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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
NDSP FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 803878
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60680
A Employer identification number
81-4662737
B
Telephone number (see instructions)
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
9,909,115
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
451,251
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
250,943
250,031
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
782,736
b
Gross sales price for all assets on line 6a
3,554,112
7
Capital gain net income (from Part IV, line 2)
...
782,736
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
-72
12
Total.
Add lines 1 through 11
........
1,484,858
1,032,767
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
2,500
1,250
0
1,250
c
Other professional fees (attach schedule)
....
48,344
17,676
30,669
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
5,327
5,327
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
56,171
24,253
0
31,919
25
Contributions, gifts, grants paid
.......
259,127
259,127
26
Total expenses and disbursements.
Add lines 24 and 25
315,298
24,253
0
291,046
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
1,169,560
b
Net investment income
(if negative, enter -0-)
1,008,514
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
1,785,643
59,570
59,570
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
4,032,280
5,583,016
7,320,690
c
Investments—corporate bonds (attach schedule)
.......
1,035,000
1,960,000
2,013,575
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
52,351
475,413
515,280
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
6,905,274
8,077,999
9,909,115
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
6,905,274
8,077,999
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
6,905,274
8,077,999
30
Total liabilities and net assets/fund balances
(see instructions)
.
6,905,274
8,077,999
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
6,905,274
2
Enter amount from Part I, line 27a
.....................
2
1,169,560
3
Other increases not included in line 2 (itemize)
3
3,165
4
Add lines 1, 2, and 3
..........................
4
8,077,999
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
8,077,999
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
130. AES CORP
2019-05-06
2019-09-25
b
1282. ADR AIA GROUP LTD SPONSORED ADR
2017-07-31
2019-01-09
c
241. AT&T INC
2018-09-26
2019-02-20
d
485. ABBOTT LABORATORIES
2017-07-31
2019-01-10
e
336. ABBOTT LABORATORIES
2017-07-31
2019-12-27
86. ABBVIE INC COM USD0.01
2019-01-10
2019-02-20
114. ABBVIE INC COM USD0.01
2019-03-27
2019-05-06
138. ABBVIE INC COM USD0.01
2019-06-11
2019-07-17
8. ABIOMED INC
2019-01-10
2019-03-27
10. ABIOMED INC
2019-09-25
2019-12-11
78. ACTIVISION BLIZZARD INC COM STK
2019-01-10
2019-02-20
36. ACTIVISION BLIZZARD INC COM STK
2017-04-17
2019-02-20
19. ADOBE SYS INC
2019-01-10
2019-12-27
31. ADVANCED AUTO PARTS INC
2017-12-14
2019-01-10
6. AFFILIATED MANAGERS GROUP
2018-10-31
2019-01-10
15. AFFILIATED MANAGERS GROUP
2019-06-11
2019-07-17
12. ALASKA AIR GROUP INC
2018-06-13
2019-03-27
9. ALBEMARLE CORP
2018-06-13
2019-01-10
25. ALBEMARLE CORP
2019-06-11
2019-07-17
26. ALBEMARLE CORP
2019-11-06
2019-12-11
35. ALEXION PHARMACEUTICALS INC
2019-01-10
2019-09-25
369. ADR ALFA LAVAL AB SWEDEN ADR
2016-02-09
2019-01-09
11. ALIGN TECHNOLOGY INC COM
2019-07-17
2019-08-21
1. ALIGN TECHNOLOGY INC COM
2019-07-17
2019-08-21
4. ALLIANCE DATA SYSTEMS CORP
2018-05-08
2019-01-10
6. ALLIANCE DATA SYSTEMS CORP
2019-07-17
2019-08-21
5. ALLIANCE DATA SYSTEMS CORP
2019-07-17
2019-08-21
105. ALLIANZ AKTIENGESELLSCHAFT SPONSORED ADR REPSTG 1/10 SH
2013-02-04
2019-01-09
44. #REORG/ALTABA INC PLAN OF REORGANISATION ESC ALTABA INC 6220579 10
2017-04-17
2019-01-10
86. ALTRIA GROUP INC
2018-07-18
2019-02-20
55. ALTRIA GROUP INC
2019-03-27
2019-05-06
128. ALTRIA GROUP INC
2019-06-11
2019-07-17
151. ALTRIA GROUP INC
2019-01-10
2019-08-21
6. AMAZON COM INC
2019-01-10
2019-02-20
8. AMAZON COM INC
2019-08-21
2019-09-25
1. AMAZON COM INC
2019-11-06
2019-12-11
74. AMERICAN AIRLINES INC COM USD1
2019-03-27
2019-08-21
1. AMERICAN AIRLINES INC COM USD1
2019-03-27
2019-08-21
28. AMGEN INC
2019-01-10
2019-02-20
55. AMGEN INC
2019-03-27
2019-05-06
43. ANADARKO PETROLEUM CORP
2019-01-10
2019-02-20
45. ANADARKO PETROLEUM CORP
2019-03-27
2019-08-09
35. ANADARKO PETROLEUM CORP
2017-06-26
2019-08-09
17. ANTHEM INC COM
2019-01-10
2019-09-25
27. APACHE CORP
2018-04-03
2019-01-10
69. APACHE CORP
2019-03-27
2019-05-06
74. APACHE CORP
2019-06-11
2019-07-17
83. APACHE CORP
2019-08-21
2019-12-11
5. #REORG/APERGY CORP NAME AND CUSIP CHANGE CHAMPIONX 2G1VAU3 06-04-20
2017-05-22
2019-01-10
51. ARCHER DANIELS MIDLAND CO
2019-01-10
2019-02-20
36. ARCHER DANIELS MIDLAND CO
2018-01-22
2019-02-20
8. ARCHER DANIELS MIDLAND CO
2019-06-11
2019-08-21
82. ARCHER DANIELS MIDLAND CO
2019-06-11
2019-08-21
10. ARISTA NETWORKS INC COM
2019-07-17
2019-08-21
72. ADR ATLAS COPCO AB SPONSORED ADR NEW REPSTG COM SER A
2010-02-11
2019-01-09
372. AVERY DENNISON CORP
2012-07-02
2019-01-10
18. BAIDU COM INC SPONSORED ADR SHS
2013-06-20
2019-01-09
92. BAKER HUGHES CO
2019-03-27
2019-05-06
1. BAKER HUGHES CO
2019-06-11
2019-08-21
97. BAKER HUGHES CO
2019-06-11
2019-08-21
98. BAKER HUGHES CO
2019-09-25
2019-11-06
393. BK AMER CORP COM
2019-02-20
2019-03-27
378. BK AMER CORP COM
2019-05-06
2019-06-11
164. BK AMER CORP COM
2019-07-17
2019-08-21
82. BANK NEW YORK MELLON CORP COM STK
2019-01-10
2019-06-11
53. BANK NEW YORK MELLON CORP COM STK
2017-04-17
2019-06-11
28. BERKSHIRE HATHAWAY INC-CL B
2019-03-27
2019-08-21
3. BERKSHIRE HATHAWAY INC-CL B
2019-03-27
2019-08-21
22. BEST BUY INC
2019-12-11
2019-12-27
25. BIOGEN INC COMMON STOCK
2019-01-10
2019-03-27
1. BIOGEN INC COMMON STOCK
2018-05-08
2019-03-27
30. BIOGEN INC COMMON STOCK
2019-05-06
2019-07-17
3. BOEING CO COM
2019-01-10
2019-08-21
26. BOEING CO COM
2019-01-10
2019-08-21
28. BOEING CO COM
2019-09-25
2019-11-06
1. BOEING CO COM
2019-09-25
2019-12-11
1. BORG WARNER AUTOMOTIVE INC
2019-01-10
2019-03-27
43. BORG WARNER AUTOMOTIVE INC
2019-01-10
2019-03-27
10. BRIGHTHOUSE FINL INC COM
2018-08-22
2019-01-10
55. BRISTOL MYERS SQUIBB CO
2018-12-10
2019-02-20
30. BRISTOL MYERS SQUIBB CO
2017-04-17
2019-02-20
80. BRISTOL MYERS SQUIBB CO
2019-01-10
2019-06-11
96. BRISTOL MYERS SQUIBB CO CONTINGENT VALUE RIGHTS
2019-11-21
2019-11-22
20. BROADRIDGE FINL SOLUTIONS INC COM STK
2019-09-25
2019-11-06
169. BURLINGTON STORES INC COM
2017-12-05
2019-01-10
56. CBS CORP
2019-01-10
2019-09-25
15. C H ROBINSON WORLDWIDE INC COM NEW COM NEW
2019-11-06
2019-12-11
.76 CIGNA CORP NEW COM
2019-01-10
2019-01-17
22. CIGNA CORP NEW COM
2019-01-10
2019-03-27
8.76 CIGNA CORP NEW COM
2017-09-05
2019-03-27
6.24 CIGNA CORP NEW COM
2019-01-10
2019-03-27
5. CIGNA CORP NEW COM
2019-07-17
2019-08-21
27. CIGNA CORP NEW COM
2019-07-17
2019-08-21
33. CME GROUP INC
2019-01-10
2019-02-20
15. CVS CORP
2018-11-29
2019-02-20
1. CVS CORP
2019-01-10
2019-03-27
136. CVS CORP
2019-01-10
2019-03-27
31. CVS CORP
2019-05-06
2019-07-17
83. CABOT OIL & GAS CORP CL A
2019-01-10
2019-07-17
97. CABOT OIL & GAS CORP CL A
2019-09-25
2019-12-11
26. CANADIAN NATL RY CO COM
2011-03-09
2019-01-09
22. CARDINAL HEALTH INC
2018-08-22
2019-01-10
51. CARDINAL HEALTH INC
2019-02-20
2019-03-27
23. CARMAX INC COM
2019-01-10
2019-02-20
64. CARNIVAL CORP PAIRED CTF 1 COM CARNIVAL CORP [QDI]
2019-01-10
2019-07-17
67. CARNIVAL CORP PAIRED CTF 1 COM CARNIVAL CORP [QDI]
2019-08-21
2019-11-06
45. CATERPILLAR INC
2019-01-10
2019-06-11
1. CATERPILLAR INC
2019-07-17
2019-08-21
55. CATERPILLAR INC
2019-07-17
2019-08-21
96. CELGENE CORP
2019-01-10
2019-11-21
37. CENTENE CORP DELAWARE COM
2019-01-10
2019-03-27
1. CENTENE CORP DELAWARE COM
2019-01-10
2019-03-27
40. CENTENE CORP DELAWARE COM
2019-05-06
2019-08-21
1. CENTENE CORP DELAWARE COM
2019-05-06
2019-08-21
54. CENTERPOINT ENERGY INC COM
2019-01-10
2019-07-17
57. CENTERPOINT ENERGY INC COM
2019-08-21
2019-12-11
33. CENTERPOINT ENERGY INC COM
2018-09-26
2019-12-11
95. CENTURYTEL INC
2019-01-10
2019-02-20
67. CENTURYTEL INC
2017-12-14
2019-02-20
180. CENTURYTEL INC
2019-03-27
2019-05-06
141. CHEMED CORP NEW COM
2017-07-31
2019-01-10
78. CHEVRONTEXACO CORP COM
2019-02-20
2019-05-06
75. CHEVRONTEXACO CORP COM
2019-06-11
2019-08-21
3. CHEVRONTEXACO CORP COM
2019-06-11
2019-08-21
2. CHIPOTLE MEXICAN GRILL INC COM STK
2019-01-10
2019-12-27
24. CHURCH & DWIGHT INC
2019-01-10
2019-02-20
9. CIMAREX ENERGY CO COM
2018-08-22
2019-01-10
23. CIMAREX ENERGY CO COM
2019-03-27
2019-06-11
25. CIMAREX ENERGY CO COM
2019-07-17
2019-08-21
3. CIMAREX ENERGY CO COM
2019-07-17
2019-08-21
6. CIMAREX ENERGY CO COM
2019-09-25
2019-11-06
12. CITRIX SYS INC
2019-01-10
2019-05-06
21. CLOROX CO
2019-02-20
2019-05-06
128. COCA COLA CO
2019-01-10
2019-02-20
55. COGNIZANT TECHNOLOGY SOLUTION CL A
2019-01-10
2019-05-06
55. COGNIZANT TECHNOLOGY SOLUTION CL A
2019-06-11
2019-09-25
17. COMERICA INC COM RT EXPS 07/01/2006
2019-02-20
2019-03-27
12. COMERICA INC COM RT EXPS 07/01/2006
2019-02-20
2019-03-27
29. CONAGRA INC
2017-07-31
2019-01-10
31. CONCHO RES INC COM STK
2019-01-10
2019-02-20
32. CONCHO RES INC COM STK
2019-03-27
2019-06-11
32. CONCHO RES INC COM STK
2019-07-17
2019-08-21
2. CONCHO RES INC COM STK
2019-07-17
2019-08-21
71. CONOCO PHILLIPS
2019-01-10
2019-05-06
28. CONOCO PHILLIPS
2019-06-11
2019-08-21
67. CONOCO PHILLIPS
2019-06-11
2019-08-21
92. CONOCO PHILLIPS
2019-09-25
2019-11-06
176. CORNING INC
2017-07-31
2019-01-10
.67 CORTEVA INC COM USD0.01 WI
2011-10-31
2019-06-03
27. COTY INC COM CL A COM CL A
2019-02-20
2019-05-02
14. COTY INC COM CL A COM CL A
2019-02-20
2019-06-11
25. COTY INC COM CL A COM CL A
2019-11-06
2019-12-11
20.54 COTY INC COM CL A COM CL A
2019-12-27
2019-12-27
61.46 COTY INC COM CL A COM CL A
2018-12-10
2019-12-27
5. COVETRUS INC COM NPV
2017-12-14
2019-05-06
47. DXC TECHNOLOGY CO COM
2019-01-10
2019-06-11
56. DXC TECHNOLOGY CO COM
2019-08-21
2019-09-25
30. DEERE & CO
2019-01-10
2019-02-20
30. DEERE & CO
2019-05-06
2019-06-11
36. DEVON ENERGY CORP NEW
2018-04-03
2019-02-20
28. DEVON ENERGY CORP NEW
2019-05-06
2019-06-11
50. DEVON ENERGY CORP NEW
2019-01-10
2019-09-25
96. ADR DIAGEO PLC SPONSORED ADR NEW
2017-07-31
2019-01-09
15. DIAMONDBACK ENERGY INC COM
2019-01-10
2019-03-27
11. DIAMONDBACK ENERGY INC COM
2019-01-10
2019-03-27
28. DIAMONDBACK ENERGY INC COM
2019-05-06
2019-09-25
.92 WALT DISNEY CO
2019-01-10
2019-04-29
31. WALT DISNEY CO
2019-01-10
2019-05-06
.87 #REORG/DISH NETWORK CORPORATION COM WORTHLESS SECURITY 12-17-2019
2018-12-10
2019-11-25
21. DOLLAR TREE INC COM STK
2019-01-10
2019-12-11
.67 DOW INC COM USD0.01 WI
2011-10-31
2019-04-02
1660. #REORG/DOWDUPONT REVERSE STOCK SPLIT DUPONT 2X1GAD2 06-03-2019
2017-04-17
2019-01-10
98. #REORG/DOWDUPONT REVERSE STOCK SPLIT DUPONT 2X1GAD2 06-03-2019
2018-12-10
2019-01-10
.67 DUPONT DE NEMOURS INC COMMON STOCK
2011-10-31
2019-06-03
34. EOG RES INC
2019-01-10
2019-03-27
1. EOG RES INC
2019-01-10
2019-03-27
12. EOG RES INC
2019-01-10
2019-05-06
34. EOG RES INC
2017-10-10
2019-05-06
87. EOG RES INC
2019-06-11
2019-07-17
86. EOG RES INC
2019-08-21
2019-11-06
25. E TRADE FINL CORP FORMERLY E TRADE GROUPINC TO 10/01/2003 COM NEW
2019-01-10
2019-07-17
29. EASTMAN CHEM CO
2019-06-11
2019-09-25
26. EDISON INTL
2019-09-25
2019-11-06
.1 ELANCO ANIMAL HEALTH INC COM
2018-04-03
2019-03-26
26. ELECTRONIC ARTS
2019-01-10
2019-07-17
36. EMERSON ELECTRIC CO
2017-04-17
2019-08-21
53. EMERSON ELECTRIC CO
2019-01-10
2019-08-21
3. EMERSON ELECTRIC CO
2017-04-17
2019-08-21
.81 ENCANA CORP COM NPV
2019-02-14
2019-02-14
74. ENCANA CORP COM NPV
2019-02-14
2019-07-17
20. EQUIFAX INC
2019-08-21
2019-09-25
87. EXELON CORP
2019-01-10
2019-11-06
11. EXPEDIA GROUP INC COM USD0.001
2019-01-10
2019-12-11
9. EXPEDIA GROUP INC COM USD0.001
2018-04-03
2019-12-27
414. EXPONENT INC COM STK
2017-07-31
2019-01-10
49. EXXON MOBIL CORP
2017-04-17
2019-02-20
5. EXXON MOBIL CORP
2018-09-26
2019-02-20
112. EXXON MOBIL CORP
2018-05-08
2019-06-11
142. EXXON MOBIL CORP
2019-05-06
2019-06-11
6. EXXON MOBIL CORP
2019-05-06
2019-07-17
172. EXXON MOBIL CORP
2019-05-06
2019-09-25
127. EXXON MOBIL CORP
2019-01-10
2019-12-11
123. FANUC CORPORATION
2010-02-16
2019-01-09
22. FEDEX CORP
2019-01-10
2019-06-11
13. FEDEX CORP
2017-04-17
2019-06-11
36. FEDEX CORP
2019-07-17
2019-09-25
35. FEDEX CORP
2019-11-06
2019-12-11
42. FIDELITY NAT'L INFORMATION SERVICES INC
2019-08-21
2019-09-25
14. FLEETCOR TECHNOLOGIES INC COM
2019-09-25
2019-12-27
825. MFC FLEXSHARES TR MORNINGSTAR US MKT FACTOR TILT INDEX FD
2017-08-03
2019-11-22
38. FLUOR CORP
2019-03-27
2019-05-06
18. FLOWSERVE CORP
2019-11-06
2019-12-11
14. FLOWSERVE CORP
2017-12-14
2019-12-27
15. FOOT LOCKER INC
2019-01-10
2019-06-11
11. FOOT LOCKER INC
2017-10-10
2019-12-27
238. FORD MOTOR CO COM
2018-10-31
2019-02-20
239. FORD MOTOR CO COM
2019-05-06
2019-06-11
26. FORTIVE CORP COM MON STOCK
2019-01-10
2019-09-25
52. FOX CORP CL A CL A
2019-03-19
2019-05-06
26. FRANKLIN RESOURCES INC
2018-09-26
2019-09-25
9. FREEPORT MCMORAN C & G CL B COM STK
2018-08-22
2019-05-06
48. FREEPORT MCMORAN C & G CL B COM STK
2017-04-17
2019-05-06
20. FREEPORT MCMORAN C & G CL B COM STK
2017-04-17
2019-07-17
164. FREEPORT MCMORAN C & G CL B COM STK
2019-01-10
2019-07-17
614. FRESHPET INC COM
2017-08-01
2019-01-10
67. GAP INC COM
2019-07-17
2019-09-25
3. GARRETT MOTION INC COM
2017-04-17
2019-01-10
413. GENERAL DYNAMICS CORP
2013-03-28
2019-01-10
5. GENERAL DYNAMICS CORP
2012-09-28
2019-09-25
139. GENERAL ELEC CO COM
2019-05-06
2019-07-17
99. GEN MTRS CO COM
2019-01-10
2019-12-11
130. GILEAD SCIENCES INC
2019-02-20
2019-03-27
60. GILEAD SCIENCES INC
2017-04-17
2019-03-27
1. GILEAD SCIENCES INC
2017-04-17
2019-03-27
189. GILEAD SCIENCES INC
2019-05-06
2019-06-11
4. GILEAD SCIENCES INC
2019-07-17
2019-08-21
175. GILEAD SCIENCES INC
2019-07-17
2019-08-21
.49 GLOBAL PMTS INC
2019-01-10
2019-09-18
26. GOODYEAR TIRE & RUBBER CO
2018-07-18
2019-02-20
314. GRAND CANYON ED INC COM STK
2017-07-31
2019-01-10
21. HCA HEALTHCARE INC COM
2019-01-10
2019-05-06
1. HP INC COM
2019-01-10
2019-03-27
147. HP INC COM
2019-01-10
2019-03-27
132. HALLIBURTON CO
2019-01-10
2019-03-27
138. HALLIBURTON CO
2019-05-06
2019-06-11
1. HALLIBURTON CO
2019-07-17
2019-08-21
133. HALLIBURTON CO
2019-07-17
2019-08-21
10. HALLIBURTON CO
2019-07-17
2019-11-06
92. HANESBRANDS INC COM STK
2019-07-17
2019-09-25
101. HANESBRANDS INC COM STK
2019-12-11
2019-12-27
259. HEICO CORP NEW COM
2017-07-31
2019-01-10
10. HELMERICH & PAYNE INC
2017-11-13
2019-06-11
16. HELMERICH & PAYNE INC
2019-02-20
2019-06-11
4. HESS CORP COM STK
2018-08-22
2019-07-17
4. HESS CORP COM STK
2019-11-06
2019-12-11
120. HOME DEPOT INC
2017-04-17
2019-01-10
52. HOST MARRIOTT CORP NEW REIT
2017-04-17
2019-07-17
80. HOST MARRIOTT CORP NEW REIT
2019-01-10
2019-11-06
6. HUMANA INC
2019-01-10
2019-03-27
6. HUMANA INC
2019-01-10
2019-03-27
5. IPG PHOTONICS CORP COM
2018-12-10
2019-12-27
15. IDEX CORP
2019-09-25
2019-11-06
12. ILLUMINA INC
2019-01-10
2019-02-20
13. ILLUMINA INC
2019-03-27
2019-09-25
250. #REORG/INSTRUCTURE CASH MERGER 24 MAR 2020
2017-05-08
2019-01-10
1210. INTEL CORP COM
2017-07-31
2019-01-10
378. INTEL CORP COM
2011-10-31
2019-12-27
11. INTL BUSINESS MACHINES CORP
2017-09-05
2019-02-20
31. INTL BUSINESS MACHINES CORP
2019-06-11
2019-12-11
17. INTL FLAVORS & FRAGRANCE COM
2019-01-10
2019-02-20
26. INTERNATIONAL PAPER CO
2017-04-17
2019-01-10
66. INTERNATIONAL PAPER CO
2019-03-27
2019-07-17
2. INTERPUBLIC GROUP COS INC
2019-01-10
2019-03-27
77. INTERPUBLIC GROUP COS INC
2019-01-10
2019-03-27
24. IRON MTN INC NEW COM
2018-12-10
2019-05-06
1977. ADR ITAU UNIBANCO HLDG SA SPONSORED ADR REPSTG 500 PFD PFD ADR
2017-07-31
2019-01-09
204. J P MORGAN CHASE & CO
2017-07-31
2019-01-10
189. JOHNSON & JOHNSON
2017-04-17
2019-01-10
8. JOHNSON & JOHNSON
2018-07-18
2019-01-10
17. KELLOGG CO
2017-10-10
2019-02-20
1. KEYCORP NEW COM
2019-01-10
2019-03-27
69. KEYCORP NEW COM
2017-04-17
2019-03-27
103. KEYCORP NEW COM
2019-01-10
2019-03-27
31. KEYSIGHT TECHNOLOGIES INC COM
2019-09-25
2019-12-27
50. KIMCO REALTY CORP
2019-12-11
2019-12-27
16. KOHLS CORP
2019-03-27
2019-06-11
19. KOHLS CORP
2019-11-06
2019-12-11
.14 KONTOOR BRANDS INC COM NPV WI
2019-01-10
2019-05-23
4. KONTOOR BRANDS INC COM NPV WI
2019-01-10
2019-12-27
3. KONTOOR BRANDS INC COM NPV WI
2017-04-17
2019-12-27
93. KRAFT HEINZ CO COM
2019-01-10
2019-03-27
102. KRAFT HEINZ CO COM
2019-05-06
2019-06-11
1. KRAFT HEINZ CO COM
2019-07-17
2019-08-21
98. KRAFT HEINZ CO COM
2019-07-17
2019-08-21
1. KROGER CO COM
2019-01-10
2019-03-27
66. KROGER CO COM
2019-01-10
2019-03-27
73. KROGER CO COM
2019-05-06
2019-06-11
57. KROGER CO COM
2017-11-13
2019-07-17
20. L BRANDS INC COM
2018-12-10
2019-01-10
24. LKQ CORP COM LKQ CORP
2017-04-17
2019-07-17
525. ADR L OREAL S A ADR
2017-07-31
2019-01-09
268. ADR LVMH MOET HENNESSY LOUIS VUITTON ADR
2017-07-31
2019-01-09
4. LAM RESEARCH CORP
2019-01-10
2019-12-27
71. ELI LILLY & CO
2018-02-06
2019-01-10
361. ELI LILLY & CO
2017-07-31
2019-01-10
15. LINCOLN NATIONAL CORP IND
2017-04-17
2019-11-06
.38 LIVENT CORP COM
2019-01-10
2019-03-04
12.71 LIVENT CORP COM
2019-01-10
2019-07-17
10.29 LIVENT CORP COM
2017-04-17
2019-07-17
87. MGM MIRAGE INC COMMON
2019-01-10
2019-03-27
44. MACERICH CO
2019-12-11
2019-12-27
33. MACYS INC COM STK
2019-01-10
2019-05-06
27. MACYS INC COM STK
2017-09-05
2019-09-25
80. MARATHON OIL CORP
2019-01-10
2019-05-06
93. MARATHON OIL CORP
2019-06-11
2019-07-17
62. MARATHON PETE CORP COM
2019-01-10
2019-05-06
48. MASTERCARD INC CL A
2019-01-10
2019-12-27
108. MATTEL INC
2019-05-06
2019-09-25
165. MCCORMICK & CO INC NON-VTG
2017-08-11
2019-01-10
8. MCDONALDS CORP
2019-01-10
2019-02-20
13. MCKESSON HBOC INC
2018-08-22
2019-01-10
25. MCKESSON HBOC INC
2019-02-20
2019-03-27
4. MCKESSON HBOC INC
2019-02-20
2019-03-27
28. MCKESSON HBOC INC
2019-06-11
2019-12-27
76. MERCK & CO INC
2017-07-31
2019-01-10
396. MICROSOFT CORP COM
2017-07-31
2019-01-10
808. MICROSOFT CORP COM
2017-10-02
2019-12-27
20. MOLSON COORS BREWING CO CL B
2019-01-10
2019-06-11
14. MOLSON COORS BREWING CO CL B
2018-05-08
2019-06-11
38. MOLSON COORS BREWING CO CL B
2019-08-21
2019-12-11
26. MOSAIC CO/THE
2017-05-22
2019-03-27
38. MOSAIC CO/THE
2019-01-10
2019-03-27
2. MOSAIC CO/THE
2017-05-22
2019-03-27
82. MOSAIC CO/THE
2019-11-06
2019-12-11
18. MURPHY OIL CORP
2017-06-26
2019-01-10
24. NRG ENERGY INC COM
2019-05-06
2019-06-11
21. NRG ENERGY INC COM
2019-11-06
2019-12-11
28. NATIONAL-OILWELL INC
2017-07-31
2019-02-20
44. NATIONAL-OILWELL INC
2019-01-10
2019-05-06
84. NATIONAL-OILWELL INC
2019-06-11
2019-07-17
1. NEKTAR THERAPEUTICS COM
2019-05-06
2019-08-21
36. NEKTAR THERAPEUTICS COM
2019-05-06
2019-08-21
23. NETAPP INC COM STK
2019-01-10
2019-07-17
2. NETFLIX INC COM STK
2019-02-20
2019-08-21
33. NETFLIX INC COM STK
2019-02-20
2019-08-21
13. NETFLIX INC COM STK
2019-01-10
2019-09-25
34. NEWELL RUBBERMAID INC
2018-12-10
2019-01-10
96. NEWELL RUBBERMAID INC
2019-02-20
2019-03-27
1. NEWELL RUBBERMAID INC
2019-02-20
2019-03-27
28. NEWFIELD EXPL CO COM
2018-12-10
2019-02-14
48. NEWMONT MINING CORP NEW COMMON STOCK
2019-02-20
2019-05-06
86. NEWMONT MINING CORP NEW COMMON STOCK
2019-07-17
2019-11-06
91. NOBLE ENERGY INC COM
2019-01-10
2019-07-17
94. NOBLE ENERGY INC COM
2019-08-21
2019-11-06
12. NORDSTROM INC
2017-12-14
2019-05-06
1. NORTHERN TRUST CORP
2018-09-26
2019-02-20
2. NORTHERN TRUST CORP
2017-05-22
2019-02-20
35. NUCOR CORP
2019-01-10
2019-06-11
16. NUCOR CORP
2017-04-17
2019-06-11
52. NUCOR CORP
2019-07-17
2019-09-25
29. OCCIDENTAL PETROLEUM CORP
2018-02-26
2019-05-06
82. OCCIDENTAL PETROLEUM CORP
2019-01-10
2019-05-06
.47 OCCIDENTAL PETROLEUM CORP
2019-06-11
2019-09-03
134. OCCIDENTAL PETROLEUM CORP
2019-08-09
2019-09-25
133. OCCIDENTAL PETROLEUM CORP
2019-11-06
2019-12-11
10. PVH CORP COM USD1
2019-01-10
2019-07-17
6. PVH CORP COM USD1
2017-06-26
2019-07-17
715. PEPSICO INC
2005-01-04
2019-01-10
4311. PFIZER INC COM
2017-09-05
2019-01-10
100. PHILIP MORRIS INTERNATIONAL
2019-02-20
2019-06-11
70. PHILIP MORRIS INTERNATIONAL
2019-07-17
2019-09-25
40. PHILLIPS 66 COM
2019-01-10
2019-05-06
16. PIONEER NAT RES CO
2019-01-10
2019-07-17
183. POOL CORP COM STK
2017-08-04
2019-01-10
8. PROCTER & GAMBLE CO
2019-09-25
2019-11-06
435. PROTO LABS INC COM
2017-07-31
2019-01-10
46. PRUDENTIAL FINL INC
2019-01-10
2019-08-21
15. PRUDENTIAL FINL INC
2019-01-10
2019-08-21
13. PUB STORAGE INC COM
2019-03-27
2019-11-06
25. QORVO INC COM
2019-05-06
2019-06-11
78. QUALCOMM INC
2019-01-10
2019-02-20
18. RANGE RES CORP
2018-04-03
2019-01-10
33. RAYTHEON CO NEW
2017-04-17
2019-12-27
14. RED HAT INC
2019-01-10
2019-07-10
12. RED HAT INC
2017-04-17
2019-07-10
7. REGENERON PHARMACEUTICALS INC
2019-01-10
2019-05-06
4. REGENERON PHARMACEUTICALS INC
2018-06-13
2019-07-17
240. RESMED INC
2017-10-10
2019-01-10
19. RESMED INC
2017-10-02
2019-12-27
1844. RESOLUTE FST PRODS INC COM
2017-07-31
2019-01-10
6. RESIDEO TECHNOLOGIES INC COM USD0.001
2017-04-17
2019-01-10
142. ADR ROCHE HLDG LTD SPONSORED ADR ISIN #US771195104
2010-02-11
2019-01-09
12. SBA COMMUNICATIONS CORP COM USD0.01 CL A
2019-11-06
2019-12-27
7. SL GREEN RLTY CORP COM STK
2018-09-26
2019-01-10
4. SALESFORCE COM INC COM STK
2019-11-06
2019-12-11
154. SAP AKTIENGESELLSCHAFT SPONSORED ADR
2015-10-05
2019-01-09
12. SCHEIN HENRY INC
2017-12-14
2019-12-27
193. SCHLUMBERGER LTD ISIN #AN8068571086
2019-01-10
2019-06-11
23. SCHLUMBERGER LTD ISIN #AN8068571086
2019-07-17
2019-08-21
183. SCHLUMBERGER LTD ISIN #AN8068571086
2019-07-17
2019-08-21
117. SCHWAB CHARLES CORP COMMON STOCK NEW
2019-01-10
2019-07-17
11. SERVICENOW INC COM USD0.001 COM USD0.001
2019-12-11
2019-12-27
3. SIMON PPTY GROUP INC NEW
2017-06-26
2019-06-11
27. SIMON PPTY GROUP INC NEW
2019-02-20
2019-06-11
15. SIMON PPTY GROUP INC NEW
2017-07-31
2019-09-25
9. SIMON PPTY GROUP INC NEW
2019-11-06
2019-12-11
34. SMITH A O CORP COM
2019-08-21
2019-12-11
13. SMUCKER JM CO NEW
2019-01-10
2019-12-27
8. SMUCKER JM CO NEW
2017-10-10
2019-12-27
8. SNAP ON INC
2019-01-10
2019-07-17
8. SNAP ON INC
2019-11-06
2019-12-11
3. SNAP ON INC
2017-10-10
2019-12-11
57. STATE STREET CORP
2019-01-10
2019-06-11
114. SYMANTEC CORP
2019-01-10
2019-06-11
500. TABULA RASA HEALTHCARE INC COM
2018-04-05
2019-01-10
635. TAIWAN SEMICONDUCTOR MFG LT
2015-10-05
2019-01-09
21. TAPESTRY INC COM USD0.01
2017-04-17
2019-02-20
33. TAPESTRY INC COM USD0.01
2019-01-10
2019-02-20
59. TAPESTRY INC COM USD0.01
2019-03-27
2019-05-06
60. TAPESTRY INC COM USD0.01
2019-06-11
2019-08-21
1. TAPESTRY INC COM USD0.01
2019-06-11
2019-08-21
515. TELADOC HEALTH INC
2017-12-06
2019-01-10
25. TEXTRON INC
2019-01-10
2019-11-06
19. TEXTRON INC
2017-04-17
2019-12-11
253. 3M CO
2017-04-17
2019-01-10
8. TIFFANY & CO NEW
2017-05-22
2019-02-20
.06 TRUIST FINL CORP COM
2019-01-10
2019-12-09
24.74 #REORG/TWENTY-FIRST MANDATORY EXCHANGE TWENTY-FIRST 2W1EA12 03-1
2019-01-10
2019-03-19
16.32 #REORG/TWENTY-FIRST MANDATORY EXCHANGE TWENTY-FIRST 2W1EA12 03-1
2017-11-13
2019-03-19
112. TWITTER INC COM
2019-01-10
2019-02-20
114. TWITTER INC COM
2019-03-27
2019-11-06
45. TYSON FOODS INC
2019-08-21
2019-09-25
80. US BANCORP DEL NEW
2017-04-17
2019-03-27
186. US PHYSICAL THERAPY INC
2017-08-01
2019-01-10
5. ULTA BEAUTY INC COM STK USD0.01
2019-01-10
2019-09-25
9. UNDER ARMOUR INC CL A
2019-01-10
2019-02-20
32. UNDER ARMOUR INC CL A
2019-01-10
2019-11-06
10. UNDER ARMOUR INC CL C COM
2019-01-10
2019-02-20
35. UNDER ARMOUR INC CL C COM
2019-01-10
2019-11-06
1. UNITED AIRLINES HOLDINGS INC COM USD0.01
2019-01-10
2019-03-27
14. UNITED AIRLINES HOLDINGS INC COM USD0.01
2019-01-10
2019-03-27
15. UNITED RENTALS INC
2019-05-06
2019-06-11
31. UNITEDHEALTH GROUP INC
2019-01-10
2019-05-06
8. UNITEDHEALTH GROUP INC
2019-06-11
2019-09-25
21512.33 MFO VANGUARD INT'L EQUITY INDEX FDS FTSE ALL WORLD EX-US INDE
2017-08-03
2019-08-19
4199.16 MFO VANGUARD INTL EQUITY INDEX FDS EMERGING MKTS STK INDEX FD
2019-01-09
2019-08-19
9. VARIAN MED SYS INC COM
2019-01-10
2019-09-25
7. VARIAN MED SYS INC COM
2018-09-26
2019-12-27
11. VARIAN MED SYS INC COM
2019-12-11
2019-12-27
33. VENTAS INC
2019-01-10
2019-12-11
23. VENTAS INC
2018-06-13
2019-12-27
16. VERIZON COMMUNICATIONS
2019-01-10
2019-02-20
142. VERIZON COMMUNICATIONS
2019-01-10
2019-05-06
38. VERIZON COMMUNICATIONS
2019-09-25
2019-11-06
25. VERTEX PHARMACEUTICALS INC
2019-01-10
2019-05-06
26. VERTEX PHARMACEUTICALS INC
2019-08-21
2019-09-25
39. VIACOM INC
2019-01-10
2019-09-25
28. VIACOM INC
2017-10-10
2019-09-25
13. VORNADO RLTY TR COM
2018-02-26
2019-07-17
19. VORNADO RLTY TR COM
2019-01-10
2019-09-25
.2 WABTEC CORP
2019-02-26
2019-02-26
27. WABTEC CORP
2019-03-27
2019-07-17
50. WALGREENS BOOTS ALLIANCE INC COM
2019-01-10
2019-03-27
50. WALGREENS BOOTS ALLIANCE INC COM
2018-05-08
2019-05-06
1. WALGREENS BOOTS ALLIANCE INC COM
2019-06-11
2019-08-21
88. WALGREENS BOOTS ALLIANCE INC COM
2019-06-11
2019-08-21
108. WELLS FARGO & CO NEW
2017-09-05
2019-02-20
60. WELLS FARGO & CO NEW
2017-09-05
2019-05-06
284. WELLS FARGO & CO NEW
2019-03-27
2019-05-06
376. WELLS FARGO & CO NEW
2019-06-11
2019-07-17
7. WELLTOWER INC COM REIT
2018-04-03
2019-01-10
17. WESTROCK CO COM
2017-04-17
2019-01-10
51. WESTROCK CO COM
2019-03-27
2019-07-17
50. WEYERHAEUSER CO
2018-10-31
2019-01-10
122. WEYERHAEUSER CO
2019-02-20
2019-06-11
106. WILLIAMS COS INC
2019-01-10
2019-09-25
73. WILLIAMS COS INC
2018-12-10
2019-11-06
736. WORKIVA INC COM CL A COM CL A
2018-03-01
2019-01-10
15. XILINX INC
2019-01-10
2019-12-11
267. YUM BRANDS INC
2005-01-04
2019-01-10
320. YUM CHINA HLDGS INC COM
2011-09-19
2019-01-09
39. #REORG/ALLERGAN PLC CASH & STOCK MERGER ABBVIE INC 0002K12A91 05-1
2019-01-10
2019-02-20
8. #REORG/ALLERGAN PLC CASH & STOCK MERGER ABBVIE INC 0002K12A91 05-11
2019-03-27
2019-05-06
25. #REORG/ALLERGAN PLC CASH & STOCK MERGER ABBVIE INC 0002K12A91 05-1
2019-03-27
2019-06-11
20. CAPRI HOLDINGS LTD COM NPV
2019-03-27
2019-06-11
15. CAPRI HOLDINGS LTD COM NPV
2017-04-17
2019-07-17
89. INVESCO LTD COM STK USD0.20
2019-07-17
2019-08-21
2. INVESCO LTD COM STK USD0.20
2019-07-17
2019-08-21
10. MEDTRONIC PLC COMMON STOCK STOCK
2019-02-20
2019-03-27
109. MEDTRONIC PLC COMMON STOCK STOCK
2019-02-20
2019-03-27
71. NIELSEN HOLDINGS PLC COMSTK
2019-01-10
2019-05-06
78. NIELSEN HOLDINGS PLC COMSTK
2019-07-17
2019-09-25
83. NIELSEN HOLDINGS PLC COMSTK
2019-11-06
2019-12-11
12. NVENT ELECTRIC PLC COM USD0.01 WI
2017-04-17
2019-01-10
86. TECHNI CN COM USD1
2019-05-06
2019-11-06
11. PERRIGO COMPANY LIMITED COM EUR0.001
2017-04-17
2019-01-10
31. PERRIGO COMPANY LIMITED COM EUR0.001
2019-07-17
2019-12-27
46. LYONDELLBASELL IND N V COM USD0.01 CL 'A'
2019-02-20
2019-03-27
1. LYONDELLBASELL IND N V COM USD0.01 CL 'A'
2019-02-20
2019-03-27
35. LYONDELLBASELL IND N V COM USD0.01 CL 'A'
2019-06-11
2019-08-21
12. LYONDELLBASELL IND N V COM USD0.01 CL 'A'
2019-06-11
2019-08-21
35. MYLAN NV
2018-10-31
2019-01-10
82. MYLAN NV
2019-02-20
2019-03-27
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,101
2,185
-84
b
42,985
28,955
14,030
c
7,442
7,903
-461
d
33,499
23,935
9,564
e
29,362
15,273
14,089
6,862
7,586
-724
9,002
9,115
-113
9,532
10,866
-1,334
2,202
2,681
-479
1,785
1,842
-57
3,350
4,006
-656
1,546
1,757
-211
6,285
4,518
1,767
5,117
3,049
2,068
624
695
-71
1,288
1,347
-59
658
741
-83
695
850
-155
1,818
1,838
-20
1,710
1,754
-44
3,524
3,926
-402
8,168
5,561
2,607
1,932
3,143
-1,211
176
286
-110
669
806
-137
827
904
-77
689
754
-65
2,139
1,332
807
2,776
2,086
690
4,352
4,753
-401
2,944
3,112
-168
6,314
6,692
-378
6,960
7,379
-419
9,718
9,937
-219
14,105
14,476
-371
1,747
1,794
-47
1,952
2,291
-339
26
31
-5
5,236
5,675
-439
9,698
10,264
-566
1,956
2,079
-123
3,266
2,003
1,263
2,540
1,579
961
4,169
4,289
-120
836
1,014
-178
2,123
2,432
-309
1,825
2,148
-323
1,770
1,808
-38
158
171
-13
2,146
2,212
-66
1,515
1,538
-23
301
321
-20
3,078
3,290
-212
2,259
2,787
-528
1,837
983
854
34,822
10,146
24,676
3,011
1,825
1,186
2,208
2,519
-311
21
24
-3
2,061
2,287
-226
2,155
2,377
-222
10,652
11,529
-877
10,644
11,531
-887
4,413
4,852
-439
3,649
3,893
-244
2,358
2,494
-136
5,572
5,534
38
597
598
-1
1,914
1,844
70
5,736
7,522
-1,786
230
268
-38
6,925
7,072
-147
1,020
1,058
-38
8,856
9,168
-312
9,942
10,851
-909
347
388
-41
37
39
-2
1,596
1,695
-99
335
416
-81
2,811
2,900
-89
1,533
1,589
-56
3,742
3,818
-76
199
204
-5
2,329
2,535
-206
27,765
18,894
8,871
2,310
2,680
-370
1,138
1,173
-35
140
146
-6
3,514
4,219
-705
1,397
1,596
-199
995
1,197
-202
811
895
-84
4,380
4,833
-453
5,767
5,935
-168
965
1,211
-246
54
66
-12
7,317
8,704
-1,387
1,741
1,743
-2
1,859
2,010
-151
1,558
1,708
-150
2,055
970
1,085
1,047
1,129
-82
2,445
2,871
-426
1,440
1,486
-46
2,926
3,347
-421
2,981
3,070
-89
5,736
5,984
-248
118
136
-18
6,469
7,493
-1,024
10,371
7,567
2,804
1,885
2,191
-306
51
59
-8
1,877
2,148
-271
47
54
-7
1,569
1,594
-25
1,428
1,585
-157
827
906
-79
1,331
1,521
-190
939
1,110
-171
2,067
2,189
-122
39,326
26,528
12,798
9,291
9,402
-111
8,842
9,140
-298
353
366
-13
1,674
1,019
655
1,559
1,609
-50
634
758
-124
1,300
1,619
-319
1,009
1,253
-244
122
150
-28
275
281
-6
1,181
1,270
-89
3,116
3,260
-144
5,781
6,026
-245
3,293
3,565
-272
3,311
3,479
-168
1,228
1,497
-269
866
1,056
-190
622
994
-372
3,530
3,793
-263
3,219
3,495
-276
2,322
3,164
-842
146
198
-52
4,419
4,824
-405
1,471
1,654
-183
3,519
3,957
-438
5,309
5,464
-155
5,340
4,507
833
17
10
7
315
301
14
187
156
31
290
328
-38
225
229
-4
674
465
209
165
182
-17
2,373
2,813
-440
1,732
1,926
-194
4,787
4,774
13
4,531
4,814
-283
1,098
1,112
-14
737
876
-139
1,234
1,315
-81
13,332
8,406
4,926
1,535
1,592
-57
1,127
1,168
-41
2,606
2,817
-211
123
104
19
4,171
3,497
674
1
1
1,917
2,025
-108
37
19
18
92,411
51,055
41,356
5,456
5,245
211
50
28
22
3,221
3,370
-149
95
99
-4
1,094
1,190
-96
3,100
3,294
-194
7,425
7,619
-194
6,137
6,617
-480
1,144
1,192
-48
2,105
2,114
-9
1,720
1,952
-232
3
2
1
2,345
2,367
-22
2,106
2,103
3
3,101
3,292
-191
175
175
6
5
1
331
464
-133
2,845
2,896
-51
3,901
3,985
-84
1,234
1,256
-22
975
955
20
21,317
13,502
7,815
3,849
3,998
-149
393
431
-38
8,419
9,114
-695
10,674
11,064
-390
453
465
-12
12,265
12,954
-689
8,775
9,152
-377
1,973
1,222
751
3,515
3,743
-228
2,077
2,412
-335
5,313
5,988
-675
5,570
5,698
-128
5,586
5,801
-215
4,001
4,065
-64
101,025
84,848
16,177
1,104
1,368
-264
868
891
-23
696
567
129
625
836
-211
434
370
64
2,123
2,277
-154
2,356
2,492
-136
1,764
1,817
-53
1,964
2,120
-156
748
826
-78
105
131
-26
560
612
-52
222
255
-33
1,822
1,889
-67
21,606
10,377
11,229
1,166
1,264
-98
39
40
-1
67,079
28,227
38,852
931
331
600
1,407
1,452
-45
3,494
3,439
55
8,285
8,801
-516
3,824
4,003
-179
64
67
-3
12,523
12,762
-239
256
269
-13
11,178
11,749
-571
80
54
26
504
575
-71
29,798
23,120
6,678
2,680
2,725
-45
19
21
-2
2,786
3,158
-372
3,760
3,986
-226
3,054
3,838
-784
19
22
-3
2,480
2,931
-451
206
220
-14
1,372
1,525
-153
1,497
1,520
-23
20,326
13,333
6,993
514
570
-56
823
919
-96
238
260
-22
246
274
-28
21,486
13,424
8,062
929
961
-32
1,388
1,415
-27
1,572
1,650
-78
1,567
1,650
-83
720
616
104
2,387
2,465
-78
3,613
3,717
-104
3,916
3,928
-12
10,195
6,348
3,847
58,745
32,437
26,308
22,706
9,382
13,324
1,517
1,572
-55
4,153
4,205
-52
2,219
2,319
-100
1,165
1,312
-147
2,793
2,997
-204
42
45
-3
1,623
1,750
-127
746
809
-63
20,224
12,897
7,327
20,477
17,728
2,749
24,513
19,120
5,393
1,038
1,021
17
997
1,043
-46
15
16
-1
1,060
1,197
-137
1,582
1,628
-46
3,200
3,083
117
1,037
1,044
-7
759
1,118
-359
907
1,037
-130
5
4
1
170
127
43
127
71
56
3,041
4,242
-1,201
3,079
3,349
-270
25
31
-6
2,468
2,989
-521
24
28
-4
1,593
1,880
-287
1,787
1,866
-79
1,239
1,263
-24
540
640
-100
624
674
-50
23,787
16,995
6,792
16,137
9,814
6,323
1,175
578
597
8,231
5,492
2,739
41,850
29,997
11,853
901
962
-61
5
4
1
89
149
-60
72
110
-38
2,174
2,359
-185
1,166
1,180
-14
763
862
-99
419
564
-145
1,257
1,309
-52
1,244
1,250
-6
3,675
3,946
-271
14,435
9,454
4,981
1,194
1,266
-72
23,243
15,930
7,313
1,444
1,452
-8
1,586
1,688
-102
2,895
3,380
-485
462
541
-79
3,904
3,715
189
5,660
4,843
817
41,021
28,946
12,075
128,429
59,849
68,580
1,095
1,257
-162
766
848
-82
1,947
1,963
-16
692
601
91
1,011
1,200
-189
53
46
7
1,503
1,708
-205
496
439
57
826
923
-97
817
838
-21
835
919
-84
1,123
1,266
-143
1,751
1,798
-47
17
32
-15
609
1,170
-561
1,366
1,414
-48
593
722
-129
9,799
11,005
-1,206
3,418
4,221
-803
698
773
-75
1,469
1,660
-191
15
17
-2
469
439
30
1,434
1,702
-268
3,246
3,358
-112
1,882
2,056
-174
1,960
2,091
-131
486
542
-56
93
104
-11
186
175
11
1,813
2,014
-201
829
916
-87
2,681
2,845
-164
1,712
1,886
-174
4,841
5,428
-587
20
23
-3
6,086
6,528
-442
5,012
5,282
-270
895
990
-95
537
673
-136
77,319
715
76,604
182,353
26,704
155,649
7,807
8,304
-497
5,297
5,678
-381
3,497
3,718
-221
2,199
2,324
-125
27,962
19,674
8,288
960
964
-4
51,556
30,723
20,833
3,742
3,926
-184
1,220
1,310
-90
2,777
2,839
-62
1,605
1,860
-255
4,091
4,394
-303
206
248
-42
7,291
4,347
2,944
2,660
2,443
217
2,280
1,034
1,246
2,385
2,856
-471
1,207
1,234
-27
27,691
18,068
9,623
2,968
1,471
1,497
17,241
8,759
8,482
129
128
1
4,602
2,675
1,927
2,897
2,769
128
610
680
-70
624
636
-12
15,813
10,095
5,718
799
646
153
7,085
8,040
-955
777
891
-114
6,184
7,089
-905
4,807
5,115
-308
3,156
2,945
211
486
481
5
4,372
4,861
-489
2,314
2,394
-80
1,311
1,398
-87
1,545
1,592
-47
1,340
1,319
21
825
829
-4
1,242
1,299
-57
1,343
1,334
9
503
450
53
3,152
3,792
-640
2,120
2,377
-257
33,005
18,250
14,755
22,676
12,876
9,800
737
834
-97
1,159
1,192
-33
1,853
1,911
-58
1,301
1,791
-490
22
30
-8
28,603
16,429
12,174
1,171
1,198
-27
835
890
-55
48,978
5,934
43,044
732
750
-18
3
3
1,277
1,209
68
843
464
379
3,505
3,793
-288
3,369
3,668
-299
3,872
4,030
-158
3,852
4,044
-192
19,963
11,671
8,292
1,181
1,385
-204
191
173
18
585
615
-30
192
176
16
577
615
-38
79
81
-2
1,097
1,165
-68
1,834
2,071
-237
7,385
7,591
-206
1,789
1,966
-177
647,521
660,000
-12,479
140,000
138,026
1,974
1,058
1,116
-58
996
791
205
1,564
1,533
31
1,857
1,937
-80
1,330
1,212
118
894
922
-28
8,089
8,181
-92
2,281
2,286
-5
4,356
4,651
-295
4,485
4,840
-355
959
1,144
-185
689
716
-27
842
882
-40
1,203
1,236
-33
14
15
-1
1,920
1,988
-68
3,099
3,625
-526
2,686
3,105
-419
51
53
-2
4,479
4,650
-171
5,374
5,662
-288
2,906
2,997
-91
13,753
13,884
-131
17,164
17,802
-638
499
375
124
685
853
-168
1,807
1,924
-117
1,214
1,347
-133
2,962
3,168
-206
2,585
2,634
-49
1,622
1,739
-117
28,358
16,462
11,896
1,407
1,356
51
24,505
267
24,238
11,023
1
11,022
5,500
5,781
-281
1,170
1,183
-13
3,080
3,696
-616
678
903
-225
549
560
-11
1,382
1,735
-353
31
39
-8
903
928
-25
9,833
10,118
-285
1,747
1,830
-83
1,732
1,819
-87
1,628
1,681
-53
280
256
24
1,761
2,000
-239
483
747
-264
1,609
1,565
44
3,845
4,109
-264
84
89
-5
2,549
2,966
-417
874
1,017
-143
1,018
1,109
-91
2,327
2,606
-279
10,753
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-84
b
14,030
c
-461
d
9,564
e
14,089
-724
-113
-1,334
-479
-57
-656
-211
1,767
2,068
-71
-59
-83
-155
-20
-44
-402
2,607
-1,211
-110
-137
-77
-65
807
690
-401
-168
-378
-419
-219
-371
-47
-339
-5
-439
-566
-123
1,263
961
-120
-178
-309
-323
-38
-13
-66
-23
-20
-212
-528
854
24,676
1,186
-311
-3
-226
-222
-877
-887
-439
-244
-136
38
-1
70
-1,786
-38
-147
-38
-312
-909
-41
-2
-99
-81
-89
-56
-76
-5
-206
8,871
-370
-35
-6
-705
-199
-202
-84
-453
-168
-246
-12
-1,387
-2
-151
-150
1,085
-82
-426
-46
-421
-89
-248
-18
-1,024
2,804
-306
-8
-271
-7
-25
-157
-79
-190
-171
-122
12,798
-111
-298
-13
655
-50
-124
-319
-244
-28
-6
-89
-144
-245
-272
-168
-269
-190
-372
-263
-276
-842
-52
-405
-183
-438
-155
833
7
14
31
-38
-4
209
-17
-440
-194
13
-283
-14
-139
-81
4,926
-57
-41
-211
19
674
-108
18
41,356
211
22
-149
-4
-96
-194
-194
-480
-48
-9
-232
1
-22
3
-191
1
-133
-51
-84
-22
20
7,815
-149
-38
-695
-390
-12
-689
-377
751
-228
-335
-675
-128
-215
-64
16,177
-264
-23
129
-211
64
-154
-136
-53
-156
-78
-26
-52
-33
-67
11,229
-98
-1
38,852
600
-45
55
-516
-179
-3
-239
-13
-571
26
-71
6,678
-45
-2
-372
-226
-784
-3
-451
-14
-153
-23
6,993
-56
-96
-22
-28
8,062
-32
-27
-78
-83
104
-78
-104
-12
3,847
26,308
13,324
-55
-52
-100
-147
-204
-3
-127
-63
7,327
2,749
5,393
17
-46
-1
-137
-46
117
-7
-359
-130
1
43
56
-1,201
-270
-6
-521
-4
-287
-79
-24
-100
-50
6,792
6,323
597
2,739
11,853
-61
1
-60
-38
-185
-14
-99
-145
-52
-6
-271
4,981
-72
7,313
-8
-102
-485
-79
189
817
12,075
68,580
-162
-82
-16
91
-189
7
-205
57
-97
-21
-84
-143
-47
-15
-561
-48
-129
-1,206
-803
-75
-191
-2
30
-268
-112
-174
-131
-56
-11
11
-201
-87
-164
-174
-587
-3
-442
-270
-95
-136
76,604
155,649
-497
-381
-221
-125
8,288
-4
20,833
-184
-90
-62
-255
-303
-42
2,944
217
1,246
-471
-27
9,623
1,497
8,482
1
1,927
128
-70
-12
5,718
153
-955
-114
-905
-308
211
5
-489
-80
-87
-47
21
-4
-57
9
53
-640
-257
14,755
9,800
-97
-33
-58
-490
-8
12,174
-27
-55
43,044
-18
68
379
-288
-299
-158
-192
8,292
-204
18
-30
16
-38
-2
-68
-237
-206
-177
-12,479
1,974
-58
205
31
-80
118
-28
-92
-5
-295
-355
-185
-27
-40
-33
-1
-68
-526
-419
-2
-171
-288
-91
-131
-638
124
-168
-117
-133
-206
-49
-117
11,896
51
24,238
11,022
-281
-13
-616
-225
-11
-353
-8
-25
-285
-83
-87
-53
24
-239
-264
44
-264
-5
-417
-143
-91
-279
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
782,736
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
181,891
5,226,512
0.034802
2017
15,000
4,721,012
0.003177
2016
0
0
0.0
2015
2014
2
Total
of line 1, column (d)
.....................
2
0.037979
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.01266
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
8,715,148
5
Multiply line 4 by line 3
......................
5
110,334
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
10,085
7
Add lines 5 and 6
........................
7
120,419
8
Enter qualifying distributions from Part XII, line 4
,.............
8
291,046
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
10,085
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
10,085
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
10,085
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
21,044
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
21,044
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
10,959
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
10,959
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MI
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
Yes
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
THE NORTHERN TRUST COMPANY
Telephone no.
(312) 630-6000
Located at
PO BOX 803878
CHICAGO
IL
ZIP+4
60680
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ERNEST L NICOLAY
PRESIDENT
2
0
555 BALDWIN COURT
BIRMINGHAM
,
MI
48009
DANA NICOLAY
SECRETARY
2
0
555 BALDWIN COURT
BIRMINGHAM
,
MI
48009
PETE NICOLAY
TREASURER
1
0
1990 COBBLESTON CIRCLE
BROOK HAVEN
,
GA
30319
SARAH KAGAN
DIRECTOR
1
0
222 CHASTAIN PRESERVE LANE
ATLANTA
,
GA
30342
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
8,847,866
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
8,847,866
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
8,847,866
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
132,718
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
8,715,148
6
Minimum investment return.
Enter 5% of line 5
..................
6
435,757
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
435,757
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
10,085
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
10,085
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
425,672
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
425,672
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
425,672
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
291,046
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
291,046
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
10,085
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
280,961
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
425,672
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
259,127
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
291,046
a
Applied to 2018, but not more than line 2a
259,127
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
31,919
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
393,753
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
ERNEST L NICOLAY III
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ALLIANCE DEFENDING FREEDOM
15100 N 90TH STREET
Scottsdale
,
AZ
85260
NONE
PUBLIC
GENERAL
259,127
Total
.................................
3a
259,127
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
250,943
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
782,736
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
DEFERRED INCOME
14
-72
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
1,033,607
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,033,607
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description