-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
ROBERT G CABELL III AND MAUDE MORGAN
CABELL FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
901 EAST CARY STREET SUITE 1402
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
RICHMOND
,
VA
232194037
A Employer identification number
54-6039157
B
Telephone number (see instructions)
(804) 780-2000
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
140,812,731
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
2,559,546
2,559,546
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
4,394,888
b
Gross sales price for all assets on line 6a
29,994,577
7
Capital gain net income (from Part IV, line 2)
...
4,394,888
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
-170,608
-269,202
12
Total.
Add lines 1 through 11
........
6,783,826
6,685,232
13
Compensation of officers, directors, trustees, etc.
84,275
84,275
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
80,767
80,767
0
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
86,586
66,414
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
475,665
475,665
0
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
727,293
707,121
0
25
Contributions, gifts, grants paid
.......
5,515,000
5,515,000
26
Total expenses and disbursements.
Add lines 24 and 25
6,242,293
707,121
5,515,000
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
541,533
b
Net investment income
(if negative, enter -0-)
5,978,111
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
6,514,531
4,949,078
4,949,078
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
102,973,402
128,438,808
128,438,808
c
Investments—corporate bonds (attach schedule)
.......
699,531
0
0
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
4,396,991
5,225,433
5,225,433
14
Land, buildings, and equipment: basis
13,184
Less: accumulated depreciation (attach schedule)
13,184
15
Other assets (describe
)
61,825
2,199,412
2,199,412
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
114,646,280
140,812,731
140,812,731
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
650,000
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
224,861
478,465
23
Total liabilities
(add lines 17 through 22)
.........
224,861
1,128,465
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
114,421,419
139,684,266
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
114,421,419
139,684,266
30
Total liabilities and net assets/fund balances
(see instructions)
.
114,646,280
140,812,731
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
114,421,419
2
Enter amount from Part I, line 27a
.....................
2
541,533
3
Other increases not included in line 2 (itemize)
3
25,477,821
4
Add lines 1, 2, and 3
..........................
4
140,440,773
5
Decreases not included in line 2 (itemize)
5
756,507
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
139,684,266
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
SECTION 1231 LOSS - HRE RETAIL FUND II K-1
P
b
2360 SHRS AIA GROUP LTD SPON ADR
P
2016-07-28
2019-01-04
c
4670 SHRS FRESENIUS MEDICAL
P
2016-07-28
2019-01-04
d
9299 SHRS FANUC CORP ADR
P
2016-07-28
2019-01-23
e
540 SHRS WEIBO CORP
P
2017-12-05
2019-01-23
1300 SHRS WEIBO CORP SPONADR
P
2017-09-27
2019-01-23
583 SHRS WEIBO CORP
P
2018-10-09
2019-01-23
3493 SHRS NASPERS LTD SPON ADR
P
2016-07-28
2019-01-23
3,997.000 SHRS GRUPO FINANCIERO BANORTESAB DE C V
P
2017-02-06
2019-03-07
2430 SHRS LVMH MOET HENNESSY
P
2016-07-28
2019-03-07
602 SHRS CANADIAN NATIONALRAILWAY COMPANY
P
2016-07-28
2019-03-07
2135 SHRS TENARIS S A SPON ADR
P
2016-07-28
2019-03-07
0.2 SHRS MULTICHOICE GROUP LTD
P
2019-03-05
2019-03-13
7,531.000 SHRS ITAU UNIBANCO HOLDING
P
2016-07-28
2019-03-28
2702 SHRS ROYAL DUTCH SHELL PLCSPONSORED ADR REPS
P
2016-07-28
2019-03-28
5993 SHRS AIR LIQUIDE ADR
P
2016-07-28
2019-03-28
653.000 SHRS DASSAULT SYSTEMES S ASPON ADR
P
2016-07-28
2019-03-28
7560 SHRS MONOTARO CO LTD OSAKA ADR
P
2016-07-28
2019-03-28
1579 SHRS AIA GROUP LTD SPON ADR
P
2016-07-28
2019-04-17
1,807.000 SHRS ALLIANZ SE CHGSPONADR REPSTG 1/
P
2017-12-20
2019-04-17
205 SHRS ALLIANZ SE CHGSPON
P
2016-11-16
2019-04-17
2606 SHRS BAYER A G SPON ADR
P
2017-12-20
2019-04-17
1728 SHRS BAYER A G SPON ADR
P
2016-09-08
2019-04-17
4900 SHRS BAYER A G SPON ADR
P
2016-07-28
2019-04-17
3364 SHRS BAYER A G SPON ADR
P
2016-08-04
2019-04-17
2088 SHRS BAYER A G SPON ADR
P
2016-12-13
2019-04-17
387 SHRS MULTICHOICE GROUP LTDSPON ADR
P
2019-03-05
2019-04-17
3,025.000 SHRS JGC HOLDINGS CORP UNSPON ADR
P
2016-07-28
2019-06-06
3740 SHRS PARK24 CO LTD SPON
P
2016-07-28
2019-06-06
946 SHRS TEMENOS AG SPONADR
P
2018-06-01
2019-07-22
3,900.000 SHRS BAYERISCHE MOTOREN WERKE A G SPON ADR
P
2016-07-28
2019-07-22
1378 SHRS ASPEN PHARMACARE
P
2018-02-28
2019-08-16
4,059.000 SHRS ASPEN PHARMACARE HOLDINGS LIMITED A
P
2016-10-12
2019-08-16
513 SHRS TAIWAN SEMICONDUCTOR
P
2019-04-17
2019-10-02
70 SHRS TAIWAN SEMICONDUCTOR MANUFACTURING CO L
P
2016-07-28
2019-10-02
613 SHRS TAIWAN SEMICONDUCTOR MANUFACTURING CO L
P
2016-07-28
2019-10-18
0.4 SHRS AIR LIQUIDE ADR
P
2016-07-28
2019-10-25
1148 SHRS LONZA GROUP AG ADR
P
2018-05-21
2019-12-11
1936 SHRS NASPERS LTD SPON ADR
P
2016-07-28
2019-12-11
1936 SHRS PROSUS N V SPON ADR
P
2019-09-17
2019-12-11
4660 SHRS GRIFOLS S A SPON ADRREPSTG 1/2 CL B NO
P
2016-07-28
2019-12-11
864.000 SHRS UNILEVER PLC SPONSORED ADR NEW
P
2016-07-28
2019-12-11
1288 SHRS ROCHE HOLDING LIMITED
P
2019-08-16
2019-12-12
933 SHRS ROCHE HOLDING LIMITEDSPONSORED ADR
P
2019-02-04
2019-12-12
548 SHRS TAIWAN SEMICONDUCTORMANUFACTURING CO L
P
2016-07-28
2019-12-18
300000 SHRS KROGER CO SR NOTE
P
2018-01-30
2019-01-15
400000 SHRS AMERICAN EXPR CR CORP
P
2018-06-18
2019-03-18
960 SHRS W P CAREY INC
P
2012-10-01
2019-02-07
861 SHRS W P CAREY INC
P
2012-09-12
2019-02-07
279 SHRS W P CAREY INC
P
2012-05-21
2019-02-07
4450 SHRS EQUITY LIFESTYLEPROPERTIES INC
P
2013-12-17
2019-02-14
1336 SHRS MICROSOFT CORP
P
2015-02-25
2019-04-17
1645 SHRS BOEING CO
P
2016-03-02
2019-05-08
615 SHRS OCCIDENTAL PETROLEUM
P
2013-10-16
2019-05-15
2145 SHRS OCCIDENTAL PETROLEUM
P
2015-05-20
2019-05-15
3065 SHRS OCCIDENTAL PETROLEUM
P
2015-07-22
2019-05-15
3490 SHRS OCCIDENTAL PETROLEUM
P
2016-11-16
2019-05-15
5109 SHRS DXC TECHNOLOGY CO
P
2018-08-23
2019-05-29
3090 SHRS CISCO SYSTEMS INC
P
2014-06-11
2019-07-03
1194 SHRS MICROSOFT CORP
P
2015-02-25
2019-07-03
80 SHRS PPG INDUSTRIES INC
P
2016-11-16
2019-08-07
5530 SHRS PPG INDUSTRIES INC
P
2016-10-17
2019-08-07
4615 SHRS CITIGROUP INC NEW
P
2014-04-09
2019-08-14
55 SHRS MERCK & COMPANY INC
P
2015-02-11
2019-08-14
3383 SHRS MERCK & COMPANY INC
P
2009-11-18
2019-08-14
10855 SHRS MONDELEZ INTERNATIONALCL A
P
2018-06-20
2019-11-29
2945 SHRS EATON CORP PLC
P
2018-03-07
2019-12-06
5425 SHRS EATON CORP PLC
P
2016-11-29
2019-12-06
3340 SHRS STARBUCKS CORP
P
2017-11-08
2019-01-09
3055 SHRS STARBUCKS CORP
P
2018-08-08
2019-01-09
3594 SHRS ELECTRONIC ARTS INC
P
2018-08-22
2019-01-30
7705 SHRS SOUTHWEST AIRLINES CO
P
2016-04-13
2019-02-06
2290 SHRS SOUTHWEST AIRLINES CO
P
2016-08-31
2019-02-06
970 SHRS ECOLAB INC
P
2017-01-25
2019-02-20
110 SHRS ECOLAB INC
P
2016-09-29
2019-02-20
12925 SHRS ISHARES U S HOMECONSTRUCTION
P
2016-06-08
2019-02-27
8770 SHRS MONSTER BEVERAGE CORP NEW
P
2018-05-30
2019-03-01
1845 SHRS FACEBOOK INC CL A
P
2016-10-12
2019-03-20
1355 SHRS FACEBOOK INC CL A
P
2017-01-11
2019-03-20
505 SHRS ACCENTURE PLC IRELAND CLASSA NEW
P
2008-09-10
2019-04-24
450 SHRS AMERICAN TOWER CORP NEW*
P
2009-06-17
2019-04-24
750 SHRS NESTLE S A SPON ADRREPSTG RE
P
2013-06-26
2019-04-24
397 SHRS AIR PRODUCTS & CHEMICALSINC
P
2019-02-06
2019-06-19
318 SHRS ECOLAB INC
P
2016-09-29
2019-06-19
1392 SHRS UNION PACIFIC CORP
P
2015-07-08
2019-06-19
1113 SHRS VISA INC CL A
P
2015-09-23
2019-06-19
620 SHRS VISA INC CL A
P
2010-06-16
2019-06-19
3125 SHRS CITIGROUP INC NEW
P
2015-04-15
2019-07-10
6690 SHRS CITIGROUP INC NEW
P
2014-07-23
2019-07-10
15481 SHRS HALLIBURTON COMPANY
P
2019-04-17
2019-09-18
2,375.000 SHRS ALIBABA GROUP HOLDING LTDSPONS ADS
P
2018-02-21
2019-10-23
65 SHRS ALPHABET INC CL C
P
2008-01-11
2019-12-04
10 SHRS ALPHABET INC CL C
P
2009-04-08
2019-12-04
325 SHRS APPLE INC
P
2008-01-11
2019-12-04
145 SHRS BROADCOM INC
P
2018-01-24
2019-12-04
375 SHRS LIBERTY BROADBAND CORP SERC
P
2018-05-16
2019-12-04
1455 SHRS MONDELEZ INTERNATIONAL INCCL A
P
2015-02-18
2019-12-04
400 SHRS PEPSICO INC
P
2006-11-27
2019-12-04
290.000 SHRS ACCENTURE PLC IRELAND CLASSA NEW
P
2008-09-10
2019-12-04
265 SHRS AMERICAN TOWER CORP NEW
P
2009-06-17
2019-12-04
235.000 SHRS BERKSHIRE HATHAWAY INC CLB NEW
P
2018-03-07
2019-12-04
1800 SHRS BROOKFIELD ASSET MANAGEMENT INC
P
2008-01-11
2019-12-04
625.000 SHRS CAPITAL ONE FINANCIAL CORP
P
2016-01-06
2019-12-04
525 SHRS DANAHER CORP
P
2015-09-23
2019-12-04
325 SHRS WALT DISNEY CO
P
2019-03-06
2019-12-04
310 SHRS GENERAL DYNAMICS CORP
P
2016-04-13
2019-12-04
335 SHRS JPMORGAN CHASE & CO
P
2019-07-03
2019-12-04
785 SHRS JOHNSON & JOHNSON
P
2015-12-30
2019-12-04
865 SHRS MARATHON PETROLEUM CORP
P
2018-07-05
2019-12-04
115 SHRS MARKEL CORP
P
2008-01-11
2019-12-04
215 SHRS MASTERCARD INC CL A
P
2016-10-05
2019-12-04
1010 SHRS MERCK & COMPANY INC NEW
P
2015-06-03
2019-12-04
250 SHRS UNION PACIFIC CORP
P
2015-07-08
2019-12-04
500 SHRS DOLLAR TREE INC
P
2015-05-13
2019-01-07
1041 SHRS DOLLAR TREE INC
P
2015-05-21
2019-01-07
1134 SHRS WABCO HOLDINGS INC
P
2018-02-09
2019-01-17
1395 SHRS WABCO HOLDINGS INC
P
2018-04-18
2019-01-17
325 SHRS O REILLY AUTOMOTIVE INC NEW
P
2017-07-31
2019-02-07
396 SHRS O REILLY AUTOMOTIVE INC NEW
P
2017-07-31
2019-02-15
797 SHRS AMERICAN TOWER CORP NEW*
P
2014-02-26
2019-02-15
888 SHRS AUTODESK INC
P
2018-01-23
2019-02-21
862 SHRS WABCO HOLDINGS INC
P
2018-04-18
2019-02-28
475 SHRS WABCO HOLDINGS INC
P
2016-03-29
2019-02-28
518 SHRS WABCO HOLDINGS INC
P
2016-11-10
2019-02-28
2100 SHRS LIVE NATIONENTERTAINMENT INC
P
2015-01-28
2019-03-01
1,425.000 SHRS GENESEE & WYOMING INC CL A
P
2017-02-16
2019-03-11
180 SHRS GENESEE & WYOMING INC CL
P
2017-03-10
2019-03-11
221 SHRS AMERICAN TOWER CORP NEW*
P
2014-02-26
2019-03-13
602 SHRS AMERICAN TOWER CORP NEW*
P
2013-06-24
2019-03-13
607 SHRS WABCO HOLDINGS INC
P
2016-11-10
2019-03-25
620 SHRS WABCO HOLDINGS INC
P
2015-01-13
2019-03-25
2255 SHRS WABCO HOLDINGS INC
P
2015-01-13
2019-03-28
5435 SHRS WABCO HOLDINGS INC
P
2014-11-04
2019-03-28
1460 SHRS WABCO HOLDINGS INC
P
2016-06-29
2019-03-28
283 SHRS MERCADOLIBRE INC
P
2018-06-05
2019-05-03
2,550.000 SHRS FIDELITY NATIONALFINANCIAL INC NEW
P
2019-03-13
2019-05-17
930 SHRS TAKE-TWO INTERACTIVE INC
P
2019-02-07
2019-05-17
SHRS AUTODESK INC
P
2018-01-23
2019-05-17
SHRS DISH NETWORK CORP CL A
P
2017-06-22
2019-05-17
SHRS DISH NETWORK CORP CL A
P
2017-01-26
2019-05-17
SHRS AMERICAN TOWER CORP NEW*
P
2013-06-24
2019-05-17
2,100.000 SHRS BROOKFIELD ASSETMANAGEMENT INC
P
2018-08-09
2019-05-17
95 SHRS MARKEL CORP
P
2018-10-18
2019-05-17
120 SHRS ZOETIS INC CL A
P
2017-01-31
2019-05-17
855 SHRS ZOETIS INC CL A
P
2016-09-22
2019-05-17
220 SHRS FAIRFAX FINANCIAL HOLDING
P
2018-02-20
2019-05-17
2,210.000 SHRS GENESEE & WYOMING INC CLA
P
2017-03-10
2019-05-20
2060 SHRS GENESEE & WYOMING INC CL
P
2015-08-24
2019-05-20
2,425.000 SHRS GENESEE & WYOMING INC CL A
P
2015-09-14
2019-05-20
68 SHRS AMERICAN WOODMARK CORP
P
2018-08-29
2019-06-24
2477 SHRS AMERICAN WOODMARK CORP
P
2018-08-29
2019-06-26
385 SHRS AMERICAN WOODMARK CORP
P
2018-05-10
2019-06-26
1956 SHRS AMERICAN WOODMARK CORP
P
2018-05-09
2019-06-26
205 SHRS DISH NETWORK CORP CL A
P
2017-01-26
2019-06-27
465 SHRS DISH NETWORK CORP CL A
P
2016-12-06
2019-06-27
352 SHRS DOLLAR TREE INC
P
2015-05-21
2019-06-27
249 SHRS INTUIT INC
P
2008-12-17
2019-06-27
423 SHRS LIBERTY BROADBAND CORP SERC
P
2018-07-09
2019-06-27
88 SHRS MERCADOLIBRE INC
P
2018-06-05
2019-06-27
67 SHRS O REILLY AUTOMOTIVE INC NEW
P
2017-07-31
2019-06-27
57 SHRS FAIRFAX FINANCIAL HOLDING PLC SUB VO
P
2018-02-20
2019-06-27
677 SHRS BLACK KNIGHT INC
P
2018-02-09
2019-06-27
264 SHRS CBOE GLOBAL MARKETS INC
P
2018-02-28
2019-06-27
541 SHRS CAPITAL ONE FINANCIALCORP
P
2016-07-08
2019-06-27
609 SHRS CARMAX INC
P
2016-04-11
2019-06-27
281 SHRS CARMAX INC
P
2016-06-22
2019-06-27
794 SHRS LIVE NATIONENTERTAINMENT INC
P
2015-01-28
2019-06-27
64 SHRS MARTIN MARIETTAMATERIALS INC
P
2017-07-25
2019-06-27
44.000 SHRS MARTIN MARIETTA MATERIALS INC
P
2017-06-22
2019-06-27
118 SHRS SHERWIN WILLIAMS CO
P
2016-07-20
2019-06-27
391 SHRS WATSCO INC CL A
P
2018-11-08
2019-06-27
299 SHRS XYLEM INC
P
2017-05-12
2019-06-27
289 SHRS MERCADOLIBRE INC
P
2018-06-05
2019-07-30
596 SHRS MARTIN MARIETTAMATERIALS INC
P
2017-06-22
2019-07-30
197.000 SHRS MARTIN MARIETTA MATERIALS INC
P
2017-03-13
2019-07-30
1212 SHRS ZOETIS INC CL A
P
2016-09-22
2019-08-20
1174 SHRS AMERICAN WOODMARK CORP
P
2018-05-09
2019-08-28
5275 SHRS AMERICAN WOODMARK CORP
P
2018-05-03
2019-08-28
2390 SHRS AMERICAN WOODMARK CORP
P
2018-10-18
2019-08-28
50 SHRS FAIRFAX FINANCIAL HOLDINGPLC SUB VO
P
2018-02-20
2019-09-24
234 SHRS BLACK KNIGHT INC
P
2018-02-09
2019-09-24
117 SHRS BROOKFIELD ASSETMANAGEMENT INC
P
2018-08-09
2019-09-24
101 SHRS CBOE GLOBAL MARKETS INC
P
2018-02-28
2019-09-24
166 SHRS CAPITAL ONE FINANCIALCORP
P
2016-07-08
2019-09-24
249 SHRS CARMAX INC
P
2016-06-22
2019-09-24
300 SHRS LIVE NATIONENTERTAINMENT INC
P
2015-01-28
2019-09-24
36 SHRS MARTIN MARIETTAMATERIALS INC
P
2017-03-13
2019-09-24
39 SHRS SHERWIN WILLIAMS CO
P
2016-07-20
2019-09-24
93 SHRS WATSCO INC CL A
P
2019-07-19
2019-09-24
591 SHRS DISH NETWORK CORP CL A
P
2016-12-06
2019-09-24
106 SHRS DOLLAR TREE INC
P
2015-05-21
2019-09-24
78 SHRS INTUIT INC
P
2008-12-17
2019-09-24
159 SHRS LIBERTY BROADBAND CORP SERC
P
2018-07-09
2019-09-24
10 SHRS MERCADOLIBRE INC
P
2018-06-05
2019-09-24
5 SHRS FAIRFAX FINANCIAL HOLDINGPLC SUB VO
P
2018-02-20
2019-10-11
56.000 SHRS FAIRFAX FINANCIAL HOLDING PLC SUB VO
P
2018-02-05
2019-10-11
95 SHRS AUTODESK INC
P
2018-01-23
2019-10-11
666 SHRS DISH NETWORK CORP CL A
P
2016-12-06
2019-10-11
129 SHRS DOLLAR TREE INC
P
2015-05-21
2019-10-11
237 SHRS ETSY INC
P
2019-09-06
2019-10-11
67 SHRS INTUIT INC
P
2008-12-17
2019-10-11
186 SHRS LIBERTY BROADBAND CORP SERC
P
2018-07-09
2019-10-11
25 SHRS MERCADOLIBRE INC
P
2018-06-05
2019-10-11
38 SHRS O REILLY AUTOMOTIVE INC NEW
P
2019-09-04
2019-10-11
116 SHRS TAKE-TWO INTERACTIVE INC
P
2019-02-07
2019-10-11
119 SHRS AMERICAN TOWER CORP NEW*
P
2013-06-24
2019-10-11
264 SHRS BLACK KNIGHT INC
P
2018-02-09
2019-10-11
611.000 SHRS BROOKFIELD ASSETMANAGEMENT INC
P
2018-08-09
2019-10-11
116 SHRS CBOE GLOBAL MARKETS INC
P
2018-02-28
2019-10-11
194 SHRS CAPITAL ONE FINANCIALCORP
P
2016-07-08
2019-10-11
287 SHRS CARMAX INC
P
2016-06-22
2019-10-11
350 SHRS LIVE NATIONENTERTAINMENT INC
P
2015-01-28
2019-10-11
15 SHRS MARKEL CORP
P
2018-10-18
2019-10-11
92 SHRS MARTIN MARIETTAMATERIALS INC
P
2017-03-13
2019-10-11
46 SHRS SHERWIN WILLIAMS CO
P
2016-07-20
2019-10-11
112 SHRS WATSCO INC CL A
P
2019-07-19
2019-10-11
283 SHRS XYLEM INC
P
2019-09-04
2019-10-11
151 SHRS ZOETIS INC CL A
P
2016-09-22
2019-10-11
53.000 SHRS FAIRFAX FINANCIAL HOLDINGPLC SUB VO
P
2018-02-05
2019-10-24
95 SHRS AUTODESK INC
P
2018-01-23
2019-10-24
575 SHRS DISH NETWORK CORP CL A
P
2016-12-06
2019-10-24
112 SHRS DOLLAR TREE INC
P
2015-05-21
2019-10-24
178 SHRS ETSY INC
P
2019-09-06
2019-10-24
58 SHRS INTUIT INC
P
2008-12-17
2019-10-24
159 SHRS LIBERTY BROADBAND CORP SERC
P
2018-07-09
2019-10-24
21 SHRS MERCADOLIBRE INC
P
2018-06-05
2019-10-24
138 SHRS TAKE-TWO INTERACTIVE INC
P
2019-02-07
2019-10-24
124 SHRS AMERICAN TOWER CORP NEW*
P
2013-06-24
2019-10-24
227 SHRS BLACK KNIGHT INC
P
2018-02-09
2019-10-24
527 SHRS BROOKFIELD ASSETMANAGEMENT INC
P
2018-08-09
2019-10-24
98 SHRS CBOE GLOBAL MARKETS INC
P
2018-02-28
2019-10-24
168 SHRS CAPITAL ONE FINANCIALCORP
P
2016-07-08
2019-10-24
247 SHRS CARMAX INC
P
2016-06-22
2019-10-24
407.000 SHRS FIDELITY NATIONALFINANCIAL INC NEW
P
2019-03-13
2019-10-24
301 SHRS LIVE NATION ENTERTAINMENT INC.
P
2015-01-28
2019-10-24
79 SHRS MARTIN MARIETTAMATERIALS INC
P
2017-03-13
2019-10-24
40 SHRS SHERWIN WILLIAMS CO
P
2016-07-20
2019-10-24
95 SHRS WATSCO INC CL A
P
2019-07-19
2019-10-24
204 SHRS XYLEM INC
P
2019-09-04
2019-10-24
107 SHRS ZOETIS INC CL A
P
2016-09-22
2019-10-24
266 SHRS SHERWIN WILLIAMS CO
P
2016-07-20
2019-11-06
160.000 SHRS FAIRFAX FINANCIAL HOLDINGPLC SUB VO
P
2018-02-05
2019-12-04
272 SHRS AUTODESK INC
P
2018-01-23
2019-12-04
2119 SHRS DISH NETWORK CORP CL A
P
2016-12-06
2019-12-04
238 SHRS DOLLAR TREE INC
P
2015-05-21
2019-12-04
786 SHRS ETSY INC
P
2019-09-06
2019-12-04
145 SHRS INTUIT INC
P
2008-12-17
2019-12-04
474 SHRS LIBERTY BROADBAND CORP SER C
P
2018-07-09
2019-12-04
80 SHRS O REILLY AUTOMOTIVE INC NEW
P
2019-10-23
2019-12-04
228 SHRS TAKE-TWO INTERACTIVE INC
P
2019-02-07
2019-12-04
380 SHRS AMERICAN TOWER CORP NEW*
P
2013-06-24
2019-12-04
595 SHRS BLACK KNIGHT INC
P
2018-02-09
2019-12-04
1412 SHRS BROOKFIELD ASSETMANAGEMENT INC
P
2018-08-09
2019-12-04
282 SHRS CBOE GLOBAL MARKETS INC
P
2018-02-28
2019-12-04
418.000 SHRS CAPITAL ONE FINANCIALCORP
P
2016-07-08
2019-12-04
498 SHRS CARMAX INC
P
2016-06-22
2019-12-04
1,106.000 SHRS FIDELITY NATIONALFINANCIAL INC NEW
P
2019-03-13
2019-12-04
935 SHRS LIVE NATION ENTERTAINMENT INC.
P
2015-01-28
2019-12-04
77 SHRS MARKEL CORP
P
2018-10-18
2019-12-04
80 SHRS MARTIN MARIETTAMATERIALS INC
P
2017-03-13
2019-12-04
95 SHRS SHERWIN WILLIAMS CO
P
2016-07-20
2019-12-04
305 SHRS WATSCO INC
P
2019-07-19
2019-12-04
424 SHRS XYLEM INC
P
2019-09-04
2019-12-04
316 SHRS ZOETIS INC CL A
P
2016-09-22
2019-12-04
1,883.000 SHRS BROOKFIELD ASSETMANAGEMENT INC
P
2018-08-09
2019-12-13
3938 SHRS BROOKFIELD ASSET MANAGEMENT
P
2013-08-09
2019-12-13
282 SHRS MERCADOLIBRE INC
P
2018-06-05
2019-12-17
257 SHRS MERCADOLIBRE INC
P
2017-06-22
2019-12-17
13400 SHRS LLOYDS BANKING GROUP PLCSPONSORED ADR
P
2018-01-26
2019-01-03
24252 SHRS LLOYDS BANKING GROUPPLCSPONSORED ADR
P
2017-10-16
2019-01-03
2743 SHRS PHILIP MORRIS INTL INC
P
2018-02-02
2019-01-03
1660 SHRS AIA GROUP LTD SPON ADR
P
2018-01-26
2019-01-10
759 SHRS BRITISH AMERN TOBACCO PLCSPONS ADR 25P
P
2018-01-26
2019-01-30
1,400.000 SHRS BRITISH AMERN TOBACCO PLC SPONS ADR 25P
P
2017-12-12
2019-01-30
3155 SHRS BRITISH AMERN TOBACCO PLC
P
2017-10-16
2019-01-30
2,947.000 SHRS BHP GROUP PLC SPON ADR
P
2018-11-27
2019-03-08
1026 SHRS BHP GROUP PLC SPON
P
2016-09-15
2019-03-08
7423 SHRS INTERNATIONAL CONSAIRLINES GROUP SA
P
2018-11-30
2019-03-08
7192 SHRS INTERNATIONAL CONSAIRLINES GROUP SA
P
2019-01-17
2019-03-08
5735 SHRS ACS ACTIV DE CONSTRUC YSERV ADR
P
2018-01-26
2019-03-13
3,228.000 SHRS ACS ACTIV DE CONSTRUC Y SERV ADR
P
2017-01-06
2019-03-13
3307 SHRS KUBOTA CORP ADR
P
2018-07-18
2019-03-18
4070 SHRS SEVEN & I HOLDINGSCOMPANY LTD ADR
P
2018-01-26
2019-04-24
9755 SHRS SEVEN & I HOLDINGSCOMPANY LTD ADR
P
2017-08-07
2019-04-24
3,145.000 SHRS ROCHE HOLDING LIMITED SPONSORED ADR
P
2019-01-18
2019-04-25
8175 SHRS ARCELORMITTAL SA
P
2017-05-17
2019-06-07
40147 SHRS BANCO SANTANDER S A ADR
P
2018-03-01
2019-06-07
326 SHRS BANCO SANTANDER S A ADR
P
2018-11-13
2019-06-07
430 SHRS INTESA SANPAOLO SPASPONSORED ADR REPS
P
2018-01-26
2019-06-07
12020 SHRS INTESA SANPAOLO SPASPONSORED ADR REPS
P
2016-07-28
2019-06-07
1435 SHRS TOTAL S A SPON ADR
P
2018-01-26
2019-06-18
3497 SHRS TOTAL S A SPON ADR
P
2016-07-28
2019-06-18
4700 SHRS ORANGE SPONS ADR
P
2018-01-26
2019-07-26
11190 SHRS ORANGE SPONS ADR
P
2016-07-28
2019-07-26
2020 SHRS AERCAP HOLDINGS N V
P
2018-01-26
2019-07-31
1313 SHRS AERCAP HOLDINGS N V
P
2017-03-14
2019-07-31
216 SHRS AERCAP HOLDINGS N V
P
2016-07-28
2019-07-31
166 SHRS BAIDU INC SPON ADRREPSTG OR
P
2017-05-16
2019-08-15
1,035.000 SHRS BAIDU INC SPON ADR REPSTG OR
P
2017-05-04
2019-08-15
20063 SHRS SUMITOMO MITSUI FINL GRP
P
2017-06-13
2019-08-19
12750 SHRS SUMITOMO MITSUI FINL GRPINC
P
2017-06-28
2019-08-19
14420 SHRS DAIMLER AG UNSPONADR
P
2018-05-25
2019-08-21
4868 SHRS REPSOL S A SPONSORED ADR
P
2018-10-09
2019-09-20
25255 SHRS TESCO PLC SPON ADR
P
2019-05-08
2019-10-14
5366 SHRS BHP GROUP PLC SPONADR
P
2016-09-15
2019-10-16
3673 SHRS NASPERS LTD SPON ADR
P
2019-04-30
2019-11-04
1238 SHRS NASPERS LTD SPON ADR
P
2019-05-08
2019-11-04
760 SHRS ROYAL DUTCH SHELL PLC SPONSORED ADR REPS
P
2018-01-26
2019-11-06
613 SHRS ROYAL DUTCH SHELL PLCSPONSORED ADR REPS
P
2019-06-10
2019-11-06
2089 SHRS MURATA MANUFACTURINGCOMPANY LTD ADR
P
2018-11-19
2019-11-07
3840 SHRS TORAY INDUSTRIES INC ADR
P
2018-01-26
2019-11-12
10605 SHRS TORAY INDUSTRIES INC ADR
P
2017-11-29
2019-11-12
2399 SHRS SECOM LTD ADR
P
2018-01-26
2019-11-19
9145 SHRS SECOM LTD ADR
P
2016-07-28
2019-11-19
953 SHRS NXP SEMICONDUCTORS N V
P
2019-01-03
2019-12-13
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
3,246
-3,246
b
77,036
59,020
18,016
c
157,659
213,597
-55,938
d
152,409
156,639
-4,230
e
28,260
54,673
-26,413
68,033
127,426
-59,393
30,510
36,747
-6,237
154,681
110,309
44,372
104,760
100,884
3,876
166,498
82,960
83,538
52,387
38,544
13,843
55,451
56,441
-990
2
1
1
64,239
46,008
18,231
171,937
147,367
24,570
151,595
115,501
36,094
95,624
53,843
41,781
162,793
112,379
50,414
64,045
39,491
24,554
43,524
42,157
1,367
4,938
3,322
1,616
44,930
81,389
-36,459
29,792
46,773
-16,981
84,481
128,601
-44,120
57,999
87,641
-29,642
35,999
53,468
-17,469
3,456
2,561
895
77,499
91,839
-14,340
77,940
121,513
-43,573
162,060
140,945
21,115
96,835
109,707
-12,872
6,102
32,034
-25,932
17,974
88,785
-70,811
23,861
22,726
1,135
3,256
1,966
1,290
30,233
17,213
13,020
10
7
3
38,836
31,074
7,762
53,529
61,139
-7,610
25,274
30,947
-5,673
105,489
77,165
28,324
51,537
40,234
11,303
49,342
44,784
4,558
35,742
30,957
4,785
32,240
15,388
16,852
300,000
300,000
0
400,000
400,000
0
71,304
45,445
25,859
63,950
37,839
26,111
20,723
11,767
8,956
483,020
160,207
322,813
161,645
58,884
102,761
583,997
197,789
386,208
32,926
57,398
-24,472
114,839
163,625
-48,786
164,094
214,682
-50,588
186,847
241,070
-54,223
255,006
453,380
-198,374
171,810
77,739
94,071
162,844
52,626
110,218
8,951
7,706
1,245
618,707
512,702
106,005
288,804
214,765
74,039
4,674
3,237
1,437
287,518
118,037
169,481
568,613
441,300
127,313
273,472
237,172
36,300
503,765
357,772
145,993
211,542
192,145
19,397
193,491
157,911
35,580
313,757
456,546
-142,789
441,692
349,688
92,004
131,275
85,569
45,706
160,435
118,333
42,102
18,194
13,330
4,864
451,367
365,867
85,500
557,988
454,603
103,385
298,710
238,162
60,548
219,378
170,429
48,949
91,394
19,494
71,900
87,020
13,257
73,763
71,464
48,659
22,805
85,682
67,211
18,471
59,504
38,536
20,968
228,231
135,001
93,230
189,041
78,270
110,771
105,306
11,821
93,485
222,588
165,651
56,937
476,515
334,180
142,335
319,800
495,567
-175,767
403,604
454,862
-51,258
85,649
20,564
65,085
13,177
1,817
11,360
84,875
7,983
76,892
44,764
37,914
6,850
44,149
27,065
17,084
77,071
54,112
22,959
54,163
24,954
29,209
57,709
11,195
46,514
55,594
7,807
47,787
51,341
47,729
3,612
103,678
37,923
65,755
61,932
43,289
18,643
76,899
34,401
42,498
48,170
37,244
10,926
55,602
41,601
14,001
43,946
37,847
6,099
109,068
81,639
27,429
52,359
59,921
-7,562
127,999
51,436
76,563
61,780
21,996
39,784
88,793
61,343
27,450
42,901
24,246
18,655
48,215
39,221
8,994
100,384
80,581
19,803
125,047
159,571
-34,524
153,828
193,995
-40,167
117,724
66,090
51,634
153,129
80,528
72,601
140,572
64,660
75,912
141,536
105,078
36,458
120,669
119,873
796
66,494
50,800
15,694
72,514
53,215
19,299
126,787
52,785
74,002
124,888
106,748
18,140
15,775
12,631
3,144
41,295
17,929
23,366
112,488
42,214
70,274
86,059
62,358
23,701
87,902
61,755
26,147
295,544
224,610
70,934
712,320
532,774
179,546
191,350
130,761
60,589
163,309
88,153
75,156
100,404
90,602
9,802
98,710
90,316
8,394
104,523
70,999
33,524
23,186
42,127
-18,941
77,054
130,294
-53,240
100,430
35,061
65,369
99,091
90,987
8,104
100,833
107,460
-6,627
12,176
6,557
5,619
86,757
44,222
42,535
99,707
112,481
-12,774
188,039
155,076
32,963
175,277
137,025
38,252
206,333
149,887
56,446
5,321
6,052
-731
195,822
220,468
-24,646
30,437
32,537
-2,100
154,634
164,244
-9,610
7,692
12,086
-4,394
17,448
26,726
-9,278
38,251
27,247
11,004
64,275
5,895
58,380
42,802
33,761
9,041
53,919
27,412
26,507
24,420
13,625
10,795
28,282
29,143
-861
40,731
30,946
9,785
28,083
29,630
-1,547
48,355
34,908
13,447
52,132
31,543
20,589
24,054
13,207
10,847
52,575
19,958
32,617
14,449
14,626
-177
9,933
10,010
-77
53,231
36,714
16,517
63,590
57,925
5,665
24,316
15,253
9,063
184,625
90,022
94,603
142,153
135,584
6,569
46,987
42,063
4,924
154,340
62,686
91,654
93,148
98,580
-5,432
418,533
437,714
-19,181
189,629
155,326
34,303
21,983
25,564
-3,581
14,350
10,696
3,654
6,143
5,069
1,074
11,746
11,336
410
15,233
10,711
4,522
21,453
11,703
9,750
20,381
7,541
12,840
9,567
7,687
1,880
21,218
12,134
9,084
15,356
14,493
863
20,358
33,967
-13,609
11,883
8,205
3,678
20,865
1,847
19,018
16,995
12,690
4,305
5,371
3,115
2,256
2,119
2,556
-437
23,736
28,575
-4,839
14,340
11,242
3,098
22,888
38,278
-15,390
14,932
9,986
4,946
14,130
11,564
2,566
18,070
1,586
16,484
20,014
14,845
5,169
13,862
7,787
6,075
15,288
14,735
553
14,303
11,265
3,038
26,858
8,345
18,513
16,271
12,068
4,203
32,206
26,473
5,733
13,298
13,019
279
17,423
12,518
4,905
26,009
13,489
12,520
23,989
8,797
15,192
17,196
16,967
229
24,727
19,644
5,083
25,760
14,312
11,448
19,246
17,454
1,792
22,158
21,318
840
19,537
7,810
11,727
22,487
27,044
-4,557
13,553
11,242
2,311
19,578
33,048
-13,470
12,935
8,670
4,265
10,125
8,685
1,440
14,901
1,373
13,528
17,417
12,690
4,727
11,410
6,541
4,869
17,112
13,402
3,710
27,851
8,695
19,156
14,101
10,376
3,725
28,420
22,833
5,587
11,248
10,999
249
15,330
10,840
4,490
23,338
11,609
11,729
18,792
14,461
4,331
20,128
7,566
12,562
20,873
16,868
4,005
22,691
12,445
10,246
16,535
14,804
1,731
16,583
15,367
1,216
13,085
5,534
7,551
152,008
82,762
69,246
72,336
81,643
-9,307
47,525
32,186
15,339
70,945
121,788
-50,843
21,180
18,423
2,757
33,431
38,351
-4,920
36,829
3,433
33,396
56,107
37,832
18,275
35,313
32,059
3,254
28,027
22,142
5,885
80,333
26,647
53,686
37,093
27,198
9,895
81,557
61,178
20,379
33,960
31,650
2,310
41,277
26,972
14,305
48,340
23,406
24,934
51,908
39,296
12,612
64,653
23,502
41,151
85,735
87,099
-1,364
21,688
17,081
4,607
54,955
29,558
25,397
54,295
47,530
6,765
32,579
31,939
640
38,198
16,344
21,854
107,775
81,585
26,190
225,394
97,678
127,716
164,054
87,842
76,212
149,510
71,466
78,044
34,036
55,476
-21,440
61,599
86,252
-24,653
183,940
289,285
-105,345
56,522
56,755
-233
26,069
52,992
-26,923
48,085
94,208
-46,123
108,364
203,845
-95,481
132,327
112,613
19,714
46,070
27,330
18,740
103,921
119,557
-15,636
100,687
115,072
-14,385
50,295
45,485
4,810
28,309
18,869
9,440
230,164
266,379
-36,215
66,747
86,528
-19,781
159,979
198,903
-38,924
101,770
102,055
-285
125,565
182,466
-56,901
179,052
275,408
-96,356
1,454
1,190
264
5,334
10,152
-4,818
149,110
153,122
-4,012
77,319
84,936
-7,617
188,422
164,919
23,503
70,406
86,762
-16,356
167,627
170,475
-2,848
111,359
111,120
239
72,383
58,639
13,744
11,908
7,840
4,068
15,602
31,530
-15,928
97,278
183,185
-85,907
130,554
158,843
-28,289
82,967
99,323
-16,356
166,806
271,384
-104,578
76,475
95,851
-19,376
227,858
244,974
-17,116
224,133
142,937
81,196
106,845
188,372
-81,527
36,013
61,640
-25,627
45,495
54,332
-8,837
36,695
39,428
-2,733
30,269
25,238
5,031
55,602
79,642
-24,040
153,557
204,146
-50,589
52,464
47,501
4,963
199,994
169,183
30,811
117,968
69,488
48,480
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-3,246
b
18,016
c
-55,938
d
-4,230
e
-26,413
-59,393
-6,237
44,372
3,876
83,538
13,843
-990
1
18,231
24,570
36,094
41,781
50,414
24,554
1,367
1,616
-36,459
-16,981
-44,120
-29,642
-17,469
895
-14,340
-43,573
21,115
-12,872
-25,932
-70,811
1,135
1,290
13,020
3
7,762
-7,610
-5,673
28,324
11,303
4,558
4,785
16,852
0
0
25,859
26,111
8,956
322,813
102,761
386,208
-24,472
-48,786
-50,588
-54,223
-198,374
94,071
110,218
1,245
106,005
74,039
1,437
169,481
127,313
36,300
145,993
19,397
35,580
-142,789
92,004
45,706
42,102
4,864
85,500
103,385
60,548
48,949
71,900
73,763
22,805
18,471
20,968
93,230
110,771
93,485
56,937
142,335
-175,767
-51,258
65,085
11,360
76,892
6,850
17,084
22,959
29,209
46,514
47,787
3,612
65,755
18,643
42,498
10,926
14,001
6,099
27,429
-7,562
76,563
39,784
27,450
18,655
8,994
19,803
-34,524
-40,167
51,634
72,601
75,912
36,458
796
15,694
19,299
74,002
18,140
3,144
23,366
70,274
23,701
26,147
70,934
179,546
60,589
75,156
9,802
8,394
33,524
-18,941
-53,240
65,369
8,104
-6,627
5,619
42,535
-12,774
32,963
38,252
56,446
-731
-24,646
-2,100
-9,610
-4,394
-9,278
11,004
58,380
9,041
26,507
10,795
-861
9,785
-1,547
13,447
20,589
10,847
32,617
-177
-77
16,517
5,665
9,063
94,603
6,569
4,924
91,654
-5,432
-19,181
34,303
-3,581
3,654
1,074
410
4,522
9,750
12,840
1,880
9,084
863
-13,609
3,678
19,018
4,305
2,256
-437
-4,839
3,098
-15,390
4,946
2,566
16,484
5,169
6,075
553
3,038
18,513
4,203
5,733
279
4,905
12,520
15,192
229
5,083
11,448
1,792
840
11,727
-4,557
2,311
-13,470
4,265
1,440
13,528
4,727
4,869
3,710
19,156
3,725
5,587
249
4,490
11,729
4,331
12,562
4,005
10,246
1,731
1,216
7,551
69,246
-9,307
15,339
-50,843
2,757
-4,920
33,396
18,275
3,254
5,885
53,686
9,895
20,379
2,310
14,305
24,934
12,612
41,151
-1,364
4,607
25,397
6,765
640
21,854
26,190
127,716
76,212
78,044
-21,440
-24,653
-105,345
-233
-26,923
-46,123
-95,481
19,714
18,740
-15,636
-14,385
4,810
9,440
-36,215
-19,781
-38,924
-285
-56,901
-96,356
264
-4,818
-4,012
-7,617
23,503
-16,356
-2,848
239
13,744
4,068
-15,928
-85,907
-28,289
-16,356
-104,578
-19,376
-17,116
81,196
-81,527
-25,627
-8,837
-2,733
5,031
-24,040
-50,589
4,963
30,811
48,480
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
4,394,888
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
6,586,980
124,497,472
0.052909
2017
6,436,427
121,086,902
0.053155
2016
5,351,500
110,824,065
0.048288
2015
6,062,895
117,947,633
0.051403
2014
5,856,549
115,280,900
0.050802
2
Total
of line 1, column (d)
.....................
2
0.256557
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.051311
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
128,399,248
5
Multiply line 4 by line 3
......................
5
6,588,294
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
59,781
7
Add lines 5 and 6
........................
7
6,648,075
8
Enter qualifying distributions from Part XII, line 4
,.............
8
7,695,409
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
59,781
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
59,781
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
59,781
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
81,997
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
81,997
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
22,216
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
22,216
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
VA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
JILL MCCORMICK
Telephone no.
(804) 780-2000
Located at
901 EAST CARY STREET SUITE 1402
RICHMOND
VA
ZIP+4
232194037
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
CHARLES L CABELL ESQUIRE
DIRECTOR
1.00
0
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
J READ BRANCH JR
DIRECTOR
1.00
0
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
PATTESON BRANCH JR
PRESIDENT
1.00
0
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
ELIZABETH CABELL JENNINGS
VICE PRESIDENT
1.00
0
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
MARY Z ZEUGNER
SECRETARY
1.00
0
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
JOHN BRANCH CABELL
TREASURER
1.00
0
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
PATTESON BRANCH III
DIRECTOR
1.00
0
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
JILL A MCCORMICK
EXECUTIVE DIRECTOR
20.00
84,275
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
MARGARET CHRISTINA CABELL
DIRECTOR
1.00
0
0
0
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
THE VIRGINIA FOUNDATION FOR ARCHITECTURE (BRANCH HOUSE MUSEUM) - REFINANCE OF ACQUISITION LOAN AND FACILITY IMPROVEMENTS.
2,180,409
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
2,180,409
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
118,227,185
b
Average of monthly cash balances
.......................
1b
6,186,005
c
Fair market value of all other assets (see instructions)
................
1c
5,941,376
d
Total
(add lines 1a, b, and c)
.........................
1d
130,354,566
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
130,354,566
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
1,955,318
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
128,399,248
6
Minimum investment return.
Enter 5% of line 5
..................
6
6,419,962
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
6,419,962
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
59,781
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
59,781
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
6,360,181
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
6,360,181
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
6,360,181
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
5,515,000
b
Program-related investments—total from Part IX-B
..................
1b
2,180,409
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
7,695,409
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
59,781
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
7,635,628
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
6,360,181
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
1,471,386
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
7,695,409
a
Applied to 2018, but not more than line 2a
1,471,386
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
6,224,023
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
136,158
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JILL A MCCORMICK
901 EAST CARY STREET SUITE 1402
RICHMOND
,
VA
232194037
(804) 780-2050
b
The form in which applications should be submitted and information and materials they should include:
NO SPECIAL FORM; EXPLANATION OF USE OF GRANT
c
Any submission deadlines:
MARCH 1ST, SEPTEMBER 1ST
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
STATE OF VIRGINIA
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AMERICAN CIVIL WAR CENTER AT TREDEGAR
490 TREDEGAR STREET
RICHMOND
,
VA
23219
N/A
PC
TO SUPPORT THE SECOND PHASE OF THE AMERICAN LEGACY CAPITAL CAMPAIGN AND THE COMPLETION OF THE NEW AMERICAN CIVIL WARE MUSEUM
510,000
BATTERSEA FOUNDATION
P O BOX 212
WARM SPRINGS
,
VA
24484
N/A
PC
UNRESTRICTED OPERATING EXPENSES
10,000
BOYS & GIRLS CLUB
5511 STAPLES MILL ROAD 301
RICHMOND
,
VA
23228
N/A
PC
TO SUPPPORT "OUR CHILDREN, OUR MOUNTAIN EMPIRE, OUR FUTURE" CAMPAIGN AND IMPROVE ASSESS TO SERVICES FOR DISADVANTAGED YOUTH
175,000
BRIDGEWATER COLLEGE
402 E COLLEGE STREET
BRIDGEWATER
,
VA
22812
N/A
PC
TO SUPPORT CONSTRUCTION COSTS OF THE RENOVATION AND EXPANSION OF THE JOHN KENNY FORRER LEARNING COMMONS.
250,000
CLARKSVILLE COMMUNITY PLAYERS INC
914 VIRGINIA AVENUE
CLARKSVILLE
,
VA
23927
N/A
PC
TO SUPPORT THE "HEART OUR TOWN" CAPITAL CAMPAIGN TO RENOVATE THE FINE ARTS CENTER
150,000
COLLEGE OF WILLIAM AND MARY
5300 DISCOVERY PARK BOULEVARD
WILLIAMSBURG
,
VA
23188
N/A
PC
TO SUPPORT EQUIPMENT AND INSTRUMENTATION REQUIREMENTS FOR THE EXPANDED INTEGRATE SCIENCE CENTER
20,000
EASTERN SHORE RURAL HEALTH SYSTEMS
20280 MARKET STREET
ONANCOCK
,
VA
23417
N/A
PC
TO SUPPORT CONSTRUCTION OF THE NEW EASTVILLE COMMUNITY HEALTH CENTER
150,000
ELDER HOMES CORP
827 COMMERCE STREET
PETERSBURG
,
VA
23803
N/A
PC
TO SUPPORT NEIGHBORHOOD REVITALIZATION EFFORTS IN PETERBURG'S HISTORIC POPLAR LAWN DISTRICT.
250,000
FAIRFIELD FOUNDATION
6783 MAIN STREET
GLOUCESTER
,
VA
23061
N/A
PC
TO SUPPORT PRESERVATION AND DOCUMENTATION OF FAIRFIELD PLANTATION AND THE DEVELOPMENT OF AN OUTDOOR ARCHAEOLGY CLASSROOM
100,000
FAMILY LIFELINE
2325 WEST BROAD STREET
RICHMOND
,
VA
23220
N/A
PC
UNRESTRICTED OPERATING EXPENSES
30,000
FEEDMORE INC
1415 RHOADMILLER STREET
RICHMOND
,
VA
23220
N/A
PC
TO SUPPORT GATHER. GIVE. GROW CAMPAIGN AND THE RURAL EXPANSION PROJECT TO INCREASE FOOD DISTRIBUTION TO INSECURE CHILDREN, FAMILIES AND SENIORS WITH THE SOUTHWEST SERVICE REGION
800,000
FOR KIDS INC
4200 COLLEY AVENUE
NORFOLK
,
VA
23508
N/A
PC
TO SUPPORT THE CAMPAIGN FOR FORKIDS AND THE FORKIDS CENTER FOR CHILDREN AND FAMILIES
300,000
GLASS - GLEN BURNIE MUSEUM INC
901 AMHERST STREET
WINCHESTER
,
VA
22601
N/A
PC
TO SUPPORT THE TRAILBLAZER CAMPAIGN AND DEVELOPMENT OF THE TRAILS AT MSV
200,000
GUNSTON HALL
10709 GUNSTON ROAD
LORTON
,
VA
22079
N/A
PC
TO SUPPORT THE CAMPUS MASTER PLAN AND CONSTRUCTION COSTS OF THE RESTORATION OF THE RIVERSIDE GARDEN
250,000
HAMPDEN-SYNDEY COLLEGE
COLLEGE ROAD
HAMPDEN SYDNEY
,
VA
23943
N/A
PC
TO SUPPORT THE COMPLETION OF THE BROWN STUDENT CENTER AND INSTALLATION OF THE CENTER FOR ENTREPRENEURSHIP AND POLITICAL ECONOMY
20,000
JAMES RIVER ASSOCIATION
4833 OLD MAIN STREET
RICHMOND
,
VA
23231
N/A
PC
UNRESTRICTED OPERATING EXPENSES
15,000
MEMORIAL CHILD GUIDANCE CLINIC
200 NORTH 22ND STREET
RICHMOND
,
VA
23223
N/A
PC
ENDOWMENT FUNDS
40,000
PETER PAUL DEVELOPMENT CENTER
1708 NORTH 22ND STREET
RICHMOND
,
VA
23223
N/A
PC
TO SUPPORT CAPITAL CAMPAIGN FOR BUILDING
20,000
PRESERVATION VIRGINIA
204 WEST FRANKLIN STREET
RICHMOND
,
VA
23220
N/A
PC
TO SUPPORT CAPITAL NEEDS FOR ALL SIX HISTORIC SITES OPEN TO THE PUBLIC
40,000
READY KIDS INC
1000 E HIGH STREET
CHARLOTTESVILLE
,
VA
22902
N/A
PC
TO SUPPORT "READY FOR THE FUTURE" CAMPAIGN AND INCREASE SERVICE CAPACITY
200,000
RICHMOND SYMPHONY
612 EAST GRACE STREET 401
RICHMOND
,
VA
23219
N/A
PC
TO PROVIDE ADDITIONAL RESOURCES TO THE CABELL FUND FOR ARTISTIC EXCELLENCE AND SUPPORT THE STRATEGIC PLAN FOR EXPANDED GROWTH
35,000
ROANOKE COLLEGE
221 COLLEGE LANE
SALEM
,
VA
24153
N/A
PC
TO SUPPORT THE FINAL PHASE OF THE ROANOKE RISING CAMPAIGN AND RENOVATIONS TO THE FINTEL LIBRARY AND BAST CENTER
250,000
SALVATION ARMY OF CENTRAL VA
2 WEST GRACE STEET
RICHMOND
,
VA
23220
N/A
PC
TO SUPPORT INVESTING IN FUTURES CAMPAIGN AND INCREASE NEIGHBORHOOD YOUTH AND FAMILY ENGAGEMENT
200,000
SHELTERING ARMS FOUNDATION
140 EASTSHORE DRIVE 200
GLEN ALLEN
,
VA
23059
N/A
PC
TO SUPPORT THE ESTABLISHMENT OF A COMPREHENSIVE PHYSICAL REHABILITATION FACILITY IN PARTNERSHIP WITH VCU HEALTH
410,000
THE BRANCH MUSEUM OF ARCH & DESIGN
2501 MONUMENT AVENUE
RICHMOND
,
VA
23220
N/A
PC
UNRESTRICTED OPERATING EXPENSES
30,000
UNITED METHODIST FAMILY SERVICES OF VA
3900 W BROAD STREET
RICHMOND
,
VA
23230
N/A
PC
TO SUPPORT THE "BE A CHAMPION" CAMPAIGN TO UPGRADE AND REVITALIZE UMFS
500,000
URBANNA OYSTER FESTIVAL FOUNDATION
DRAWER C
URBANNA
,
VA
23175
N/A
PC
UNRESTRICTED OPERATING EXPENSES
10,000
VA HISTORICAL SOCIETY
P O BOX 7311
RICHMOND
,
VA
23221
N/A
PC
TO SUPPORT ADDITIONAL PERSERVATION WORK AND ASSIST TO SECURE HISTORIC TAX CREDITS
20,000
VIRGINIA LEAGUE FOR PLANNED PARENTHOOD
201 N HAMILTON STREET
RICHMOND
,
VA
23221
N/A
PC
TO SUPPORT THE EAST END EXPANSION PROJECT
500,000
VIRGINIA OPERA
P O BOX 2580
NORFOLK
,
VA
23501
N/A
PC
UNRESTRICTED OPERATING EXPENSES
10,000
VIRGINIA UNION UNIVERSITY
1500 NORTH LOMBARDY STREET
RICHMOND
,
VA
23220
N/A
PC
UNRESTRICTED OPERATING EXPENSES
10,000
VMI FOUNDATION
P O BOX 932
LEXINGTON
,
VA
24450
N/A
PC
UNRESTRICTED OPERATING EXPENSES
10,000
Total
.................................
3a
5,515,000
b
Approved for future payment
RICHMOND HILL
2209 E GRACE STREET
RICHMOND
,
VA
23223
N/A
PC
TO SUPPORT RENOVATIONS AND IMPROVEMENTS TO HISTORIC RICHMOND HILL
300,000
VIRGINIA HOME FOR BOYS & GIRLS
8716 W BROAD STREET
RICHMOND
,
VA
23294
N/A
PC
TO SUPPORT THE HOPE FOR THE FUTURE CAMPAIGN AND RENOVATIONS TO THE DINING HALL AND GYMNASIUM FACILITIES
350,000
Total
.................................
3b
650,000
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
2,559,546
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
4,394,888
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
HRE RETAIL FUND II K-1 - RENTAL INCOME
531120
109,384
16
36,023
b
GCA MULTIFAMILY FUND II K-1 - RENTAL LOSS
531120
-10,790
16
-305,225
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
98,594
6,685,232
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
6,783,826
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description