Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 01-01-2019 , and ending 12-31-2019
Name of foundation
NewAlliance Foundation Inc
 
Number and street (or P.O. box number if mail is not delivered to street address)195 Church Street 7th Floor
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
New Haven, CT06510
A Employer identification number

56-2453619
B Telephone number (see instructions)

(203) 859-6555
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$31,169,603J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 597,376 597,376  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 1,518,077
b Gross sales price for all assets on line 6a 21,602,123
7 Capital gain net income (from Part IV, line 2)... 1,518,077
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 2,115,453 2,115,453  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 347,922 0   347,922
14 Other employee salaries and wages......        
15 Pension plans, employee benefits....... 62,567 0   62,567
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 29,375 14,687   14,688
c Other professional fees (attach schedule).... Click to see attachment 245,613 236,037   9,576
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 37,295 0   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 15,146 0   15,146
21 Travel, conferences, and meetings....... 13,210 0   13,210
22 Printing and publications.......... 15,088 0   15,088
23 Other expenses (attach schedule)....... Click to see attachment 36,881 0   36,881
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 803,097 250,724   515,078
25 Contributions, gifts, grants paid....... 972,570 972,570
26 Total expenses and disbursements. Add lines 24 and 25 1,775,667 250,724   1,487,648
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 339,786
b Net investment income (if negative, enter -0-) 1,864,729
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 74,653 123,977 123,977
2 Savings and temporary cash investments.........      
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 25,617 3,884 3,884
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule).......      
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 27,872,133 Click to see attachment31,041,742 31,041,742
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 27,972,403 31,169,603 31,169,603
Liabilities 17 Accounts payable and accrued expenses.......... 17,720 41,062
18 Grants payable................. 68,650 68,495
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 86,370 109,557
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 27,886,033 31,060,046
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 27,886,033 31,060,046
30 Total liabilities and net assets/fund balances (see instructions). 27,972,403 31,169,603
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
27,886,033
2
Enter amount from Part I, line 27a .....................
2
339,786
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
2,834,227
4
Add lines 1, 2, and 3 ..........................
4
31,060,046
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
31,060,046
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a publicaly traded securities P    
b
c
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 21,602,123   20,084,046 1,518,077
b
c
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       1,518,077
b
c
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 1,518,077
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 1,392,361 30,189,465 0.046121
2017 1,468,249 29,678,147 0.049472
2016 1,543,034 27,816,000 0.055473
2015 1,660,204 29,613,767 0.056062
2014 1,761,302 31,105,874 0.056623
2
Total of line 1, column (d) .....................
2
0.263751
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.052750
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
29,306,466
5
Multiply line 4 by line 3......................
5
1,545,916
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
18,647
7
Add lines 5 and 6........................
7
1,564,563
8
Enter qualifying distributions from Part XII, line 4,.............
8
1,487,648
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 37,295
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 37,295
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 37,295
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 20,366
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 20,366
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 16,929
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet   RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
     
    No
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletwww.newalliancefoundation.org
    14
    The books are in care ofbulletThe Organization Telephone no.bullet (203) 859-6555

    Located atbullet195 Church Street 7th FloorNew HavenCT ZIP+4bullet06510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    Robert J Lyons Jr Chairman
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Paul A McCraven Secretary/Treasurer
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Fred Acquavita director
    1.00     		0 0 0
    195 Church Street
    new Haven,CT06510
    Michael T Angelini director
    1.00     		0 0 0
    195 Church Street
    new Haven,CT06510
    Majorie Bussmann Gillis director
    1.00     		0 0 0
    195 Church Street
    new Haven,CA06510
    Dorsey L Kendrick Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Marta E Moret Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    David I Newton Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Alexis H Smith director
    1.00     		0 0 0
    195 Church Street
    new Haven,CT06510
    Diane L Wishnafski Director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    D Anthony Guglielmo director
    1.00     		0 0 0
    195 Church Street
    New Haven,CT06510
    Kim Healey Executive Director
    40.00     		194,854 14,006 0
    195 Church Street
    New Haven,CT06510
    Maryann Ott Associate Director
    40.00     		130,127 24,621 0
    195 Church Street
    New Haven,CT06510
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    29,675,027
    b
    Average of monthly cash balances.......................
    1b
    73,822
    c
    Fair market value of all other assets (see instructions)................
    1c
    3,908
    d
    Total (add lines 1a, b, and c).........................
    1d
    29,752,757
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    29,752,757
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    446,291
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    29,306,466
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    1,465,323
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    1,465,323
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    37,295
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    37,295
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    1,428,028
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    1,428,028
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,428,028
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    1,487,648
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    1,487,648
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    1,487,648
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 1,428,028
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 242,803
    b From 2015...... 237,026
    c From 2016...... 162,057
    d From 2017......  
    e From 2018......  
    fTotal of lines 3a through e........ 641,886
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 1,487,648
    a Applied to 2018, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 1,428,028
    e Remaining amount distributed out of corpus 59,620
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 701,506
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		242,803
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		458,703
    10 Analysis of line 9:
    a Excess from 2015.... 237,026
    b Excess from 2016.... 162,057
    c Excess from 2017....  
    d Excess from 2018....  
    e Excess from 2019.... 59,620
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    Maryann Ott
    195 Church Street 7th Floor
    New Haven,CT06510
    (203) 859-6555
    khealey@newalliancefoundation.org
    bThe form in which applications should be submitted and information and materials they should include:
    Application forms and guidelines are available on the Foundation's website at www.newalliancefoundation.org under Community Commitment
    cAny submission deadlines:
    Submission deadlines are listed on the Foundation's website at www.newalliancefoundation.org under
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Cash grants are awarded to established not-for-profit organizations, classified as tax-exempt under section 501(c)(3) of the Internal Revenue Code, that support the people and communities served by NewAlliance Bank and its subsidiaries.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Agency on Aging
    117 Washington Avenue
    North Haven,CT06473     		  PC To support Experience Corps' inter-generational volunteer reading tutoring program helping young children in participating Hamden, New Haven and East Haven elementary schools and after-school programs. 10,000
    Albertus Magnus College
    700 Prospect Street
    New Haven,CT06511     		  PC Scholarship 2,150
    All Our Kin
    414A Chapel Street
    New Haven,CT06511     		  PC To support family child care providers in receiving the resources, training and mentorship they need and deserve to create high-quality, sustainable family child care programs. 2,500
    American Red Cross Connecticut and Rhode Island Region
    209 Farmington Avenue
    Farmington,CT06032     		  PC To assist those individuals who, after a fire or other disaster, need both financial and services assistance. 3,500
    Amistad Academy
    c/o Achievement First Inc 370 James
    Street
    New Haven,CT06513     		  PC To provide general operating support for Achievement First's achievement-gap-closing, college-preparatory, K-12 educational program. 7,500
    Amity Teen Center Inc
    10 Selden St
    Woodbridge,CT06525     		  PC To offer teens in grades 7-12 learning opportunities unavailable in their school curriculum. The program's major focus is Business Skill Development, which concentrates on building competence in reading, writing and financial literacy. 5,000
    Architecture Resource Center
    1221 Chapel Street
    New Haven,CT06511     		  PC To support DCP, a multi-year design education initiative in 7 NHPS in which fifteen 5th grade classroom teachers, 7 mathematics coaches and their 375 students participate in an architecture and design-based STEM residency program that includes professional development, classroom workshops, implementation of a standards-based unit, art exhibits, and a national design education conference presentation. 5,000
    ArtEcon Initiative
    425 West Rock Avenue
    New Haven,CT06515     		  PC To provide high quality arts programming in multiple neighborhood venues and to expand the outreach initiatives to continue to broaden the diversity of ArtEcon Initiative audiences. 2,000
    Arts Council of Greater New Haven
    70 Audubon Street
    New Haven,CT06510     		  PC To increase and deepen the relationship with the Art Council's membership. 7,500
    Artspace Inc
    50 Orange St
    New Haven,CT06510     		  PC To provide funds for the 22nd City-Wide Open Studios which will help subsidize participation for low income artists and support the development of intergenerational artist collaborations and collaborations with West Haven partners. 12,500
    Audubon CT
    613 Riversville Road
    Greenwich,CT06831     		  PC To offer meaningful, paid summer employment to eight low-income West Haven high school students as Wildlife Guards and two crew leaders for eight weeks at Sandy Point Beach. 5,000
    Bare Necessities
    5 East Loop Road
    Clinton,CT06413     		  PC To strengthen and expand the diaper programs and services in the Shoreline community specifically in Guilford, Madison, Clinton, Westbrook and Old Say brook. 2,500
    Big Brothers Big Sisters of Southwestern CT
    2470 Fairfield Avenue
    Bridgeport,CT06605     		  PC To support three New Haven School Based Mentoring programs with a goal of reducing the achievement gap. 5,000
    Booker T Washington Academy
    804 State Street
    New Haven,CT06511     		  PC To support new and experienced teachers in their work with scholars in the area of reading with the goal of increasing literacy achievement and engagement. 22,500
    Boys & Girls Club of New Haven
    253 Columbus Ave
    New Haven,CT06519     		  PC To support the Club's mission and service to over 1,300 young people at five neighborhood program sites. 15,000
    Bridge Family Center
    1022 Farmington Avenue
    West Hartford,CT061072105     		  PC To support the Power to Read program, a one-to-one weekly tutoring program for high-need readers at Silver Lane Elementary School in East Hartford. 4,000
    Camp Courant Inc
    285 Broad Street
    Hartford,CT06115     		  PC Operating support 250
    CAPA Shubert Theatre
    247 College Street
    New Haven,CT06510     		  PC To provide general operating support. 15,000
    Casa Otonal
    148 Sylvan Avenue
    New Haven,CT06519     		  PC To provide support for nutritional daily lunch at Casa Otonal Senior Center for residents and neighborhood elderly who are low income, with or without disabilities, and over age 62 Monday - Friday. 5,000
    Catholic Charities Diocese of Norwich
    331 Main Street
    Norwich,CT06360     		  PC To help Willimantic individuals and families in crisis meet their basic needs. 5,000
    Children's Law Center of CT Inc
    30 Arbor Street
    Hartford,CT06106     		  PC To support the Legal Representation Program which enables attorneys and social workers to intervene on behalf of children in family conflict deemed highly contentious. 6,000
    Christian Community Action New Haven
    168 Davenport Ave
    New Haven,CT06519     		  PC To provide operating support for the ARISE Center, which offers crucial services to families and individuals in New Haven through its Child & Family Specialist and Employment Services Specialist. 5,500
    City Seed
    817 Grand Avenue No 101
    New Haven,CT06511     		  PC To provide general operating support. 15,000
    Columbus House Inc
    586 Ella T Grasso Blvd
    New Haven,CT06519     		  PC To support the provision of services for those who are homeless or at-risk in New Haven, including: Shelter, Housing, Street Outreach, Employment and Income Services, and Veterans Services. 15,000
    Common Ground High School Urban Farm and Environmental Education Center
    358 Springside Ave
    New Haven,CT06515     		  PC Operating support 17,500
    Community Health Resources
    2 Waterside Crossing
    Windsor,CT06095     		  PC To support the Project 'THRIVE' program which enables clients in CHR's residential programs for substance use to receive job training, education, and related expenses, including childcare and transportation. 5,000
    Community Music School Inc
    90 Main Street
    Centerbrook,CT06409     		  PC To support scholarships, internships, and professional teaching artists for programs that provide professional and quality performing arts education for over 200 students of all abilities each summer. 3,000
    Community Soup Kitchen
    84 Broadway
    New Haven,CT06511     		  PC To support an intern from St. Hilda's House, who provides critical operational support and enhances the Community Soup Kitchen's relationship with its host church. 12,000
    Concepts for Adaptive Learning
    5 Science Park
    New Haven,CT06511     		  PC To support the Technology & Computer Training program which works to close the technology gap for underserved New Haven students and families by providing basic computer training for parents, free computers to families that do not have a working computer at home, and after-school technology programming for middle school students. 10,000
    Connecticut Players Foundation Inc
    222 Sargent Drive
    New Haven,CT06511     		  PC Operating support 100
    Connecticut Veterans Legal Center
    114 Boston Post Rd
    West Haven,CT06516     		  PC To support the Removing Legal Barriers program which integrates advocacy and representation with medical care and housing case-management to solve root problems of homelessness among CT veterans. 5,000
    Continuum of Care Inc
    109 Legion Avenue
    New Haven,CT06519     		  PC To help provide housing opportunities for people who are homeless or at risk of homelessness to restart their lives, with the primary focus on women and women and children. 10,000
    Covenant Soup Kitchen
    220 Valley Street
    Willimantic,CT06226     		  PC To assist in the purchase of needed food and supplies to support the ongoing operations of the Soup Kitchen and Emergency Food Pantry to ensure well balanced, nutritional meals in a safe, healthy environment. 5,000
    Creative Arts Workshop Inc
    80 Audubon Street
    New Haven,CT06510     		  PC To provide general operating support. 15,000
    Creative Living Community of CT
    60 Church St
    Manchester,CT06040     		  PC To provide support for The Greenhouse Vocational Program which offers vocational training, educational opportunities, and engaging horticultural experiences for adults with developmental disabilities. 1,500
    CT Audubon Society
    314 Unquowa Road
    Fairfield,CT06824     		  PC To develop tools and train teachers in 21st century procedures to measure the impact of CT Audubon Society's education programs on student science literacy throughout Connecticut. 5,300
    CT Coalition to End Homelessness
    257 Lawrence Street
    Hartford,CT06106     		  PC "To help build the Willimantic area's capacity to 5,000
    CT Food Bank
    2 Research Parkway
    Wallingford,CT06492     		  PC To support The GROW program, which assists low-income parents and children by distributing fresh food that enables families to prepare healthy meals at home. 10,025
    CT Fund for the Environment
    900 Chapel Street
    New Haven,CT06510     		  PC To help build community stability by cultivating environmental stewardship through edible landscapes that integrate food production into stormwater management on a neighborhood scale, and providing youth and differently-abled adults with vocational training. 5,000
    CT Health I-Team Inc
    346 Alden Ave
    New Haven,CT06515     		  PC To help fund 2019 high school journalism camps. The camps train young people to become inquisitive readers and writers who can confidently press sources to explain their policies and practices, and turn their answers into compelling news stories. 3,000
    CT Public Broadcasting
    1049 Asylum Ave
    Hartford,CT06105     		  PC To provide support for instructional and career services at the Institute for Advanced Media, a certified occupational school offered in partnership with Gateway Community College. 10,000
    CT Storytelling Center Inc
    270 Mohegan Avenue
    New London,CT06320     		  PC To support visits from professional storytellers who are teaching artists. Students will learn about various cultures, expand their vocabulary, and spend time in conversation, role-playing and retelling stories. Storytellers will work with teachers to design a program that is age-appropriate and in line with the Common Core Standards. 7,000
    CT Women's Hall of Fame
    320 Fitch Street Schwartz Hall B-3
    SCSU
    New Haven,CT06515     		  PC To provide support for the 2nd year of "See It - Be It," a partnership with New Haven Public Schools. The program is a focused, sustained, multi-tiered approach to incorporating Connecticut women's stories in the classroom and is supported by Sandra Clar 5,100
    Downtown Evening Soup Kitchen Inc
    311 Temple Street
    New Haven,CT06511     		  PC To provide general operating support for programs that serve people experiencing homelessness or living in poverty through the provision of meals, groceries, and services. 10,000
    Elm City College Preparatory School
    c/o Achievement First Inc 370 James
    Street
    New Haven,CT06513     		  PC To provide operating support for the Academy's achievement-gap-closing, college-preparatory, K-12 educational program. 10,000
    Elm City Internationals
    360 Fountain Street Unit 40
    New Haven,CT06515     		  PC To help support ECI's College Readiness Academy. 5,000
    Elm Shakespeare Company
    501 Crescent Street
    New Haven,CT06515     		  PC To provide general operating support. 7,500
    Ely Center of Contemporary Art
    51 Trumbull Street
    New Haven,CT06510     		  PC To provide operational funding to develop and program the Ely Center of Contemporary Art, a public art center committed to offering inclusive cultural and educational opportunities for the public: exhibitions, workshops, performances, and special events for New Haven's diverse community. 2,500
    FISH of Greater New Haven Inc
    PO Box 8552
    New Haven,CT06531     		  PC To support FISH's flagship Grocery Delivery Program. FISH delivers minimally processed, nutritionally dense groceries to over 450 households each month by utilizing a wide network of volunteers and partner agencies. 15,000
    Gaylord Hospital Inc
    50 Gaylord Farm Road
    Wallingford,CT06492     		  PC To support the MARTTI translation system which provides a live translator on a computer screen with a microphone 24/7/365 for more than 100 languages through a Skype-like process. 6,000
    Goodwin College Foundation Inc
    1 Riverside Drive
    East Hartford,CT06118     		  PC Operating support 500
    Greater New Haven Chamber of Commerce
    900 Chapel Street
    New Haven,CT06510     		  PC Operating support 1,000
    Guilford Art Center
    411 Church Street
    Guilford,CT06437     		  PC To provide general operating support for Guilford Art Center's school, gallery and community outreach programs. 5,000
    Habitat for Humanity of Greater New Haven
    37 Union Street
    New Haven,CT06511     		  PC To provide support for two Habitat homes to be built at 62 & 66 Sylvan Avenue in New Haven. The homes will begin construction in the spring of 2019 and be completed by December 2019. 12,500
    Hampshire College
    893 West Street
    Amherst,MA01002     		  PC Operating support 1,000
    Hartford Stage Company
    50 Church Street
    Hartford,CT06103     		  PC To provide support for 70 students from Manchester and Willimantic to participate in InterACT. Students will participate in pre-show workshops, attend three performances, and engage in post-show talkbacks with artists involved in the productions. 3,000
    HomeFront Inc
    88 Hamilton Avenue
    Stamford,CT06902     		  PC To provide funds for needed home repairs for two very low income households in New Alliance Foundation's service area. 5,000
    Horizons at the Foote School
    50 Loomis Place
    New Haven,CT06511     		  PC To provide general operating support for Horizons, a six week, full day summer enrichment program offering academic skill development for low-income children from New Haven Public Schools. 2,500
    House of Bread
    1453 Main Street
    Hartford,CT06120     		  PC Operating support 500
    In A Heartbeat
    30 Dutton Street
    Wallingford,CT06492     		  PC To support the donation of 10 Automated External Defibrillators directly back to the communities that New Alliance Foundation serves. 1,500
    Institute Library
    847 Chapel Street
    New Haven,CT06510     		  PC Operating support 250
    International Festival of Arts and Ideas
    195 Church Street
    New Haven,CT06510     		  PC To support the planning and implementation of three Neighborhood Festivals and the 2nd annual "Celebrate New Haven" Day on the New Haven Green. These festivals create inclusion in the curation and presentation of art and cultivate a more diverse audience. 15,000
    Interval House
    PO Box 340207
    Hartford,CT061340207     		  PC To support Interval House's safety planning, counseling, advocacy, and support groups to victims from 11 communities, 8 of which are part of the foundation's geographic area of interest. 3,000
    Jr Achievement Greater Fairfield County
    835 Main Street
    Bridgeport,CT06604     		  PC Operating support 1,000
    Jr Achievement of SW New England
    70 Farmington Avenue
    Hartford,CT06105     		  PC Operating support 5,000
    Jumpstart for Young Children Inc
    505 Eighth Avenue
    New York,NY10018     		  PC To support supplemental language and literacy programming for preschool children in order to enrich and extend their learning opportunities, helping prepare them for academic success in kindergarten and beyond. 5,000
    Junior Achievement of Southwest New England
    70 Farmington Avenue
    Hartford,CT06105     		  PC To help implement three dynamic job readiness and employment preparedness programs for New Haven-area high school students. These initiatives will help the students to discover local businesses, explore career opportunities and set goals. 200
    JUNTA for Progressive Action
    169 Grand Avenue
    New Haven,CT06513     		  PC To provide support for Junta's social services and literacy programs. 7,500
    Killingly Public Library
    25 Westcott Road
    Danielson,CT06239     		  PC To fund "READy for the Grade", a public library, K-3 summer reading initiative developed by NewAlliance Foundation where the Library will partner with Killingly Central School and The Villiage at Killingly, to implement a program to stem summer reading loss and maintain grade-level reading in children from low-income families. 12,000
    Leadership Education and Athletics in Partnership
    31 Jefferson Street
    New Haven,CT06511     		  PC To support the LEAP Children's Program and Youth Development Program. 17,500
    Liberty Community Services Inc
    129 Church Street
    New Haven,CT06510     		  PC To support the purchase of 'Mind the Gap' items, such as property renovations, maintenance and upgrades, vehicle purchases and maintenance/repair, applications, rental start-up funding, move-in costs, furnishing, clothing and basic needs. 10,000
    Literacy Volunteers of Greater Hartford
    30 Arbor St Suite 101 South
    Hartford,CT06106     		  PC To support the food services job training program for low-literate adults, in collaboration with Sodexo, at the East Hartford Wickham Literacy Center. 8,000
    Literacy Volunteers of Greater New Haven
    5 Science Park
    NEW HAVEN,CT065111962     		  PC "To provide general operating support for two major 17,500
    Literacy Volunteers of Southern CT
    16 Dixon St Milford
    Milford,CT06460     		  PC To provide general operating support. 30,000
    Long Wharf Theatre
    222 Sargent Drive
    New Haven,CT06511     		  PC To provide general operating support. 15,000
    Love146
    PO Box 8266
    New Haven,CT06530     		  PC "To support the physical and 5,000
    MakeHaven
    770 Chapel Street
    New Haven,CT06510     		  PC To support the creation of a progressive skills development framework that will enhance the value of existing training at Make Haven. This program will develop project based pathways for job seekers and inventor/entrepreneurs to build a portfolio and earn credentials in woodworking and metalworking. 2,500
    Malta House of Care Foundation
    19 Woodland Street Suite 21
    Hartford,CT06105     		  PC To support the provision of free primary health care to uninsured adults at our mobile clinic site in East Hartford. 5,000
    Manchester Area Conference of Churches
    466 Main Street
    Manchester,CT060453804     		  PC To provide no cost access to underwear for clients of MACC Charities in most significant need of economic support through our thrift shop. 5,000
    Massaro Community Farm
    41 Ford Road
    Woodbridge,CT06525     		  PC To help build new programming for guests and volunteers to increase understanding on how to be better stewards of the land. 2,500
    Music Haven
    315 Peck St Bldg 5 2nd Fl Box A10
    New Haven,CT06513     		  PC To provide free one-on-one lessons, instruments, and mentorship from professional musicians for students from low-income neighborhoods. 15,000
    Neighborhood Housing Services of New Haven
    333 Sherman Ave
    New Haven,CT06511     		  PC To provide homeownership opportunities to families with low and moderate incomes. 2,500
    Neighborhood Music School
    100 Audubon Street
    New Haven,CT06510     		  PC To support the DELTA program, which provides high quality, performing arts after-school programming for 100 low-income students in grades 6 to 12 attending New Haven Public Schools or Achievement First Charter Schools with annual household incomes of less than $75,000. 7,500
    Network Against Domestic Abuse of North Central CT
    139 Hazard Street Building 3
    Enfield,CT06082     		  PC To support The Bridging Program which helps children and their mothers overcome emotional rifts that arise upon entering The Network's domestic violence safe house. 5,000
    New Haven Ballet
    70 Audubon Street
    New Haven,CT06510     		  PC To provide dance training, performances and community programs, including Shared Ability and DanceAIR, during 2018-2019 Season. Almost 7,000 children and adults throughout greater New Haven will experience dance with New Haven Ballet this year. 7,500
    New Haven Chorale
    New Haven Chorale
    New Haven,CT06508     		  PC To provide general operating support. 3,500
    New Haven Farms
    4921 817 Grand Ave 102
    New Haven,CT06511     		  PC Operating support 8,000
    New Haven Free Public Library
    133 Elm Street
    New Haven,CT06510     		  PC To fund "READy for the Grade", a public library, K-3 summer reading initiative developed by NewAlliance Foundation where the Library will partner with the New Haven school district to implement a program to stem summer reading loss and maintain grade-level reading in children from low-income families. 16,500
    New Haven Land Trust
    817 Grand Avenue No 102
    New Haven,CT06511     		  PC Operating support 10,000
    New Haven Promise
    28 Lincoln Way
    New Haven,CT06510     		  PC To provide support for youth programming that incentivizes students to attain college and career readiness through academic achievement, good attendance and service to neighborhoods and the city. 5,000
    New Haven Reads
    45 Bristol Street
    New Haven,CT06511     		  PC To support critical literacy programs, including a research-based, one-on-one tutoring program. These programs support over 600 below grade level readers (aged 4 to 18) weekly as they work to become skilled and confident readers. 27,000
    New Haven Symphony Orchestra Inc
    4 Hamilton Street
    New Haven,CT06511     		  PC To provide general operating support. 15,000
    New Reach Inc
    153 East Street
    New Haven,CT06511     		  PC To provide direct assistance to women and children who are experiencing homelessness through two emergency shelters, food, clothing and intensive case management in New Haven, CT. 15,000
    Opportunity Works CT
    45 W Main Street
    vERNON,CT06066     		  PC Operating support 270
    Pathfinder at Hopkins School
    986 Forest Road
    New Haven,CT06515     		  PC To provide funds for the operation of Pathfinder at Hopkins School, which has served New Haven area middle school students since 1992. 5,000
    Pro Bono Partnership Inc
    237 Mamaroneck
    White Plains,NY10560     		  PC To help fund free legal assistance and educational resources to nonprofits in the 43 towns that New Alliance serves. 2,500
    Project Access of New Haven Inc
    150 Sargent Drive
    New Haven,CT06511     		  PC To support the delivery of timely medical care and services to underserved Greater New Haven residents through a volunteer provider network that expands care for the uninsured. 20,500
    r kids Inc
    45 Dixwell Avenue
    New Haven,CT06461     		  PC To expand the space at 'r kids 45 Dixwell Avenue site by 7,000 usable square feet to address the significant needs of the children and families currently served. 25,000
    Reach Out and Read
    89 South Street
    Boston,MA02111     		  PC To help provide reading opportunities to children who receive medical care at participating program sites in New Haven. 5,000
    Read to Grow Inc
    53 School Ground Road
    Branford,CT06405     		  PC To support the Prenatal Project and the Early Steps to School Success-New Haven program, which work with families to prevent poor language skills and low-literacy among very young children and prepare them for kindergarten and success in school. 10,000
    Rebuilding Together of Manchester Inc
    448 Tolland Turnpike
    Manchester,CT06042     		  PC To support home modifications, specifically handicap ramps, roofing repairs, furnace replacements, and replacement window installations. 5,000
    Safe Net Ministries
    PO Box 93
    Stafford Springs,CT06076     		  PC Operating support 100
    Shepherds
    299 Washington Avenue
    Bridgeport,CT06604     		  PC To support students at Notre Dame West Haven High School (most matriculating from St. Martin de Porres Academy). 12,500
    Shoreline Arts Alliance Inc
    725 Boston Post Road
    Guilford,CT06437     		  PC To help support the hiring of a staff member to expand youth arts programming to include inclusive activities for high school and college youth that will give students a 'Safe Place' to express themselves through their chosen art forms. 5,000
    Shoreline Soup Kitchens & Pantries
    PO Box 804
    Essex,CT06426     		  PC To provide funds to assist in the purchasing of food at 3 Pantries: Clinton, Westbrook & Old Say brook, that serve unemployed, working poor, disabled, elderly, ill, and families w/children. 5,000
    Site Projects
    33 Whitney Avenue
    New Haven,CT06510     		  PC To help fund the summer 2019 Public Art Fellows program, providing New Haven youth with digital media training in videography, resulting in an on-site sculptural video installation. 2,500
    Solar Youth Inc
    53 Wayfarer St
    New Haven,CT06515     		  PC To support the Green Jobs Youth Development program which helps at-risk teens become economically self-sufficient through the development of job readiness skills and employment preparedness. 10,100
    Southern CT State University Foundation Inc
    501 Crescent Street
    New Haven,CT06515     		  PC Operating support 375
    Squash Haven Inc
    2 Lake Place
    New Haven,CT06511     		  PC To provide general operating support for Squash Haven's 12th program year in 2018-19. 14,000
    St Francis Foundation
    1000 Asylum Ave
    Hartford,CT06105     		  PC Operating support 50
    St Martin de Porres Academy
    208 Columbus Avenue
    New Haven,CT06519     		  PC To support a 12-year commitment to middle-school graduates providing the mentoring, academic support, financing, tools and steadfast support they need to navigate college prep high schools and to persist through college. 20,500
    St Thomas' Day School
    830 Whitney Ave
    New Haven,CT06511     		  PC Operating support 50
    Teach for America Connecticut
    370 James Street
    New Haven,CT06513     		  PC To provide support for general operating expenses. 5,000
    Thames Valley Council forCommunity Action
    1 Sylvandale Road
    Jewett City,CT06351     		  PC To support the Senior Nutrition Program's Meals on Wheels for homebound elderly, and congregate dining at local Senior Centers. 5,000
    The Auxiliary to Windham Hospital
    112 Mansfield Ave
    Windham,CT06226     		  PC Operating support 100
    The Links Foundation Inc
    1200 Massachuesetts Ave NW
    Washington DC,DC20005     		  PC Operating support 1,000
    Rockville Public Library
    52 Union Street
    Vernon,CT06066     		  PC To fund "READy for the Grade", a public library, K-3 summer reading initiative developed by NewAlliance Foundation where the Library will partner with Maple Street School to implement a program to stem summer reading loss and maintain grade-level reading in children from low-income families. 13,000
    United Way of Greater New Haven
    370 James St
    New Haven,CT06513     		  PC To support families at risk of homelessness. 5,000
    Urban Resources Initiative
    195 Prospect Street
    New Haven,CT06511     		  PC To provide support for the GreenSkills program, which creates opportunities in urban forestry and green infrastructure to stabilize communities through paid internships and mentoring for local youth and workforce development for adults with an incarceration history. 5,000
    Veterans Support Foundation
    8719 Colesville Road
    Silver Spring,MD20910     		  PC To support the Supportive Housing Program for Homeless Veterans. 10,000
    West Haven Child Development Center
    201 Noble St
    West Haven,CT06516     		  PC To provide general operating support. 5,000
    West Haven Public Library
    300 Elm Street
    West Haven,CT06516     		  PC To fund "READy for the Grade", a public library, K-3 summer reading initiative developed by NewAlliance Foundation where the Library will partner with the West Haven school district to implement a program to stem summer reading loss and maintain grade-level reading in children from low-income families. 12,500
    Westville Village Renaissance Alliance
    911 Whalley Ave
    New Haven,CT06515     		  PC To help underwrite the cost of producing free, arts focused events, as well as public art commissions in the Village. Events include the Westville Art walk, the Beecher Summer Concert Series and Hi Fi Pie Fest, the City Wide Open Studios Westville Weekend and the Giant Puppet Parade. 4,500
    Windham Regional Community Council
    872 Main Street
    Willimantic,CT06226     		  PC To support the Windham Youth CORE, a year-round program of GROW Windham. Youth are empowered to build career and '21st-Century' skills to enter the job market by developing "community enterprises" that promote local food-security, and serve as laboratories for learning. 5,000
    Windsor Art Center
    40 Mechanic Street
    Windsor,CT06095     		  PC To support the Mythology Project, a collaboration with actors, writers, and artists to create a short play inspired by mythology. 1,500
    Women & Family Life Center Inc
    96 Fair Street
    Guilford,CT06437     		  PC "To support full-time program staff to expand currently offered programs and expand geographic service area to serve more women and families. 5,000
    Women's Business Development Council Inc
    184 Bedford Street Suite 201
    Stamford,CT06901     		  PC To help with Budget Coaching and Financial Education seminars which increase participants' financial literacy and help underserved community members develop fiscal stability. 5,000
    Women's Health Research at Yale
    333 Cedar Street
    New Haven,CT06510     		  PC Operating support 550
    Yale Repertory Theatre
    222 York Street
    New Haven,CT06511     		  PC To support WILL POWER! in conjunction with production of Shakespeare's TWELFTH NIGHT. 5,000
    Yale University Yale Child Study Center
    Office of Sponsored Projects
    New Haven,CT06511     		  PC To partially support a trauma clinician, who collaboratively works with local law enforcement to provide acute response and follow-up home visits and neighborhood outreach on behalf of children at risk for violence exposure. 5,000
    YMCA of Greater Hartford
    50 State House Square
    Hartford,CT06103     		  PC To support the Y-BELL Power Scholars Academy, a summer learning loss program offered at Anna E. Norris Elementary School in East Hartford. 10,000
    Young Men's Institute Library
    847 Chapel Street
    New Haven,CT06510     		  PC Operating support 250
    Youth Continuum Inc
    141 Valley Street
    New Haven,CT06515     		  PC To support the Y2Y New Haven project, a unique young adult housing program for homeless youth, ages 18-24. 15,000
    YWCA - Hartford Region
    135 Broad Street
    Hartford,CT06105     		  PC To support YW Career Women (YWCW) at Manchester Community College, an individualized, career pathways program that helps women bridge education and career gaps through academic counseling, career services, and financial coaching to achieve basic economic security. 5,000
    Total .................................bullet 3a 972,720
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 597,376  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....     16    
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 1,518,077  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 2,115,453 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    2,115,453
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


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