & University Controller169 Holland Street   Somerville,MA02144 (617) 627-3816
Form 990 (2018)
Form 990 (2018)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highest
compensated employees; and former such persons.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) Anthony P Monaco
 
Trustee & University President
 60.0
.................
1.0 		X   X       1,033,185 0 180,915
(2) Peter R Dolan
 
Trustee - Chairman
 3.0
.................
0 		X   X       0 0 0
(3) Jonathan M Tisch
 
Trustee - Vice Chair
 3.0
.................
0 		X   X       0 0 0
(4) Jeannie H Diefenderfer
 
Trustee - Vice Chair
 3.0
.................
0 		X   X       0 0 0
(5) Daniel J Doherty III
 
Trustee - Vice Chair
 3.0
.................
0 		X   X       0 0 0
(6) Dina A Al-Tayeb
 
Trustee
 3.0
.................
0 		X           0 0 0
(7) John J Bello
 
Trustee
 3.0
.................
0 		X           0 0 0
(8) Betsy Busch
 
Trustee
 3.0
.................
0 		X           0 0 0
(9) Elizabeth Cochary Gross
 
Trustee
 3.0
.................
0 		X           0 0 0
(10) John H deJong
 
Trustee
 3.0
.................
0 		X           0 0 0
(11) E Michael Fung
 
Trustee
 3.0
.................
0 		X           0 0 0
(12) Laurie A Gabriel
 
Trustee
 3.0
.................
0 		X           0 0 0
(13) Steven M Galbraith
 
Trustee
 3.0
.................
0 		X           0 0 0
(14) Steven A Goldstein
 
Trustee
 3.0
.................
0 		X           0 0 0
(15) Michael S Gordon
 
Trustee
 3.0
.................
0 		X           0 0 0
(16) Bruce D Grossman
 
Trustee
 3.0
.................
0 		X           0 0 0
(17) Diane S Hessan
 
Trustee
 3.0
.................
0 		X           0 0 0
Form 990 (2018)
Form 990 (2018)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and Title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W- 2/1099-MISC) 		(E)
Reportable compensation from related organizations (W- 2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) Varney J Hintlian
 
Trustee
 3.0
.......................0 		X           0 0 0
(19) Deborah R Jospin
 
Trustee
 3.0
.......................0 		X           0 0 0
(20) Peter H Kamin
 
Trustee
 3.0
.......................0 		X           0 0 0
(21) Michael A Karsch
 
Trustee
 3.0
.......................0 		X           0 0 0
(22) Brian H Kavoogian
 
Trustee
 3.0
.......................0 		X           0 0 0
(23) Diana V Lopez
 
Trustee
 3.0
.......................0 		X           0 0 0
(24) Steven E Karol
 
Trustee
 3.0
.......................0 		X           0 0 0
(25) Jeffrey M Moslow
 
Trustee
 3.0
.......................1.0 		X           0 0 0
(26) Elyse A Newhouse
 
Trustee
 3.0
.......................0 		X           0 0 0
(27) David B Rone
 
Trustee
 3.0
.......................0 		X           0 0 0
(28) Hugh R Roome III
 
Trustee
 3.0
.......................0 		X           0 0 0
(29) Ankur A Sahu
 
Trustee
 3.0
.......................0 		X           0 0 0
(30) Janis A Savin-Williams
 
Trustee
 3.0
.......................0 		X           0 0 0
(31) Neal B Shapiro
 
Trustee
 3.0
.......................0 		X           0 0 0
(32) Tina H Surh
 
Trustee
 3.0
.......................0 		X           0 0 0
(33) Kalahn Taylor-Clark
 
Trustee
 3.0
.......................0 		X           0 0 0
(34) Teri C Volpert
 
Trustee
 3.0
.......................0 		X           0 0 0
(35) James J Wong
 
Trustee
 3.0
.......................0 		X           0 0 0
(36) Mark D Goodman
 
Trustee
 3.0
.......................0 		X           0 0 0
(37) Katherine A Kaplan
 
Trustee
 3.0
.......................0 		X           0 0 0
(38) Christopher J McKown
 
Trustee
 3.0
.......................0 		X           0 0 0
(39) Maria A Oquendo
 
Trustee
 3.0
.......................0 		X           0 0 0
(40) Douglas Rachlin
 
Trustee
 3.0
.......................0 		X           0 0 0
(41) Patricia L Campbell
 
Executive VP, End Date 5/31/2019
 40.0
.......................1.0 		    X       551,853 0 63,724
(42) Mary R Jeka
 
VP - University Relations
 40.0
.......................0 		    X       431,206 0 63,622
(43) Thomas S McGurty
 
VP - Finance & Treasurer
 40.0
.......................3.0 		    X       412,841 0 79,236
(44) Julien C Carter
 
VP - Human Resources
 40.0
.......................1.0 		    X       309,157 0 71,053
(45) Michael A Baenen
 
See Schedule O for Title
 40.0
.......................0 		    X       197,765 0 37,512
(46) Paul J Tringale
 
Secretary of Corporation
 40.0
.......................0 		    X       164,596 0 77,457
(47) Eric C Johnson
 
VP - University Advancement
 40.0
.......................0 		    X       464,246 0 76,578
(48) Elizabeth Mcclain
 
Associate Treasurer
 40.0
.......................0.3 		    X       182,229 0 41,549
(49) Barbara Stein
 
VP Operations
 50.0
.......................1.0 		    X       307,706 0 69,446
(50) Deborah T Kochevar
 
Interim Provost & Sr VP - End Date 6/30/2019
 40.0
.......................1.0 		    X       418,122 0 57,808
(51) Jean E Ayers
 
Interim VP - Communications & Marketing - End Date 8/27/2018
 40.0
.......................0 		    X       196,756 0 33,099
(52) Michael Rodman
 
VP Communications & Marketing - Start Date 8/27/2018
 40.0
.......................0 		    X       87,584 0 10,922
(53) Harris A Berman
 
Dean Medical School
 40.0
.......................0.0 		      X     484,381 0 63,434
(54) James M Glaser
 
Dean Arts & Sciences
 40.0
.......................0 		      X     364,343 0 63,532
(55) Jianmin Qu
 
Dean of Engineering
 40.0
.......................0 		      X     391,792 0 57,286
(56) Huw Thomas
 
Dean Dental School
 40.0
.......................0 		      X     428,283 0 49,954
(57) Joyce S Knoll
 
Interim Dean Cummings School - Start Date 4/16/2018
 40.0
.......................0 		      X     198,748 0 45,748
(58) Daniel Jay
 
Dean School for Graduate Biomedical Sciences
 40.0
.......................0 		      X     239,889 0 50,859
(59) Sally Dungan
 
Chief Investment Officer
 40.0
.......................5.0 		        X   679,756 0 187,451
(60) Dariush Mozaffarian
 
Dean Friedman School
 40.0
.......................0 		        X   418,314 0 63,362
(61) Maria Papageorge
 
Professor & Chair
 40.0
.......................0 		        X   551,474 0 56,707
(62) TRYFAN D EVANS
 
DIRECTOR OF INVESTMENTS
 10.0
.......................40.0 		        X   432,783 0 126,993
(63) Constantinos Laskarides
 
Associate Professor
 40.0
.......................0 		        X   394,897 0 49,674
(64) Linda M Abriola
 
ENGINEERING PROFESSOR -START DATE 9/01/2015, DEAN OF ENGINEERING - END DATE 8/31/2015
 40.0
.......................0 		          X 302,616 0 92,338
(65) David R Harris
 
Provost & Sr VP - End Date 4/15/2018
 40.0
.......................0 		          X 236,606 0 74,844
(66) David J Kahle
 
VP - Information Technology, CIO - End Date 5/11/2018
 40.0
.......................0 		          X 198,074 0 38,050
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 10,079,202 0 1,883,153
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet1,233
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
Yes
 
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
CONSIGLI CONSTRUCTION INC

72 SUMNER STREET
MILFORD,MA01757 		CONSTRUCTION 17,180,337
C&W FACILITY SERVICES INC

4002 SOLUTIONS CENTER
CHICAGO,IL606774000 		CLEANING 11,842,590
COLUMBIA CONSTRUCTION CO

100 RIVERPARK DRIVE
NORTH READING,MA018640220 		CONSTRUCTION 9,967,551
DIRECT ENERGY BUSINESS LLC

194 S WOOD AVE
ISELIN,NJ08830 		UTILITY MANAGEMENT SERVICES 7,757,450
COMMODORE BUILDERS

404 WYMAN STREET
400
WALTHAM,MA02451 		CONSTRUCTION 5,950,153
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet422
Form 990 (2018)
Form 990 (2018)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c 317,498
d Related organizations1d  
e Government grants (contributions)1e 157,303,624
f All other contributions, gifts, grants, and similar amounts not included above1f 174,009,882
g Noncash contributions included in lines 1a - 1f:$ 18,364,236
h Total. Add lines 1a-1f.......MediumBullet 331,631,004
Program Service RevenueAmt Business Code
2a INSTRUCTION 900099 629,472,749 629,472,749    
b CLINICAL AND OTHER EDUCATION 541900 111,368,119 109,305,774 2,062,345  
c AUXILLIARY ENTERPRISES 900099 11,274,888 10,259,318 1,015,570  
d
e
f All other program service revenue. 0 0 0 0
g Total. Add lines 2a–2f ....MediumBullet 752,115,756
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 14,765,330   -7,481,908 22,247,238
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet 3,344,951     3,344,951
(ii) Personal (i) Real
6a Gross rents   1,518,412
b Less: rental expenses   2,013,442
c Rental income or (loss) 0 -495,030
d Net rental income or (loss)......MediumBullet -495,030     -495,030
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory 29,630,999 1,618,641,143
b Less: cost or other basis and sales expenses 17,658,061 1,497,634,184
c Gain or (loss) 11,972,938 121,006,959
d Net gain or (loss).....MediumBullet 132,979,897   75,227 132,904,670
8a Gross income from fundraising events (not including $ 317,498of contributions reported on line 1c). See Part IV, line 18 ....
a 372,004
b Less: direct expenses ...b 391,390
c Net income or (loss) from fundraising events..MediumBullet -19,386   -19,386
9a Gross income from gaming activities.
See Part IV, line 19 ...
a  
b Less: direct expenses ...b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
a  
b Less: cost of goods sold ..b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a            
b            
c            
d All other revenue .... 0 0 0 0
e Total. Add lines 11a–11d ...... MediumBullet 0
12 Total revenue. See Instructions......MediumBullet 1,234,322,522 749,037,841 -4,328,766 157,982,443
Form 990 (2018)
Form 990 (2018)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 22,461,875 22,461,875
2 Grants and other assistance to domestic individuals. See Part IV, line 22 151,070,483 151,070,483
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, line 15 and 16. 5,918,854 5,918,854
4 Benefits paid to or for members    
5 Compensation of current officers, directors, trustees, and key employees .... 8,355,565 2,489,824 5,304,544 561,197
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .... 201,771 201,771    
7 Other salaries and wages 441,763,369 367,391,578 60,148,887 14,222,904
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 31,638,901 25,520,952 5,006,754 1,111,195
9 Other employee benefits ....... 55,516,656 44,913,652 8,391,876 2,211,128
10 Payroll taxes ........... 27,085,784 21,608,831 4,528,995 947,958
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 4,627,058 2,597,878 2,024,691 4,489
c Accounting ........... 537,794   537,794  
d Lobbying ........... 550,424   550,424  
e Professional fundraising services. See Part IV, line 17 1,281,421 1,281,421
f Investment management fees ...... 2,357,526   2,357,526  
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 46,570,362 36,003,685 10,440,873 125,804
12 Advertising and promotion .... 1,245,967 1,007,766 165,348 72,853
13 Office expenses ....... 61,935,760 50,574,227 9,936,094 1,425,439
14 Information technology ...... 12,837,492 2,563,403 10,049,106 224,983
15 Royalties .. 1,733,105 1,733,105    
16 Occupancy ........... 48,434,564 46,995,293 1,022,434 416,837
17 Travel ............ 14,554,847 12,969,597 1,331,636 253,614
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 5,935,149 4,046,995 1,066,061 822,093
20 Interest ........... 30,553,850 29,645,919 644,979 262,952
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 60,537,001 58,738,098 1,277,911 520,992
23 Insurance ...        
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a BOOKS, PERIODICALS & MEDIA 12,634,361 12,547,048 28,238 59,075
b SUBSIDIARY EXPENSE-TVETS 12,070,955 12,070,955    
c EQUIPMENT PURCHASES 5,535,897 5,444,013 91,847 37
d GOODS AND SERVICES 6,867,857 6,851,043 11,582 5,232
e All other expenses 3,620,429 3,617,931 2,498 0
25 Total functional expenses. Add lines 1 through 24e 1,078,435,077 928,984,776 124,920,098 24,530,203
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2018)
Form 990 (2018)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........   1  
2 Savings and temporary cash investments ......... 46,144,380 2 40,492,664
3 Pledges and grants receivable, net ...... 83,372,888 3 109,670,444
4 Accounts receivable, net ............. 16,325,670 4 14,137,569
5 Loans and other receivables from current and former officers, directors, trustees, key employees, and highest compensated employees. Complete Part II of Schedule L .............
0 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), persons described in section 4958(c)(3)(B), and contributing employers and sponsoring organizations of section 501(c)(9) voluntary employees' beneficiary organizations (see instructions) Complete Part II of Schedule L ..............
  6 0
7 Notes and loans receivable, net .... 44,924,731 7 44,060,800
8 Inventories for sale or use ........ 1,221,618 8 1,142,467
9 Prepaid expenses and deferred charges ...... 1,676,378 9 2,720,572
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 1,945,691,575
b Less: accumulated depreciation 10b 841,155,801 1,063,886,966 10c 1,104,535,774
11 Investments—publicly traded securities . 518,299,078 11 546,585,734
12 Investments—other securities. See Part IV, line 11 ..... 1,740,474,551 12 1,765,983,550
13 Investments—program-related. See Part IV, line 11 .. 29,306,535 13 31,461,185
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 100,954,044 15 96,068,866
16 Total assets. Add lines 1 through 15 (must equal line 34)... 3,646,586,839 16 3,756,859,625
Liabilities 17 Accounts payable and accrued expenses ..... 160,485,982 17 188,223,397
18 Grants payable ...   18  
19 Deferred revenue ......... 63,631,995 19 51,030,493
20 Tax-exempt bond liabilities ......... 756,524,569 20 748,279,252
21 Escrow or custodial account liability. Complete Part IV of Schedule D 3,882,905 21 4,031,399
22 Loans and other payables to current and former officers, directors, trustees, key employees, highest compensated employees, and disqualified
persons. Complete Part II of Schedule L..   22 0
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 77,887,410 25 92,638,610
26 Total liabilities. Add lines 17 through 25.. 1,062,412,861 26 1,084,203,151
Net Assets or Fund Balance Organizations that follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets 1,344,081,437 27 1,341,595,254
28 Temporarily restricted net assets ........... 555,653,546 28 604,136,450
29 Permanently restricted net assets 684,438,995 29 726,924,770
Organizations that do not follow SFAS 117 (ASC 958), check here MediumBullet and complete lines 30 through 34.
30 Capital stock or trust principal, or current funds .....   30  
31 Paid-in or capital surplus, or land, building or equipment fund ...   31  
32 Retained earnings, endowment, accumulated income, or other funds   32  
33 Total net assets or fund balances ........... 2,584,173,978 33 2,672,656,474
34 Total liabilities and net assets/fund balances ........ 3,646,586,839 34 3,756,859,625
Form 990 (2018)
Form 990 (2018)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
1,234,322,522
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
1,078,435,077
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
155,887,445
4
Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A)) ..
4
2,584,173,978
5
Net unrealized gains (losses) on investments ...............
5
-54,632,548
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
-12,772,401
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 33, column (B))
10
2,672,656,474
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2018)
Form 990 (2018)
Additional Data


Software ID: 18007697
Software Version: 2018v3.1
Form 990, Special Condition Description:
Special Condition Description
SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service
Public Charity Status and Public Support
Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow Attach to Form 990 or Form 990-EZ.
right arrow Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
Reason for Public Charity Status (All organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)
1
2
3
4
5
6
7
8
9

10
11
12
a
b
c
d
e
f
Enter the number of supported organizations ...............................  
g
Provide the following information about the supported organization(s).
(i) Name of supported organization (ii) EIN (iii) Type of organization (described on lines 1- 10 above (see instructions)) (iv) Is the organization listed in your governing document? (v) Amount of monetary support (see instructions) (vi) Amount of other support (see instructions)
Yes No
Total
 
   
For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.
Cat. No. 11285F
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 2
Part II
Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv), 170(b)(1)(A)(vi), and 170(b)(1)(A)(ix)
(Complete only if you checked the box on line 5, 7, 8, or 9 of Part I or if the organization failed to qualify under Part III. If the organization fails to qualify under the tests listed below, please complete Part III.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") .. 227,337,686 260,031,001 301,578,645 266,524,449 331,631,004 1,387,102,785
2 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....           0
3 The value of services or facilities furnished by a governmental unit to the organization without charge..           0
4 Total. Add lines 1 through 3 227,337,686 260,031,001 301,578,645 266,524,449 331,631,004 1,387,102,785
5 The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f).. 0
6 Public support. Subtract line 5 from line 4. 1,387,102,785
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
7 Amounts from line 4.. 227,337,686 260,031,001 301,578,645 266,524,449 331,631,004 1,387,102,785
8 Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources... 10,057,578 10,145,285 11,006,835 16,553,225 19,609,307 67,372,230
9 Net income from unrelated business activities, whether or not the business is regularly carried on..           0
10 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.).. 0 0 0 0 0 0
11 Total support. Add lines 7 through 10 1,454,475,015
12
12
3,023,084,311
13
First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................right arrow
Section C. Computation of Public Support Percentage
14
14
95.37 %
15
15
94.69 %
16a
b
17a
b
18
Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 3
Part III
Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)
Section A. Public Support
Calendar year (or fiscal year beginning in) right arrow (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
1 Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .            
2 Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose            
3 Gross receipts from activities that are not an unrelated trade or business under section 513 .....            
4 Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...            
5 The value of services or facilities furnished by a governmental unit to the organization without charge            
6 Total. Add lines 1 through 5            
7a Amounts included on lines 1, 2, and 3 received from disqualified persons            
b Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.            
c Add lines 7a and 7b..            
8 Public support. (Subtract line 7c from line 6.)  
Section B. Total Support
Calendar year (or fiscal year beginning in) right arrow (a) 2014 (b) 2015 (c) 2016 (d) 2017 (e) 2018 (f) Total
9 Amounts from line 6...            
10a Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..            
b Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.            
c Add lines 10a and 10b.            
11 Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.            
12 Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..            
13 Total support. (Add lines 9, 10c, 11, and 12.)..            
14
Section C. Computation of Public Support Percentage
15
15
 
16
16
 
Section D. Computation of Investment Income Percentage
17
17
 
18
18
 
19a
b
20
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 4
Part IV
Supporting Organizations
(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)
Section A. All Supporting Organizations
Yes
No
1
Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.
1
 
 
2
Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).
2
 
 
3a
Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.
3a
 
 
b
Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.
3b
 
 
c
Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.
3c
 
 
4a
Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.
4a
 
 
b
Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.
4b
 
 
c
Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.
4c
 
 
5a
Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).
5a
 
 
b
Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?
5b
 
 
c
Substitutions only. Was the substitution the result of an event beyond the organization's control?
5c
 
 
6
Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.
6
 
 
7
Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .
7
 
 
8
Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).
8
 
 
9a
Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.
9a
 
 
b
Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.
9b
 
 
c
Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.
9c
 
 
10a
Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.
10a
 
 
b
Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).
10b
 
 
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 5
Part IV
Supporting Organizations (continued)
Yes
No
11
Has the organization accepted a gift or contribution from any of the following persons?
a
A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?
11a
 
 
b
A family member of a person described in (a) above?
11b
 
 
c
A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.
11c
 
 
Section B. Type I Supporting Organizations
Yes
No
1
Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.
1
 
 
2
Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.
2
 
 
Section C. Type II Supporting Organizations
Yes
No
1
Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).
1
 
 
Section D. All Type III Supporting Organizations
Yes
No
1
Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?
1
 
 
2
Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).
2
 
 
3
By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.
3
 
 
Section E. Type III Functionally-Integrated Supporting Organizations
1
Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):
a
b
c
2
Activities Test. Answer (a) and (b) below.
Yes
No
a
Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.
2a
 
 
b
Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.
2b
 
 
3
Parent of Supported Organizations. Answer (a) and (b) below.
a
Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.
3a
 
 
b
Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.
3b
 
 
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 6
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations
1
Section A - Adjusted Net Income (A) Prior Year (B) Current Year
(optional)
1 Net short-term capital gain 1    
2 Recoveries of prior-year distributions 2    
3 Other gross income (see instructions) 3    
4 Add lines 1 through 3 4    
5 Depreciation and depletion 5    
6 Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions) 6    
7 Other expenses (see instructions) 7    
8 Adjusted Net Income (subtract lines 5, 6 and 7 from line 4) 8    
Section B - Minimum Asset Amount (A) Prior Year (B) Current Year
(optional)
1 Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year): 1
a Average monthly value of securities 1a    
b Average monthly cash balances 1b    
c Fair market value of other non-exempt-use assets 1c    
d Total (add lines 1a, 1b, and 1c) 1d    
e Discount claimed for blockage or other factors
(explain in detail in Part VI):  
2 Acquisition indebtedness applicable to non-exempt use assets 2    
3 Subtract line 2 from line 1d 3    
4 Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions). 4    
5 Net value of non-exempt-use assets (subtract line 4 from line 3) 5    
6 Multiply line 5 by .035 6    
7 Recoveries of prior-year distributions 7    
8 Minimum Asset Amount (add line 7 to line 6) 8    
Section C - Distributable Amount Current Year
1 Adjusted net income for prior year (from Section A, line 8, Column A) 1  
2 Enter 85% of line 1 2  
3 Minimum asset amount for prior year (from Section B, line 8, Column A) 3  
4 Enter greater of line 2 or line 3 4  
5 Income tax imposed in prior year 5  
6 Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions) 6  
7
Schedule A (Form 990 or 990-EZ) 2018

Schedule A (Form 990 or 990-EZ) 2018
Page 7
Part V
Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations (continued)
Section D - Distributions Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes  
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in
excess of income from activity		  
3 Administrative expenses paid to accomplish exempt purposes of supported organizations  
4 Amounts paid to acquire exempt-use assets  
5 Qualified set-aside amounts (prior IRS approval required)  
6 Other distributions (describe in Part VI). See instructions  
7Total annual distributions. Add lines 1 through 6.  
8 Distributions to attentive supported organizations to which the organization is responsive (provide
details in Part VI). See instructions		  
9 Distributable amount for 2018 from Section C, line 6  
10 Line 8 amount divided by Line 9 amount  
Section E - Distribution Allocations (see instructions) (i)
Excess Distributions 		(ii)
Underdistributions
Pre-2018 		(iii)
Distributable
Amount for 2018
1 Distributable amount for 2018 from Section C, line
6 		 
2 Underdistributions, if any, for years prior to 2018 (reasonable cause required-- explain in Part VI).
See instructions.		  
3 Excess distributions carryover, if any, to 2018:
a From 2013.......  
b From 2014.......  
c From 2015.......  
d From 2016.......  
e From 2017.......  
fTotal of lines 3a through e  
g Applied to underdistributions of prior years  
h Applied to 2018 distributable amount  
i Carryover from 2013 not applied (see
instructions) 		 
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.  
4Distributions for 2018 from Section D, line 7:
$  
a Applied to underdistributions of prior years  
b Applied to 2018 distributable amount  
c Remainder. Subtract lines 4a and 4b from 4.  
5 Remaining underdistributions for years prior to
2018, if any. Subtract lines 3g and 4a from line 2.
If the amount is greater than zero, explain in Part VI.
See instructions.		  
6 Remaining underdistributions for 2018. Subtract
lines 3h and 4b from line 1. If the amount is greater
than zero, explain in Part VI. See instructions.		  
7 Excess distributions carryover to 2019. Add lines
3j and 4c.		  
8 Breakdown of line 7:
a Excess from 2014......  
b Excess from 2015.....  
c Excess from 2016.....  
d Excess from 2017.....  
e Excess from 2018.....  
Schedule A (Form 990 or 990-EZ) (2018)

Schedule A (Form 990 or 990-EZ) 2018
Page 8
Part VI
Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).
Facts And Circumstances Test
 
Return Reference Explanation
Schedule A (Form 990 or 990-EZ) 2018


Additional Data


Software ID: 18007697
Software Version: 2018v3.1
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note. Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution. An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its
Form 990-EZ or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2018)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018) Page 2
Name of organization
Trustees of Tufts College
  		Employer identification number
04-2103634
Part I
Contributors (See instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Page 3
Name of organization
Trustees of Tufts College
  		Employer identification number

04-2103634
Part II
Noncash Property (See instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)
Page 4
Name of organization
Trustees of Tufts College
  		Employer identification number

04-2103634
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2018)

Additional Data


Software ID: 18007697
Software Version: 2018v3.1
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2018

Schedule C (Form 990 or 990-EZ) 2018
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).Click to see attachment
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ...................... 0 0
b Total lobbying expenditures to influence a legislative body (direct lobbying) ............................... 550,424 550,424
c Total lobbying expenditures (add lines 1a and 1b) ................................................................... 550,424 550,424
d Other exempt purpose expenditures ........................................................................ 1,053,354,450 1,098,137,705
e Total exempt purpose expenditures (add lines 1c and 1d) ............................................... 1,053,904,874 1,098,688,129
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		 1,000,000 1,000,000
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) ................................................. 250,000 250,000
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................ 0 0
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................ 0 0
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2015 (b) 2016 (c) 2017 (d) 2018 (e) Total
2a Lobbying nontaxable amount 1,000,000 1,000,000 1,000,000 1,000,000 4,000,000
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		6,000,000
c Total lobbying expenditures 551,458 552,156 536,814 550,424 2,190,852
d Grassroots nontaxable amount 250,000 250,000 250,000 250,000 1,000,000
e Grassroots ceiling amount
(150% of line 2d, column (e))		 1,500,000
f Grassroots lobbying expenditures 0 0 0 0 0
Schedule C (Form 990 or 990-EZ) 2018


Schedule C (Form 990 or 990-EZ) 2018
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
No
Yes
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
 
c
Media advertisements? ...................................................................................................
 
 
 
d
Mailings to members, legislators, or the public? .............................................................................
 
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
 
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
 
 
i
Other activities? ...................................................................................................................
 
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
 
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
 
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
 
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2018


Additional Data


Software ID: 18007697
Software Version: 2018v3.1

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements. Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $ 100,023
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $ 6,234,224
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2018

Schedule D (Form 990) 2018
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds. Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a)Current year (b)Prior year (c)Two years back (d)Three years back (e)Four years back
1a Beginning of year balance .... 1,893,035,025 1,774,579,213 1,593,241,500 1,622,017,188 1,625,056,580
b Contributions ... 32,989,320 30,995,244 51,997,700 26,019,248 18,369,950
c Net investment earnings, gains, and losses 60,497,350 164,783,768 224,381,646 -18,477,039 66,337,135
d Grants or scholarships ... 23,462,024 23,224,991 24,501,160 20,620,349 19,555,041
e Other expenditures for facilities
and programs ... 		47,856,371 48,773,468 65,273,324 9,664,425 62,997,156
f Administrative expenses .... 5,596,060 5,324,741 5,267,149 6,033,123 5,194,280
g End of year balance ...... 1,909,607,240 1,893,035,025 1,774,579,213 1,593,241,500 1,622,017,188
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet39.1 %
b
Permanent endowment SchDMd Bullet36.3 %
c
Temporarily restricted endowment SchDMd Bullet24.6 %
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) unrelated organizations .................
3a(i)
 
No
(ii) related organizations .................
3a(ii)
 
No
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....   75,866,576 75,866,576
b Buildings ....   1,632,266,679 701,044,771 931,221,908
c Leasehold improvements        
d Equipment ....   237,558,320 140,111,030 97,447,290
e Other .....        
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 1,104,535,774
Schedule D (Form 990) 2018

Schedule D (Form 990) 2018
Page 3
Part VII
Investments—Other Securities. Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives......... 540,418,770  
(2) Closely-held equity interests........    
(3) Other
(A) Other Investments		 10,499,269  

(B) Common Trust Equity Index Funds		 376,527,943  

(C) Private Equities		 464,768,349  

(D) Real Estate		 179,193,702  

(E) Funds Held Under Bond Agreements		 9,068,922  

(F) UNSETTLED INVESTMENTS		 0  

(G) Natural Resources		 126,850,558  

(H) Non-Marketable Credit		 58,656,037  
(H)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 1,765,983,550
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(1)
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
Interest Rate Agreements 68,916,964
Government Advances 23,721,646
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 92,638,610
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2018

Schedule D (Form 990) 2018
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 1,045,774,978
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a -54,632,548
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d -134,490,033
e Add lines 2a through 2d ..................... 2e -189,122,581
3 Subtract line 2e from line 1.................. 3 1,234,897,559
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b -575,037
c Add lines 4a and 4b.................... 4c -575,037
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 1,234,322,522
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 957,292,482
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d 34,415,565
e Add lines 2a through 2d.................... 2e 34,415,565
3 Subtract line 2e from line 1................... 3 922,876,917
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b 155,558,160
c Add lines 4a and 4b..................... 4c 155,558,160
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 1,078,435,077
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
Schedule D, Part XI FINANCIAL STATEMENTS THE TRUSTEES OF TUFTS COLLEGE FINANCIAL STATEMENTS WERE AUDITED ON A CONSOLIDATED BASIS.
Schedule D, Part III, Line 4 Collections of art - description of collections THE ART COLLECTIONS AT THE UNIVERSITY ENTAIL PAINTINGS, DISPLAYS, BOOKS AND HISTORICAL ARTIFACTS WHICH ARE PUT INTO USE WITHIN THE ORGANIZATIONS INSTRUCTION AND ACADEMIC RESEARCH AREA. THESE COLLECTIONS HELP TO FURTHER OUR EXEMPT PURPOSE BY ENRICHING THE STUDENTS WHICH ENCOURAGES LEARNING AND PROVIDES OPPORTUNITIES THAT ALLOW FOR RESEARCH INTO SPECIFIC ART DISCIPLINES. FURTHER, THE VARIOUS ART COLLECTIONS BECOME PART OF THE UNIVERSITY ART GALLERY AND ARE DISPLAYED PERIODICALLY DURING ART SHOWS, LECTURE-SERIES AND EXHIBITS AND PROMOTIONS.
Schedule D, Part IV, Line 2b Explanation of escrow agreement TUFTS UNIVERSITY IS THE FISCAL AGENT FOR NUMEROUS UNIVERSITY SPONSORED ACTIVITIES. THE UNIVERSITY HOLDS THESE FUNDS, BUT DOES NOT OWN THEM. AS A RESULT OF THIS ARRANGEMENT THE UNIVERSITY RECORDS A LIABILITY EQUAL TO THE FUNDS BEING HELD IN ESCROW.
Schedule D, Part V, Line 4 Intended uses of endowment funds THE TRUSTEES OF TUFTS COLLEGE HAS INTENDED USES FOR THE ORGANIZATIONS' ENDOWMENT FUNDS BY PROVIDING RESOURCES TO MAINTAIN REAL ESTATE WITH CAPITAL IMPROVEMENTS AND ENHANCEMENTS; SUPPORTING ACADEMIC AND RESEARCH OPERATIONS; PROVIDING FINANCIAL SUPPORT AND SCHOLARSHIPS FOR STUDENTS AND SUSTAINING FUNDING FOR FUTURE FINANCIAL OBLIGATIONS OF THE UNIVERSITY.
Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote US GAAP requires Trustees of Tufts College (The University) to evaluate tax positions taken by the University and recognize a tax liability (or asset) if the University has taken an uncertain position that more likely than not would not be sustained upon examination by the IRS. The University has analyzed the tax positions taken and has concluded that as of June 30, 2019, there are no significant uncertain positions taken or expected to be taken that would require recognition of a liability (or asset) or disclosure in the financial statements.
Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 Consolidated entities revenue - 19283061 Change in split interest agreement - -691228 Tuition discount - -XXX-XX-XXXX Investment in Tufts Shared Services, Inc. - 179790
Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements Rental expense netted with rental income - -2480152 Inter-departmental requisition revenue - 2296504 Fundraising expense netted with Fundraising income - -391389
Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Rental expense netted with rental income - 2013442 Inter-departmental requisition revenue - 466710 Consolidated entities expenses - 15781800 Cumulative effect of account change SFAS 158 - 1569692 Change in fair value of interest rate agreements - 14192532 Fundraising expense netted with fundraising income - 391389
Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements Consolidated entities expenses - 2296504 Tuition discount - XXX-XX-XXXX
Schedule D (Form 990) 2018


Additional Data


Software ID: 18007697
Software Version: 2018v3.1




SCHEDULE E(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Schools

Right pointing arrow large image Complete if the organization answered "Yes" on Form 990,
Part IV, line 13, or Form 990-EZ, Part VI, line 48.
Right pointing arrow large image Attach to Form 990 or Form 990-EZ.
Right pointing arrow large image Go to www.irs.gov/Form990EZ for instructions and the latest information.
OMB No. 1545-0047 2018Open to Public Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
YES
NO
1
Does the organization have a racially nondiscriminatory policy toward students by statement in its charter, bylaws,
other governing instrument, or in a resolution of its governing body? . . . . . . . . . . . . . . . . . . .
1
Yes
 
2
Does the organization include a statement of its racially nondiscriminatory policy toward students in all its
brochures, catalogues, and other written communications with the public dealing with student admissions,
programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2
Yes
 
3
Has the organization publicized its racially nondiscriminatory policy through newspaper or broadcast media during
the period of solicitation for students, or during the registration period if it has no solicitation program, in a way
that makes the policy known to all parts of the general community it serves? If "Yes," please describe. If "No,"
please explain. If you need more space use Part II. . . . . . . . . . . . . . . . . . . . . . . . .
3
Yes
 
 
4
Does the organization maintain the following?
a
Records indicating the racial composition of the student body, faculty, and administrative staff? . . . . . . . . .
4a
Yes
 
b
Records documenting that scholarships and other financial assistance are awarded on a racially nondiscriminatory
basis? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
4b
Yes
 
c
Copies of all catalogues, brochures, announcements, and other written communications to the public dealing
with student admissions, programs, and scholarships? . . . . . . . . . . . . . . . . . . . . . . .
4c
Yes
 
d
Copies of all material used by the organization or on its behalf to solicit contributions? . . . . . . . . . . . .
4d
Yes
 
If you answered "No" to any of the above, please explain. If you need more space, use Part II.
 
5
Does the organization discriminate by race in any way with respect to:
a
Students' rights or privileges? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5a
 
No
b
Admissions policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5b
 
No
c
Employment of faculty or administrative staff? . . . . . . . . . . . . . . . . . . . . . . . . .
5c
 
No
d
Scholarships or other financial assistance? . . . . . . . . . . . . . . . . . . . . . . . . . .
5d
 
No
e
Educational policies? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5e
 
No
f
Use of facilities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5f
 
No
g
Athletic programs? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5g
 
No
h
Other extracurricular activities? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
5h
 
No
If you answered "Yes" to any of the above, please explain. If you need more space, use Part II.
 
6a
Does the organization receive any financial aid or assistance from a governmental agency? . . . . . . . . . .
6a
Yes
 
b
Has the organization's right to such aid ever been revoked or suspended? . . . . . . . . . . . . . . . .
6b
 
No
If you answered "Yes" to either line 6a or line 6b, explain on Part II.
7
Does the organization certify that it has complied with the applicable requirements of sections 4.01 through 4.05
of Rev. Proc. 75-50, 1975-2 C.B. 587, covering racial nondiscrimination? If "No," explain on Part II. . . . . . . . .
7
Yes
 
Paperwork Reduction Act Notice, see the Instructions for Form 990 or Form 990-EZ.
Cat. No. 50085D
Schedule E (Form 990 or 990-EZ) (2018)
Schedule E (Form 990 or 990EZ) (2018)
Page 2
Part II
Supplemental Information. Provide the explanations required by Part I, lines 3, 4d, 5h, 6b, and 7, as applicable. Also provide
any other additional information (see instructions).
Return Reference Explanation
Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY AS PERMITTED UNDER SEC. 4.03 OF REV. PROC. 75-50, TRUSTEES OF TUFTS COLLEGE SATISFIES THE PUBLICITY REQUIREMENT BY COMPLYING WITH SECTION 4.02 BECAUSE THE TRUSTEES OF TUFTS COLLEGE "CUSTOMARILY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS NATIONWIDE OR WORLDWIDE...AND FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AS TO THE STUDENTS.
Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THERE ARE MANY AREAS FROM WHICH TRUSTEES OF TUFTS COLLEGE RECEIVED FINANCIAL AID AND ASSISTANCE FROM GOVERNMENT AGENCIES. ASSISTANCE WAS RECEIVED IN THE FORM OF HEALTH PROFESSIONS LOAN AND SCHOLARSHIP FUNDS, PELL GRANTS, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND FEDERAL WORK STUDY FUNDS. STUDENTS ENROLLED AT THE TRUSTEES OF TUFTS COLLEGE ALSO RECEIVE LOAN FUNDS THROUGH THE FEDERAL DIRECT LOAN PROGRAM AND RECEIVE GRANTS AND FELLOWSHIPS FROM A VARIETY OF FEDERAL AGENCIES SUCH AS THE NSF, THE NIH, THE VA AND NASA.
Schedule E (Form 990 or 990-EZ) (2018)
Additional Data


Software ID: 18007697
Software Version: 2018v3.1
SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in region (d) Activities conducted in region (by type) (e.g., fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in region		 (f) Total expenditures
for and investments
in region
Europe (Including Iceland and Greenland) 5 6 Program Services Study-Abroad Education Program 4,012,375
East Asia and the Pacific 3 2 Program Services Study-Abroad Education Program 466,131
South America 1 1 Program Services Study-Abroad Education Program 383,411
Sub-Saharan Africa 1 0 Program Services Study-Abroad Education Program 209,117
Central America and the Caribbean 0 0 Grantmaking   21,519
East Asia and the Pacific 0 0 Grantmaking   1,171,295
Europe (Including Iceland and Greenland) 0 0 Grantmaking   1,135,015
Middle East and North Africa 0 0 Grantmaking   285,180
North America (Canada & Mexico only) 0 0 Grantmaking   58,263
Russia and Neighboring States 0 0 Grantmaking   66,886
South America 0 0 Grantmaking   127,615
South Asia 0 0 Grantmaking   452,005
Sub-Saharan Africa 0 0 Grantmaking   2,601,076
Central America and the Caribbean 0 0 Investments   510,956,000
Europe (Including Iceland and Greenland) 0 0 Investments   62,627,000
North America (Canada & Mexico only) 0 0 Investments   12,273,000
Sub-Saharan Africa 0 0 Investments   2,341,000
Central America and the Caribbean 0 0 Program Services Travel for Mission Related Activities 25,745
East Asia and the Pacific 0 0 Program Services Travel for Mission Related Activities 128,522
Europe (Including Iceland and Greenland) 0 0 Program Services Travel for Mission Related Activities 356,145
Middle East and North Africa 0 0 Program Services Travel for Mission Related Activities 41,918
North America (Canada & Mexico only) 0 0 Program Services Travel for Mission Related Activities 48,064
Russia and Neighboring States 0 0 Program Services Travel for Mission Related Activities 25,357
South America 0 0 Program Services Travel for Mission Related Activities 27,799
South Asia 0 0 Program Services Travel for Mission Related Activities 58,465
Sub-Saharan Africa 0 0 Program Services Travel for Mission Related Activities 161,163
East Asia and the Pacific 0 0 Fundraising   1,727
Europe (Including Iceland and Greenland) 0 0 Fundraising   5,839
Middle East and North Africa 0 0 Fundraising   240
North America (Canada & Mexico only) 0 0 Fundraising   105
South America 0 0 Fundraising   64
3a Sub-total ..... 10 9 596,845,888
b Total from continuation sheets to Part I ...     3,222,153
c Totals (add lines 3a and 3b) 10 9 600,068,041
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2018
Schedule F (Form 990) 2018
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of non-cash
assistance 		(h) Description
of non-cash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
North America (Canada & Mexico only) Subcontract Research Grant 41,913 Check      
Europe (Including Iceland and Greenland) Subcontract Research Grant 30,630 Check/Wire      
South Asia Subcontract Research Grant 50,211 Wire      
Europe (Including Iceland and Greenland) Subcontract Research Grant 60,025 Wire      
East Asia and the Pacific Subcontract Research Grant 355,381 Wire      
Middle East and North Africa Subcontract Research Grant 76,589 Check      
Middle East and North Africa Subcontract Research Grant 161,236 Wire      
Europe (Including Iceland and Greenland) Subcontract Research Grant 85,966 Electronic Funds Transfer      
Europe (Including Iceland and Greenland) Subcontract Research Grant 178,146 Check      
Sub-Saharan Africa Subcontract Research Grant 268,868 Wire      
South Asia Subcontract Research Grant 25,000 Wire      
East Asia and the Pacific Subcontract Research Grant 31,047 Check      
Sub-Saharan Africa Subcontract Research Grant 211,371 Wire      
Sub-Saharan Africa Subcontract Research Grant 35,592 Wire      
Sub-Saharan Africa Subcontract Research Grant 37,832 Wire      
South Asia Subcontract Research Grant 38,957 Wire      
Europe (Including Iceland and Greenland) Subcontract Research Grant 13,108 Check      
Europe (Including Iceland and Greenland) Subcontract Research Grant 17,488 Wire      
South Asia Subcontract Research Grant 18,656 Wire      
East Asia and the Pacific Subcontract Research Grant 274,510 Wire      
East Asia and the Pacific Subcontract Research Grant 74,321 Wire      
East Asia and the Pacific Subcontract Research Grant 108,885 Wire      
Sub-Saharan Africa Subcontract Research Grant 103,836 Wire      
Sub-Saharan Africa Subcontract Research Grant 76,862 Wire      
East Asia and the Pacific Subcontract Research Grant 34,646 Wire      
Sub-Saharan Africa Subcontract Research Grant 18,226 Wire      
Sub-Saharan Africa Subcontract Research Grant 15,000 Wire      
East Asia and the Pacific Subcontract Research Grant 75,376 Wire      
Europe (Including Iceland and Greenland) Subcontract Research Grant 23,331 Check      
Sub-Saharan Africa Subcontract Research Grant 521,921 Wire      
Europe (Including Iceland and Greenland) Subcontract Research Grant 21,242 Wire      
Europe (Including Iceland and Greenland) Subcontract Research Grant 79,576 Wire      
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
30
3 Enter total number of other organizations or entities .......................MediumBullet
2
Schedule F (Form 990) 2018
Schedule F (Form 990) 2018Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" to Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
non-cash
assistance 		(g) Description
of non-cash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
Fellowships East Asia and the Pacific 6 17,911 Electronic Funds Transfer      
Fellowships Europe (Including Iceland and Greenland) 2 58,917 Electronic Funds Transfer/Wire      
Fellowships Russia and Neighboring States 1 1,500 Check      
Fellowships South America 1 3,500 Wire      
Fellowships South Asia 6 27,575 Electronic Funds Transfer/Check      
Fellowships Sub-Saharan Africa 17 63,141 Wire/Check      
International Program Advances Sub-Saharan Africa 4 304,270 Wire      
Scholarships Central America and the Caribbean 3 21,519 Check      
Scholarships East Asia and the Pacific 34 160,130 Electronic Funds Transfer/Check      
Scholarships Europe (Including Iceland and Greenland) 42 562,073 Electronic Funds Transfer/Check      
Scholarships Middle East and North Africa 5 43,920 Electronic Funds Transfer/Wire/Check      
Scholarships North America (Canada & Mexico only) 6 9,800 Electronic Funds Transfer/Wire/Check      
Scholarships Russia and Neighboring States 19 65,386 Wire/Check      
Scholarships South America 13 122,685 Electronic Funds Transfer/Check      
Scholarships South Asia 33 291,071 Electronic Funds Transfer/Check      
Scholarships Sub-Saharan Africa 47 709,064 Electronic Funds Transfer/Check      
Student Prizes East Asia and the Pacific 10 5,115 Check      
Student Prizes Europe (Including Iceland and Greenland) 5 2,409 Electronic Funds Transfer/Check      
Student Prizes Middle East and North Africa 1 1,035 Check      
Student Prizes North America (Canada & Mexico only) 2 6,300 Electronic Funds Transfer/Check      
Student Prizes South America 2 1,430 Electronic Funds Transfer/Check      
Student Prizes South Asia 2 536 Check      
Student Prizes Sub-Saharan Africa 3 9,707 Electronic Funds Transfer/Check      
Student Stipends Middle East and North Africa 1 2,400 Wire      
Student Stipends North America (Canada & Mexico only) 1 250 Electronic Funds Transfer      
Student Stipends Sub-Saharan Africa 1 3,800 Wire      
Subcontract Research Grants East Asia and the Pacific 2 33,973 Wire      
Subcontract Research Grants Sub-Saharan Africa 3 218,178 Wire      
Schedule F (Form 990) 2018
Schedule F (Form 990) 2018
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes,"the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2018
Schedule F (Form 990) 2018
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information (see instructions).
ReturnReference Explanation
Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED.
Schedule F, Part I, Line 2 PROCEDURES FOR MONITORING USE OF GRANT FUNDS DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS AND ASSISTANCE OUTSIDE THE UNITED STATES. FOR FELLOWSHIPS, PRIZES AND STIPENDS, PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES-ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. FOR INTERNATIONAL PROJECT ADVANCES, A MAJORITY OF THE PAYMENTS ARE WIRED DIRECTLY TO A DESIGNATED FOREIGN BANK ACCOUNT. THE UNIVERSITY HAS REPRESENTATIVES IN THE SPECIFIC REGION WHO MAINTAIN THE CASH FOR EXPENDITURES AND THEIR INTENDED PURPOSES. FOR SCHOLARSHIPS, ALL FOREIGN ADDRESS STUDENTS ARE PROVIDED WITH A CHECK PAYMENT THAT IS PROCESSED FROM THE ACCOUNTS PAYABLE DEPARTMENT. THE FINANCIAL AID OFFICE ADMINISTERS THE LISTING OF PAYEES AND THE FINANCIAL SERVICES OFFICE RECORDS THE TRANSACTIONS AFTER ALL REQUIRED DOCUMENTATION HAS BEEN RECEIVED. FOR SUBCONTRACT RESEARCH GRANTS, A PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. ALL OF THESE PROCEDURES ENSURE THAT GRANT FUNDS USED OUTSIDE THE UNITED STATES ARE BEING PROPERLY MONITORED.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2018
Additional Data


Software ID: 18007697
Software Version: 2018v3.1



SCHEDULE G (Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Supplemental Information Regarding
Fundraising or Gaming Activities
Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrowAttach to Form 990 or Form 990-EZ.
right arrowGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
Fundraising Activities. Complete if the organization answered "Yes" on Form 990, Part IV, line 17.
Form 990-EZ filers are not required to complete this part.
1
Indicate whether the organization raised funds through any of the following activities. Check all that apply.
a e
b f
c g
d
2a
Did the organization have a written or oral agreement with any individual (including officers, directors, trustees
or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?
b
If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.


(i) Name and address of individual
or entity (fundraiser) 		(ii) Activity (iii) Did fundraiser have custody or control of contributions? (iv) Gross receipts
from activity 		(v) Amount paid to
(or retained by)
fundraiser listed in
col. (i) 		(vi) Amount paid to
(or retained by)
organization
Yes No
 
RUFFALO NOEL LEVITZ LLC
65 KIRKWOOD NORTH ROAD SW
 
CEDAR RAPIDS, IA52404 		TELEFUND VENDOR   No 676,335 543,783 132,552
             
             
             
             
             
             
             
             
             
Total . . . . . . . . . . . . . . . . . . . . right arrow 676,335 543,783 132,552
3
List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.
CA, CO, CT, DE, DC, FL, GA, AL, HI, ID, IL, IN, IA, KS, KY, LA, ME, AK, MD, MA, MI, MN, MS, MO, MT, NE, NV, NH, NJ, NM, NY, NC, ND, OH, OK, OR, PA, AZ, RI, SC, SD, TN, TX, UT, VT, VA, AR, WA, WV, WI, WY
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50083H
Schedule G (Form 990 or 990-EZ) 2018
Schedule G (Form 990 or 990-EZ) 2018
Page 2
Part II
Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.




VerticalRevenue
(a) Event #1

SMFA ART SALE
(event type) 		(b) Event #2

 
(event type) 		(c) Other events

 
(total number) 		(d) Total events
(add col. (a) through col. (c))

1
Gross receipts . . . . .
689,501
 
 
689,501

2
Less: Contributions . . . .
317,497
 
 
317,497
3 Gross income (line 1 minus
line 2) . . . . . .
372,004
0
0
372,004



VerticalDirectExpenses
4 Cash prizes . . . . .        
5 Noncash prizes . . . .        
6 Rent/facility costs . . . . 174     174
7 Food and beverages . . . 2,041     2,041
8 Entertainment . . . .        
9 Other direct expenses . . . 389,175     389,175
10 Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . . right arrow 391,390
11 Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . . right arrow -19,386
Part III
Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.
VerticalRevenue
(a) Bingo (b) Pull tabs/Instant
bingo/progressive bingo 		(c) Other gaming (d) Total gaming (add col.(a) through col.(c))

1
Gross revenue . . . . .
 
 
 
 
VerticalDirectExpenses

2
Cash prizes . . . . .
 
 
 
 

3
Noncash prizes . . . .
 
 
 
 

4
Rent/facility costs . . . .
 
 
 
 

5
Other direct expenses . . .
 
 
 
 


6

Volunteer labor . . . .
%
%
%


7
Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow
 

8
Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow
 

9
Enter the state(s) in which the organization conducts gaming activities:
a
Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .
b
If "No," explain:
 
10a
Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .
b
If "Yes," explain:
 
Schedule G (Form 990 or 990-EZ) 2018
Schedule G (Form 990 or 990-EZ) 2018
Page 3
11
Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .
12
Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity
formed to administer charitable gaming? . . . . . . . . . . . . . . . . .
13
Indicate the percentage of gaming activity conducted in:
a
The organization's facility . . . . . . . . . . . . . . . . . .
13a
%
b
An outside facility . . . . . . . . . . . . . . . . . . . .
13b
%
14
Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name right arrow
Address right arrow
15a
Does the organization have a contract with a third party from whom the organization receives gaming
revenue? . . . . . . . . . . . . . . . . . . . . . . . .
b
If "Yes," enter the amount of gaming revenue received by the organization right arrow $   and the
amount of gaming revenue retained by the third party right arrow $   .
c
If "Yes," enter name and address of the third party:
Name right arrow
Address right arrow
 
 
16
Gaming manager information:
Name right arrow
Gaming manager compensation right arrow $  
Description of services provided right arrow
 
17
Mandatory distributions:
a
Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? . . . . . . . . . . . . . . . . . . .
b
Enter the amount of distributions required under state law distributed to other exempt organizations or spent
in the organization's own exempt activities during the tax year right arrow$  
Part IV
Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.
Return Reference Explanation
Schedule G (Form 990 or 990-EZ) 2018
Additional Data


Software ID: 18007697
Software Version: 2018v3.1

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule I
(Form 990)
Department of the Treasury
Internal Revenue Service
Grants and Other Assistance to Organizations,
Governments and Individuals in the United States
Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet Attach to Form 990.
lBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number
04-2103634
Part I
General Information on Grants and Assistance
1
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................
2
Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.
Part II
Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient
that received more than $5,000. Part II can be duplicated if additional space is needed.
(a) Name and address of organization
or government		 (b) EIN (c) IRC section
(if applicable)		 (d) Amount of cash grant (e) Amount of non-cash
assistance		 (f) Method of valuation
(book, FMV, appraisal,
other)		 (g) Description of
noncash assistance		 (h) Purpose of grant
or assistance
(1) 33Sigma Learning Labs
22 College Ave
Arlington,MA02474 		47-1956657 501(C)(3) 45,000       Subcontract Grant Award
(2) Aerogel Technologies LLC
270 Dorchester Ave
Boston,MA02127 		26-4780499 FOR PROFIT 67,900       Subcontract Grant Award
(3) Arizona State University
PO Box 876011
Tempe,AZ852876011 		86-0196696 501(C)(3) 32,910       Subcontract Grant Award
(4) Battelle Pacific Northwest Division
PO Box 84391
Seattle,WA981245691 		31-4379427 501(C)(3) 59,840       Subcontract Grant Award
(5) Baystate Medical Center
PO Box 414168
Boston,MA022414168 		04-2790311 501(C)(3) 257,418       Subcontract Grant Award
(6) Beth Israel Deaconess Medical Center
330 Brookline Ave
Boston,MA02215 		04-2103881 501(C)(3) 77,813       Subcontract Grant Award
(7) Trustees of Boston College
140 Commonwealth Ave
Chestnut Hill,MA02467 		04-2103545 501(C)(3) 108,936       Subcontract Grant Award
(8) Boston Medical Center
660 Harrison Ave
Boston,MA02118 		04-3314093 501(C)(3) 28,973       Subcontract Grant Award
(9) Boston University
PO Box 28763
New York,NY100878763 		04-2103547 501(C)(3) 96,711       Subcontract Grant Award
(10) Brandeis University
PO Box 549110
Waltham,MA024549110 		04-2103552 501(C)(3) 23,444       Subcontract Grant Award
(11) Bridgewater State University
131 Summer St
Bridgewater,MA02325 		04-3010428 501(C)(3) 16,355       Subcontract Grant Award
(12) Brigham & Women's Hospital
PO Box 3887
Boston,MA02241 		04-2312909 501(C)(3) 556,187       Subcontract Grant Award
(13) The Broad Institute Inc
415 Main St
Cambridge,MA02142 		26-3428781 501(C)(3) 26,061       Subcontract Grant Award
(14) Brown University
PO Box 1911
Providence,RI02912 		05-0258809 501(C)(3) 528,753       Subcontract Grant Award
(15) Child Trends Inc
7315 Wisconsin Ave Ste 1200W
Bethesda,MD208143666 		13-2982969 501(C)(3) 24,014       Subcontract Grant Award
(16) Children's Hospital Boston
PO Box 414413
Boston,MA02241 		04-2774441 501(C)(3) 195,798       Subcontract Grant Award
(17) Chinese Progressive Association Inc
28 Ash St
Boston,MA021111517 		04-2631569 501(C)(3) 34,644       Subcontract Grant Award
(18) The Cleveland Clinic Foundation
PO Box 931562
Cleveland,OH441935012 		34-0714585 501(C)(3) 615,715       Subcontract Grant Award
(19) College of William and Mary
PO Box 8795
Williamsburg,VA231878795 		54-0734117 501(C)(3) 130,404       Subcontract Grant Award
(20) Colorado State University
2002 Campus Delivery
Fort Collins,CO805232002 		84-6000545 501(C)(3) 28,005       Subcontract Grant Award
(21) Trustees of Columbia University
PO Box 29789
New York,NY10087 		13-5598093 501(C)(3) 546,325       Subcontract Grant Award
(22) ConvergeOne Systems Integration Inc
PO Box 4869
Houston,TX77210 		33-1009098 FOR PROFIT 149,192       Subcontract Grant Award
(23) Cornell University
PO Box 22
Ithaca,NY148510022 		15-0532082 501(C)(3) 142,455       Subcontract Grant Award
(24) Dairy Grazing Apprenticeship
522 4th St
Hudson,WI54016 		46-2694047 501(C)(3) 5,333       Subcontract Grant Award
(25) Dartmouth College
11 Rope Ferry Rd 6210
Hanover,NH037551404 		02-0222111 501(C)(3) 77,474       Subcontract Grant Award
(26) Design Urbanism Architectural LLC
299 Broadway Ste 1010
New York,NY100071952 		86-1126424 FOR PROFIT 22,131       Subcontract Grant Award
(27) Dimagi Inc
585 Massachusetts Ave Ste 4
Cambridge,MA02139 		83-0343298 FOR PROFIT 121,812       Subcontract Grant Award
(28) Dudley Street Neighborhood Initiative
550 Dudley St
Roxbury,MA02119 		04-2859066 501(C)(3) 11,299       Subcontract Grant Award
(29) Fox Chase Cancer Center
333 Cottman Ave
Philadelphia,PA19111 		23-2003072 501(C)(3) 173,386       Subcontract Grant Award
(30) Fuller Theological Seminary
180 N Oakland Ave
Pasedena,CA91101 		95-1699394 501(C)(3) 137,520       Subcontract Grant Award
(31) Fund for the City of New York
110 W 34th St Ste 807
New York,NY10001 		13-2612524 501(C)(3) 13,200       Subcontract Grant Award
(32) The Geneva Foundation
917 Pacific Ave Ste 600
Tacoma,WA98402 		91-1593913 501(C)(3) 57,857       Subcontract Grant Award
(33) George Washington University
45155 Research Place Ste 205
Ashburn,VA20147 		53-0196584 501(C)(3) 103,770       Subcontract Grant Award
(34) Georgia Tech Research Corp
PO Box 100117
Atlanta,GA30384 		58-0603146 501(C)(3) 177,999       Subcontract Grant Award
(35) Global Food & Nutrition Inc
1300 L St NW 920
Washington,DC20005 		52-1931539 FOR PROFIT 128,380       Subcontract Grant Award
(36) Harvard University
PO Box 415649
Boston,MA02241 		04-2103580 501(C)(3) 328,539       Subcontract Grant Award
(37) Heifer International
1 World Ave
Little Rock,AR72202 		35-1019477 501(C)(3) 5,569       Subcontract Grant Award
(38) International Food Policy Research Inst
2033 K Street NW
Washington,DC20006 		52-1041632 501(C)(3) 178,651       Subcontract Grant Award
(39) Jackson Lab
610 Main St
Bar Harbor,ME04609 		01-0211513 501(C)(3) 58,770       Subcontract Grant Award
(40) Johns Hopkins University
12529 Collections Center Dr
Chicago,IL60693 		52-0595110 501(C)(3) 643,775       Subcontract Grant Award
(41) KUMC Research Institute Inc
3901 Rainbow Blvd
Kansas City,KS66160 		48-1108830 501(C)(3) 20,497       Subcontract Grant Award
(42) Lahey Hospital & Medical Center
41 Mall Rd
Burlington,MA01805 		04-2704686 501(C)(3) 17,597       Subcontract Grant Award
(43) Life Connection Center
192 Appleton St
Lowell,MA01852 		47-1339554 501(C)(3) 27,695       Subcontract Grant Award
(44) LosAngeles Biomedical Research Institute
1124 W Carson St Bldg J-3
Torrance,CA90502 		95-2138184 501(C)(3) 6,192       Subcontract Grant Award
(45) Maine Medical Center
22 Bramhall St
Portland,ME04102 		01-0238552 501(C)(3) 144,930       Subcontract Grant Award
(46) Mass Eye and Ear Infirmary
243 Charles St
Boston,MA02114 		04-2103591 501(C)(3) 17,296       Subcontract Grant Award
(47) Mass General Hospital
PO Box 3829
Boston,MA02241 		04-2697983 501(C)(3) 231,739       Subcontract Grant Award
(48) Mass Institute of Technology
77 Massachusetts Ave
Cambridge,MA02139 		04-2103594 501(C)(3) 604,758       Subcontract Grant Award
(49) MDI Biological Laboratory
PO Box 35
Salisbury Cove,ME04672 		01-0202467 501(C)(3) 75,477       Subcontract Grant Award
(50) Medical College of Wisconsin
8701 Watertown Rd
Milwaukee,WI53226 		39-0806261 501(C)(3) 114,761       Subcontract Grant Award
(51) Medical University South Carolina
19 Hagood Ave Ste 805
Charleston,SC294258040 		57-6000722 501(C)(3) 14,600       Subcontract Grant Award
(52) Metropolitan Area Planning Council
60 Temple Place
Boston,MA02111 		04-2472296 501(C)(3) 36,197       Subcontract Grant Award
(53) The MGH Institute of Health Profession
399 Revolution Dr 7th Fl Ste 745
Somerville,MA021451444 		04-2868893 501(C)(3) 8,172       Subcontract Grant Award
(54) Montana State University
PO Box 172470
Bozeman,MT597172470 		81-6010045 501(C)(3) 44,671       Subcontract Grant Award
(55) Museum of Science
Science Park
Boston,MA021141099 		04-2103916 501(C)(3) 18,225       Subcontract Grant Award
(56) Natl Kidney Foundation Inc
30 E 33rd St
New York,NY10016 		13-1673104 501(C)(3) 9,540       Subcontract Grant Award
(57) New Jersey Institute of Technology
323 Dr Martin Luther King Jr Blvd
Newark,NJ071021982 		22-6000910 501(C)(3) 7,896       Subcontract Grant Award
(58) New York Academy of Medicine
1216 Fifth Ave
New york,NY10029 		13-1656674 501(C)(3) 14,515       Subcontract Grant Award
(59) New York Medical College
40 Sunshine Cottage Rd
Valhalla,NY10595 		13-1099420 501(C)(3) 157,332       Subcontract Grant Award
(60) New York University
PO Box 415026
Boston,MA022415026 		13-5562308 501(C)(3) 59,455       Subcontract Grant Award
(61) Northeastern University
360 Huntington Ave
Boston,MA02115 		04-1679980 501(C)(3) 421,427       Subcontract Grant Award
(62) Northwestern University
633 Clark St Rm G-547
Evanston,IL602081112 		36-2167817 501(C)(3) 115,620       Subcontract Grant Award
(63) Franklin Olin College of Engineering Inc
1000 Olin Way
Needham,MA024921200 		06-1519057 501(C)(3) 15,000       Subcontract Grant Award
(64) Oregon State University
312 Kerr Administration Bldg
Corvallis,OR973312140 		93-6001786 501(C)(3) 5,563       Subcontract Grant Award
(65) Parlance Corp
400 W Cummings Pk Ste 200
Woburn,MA01801 		04-3334185 FOR PROFIT 40,740       Subcontract Grant Award
(66) Pine Manor College
400 Heath St
Chestnut Hill,MA02467 		04-2321292 501(C)(3) 9,775       Subcontract Grant Award
(67) Princeton University
701 Carnegie Center Ste 443
Princeton,NJ08540 		21-0634501 501(C)(3) 76,612       Subcontract Grant Award
(68) Purdue University
23510 Network Pl
Chicago,IL60673 		35-6002041 501(C)(3) 52,118       Subcontract Grant Award
(69) Quivira Coalition
1413 Second St Ste 1
Santa Fe,NM87505 		31-1551770 501(C)(3) 18,096       Subcontract Grant Award
(70) RAND Corporation
PO Box 2138
Santa Monica,CA904072138 		95-1958142 501(C)(3) 156,981       Subcontract Grant Award
(71) Regents of the University of Minnesota
PO Box 1450
Minneapolis,MN554855957 		41-6007513 501(C)(3) 9,276       Subcontract Grant Award
(72) Rensselaer Polytechnic Institute
110 8th St
Troy,NY121803500 		14-1340095 501(C)(3) 388,743       Subcontract Grant Award
(73) Rhode Island Hospital
1 Hoppin St
Providence,RI029034141 		05-0258954 501(C)(3) 13,472       Subcontract Grant Award
(74) Rogue Farm Corps
PO Box 533
Ashland,OR97520 		03-0529330 501(C)(3) 6,567       Subcontract Grant Award
(75) Rowan University
201 Mullica Hill Rd
Glassboro,NJ08028 		22-2764819 501(C)(3) 11,586       Subcontract Grant Award
(76) Rush University
1700 West Van Buren St
Chicago,IL606123833 		36-2174823 501(C)(3) 142,586       Subcontract Grant Award
(77) Seven Hills Foundation
81 Hope Ave
Worcester,MA01603 		04-3293659 501(C)(3) 6,487       Subcontract Grant Award
(78) Somerville Trans Equity Partnership Inc
51 Mt Vernon Street
Somerville,MA02145 		20-1875025 501(C)(3) 33,259       Subcontract Grant Award
(79) Stanford University
PO Box 44253
San Francisco,CA941444253 		94-1156365 501(C)(3) 214,549       Subcontract Grant Award
(80) Syracuse University
119 Bowne Hall
Syracuse,NY132441140 		15-0532081 501(C)(3) 33,149       Subcontract Grant Award
(81) Telcom Billing & Management Solutions LLC
1600 Boston-Providence Hwy
Walpole,MA02081 		59-3828470 FOR PROFIT 8,550       Subcontract Grant Award
(82) Texas A&M Health Science Center COM
400 Harvey Mitchell Pkwy S Ste 300
College Station,TX778454375 		31-1702109 501(C)(3) 409,321       Subcontract Grant Award
(83) Think3d
3 Barrymore Road
Hanover,NH03755 		46-1019559 FOR PROFIT 19,181       Subcontract Grant Award
(84) Translational Genomics Research Institute
445 North Fifth Street Ste 600
Phoenix,AZ85004 		75-3065445 501(C)(3) 144,835       Subcontract Grant Award
(85) Tufts Medical Center
750 Washington St
Boston,MA02111 		04-3400617 501(C)(3) 8,633,605       Subcontract Grant Award
(86) Tunxis Community College
271 Scott Swamp Rd
Farmington,CT06032 		06-6268897 501(C)(3) 25,483       Subcontract Grant Award
(87) Univ of California Davis
PO Box 989062
West Sacramento,CA957989062 		94-6036494 501(C)(3) 162,164       Subcontract Grant Award
(88) Regents of Univ of California San Francisco
1855 Folsom St
San Francisco,CA94143 		94-6036493 501(C)(3) 14,666       Subcontract Grant Award
(89) Regents of the Univ of California
2195 Hearst Ave Rm 130 MC 1103
Berkeley,CA947201103 		94-6002123 501(C)(3) 160,190       Subcontract Grant Award
(90) Univ of Georgia Research Foundation Inc
310 E Campus Rd
Athens,GA30602 		58-1353149 501(C)(3) 12,285       Subcontract Grant Award
(91) Univ of North Carolina at Chapel Hill
PO Box 402420
Atlanta,GA303842420 		56-6001393 501(C)(3) 117,892       Subcontract Grant Award
(92) Regents of University of California
SAASB Bldg Rm 1212
Santa Barbara,CA931062003 		95-6006145 501(C)(3) 74,835       Subcontract Grant Award
(93) University of California San Diego
9500 Gilman Dr MC 0009
La Jolla,CA920930009 		95-6006144 501(C)(3) 98,298       Subcontract Grant Award
(94) University of Connecticut
438 Whitney Rd Ext Unit 1133
Storrs,CT062691133 		06-0772160 501(C)(3) 28,037       Subcontract Grant Award
(95) University of Georgia
310 E Campus Road
Athens,GA30602 		58-6001998 501(C)(3) 538,141       Subcontract Grant Award
(96) University of Idaho
875 Perimeter Dr MS 3020
Moscow,ID838443020 		82-6000945 501(C)(3) 33,203       Subcontract Grant Award
(97) University of Illinois
PO Box 20787
Springfield,IL62708 		37-6000511 501(C)(3) 36,735       Subcontract Grant Award
(98) University of Massachusetts
100 Morrissey Blvd
Boston,MA02125 		04-3167352 501(C)(3) 146,707       Subcontract Grant Award
(99) University of Miami
PO Box 405803
Atlanta,GA303845803 		59-0624458 501(C)(3) 12,848       Subcontract Grant Award
(100) Regents of the University of Michigan
Box 223131
Pittsburgh,PA152512131 		38-6006309 501(C)(3) 228,249       Subcontract Grant Award
(101) University of Missouri
PO Box 806010
Kansas City,MO64106 		43-6003859 501(C)(3) 79,609       Subcontract Grant Award
(102) University of Northern Iowa
Office of Business Operations
Cedar Falls,IA50614 		42-6004333 501(C)(3) 34,818       Subcontract Grant Award
(103) Trustees of the University of Pennsylvania
PO Box 785541
Philadelphia,PA19178 		23-1352685 501(C)(3) 55,396       Subcontract Grant Award
(104) University of Pittsburgh
PO Box 371220
Pittsburgh,PA152517220 		25-0965591 501(C)(3) 126,080       Subcontract Grant Award
(105) University of South Carolina
1600 Hampton St Rm 612
Columbia,SC29208 		57-6001153 501(C)(3) 13,360       Subcontract Grant Award
(106) University of Texas
PO Box 301418
Dallas,TX753031418 		74-1761309 501(C)(3) 40,313       Subcontract Grant Award
(107) University of Texas at Austin
PO Box 7159
Austin,TX787137159 		74-6000203 501(C)(3) 44,287       Subcontract Grant Award
(108) University of Utah
201 S Presidents Cir Rm 406
Salt Lake City,UT841129020 		87-6000525 501(C)(3) 14,070       Subcontract Grant Award
(109) University of Vermont
217 Waterman Bldg 85 S Prospect St
Burlington,VT054050160 		03-0179440 501(C)(3) 143,923       Subcontract Grant Award
(110) University of Virginia
PO Box 400195
Charlottesville,VA229044195 		54-6001796 501(C)(3) 31,515       Subcontract Grant Award
(111) University of Washington
Box 354966
Seattle,WA981954966 		91-6001537 501(C)(3) 231,626       Subcontract Grant Award
(112) University of Wisconsin
Office For Research Spons Prog
Milwaukee,WI532780538 		39-6006492 501(C)(3) 103,509       Subcontract Grant Award
(113) US Dept of Agriculture
PO Box 979099
St Louis,MO631799000 		41-0696271 501(C)(3) 6,964       Subcontract Grant Award
(114) Vaxess Technologies Inc
790 Memorial Dr
Cambridge,MA021394648 		46-0612554 FOR PROFIT 59,724       Subcontract Grant Award
(115) Vilicus Farms
23856 Rd 265 N
Havre,MT59501 		29-3783106 FOR PROFIT 9,998       Subcontract Grant Award
(116) Virginia Polytechnic Inst & State Univ
300 Turner St
Blacksburg,VA24061 		54-6001805 501(C)(3) 11,484       Subcontract Grant Award
(117) Washington State University
PO Box 641025
Pullman,WA991641025 		91-6001108 501(C)(3) 99,358       Subcontract Grant Award
(118) Washington University
700 Rosedale Ave
St Louis,MO63112 		43-0653611 501(C)(3) 846,457       Subcontract Grant Award
(119) Wellesley College
Green Hall 139 106 Central St
Wellesley,MA024818203 		04-2103637 501(C)(3) 14,408       Subcontract Grant Award
(120) Women & Infants Hospital of Rhode Island
350 Duncan Dr
Providence,RI02906 		05-0258937 501(C)(3) 50,530       Subcontract Grant Award
(121) Woods Hole Research Center
149 Woods Hole Rd
Falmouth,MA02540 		04-3005094 501(C)(3) 30,509       Subcontract Grant Award
(122) Youthbuild USA Inc
58 Day St
Somerville,MA02144 		22-3076454 501(C)(3) 30,000       Subcontract Grant Award
2
Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image
112
3
Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image
10
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50055P
Schedule I (Form 990) 2018

Schedule I (Form 990) 2018
Page 2
Part III
Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Number of
recipients		 (c) Amount of
cash grant		 (d) Amount of
noncash assistance		 (e) Method of valuation (book,
FMV, appraisal, other)		 (f) Description of noncash assistance
(1) SCHOLARSHIPS 5896 147,063,470      
(2) FELLOWSHIPS 680 2,622,304      
(3) STUDENT PRIZES 617 834,323      
(4) STUDENT STIPENDS 503 550,386      
(4)
(5)
(6)
(7)
Part IV
Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.
Return Reference Explanation
Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. DUE TO THE VARIOUS TYPES OF GRANT FUND EXPENDITURES THE UNIVERSITY USES MULTIPLE INTERNAL CONTROL PROCEDURES FOR MONITORING THE USE OF U.S. GRANT FUNDS AND ASSISTANCE. FELLOWSHIPS, PRIZES AND STIPEND PAYMENTS ARE MADE THROUGH OUR FINANCIAL SERVICES AND ACCOUNTS PAYABLE DEPARTMENT. THE PROCESS REQUIRES PRE-APPROVAL BY A PARTICULAR DEPARTMENT-HEAD AND SPECIFIC DOCUMENTATION AND AUTHORIZATIONS ARE NECESSARY IN ORDER TO PROCESS A PAYMENT. A MAJORITY OF PAYMENTS ARE MADE VIA CHECK. FOR DOMESTIC SCHOLARSHIPS, THE FINANCIAL AID OFFICE (FAO) MAINTAINS AN INDEPENDENT FINANCIAL AID ACCOUNTING SYSTEM. THE FAO ADMINISTERS THE LISTING OF AWARD RECIPIENTS AND RECONCILES, ON A MONTHLY BASIS, THE CORRESPONDING EXPENSES WITH THE UNIVERSITY GENERAL LEDGER SYSTEM. THE CASH GRANTS ARE ALSO REFLECTED ON EACH INDIVIDUAL STUDENT ACCOUNT. THE FINANCIAL SERVICES OFFICE INDEPENDENTLY RECORDS THE TRANSACTIONS AFTER ALL REQUIRED SYSTEM-FEED DOCUMENTATION HAS BEEN RECEIVED. ADDITIONALLY, ALL FEDERAL SCHOLARSHIP ACTIVITIES ARE MONITORED SEPARATELY BY THE SPONSORED ACCOUNTING DEPARTMENT (SPA). FOR SUBCONTRACT RESEARCH GRANTS, THE UNIVERSITY MAINTAINS A SPONSORED RESEARCH ACCOUNTING (SPA) DEPARTMENT WHICH HAS FINANCIAL OVERSIGHT FOR ALL GRANT AND CONTRACT ACTIVITY. THE PRINCIPAL INVESTIGATOR (PI) IS RESPONSIBLE FOR ALL ASPECTS OF A GRANT ALONG WITH THE COMPLIANCE ACTIVITIES. SPECIFIC GRANT-RELATED EXPENDITURE ACTIVITIES ARE PROCESSED BY THE UNIVERSITY ACCOUNTS PAYABLE DEPARTMENT. SUB-RECIPIENT MONITORING: A PRINCIPAL INVESTIGATOR (PI) NEGOTIATES SUBCONTRACTS WITH SUB-RECIPIENTS THROUGH THE OFFICE OF THE VICE PROVOST. WHEN AN AGREEMENT IS FULLY EXECUTED, IT MUST BE SUBMITTED TO THE OFFICE OF SPONSORED PROGRAMS ACCOUNTING (SPA) ALONG WITH A COMPLETED CONSULTANT PAYMENT FORM. ANY ISSUES REGARDING SUB-RECIPIENT PERFORMANCE ARE REPORTED TO THE OFFICE OF THE VICE PROVOST AND SPA. ALSO, SPA IS RESPONSIBLE FOR ENSURING THAT ALL SUB-RECIPIENTS ARE IN COMPLIANCE WITH OMB CIRCULAR A-133 REQUIREMENTS.
Schedule I (Form 990) 2018



Additional Data


Software ID: 18007697
Software Version: 2018v3.1


Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes in line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked in line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
Yes
 
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
Yes
 
b
Any related organization? .......................
5b
 
No
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
No
b
Any related organization? ......................
6b
 
No
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
Yes
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
Yes
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2018

Schedule J (Form 990) 2018
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1Anthony P Monaco
 
Trustee & University President 		(i)

(ii)		 879,680
-------------
0 		0
-------------
0 		153,505
-------------
0 		53,330
-------------
0 		127,585
-------------
0 		1,214,100
-------------
0 		0
-------------
0
2David R Harris
 
Provost & Sr VP - End Date 4/15/2018 		(i)

(ii)		 212,071
-------------
0 		0
-------------
0 		24,535
-------------
0 		37,083
-------------
0 		37,761
-------------
0 		311,450
-------------
0 		0
-------------
0
3David J Kahle
 
VP - Information Technology, CIO - End Date 5/11/2018 		(i)

(ii)		 119,675
-------------
0 		0
-------------
0 		78,399
-------------
0 		27,030
-------------
0 		11,020
-------------
0 		236,124
-------------
0 		0
-------------
0
4Patricia L Campbell
 
Executive VP, End Date 5/31/2019 		(i)

(ii)		 544,263
-------------
0 		0
-------------
0 		7,590
-------------
0 		53,330
-------------
0 		10,394
-------------
0 		615,577
-------------
0 		0
-------------
0
5Mary R Jeka
 
VP - University Relations 		(i)

(ii)		 428,185
-------------
0 		0
-------------
0 		3,021
-------------
0 		53,330
-------------
0 		10,292
-------------
0 		494,828
-------------
0 		0
-------------
0
6Thomas S McGurty
 
VP - Finance & Treasurer 		(i)

(ii)		 407,210
-------------
0 		0
-------------
0 		5,631
-------------
0 		53,330
-------------
0 		25,906
-------------
0 		492,077
-------------
0 		0
-------------
0
7Julien C Carter
 
VP - Human Resources 		(i)

(ii)		 295,677
-------------
0 		0
-------------
0 		13,480
-------------
0 		41,263
-------------
0 		29,790
-------------
0 		380,210
-------------
0 		0
-------------
0
8Michael A Baenen
 
See Schedule O for Title 		(i)

(ii)		 178,473
-------------
0 		0
-------------
0 		19,292
-------------
0 		24,048
-------------
0 		13,464
-------------
0 		235,277
-------------
0 		0
-------------
0
9Paul J Tringale
 
Secretary of Corporation 		(i)

(ii)		 163,936
-------------
0 		0
-------------
0 		660
-------------
0 		20,167
-------------
0 		57,290
-------------
0 		242,053
-------------
0 		0
-------------
0
10Eric C Johnson
 
VP - University Advancement 		(i)

(ii)		 462,071
-------------
0 		0
-------------
0 		2,175
-------------
0 		53,330
-------------
0 		23,248
-------------
0 		540,824
-------------
0 		0
-------------
0
11Elizabeth Mcclain
 
Associate Treasurer 		(i)

(ii)		 155,700
-------------
0 		7,663
-------------
0 		18,866
-------------
0 		20,897
-------------
0 		20,652
-------------
0 		223,778
-------------
0 		0
-------------
0
12Barbara Stein
 
VP Operations 		(i)

(ii)		 307,223
-------------
0 		0
-------------
0 		483
-------------
0 		40,830
-------------
0 		28,616
-------------
0 		377,152
-------------
0 		0
-------------
0
13Deborah T Kochevar
 
Interim Provost & Sr VP - End Date 6/30/2019 		(i)

(ii)		 407,926
-------------
0 		0
-------------
0 		10,196
-------------
0 		34,830
-------------
0 		22,978
-------------
0 		475,930
-------------
0 		0
-------------
0
14Jean E Ayers
 
Interim VP - Communications & Marketing - End Date 8/27/2018 		(i)

(ii)		 193,312
-------------
0 		0
-------------
0 		3,444
-------------
0 		23,457
-------------
0 		9,642
-------------
0 		229,855
-------------
0 		0
-------------
0
15Linda M Abriola
 
ENGINEERING PROFESSOR -START DATE 9/01/2015, DEAN OF ENGINEERING - END DATE 8/31/2015 		(i)

(ii)		 300,434
-------------
0 		0
-------------
0 		2,182
-------------
0 		34,830
-------------
0 		57,508
-------------
0 		394,954
-------------
0 		0
-------------
0
16Harris A Berman
 
Dean Medical School 		(i)

(ii)		 463,210
-------------
0 		0
-------------
0 		21,171
-------------
0 		34,830
-------------
0 		28,604
-------------
0 		547,815
-------------
0 		0
-------------
0
17James M Glaser
 
Dean Arts & Sciences 		(i)

(ii)		 362,666
-------------
0 		0
-------------
0 		1,677
-------------
0 		34,830
-------------
0 		28,702
-------------
0 		427,875
-------------
0 		0
-------------
0
18Jianmin Qu
 
Dean of Engineering 		(i)

(ii)		 370,532
-------------
0 		0
-------------
0 		21,260
-------------
0 		34,830
-------------
0 		22,456
-------------
0 		449,078
-------------
0 		0
-------------
0
19Huw Thomas
 
Dean Dental School 		(i)

(ii)		 422,469
-------------
0 		0
-------------
0 		5,814
-------------
0 		34,830
-------------
0 		15,124
-------------
0 		478,237
-------------
0 		0
-------------
0
20Joyce S Knoll
 
Interim Dean Cummings School - Start Date 4/16/2018 		(i)

(ii)		 197,507
-------------
0 		0
-------------
0 		1,241
-------------
0 		24,432
-------------
0 		21,316
-------------
0 		244,496
-------------
0 		0
-------------
0
21Daniel Jay
 
Dean School for Graduate Biomedical Sciences 		(i)

(ii)		 218,183
-------------
0 		15,000
-------------
0 		6,706
-------------
0 		27,668
-------------
0 		23,191
-------------
0 		290,748
-------------
0 		0
-------------
0
22Sally Dungan
 
Chief Investment Officer 		(i)

(ii)		 416,900
-------------
0 		236,745
-------------
0 		26,111
-------------
0 		160,803
-------------
0 		26,648
-------------
0 		867,207
-------------
0 		97,455
-------------
0
23Dariush Mozaffarian
 
Dean Friedman School 		(i)

(ii)		 417,633
-------------
0 		0
-------------
0 		681
-------------
0 		34,830
-------------
0 		28,532
-------------
0 		481,676
-------------
0 		0
-------------
0
24Maria Papageorge
 
Professor & Chair 		(i)

(ii)		 230,574
-------------
0 		293,071
-------------
0 		27,829
-------------
0 		32,388
-------------
0 		24,319
-------------
0 		608,181
-------------
0 		0
-------------
0
25TRYFAN D EVANS
 
DIRECTOR OF INVESTMENTS 		(i)

(ii)		 251,220
-------------
0 		162,658
-------------
0 		18,905
-------------
0 		121,828
-------------
0 		5,165
-------------
0 		559,776
-------------
0 		75,708
-------------
0
26Constantinos Laskarides
 
Associate Professor 		(i)

(ii)		 144,487
-------------
0 		233,807
-------------
0 		16,603
-------------
0 		17,606
-------------
0 		32,068
-------------
0 		444,571
-------------
0 		0
-------------
0
Schedule J (Form 990) 2018

Schedule J (Form 990) 2018
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
Schedule J, Part I, Line 1a First-class or charter travel VARIOUS OFFICERS AND SENIOR STAFF TRAVEL ABROAD PERIODICALLY ON SCHOOL BUSINESS. THE AIRLINE ACCOMMODATIONS MAY INCLUDE FIRST-CLASS SEATING WHEN THE TRAVEL IS FOR A PERIOD OF SIX HOURS OR MORE. DURING CALENDAR YEAR 2018, ONE OFFICER AND ONE OF THE TOP-5 HIGH- COMPENSATED EMPLOYEES TRAVELED USING SUCH AIRLINE ACCOMMODATIONS, THE VALUE OF WHICH WAS NOT INCLUDED IN THEIR TAXABLE COMPENSATION AS THIS ACTIVITY WAS A BUSINESS EXPENSE.
Schedule J, Part I, Line 1a Travel for companions THE PRESIDENT TRAVELS FOR UNIVERSITY BUSINESS WITH HIS SPOUSE ON A LIMITED BASIS. SPOUSAL TRAVEL EXPENSES ARE FOR A BONA FIDE BUSINESS PURPOSE AND ARE NOT INCLUDED IN TAXABLE COMPENSATION.
Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE UNIVERSITY MAY INDEMNIFY AND PROVIDE TAX GROSS- UP AMOUNTS TO REIMBURSE OFFICERS AND SENIOR MANAGEMENT EMPLOYEES WHERE ADDITIONAL PERSONAL INCOME TAXES ARE INCURRED FROM AN INCLUSION OF A TAXABLE FRINGE BENEFIT. DURING THE CALENDAR YEAR 2018, TWO OFFICERS AND ONE FORMER KEY EMPLOYEE RECEIVED TAX INDEMNIFICATION AND GROSS-UP PAYMENTS, ALL OF WHICH WERE INCLUDED IN TAXABLE COMPENSATION TO THE EMPLOYEES.
Schedule J, Part I, Line 1a Housing allowance or residence for personal use AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF TUFTS UNIVERSITY, THE UNIVERSITY PRESIDENT IS REQUIRED TO RESIDE ON CAMPUS. THE VALUE OF ON-CAMPUS HOUSING IS NOT INCLUDED IN TAXABLE COMPENSATION, BUT IS REFLECTED IN SCHEDULE J, PART II, COLUMN (D).
Schedule J, Part I, Line 1a Personal services THE UNIVERSITY PROVIDES HOUSECLEANING SERVICES TO THE PRESIDENT OF WHICH THE PRESIDENT REIMBURSES THE UNIVERSITY FOR THE MARKET VALUE OF PERSONAL HOUSECLEANING SERVICES. AS A RESULT, NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION. IN ADDITION, THE UNIVERSITY PROVIDES A DRIVER AND VEHICLE FOR THE PRESIDENT FOR CERTAIN UNIVERSITY EVENTS. NO AMOUNT OF THIS BENEFIT WAS TREATED AS TAXABLE COMPENSATION.
Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan SALLY DUNGAN, CHIEF INVESTMENT OFFICER, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 100% OF BASE SALARY EARNINGS. SHE RECEIVED A PAYOUT AMOUNT OF $ 236,745 IN 2018. THIS AMOUNT IS REPORTED IN PART II, COLUMN B(ii). TRYFAN D. EVANS, DIRECTOR OF INVESTMENTS, PARTICIPATED IN AN EMPLOYEE INCENTIVE COMPENSATION PLAN THAT IS BASED OFF OF JOB AND PORTFOLIO PERFORMANCE AND ALLOWS FOR UP TO 80% OF BASE SALARY EARNINGS. HE RECEIVED A PAYOUT AMOUNT OF $162,658 IN 2018. THIS AMOUNT IS REPORTED IN PART II, COLUMN B(ii). FOR ALL INDIVIDUALS PARTICIPATING IN THE INCENTIVE COMPENSATION PLAN THE TERMS OF THE INCENTIVE PAYOUTS INCLUDE A VESTING SCHEDULE COVERING THREE YEARS WHICH ALLOW FOR 50% IN YEAR ONE AND 25% FOR YEARS TWO AND THREE. THE ACTUAL INCENTIVE PAYOUTS ARE MADE IN THE QUARTER FOLLOWING THE CLOSE OF THE FISCAL YEAR TO WHICH THE INCENTIVE PAYMENT APPLIES. TOTAL CURRENT-YEAR EARNED INCOME DEFERRAL AMOUNTS ARE INCLUDED ON SCHEDULE J, PART II, COLUMN C. AND AMOUNTS PAID TO THESE INDIVIDUALS ARE FURTHER EXPLAINED ON SCHEDULE J, PART I, LINE 6(a) AND LINE 7.
Schedule J, Part I, Line 5a Compensation contingent on revenues of the organization TWO FULL-TIME FACULTY MEMBERS OF TUFTS UNIVERSITY SCHOOL OF DENTAL MEDICINE PARTICIPATE IN a GROUP DENTAL PRACTICE, CALLED TUFTS DENTAL ASSOCIATES (TDA), WHERE they PRACTICE DENTISTRY. AS MEMBERs OF TDA, they have A NON-FIXED PAYMENT INCENTIVE CONTRACT THAT IS PAID ANNUALLY OVER 24 PAY PERIODS, which is BASED ON NET COLLECTIONS FOR the PRACTICE.
Schedule J, Part I, Line 7 Non-fixed payments ONE OFFICER AND ONE KEY EMPLOYEE RECEIVED NON-FIXED PAYMENTS FOR EXTRAORDINARY JOB PERFORMANCE. THESE AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II). TWO INVESTMENT OFFICERS PARTICIPATE IN A DISCRETIONARY INCENTIVE PLAN AND RECEIVED NON-FIXED PAYMENTS FOR INDIVIDUAL JOB PERFORMANCE AND FOR ACHIEVING CERTAIN GOALS AND OBJECTIVES. THESE AMOUNTS ARE A COMPONENT OF THE TOTAL REPORTABLE AMOUNTS AS EXPLAINED ON SCHEDULE J, LINE 4(B) AND ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II).
Schedule J, Part I, Line 8 Payments on contract that is subject to the initial contract exception The Provost is serving under his initial contract. ALL DEANS OF EACH SCHOOL ARE SERVING UNDER THEIR INITIAL CONTRACTS.
Schedule J (Form 990) 2018
Additional Data


Software ID: 18007697
Software Version: 2018v3.1

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number
04-2103634
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A MHEFA Series N
  		04-2456011 57586CV36 03-27-2008 140,600,000 REFUND ISSUE DATED 08/05/2004 & 01/12/2006   X   X   X
B MHEFA Series M
  		04-2456011 57586ejt9 06-11-2009 66,548,467 REFUND ISSUE DATED 04/01/1998   X   X   X
C MHEFA SERIES G
  		04-2456011 57586EKD2 07-01-2009 27,900,000 REFUND ISSUES DATED 6/14/1995 & 6/07/2001   X   X   X
D MDFA Series P
  		04-3431814 57583r7l3 02-08-2011 50,532,192 REFUND ISSUE DATED 04/03/2001   X   X   X
MDFA SERIES Q
  		04-3431814 57583U4K1 02-26-2015 78,544,431 REFUND ISSUE DATED 11/13/2008 & CONSTRUCT FACILITY   X   X   X
MDFA SERIES (MASTER LEASE AGRMNT)
  		04-3431814   03-17-2015 28,000,000 CONSTRUCT FACILITY   X   X   X
MDFA SERIES R
  		04-3431814 57584YNF2 12-13-2018 34,000,000 IMPROVEMENTS TO EXISTING BUILDINGS   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 29,300,000 3,130,000 3,600,000  
2 Amount of bonds legally defeased .............. 0 0    
3 Total proceeds of issue .................. 140,600,000 66,548,467 27,900,000 50,532,192
4 Gross proceeds in reserve funds ............. 0 0    
5 Capitalized interest from proceeds ............. 0 0    
6 Proceeds in refunding escrows ............... 0 0    
7 Issuance costs from proceeds ............... 600,000 538,881 397,771 532,192
8 Credit enhancement from proceeds ............. 0 0    
9 Working capital expenditures from proceeds ............. 0 0    
10 Capital expenditures from proceeds ............. 0 0 29,961,950  
11 Other spent proceeds ............. 140,000,000 66,009,586 27,900,000 50,000,000
12 Other unspent proceeds ............. 0 0 3,640,279  
13 Year of substantial completion ............. 2016 2016
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? .... X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? .....   X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X    
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X     X    
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X     X   X    
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X              
c Are there any research agreements that may result in private business use of bond-financed property? ............. X     X   X    
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X           X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 %  
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X    
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X    
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X      
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X     X X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X     X   X X  
b Name of provider .......... DEUTSCHE BANK & BNY MELLON
  		 
  		 
  		BNY MELLON
 
c Term of hedge ......... 1000 %     2500 %
d Was the hedge superintegrated? ...... X             X
e Was the hedge terminated? ........   X           X
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... Deutsche Bank and Bank of America
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Schedule K, Part I SEVEN DEBT ISSUES ARE LISTED ON SCHEDULE K MULTIPLE SCHEDULES ARE ATTACHED
Schedule K, Part IV, Line 3 MDFA SERIES (MASTER LEASE AGREEMENT) RATE IS VARIABLE FOR YEARS(S) 1 & 2 AND CONVERTS TO A FIXED RATE FOR THE REMAINDER OF THE TERM.
Schedule K, Part I, Column (c) CUSIP # MDFA SERIES (MASTER LEASE AGREEMENT) DOES NOT HAVE A CUSIP
Schedule K, Part II, Line 11 ALL COLUMNS THAT ARE FROM REFUNDINGS THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW
Schedule K, Part III Column (D) SERIES 2011P IS A REFUNDING OF AN ISSUE DATED PRIOR TO 12/31/2002 AND THEREFORE IS EXEMPT FROM REPORTING ON PART III OF SCHEDULE K
Schedule K, Part III, Line 6 ALL SERIES WITH 0.0% WHILE THERE MAY BE LEASES, MANAGEMENT CONTRACTS, OR RESEARCH AGREEMENTS OCCURRING IN BOND FINANCED PROPERTY, DUE TO EQUITY CONTRIBUTIONS OR OTHER PRIVATE BUSINESS USE EXCEPTIONS, THE ARRANGEMENTS DO NOT GENERATE PRIVATE BUSINESS FOR THE CURRENT REPORTING PERIOD
Schedule K, Part III COLUMNS (B) & (C) BOTH SERIES M & SERIES G ARE REFUNDING'S OF AN ISSUES DATED PRIOR TO 12/31/2002 AND THEREFORE IS EXEMPT FROM REPORTING ON PART III OF SCHEDULE K
Schedule K, Part II, Line 1 COLUMN (A) AS PART OF A REMEDIAL ACTION PROCEEDS FROM THE SALE OF A BOSTON BUILDING WERE USED TO RETIRE SERIES N DEBT.
Schedule K, Part II, Line 2 COLUMN (A) AS PART OF A REMEDIAL ACTION, PROCEEDS FROM THE SALE OF BOSTON BUILDING WERE USED TO DEFEASE SERIES Q DEBT.
Schedule K, Part II, Line 3 COLUMN (C) SERIES R ISSUED AT PAR AND DUE IN AUGUST, 2048
Schedule K, Part II, Line 1 COLUMN B & COLUMN C ANNUAL PRINCIPAL PAY-DOWN AND RETIREMENT OF BONDS
Schedule K (Form 990) 2018

Additional Data


Software ID: 18007697
Software Version: 2018v3.1


Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

Schedule K
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Information on Tax-Exempt Bonds
SchKMediumBullet Complete if the organization answered "Yes" to Form 990, Part Ⅵ, line 24a. Provide descriptions,
explanations, and any additional information in Part Ⅵ.
SchKMediumBullet Attach to Form 990.
SchKMediumBulletGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number
04-2103634
Part Ⅰ
Bond Issues
(a) Issuer name (b) Issuer EIN (c) CUSIP # (d) Date issued (e) Issue price (f) Description of purpose (g) Defeased (h) On
behalf of
issuer		 (i) Pool
financing
Yes No Yes No Yes No
A MHEFA Series N
  		04-2456011 57586CV36 03-27-2008 140,600,000 REFUND ISSUE DATED 08/05/2004 & 01/12/2006   X   X   X
B MHEFA Series M
  		04-2456011 57586ejt9 06-11-2009 66,548,467 REFUND ISSUE DATED 04/01/1998   X   X   X
C MHEFA SERIES G
  		04-2456011 57586EKD2 07-01-2009 27,900,000 REFUND ISSUES DATED 6/14/1995 & 6/07/2001   X   X   X
D MDFA Series P
  		04-3431814 57583r7l3 02-08-2011 50,532,192 REFUND ISSUE DATED 04/03/2001   X   X   X
MDFA SERIES Q
  		04-3431814 57583U4K1 02-26-2015 78,544,431 REFUND ISSUE DATED 11/13/2008 & CONSTRUCT FACILITY   X   X   X
MDFA SERIES (MASTER LEASE AGRMNT)
  		04-3431814   03-17-2015 28,000,000 CONSTRUCT FACILITY   X   X   X
MDFA SERIES R
  		04-3431814 57584YNF2 12-13-2018 34,000,000 IMPROVEMENTS TO EXISTING BUILDINGS   X   X   X
Part Ⅱ
Proceeds
A B C D
1 Amount of bonds retired .................. 29,300,000 3,130,000 3,600,000  
2 Amount of bonds legally defeased .............. 0 0    
3 Total proceeds of issue .................. 140,600,000 66,548,467 27,900,000 50,532,192
4 Gross proceeds in reserve funds ............. 0 0    
5 Capitalized interest from proceeds ............. 0 0    
6 Proceeds in refunding escrows ............... 0 0    
7 Issuance costs from proceeds ............... 600,000 538,881 397,771 532,192
8 Credit enhancement from proceeds ............. 0 0    
9 Working capital expenditures from proceeds ............. 0 0    
10 Capital expenditures from proceeds ............. 0 0 29,961,950  
11 Other spent proceeds ............. 140,000,000 66,009,586 27,900,000 50,000,000
12 Other unspent proceeds ............. 0 0 3,640,279  
13 Year of substantial completion ............. 2016 2016
Yes No Yes No Yes No Yes No
14 Were the bonds issued as part of a current refunding issue? .... X   X   X   X  
15 Were the bonds issued as part of an advance refunding issue? .....   X   X   X   X
16 Has the final allocation of proceeds been made? .......... X   X   X   X  
17 Does the organization maintain adequate books and records to support the final allocation of proceeds? .................. X   X   X   X  
Part Ⅲ
Private Business Use
A B C D
Yes No Yes No Yes No Yes No
1 Was the organization a partner in a partnership, or a member of an LLC, which owned property financed by tax-exempt bonds? .............   X   X   X    
2 Are there any lease arrangements that may result in private business use of bond-financed property? ............... X   X     X    
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50193E
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 2
Part Ⅲ
Private Business Use (Continued)
A B C D
Yes No Yes No Yes No Yes No
3a Are there any management or service contracts that may result in private business use of bond-financed property? ............. X     X   X    
b If "Yes" to line 3a, does the organization routinely engage bond counsel or other outside counsel to review any management or service contracts relating to the financed property? X              
c Are there any research agreements that may result in private business use of bond-financed property? ............. X     X   X    
d If "Yes" to line 3c, does the organization routinely engage bond counsel or other outside counsel to review any research agreements relating to the financed property? X           X  
4 Enter the percentage of financed property used in a private business use by entities other than a section 501(c)(3) organization or a state or local government ....SchKMediumBullet 0 % 0 % 0 %  
5 Enter the percentage of financed property used in a private business use as a result of unrelated trade or business activity carried on by your organization, another section 501(c)(3) organization, or a state or local government ......... SchKMediumBullet 0 % 0 % 0 %  
6 Total of lines 4 and 5 ............. 0 % 0 % 0 % 0 %
7 Does the bond issue meet the private security or payment test? ...   X   X   X    
8a Has there been a sale or disposition of any of the bond-financed property to a nongovernmental person other than a 501(c)(3) organization since the bonds were issued?.............   X   X   X    
b If "Yes" to line 8a, enter the percentage of bond-financed property sold or disposed of. ..        
c If "Yes" to line 8a, was any remedial action taken pursuant to Regulations sections 1.141-12 and 1.145-2? .............                
9 Has the organization established written procedures to ensure that all nonqualified bonds of the issue are remediated in accordance with the requirements under
Regulations sections 1.141-12 and 1.145-2? ........ 		X   X   X      
Part Ⅳ
Arbitrage
A B C D
Yes No Yes No Yes No Yes No
1 Has the issuer filed Form 8038-T, Arbitrage Rebate, Yield Reduction and Penalty in Lieu of Arbitrage Rebate? ...   X   X   X   X
2 If "No" to line 1, did the following apply? ....
a Rebate not due yet? .......   X   X   X   X
b Exception to rebate? ........ X   X   X   X  
c No rebate due? .........   X   X   X   X
If "Yes" to line 2c, provide in Part Ⅵ the date the rebate
computation was performed ......
3 Is the bond issue a variable rate issue? ..... X     X X   X  
4a Has the organization or the governmental issuer entered into a qualified hedge with respect to the bond issue? X     X   X X  
b Name of provider .......... DEUTSCHE BANK & BNY MELLON
  		 
  		 
  		BNY MELLON
 
c Term of hedge ......... 1000 %     2500 %
d Was the hedge superintegrated? ...... X             X
e Was the hedge terminated? ........   X           X
Schedule K (Form 990) 2018

Schedule K (Form 990) 2018
Page 3
Part Ⅳ
Arbitrage (Continued)
A B C D
Yes No Yes No Yes No Yes No
5a Were gross proceeds invested in a guaranteed investment contract (GIC)?   X   X   X   X
b Name of provider .......... Deutsche Bank and Bank of America
  		 
  		 
  		 
 
c Term of GIC .........        
d Was the regulatory safe harbor for establishing the fair market value of the GIC satisfied? ........                
6 Were any gross proceeds invested beyond an available temporary period?   X   X   X   X
7 Has the organization established written procedures to monitor the requirements of section 148? ... X   X   X   X  
Part Ⅴ
Procedures To Undertake Corrective Action
--------------------------------------------------------------------------------------------------------------- A B C D
Yes No Yes No Yes No Yes No
Has the organization established written procedures to ensure that violations of federal tax requirements are timely identified and corrected through the voluntary closing agreement program if self-remediation is not available under applicable regulations? X   X   X   X  
Part Ⅵ
Supplemental Information. Provide additional information for responses to questions on Schedule K (see instructions).
Return Reference Explanation
Schedule K, Part I SEVEN DEBT ISSUES ARE LISTED ON SCHEDULE K MULTIPLE SCHEDULES ARE ATTACHED
Schedule K, Part IV, Line 3 MDFA SERIES (MASTER LEASE AGREEMENT) RATE IS VARIABLE FOR YEARS(S) 1 & 2 AND CONVERTS TO A FIXED RATE FOR THE REMAINDER OF THE TERM.
Schedule K, Part I, Column (c) CUSIP # MDFA SERIES (MASTER LEASE AGREEMENT) DOES NOT HAVE A CUSIP
Schedule K, Part II, Line 11 ALL COLUMNS THAT ARE FROM REFUNDINGS THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW
Schedule K, Part III Column (D) SERIES 2011P IS A REFUNDING OF AN ISSUE DATED PRIOR TO 12/31/2002 AND THEREFORE IS EXEMPT FROM REPORTING ON PART III OF SCHEDULE K
Schedule K, Part III, Line 6 ALL SERIES WITH 0.0% WHILE THERE MAY BE LEASES, MANAGEMENT CONTRACTS, OR RESEARCH AGREEMENTS OCCURRING IN BOND FINANCED PROPERTY, DUE TO EQUITY CONTRIBUTIONS OR OTHER PRIVATE BUSINESS USE EXCEPTIONS, THE ARRANGEMENTS DO NOT GENERATE PRIVATE BUSINESS FOR THE CURRENT REPORTING PERIOD
Schedule K, Part III COLUMNS (B) & (C) BOTH SERIES M & SERIES G ARE REFUNDING'S OF AN ISSUES DATED PRIOR TO 12/31/2002 AND THEREFORE IS EXEMPT FROM REPORTING ON PART III OF SCHEDULE K
Schedule K, Part II, Line 1 COLUMN (A) AS PART OF A REMEDIAL ACTION PROCEEDS FROM THE SALE OF A BOSTON BUILDING WERE USED TO RETIRE SERIES N DEBT.
Schedule K, Part II, Line 2 COLUMN (A) AS PART OF A REMEDIAL ACTION, PROCEEDS FROM THE SALE OF BOSTON BUILDING WERE USED TO DEFEASE SERIES Q DEBT.
Schedule K, Part II, Line 3 COLUMN (C) SERIES R ISSUED AT PAR AND DUE IN AUGUST, 2048
Schedule K, Part II, Line 1 COLUMN B & COLUMN C ANNUAL PRINCIPAL PAY-DOWN AND RETIREMENT OF BONDS
Schedule K (Form 990) 2018

Additional Data


Software ID: 18007697
Software Version: 2018v3.1

Schedule L
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
Transactions with Interested Persons
MediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet Attach to Form 990 or Form 990-EZ.
MediumBulletGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.
1(a) Name of disqualified person (b) Relationship between disqualified person and organization (c) Description of transaction (d) Corrected?
Yes No
2
Enter the amount of tax incurred by organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image$
 
3
Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image$
 

Part II
Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22
(a) Name of interested person (b) Relationship with organization (c) Purpose of loan (d) Loan to or from the organization? (e)Original principal amount (f)Balance due (g) In default? (h) Approved by board or committee? (i)Written agreement?
To From Yes No Yes No Yes No
Total ...............Small Bullet $  
Part III
Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of assistance (d) Type of assistance (e) Purpose of assistance
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 50056A
Schedule L (Form 990 or 990-EZ) 2018
Schedule L (Form 990 or 990-EZ) 2018
Page 2
Part IV
Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person (b) Relationship between interested person and the organization (c) Amount of transaction (d) Description of transaction (e) Sharing of organization's revenues?
Yes No
(1) ADAGE CAPITAL MANAGEMENT
  		PARTNER IS SPOUSE OF CURRENT TRUSTEE 1,053,300 INVESTMENT MANAGEMENT SERVICES   No
(2) ZOIA MONACO
  		SPOUSE OF PRESIDENT 12,270 EMPLOYMENT   No
(3) MARISA DOHERTY
  		SISTER-IN-LAW OF CURRENT TRUSTEE CHAIR 41,340 EMPLOYMENT   No
Part V
Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).
Return Reference Explanation
Schedule L (Form 990 or 990-EZ) 2018


Additional Data


Software ID: 18007697
Software Version: 2018v3.1




SCHEDULE M
(Form 990)

Department of the Treasury
Internal Revenue Service
Noncash Contributions
Right pointing arrow large imageComplete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image Attach to Form 990.
Right pointing arrow large imageGo to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
Types of Property
(a)
Check if applicable 		(b)
Number of contributions or items contributed 		(c)
Noncash contribution amounts reported on
Form 990, Part VIII, line 1g 		(d)
Method of determining
noncash contribution amounts
1 Art—Works of art .... X 17 88,723 Market value
2 Art—Historical treasures .        
3 Art—Fractional interests ..        
4 Books and publications .. X 2,560 Market value
5 Clothing and household
goods ....... 		X 6,480 Market value
6 Cars and other vehicles ..        
7 Boats and planes ....        
8 Intellectual property ...        
9 Securities—Publicly traded . X 183 5,944,959 Market value
10 Securities—Closely held stock .        
11 Securities—Partnership, LLC,
or trust interests .... 		       
12 Securities—Miscellaneous ..        
13 Qualified conservation
contribution—Historic
structures ..... 		       
14 Qualified conservation
contribution—Other ... 		       
15 Real estate—Residential .        
16 Real estate—Commercial .. X 1 11,210,453 Market value
17 Real estate—Other ...        
18 Collectibles ..... X 4 11,300 Market value
19 Food inventory ... X 9 70,099 Market value
20 Drugs and medical supplies . X 18 68,565 Market value
21 Taxidermy ......        
22 Historical artifacts ....        
23 Scientific specimens ..        
24 Archeological artifacts ...        
25 Other Right pointing arrow large image ( EQUIPMENT ) X 14 135,599 Market value
26 Other Right pointing arrow large image ( GIFT CARDS ) X 7 894 Market value
27 Other Right pointing arrow large image ( DINNER EVENTS AND MEETINGS ) X 13 55,158 Market value
28 Other Right pointing arrow large image ( DONATED TRAVEL EXPENSES ) X 1 10,704 Market value
Other Right pointing arrow large image ( CONTRIBUTION PORTION FROM THE SMFA ART SALE ) X 23 325,082 Market value
Other Right pointing arrow large image ( RENTAL EXPENSE REDUCTION ) X 1 431,525 Market value
Other Right pointing arrow large image ( SPORTS/CONCERT TICKETS ) X 7 2,135 Market value
29
Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
29
10
Yes
No
30a
During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes for the entire holding period? ...................
30a
 
No
b
If "Yes," describe the arrangement in Part II.
31
Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?
31
Yes
 
32a
Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions? ..........................
32a
 
No
b
If "Yes," describe in Part II.
33
If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
describe in Part II.
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 51227J
Schedule M (Form 990) (2018)
Schedule M (Form 990) (2018)
Page 2
Part II
Supplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.
Return Reference Explanation
Schedule M, Part I NON-CASH CONTRIBUTIONS THE UNIVERSITY IS REPORTING THE NUMBER OF NON-CASH FISCAL YEAR CONTRIBUTIONS BASED ON EACH GIFT RECEIVED.
Schedule M (Form 990) (2018)

Additional Data


Software ID: 18007697
Software Version: 2018v3.1
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2018
Open to Public
Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Return Reference Explanation
Form 990, Part I, Line 6 NUMBER OF VOLUNTEERS TUFTS UNIVERSITY HAS NUMEROUS VOLUNTEERS INCLUDING ITS TRUSTEES AND ALUMNI WHO DEDICATE THEIR TIME, EXPERIENCE, AND EFFORTS TO THE UNIVERSITY. AS A RESULT OF HAVING SUCH A LARGE AUDIENCE OF VOLUNTEERS ACROSS OUR 3 CAMPUSES, THE ACCOUNTING PROCESS IS QUITE FRAGMENTED. THEREFORE, WITHOUT A CENTRALIZED COUNTING SYSTEM TO TRACK ALL OF OUR VOLUNTEERS, THERE IS CURRENTLY NOT AN ACCURATE WAY TO PROPERLY TRACK OR REASONABLY ESTIMATE THE ACTUAL NUMBER OF THOSE INDIVIDUALS PARTICIPATING IN VOLUNTEER-RELATED ACTIVITIES.
Form 990, Part III, Line 1 Tufts University is a student-centered research INSTITUTION dedicated to the creation and application of knowledge. With over 11,000 full-time students from 101 countries, we are committed to providing A transformative experiences for students and faculty in an inclusive and collaborative environment where creative scholars generate bold ideas, innovate in the face of complex challenges and distinguish themselves as active citizens of the world. TUFTS UNIVERSITY'S FOCUS ON INNOVATION AND PROGRESSIVE THINKING TOOK ROOT AT ITS FOUNDING AS A LIBERAL ARTS COLLEGE IN 1852. TODAY, TUFTS UNDERGRADUATE, GRADUATE AND PROFESSIONAL SCHOOLS ARE RECOGNIZED FOR THEIR DEDICATION TO EDUCATING NEW LEADERS FOR OUR CHANGING WORLD AND TUFTS IS RECOGNIZED AMONGST THE MOST SELECTIVE ACADEMIC AND RESEARCH UNIVERSITIES IN THE UNITED STATES. SUPERB TEACHING AND WORLD-CLASS RESEARCH EQUIP TUFTS GRADUATES TO ADDRESS MULTI-FACETED CHALLENGES AROUND THE GLOBE. CREATIVE CROSS-SCHOOL COLLABORATIONS AND MULTIDISCIPLINARY CENTERS ENGAGE STUDENTS IN SEEKING SOLUTIONS TO COMPLEX ECONOMIC, HEALTH, POLITICAL AND ENVIRONMENTAL ISSUES EVEN BEFORE THEY GRADUATE. A GROWING NUMBER OF INNOVATIVE RESEARCH INITIATIVES AND JOINT DEGREE PROGRAMS ARE AVAILABLE FOR BOTH UNDERGRADUATE AND GRADUATE STUDENTS IN LIBERAL ARTS, SCIENCES AND ENGINEERING AND THE UNIVERSITY'S GRADUATE AND PROFESSIONAL SCHOOLS.
Form 990, Part VI, Line 2 Family/business relationships amongst interested persons JOHN BELLO AND DANIEL J. DOHERTY III - Business relationship
Form 990, Part VI, Line 11b Review of form 990 by governing body THE UNIVERSITY'S IN-HOUSE TAX DEPARTMENT PREPARED THE ANNUAL INFORMATION TAX FILING. AS PART OF THAT EFFORT IT INCLUDED A LIMITED-SCOPE TAX ENGAGEMENT WITH PRICEWATERHOUSECOOPERS, LLP AS A CONSULTANT TO REVIEW SPECIFIC AREAS OF THE TAX RETURN. A COMPREHENSIVE DRAFT FORM 990 WAS THEN REVIEWED BY MANAGEMENT AND THE AUDIT COMMITTEE BEFORE THE RETURN WAS FINALIZED. A FINAL COPY OF THE FORM 990, AS FILED, WAS PROVIDED TO THE FULL GOVERNING BODY FOR THEIR REVIEW PRIOR TO IT BEING FILED TO THE IRS.
Form 990, Part VI, Line 12c Conflict of interest policy THE TRUSTEES OFFICE AT TUFTS UNIVERSITY MAINTAINS A STATEMENT OF COMPLIANCE AND A DISCLOSURE FORM WHICH IS USED TO DISCLOSE ANY CONFLICTS OF INTEREST FOR OFFICERS, KEY EMPLOYEES, AND GOVERNING BOARD MEMBERS ON AN ANNUAL BASIS. THESE INDIVIDUALS ARE ASKED TO READ THE CONFLICT OF INTEREST POLICY AND COMPLETE AN INTERNET-BASED QUESTIONNAIRE. EACH INDIVIDUAL IS REQUIRED TO DISCLOSE ANY POTENTIAL OR REAL CONFLICTS IN A STATEMENT THAT IS SIGNED, DATED, AND SUBMITTED ELECTRONICALLY TO THE TRUSTEES OFFICE. IN ADDITION, AS PART OF THE ANNUAL MONITORING PROCESS, CONFLICT DISCLOSURES ARE REPORTED TO THE AUDIT, RISK, AND COMPLIANCE COMMITTEE. THE AUDIT,RISK, AND COMPLIANCE COMMITTEE IS NOTIFIED AND REVIEWS SUCH DISCLOSURES AND ADVISES ANY ACTIONS. THEREAFTER, IF A DISCLOSURE IS DEEMED TO BE A CONFLICT, THE INDIVIDUAL WOULD THEN CONFIRM THAT THEY WILL NOT PARTICIPATE IN ANY DECISIONS RELATING TO THE SPECIFIC DISCLOSED CONFLICT.
Form 990, Part VI, Line 15a Process to establish compensation of top management official EXECUTIVE COMPENSATION IS DETERMINED BY THE TRUSTEE COMPENSATION COMMITTEE WHICH USES A MULTITUDE OF RESOURCES AND INFORMATION. THE COMPENSATION COMMITTEE CONSISTS OF THE CHAIRMAN OF THE BOARD OF TRUSTEES WHO MAY SERVE AS THE CHAIR, ALONG WITH ADDITIONAL MEMBERS, EACH SERVING WITH NO TERM LIMITS. THESE INDIVIDUALS ARE CHOSEN FOR THEIR PARTICULAR EXPERIENCE WITH COMPENSATION MATTERS. THE COMMITTEE MEETS AT LEAST ANNUALLY AND USES SURVEY DATA FROM HUMAN RESOURCES THAT HAVE BEEN GATHERED FROM WILLIS, TOWERS, WATSON AN EXTERNAL, GLOBAL, PROFESSIONAL SERVICES COMPANY. THE EXECUTIVE COMPENSATION SURVEY INCLUDES SELECT PEER INSTITUTIONAL DATA IN THE LARGER COMPETITIVE MARKETPLACE. ALSO, WHEN CERTAIN DATA IS UNAVAILABLE, HUMAN RESOURCES ASSEMBLES INFORMATION FROM THE CUPA HIGHER EDUCATION SALARY SURVEY. ADDITIONALLY, SALARY RECOMMENDATIONS AND PERFORMANCE REVIEWS ARE PROVIDED TO THE COMPENSATION COMMITTEE TO ASSIST THEM IN THE DECISION MAKING PROCESS. THE COMPENSATION COMMITTEE DELIBERATES AND VOTES WHILE CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS RELATING TO COMPENSATION. REGARDING THE COLLEGE PRESIDENT, AFTER HAVING COLLECTED FEEDBACK FROM TRUSTEES, THE CHAIRMAN OF THE COMPENSATION COMMITTEE CONDUCTS AN ANNUAL PERFORMANCE REVIEW BEFORE THE CLOSE OF THE FISCAL YEAR.
Form 990, Part VI, Line 15b Process to establish compensation of other employees FOR OTHER EXECUTIVES, INCLUDING SENIOR OFFICERS, KEY EMPLOYEES AND DEANS, TUFTS UNIVERSITY HUMAN RESOURCES OFFICE USED COMPENSATION SURVEYS TO BENCHMARK EACH INDIVIDUAL'S JOB TO THE RELEVANT MARKET TO ENSURE PROPER COMPENSATION. ADDITIONALLY, THE COMPENSATION COMMITTEE ALSO RECEIVED WRITTEN PERFORMANCE EVALUATIONS DURING THE SAME TIME PERIOD ALONG WITH RECOMMENDATIONS FROM THE PRESIDENT, PROVOST AND EXECUTIVE V.P. FOR THEIR RESPECTIVE DIRECT REPORTS.
Form 990, Part VI, Line 19 Required documents available to the public TRUSTEES OF TUFTS COLLEGE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. ALL INFORMATION IS AVAILABLE UPON REQUEST. IN ADDITION, AUDITED FINANCIAL STATEMENTS are included as an attachment to the MASSACHUSETTS Form PC, which is a public document AND can also be found with THE CONFLICT OF INTEREST/BUSINESS CONDUCT POLICIES ON THE TUFTS UNIVERSITY WEBSITE, AT WWW.TUFTS.EDU.
Form 990, Part VII, Section A, Line 1a, Column (A) NAMES & TITLES MICHAEL BAENEN - SERVES AS CHIEF OF STAFF IN THE OFFICE OF THE PRESIDENT AND ASSISTANT SECRETARY OF THE CORPORATION
Form 990, Part XI, Line 9 Other changes in net assets or fund balances Consolidated Entities Revenue - 3501261; Cumulative Effect of Accounting Change SFAS 158 - -1569693; Change in split Interest Agreement - -691229; Change in fair value of interest rate agreements - -14192530; Investment in Tufts Shared Services, Inc. - 179790;
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2018


Additional Data


Software ID: 18007697
Software Version: 2018v3.1
SCHEDULE R
(Form 990)
Department of the Treasury
Internal Revenue Service
Related Organizations and Unrelated Partnerships
MediumBulletComplete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBulletAttach to Form 990.
MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047
2018
Open to Public Inspection
Name of the organization
Trustees of Tufts College
 
Employer identification number

04-2103634
Part I
Identification of Disregarded Entities Complete if the organization answered "Yes" on Form 990, Part IV, line 33.
(a)
Name, address, and EIN (if applicable) of disregarded entity


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Total income


 		(e)
End-of-year assets


 		(f)
Direct controlling
entity
(1) TUDC LLC
169 HOLLAND STREET
SOMERVILLE,MA02144
04-3056113 		REAL ESTATE DEVELOPMENT MA 0 0 TRUSTEES OF TUFTS COLLEGE
 
(2) TUFTS MEDIA LLC
169 HOLLAND STREET
SOMERVILLE,MA02144
04-2103634 		CONSUMER PUBLISHING & MEDIA DE 3,639,789 2,647,533 TRUSTEES OF TUFTS COLLEGE
 
(3) AZULUNA BRANDS LLC
169 HOLLAND STREET
SOMERVILLE,MA02144
04-2103634 		AGRICULTURE MA 10,093 0 TRUSTEES OF TUFTS COLLEGE
 
(4) TUFTS HEALTH AND WELLNESS SERVICES LLC
169 HOLLAND STREET
SOMERVILLE,MA02144
80-0754011 		HEALTH AND WELLNESS SERVICES MA 0 0 TRUSTEES OF TUFTS COLLEGE
 
(5) TAS Operations LLC
149 New Sweden Road
Woodstock,CT06281
04-2103634 		Veterinary Services CT 137,395 0 Trustees of Tufts College
 


Part II
Identification of Related Tax-Exempt Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.
(a)
Name, address, and EIN of related organization


(b)
Primary activity


 		(c)
Legal domicile (state
or foreign country)

 		(d)
Exempt Code section


 		(e)
Public charity status
(if section 501(c)(3))

 		(f)
Direct controlling
entity

 		(g)
Section 512(b)(13) controlled entity?
Yes No
(1)THE OMIDYAR-TUFTS MICROFINANCE FUND
169 HOLLAND STREET

SOMERVILLE,MA02144
04-3828582 		RELIEF OF POOR & EDUCATION GRANTS MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(2)WALNUT HILL PROPERTIES CORP
14 Capen Street

MEDFORD,MA02155
04-3419100 		REAL ESTATE MANAGEMENT MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(3)TUFTS SHARED SERVICES INC
171 HARRISON AVE PO BOX 634

BOSTON,MA02111
23-7000827 		COORDINATE HEALTH & EDUCATIONAL SERVICES MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(4)TUFTS VETERINARY EMERGENCY TREATMENT & SPECIALTIES INC
200 WESTBOROUGH ROAD

NORTH GRAFTON,MA02158
04-3430674 		VETERINARY EMERGENCY TREATMENT & CARE MA 501(c)(3) 10 TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(5)TUFTS UNIVERSITY POST-RETIREMENT PLAN
169 HOLLAND STREET

SOMERVILLE,MA02144
04-3236078 		VEBA MA 501(c)(9)   TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(6)TUFTS GLOBAL INC
169 HOLLAND STREET

SOMERVILLE,MA02144
47-4543971 		FOREIGN OPERATIONS SUPPORT ORGANIZATION MA 501(c)(3) Type I TRUSTEES OF TUFTS COLLEGE
 
Yes
 
(7)CIVIC EDUCATION FOUNDATION
169 HOLLAND ST ATTN TAX DEPT

SOMERVILLE,MA02144
04-6111643 		RAISE CIVIC AWARENESS MA 501(c)(3) 10 Trustees of Tufts College
 
Yes
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50135Y
Schedule R (Form 990) 2018
Schedule R (Form 990) 2018
Page 2
Part III
Identification of Related Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a partnership during the tax year.
(a)
Name, address, and EIN of
related organization



 		(b)
Primary activity




 		(c)
Legal
domicile
(state or foreign
country)


 		(d)
Direct controlling
entity



 		(e)
Predominant income(related, unrelated, excluded from tax under sections 512-514)

(f)
Share of total income




 		(g)
Share of end-of-year
assets



 		(h)
Disproprtionate allocations?




 		(i)
Code V-UBI
amount in box 20 of
Schedule K-1
(Form 1065)
 		(j)
General or
managing
partner?



 		(k)
Percentage
ownership
Yes No Yes No












Part IV
Identification of Related Organizations Taxable as a Corporation or Trust Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.
(a)
Name, address, and EIN of
related organization
 		(b)
Primary activity
 		(c)
Legal
domicile
(state or foreign
country)
 		(d)
Direct controlling
entity
 		(e)
Type of entity
(C corp, S corp,
or trust) 		(f)
Share of total income
 		(g)
Share of end-of-year
assets
 		(h)
Percentage
ownership
 		(i)
Section 512(b)(13) controlled entity?
Yes No
(1) JM HOLDINGS INC

169 HOLLAND STREET
SOMERVILLE,MA02144
04-3184043 		REAL ESTATE DEVELOPMENT MA TRUSTEES OF TUFTS COLLEGE
  		C Corporation -6,214 39,428 100 % Yes  
(2) PERPETUAL TRUSTS - (8)

 
 
SUPPORT MA TRUSTEES OF TUFTS COLLEGE
  		Trust         No
(3) CHARITABLE REMAINDER UNITRUSTS - (28)

 
 
SUPPORT MA TRUSTEES OF TUFTS COLLEGE
  		Trust         No
(4) CHARITABLE LEAD TRUSTS - (5)

 
 
SUPPORT MA TRUSTEES OF TUFTS COLLEGE
  		Trust         No
(5) TUFTS UNIVERSITY CHARITABLE TRUST

169 HOLLAND ST ATTN TAX DEPT
SOMERVILLE,MA02144
51-6581922 		SUPPORT HK TRUSTEES OF TUFTS COLLEGE
  		Trust 45,994 196,658 100 % Yes  




Schedule R (Form 990) 2018
Schedule R (Form 990) 2018
Page 3
Part V
Transactions With Related Organizations Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.
Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.
Yes
No
1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?
a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................
1a
Yes
 
b Gift, grant, or capital contribution to related organization(s) ............................
1b
Yes
 
c Gift, grant, or capital contribution from related organization(s) ............................
1c
Yes
 
d Loans or loan guarantees to or for related organization(s) ............................
1d
Yes
 
e Loans or loan guarantees by related organization(s) ............................
1e
 
No
f Dividends from related organization(s) ............................
1f
 
No
g Sale of assets to related organization(s) ............................
1g
 
No
h Purchase of assets from related organization(s) ............................
1h
 
No
i Exchange of assets with related organization(s) ............................
1i
Yes
 
j Lease of facilities, equipment, or other assets to related organization(s) .......................
1j
 
No
k Lease of facilities, equipment, or other assets from related organization(s) ......................
1k
Yes
 
l Performance of services or membership or fundraising solicitations for related organization(s) .....................
1l
Yes
 
m Performance of services or membership or fundraising solicitations by related organization(s) .................
1m
Yes
 
n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................
1n
Yes
 
o Sharing of paid employees with related organization(s) ............................
1o
Yes
 
p Reimbursement paid to related organization(s) for expenses ............................
1p
Yes
 
q Reimbursement paid by related organization(s) for expenses ............................
1q
Yes
 
r Other transfer of cash or property to related organization(s) ............................
1r
Yes
 
s Other transfer of cash or property from related organization(s) ............................
1s
Yes
 
2
If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.
(a)
Name of related organization 		(b)
Transaction
type (a-s) 		(c)
Amount involved 		(d)
Method of determining amount involved
(1) WALNUT HILL PROPERTIES CORP

 D 11,272,795 FAIR MARKET VALUE
(2) WALNUT HILL PROPERTIES CORP

 K 1,260,626 FAIR MARKET VALUE
(3) WALNUT HILL PROPERTIES CORP

 L 227,964 FAIR MARKET VALUE
(4) TUFTS GLOBAL INC

 M 835,472 FAIR MARKET VALUE
(5) OMIDYAR-TUFTS MICROFINANCE FUND

 Q 696,774 FAIR MARKET VALUE
(6) TUFTS SHARED SERVICES

 M 5,065,000 FAIR MARKET VALUE
(7) TUFTS VETERINARY TREATMENT & SPECIALTIES INC

 D 57,324 FAIR MARKET VALUE
(8) TUFTS VETERINARY TREATMENT & SPECIALTIES INC

 L 610,907 FAIR MARKET VALUE
(9) TUFTS VETERINARY TREATMENT & SPECIALTIES INC

 Q 798,496 FAIR MARKET VALUE
(10) OMIDYAR-TUFTS MICROFINANCE FUND

 L 772,377 FAIR MARKET VALUE
(11) WALNUT HILL PROPERTIES CORP

 I 885,460 FAIR MARKET VALUE
(12) TUFTS VETERINARY TREATMENT & SPECIALTIES INC

 C 171,620 FAIR MARKET VALUE
(13) WALNUT HILL PROPERTIES CORP

 M 282,794 FAIR MARKET VALUE
(14) TUFTS UNIVERSITY EMPLOYEE BENEFIT TRUST

 S 2,184,218 FAIR MARKET VALUE
Schedule R (Form 990) 2018
Schedule R (Form 990) 2018
Page 4
Part VI
Unrelated Organizations Taxable as a Partnership Complete if the organization answered "Yes" on Form 990, Part IV, line 37.
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.
(a)
Name, address, and EIN of entity 		(b)
Primary activity 		(c)
Legal domicile
(state or foreign
country) 		(d)
Predominant income (related, unrelated, excluded from tax under sections 512-514)

(e)
Are all partners
section
501(c)(3)
organizations? 		(f)
Share of total income




 		(g)
Share of
end-of-year
assets 		(h)
Disproprtionate allocations? 		(i)
Code V-UBI
amount in box 20
of Schedule K-1
(Form 1065) 		(j)
General or
managing
partner? 		(k)
Percentage
ownership
Yes No Yes No Yes No






























Schedule R (Form 990) 2018
Schedule R (Form 990) 2018
Page 5
Part VII
Supplemental Information
Provide additional information for responses to questions on Schedule R (see instructions).
Return Reference Explanation
Schedule R, Part IV, Column (a) TRUSTS THE PERPETUAL AND CHARITABLE REMAINDER TRUSTS AND CHARITABLE LEAD TRUSTS ARE DOMICILED IN FLORIDA, INDIANA, MASSACHUSETTS, AND NEW JERSEY.
Schedule R (Form 990) 2018

Additional Data


Software ID: 18007697
Software Version: 2018v3.1






TY 2018 AffiliatedGroupSchedule
Name:
Trustees of Tufts College
EIN:
04-2103634
Software ID:
18007697
Software Version:
2018v3.1
Affiliated Group Business Name:
Trustees of Tufts College
Address. Either US or Foreign Type:
169 Holland Street Attn Tax Dept
Somerville, MA02144    
EIN:
04-2103634
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
550,424
Total Lobbying Expenditures:
550,424
Other Exempt Purpose Expenditures:
1,053,354,450
Total Exempt Purpose Expenditures:
1,053,904,874
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
THE OMIDYAR-TUFTS MICROFINANCE FUND
Address. Either US or Foreign Type:
169 HOLLAND STREET ATTN TAX DEPT
SOMERVILLE, MA02144    
EIN:
04-3828582
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
864,737
Total Exempt Purpose Expenditures:
864,737
Lobbying Nontaxable Amount:
154,711
Grassroots Nontaxable Amount:
38,678
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
TUFTS SHARED SERVICES INC
Address. Either US or Foreign Type:
171 HARRISON STREET BOX 821
BOSTON, MA02111    
EIN:
23-7000827
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
28,217,221
Total Exempt Purpose Expenditures:
28,217,221
Lobbying Nontaxable Amount:
1,000,000
Grassroots Nontaxable Amount:
250,000
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
TUFTS VETERINARY EMERGENCY TREATMENT SPECIALTIES INC
Address. Either US or Foreign Type:
200 WESTBORO ROAD
NORTH GRAFTON, MA01536    
EIN:
04-3430674
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
11,808,215
Total Exempt Purpose Expenditures:
11,808,215
Lobbying Nontaxable Amount:
740,411
Grassroots Nontaxable Amount:
185,103
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
WALNUT HILL PROPERTIES CORP
Address. Either US or Foreign Type:
PO BOX 53 TUFTS UNIVERSITY BRANCH
MEDFORD, MA02155    
EIN:
04-3419100
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
3,033,560
Total Exempt Purpose Expenditures:
3,033,560
Lobbying Nontaxable Amount:
301,678
Grassroots Nontaxable Amount:
75,420
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0
Affiliated Group Business Name:
TUFTS GLOBAL INC
Address. Either US or Foreign Type:
169 HOLLAND STREET ATTN TAX DEPT
SOMERVILLE, MA02144    
EIN:
47-4543971
Electing Organization Checkbox:
Total Grassroots Lobbying:
0
Total Direct Lobbying:
0
Total Lobbying Expenditures:
0
Other Exempt Purpose Expenditures:
859,522
Total Exempt Purpose Expenditures:
859,522
Lobbying Nontaxable Amount:
153,928
Grassroots Nontaxable Amount:
38,482
Tot Lobbying Grassroot Minus Non Tx:
0
Tot Lobby Expend Mns Lobbying Non Tx:
0
Share Of Excess Lobbying:
0