Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2018
Open to Public Inspection
For calendar year 2018, or tax year beginning 09-01-2018 , and ending 08-31-2019
Name of foundation
Seymour and Sylvia Rothchild Family 2004
Charitable Foundation
% Foundation Source
Number and street (or P.O. box number if mail is not delivered to street address)Foundation Source 501 Silverside Rd
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Wilmington, DE198091377
A Employer identification number

20-6307347
B Telephone number (see instructions)

(800) 839-1754
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,216,389J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 0
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,581 1,581  
4 Dividends and interest from securities... 80,723 77,602  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 90,147
b Gross sales price for all assets on line 6a 1,499,273
7 Capital gain net income (from Part IV, line 2)... 90,147
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 500 500  
12 Total. Add lines 1 through 11........ 172,951 169,830  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0      
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule).... Click to see attachment 32,009 32,009    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 4,383 1,004    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 22,191 451   21,740
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 58,583 33,464   21,740
25 Contributions, gifts, grants paid....... 170,000 170,000
26 Total expenses and disbursements. Add lines 24 and 25 228,583 33,464   191,740
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -55,632
b Net investment income (if negative, enter -0-) 136,366
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2018)
Form 990-PF (2018)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 112,900 66,285 66,285
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet104,482
Less: allowance for doubtful accounts bullet   104,482 Click to see attachment104,482 104,482
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule) 258,635 Click to see attachment258,587 269,026
b Investments—corporate stock (attach schedule)....... 3,191,856 Click to see attachment3,179,412 3,596,519
c Investments—corporate bonds (attach schedule)....... 168,670 Click to see attachment172,145 180,077
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,836,543 3,780,911 4,216,389
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow SFAS 117, check here bullet
and complete lines 24 through 26 and lines 30 and 31.
24 Unrestricted..................    
25 Temporarily restricted...............    
26 Permanently restricted...............    
Foundations that do not follow SFAS 117, check here bullet
and complete lines 27 through 31.
27 Capital stock, trust principal, or current funds........    
28 Paid-in or capital surplus, or land, bldg., and equipment fund    
29 Retained earnings, accumulated income, endowment, or other funds 3,836,543 3,780,911
30 Total net assets or fund balances (see instructions)..... 3,836,543 3,780,911
31 Total liabilities and net assets/fund balances (see instructions). 3,836,543 3,780,911
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,836,543
2
Enter amount from Part I, line 27a .....................
2
-55,632
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
3,780,911
5
Decreases not included in line 2 (itemize) bullet
5
 
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 30 .
6
3,780,911
Form 990-PF (2018)
Form 990-PF (2018)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a Publicly-traded Securities      
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,499,273   1,409,126 90,147
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       90,147
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 90,147
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2017 187,243 4,278,362 0.043765
2016 183,180 4,046,741 0.045266
2015 181,811 3,910,015 0.046499
2014 184,218 4,066,613 0.0453
2013 171,564 4,125,071 0.041591
2
Total of line 1, column (d) .....................
2
0.222421
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.044484
4
Enter the net value of noncharitable-use assets for 2018 from Part X, line 5......
4
4,129,236
5
Multiply line 4 by line 3......................
5
183,685
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
1,364
7
Add lines 5 and 6........................
7
185,049
8
Enter qualifying distributions from Part XII, line 4,.............
8
191,740
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2018)
Form 990-PF (2018)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,364
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 1,364
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,364
6 Credits/Payments:
a 2018 estimated tax payments and 2017 overpayment credited to 2018 6a 2,761
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 34
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 2,795
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,431
11 Enter the amount of line 10 to be: Credited to 2019 estimated taxBullet1,431 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMA
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2018 or the taxable year beginning in 2018? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletFoundation Source Telephone no.bullet (800) 839-1754

    Located atbullet501 Silverside Road Suite 123WilmingtonDE ZIP+4bullet198091377
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2018, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet  
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2018?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2018, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2018?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2018 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2018.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2018?
    4b
     
    No
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Alice Rothchild Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Joseph Rothchild Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    Judith Rothchild Trustee
    1.0     		0 0 0
    Foundation Source 501 Silverside Rd
    Wilmington,DE198091377
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
     
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
     
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations,see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    4,009,864
    b
    Average of monthly cash balances.......................
    1b
    77,772
    c
    Fair market value of all other assets (see instructions)................
    1c
    104,482
    d
    Total (add lines 1a, b, and c).........................
    1d
    4,192,118
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
     
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    4,192,118
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    62,882
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    4,129,236
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    206,462
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here bullet and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    206,462
    2a
    Tax on investment income for 2018 from Part VI, line 5......
    2a
    1,364
    b
    Income tax for 2018. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    1,364
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    205,098
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    205,098
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    205,098
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    191,740
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    191,740
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    1,364
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    190,376
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2017     		(c)
    2017     		(d)
    2018
    1 Distributable amount for 2018 from Part XI, line 7 205,098
    2 Undistributed income, if any, as of the end of 2018:
    a Enter amount for 2017 only....... 89,081
    b Total for prior years:2016, 2015, 2014  
    3 Excess distributions carryover, if any, to 2018:
    a From 2013......  
    b From 2014......  
    c From 2015......  
    d From 2016......  
    e From 2017......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2018 from Part
    XII, line 4: bullet$ 191,740
    a Applied to 2017, but not more than line 2a 89,081
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		 
    d Applied to 2018 distributable amount..... 102,659
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2018.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2017. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2018. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2019 ..........     		102,439
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2013 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2019.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2014....  
    b Excess from 2015....  
    c Excess from 2016....  
    d Excess from 2017....  
    e Excess from 2018.... 0
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2018, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2018 (b) 2017 (c) 2016 (d) 2015
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    350ORG
    20 JAY ST STE 732
    BROOKLYN,NY11201     		N/A PC General & Unrestricted 3,500
    A JEWISH VOICE FOR PEACE INC
    1918 BONITA AVE STE A
    BERKELEY,CA94704     		N/A PC General & Unrestricted 2,000
    AMERICAN CIVIL LIBERTIES UNION FOUNDATION INC
    125 BROAD ST 18TH FL
    NEW YORK,NY10004     		N/A PC General & Unrestricted 6,500
    AMERICAN JEWISH WORLD SERVICE INC
    45 W 36TH ST 11TH FL
    NEW YORK,NY10018     		N/A PC General & Unrestricted 2,500
    AMREF HEALTH AFRICA INC
    4 W 43RD ST 2ND FL
    NEW YORK,NY10036     		N/A PC General & Unrestricted 4,000
    BROWN UNIVERSITY
    BOX 1976
    PROVIDENCE,RI02912     		N/A PC undergraduate scholarship FUND AND financial aid FUND to studentS IN NEED 2,500
    CENTER FOR CONSTITUTIONAL RIGHTS INC
    666 BROADWAY 7TH FLR
    NEW YORK,NY10012     		N/A PC General & Unrestricted 4,500
    CITIZENS FOR RESPONSIBILITY AND ETHICS IN WASHINGT
    1101 K ST NW
    WASHINGTON,DC20005     		N/A PC General & Unrestricted 3,000
    COMMUNITY ALLIANCE FOR GLOBAL JUSTICE
    606 MAYNARD AVE S STE 102
    SEATTLE,WA98104     		N/A PC General & Unrestricted 1,500
    COMMUNITY MUSICWORKS
    1392 WESTMINSTER ST
    PROVIDENCE,RI02909     		N/A PC General & Unrestricted 3,000
    CONSERVATION LAW FOUNDATION INC
    62 SUMMER ST
    BOSTON,MA02110     		N/A PC General & Unrestricted 1,000
    DEMOCRACY NOW PRODUCTIONS INC
    207 W 25TH ST
    NEW YORK,NY10001     		N/A PC General & Unrestricted 7,000
    EQUAL JUSTICE INITIATIVE
    122 COMMERCE ST
    MONTGOMERY,AL36104     		N/A PC General & Unrestricted 2,500
    FOOD PROJECT INC
    10 LEWIS ST
    LINCOLN,MA01773     		N/A PC General & Unrestricted 5,000
    FRIENDS OF AL-ROWWAD USA INC
    233 NEEDHAM ST STE 300
    NEWTON,MA02464     		N/A PC General & Unrestricted 3,000
    GAZA MENTAL HEALTH FOUNDATION INC
    6 BENNETT ST
    CAMBRIDGE,MA02138     		N/A PC General & Unrestricted 5,000
    GOT GREEN
    2514 S GRAHAM ST
    SEATTLE,WA98108     		N/A PC General & Unrestricted 1,000
    GRASSROOTS INTERNATIONAL INC
    179 BOYLSTON ST 4TH FL
    BOSTON,MA02130     		N/A PC General & Unrestricted 5,000
    GRASSROOTS INTERNATIONAL INC
    179 BOYLSTON ST 4TH FL
    BOSTON,MA02130     		N/A PC anti occupation work in Palestine 2,500
    INDIVISIBLE
    2040 S ST NW
    WASHINGTON,DC20009     		N/A PC General & Unrestricted 1,000
    LOW INCOME HOUSING INSTITUTE
    2407 1ST AVE STE 200
    SEATTLE,WA98121     		N/A PC General & Unrestricted 1,250
    MIDDLE EAST CHILDRENS ALLIANCE
    1101 8TH ST
    BERKELEY,CA94710     		N/A PC General & Unrestricted 1,000
    MIDDLEBRIDGE SCHOOL INC
    333 OCEAN RD
    NARRAGANSETT,RI02882     		N/A PC General & Unrestricted 12,500
    MITCHELL COLLEGE
    437 PEQUOT AVE
    NEW LONDON,CT06320     		N/A PC Mitchell College Bentsen Learning Resource Center 2,500
    NATIONAL IMMIGRATION LAW CENTER
    3450 WILSHIRE BLVD 108-62
    LOS ANGELES,CA90010     		N/A PC General & Unrestricted 2,500
    NATURAL RESOURCES DEFENSE COUNCIL INC
    40 W 20TH ST 11TH FL
    NEW YORK,NY10011     		N/A PC General & Unrestricted 2,500
    NEW ENGLAND GRASSROOTS ENVIRONMENT FUND INC
    PO BOX 611
    NEWMARKET,NH03857     		N/A PC General & Unrestricted 10,000
    NEW ISRAEL FUND
    PO BOX 177
    LEWISTON,ME04243     		N/A PC General & Unrestricted 2,500
    NORTHWEST IMMIGRANT RIGHTS PROJECT
    615 2ND AVE STE 400
    SEATTLE,WA98104     		N/A PC General & Unrestricted 2,000
    PHYSICIANS FOR A NATIONAL HEALTH PROGRAM
    29 E MADISON ST STE 1412
    CHICAGO,IL60602     		N/A PC General & Unrestricted 2,000
    PHYSICIANS FOR REPRODUCTIVE HEALTH INC
    1430 BROADWAY FL 16 STE 1614
    NEW YORK,NY10018     		N/A PC General & Unrestricted 1,000
    PHYSICIANS FOR SOCIAL RESPONSIBILITY INC
    4500 9TH AVE NE STE 92
    SEATTLE,WA98105     		N/A PC end the risk of nuclear war PROGRAM 2,000
    PLANNED PARENTHOOD FEDERATION OF AMERICA INC
    123 WILLIAMS ST 10TH FL
    NEW YORK,NY10038     		N/A PC General & Unrestricted 3,000
    PONHEARY LY FOUNDATION
    PO BOX 17034
    AUSTIN,TX78760     		N/A PC General & Unrestricted 6,250
    PUGET SOUND SAGE
    414 MAYNARD AVE S
    SEATTLE,WA98104     		N/A PC General & Unrestricted 1,000
    REFUGEE & IMMIGRANT CENTER FOR EDUCATION & LEGAL S
    5121 CRESTWAY RD STE 105
    WINDCREST,TX78239     		N/A PC General & Unrestricted 11,000
    SEATTLE HOUSING AND RESOURCE EFFORT
    PO BOX 2548
    SEATTLE,WA98111     		N/A PC General & Unrestricted 1,500
    SOCIAL JUSTICE FUND NORTHWEST
    1904 3RD AVE STE 806
    SEATTLE,WA98101     		N/A PC General & Unrestricted 3,000
    SOUTHERN CENTER FOR HUMAN RIGHTS
    83 POPLAR ST NW
    ATLANTA,GA30303     		N/A PC General & Unrestricted 4,000
    THE ASPERGER-AUTISM NETWORK INC
    51 WATER ST 206
    WATERTOWN,MA02472     		N/A PC General & Unrestricted 2,500
    THE CODEX FOUNDATION
    2203 4TH ST
    BERKELEY,CA94710     		N/A PC General & Unrestricted 1,000
    THE HOME FOR LITTLE WANDERERS INC
    10 GUEST ST STE 3
    BOSTON,MA02135     		N/A PC General & Unrestricted 5,000
    THE PROJECT ON GOVERNMENT OVERSIGHT INC
    1100 G ST NW STE 500
    WASHINGTON,DC20005     		N/A PC General & Unrestricted 1,000
    UNION OF CONCERNED SCIENTISTS INC
    2 BRATTLE SQ STE 6
    CAMBRIDGE,MA02138     		N/A PC General & Unrestricted 1,000
    VIOLENCE POLICY CENTER
    1025 CONNECTICUT AVE NW STE 1210
    WASHINGTON,DC20036     		N/A PC General & Unrestricted 1,000
    WELCOME PROJECT INC
    530 MYSTIC AVE STE 111
    SOMERVILLE,MA02145     		N/A PC General & Unrestricted 10,000
    WEST END HOUSE INC
    105 ALLSTON ST
    ALLSTON,MA02134     		N/A PC General & Unrestricted 10,000
    YOUTHCARE
    2500 NE 54TH ST
    SEATTLE,WA98105     		N/A PC General & Unrestricted 1,000
    Total .................................bullet 3a 170,000
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,581  
    4 Dividends and interest from securities....     14 80,723  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 90,147  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aINTEREST FROM NOTES RECEIVABLE     		    14 500  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   172,951  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    172,951
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2018)
    Form 990-PF (2018)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)?
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2018)
    Additional Data


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    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

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    TY 2018 DepreciationSchedule
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347
    Description of Property Date Acquired Cost or Other Basis Prior Years' Depreciation Computation Method Rate /
    Life (# of years)    		 Current Year's Depreciation Expense Net Investment Income Adjusted Net Income Cost of Goods Sold Not Included

    TY 2018 InvestmentsCorpBondsSchedule
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347
    Name of Bond End of Year Book Value End of Year Fair Market Value
    ABBVIE INC - 2.900% - 11/06/20 4,872 5,093
    APPLE INC - 2.850% - 02/23/202 4,968 5,171
    AT&T INC - 4.125% - 02/17/2026 4,904 5,433
    BANK AMER CORP - 3.500% - 04/1 4,951 5,353
    BP CAP MKTS AMER - 4.234% - 11 5,184 5,704
    CITIGROUP INC - 3.200% - 10/21 4,665 5,217
    COMCAST CORP - 3.150% - 03/01/ 9,462 10,547
    CVS HEALTH CORP NOTE - 4.100% 4,981 5,350
    GENERAL MLS INC NOTE - 2.600% 4,938 5,067
    GEORGIA PWR CO - 2.850% - 05/1 15,226 15,349
    GOLDMAN SACHS GROUP INC - 4.00 5,369 5,366
    JPMORGAN CHASE &CO NOTE - 2.95 9,317 10,371
    MEDTRONIC INC - 3.150% - 03/15 1,976 2,068
    MERCK &CO INC - 3.400% - 03/07 5,152 5,503
    MICROSOFT CORP - 2.700% - 02/1 5,183 5,229
    MORGAN STANLEY MTN - 2.750% - 5,077 5,086
    PNC FINL SVCS - 3.500% - 01/23 5,307 5,317
    SCHLUMBERGER - 3.650% - 12/01/ 15,223 15,858
    SHELL INT'L FINANCE - 2.875% - 5,245 5,238
    TORONTO DOMINION BANK - 2.125% 9,715 10,029
    TOYOTA MTR CRD CORP MTN BE - 2 15,010 15,360
    UNITEDHEALTH GROUP INC - 2.875 5,010 5,102
    VERIZON COMMUNICATIONS INC - 5 5,328 5,614
    WAL-MART STORES INC - 3.700% - 5,099 5,617
    WELLS FARGO - 2.500% - 03/04/2 5,090 5,030
    WESTPAC BANK - 2.000% - 08/19/ 4,893 5,005

    TY 2018 InvestmentsCorpStockSchedule
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347
    Name of Stock End of Year Book Value End of Year Fair Market Value
    A P MOLLAR MAERSK A 396 189
    ABB LTD 886 742
    AC ALTERNATIVES MARKET NEUTRAL 54,615 52,245
    ACCOR SA 167 147
    ACS ACTIVIDADES CO UNSP ADR 398 397
    ADECCO S.A. UNSP/ADR 386 264
    ADIDAS AG 896 1,188
    AGL ENERGY SPON ADS 350 229
    AIA GROUP LTD ADR 483 541
    AJINOMOTO INC UNSPONS ADR 350 308
    AKZO NOBEL NV-ADR 547 478
    ALFA LAVAL AB 116 92
    ALLIANCE BERNSTEIN NATL MUN IN 12,451 13,253
    ALLIANCEBERNSTEIN GLOBAL HIGH 492 478
    ALLIANZ SE ADR 1,807 1,892
    AMG TIMESSQUARE INTERNATIONAL 261,541 253,806
    ANGLO AM PLC ADR 374 484
    APOLLO SENIOR FLOATING RATE FU 401 390
    APOLLO TACTICAL INCOME FUND IN 7,425 6,798
    ARCELORMITTAL 424 230
    ARES DYNAMIC CR ALLOCATION FD 11,330 10,541
    ARIEL FUND INVESTOR CL 201,648 186,775
    ARKEMA S/ADR 351 264
    ARTISAN INTERNATIONAL VALUE FU 129,390 151,387
    ASAHI KAISAI CP ADR 418 323
    ASML HOLDING NV NY REG SHS 1,447 2,003
    ASSA ABLOY UNSP/ADR 559 542
    ASSOCIATED BRITISH FOODS PLC 401 279
    ASTELLAS PHARMA INC 511 551
    ASTRAZENECA 1,733 2,477
    ATLAS COPCO AB A SHS ADR 622 511
    ATLAS COPCO AB B SHS ADR 186 187
    ATOS SE UNSPONS ADR 400 196
    AUSTRALIA & N Z ADS 1,008 808
    AVIVA PLC 721 429
    AXA ADS 1,166 961
    BAE SYSTEMS PLC 650 534
    BARRICK GOLD CORPORATION 136 213
    BAYER A G SPONSORED ADR 1,341 819
    BHP BILLITON LIMITED 452 492
    BHP BILLITON SP ADR 861 950
    BLACKROCK CORPORATE HIGH YIELD 5,454 5,160
    BLACKROCK LTD DUR IN 612 633
    BLACKROCK MUNI INTERMEDIATE DU 22,832 24,354
    BLACKROCK MUNI TARGET TERM TR 2,650 2,981
    BLACKROCK MUNICIPAL INCOME QUA 4,369 4,796
    BLACKROCK MUNIHOLDINGS FLORIDA 783 830
    BLACKROCK MUNIHOLDINGS INS 2,246 2,385
    BLACKROCK MUNIHOLDINGS INSURED 717 766
    BLACKROCK MUNIYIELD QUALITY II 2,517 2,681
    BLACKROCK MUNIYIELD QUALITY FD 12,252 13,800
    BLACKROCK MUNIYIELD QUALITY FU 4,701 5,190
    BNP PARIBAS SPONS ADR 1,704 1,058
    BOSTON COMMON INTERNATIONAL 148,305 149,033
    BRAMBLES LTD UNSP AD 346 348
    BRENNTAG AG UNSP ADR 155 134
    BRIDGESTONE CORP UNSP ADR 697 622
    BRITISH LAND CO S/ADR 364 258
    BROWN ADVISORY SUSTAINABILITY 222,916 354,144
    BT GROUP PLC ADS 841 400
    BUNZL PLC SPONSORED ADR 310 245
    BURBERRY GROUP PLC 327 374
    CAIXABANK 367 173
    CALRSBERG AS SP ADR REP B 361 471
    CALVERT ABSOLUTE RETURN BOND F 151,303 151,303
    CANON INC 913 673
    CAP GEMINI SA UNSP/ADR 479 457
    CARNIVAL CORP PLC 341 214
    CARREFOUR S.A 383 261
    CENTRAL JAPAN RY CO ADR 292 276
    CENTRICA 407 129
    CHR HANSEN HOLDINGS 166 147
    CLP HOLDINGS LTD 476 451
    COCA COLA EUROPEAN PARTNERS PL 161 225
    COCHLEAR ORD PLC 147 147
    COLOPLAST AS ADR 322 440
    COMMERZBANK AG-SPONS ADR 399 169
    COMMONWEALTH BK AUS-SP ADR 1,749 1,379
    COMPAGNIE DE SAINT G 618 394
    COMPAGNIE FINANCIERE RICHEMONT 962 880
    COMPASS GROUP PLC ADR 830 962
    CONTL AG SPONS ADR 635 339
    COVESTRO AG 324 181
    CREDIT AGRICOLE SA 496 317
    CREDIT SUISSE GROUP ADR 993 759
    CRH PLC - AMERICAN DEPOSITARY 357 336
    DAIICHI SANKYO CO LTD SPONSORE 266 793
    DAIKIN INDS LTD ADR 641 741
    DAITO TRUST CONST SPON ADR 201 161
    DAIWA HOUSE IND LTD 529 470
    DAIWA SECURITIES GROUP 310 230
    DANSKE BANK A S SPON 490 186
    DEBT STRATEGY FUND 8,570 8,121
    DENSO CORP ADR 435 377
    DEUTSCHE BANK AG 612 247
    DEUTSCHE BOERSE ADR 547 761
    DEUTSCHE MUNICIPAL INCOME TRUS 2,311 2,493
    DEUTSCHE POST AG 897 755
    DEUTSCHE TELE AG ADS 1,265 1,215
    DIAGEO PLC ADS 1,889 2,398
    DNB NOR ASA SPONSOR ADR 515 418
    DOUBLELINE TOTAL RETURN BOND 51,580 53,138
    DREYFUS MUNICIPAL BOND INFRAST 4,069 4,539
    E.ON AG SPON ADR REP 1/3 ORD N 530 489
    EAST JAPAN RAILWAY C 787 790
    EATON VANCE LIMITED DURATION I 14,465 13,922
    EATON VANCE MUNICIPAL BOND FUN 14,905 16,181
    EATON VANCE MUNICIPAL INCOME T 2,567 2,823
    EATON VANCE SENIOR FLOATING RA 1,659 1,638
    EATON VANCE SENIOR INCOME TRUS 415 400
    EDF UNSP ADR 141 124
    EDP-ELECTRICIDADE DE PORTUGAL 198 189
    EISAI LTD 382 357
    ENEL SOCIETA PER AZI 940 1,218
    ENI S.P.A 902 815
    EQUINOR ASA 530 476
    ERICSSON L M TEL CO 525 635
    ERSTE BK DER OEST SP 358 275
    ESSILOR INTL ADR 641 738
    EXPERIAN GROUP LTD S/ADR 382 585
    FAST RETAILING CO LT 452 877
    FEDERATED PREMIER MUNI INCOME 776 817
    FERGUSON PLC SPON ADR 424 482
    FERROVIAL SA 317 426
    FIAT CHRYSLER AUTOMOBILES NV 331 355
    FIRST TRUST HIGH INCOME LONG S 1,404 1,417
    FUJIFILM HOLDINGS ADR NPV 297 342
    FUJITSU LTD ADR OTC 409 424
    GALP ENERGIA 170 128
    GAS NATURAL ADR 173 170
    GIVAUDAN SA UNSP/ADR 483 650
    GROUPE DANONE ADS 1,001 1,197
    HANG SENG BANK LTD S/ADR 490 375
    HEIDELBERGCEMENT AG UNSPONSORE 401 276
    HEINEKEN HLDG N V 301 297
    HENKEL KGAA ADR 212 184
    HENKEL KGAA PFD SHS ADR 713 496
    HITACHI LTD 832 816
    HONG KONG & CHINA GAS SPD ADR 424 541
    HONG KONG EX&CL UNSP/ADR 724 766
    HOYA CORP SPONS ADR 455 647
    IBERDROLA ADR 1,003 1,321
    INDUSTRIA DE DISENO 886 722
    INFINEON TECH ADS 634 501
    INFORMA PLC SPONSORED ADR 259 279
    ING GROUP N V SPONSORED ADR 1,400 793
    INPEX HOLDINGS INC 296 257
    INTERCONTINENTAL HOTELS GROUP 303 313
    INTERTEK GROUP UNSP ADR 195 197
    INTESA SANPAOLO SPA 1,049 700
    INVESCO ADVANTAGE MUNICIPAL IN 2,777 3,008
    INVESCO DYNAMIC CREDIT OPPORTU 2,748 2,593
    INVESCO MUNICIPAL OPPORTUNITY 4,709 5,134
    INVESCO MUNICIPAL TRUST 9,124 9,924
    INVESCO QUALITY MUNICIPAL INCO 9,395 9,943
    INVESCO TRUST FOR INVESTMENT G 7,682 8,436
    INVESCO VALUE MUNICIPAL INCOME 16,145 17,174
    ISUZU MOTORS UNSP/ADR 116 96
    ITOCHU CORP ADR OTC 475 596
    ITV PLC SHS 365 227
    J SAINSBURY 318 182
    JAPAN EXCHANGE GROUP INC 310 267
    JPMORGAN SYSTEMATIC ALPHA FD C 52,255 51,054
    JULIUS BAER GROUP LTD 241 165
    KAO CORP 650 765
    KBC GROUP SA UNSP ADR 542 377
    KDDI CP UNSP ADR 651 652
    KERING UNSPON ADR EA REPR 0.1 664 777
    KINGFISHER PLC 288 170
    KIRIN BREWERY LTD 490 432
    KOMATSU LTD 650 506
    KON KPN NV SPON ADR REP 1 ORD 359 307
    KONE OYJ ADR B SHS 474 521
    KONINKLIJKE DSM NV ADR 282 466
    KONINKLIJKE PHILIPS ELECTRONIC 796 942
    KUBOTA CORPORATION 529 427
    KYOCERA CORP ADR 555 534
    L'OREAL ADR 1,217 1,528
    LAFARGEHOLCIM LTD ADR 465 482
    LEGAL & GENERAL GROUP 561 415
    LEND LEASE CORP LTD 349 281
    LLOYDS BANKING GROUP PLC 1,356 927
    LONDON STK EXCHANGE GROUP 383 549
    LONZA GROUP AG UNSP/ADR 363 531
    MAKITA CORP 278 205
    MARUBENI CORP ADR CNV INTO 10 336 319
    MAZDA MOTOR CORP 290 157
    MERCK KGAA SPON ADR EACH REPR 402 383
    MICHELIN CIE GEN UNSP/ADR 629 484
    MITSUBISHI ELEC UNSP/ADR 781 600
    MITSUBISHI ESTATE CO ADR 605 630
    MIZUHO FINANCIAL GRO 1,082 905
    MORGAN STANLEY EM DEBT FUND 3,678 3,371
    MORRISON W SUPRMKT PLC 328 223
    MS&AD INS GROUP ADR 496 443
    MUENCHENER RUECKVERS 690 766
    MURATA MFG INC UNSP/ADR 342 280
    NATIONAL AUSTRALIA BK LTD 1,328 1,083
    NATIONAL GRID TRANSCO PLC 839 732
    NESTLE S.A 3,380 4,608
    NEUBERGER BERMAN INTERMEDIATE 282 310
    NEWCREST MINING LTD-SPON ADR 375 572
    NIDEC CORPORATION ADR 679 620
    NIPPON STEEL ADR 522 301
    NIPPON TELEGRAPH & TELEPHONE C 425 431
    NITTO DENKO ADR 430 208
    NN GROUP N.V. 289 216
    NOKIA 900 694
    NOMURA HOLDINGS ADR 590 398
    NORDEA BANK ABP 930 455
    NORSK HYDRO ASA 352 184
    NOVO NORDISK A S 1,751 2,084
    NOVOZYMES A/S UNSP/ADR 328 297
    NTT DOCOMO 818 884
    NUVEEN AMT FREE QUALITY MUNICI 38,594 40,625
    NUVEEN CREDIT STRATEGIES INCOM 8,162 7,748
    NUVEEN DIVIDEND ADVANTAGE MUNI 39,237 40,755
    NUVEEN GLOBAL HIGH INCOME FUND 3,440 3,096
    NXP SEMICONDUCTORS 342 409
    OLYMPUS CORP S/ADR 333 419
    OMRON CORP S/ADR 304 299
    OMV AG BEARER SH SPO 331 307
    ONO PHARMACEUTICAL ADR 294 246
    ORANGE 816 729
    ORKLA ASA SPON ADR 122 127
    OTSUKA HOLDINGS CO 453 368
    PANASONIC CORP 784 434
    PANDORA A S SPON ADREACH REP 0 379 140
    PEARSON PLC 162 141
    PERNOD-RECARD SA 754 1,031
    PEUGEOT 273 269
    PIONEER MUNI HIGH INCOME ADVAN 466 488
    PRUDENTIAL GLOBAL SHORT DURATI 22,403 21,954
    PRUDENTIAL PLC SC 1,285 935
    PRUDENTIAL SHORT DURATION HIGH 11,089 11,249
    PUTNAM MUNICIPAL OPPORTUNITIES 4,104 4,696
    QIAGEN NV 144 139
    RANDSTAD HOLDING 116 93
    RBC EMERGING MARKETS EQUITY I 260,999 275,994
    RECKITT BENCKISER GROUP 1,342 1,136
    RED ELECTRICA DE ESPANA SA 294 267
    RELX PLC 944 1,034
    RENAULT SA 473 297
    REPSOL YPF S A ADR 492 420
    ROCHE HOLDING LTD ADR 1,124 1,230
    ROHM CO LTD UNSP ADR 334 283
    ROLLS ROYCE GRP PLC S/ADR 555 443
    ROYAL DUTCH SHEL PLC SPONS ADR 1,277 1,004
    ROYAL DUTCH SHELL CL A 1,859 1,724
    RWE AKTIENGESELLSCHAF 320 427
    RYOHIN KEIKAKU 340 173
    SANDS CHINA LTD UNSP ADR 330 318
    SANDVIK AB SPONS ADR 463 416
    SANOFI-AVENTIS SPONSORED ADR 358 344
    SAP AKTIENGESELL ADS 2,292 2,502
    SCHNEIDER ELEC UNSP/ADR 945 988
    SECOM CO LTD ADR OTC 454 509
    SEKISUI HOUSE LTD 190 231
    SEVEN & I HOLDINGS C 773 671
    SGS SA UNSP ADR 360 393
    SHARP CORP ADR 28 13
    SHIN-ETSU CHEMICAL C 715 781
    SHISEIDO CO LTD 287 653
    SIEMENS AG 1,405 1,098
    SKAND ENSKILDA 415 319
    SKF AB ADR 110 97
    SMITH & NEPHEW PLC ADR 428 576
    SMITHS GROUP ORD 37.5P 156 142
    SODEXHO ALLIANCE SA SP ADR 336 317
    SONIC HEALTHCARE LTD SHS 126 139
    SONOVA HOLDING AG AD 176 232
    SONY CORP ADR 1,232 1,593
    SOUTH32 LTD 365 273
    SSE PLC SPON ADR 413 309
    STMICROELECTRONICS 325 336
    STORA ENSO OYJ 426 246
    SUMITOMO CHEMICAL CO 298 218
    SUMITOMO METAL 149 110
    SUMITOMO MITSUI TR HOLDINGS SP 383 328
    SUN HUNG KAI PY LTD S/ADR 580 520
    SVENSKA HANDELSBK UNS ADR 581 339
    SWEDBANK AB S/ADR 604 295
    SWISS RE LTD ADR 799 795
    SWISSCOM AG S/ADR 397 400
    SYMRISE AG UNSPONSORED 198 211
    SYSMEX CORP UNSP ASDR 292 317
    T&D HOLDINGS INC TOKYO 284 181
    TAKEDA PHARMACEUTICAL COMPANY 1,361 1,028
    TDK CORP 292 320
    TECHTRONIC INDS SPD ADR 137 171
    TELECOM ITALIA SPA ADR 328 163
    TELENOR ASA 312 330
    TELIASONERA ADR 265 252
    TEMPLETON GLOBAL INCOME FUND 3,209 3,179
    TENARIS SA-ADR 365 216
    TERNA RETE ELETTRICA 146 170
    TESCO PLC S ADR 513 585
    THE WHARF HOLDINGS LIMITED 344 86
    TOKIO MARINE HOLDINGS INC 594 722
    TOKYO ELECTRON LTD 569 715
    TOKYO GAS CO LTD ADR 338 313
    TORAY INDUSTRIES INC 384 298
    TOSHIBA CORP UNSP/ADR 474 498
    TOTAL FINA ELF S.A 3,254 2,646
    TOYOTA MTR CORP 2,945 3,266
    TREASURY WINE ESTATES ADR 163 164
    UBS AG 1,344 880
    UMICORE SA 236 136
    UNICHARM CORP - SPN ADR 327 384
    UNICREDIT SPA 760 562
    UNILEVER PLC AMER 55 63
    UNITED UTILITS ADR 121 119
    UPM-KYMMENE CORP 413 399
    VALEO SA SPONS ADR 457 178
    VANGUARD SHORT-TERM CORPORATE 204,091 205,670
    VANGUARD ULTRA ST BND ADMR 327,455 327,282
    VESTAS WIND SYS UNSP/ADR 557 417
    VIVENDI SA 577 671
    VODAFONE GROUP PLC 1,586 1,073
    VOLVO AS-A ADR 62 55
    VOYA PRIME RATE TRUST 1,715 1,679
    WALDEN SML CAP INNOVATIONS 166,034 195,833
    WALDEN SOCIAL EQUITY FUND 399,045 642,914
    WELLS FARGO ADVANTAGE INCOME O 6,983 6,642
    WEST JAPAN RAILWAY C 365 414
    WESTERN ASSET EMERGING MARKETS 25,696 22,760
    WESTERN ASSET GLOBAL HIGH INC 10,534 10,511
    WESTERN ASSET HI YLD DEFINED 3,113 3,070
    WESTERN ASSET HIGH INCOME OPPO 10,314 10,190
    WESTERN ASSET INTERMEDIATE MUN 901 957
    WESTERN ASSET MUNICIPAL PARTNE 703 759
    WESTPAC BANKING CP 1,822 1,424
    WOLTERS KLUWER S/ADR 270 431
    WOODSIDE PETROL LTD ADR 471 428
    WPP PLC 617 355
    YARA INTERNATIONAL ASA 123 131
    YASKAWA ELEC CORP 142 135
    ZURICH INS GROU ADR 995 1,173

    TY 2018 InvestmentsGovtObligationsSch
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347
    US Government Securities - End of Year Book Value:

    178,390
    US Government Securities - End of Year Fair Market Value:

    186,756
    State & Local Government Securities - End of Year Book Value:


    80,197
    State & Local Government Securities - End of Year Fair Market Value:


    82,270


    TY 2018 OtherExpensesSchedule
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Administrative Fees 21,686     21,686
    Bank Charges 451 451    
    State or Local Filing Fees 54     54


    TY 2018 OtherIncomeSchedule2
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    INTEREST FROM NOTES RECEIVABLE 500 500  


    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2018 OtherNotesLoansRcvblLongSch
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347

    Borrower's Name Relationship to Insider Original Amount of Loan Balance Due Date of Note Maturity Date Repayment Terms Interest Rate Security Provided by Borrower Purpose of Loan Description of Lender Consideration Consideration FMV
    BLUEHUB LOAN FUND INC     25,000       0 %        
    BLUEHUB LOAN FUND INC     25,000       0 %        
    COOPERATIVE FUND OF NEW ENGLAND INC     27,809       0 %        
    COOPERATIVE FUND OF NEW ENGLAND INC     26,673       0 %        

    TY 2018 OtherProfessionalFeesSchedule
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    Investment Management Services 32,009 32,009    


    TY 2018 TaxesSchedule
    Name:
    Seymour and Sylvia Rothchild Family 2004
     
    Charitable Foundation
    EIN:
    20-6307347
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    990-PF Estimated Tax for 2019 2,700      
    990-PF Extension for 2018 679      
    Foreign Tax Paid 1,004 1,004