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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
ANNA M HEILMAIER CHARITABLE FDN
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 0634
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE
,
WI
532010634
A Employer identification number
41-1761632
B
Telephone number (see instructions)
(651) 466-8710
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
7,160,262
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
152,590
150,130
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
791,508
b
Gross sales price for all assets on line 6a
3,357,243
7
Capital gain net income (from Part IV, line 2)
...
791,508
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
2,724
12
Total.
Add lines 1 through 11
........
946,822
941,638
13
Compensation of officers, directors, trustees, etc.
80,405
72,365
8,041
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
3,000
0
0
3,000
c
Other professional fees (attach schedule)
....
3,867
3,481
387
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
2,166
2,166
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
22,288
447
21,841
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
111,726
78,459
0
33,269
25
Contributions, gifts, grants paid
.......
264,000
264,000
26
Total expenses and disbursements.
Add lines 24 and 25
375,726
78,459
0
297,269
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
571,096
b
Net investment income
(if negative, enter -0-)
863,179
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
572,021
918,885
918,885
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
3,286,573
2,921,139
3,751,311
c
Investments—corporate bonds (attach schedule)
.......
1,810,044
2,410,044
2,485,550
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
3,202
4,516
4,516
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
5,671,840
6,254,584
7,160,262
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
5,671,840
6,254,584
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
5,671,840
6,254,584
30
Total liabilities and net assets/fund balances
(see instructions)
.
5,671,840
6,254,584
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
5,671,840
2
Enter amount from Part I, line 27a
.....................
2
571,096
3
Other increases not included in line 2 (itemize)
3
12,429
4
Add lines 1, 2, and 3
..........................
4
6,255,365
5
Decreases not included in line 2 (itemize)
5
781
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
6,254,584
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
184. AIA GROUP LTD ADR
2019-01-03
b
311. FRESENIUS MED AKTIENGESELLSCHAFT ADR
2019-01-03
c
94. MICROSOFT CORP
2019-01-04
d
288. PFIZER INC
2019-01-04
e
9. INTER PARFUMS INC
2019-01-07
8. LOXO ONCOLOGY INC
2019-01-07
97. REALTY INCOME CORP
2018-10-03
2019-01-08
11. BLACK HILLS CORP
2019-01-09
328. JOHNSON & JOHNSON
2019-01-09
15. UNION BANKSHARES CORP
2019-01-09
22. ARRAY BIOPHARMA INC
2019-01-14
3. HUBSPOT INC
2018-08-27
2019-01-14
.8333 RESIDEO TECHNOLOGIES INC
2013-06-17
2019-01-15
606. PFIZER INC
2019-01-18
601. FANUC CORPORATION A D R
2019-01-22
127. WEIBO CORP-SPON ADR
2019-01-22
38. WEIBO CORP-SPON ADR
2018-10-08
2019-01-22
341. AIA GROUP LTD ADR
2019-01-23
30. ADIDAS AG A D R
2018-11-12
2019-01-23
361. AIR LIQUIDE ADR
2019-01-23
197. ALFA LAVAL AB SWEDEN ADR UNSOLICITED BOU
2019-01-23
538. ALLIANZ AG-ADR COM
2019-01-23
729. AMBEV SA SPN A D R
2018-08-20
2019-01-23
131. ASPEN PHARMACARE HL UNSP A D R
2018-02-27
2019-01-23
61. ASPEN PHARMACARE HL UNSP A D R
2016-10-12
2019-01-23
252. ATLAS COPCO AB SPONS A D R
2019-01-23
54. ATLAS COPCO AB SPONS A D R
2019-01-03
2019-01-23
57. BAIDU COM INC A D R
2019-01-23
1165. BANCO BILBAO VIZCAYA - SPON ADR
2019-01-23
524. BAYER A G SPONSORED ADR
2019-01-23
136. BAYERISCHE MOTOREN SPON A D R
2019-01-23
101. CANADIAN NATL RY CO COM
2019-01-23
45. DBS GROUP HOLDINGS LTD - SPON ADR
2018-10-08
2019-01-23
94. DBS GROUP HOLDINGS LTD - SPON ADR
2019-01-23
65. DASSAULT SYSTEMES S.A. SPA ADR
2011-06-02
2019-01-23
70. DENTSU INC UNSPON A D R
2019-01-22
2019-01-23
199. EPIROC AB UNSP A D R
2019-01-03
2019-01-23
185. FANUC CORPORATION A D R
2011-06-02
2019-01-23
37. FOMENTO ECONOMICO MEX SP A D R
2018-12-12
2019-01-23
327. FUCHS PETROLUB SE PREF A D R
2019-01-23
168. GRIFOLS SA A D R
2019-01-23
129. GRUPO FIN BANORTE SPON A D R
2019-01-23
39. H D F C BK LTD A D R
2017-07-05
2019-01-23
98. HSBC HLDGS PLC SPONSORED ADR NEW
2019-01-23
479. ICICI BANK LTD A D R
2019-01-23
348.0003 INFINEON TECHNOLOGIES A G A D R
2019-01-23
43.9997 INFINEON TECHNOLOGIES A G A D R
2017-11-20
2019-01-23
733. ITAU UNIBANCO HOLDINGS SA A D R
2019-01-23
100. JGC CORP UNSPONSORED A D R
2019-01-23
126. KOMATSU LTD - SPON ADR
2018-11-12
2019-01-23
18. KUBOTA LTD A D R
2017-05-22
2019-01-23
60. KUBOTA LTD A D R
2019-01-23
190. LOREAL UNSPONSORED A D R
2019-01-23
99. LVMH MOET HENNESSY A D R
2019-01-23
242. LONZA GROUP AG UNSPON A D R
2018-05-18
2019-01-23
290. MONOTARO CO LTD UNSP A D R
2019-01-23
179. NASPERS LTD N SPON A D R
2019-01-23
154. NESTLE S A SPONSORED ADR REPSTG REG SH
2019-01-23
71. NOVOZYMES A S UNSPONS A D R
2018-03-27
2019-01-23
130. PARK24 CO LTD SPN A D R
2019-01-23
334. ROCHE HLDG LTD SPONSORED ADR
2019-01-23
184. ROYAL DUTCH SHELL A D R
2019-01-23
103. SAP AG SYSTEM ANWENDUNGEN PRODUKTE INDER DATENVERARBEITU
2019-01-23
101. SASOL LTD SPONSORED ADR
2019-01-23
85. SCHLUMBERGER LTD ORD
2019-01-23
120. SONOVA HOLDING UNSPON ADR
2019-01-23
228. SYMRISE AG UNSPON A D R
2019-01-23
136. SYSMEX CORP UNSPON A D R
2012-05-24
2019-01-23
348. TAIWAN SEMICONDUCTOR MFG SPON ADR
2019-01-23
31. TEMENOS GROUP AG SP A D R
2018-05-31
2019-01-23
75. TENARIS SA ADR
2019-01-23
116. UNILEVER PLC COM
2019-01-23
6. VISTEON CORP
2017-08-03
2019-01-23
40. LINDE PLC
2018-12-12
2019-01-23
22.99866 CHECKPOINT SOFTWARE COM
2017-05-22
2019-01-23
84.00134 CHECKPOINT SOFTWARE COM
2019-01-23
108. YANDEX NV
2018-10-25
2019-01-23
17. MYRIAD GENETICS INC
2018-11-02
2019-01-25
445. PENNSYLVANIA REAL ESTATE INVT TR SBI
2019-01-31
19. ACADIA PHARMACEUTICALS INC
2019-02-01
13. AMAZON COM INC COM
2019-02-01
12. ENTEGRIS INC
2017-08-03
2019-02-01
19. MYRIAD GENETICS INC
2019-02-01
122. NASPERS LTD N SPON A D R
2016-02-10
2019-02-01
10. BLACK HILLS CORP
2017-08-03
2019-02-07
12. LCI INDUSTRIES
2019-02-07
101. MARSH & MCLENNAN COS INC COM
2014-07-25
2019-02-07
25. IMMUNOMEDICS INC COM
2019-01-17
2019-02-12
2. FAIR ISAAC CORPORATION
2019-02-15
7. INGEVITY CORP
2017-08-03
2019-02-15
14. STANDEX INTL CORP
2017-08-03
2019-02-20
.559 APARTMENT INVT MGMT CO A
2012-10-25
2019-02-21
98. CUBESMART
2018-01-04
2019-02-21
5. LIGAND PHARMACEUTICALS CL B
2019-02-21
2. FAIR ISAAC CORPORATION
2019-01-07
2019-02-25
42. HONEYWELL INTL INC COM
2016-06-10
2019-02-25
107. TEXAS INSTRS INC COM
2018-02-28
2019-02-25
2. FAIR ISAAC CORPORATION
2019-01-07
2019-02-26
37. QUOTIENT TECHNOLOGY INC
2018-05-21
2019-02-26
230000. BMO 24M IYR LBR MTN 2/28/19
2017-02-23
2019-02-28
11. GREEN DOT CORP-CLASS A
2019-03-04
19. CANADIAN NATL RY CO COM
2011-06-02
2019-03-06
9. GREEN DOT CORP-CLASS A
2019-03-06
150. GRUPO FIN BANORTE SPON A D R
2017-02-03
2019-03-06
83. LVMH MOET HENNESSY A D R
2011-06-02
2019-03-06
71. TENARIS SA ADR
2016-05-25
2019-03-06
18. CENTERSTATE BANKS INC
2018-04-26
2019-03-08
11. CENTERSTATE BANKS INC
2017-11-01
2019-03-08
10. ESSENT GROUP LTD
2019-03-08
7. INGEVITY CORP
2017-08-03
2019-03-11
12. PDC ENERGY INC
2017-08-03
2019-03-12
.4 MULTICHOICE GROUP LTD ADR
2019-03-04
2019-03-18
13. COLUMBIA BKG SYS INC
2019-03-20
5. EAGLE BANCORP INC
2017-08-03
2019-03-20
24. FERRO CORPORATION
2019-03-20
44. AMERICAN EAGLE OUTFITTERS
2019-03-21
4. EURONET SERVICES INC COM
2019-03-21
135. WHIRLPOOL CORP COM
2019-03-22
18. ESSENT GROUP LTD
2019-03-25
184. AIR LIQUIDE ADR
2011-06-02
2019-03-27
23. DASSAULT SYSTEMES S.A. SPA ADR
2011-06-02
2019-03-27
31. EAGLE BANCORP INC
2017-08-03
2019-03-27
217. ITAU UNIBANCO HOLDINGS SA A D R
2019-03-27
81. ROYAL DUTCH SHELL A D R
2019-03-27
194. MONOTARO CO LTD UNSP A D R
2013-11-19
2019-03-28
10. ACADIA PHARMACEUTICALS INC
2018-09-20
2019-04-03
9. BLACK HILLS CORP
2017-08-03
2019-04-03
1. BLACK HILLS CORP
2018-11-20
2019-04-03
38. FERRO CORPORATION
2017-11-16
2019-04-04
6. LIVANOVA PLC
2019-02-15
2019-04-05
1. AMERICAN INTL GROUP INC
1911-11-11
2019-04-10
3. LHC GROUP INC
2019-04-10
26. PROPETRO HLDG CORP
2018-06-19
2019-04-12
14. TELADOC INC
2019-04-12
72. QUOTIENT TECHNOLOGY INC
2019-04-15
75. AIA GROUP LTD ADR
2012-02-14
2019-04-16
54. ALLIANZ AG-ADR COM
2011-06-02
2019-04-16
132. APPLE COMPUTER INC COM
2019-04-16
462. BAYER A G SPONSORED ADR
2019-04-16
12. MULTICHOICE GROUP LTD ADR
2019-03-04
2019-04-16
6. AMN HEALTHCARE SERVICES INC
2018-11-27
2019-04-17
4. AMN HEALTHCARE SERVICES INC
2018-02-01
2019-04-17
356. ACTIVISION BLIZZARD INC
2019-04-17
4. AMEDISYS INC
2019-04-17
1. AMEDISYS INC
2018-04-04
2019-04-17
7. CONMED CORP
2019-04-17
9. CONMED CORP
2019-04-17
10. GLOBUS MED INCA
2018-03-14
2019-04-17
4. HAEMONETICS CORP MASS
2018-06-18
2019-04-17
8. LHC GROUP INC
2019-04-17
4. LHC GROUP INC
2019-04-17
18. MERCADOLIBRE INC
2019-04-17
14. VERSUM MATERIALS INC
2019-04-17
18. WAGEWORKS INC
2019-04-17
8. INTERXION HOLDING NV
2019-04-17
.9831 WABTEC CORP
2019-02-25
2019-04-18
7. EURONET SERVICES INC COM
2019-04-25
14. BOTTOMLINE TECHNOLOGIES DEL INC
2019-04-29
16. BOX INC CLASS A
2019-04-29
24. STAG INDUSTRIAL INC
2019-02-11
2019-04-29
5. INTERXION HOLDING NV
2017-08-03
2019-04-29
48. COOPER COS INC
2017-03-07
2019-04-30
6. ENERSYS
2018-08-01
2019-05-10
7. GLOBUS MED INCA
2019-05-10
14. KENNAMETAL INC
2017-08-03
2019-05-10
14. NATERA INC
2019-03-29
2019-05-10
5. ALBANY INTL CORP CL A
2017-08-03
2019-05-15
9. KENNAMETAL INC
2017-08-03
2019-05-15
.546 APARTMENT INVT MGMT CO A
2012-10-25
2019-05-20
336. KITE REALTY GROUP TRUST
2019-05-24
13. MALIBU BOATS INC
2019-04-25
2019-05-24
7. PROTO LABS INC
2018-08-13
2019-05-24
18. NOMAD FOODS LTD
2019-05-24
14. CORE LABS NV
2019-05-24
21. BOX INC CLASS A
2019-06-03
2. EURONET SERVICES INC COM
2018-12-11
2019-06-03
39. AT HOME GROUP INC
2019-06-04
32. BOX INC CLASS A
2019-06-04
6. COUPA SOFTWARE INC
2018-06-12
2019-06-04
99. JGC CORP UNSPONSORED A D R
2019-06-05
124. PARK24 CO LTD SPN A D R
2016-02-05
2019-06-05
9. INTERXION HOLDING NV
2017-08-03
2019-06-05
279. SCHLUMBERGER LTD ORD
2019-06-10
426. SCHLUMBERGER LTD ORD
2019-06-10
1. BRIXMOR PROPERTY GROUP INC
2019-06-13
2019-06-13
4. EURONET SERVICES INC COM
2019-06-14
9. AERIE PHARMACEUTICALS INC
2019-03-21
2019-06-17
53. ARRAY BIOPHARMA INC
2019-06-17
21. ARRAY BIOPHARMA INC
2018-01-29
2019-06-17
9. BROOKS AUTOMATION INC
2018-09-27
2019-06-17
5. EURONET SERVICES INC COM
2018-07-26
2019-06-17
5. LUMENTUM HOLDINGS INC W I
2019-04-24
2019-06-17
2. ROGERS CORP
2019-03-21
2019-06-17
10. GREEN DOT CORP-CLASS A
2018-07-17
2019-06-20
7. AERIE PHARMACEUTICALS INC
2019-06-21
6. COUPA SOFTWARE INC
2018-06-08
2019-06-21
6. ETSY INC
2019-03-28
2019-06-21
2. HUBSPOT INC
2019-06-21
1. TRADE DESK INC THE CLASS A
2018-06-18
2019-06-21
6. COUPA SOFTWARE INC
2018-06-08
2019-06-24
8. EURONET SERVICES INC COM
2018-07-25
2019-06-24
3. HUBSPOT INC
2019-06-24
4. HUBSPOT INC
2018-08-06
2019-06-25
3. TRADE DESK INC THE CLASS A
2018-06-18
2019-06-25
10. ETSY INC
2019-06-26
55000. JPM 24M SPX 1.5X LBR MTN 6/28/19
2017-06-27
2019-06-28
69. NEXTERA ENERGY INC
2019-07-02
116. REALTY INCOME CORP
2018-10-03
2019-07-02
7000. RBC 24M EEM 1.5X LBR MTN 6/02/19
2017-06-27
2019-07-02
14. GREEN DOT CORP-CLASS A
2019-07-09
4. RBC BEARINGS INC
2018-10-11
2019-07-09
4. UNIFIRST CORP MASS
2017-08-03
2019-07-09
6. BOTTOMLINE TECHNOLOGIES DEL INC
2018-05-14
2019-07-10
5. BOTTOMLINE TECHNOLOGIES DEL INC
2019-02-11
2019-07-10
16. KAISER ALUMINUM CORP
2017-08-03
2019-07-10
3. LHC GROUP INC
2018-08-06
2019-07-12
1. AMGEN INC
1911-11-11
2019-07-15
35. SHOPIFY INC A
2018-06-06
2019-07-16
8. ESSENT GROUP LTD
2019-07-18
25. HORIZON THERAPEUTICS PLC
2019-05-10
2019-07-18
596. ATT INC
2019-07-19
86. APPLE COMPUTER INC COM
2012-05-22
2019-07-19
120. BAYERISCHE MOTOREN SPON A D R
2010-07-14
2019-07-19
72. BECTON DICKINSON & CO COM
2019-07-19
28. BLACKROCK INC
2019-07-19
87. CME GROUP INC
2018-07-11
2019-07-19
7. CME GROUP INC
2018-11-21
2019-07-19
164. CVS CORP COM
2019-07-19
250. CARNIVAL CORP
2019-07-19
141. CHEVRONTEXACO CORP COM
2019-07-19
339. CISCO SYS INC
2019-07-19
182. COLGATE PALMOLIVE CO COM
2019-07-19
453. COMCAST CORP CL A
2017-07-25
2019-07-19
33. CYRUSONE INC
2019-06-10
2019-07-19
264. CYRUSONE INC
2019-07-19
123. WALT DISNEY COMPANY
2019-07-19
178. FIDELITY NATL INFORMATION SVCS INC
2019-07-19
85. HONEYWELL INTL INC COM
2013-06-17
2019-07-19
208. J P MORGAN CHASE & CO
2012-05-22
2019-07-19
84. JOHNSON & JOHNSON
2015-07-31
2019-07-19
58. LOCKHEED MARTIN CORP COM
2016-05-06
2019-07-19
195. LOWE'S COS INC
2019-07-19
143. MARSH & MCLENNAN COS INC COM
2019-07-19
240. MICROSOFT CORP
2012-05-22
2019-07-19
281. MONDELEZ INTERNATIONAL W I
2019-07-19
86. NEXTERA ENERGY INC
2012-05-22
2019-07-19
111. PNC FINL SVCS GROUP INC COM
2019-01-09
2019-07-19
165. PACKAGING CORP AMER COM
2019-07-19
140. PEPSICO INC
2019-07-19
152. PHILIP MORRIS INTL
2018-04-05
2019-07-19
28. PHILIP MORRIS INTL
2019-03-22
2019-07-19
173. PHILLIPS 66
2019-07-19
138. REALTY INCOME CORP
2018-10-03
2019-07-19
33. TEMENOS GROUP AG SP A D R
2018-05-31
2019-07-19
154. TEXAS INSTRS INC COM
2019-07-19
5. TEXAS INSTRS INC COM
2018-12-11
2019-07-19
105. UNION PACIFIC CORPORATION
2019-07-19
90. UNITEDHEALTH GROUP INC COM
2013-09-06
2019-07-19
199. WEC ENERGY GROUP INC
2019-07-19
16. WABTEC CORP
2019-02-25
2019-07-19
110. ALLERGAN PLC
2019-07-19
110. ACCENTURE PLC CL A
2019-07-19
137. INGERSOLL RAND PLC
2019-07-19
88. LINDE PLC
2019-07-19
170. MEDTRONIC PLC
2019-07-19
97. CHUBB LTD
2019-07-19
20. AIA GROUP LTD ADR
2012-02-14
2019-07-22
239. ATT INC
2012-05-22
2019-07-22
496. ATT INC
2019-07-22
114. AGREE RLTY CORP
2019-07-22
11. AIR LIQUIDE ADR
2011-06-02
2019-07-22
104. ALEXANDRIA REAL ESTATE EQUITIES INC
2019-07-22
30. ALFA LAVAL AB SWEDEN ADR UNSOLICITED BOU
2016-02-12
2019-07-22
35. ALLIANZ AG-ADR COM
2011-06-02
2019-07-22
3. AMADEUS IT HOLDING UNSP A D R
2019-07-19
2019-07-22
14. AMBEV SA SPN A D R
2018-08-20
2019-07-22
67. AMERICAN CAMPUS COMMUNITIES
2015-01-22
2019-07-22
109. AMERICAN TOWER CORP
2019-07-22
104. AMERICOLD REALTY TRUST
2019-04-17
2019-07-22
7.546 APARTMENT INVT MGMT CO A
2019-03-25
2019-07-22
140.454 APARTMENT INVT MGMT CO A
2012-10-25
2019-07-22
104. APPLE COMPUTER INC COM
2019-07-22
17. ASPEN PHARMACARE HL UNSP A D R
2016-10-12
2019-07-22
23. ATLAS COPCO AB SPONS A D R
2017-05-02
2019-07-22
39. AVALONBAY CMNTYS INC
2019-07-22
8. BAIDU COM INC A D R
2017-05-22
2019-07-22
142. BANCO BILBAO VIZCAYA - SPON ADR
2019-04-16
2019-07-22
40. BECTON DICKINSON & CO COM
2019-07-22
47. BECTON DICKINSON & CO COM
2017-01-19
2019-07-22
34. BLACKROCK INC
2012-05-22
2019-07-22
74. BOSTON PPTYS INC
2019-07-22
120. CME GROUP INC
2019-07-22
242. CVS CORP COM
2019-07-22
62. CAMDEN PPTY TR SBI
2018-06-07
2019-07-22
7. CANADIAN NATL RY CO COM
2011-06-02
2019-07-22
2. CARNIVAL CORP
2019-05-17
2019-07-22
316. CARNIVAL CORP
2019-07-22
73. CHEVRONTEXACO CORP COM
2019-04-16
2019-07-22
101. CHEVRONTEXACO CORP COM
2012-05-22
2019-07-22
2. CHINA MOBILE LIMITED A D R
2019-03-27
2019-07-22
3. CHUGAI PHARMACEUTIC UNSP A D R
2019-03-07
2019-07-22
412. CISCO SYS INC
2016-12-16
2019-07-22
213. COLGATE PALMOLIVE CO COM
2019-07-22
111. COMCAST CORP CL A
2019-01-18
2019-07-22
463. COMCAST CORP CL A
2019-07-22
27. CORESITE REALTY CORP
2018-09-27
2019-07-22
126. CROWN CASTLE INTL CORP
2019-07-22
211. CUBESMART
2019-07-22
229. CYRUSONE INC
2019-07-22
121. CYRUSONE INC
2018-12-11
2019-07-22
10. DBS GROUP HOLDINGS LTD - SPON ADR
2016-04-06
2019-07-22
6. DASSAULT SYSTEMES S.A. SPA ADR
2011-06-02
2019-07-22
8. DENTSU INC UNSPON A D R
2019-01-22
2019-07-22
3. DIAGEO PLC SPONSORED ADR NEW
2019-03-06
2019-07-22
47. DIGITAL REALTY TRUST INC
2017-06-14
2019-07-22
89. WALT DISNEY COMPANY
2019-07-22
66. WALT DISNEY COMPANY
2019-07-22
98. EPR PROPERTIES
2019-07-22
91. EASTGROUP PPTYS INC
2019-07-22
22. EQUINIX INC
2019-07-22
65. EQUITY LIFESTYLE PPTYS INC
2019-07-22
10. ESSEX PPTY TR INC
2018-10-25
2019-07-22
30. EXTRA SPACE STORAGE INC
2017-09-01
2019-07-22
30. FANUC CORPORATION A D R
2011-06-02
2019-07-22
72. FEDERAL RLTY INVT TR SBI NEW
2019-07-22
220. FIDELITY NATL INFORMATION SVCS INC
2012-05-22
2019-07-22
239. FIRST INDL RLTY TR INC
2019-07-22
5. FOMENTO ECONOMICO MEX SP A D R
2019-04-16
2019-07-22
32. FUCHS PETROLUB SE PREF A D R
2014-03-17
2019-07-22
198. GAMING LEISURE PROPE W I
2016-10-07
2019-07-22
2. H D F C BK LTD A D R
2017-07-05
2019-07-22
5. HSBC HLDGS PLC SPONSORED ADR NEW
2016-12-13
2019-07-22
106. HONEYWELL INTL INC COM
2013-06-17
2019-07-22
213. HOSPITALITY PPTYS TR
2019-07-22
493. HOST HOTELS RESORTS INC
2019-07-22
15. ICICI BANK LTD A D R
2016-12-14
2019-07-22
32. INFINEON TECHNOLOGIES A G A D R
2017-10-31
2019-07-22
254. INVITATION HOMES INC
2019-07-22
94. J P MORGAN CHASE & CO
2019-07-22
166. J P MORGAN CHASE & CO
2012-05-22
2019-07-22
96. JERNIGAN CAPITAL INC
2017-09-01
2019-07-22
107. JOHNSON & JOHNSON
2019-07-22
23. KOMATSU LTD - SPON ADR
2018-11-12
2019-07-22
10. KUBOTA LTD A D R
2019-01-22
2019-07-22
10. LOREAL UNSPONSORED A D R
2011-06-02
2019-07-22
115. L T C PPTYS INC
2019-07-22
32. LOCKHEED MARTIN CORP COM
2016-05-06
2019-07-22
40. LOCKHEED MARTIN CORP COM
2019-07-22
8. LONZA GROUP AG UNSPON A D R
2018-05-18
2019-07-22
247. LOWE'S COS INC
2012-10-05
2019-07-22
5. MALIBU BOATS INC
2019-07-22
173. MARSH & MCLENNAN COS INC COM
2014-07-25
2019-07-22
309. MICROSOFT CORP
2012-05-22
2019-07-22
353. MONDELEZ INTERNATIONAL W I
2019-07-22
2. NASPERS LTD N SPON A D R
2016-02-10
2019-07-22
5. NESTLE S A SPONSORED ADR REPSTG REG SH
2011-06-02
2019-07-22
107. NEXTERA ENERGY INC
2012-05-22
2019-07-22
60. NEXPOINT RESIDENTIAL W I
2018-12-27
2019-07-22
1. NOVOZYMES A S UNSPONS A D R
2018-03-27
2019-07-22
5. LUKOIL PJSC SPON A D R
2019-03-27
2019-07-22
142. PNC FINL SVCS GROUP INC COM
2019-07-22
98. PACKAGING CORP AMER COM
2018-12-11
2019-07-22
112. PACKAGING CORP AMER COM
2013-06-18
2019-07-22
162. PEPSICO INC
2019-07-22
29. PHILIP MORRIS INTL
2019-01-18
2019-07-22
195. PHILIP MORRIS INTL
2019-07-22
102. PHILLIPS 66
2019-07-22
120. PHILLIPS 66
2013-01-29
2019-07-22
271. PHYSICIANS REALTY TRUST
2019-07-22
20. PING AN INSURANCE ADR
2019-03-27
2019-07-22
172. REALTY INCOME CORP
2018-10-03
2019-07-22
5. RIO TINTO PLC SPONSORED ADR
2019-04-16
2019-07-22
39. ROCHE HLDG LTD SPONSORED ADR
2012-02-16
2019-07-22
8. ROYAL DUTCH SHELL A D R
2016-02-25
2019-07-22
55. SL GREEN RLTY CORP
2018-07-13
2019-07-22
14. SAP AG SYSTEM ANWENDUNGEN PRODUKTE INDER DATENVERARBEITU
2011-06-02
2019-07-22
3. SASOL LTD SPONSORED ADR
2015-07-06
2019-07-22
9. SCHLUMBERGER LTD ORD
2015-11-03
2019-07-22
12. SGS SA A D R
2019-04-16
2019-07-22
9. SIMON PPTY GROUP INC NEW COM
2018-10-25
2019-07-22
91. SIMON PPTY GROUP INC NEW COM
2019-07-22
14. SONOVA HOLDING UNSPON ADR
2019-07-22
30. SYMRISE AG UNSPON A D R
2014-06-09
2019-07-22
20. SYSMEX CORP UNSPON A D R
2012-05-24
2019-07-22
5. TAIWAN SEMICONDUCTOR MFG SPON ADR
2012-08-01
2019-07-22
6. TENCENT HLDGS LTD A D R
2019-02-01
2019-07-22
212. TERRENO REALTY CORP
2015-01-22
2019-07-22
189. TEXAS INSTRS INC COM
2019-07-22
65. UNI CHARM CORPORATION A D R
2019-03-06
2019-07-22
3. UNILEVER PLC COM
2011-06-02
2019-07-22
15. UNION PACIFIC CORPORATION
2018-12-11
2019-07-22
115. UNION PACIFIC CORPORATION
2012-05-22
2019-07-22
109. UNITEDHEALTH GROUP INC COM
2019-07-22
300. VICI PPTYS INC
2019-07-11
2019-07-22
38. VORNADO REALTY TRUST
2019-07-22
35. VORNADO REALTY TRUST
2018-10-25
2019-07-22
246. WEC ENERGY GROUP INC
2015-09-10
2019-07-22
177. WEINGARTEN RLTY INVTS
2019-07-22
118. WELLTOWER INC
2019-07-22
262. WEYERHAEUSER COMPANY
2019-07-22
132. WEYERHAEUSER COMPANY
2018-10-25
2019-07-22
48. ALLERGAN PLC
2019-07-22
84. ALLERGAN PLC
2019-07-22
137. ACCENTURE PLC CL A
2012-05-22
2019-07-22
170. INGERSOLL RAND PLC
2016-09-27
2019-07-22
1. LINDE PLC
2018-12-12
2019-07-22
15. LINDE PLC
2019-06-10
2019-07-22
94. LINDE PLC
2019-07-22
153. MEDTRONIC PLC
2019-07-22
67. MEDTRONIC PLC
2019-02-25
2019-07-22
95. CHUBB LTD
2013-04-04
2019-07-22
25. CHUBB LTD
2019-03-22
2019-07-22
4. CHECKPOINT SOFTWARE COM
2017-05-02
2019-07-22
9. YANDEX NV
2018-10-25
2019-07-22
9629.63 INV BALANCE RISK COMM STR Y
2016-12-16
2019-07-25
7447.712 PRINCIPAL GL R E SEC INS
2016-12-20
2019-07-25
13. ACADIA PHARMACEUTICALS INC
2018-09-20
2019-07-26
6. NEVRO CORP
2019-03-20
2019-07-26
11. US ECOLOGY INC
2017-11-24
2019-07-26
10. EHEALTH INC
2019-07-29
5. EVERBRIDGE INC
2018-06-20
2019-07-29
8. CRISPR THERAPEUTICS AG
2019-04-08
2019-07-29
6. LIGAND PHARMACEUTICALS CL B
2018-05-21
2019-07-30
8. AVANOS MEDICAL INC
2018-08-09
2019-07-31
1. AVANOS MEDICAL INC
2018-05-02
2019-07-31
10. BOTTOMLINE TECHNOLOGIES DEL INC
2018-05-14
2019-07-31
2. MIRATI THERAPEUTICS INC
2019-07-31
7. BOTTOMLINE TECHNOLOGIES DEL INC
2018-05-14
2019-08-02
73. JERNIGAN CAPITAL INC
2017-09-01
2019-08-02
10. PLURALSIGHT INC A
2019-05-01
2019-08-02
7. AVANOS MEDICAL INC
2018-05-02
2019-08-05
10. ENTEGRIS INC
2017-08-03
2019-08-05
3. PROTO LABS INC
2019-08-05
4. INTERXION HOLDING NV
2018-07-12
2019-08-05
61. AMPHENOL CORP NEW CL A
2017-03-07
2019-08-13
34. COSTCO WHSL CORP NEW COM
2017-03-07
2019-08-13
63. VERISK ANALYTICS INC CL A COM
2019-08-13
7. INGEVITY CORP
2019-06-24
2019-08-14
5. MALIBU BOATS INC
2019-01-14
2019-08-14
24. MALIBU BOATS INC
2019-08-14
171. ASPEN PHARMACARE HL UNSP A D R
2019-08-15
109. CALLON PETE CO DEL
2018-06-18
2019-08-15
114. CALLON PETE CO DEL
2019-08-15
48. PROPETRO HLDG CORP
2018-06-19
2019-08-19
11. MERIT MEDICAL SYSTEMS INC COM
2018-10-10
2019-08-20
9. MYRIAD GENETICS INC
2019-08-05
2019-08-20
16. MONRO MUFFLER BRAKE INC
2019-08-21
6. METTLER-TOLEDO INTL INC COM
2018-04-17
2019-08-29
9. BIOHAVEN PHARMACEUTICAL HOLD
2019-05-10
2019-09-03
7. KORN FERRY INTL
2018-07-27
2019-09-04
8. KORN FERRY INTL
2018-09-07
2019-09-04
4. EDWARDS LIFESCIENCES CORP COM
2019-08-20
2019-09-05
1. EDWARDS LIFESCIENCES CORP COM
2019-08-23
2019-09-05
9. FIDELITY NATL INFORMATION SVCS INC
2019-09-05
19. AVANOS MEDICAL INC
2019-09-10
27. CAREDX INC
2019-09-10
6. EVERBRIDGE INC
2019-09-10
11. EVERBRIDGE INC
2019-06-28
2019-09-10
26. KORN FERRY INTL
2018-04-11
2019-09-10
7. CRISPR THERAPEUTICS AG
2019-09-10
5. BANDWIDTH INC CLASS A
2019-09-11
17. MERIT MEDICAL SYSTEMS INC COM
2019-09-11
21. QTS REALTY TRUST INC CL A
2019-09-11
8. REXFORD INDUSTRIAL REALTY IN
2018-07-13
2019-09-11
7. TERRENO REALTY CORP
2017-08-03
2019-09-11
4. UNIFIRST CORP MASS
2017-08-03
2019-09-11
3. CABOT MICROELECTRONICS CORP COM
2017-08-03
2019-09-12
8. QTS REALTY TRUST INC CL A
2018-07-26
2019-09-12
9. SAIA INC
2019-09-12
5. SOUTHWEST GAS CORP
2019-09-12
20. TERRENO REALTY CORP
2017-08-03
2019-09-12
4. CHESAPEAKE UTILS CORP
2019-09-13
5. INTERXION HOLDING NV
2018-08-31
2019-09-13
5. INTERXION HOLDING NV
2018-09-14
2019-09-16
3. CABOT MICROELECTRONICS CORP COM
2019-09-24
3. CABOT MICROELECTRONICS CORP COM
2017-08-03
2019-09-24
12. ENTEGRIS INC
2017-08-03
2019-09-24
6. INTERXION HOLDING NV
2019-09-24
3. CABOT MICROELECTRONICS CORP COM
2019-09-26
2. CABOT MICROELECTRONICS CORP COM
2019-09-27
22. AVROBIO INC
2019-07-18
2019-09-30
4. MIRATI THERAPEUTICS INC
2019-03-08
2019-09-30
10. NOVANTA INC
2017-08-03
2019-09-30
4. SAIA INC
2018-05-14
2019-09-30
5. SILICON LABORATORIES INC
2017-08-03
2019-09-30
7. ENTEGRIS INC
2019-04-18
2019-10-01
1. ENTEGRIS INC
2017-08-03
2019-10-01
3. CABOT MICROELECTRONICS CORP COM
2019-03-21
2019-10-02
15. ENTEGRIS INC
2019-10-02
23. RINGCENTRAL INC
2019-10-02
33. TAIWAN SEMICONDUCTOR MFG SPON ADR
2019-10-02
2. CABOT MICROELECTRONICS CORP COM
2019-02-27
2019-10-08
41. MA COM TECH SOLUTIONS HLDNGS INC
2019-10-08
21. STIFEL FINANCIAL CORP
2019-10-08
11. STIFEL FINANCIAL CORP
2019-09-11
2019-10-08
92. VONAGE HLDGS CORP
2018-05-10
2019-10-08
53. VONAGE HLDGS CORP
2019-07-09
2019-10-08
7. INGEVITY CORP
2019-07-21
2019-10-10
3. INGEVITY CORP
2018-10-31
2019-10-10
27. MADDEN STEVEN LTD
2019-10-10
46. RA PHARMACEUTICALS INC
2019-10-15
3. CABOT MICROELECTRONICS CORP COM
2019-10-16
12. REXFORD INDUSTRIAL REALTY IN
2019-10-16
4. SOUTHWEST GAS CORP
2019-10-16
235. BOSTON SCIENTIFIC CORP COM
2019-10-17
222. SCHLUMBERGER LTD ORD
2019-10-17
257.00104 SCHWAB CHARLES CORP NEW COM
2019-10-17
121.99896 SCHWAB CHARLES CORP NEW COM
2017-03-31
2019-10-17
4. SOUTHWEST GAS CORP
2019-10-17
13. TREX COMPANY INC
2019-10-17
40. TAIWAN SEMICONDUCTOR MFG SPON ADR
2011-06-02
2019-10-18
4. QTS REALTY TRUST INC CL A
2018-07-26
2019-10-22
5. QTS REALTY TRUST INC CL A
2019-06-21
2019-10-22
9. REXFORD INDUSTRIAL REALTY IN
2017-09-25
2019-10-22
3. SOUTHWEST GAS CORP
2019-10-22
4. TERRENO REALTY CORP
2017-08-03
2019-10-22
220. AGILENT TECHNOLOGIES INC COM
2017-05-31
2019-10-23
.1 AIR LIQUIDE ADR
2011-06-02
2019-10-23
7. BROOKS AUTOMATION INC
2019-10-23
3. CABOT MICROELECTRONICS CORP COM
2019-07-02
2019-10-23
4. CHESAPEAKE UTILS CORP
2019-10-23
7. KADANT INC
2018-10-03
2019-10-23
4. KADANT INC
2019-04-22
2019-10-23
12. SEMTECH CORP COM
2019-10-23
64. STERIS PLC
2018-05-15
2019-10-23
20. DORMAN PRODUCTS INC
2018-01-08
2019-10-28
10. ALBANY INTL CORP CL A
2017-08-03
2019-10-30
5. INTERXION HOLDING NV
2018-07-12
2019-11-01
61. ARISTA NETWORKS INC
2019-11-04
11. BIOGEN, INC
2019-11-04
141. CELGENE CORPORATION COM
2019-11-04
330. PARSLEY ENERGY INC-CLASS A
2019-11-04
9. REXFORD INDUSTRIAL REALTY IN
2019-11-04
4. SOUTHWEST GAS CORP
2019-05-23
2019-11-04
5. INTERXION HOLDING NV
2018-09-07
2019-11-04
7. REXFORD INDUSTRIAL REALTY IN
2017-08-03
2019-11-05
4. SOUTHWEST GAS CORP
2019-11-05
4. INTERXION HOLDING NV
2019-11-05
4. INTERXION HOLDING NV
2019-02-27
2019-11-05
16. MERIT MEDICAL SYSTEMS INC COM
2019-11-07
7. MERIT MEDICAL SYSTEMS INC COM
2019-01-09
2019-11-07
18. SOUTH JERSEY INDUSTRIES
2019-11-07
7. TERRENO REALTY CORP
2017-08-03
2019-11-07
19. TYLER TECHNOLOGIES INC
2019-11-07
17. MADDEN STEVEN LTD
2018-10-17
2019-11-19
22. APPLE COMPUTER INC COM
2019-11-26
223. CENTENE CORP COM
2019-11-26
77. CITIGROUP INC
2019-11-26
107. COGNEX CORP
2019-11-26
36. THE MEDICINES COMPANY
2019-11-26
20. S P GLOBAL INC
2019-11-26
67. SQUARE INC A
2019-11-26
58. LYONDELLBASELL INDUSTRIES CL A
2019-11-26
56. AVAYA HLDGS CORP
2019-12-06
151. GRIFOLS SA A D R
2015-11-12
2019-12-11
43. LONZA GROUP AG UNSPON A D R
2018-05-18
2019-12-11
60. NASPERS LTD N SPON A D R
2016-02-10
2019-12-11
60. PROSUS NV SPON ADR A D R
2019-09-16
2019-12-11
71. ROCHE HLDG LTD SPONSORED ADR
2012-02-16
2019-12-11
22. UNILEVER PLC COM
2011-06-02
2019-12-11
1. PROTO LABS INC
2019-02-07
2019-12-12
6. PROTO LABS INC
2018-05-16
2019-12-12
32. WELBILT INC
2019-06-25
2019-12-12
58. WELBILT INC
2018-05-25
2019-12-12
12. AXSOME THERAPEUTICS INC
2019-06-28
2019-12-16
68. TC ENERGY CORP
2019-12-16
27. UNITEDHEALTH GROUP INC COM
2019-12-16
101. WESTERN DIGITAL CORP COM
2019-12-16
9. ALBANY INTL CORP CL A
2017-08-03
2019-12-17
65. AVAYA HLDGS CORP
2019-12-17
3. RBC BEARINGS INC
2018-10-11
2019-12-17
2. RBC BEARINGS INC
2018-12-20
2019-12-17
7. REXFORD INDUSTRIAL REALTY IN
2017-08-03
2019-12-18
11. TAIWAN SEMICONDUCTOR MFG SPON ADR
2011-06-02
2019-12-18
7. TERRENO REALTY CORP
2017-08-03
2019-12-18
7. SAIA INC
2019-04-18
2019-12-19
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
5,783
5,064
719
b
9,755
12,377
-2,622
c
9,546
4,577
4,969
d
12,297
8,529
3,768
e
562
515
47
1,863
861
1,002
6,119
5,472
647
688
713
-25
42,249
4,505
37,744
475
632
-157
378
353
25
424
428
-4
18
11
7
25,703
13,773
11,930
9,823
10,072
-249
6,875
12,453
-5,578
2,057
2,428
-371
11,877
5,480
6,397
3,537
3,418
119
8,588
7,627
961
4,249
3,382
867
11,180
9,067
2,113
3,259
3,585
-326
1,457
3,105
-1,648
678
1,319
-641
6,237
7,068
-831
1,336
1,241
95
9,184
11,179
-1,995
6,908
10,679
-3,771
9,862
15,473
-5,611
3,724
3,251
473
8,222
5,241
2,981
3,195
3,319
-124
6,674
4,568
2,106
8,147
2,745
5,402
3,345
3,406
-61
1,892
1,865
27
3,012
2,832
180
3,416
3,138
278
3,738
4,282
-544
3,216
3,196
20
3,626
3,440
186
3,918
3,436
482
4,076
4,181
-105
4,914
3,670
1,244
7,155
8,448
-1,293
905
1,269
-364
7,231
5,291
1,940
2,987
6,361
-3,374
3,121
3,423
-302
1,401
1,423
-22
4,669
4,458
211
8,639
6,256
2,383
5,784
3,851
1,933
6,744
6,461
283
6,180
2,906
3,274
7,811
6,493
1,318
13,045
11,047
1,998
3,135
3,696
-561
3,117
3,623
-506
10,835
7,905
2,930
11,112
9,412
1,700
10,739
8,997
1,742
3,021
4,921
-1,900
3,672
7,179
-3,507
4,385
3,075
1,310
4,754
3,524
1,230
3,618
1,302
2,316
12,653
7,940
4,713
4,181
4,677
-496
1,784
2,137
-353
6,124
5,325
799
422
653
-231
6,336
6,578
-242
2,458
2,524
-66
8,977
7,745
1,232
3,343
2,913
430
474
687
-213
3,246
9,267
-6,021
427
378
49
21,219
11,277
9,942
401
301
100
525
691
-166
5,392
2,725
2,667
659
696
-37
926
1,424
-498
9,028
5,205
3,823
344
448
-104
481
392
89
775
409
366
1,120
1,301
-181
28
15
13
2,900
2,752
148
585
967
-382
493
387
106
6,471
4,674
1,797
11,670
11,770
-100
494
387
107
370
520
-150
249,256
230,000
19,256
698
953
-255
1,640
725
915
513
737
-224
4,038
3,721
317
5,718
2,814
2,904
1,889
1,870
19
451
518
-67
276
293
-17
421
399
22
772
409
363
467
522
-55
3
3
429
565
-136
266
313
-47
488
588
-100
892
1,114
-222
567
471
96
17,721
16,614
1,107
764
701
63
4,651
3,749
902
3,318
971
2,347
1,514
1,942
-428
1,816
1,358
458
5,146
3,658
1,488
4,193
1,128
3,065
272
191
81
654
626
28
73
64
9
655
912
-257
419
604
-185
162
162
333
301
32
602
412
190
749
1,021
-272
646
1,008
-362
3,070
1,040
2,030
1,286
732
554
26,325
11,088
15,237
7,972
11,841
-3,869
106
79
27
283
363
-80
188
221
-33
15,721
21,295
-5,574
451
512
-61
113
64
49
560
497
63
704
629
75
437
515
-78
332
376
-44
798
761
37
399
371
28
8,828
4,277
4,551
726
712
14
726
682
44
535
430
105
77
75
2
1,030
800
230
710
687
23
331
450
-119
690
677
13
341
247
94
13,902
9,306
4,596
389
485
-96
301
356
-55
505
500
5
253
294
-41
361
259
102
308
322
-14
28
15
13
5,322
9,263
-3,941
488
543
-55
707
947
-240
387
351
36
702
939
-237
383
562
-179
310
228
82
740
1,515
-775
545
846
-301
616
374
242
2,708
4,483
-1,775
2,470
3,403
-933
650
445
205
9,891
22,704
-12,813
15,102
21,091
-5,989
279
279
637
401
236
289
447
-158
2,452
1,419
1,033
971
310
661
345
307
38
794
478
316
233
310
-77
306
323
-17
479
794
-315
217
340
-123
758
363
395
396
402
-6
359
270
89
241
92
149
750
363
387
1,299
764
535
517
381
136
674
504
170
677
277
400
603
664
-61
63,250
55,000
8,250
14,314
7,282
7,032
8,001
6,479
1,522
7,396
7,000
396
683
1,100
-417
651
576
75
748
572
176
254
269
-15
212
230
-18
1,475
1,536
-61
375
278
97
46
46
11,190
5,776
5,414
378
305
73
606
724
-118
19,554
20,921
-1,367
17,449
6,934
10,515
2,976
2,126
850
18,116
12,585
5,531
13,265
7,533
5,732
17,859
14,391
3,468
1,437
1,347
90
9,204
11,802
-2,598
11,306
14,112
-2,806
17,642
14,190
3,452
19,472
10,698
8,774
13,262
12,593
669
19,959
18,033
1,926
1,916
1,968
-52
15,331
14,347
984
17,207
14,704
2,503
23,134
7,176
15,958
14,706
6,484
8,222
23,721
7,124
16,597
11,000
8,409
2,591
20,676
13,885
6,791
20,098
13,388
6,710
14,384
9,005
5,379
32,812
7,169
25,643
15,444
12,035
3,409
18,024
5,655
12,369
15,478
13,451
2,027
16,438
10,886
5,552
18,229
13,935
4,294
13,464
15,504
-2,040
2,480
2,578
-98
17,698
12,364
5,334
9,498
7,716
1,782
5,764
4,978
786
18,086
16,630
1,456
587
478
109
18,352
9,671
8,681
23,165
6,690
16,475
17,219
10,796
6,423
1,123
1,213
-90
17,870
19,566
-1,696
21,357
7,193
14,164
17,058
10,116
6,942
17,910
14,384
3,526
17,180
12,989
4,191
14,409
10,851
3,558
894
277
617
7,675
8,061
-386
15,928
15,449
479
7,149
4,754
2,395
302
224
78
14,691
8,172
6,519
590
470
120
840
474
366
247
244
3
67
69
-2
3,215
2,891
324
22,551
11,224
11,327
3,439
3,110
329
373
377
-4
6,936
3,842
3,094
21,435
6,609
14,826
116
368
-252
711
796
-85
8,008
5,205
2,803
893
1,536
-643
745
899
-154
10,046
9,450
596
11,804
8,134
3,670
15,847
5,583
10,264
9,475
8,578
897
24,551
20,653
3,898
13,373
11,509
1,864
6,557
5,577
980
638
267
371
90
108
-18
14,226
20,832
-6,606
9,093
8,820
273
12,580
10,093
2,487
88
103
-15
402
419
-17
23,690
12,578
11,112
15,432
14,096
1,336
4,876
3,994
882
20,340
17,155
3,185
3,083
2,923
160
15,925
11,059
4,866
7,026
5,816
1,210
13,273
12,113
1,160
7,013
6,677
336
779
451
328
905
253
652
274
389
-115
510
473
37
5,515
5,552
-37
12,510
8,761
3,749
9,277
8,135
1,142
7,182
4,275
2,907
10,659
4,636
6,023
11,177
9,881
1,296
7,986
5,698
2,288
2,934
2,526
408
3,264
2,353
911
526
459
67
9,193
7,922
1,271
28,767
7,145
21,622
8,904
5,211
3,693
462
484
-22
310
406
-96
7,451
6,377
1,074
235
176
59
207
211
-4
18,309
8,086
10,223
5,227
6,032
-805
8,593
9,029
-436
177
107
70
613
869
-256
6,856
5,396
1,460
10,680
10,040
640
18,861
5,685
13,176
1,893
1,550
343
13,717
10,527
3,190
527
625
-98
787
785
2
560
250
310
5,275
4,005
1,270
11,403
7,661
3,742
14,253
12,883
1,370
278
214
64
25,198
7,834
17,364
160
194
-34
17,473
8,916
8,557
42,725
9,230
33,495
19,263
14,877
4,386
100
45
55
523
321
202
22,403
7,036
15,367
2,456
2,036
420
47
52
-5
410
450
-40
19,709
17,159
2,550
9,691
9,206
485
11,075
5,578
5,497
21,105
15,321
5,784
2,533
2,134
399
17,029
18,147
-1,118
10,380
9,742
638
12,212
7,189
5,023
4,578
4,516
62
481
437
44
11,792
9,627
2,165
303
302
1
1,315
856
459
514
358
156
4,444
5,673
-1,229
1,753
855
898
71
104
-33
351
741
-390
293
313
-20
1,397
1,609
-212
14,128
10,942
3,186
635
277
358
686
411
275
677
192
485
222
69
153
273
266
7
10,407
4,858
5,549
22,303
18,026
4,277
380
449
-69
188
97
91
2,593
2,226
367
19,878
6,455
13,423
27,880
7,912
19,968
6,465
6,645
-180
2,407
3,267
-860
2,217
2,354
-137
21,311
11,680
9,631
4,741
4,933
-192
9,832
6,396
3,436
6,576
9,016
-2,440
3,313
3,770
-457
7,821
8,364
-543
13,687
12,981
706
26,667
8,110
18,557
21,157
11,315
9,842
204
162
42
3,052
3,025
27
19,127
15,365
3,762
15,523
11,445
4,078
6,798
6,197
601
14,057
8,426
5,631
3,699
3,421
278
463
423
40
358
243
115
60,956
65,000
-4,044
76,860
65,316
11,544
299
248
51
388
358
30
669
547
122
1,097
802
295
501
253
248
410
310
100
570
1,131
-561
329
509
-180
41
53
-12
422
448
-26
215
166
49
290
314
-24
1,501
1,359
142
193
353
-160
264
368
-104
405
251
154
287
336
-49
300
256
44
5,274
4,299
975
9,268
5,698
3,570
9,801
5,230
4,571
558
678
-120
126
190
-64
606
638
-32
739
3,672
-2,933
462
1,122
-660
484
1,118
-634
553
761
-208
383
686
-303
225
417
-192
1,248
1,227
21
3,940
3,477
463
336
561
-225
271
464
-193
309
392
-83
896
896
224
212
12
1,264
1,234
30
633
983
-350
540
957
-417
410
301
109
752
968
-216
973
1,365
-392
315
270
45
376
344
32
475
1,037
-562
1,013
915
98
346
251
95
346
244
102
747
572
175
410
216
194
396
336
60
817
704
113
460
447
13
998
696
302
374
365
9
387
330
57
379
333
46
424
381
43
424
216
208
565
301
264
475
393
82
422
375
47
276
240
36
312
523
-211
315
267
48
819
372
447
375
309
66
557
381
176
327
284
43
47
25
22
408
347
61
693
592
101
2,821
3,210
-389
1,538
454
1,084
269
229
40
853
754
99
1,063
1,055
8
557
634
-77
978
1,076
-98
564
683
-119
546
696
-150
234
274
-40
913
889
24
2,159
1,733
426
432
342
90
553
373
180
354
352
2
9,003
5,791
3,212
7,084
18,194
-11,110
10,112
10,290
-178
4,800
5,006
-206
355
349
6
1,180
925
255
1,981
550
1,431
209
168
41
262
232
30
419
266
153
266
260
6
213
139
74
16,515
13,206
3,309
3
2
1
280
230
50
437
340
97
372
357
15
607
750
-143
347
385
-38
591
654
-63
8,790
6,465
2,325
1,490
1,407
83
800
519
281
439
319
120
11,581
14,301
-2,720
3,272
2,495
777
15,227
13,821
1,406
5,545
5,421
124
427
260
167
334
347
-13
431
317
114
326
197
129
339
346
-7
341
226
115
341
258
83
415
929
-514
181
369
-188
551
611
-60
388
244
144
5,243
4,960
283
741
514
227
5,850
5,202
648
13,531
10,918
2,613
5,793
5,130
663
5,373
5,102
271
3,018
1,595
1,423
5,314
5,176
138
4,627
4,087
540
5,478
4,632
846
660
766
-106
3,439
2,642
797
1,454
1,148
306
1,660
1,340
320
784
920
-136
2,722
1,558
1,164
1,312
712
600
96
100
-4
574
705
-131
514
516
-2
932
1,175
-243
984
310
674
3,511
3,391
120
7,903
6,555
1,348
5,704
5,896
-192
703
467
236
783
825
-42
467
432
35
311
287
24
314
197
117
647
151
496
369
244
125
633
482
151
32,794
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
719
b
-2,622
c
4,969
d
3,768
e
47
1,002
647
-25
37,744
-157
25
-4
7
11,930
-249
-5,578
-371
6,397
119
961
867
2,113
-326
-1,648
-641
-831
95
-1,995
-3,771
-5,611
473
2,981
-124
2,106
5,402
-61
27
180
278
-544
20
186
482
-105
1,244
-1,293
-364
1,940
-3,374
-302
-22
211
2,383
1,933
283
3,274
1,318
1,998
-561
-506
2,930
1,700
1,742
-1,900
-3,507
1,310
1,230
2,316
4,713
-496
-353
799
-231
-242
-66
1,232
430
-213
-6,021
49
9,942
100
-166
2,667
-37
-498
3,823
-104
89
366
-181
13
148
-382
106
1,797
-100
107
-150
19,256
-255
915
-224
317
2,904
19
-67
-17
22
363
-55
-136
-47
-100
-222
96
1,107
63
902
2,347
-428
458
1,488
3,065
81
28
9
-257
-185
162
32
190
-272
-362
2,030
554
15,237
-3,869
27
-80
-33
-5,574
-61
49
63
75
-78
-44
37
28
4,551
14
44
105
2
230
23
-119
13
94
4,596
-96
-55
5
-41
102
-14
13
-3,941
-55
-240
36
-237
-179
82
-775
-301
242
-1,775
-933
205
-12,813
-5,989
279
236
-158
1,033
661
38
316
-77
-17
-315
-123
395
-6
89
149
387
535
136
170
400
-61
8,250
7,032
1,522
396
-417
75
176
-15
-18
-61
97
46
5,414
73
-118
-1,367
10,515
850
5,531
5,732
3,468
90
-2,598
-2,806
3,452
8,774
669
1,926
-52
984
2,503
15,958
8,222
16,597
2,591
6,791
6,710
5,379
25,643
3,409
12,369
2,027
5,552
4,294
-2,040
-98
5,334
1,782
786
1,456
109
8,681
16,475
6,423
-90
-1,696
14,164
6,942
3,526
4,191
3,558
617
-386
479
2,395
78
6,519
120
366
3
-2
324
11,327
329
-4
3,094
14,826
-252
-85
2,803
-643
-154
596
3,670
10,264
897
3,898
1,864
980
371
-18
-6,606
273
2,487
-15
-17
11,112
1,336
882
3,185
160
4,866
1,210
1,160
336
328
652
-115
37
-37
3,749
1,142
2,907
6,023
1,296
2,288
408
911
67
1,271
21,622
3,693
-22
-96
1,074
59
-4
10,223
-805
-436
70
-256
1,460
640
13,176
343
3,190
-98
2
310
1,270
3,742
1,370
64
17,364
-34
8,557
33,495
4,386
55
202
15,367
420
-5
-40
2,550
485
5,497
5,784
399
-1,118
638
5,023
62
44
2,165
1
459
156
-1,229
898
-33
-390
-20
-212
3,186
358
275
485
153
7
5,549
4,277
-69
91
367
13,423
19,968
-180
-860
-137
9,631
-192
3,436
-2,440
-457
-543
706
18,557
9,842
42
27
3,762
4,078
601
5,631
278
40
115
-4,044
11,544
51
30
122
295
248
100
-561
-180
-12
-26
49
-24
142
-160
-104
154
-49
44
975
3,570
4,571
-120
-64
-32
-2,933
-660
-634
-208
-303
-192
21
463
-225
-193
-83
12
30
-350
-417
109
-216
-392
45
32
-562
98
95
102
175
194
60
113
13
302
9
57
46
43
208
264
82
47
36
-211
48
447
66
176
43
22
61
101
-389
1,084
40
99
8
-77
-98
-119
-150
-40
24
426
90
180
2
3,212
-11,110
-178
-206
6
255
1,431
41
30
153
6
74
3,309
1
50
97
15
-143
-38
-63
2,325
83
281
120
-2,720
777
1,406
124
167
-13
114
129
-7
115
83
-514
-188
-60
144
283
227
648
2,613
663
271
1,423
138
540
846
-106
797
306
320
-136
1,164
600
-4
-131
-2
-243
674
120
1,348
-192
236
-42
35
24
117
496
125
151
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
791,508
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
350,271
6,807,244
0.051456
2017
316,781
6,871,031
0.046104
2016
295,609
6,334,357
0.046668
2015
386,513
6,093,810
0.063427
2014
330,295
6,911,149
0.047792
2
Total
of line 1, column (d)
.....................
2
0.255447
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.051089
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
6,721,822
5
Multiply line 4 by line 3
......................
5
343,411
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
8,632
7
Add lines 5 and 6
........................
7
352,043
8
Enter qualifying distributions from Part XII, line 4
,.............
8
297,269
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
17,264
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
17,264
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
17,264
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
4,700
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
12,564
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
17,264
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MN
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
US BANK TRUST NA
Telephone no.
(651) 466-8710
Located at
101 E FIFTH STREET
ST PAUL
MN
ZIP+4
55101
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
US BANK N A
TRUSTEE
1
80,405
PO BOX 0634
MILWAUKEE
,
WI
532010634
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
5,819,914
b
Average of monthly cash balances
.......................
1b
1,004,271
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
6,824,185
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
6,824,185
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
102,363
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
6,721,822
6
Minimum investment return.
Enter 5% of line 5
..................
6
336,091
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
336,091
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
17,264
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
17,264
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
318,827
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
318,827
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
318,827
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
297,269
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
297,269
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
297,269
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
318,827
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
21,103
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
19,307
f
Total
of lines 3a through e
........
40,410
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
297,269
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
297,269
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
21,558
21,558
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
18,852
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
18,852
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
18,852
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
COMMUSICATION
690 JACKSON STREET
ST PAUL
,
MN
55103
NONE
PC
GENERAL OPERATING
5,000
GILLETTE CHILDREN'S HOSPITAL FOUNDATION
200 UNIVERSITY AVENUE EAST
ST PAUL
,
MN
55101
NONE
PC
GENERAL OPERATING
10,000
MINNESOTA SINFONIA
901 N THIRD STREET STE 112
MINNEAPOLIS
,
MN
55401
NONE
PC
GENERAL OPERATING
10,000
WALKER WEST MUSIC ACADEMY
760 SELBY AVENUE
ST PAUL
,
MN
55104
NONE
PC
GENERAL OPERATING
10,000
GREATER TWIN CITIES YOUTH SYMPHONIES
408 ST PETER STREET STE 300
ST PAUL
,
MN
551021497
NONE
PC
GENERAL OPERATING
7,500
ARTARIA
980 BELLOWS STREET
ST PAUL
,
MN
55118
NONE
PC
GENERAL OPERATING
6,000
CANTUS
1021 MARQUETTE AVE S SUITE 100
MINNEAPOLIS
,
MN
55403
NONE
PC
GENERAL OPERATING
6,000
CHILDREN'S HEALTHCARE FOUNDATION
5901 LINCOLN DRIVE MS CBC-FOUND
EDINA
,
MN
55436
NONE
PC
GENERAL OPERATING
20,000
HEALTHEAST FOUNDATION
1690 UNIVERSITY AVE W SUITE 250
ST PAUL
,
MN
551043098
NONE
PC
GENERAL OPERATING
15,000
MACPHAIL CENTER FOR MUSIC
501 S SECOND STREET
MINNEAPOLIS
,
MN
55448
NONE
PC
GENERAL OPERATING
7,500
MINNESOTA BOYCHOIR
75 WEST 5TH STREET SUITE 411
ST PAUL
,
MN
55102
NONE
PC
GENERAL OPERATING
6,000
MINNESOTA ORCHESTRAL ASSOCIATION
1111 NICOLLET MALL
MINNEAPOLIS
,
MN
55403
NONE
PC
GENERAL OPERATING
5,000
MINNESOTA YOUTH SYMPHONIES
790 CLEVELAND AVE S SUITE 203
ST PAUL
,
MN
55116
NONE
PC
GENERAL OPERATING
6,000
OUR LADY OF PEACE HOME
2076 ST ANTHONY AVE
ST PAUL
,
MN
55104
NONE
PC
GENERAL OPERATING
15,000
SIGHT & HEARING ASSOCIATION
1246 UNIVERSITY AVE WEST SUITE 22
ST PAUL
,
MN
55104
NONE
PC
GENERAL OPERATING
15,000
ST PAUL CHAMBER ORCHESTRA
408 SAINT PETER STREET THIRD FLOOR
ST PAUL
,
MN
551021497
NONE
PC
GENERAL OPERATING
15,000
ST PAUL CONSERVATORY OF MUSIC
1524 SUMMIT AVE
ST PAUL
,
MN
55105
NONE
PC
GENERAL OPERATING
40,000
THE MINNESOTA OPERA
620 NORTH FIRST STREET
MINNEAPOLIS
,
MN
55047
NONE
PC
GENERAL OPERATING
5,000
THE SCHUBERT CLUB
75 WEST FIFTH STREET SUITE 302
ST PAUL
,
MN
55102
NONE
PC
GENERAL OPERATING
20,000
UNITED HOSPITAL FOUNDATION
333 SMITH AVENUE NORTH
ST PAUL
,
MN
55102
NONE
PC
GENERAL OPERATING
20,000
VISION LOSS RESOURCES
216 WABASHA STREET S
ST PAUL
,
MN
55107
NONE
PC
GENERAL OPERATING
15,000
VOCALESSENCE
1900 NICOLLET AVENUE
MINNEAPOLIS
,
MN
55403
NONE
PC
GENERAL OPERATING
5,000
Total
.................................
3a
264,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
152,590
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
791,508
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
2,724
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
946,822
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
946,822
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description