-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
T J GARDNER TRUST XXXXX9000
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
75-6347666
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
7,402,016
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
158,857
158,857
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
211,807
b
Gross sales price for all assets on line 6a
2,326,181
7
Capital gain net income (from Part IV, line 2)
...
211,807
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
99,671
99,671
12
Total.
Add lines 1 through 11
........
470,335
470,335
13
Compensation of officers, directors, trustees, etc.
73,133
48,543
24,590
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
6,165
6,165
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
4,652
3,612
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
11,405
11,405
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
95,355
69,725
0
24,590
25
Contributions, gifts, grants paid
.......
327,512
327,512
26
Total expenses and disbursements.
Add lines 24 and 25
422,867
69,725
0
352,102
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
47,468
b
Net investment income
(if negative, enter -0-)
400,610
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
23,523
16,624
16,624
2
Savings and temporary cash investments
.........
191,016
49,320
49,320
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
4,404,689
4,568,112
5,093,850
c
Investments—corporate bonds (attach schedule)
.......
1,822,045
1,854,197
1,977,422
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
4
4
264,800
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
6,441,277
6,488,257
7,402,016
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
6,441,277
6,488,257
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
6,441,277
6,488,257
30
Total liabilities and net assets/fund balances
(see instructions)
.
6,441,277
6,488,257
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
6,441,277
2
Enter amount from Part I, line 27a
.....................
2
47,468
3
Other increases not included in line 2 (itemize)
3
70
4
Add lines 1, 2, and 3
..........................
4
6,488,815
5
Decreases not included in line 2 (itemize)
5
558
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
6,488,257
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
5. ADOBE SYS INC
2012-11-05
2019-07-15
b
5. ALEXION PHARMACEUTICALS INC
2019-03-14
2019-07-15
c
4. ALPHABET INC-CL C
2019-07-15
d
1. ALPHABET INC-CL A
2013-04-16
2019-07-15
e
3. AMAZON COM INC
2019-07-15
19. AMERICAN EXPRESS CO
2018-07-18
2019-07-15
25. APPLE COMPUTER INC
2010-06-17
2019-07-15
7. AUTOMATIC DATA PROCESSING INC
2018-10-19
2019-07-15
87. BANK OF AMERICA CORPORATION
2019-07-15
11. BERKSHIRE HATHAWAY INC DEL CL B
2017-04-20
2019-07-15
48. BOSTON SCIENTIFIC CORP
2019-07-15
9. BROADCOM INC
2013-05-31
2019-07-15
28. CELGENE CORP.
2019-07-15
6. CHARTER COMMUNICATIONS INC-A
2016-02-09
2019-07-15
34. CITIGROUP INC NEW
2019-07-15
23. COCA-COLA CO
2018-04-13
2019-07-15
67. COMCAST CORP NEW CL A
2018-01-11
2019-07-15
30. CORTEVA INC
2019-07-15
9. DIAMONDBACK ENERGY INC
2017-05-15
2019-07-15
18. DISNEY WALT CO
2019-07-15
17. DUPONT DE NEMOURS INC-WI
2019-07-15
21. EOG RESOURCES INC
2019-07-15
15. ELECTRONIC ARTS
2018-09-20
2019-07-15
8. FACEBOOK INC-A
2015-11-18
2019-07-15
12. FIDELITY NATL INFORMATION SVCS INC
2019-07-15
20. FISERV INC
2019-07-15
8. GENERAL DYNAMICS CORP
2019-07-15
11. HOME DEPOT INC
2019-07-15
19. HONEYWELL INTL INC
2019-07-15
7. INTERCONTINENTALEXCHANGE GROUP, INC
2019-07-15
67. KEYCORP NEW
2019-07-15
16. LILLY ELI & CO
2019-07-15
13. LOWES COS INC
2011-09-22
2019-07-15
35. MARATHON PETROLEUM CORPORATION
2018-03-09
2019-07-15
13. MASTERCARD INC - CLASS A
2019-07-15
6. MCDONALDS CORP
2019-06-10
2019-07-15
27. MERCK & CO INC
2019-07-15
60. MICROSOFT CORP
2019-07-15
32. MONDELEZ INTERNATIONAL-W/I
2011-09-09
2019-07-15
55. MORGAN STANLEY DEAN WITTER & CO NEW
2019-07-15
4. NETFLIX.COM INC
2018-09-13
2019-07-15
8. NEXTERA ENERGY INC
2016-10-18
2019-07-15
30. NISOURCE INC
2019-07-15
12. NORFOLK SOUTHN CORP
2019-07-15
6. NORTHROP GRUMMAN CORP
2019-07-15
7. NVIDIA CORP
2017-10-03
2019-07-15
3. O'REILLY AUTOMOTIVE INC
2017-05-05
2019-07-15
18. PAYPAL HOLDINGS INC
2018-01-26
2019-07-15
17. PEPSICO INC
2019-07-15
65. PFIZER INC
2019-07-15
9. PHILIP MORRIS INTERNATIONAL
2018-10-24
2019-07-15
10. PIONEER NAT RES CO
2019-07-15
14. PROCTER & GAMBLE CO
2019-06-05
2019-07-15
9. QUALCOMM INC
2019-05-01
2019-07-15
13. ROSS STORES INC
2018-12-11
2019-07-15
4. SVB FINANCIAL GROUP
2015-02-05
2019-07-15
11. SALESFORCE.COM INC
2019-07-15
11. STANLEY BLACK & DECKER,INC.
2019-07-15
20. TEXAS INSTRS INC
2016-02-05
2019-07-15
14. UNION PAC CORP
2015-09-29
2019-07-15
6. UNITED TECHNOLOGIES CORP
2017-12-05
2019-07-15
16. UNITEDHEALTH GROUP INC
2019-07-15
5. VERTEX PHARMACEUTICALS INC
2019-07-15
10. VISA INC CLASS A SHARES
2015-10-19
2019-07-15
11. WASTE CONNECTIONS INC
2019-07-15
27. WELLS FARGO & CO NEW
2019-07-15
5. WEX INC
2016-05-02
2019-07-15
11. YUM BRANDS INC
2019-07-15
17. ZIMMER HLDGS INC
2017-11-10
2019-07-15
10. ALLEGION PLC
2019-07-15
9. ACCENTURE PLC
2019-07-15
15. LINDE PLC
2018-12-11
2019-07-15
12. APTIV PLC
2017-05-18
2019-07-15
13. CHUBB LTD
2019-07-15
10. NXP SEMICONDUCTORS NV
2019-02-19
2019-07-15
2952.301 MATTHEWS ASIA DIVIDEND-INS
2016-08-12
2019-07-22
1073. VANGUARD RUSSELL 2000 ETF
2018-06-15
2019-07-23
3. ADOBE SYS INC
2013-05-09
2019-07-25
3. ALEXION PHARMACEUTICALS INC
2019-03-14
2019-07-25
2. ALPHABET INC-CL C
2019-07-25
1. ALPHABET INC-CL A
2013-05-22
2019-07-25
1. AMAZON COM INC
2015-03-12
2019-07-25
8. AMERICAN EXPRESS CO
2019-07-25
13. APPLE COMPUTER INC
2019-07-25
4. AUTOMATIC DATA PROCESSING INC
2019-07-25
39. BANK OF AMERICA CORPORATION
2019-07-25
5. BERKSHIRE HATHAWAY INC DEL CL B
2017-04-20
2019-07-25
24. BOSTON SCIENTIFIC CORP
2016-09-15
2019-07-25
5. BROADCOM INC
2013-05-31
2019-07-25
14. CELGENE CORP.
2019-07-25
2. CHARTER COMMUNICATIONS INC-A
2019-07-25
17. CITIGROUP INC NEW
2019-07-25
12. COCA-COLA CO
2018-04-13
2019-07-25
32. COMCAST CORP NEW CL A
2018-01-11
2019-07-25
15. CORTEVA INC
2019-07-25
4. DIAMONDBACK ENERGY INC
2017-05-15
2019-07-25
9. DISNEY WALT CO
2016-12-08
2019-07-25
8. DUPONT DE NEMOURS INC-WI
2019-07-25
10. EOG RESOURCES INC
2019-07-25
8. ELECTRONIC ARTS
2018-09-20
2019-07-25
5. FACEBOOK INC-A
2015-11-18
2019-07-25
6. FIDELITY NATL INFORMATION SVCS INC
2014-12-18
2019-07-25
12. FISERV INC
2019-07-25
4. GENERAL DYNAMICS CORP
2019-07-25
6. HOME DEPOT INC
2012-03-20
2019-07-25
10. HONEYWELL INTL INC
2010-03-22
2019-07-25
4. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2019-07-25
33. KEYCORP NEW
2016-03-01
2019-07-25
8. LILLY ELI & CO
2019-07-25
7. LOWES COS INC
2011-09-22
2019-07-25
16. MARATHON PETROLEUM CORPORATION
2018-03-09
2019-07-25
7. MASTERCARD INC - CLASS A
2012-10-15
2019-07-25
3. MCDONALDS CORP
2019-06-10
2019-07-25
13. MERCK & CO INC
2019-07-25
30. MICROSOFT CORP
2011-08-11
2019-07-25
16. MONDELEZ INTERNATIONAL-W/I
2019-07-25
27. MORGAN STANLEY DEAN WITTER & CO NEW
2013-04-19
2019-07-25
2. NETFLIX.COM INC
2018-09-13
2019-07-25
3. NEXTERA ENERGY INC
2016-10-18
2019-07-25
15. NISOURCE INC
2019-07-25
6. NORFOLK SOUTHN CORP
2017-11-21
2019-07-25
3. NORTHROP GRUMMAN CORP
2016-09-16
2019-07-25
4. NVIDIA CORP
2017-10-03
2019-07-25
1. O'REILLY AUTOMOTIVE INC
2017-05-05
2019-07-25
9. PAYPAL HOLDINGS INC
2018-01-26
2019-07-25
9. PEPSICO INC
2014-10-13
2019-07-25
33. PFIZER INC
2019-07-25
4. PHILIP MORRIS INTERNATIONAL
2018-10-24
2019-07-25
5. PIONEER NAT RES CO
2019-07-25
8. PROCTER & GAMBLE CO
2019-06-05
2019-07-25
4. QUALCOMM INC
2019-05-01
2019-07-25
6. ROSS STORES INC
2018-12-11
2019-07-25
2. SVB FINANCIAL GROUP
2015-02-05
2019-07-25
5. SALESFORCE.COM INC
2018-04-13
2019-07-25
5. STANLEY BLACK & DECKER,INC.
2019-07-25
10. TEXAS INSTRS INC
2016-02-05
2019-07-25
7. UNION PAC CORP
2019-07-25
4. UNITED TECHNOLOGIES CORP
2017-12-05
2019-07-25
8. UNITEDHEALTH GROUP INC
2019-07-25
3. VERTEX PHARMACEUTICALS INC
2019-07-25
5. VISA INC CLASS A SHARES
2015-10-19
2019-07-25
6. WASTE CONNECTIONS INC
2016-07-26
2019-07-25
12. WELLS FARGO & CO NEW
2017-02-02
2019-07-25
2. WEX INC
2016-05-02
2019-07-25
4. YUM BRANDS INC
2018-11-27
2019-07-25
9. ZIMMER HLDGS INC
2019-07-25
5. ALLEGION PLC
2019-07-25
5. ACCENTURE PLC
2019-07-25
8. LINDE PLC
2018-12-11
2019-07-25
5. APTIV PLC
2017-05-18
2019-07-25
6. CHUBB LTD
2008-12-10
2019-07-25
5. NXP SEMICONDUCTORS NV
2019-02-19
2019-07-25
5789.474 NEUBERGER BER GR CHINA EQ-IS
2016-08-12
2019-08-13
15. SVB FINANCIAL GROUP
2019-08-14
9. SVB FINANCIAL GROUP
2019-08-14
22. APTIV PLC
2019-08-14
12. APTIV PLC
2019-08-14
33. APTIV PLC
2019-08-14
18. SVB FINANCIAL GROUP
2019-08-15
62. APTIV PLC
2019-08-15
. GENERAL MOTORS CO
2019-09-05
77. DISNEY WALT CO
2019-10-25
19. ACCENTURE PLC
2019-10-25
25. ACCENTURE PLC
2019-10-28
50. NISOURCE INC
2019-11-11
65. NISOURCE INC
2019-11-11
52. NISOURCE INC
2019-11-12
130. NISOURCE INC
2019-11-12
12. NISOURCE INC
2018-02-09
2019-11-12
12. NISOURCE INC
2018-02-09
2019-11-13
7160.939 JPM MANAGED INCOME - INSTL FUND 2119
2019-04-09
2019-11-19
252. CELGENE CORP.
2019-11-21
51. CELGENE CORP.
2019-11-21
117. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
12. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
5. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-25
146. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-26
23. RTS BRISTOL-MYERS SQUIBB-CVR
2019-11-21
2019-11-27
30. ABBVIE INC
2019-09-16
2019-12-02
6. ADOBE SYS INC
2013-05-09
2019-12-02
5. ALPHABET INC-CL C
2019-12-02
3. ALPHABET INC-CL A
2019-12-02
4. AMAZON COM INC
2015-03-12
2019-12-02
21. AMERICAN EXPRESS CO
2019-12-02
33. APPLE COMPUTER INC
2010-08-13
2019-12-02
11. AUTOMATIC DATA PROCESSING INC
2019-12-02
98. BANK OF AMERICA CORPORATION
2019-12-02
15. BERKSHIRE HATHAWAY INC DEL CL B
2019-12-02
62. BOSTON SCIENTIFIC CORP
2019-12-02
36. BRISTOL MYERS SQUIBB CO
2019-11-21
2019-12-02
12. BROADCOM INC
2013-05-31
2019-12-02
7. CHARTER COMMUNICATIONS INC-A
2019-12-02
43. CITIGROUP INC NEW
2019-12-02
30. COCA-COLA CO
2018-04-13
2019-12-02
85. COMCAST CORP NEW CL A
2019-12-02
38. CORTEVA INC
2019-12-02
12. DIAMONDBACK ENERGY INC
2017-05-15
2019-12-02
14. DISNEY WALT CO
2017-02-02
2019-12-02
22. DUPONT DE NEMOURS INC-WI
2019-12-02
26. EOG RESOURCES INC
2019-12-02
20. ELECTRONIC ARTS
2018-09-20
2019-12-02
11. FACEBOOK INC-A
2019-12-02
22. FIDELITY NATL INFORMATION SVCS INC
2014-12-19
2019-12-02
40. FISERV INC
2019-12-02
11. GENERAL DYNAMICS CORP
2019-12-02
15. HOME DEPOT INC
2012-03-20
2019-12-02
24. HONEYWELL INTL INC
2019-12-02
10. INTERCONTINENTALEXCHANGE GROUP, INC
2019-12-02
86. KEYCORP NEW
2019-12-02
20. LILLY ELI & CO
2019-12-02
17. LOWES COS INC
2019-12-02
44. MARATHON PETROLEUM CORPORATION
2019-12-02
17. MASTERCARD INC - CLASS A
2019-12-02
7. MCDONALDS CORP
2019-06-10
2019-12-02
35. MERCK & CO INC
2019-12-02
78. MICROSOFT CORP
2019-12-02
41. MONDELEZ INTERNATIONAL-W/I
2019-12-02
70. MORGAN STANLEY DEAN WITTER & CO NEW
2013-04-19
2019-12-02
5. NETFLIX.COM INC
2018-09-13
2019-12-02
10. NEXTERA ENERGY INC
2016-10-18
2019-12-02
15. NORFOLK SOUTHN CORP
2019-12-02
8. NORTHROP GRUMMAN CORP
2019-12-02
10. NVIDIA CORP
2017-10-03
2019-12-02
3. O'REILLY AUTOMOTIVE INC
2017-05-05
2019-12-02
23. PAYPAL HOLDINGS INC
2018-01-26
2019-12-02
23. PEPSICO INC
2019-12-02
84. PFIZER INC
2019-12-02
12. PHILIP MORRIS INTERNATIONAL
2018-10-24
2019-12-02
12. PIONEER NAT RES CO
2019-12-02
19. PROCTER & GAMBLE CO
2019-06-05
2019-12-02
11. QUALCOMM INC
2019-05-01
2019-12-02
16. ROSS STORES INC
2018-12-11
2019-12-02
20. SALESFORCE.COM INC
2019-12-02
13. STANLEY BLACK & DECKER,INC.
2019-12-02
26. TEXAS INSTRS INC
2019-12-02
19. UNION PAC CORP
2019-12-02
8. UNITED TECHNOLOGIES CORP
2019-12-02
22. UNITEDHEALTH GROUP INC
2019-12-02
200. VANGUARD MID-CAP VIPERS
2018-06-18
2019-12-02
6. VERTEX PHARMACEUTICALS INC
2019-12-02
12. VISA INC CLASS A SHARES
2015-10-19
2019-12-02
15. WASTE CONNECTIONS INC
2016-07-26
2019-12-02
32. WELLS FARGO & CO NEW
2019-12-02
7. WEX INC
2019-12-02
9. YUM BRANDS INC
2018-11-27
2019-12-02
22. ZIMMER HLDGS INC
2019-12-02
13. ALLEGION PLC
2019-12-02
6. ACCENTURE PLC
2019-12-02
25. LINDE PLC
2018-12-11
2019-12-02
17. CHUBB LTD
2019-12-02
14. NXP SEMICONDUCTORS NV
2019-02-19
2019-12-02
. AMERICAN INTL GROUP INC
2020-01-02
35. ABBVIE INC
2019-09-16
2020-01-09
8. ADOBE SYS INC
2013-05-09
2020-01-09
14. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-01-09
7. ALPHABET INC-CL C
2020-01-09
2. ALPHABET INC-CL A
2015-10-30
2020-01-09
4. AMAZON COM INC
2020-01-09
25. AMERICAN EXPRESS CO
2020-01-09
39. APPLE COMPUTER INC
2020-01-09
15. AUTOMATIC DATA PROCESSING INC
2020-01-09
119. BANK OF AMERICA CORPORATION
2020-01-09
17. BERKSHIRE HATHAWAY INC DEL CL B
2020-01-09
73. BOSTON SCIENTIFIC CORP
2020-01-09
43. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-01-09
15. BROADCOM INC
2020-01-09
9. CHARTER COMMUNICATIONS INC-A
2020-01-09
52. CITIGROUP INC NEW
2020-01-09
36. COCA-COLA CO
2018-04-13
2020-01-09
102. COMCAST CORP NEW CL A
2020-01-09
45. CORTEVA INC
2020-01-09
14. DIAMONDBACK ENERGY INC
2020-01-09
17. DISNEY WALT CO
2020-01-09
26. DUPONT DE NEMOURS INC-WI
2020-01-09
31. EOG RESOURCES INC
2020-01-09
24. ELECTRONIC ARTS
2018-09-20
2020-01-09
20. FACEBOOK INC-A
2020-01-09
23. FIDELITY NATL INFORMATION SVCS INC
2020-01-09
49. FISERV INC
2020-01-09
12. GENERAL DYNAMICS CORP
2020-01-09
17. HOME DEPOT INC
2012-03-20
2020-01-09
29. HONEYWELL INTL INC
2020-01-09
11. INTERCONTINENTALEXCHANGE GROUP, INC
2020-01-09
103. KEYCORP NEW
2020-01-09
24. LILLY ELI & CO
2020-01-09
21. LOWES COS INC
2011-09-28
2020-01-09
52. MARATHON PETROLEUM CORPORATION
2020-01-09
20. MASTERCARD INC - CLASS A
2020-01-09
8. MCDONALDS CORP
2019-06-10
2020-01-09
41. MERCK & CO INC
2020-01-09
92. MICROSOFT CORP
2020-01-09
50. MONDELEZ INTERNATIONAL-W/I
2020-01-09
84. MORGAN STANLEY DEAN WITTER & CO NEW
2020-01-09
6. NETFLIX.COM INC
2018-09-13
2020-01-09
11. NEXTERA ENERGY INC
2020-01-09
18. NORFOLK SOUTHN CORP
2018-02-09
2020-01-09
9. NORTHROP GRUMMAN CORP
2017-09-22
2020-01-09
12. NVIDIA CORP
2020-01-09
3. O'REILLY AUTOMOTIVE INC
2020-01-09
27. PAYPAL HOLDINGS INC
2020-01-09
27. PEPSICO INC
2020-01-09
101. PFIZER INC
2020-01-09
14. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-01-09
15. PIONEER NAT RES CO
2020-01-09
23. PROCTER & GAMBLE CO
2019-06-05
2020-01-09
13. QUALCOMM INC
2019-05-01
2020-01-09
20. ROSS STORES INC
2018-12-11
2020-01-09
24. SALESFORCE.COM INC
2020-01-09
17. STANLEY BLACK & DECKER,INC.
2020-01-09
32. TEXAS INSTRS INC
2016-03-10
2020-01-09
21. UNION PAC CORP
2017-05-18
2020-01-09
9. UNITED TECHNOLOGIES CORP
2020-01-09
25. UNITEDHEALTH GROUP INC
2020-01-09
7. VERTEX PHARMACEUTICALS INC
2015-08-11
2020-01-09
15. VISA INC CLASS A SHARES
2020-01-09
18. WASTE CONNECTIONS INC
2020-01-09
38. WELLS FARGO & CO NEW
2020-01-09
8. WEX INC
2020-01-09
11. YUM BRANDS INC
2020-01-09
26. ZIMMER HLDGS INC
2020-01-09
15. ALLEGION PLC
2020-01-09
8. ACCENTURE PLC
2020-01-09
27. LINDE PLC
2020-01-09
19. CHUBB LTD
2020-01-09
15. NXP SEMICONDUCTORS NV
2019-02-19
2020-01-09
23. CORTEVA INC
2020-01-13
17.667 CORTEVA INC
2020-01-13
.333 CORTEVA INC
2019-04-08
2020-01-13
22. CORTEVA INC
2019-04-08
2020-01-14
23. CORTEVA INC
2020-01-14
8. CORTEVA INC
2019-06-27
2020-01-14
6. CORTEVA INC
2019-06-27
2020-01-14
2. CORTEVA INC
2019-06-27
2020-01-14
28. CORTEVA INC
2020-01-15
32. CORTEVA INC
2020-01-15
13. CORTEVA INC
2019-06-27
2020-01-15
3. CORTEVA INC
2019-06-27
2020-01-15
17. CORTEVA INC
2020-01-15
20. CORTEVA INC
2019-06-28
2020-01-15
1. CORTEVA INC
2019-06-28
2020-01-15
8. CORTEVA INC
2019-06-28
2020-01-16
7. CORTEVA INC
2019-06-28
2020-01-16
1. CORTEVA INC
2019-06-28
2020-01-16
1. CORTEVA INC
2019-06-28
2020-01-16
66. QUALCOMM INC
2019-05-01
2020-01-23
1. QUALCOMM INC
2019-05-01
2020-01-23
34. EOG RESOURCES INC
2020-01-28
5. EOG RESOURCES INC
2016-09-15
2020-01-28
3. EOG RESOURCES INC
2016-09-15
2020-01-29
3. EOG RESOURCES INC
2020-01-29
2. EOG RESOURCES INC
2020-01-29
25. EOG RESOURCES INC
2020-01-29
24. EOG RESOURCES INC
2020-01-29
25. EOG RESOURCES INC
2018-02-09
2020-01-29
32. EOG RESOURCES INC
2018-02-09
2020-01-30
8. EOG RESOURCES INC
2018-02-09
2020-01-30
516. ISHARES MSCI ASIAN EX JAPAN
2016-08-12
2020-02-20
320. ISHARES MSCI ASIAN EX JAPAN
2019-07-23
2020-02-20
704. ISHARES MSCI ASIAN EX JAPAN
2016-08-12
2020-02-20
369. ISHARES MSCI JAPAN ETF
2018-12-17
2020-02-20
851. ISHARES MSCI JAPAN ETF
2018-12-17
2020-02-20
22. ELECTRONIC ARTS
2020-02-25
30. ELECTRONIC ARTS
2020-02-25
7. ACCENTURE PLC
2020-02-25
35. ACCENTURE PLC
2018-02-09
2020-02-26
590. ISHARES MSCI INDIA ETF
2016-08-12
2020-02-28
1790. ISHARES MSCI INDIA ETF
2016-08-12
2020-02-28
86. DISNEY WALT CO
2018-02-09
2020-03-04
198. WELLS FARGO & CO NEW
2020-03-04
6. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
4. DUPONT DE NEMOURS INC-WI
2020-03-11
91.667 DUPONT DE NEMOURS INC-WI
2020-03-11
38.333 DUPONT DE NEMOURS INC-WI
2019-04-08
2020-03-11
11. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
6. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
15. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-13
1855. SPDR S&P OIL & GAS EXP & PR
2017-03-14
2020-03-13
477. VANGUARD MID-CAP VIPERS
2018-06-18
2020-03-13
736.92 DODGE & COX INCOME FUND
2019-04-09
2020-03-25
1350. VANGUARD MID-CAP VIPERS
2020-03-25
51. UNITED TECHNOLOGIES CORP
2020-03-31
53. COMCAST CORP NEW CL A
2018-10-19
2020-04-16
93. COMCAST CORP NEW CL A
2020-04-16
1. COMCAST CORP NEW CL A
2019-01-29
2020-04-16
64. COMCAST CORP NEW CL A
2020-04-16
9. COMCAST CORP NEW CL A
2019-03-14
2020-04-16
13. ROSS STORES INC
2018-12-11
2020-04-16
16. ROSS STORES INC
2020-04-16
17. ROSS STORES INC
2018-12-11
2020-04-16
54. ROSS STORES INC
2020-04-16
7454.891 DOUBLELINE TTL RTRN BND-I
2019-04-09
2020-04-24
271. MARATHON PETROLEUM CORPORATION
2020-04-27
34. ADOBE SYS INC
2020-05-04
5. ADOBE SYS INC
2018-02-09
2020-05-04
400. INVESCO QQQ TRUST SERIES 1
2020-05-06
2875.199 OAKMARK INTERNATIONAL-INST
2020-05-13
262.467 MFS INTL INTRINSIC VALUE-R6
2012-11-08
2020-05-13
2573.018 DODGE & COX INCOME FUND
2019-04-09
2020-05-26
1091. ISHARES MSCI CHINA ETF
2019-04-04
2020-05-26
14. ABBVIE INC
2019-09-16
2020-05-27
1. ALPHABET INC-CL C
2014-09-09
2020-05-27
1. ALPHABET INC-CL A
2016-07-11
2020-05-27
2. AMAZON COM INC
2020-05-27
7. AMERICAN EXPRESS CO
2020-05-27
12. APPLE COMPUTER INC
2020-05-27
6. AUTOMATIC DATA PROCESSING INC
2018-10-22
2020-05-27
34. BANK OF AMERICA CORPORATION
2017-02-02
2020-05-27
5. BERKSHIRE HATHAWAY INC DEL CL B
2018-02-09
2020-05-27
1. BIOGEN IDEC INC
2020-03-11
2020-05-27
22. BOSTON SCIENTIFIC CORP
2016-12-05
2020-05-27
13. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-05-27
4. BROADCOM INC
2020-05-27
3. CHARTER COMMUNICATIONS INC-A
2016-12-15
2020-05-27
15. CITIGROUP INC NEW
2020-05-27
10. COCA-COLA CO
2020-05-27
18. COMCAST CORP NEW CL A
2019-03-14
2020-05-27
8. DIAMONDBACK ENERGY INC
2020-05-27
4. ELECTRONIC ARTS
2018-11-27
2020-05-27
7. FACEBOOK INC-A
2020-05-27
7. FIDELITY NATL INFORMATION SVCS INC
2020-05-27
15. FISERV INC
2019-01-25
2020-05-27
4. GENERAL DYNAMICS CORP
2017-02-10
2020-05-27
5. HOME DEPOT INC
2012-03-20
2020-05-27
8. HONEYWELL INTL INC
2020-05-27
4. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-05-27
2. INTUIT
2020-05-27
30. KEYCORP NEW
2018-02-09
2020-05-27
7. LILLY ELI & CO
2020-05-27
8. LOWES COS INC
2011-09-28
2020-05-27
6. MASTERCARD INC - CLASS A
2020-05-27
3. MCDONALDS CORP
2019-06-10
2020-05-27
12. MERCK & CO INC
2020-05-27
4659.832 MTRPLTN WST TTL RTRN BND-PLN
2020-05-27
28. MICROSOFT CORP
2020-05-27
14. MONDELEZ INTERNATIONAL-W/I
2020-05-27
24. MORGAN STANLEY DEAN WITTER & CO NEW
2020-05-27
2. NETFLIX.COM INC
2018-09-13
2020-05-27
4. NEXTERA ENERGY INC
2018-02-09
2020-05-27
6. NORFOLK SOUTHN CORP
2018-03-09
2020-05-27
3. NORTHROP GRUMMAN CORP
2017-10-10
2020-05-27
3. NVIDIA CORP
2018-02-09
2020-05-27
2. O'REILLY AUTOMOTIVE INC
2020-05-27
4668.534 PIMCO TOTAL RETURN FIND
2019-01-28
2020-05-27
12. PAYPAL HOLDINGS INC
2020-05-27
8. PEPSICO INC
2020-05-27
30. PFIZER INC
2016-11-09
2020-05-27
4. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-05-27
7. PIONEER NAT RES CO
2020-05-27
6. PROCTER & GAMBLE CO
2019-06-05
2020-05-27
8. SALESFORCE.COM INC
2020-05-27
4. STANLEY BLACK & DECKER,INC.
2020-05-27
10. TEXAS INSTRS INC
2016-03-10
2020-05-27
2. THERMO ELECTRON CORP
2020-01-13
2020-05-27
7. UNION PAC CORP
2017-05-18
2020-05-27
8. UNITEDHEALTH GROUP INC
2020-05-27
2. VERTEX PHARMACEUTICALS INC
2015-08-11
2020-05-27
5. VISA INC CLASS A SHARES
2015-12-11
2020-05-27
5. WASTE CONNECTIONS INC
2020-05-27
5. WEX INC
2020-05-27
7. YUM BRANDS INC
2018-11-28
2020-05-27
7. ZIMMER HLDGS INC
2018-02-09
2020-05-27
5. ALLEGION PLC
2020-05-27
7. LINDE PLC
2019-01-07
2020-05-27
6. CHUBB LTD
2020-05-27
2. ASML HOLDING NV-NY REG SHS
2020-03-04
2020-05-27
6. NXP SEMICONDUCTORS NV
2019-02-19
2020-05-27
6. ABBVIE INC
2019-09-16
2020-06-09
1. ALPHABET INC-CL C
2014-09-09
2020-06-09
3. AMERICAN EXPRESS CO
2019-05-15
2020-06-09
5. APPLE COMPUTER INC
2014-05-29
2020-06-09
2. AUTOMATIC DATA PROCESSING INC
2018-10-22
2020-06-09
14. BANK OF AMERICA CORPORATION
2017-02-02
2020-06-09
2. BERKSHIRE HATHAWAY INC DEL CL B
2018-02-09
2020-06-09
9. BOSTON SCIENTIFIC CORP
2016-12-05
2020-06-09
5. BRISTOL MYERS SQUIBB CO
2019-11-21
2020-06-09
2. BROADCOM INC
2013-06-14
2020-06-09
2. CHARTER COMMUNICATIONS INC-A
2017-02-02
2020-06-09
6. CITIGROUP INC NEW
2017-05-02
2020-06-09
4. COCA-COLA CO
2018-04-13
2020-06-09
7. COMCAST CORP NEW CL A
2019-03-14
2020-06-09
3. DIAMONDBACK ENERGY INC
2018-02-09
2020-06-09
2. ELECTRONIC ARTS
2018-11-27
2020-06-09
2. FACEBOOK INC-A
2018-02-09
2020-06-09
3. FIDELITY NATL INFORMATION SVCS INC
2020-06-09
6. FISERV INC
2020-06-09
1. GENERAL DYNAMICS CORP
2017-02-10
2020-06-09
2. HOME DEPOT INC
2013-09-19
2020-06-09
3. HONEYWELL INTL INC
2013-04-12
2020-06-09
1. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-06-09
1. INTUIT
2020-02-25
2020-06-09
12. KEYCORP NEW
2018-02-09
2020-06-09
3. LILLY ELI & CO
2016-04-07
2020-06-09
3. LOWES COS INC
2011-09-28
2020-06-09
2. MASTERCARD INC - CLASS A
2015-04-22
2020-06-09
1. MCDONALDS CORP
2019-06-10
2020-06-09
5. MERCK & CO INC
2017-10-03
2020-06-09
5380.334 MTRPLTN WST TTL RTRN BND-PLN
2019-04-09
2020-06-09
11. MICROSOFT CORP
2015-02-13
2020-06-09
6. MONDELEZ INTERNATIONAL-W/I
2016-02-24
2020-06-09
10. MORGAN STANLEY DEAN WITTER & CO NEW
2015-06-04
2020-06-09
1. NETFLIX.COM INC
2018-09-13
2020-06-09
1. NEXTERA ENERGY INC
2018-02-09
2020-06-09
2. NORFOLK SOUTHN CORP
2018-03-09
2020-06-09
1. NORTHROP GRUMMAN CORP
2017-10-10
2020-06-09
2. NVIDIA CORP
2018-06-12
2020-06-09
1. O'REILLY AUTOMOTIVE INC
2018-02-09
2020-06-09
6. PAYPAL HOLDINGS INC
2018-07-26
2020-06-09
3. PEPSICO INC
2017-02-02
2020-06-09
12. PFIZER INC
2020-06-09
1. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-06-09
3. PIONEER NAT RES CO
2016-11-08
2020-06-09
3. PROCTER & GAMBLE CO
2019-06-05
2020-06-09
3. SALESFORCE.COM INC
2020-06-09
2. STANLEY BLACK & DECKER,INC.
2016-02-12
2020-06-09
5. TEXAS INSTRS INC
2020-06-09
1. THERMO ELECTRON CORP
2020-01-13
2020-06-09
2. UNION PAC CORP
2017-05-18
2020-06-09
3. UNITEDHEALTH GROUP INC
2014-05-08
2020-06-09
1. VERTEX PHARMACEUTICALS INC
2015-08-11
2020-06-09
1. VISA INC CLASS A SHARES
2015-12-11
2020-06-09
2. WASTE CONNECTIONS INC
2016-08-10
2020-06-09
1. WEX INC
2016-05-31
2020-06-09
2. YUM BRANDS INC
2018-11-28
2020-06-09
3. ZIMMER HLDGS INC
2018-02-09
2020-06-09
2. ALLEGION PLC
2020-06-09
4. LINDE PLC
2019-01-07
2020-06-09
2. CHUBB LTD
2012-06-01
2020-06-09
1. ASML HOLDING NV-NY REG SHS
2020-03-04
2020-06-09
2. NXP SEMICONDUCTORS NV
2019-02-19
2020-06-09
81. BERKSHIRE HATHAWAY INC DEL CL B
2020-06-24
158. KEYCORP NEW
2020-06-30
18. KEYCORP NEW
2018-10-08
2020-06-30
117. PFIZER INC
2020-06-30
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,544
171
1,373
b
614
673
-59
c
4,588
1,455
3,133
d
1,147
397
750
e
6,046
1,111
4,935
2,438
1,957
481
5,123
969
4,154
1,155
1,004
151
2,537
1,016
1,521
2,343
1,815
528
2,032
1,121
911
2,602
342
2,260
2,567
3,370
-803
2,478
1,131
1,347
2,443
1,142
1,301
1,197
1,025
172
2,997
2,834
163
846
837
9
964
934
30
2,605
1,826
779
1,223
1,318
-95
1,866
1,644
222
1,385
1,703
-318
1,638
862
776
1,564
755
809
1,898
1,610
288
1,490
1,219
271
2,402
434
1,968
3,317
782
2,535
642
406
236
1,176
715
461
1,733
1,376
357
1,406
248
1,158
1,915
2,459
-544
3,631
395
3,236
1,281
1,207
74
2,185
1,723
462
8,334
1,486
6,848
1,745
700
1,045
2,449
1,132
1,317
1,461
1,483
-22
1,672
1,002
670
880
332
548
2,445
1,440
1,005
1,949
1,268
681
1,166
1,254
-88
1,208
757
451
2,171
1,530
641
2,274
1,598
676
2,776
2,245
531
733
802
-69
1,411
1,421
-10
1,615
1,494
121
678
778
-100
1,383
1,048
335
879
481
398
1,752
1,312
440
1,615
1,157
458
2,396
997
1,399
2,423
1,208
1,215
799
723
76
4,242
1,025
3,217
879
556
323
1,804
771
1,033
1,066
544
522
1,258
1,503
-245
1,089
471
618
1,231
980
251
2,076
1,882
194
1,107
649
458
1,757
756
1,001
3,058
2,409
649
964
850
114
1,964
596
1,368
984
925
59
49,569
49,513
56
133,033
143,979
-10,946
923
133
790
357
404
-47
2,259
782
1,477
1,132
454
678
1,983
374
1,609
1,014
824
190
2,694
471
2,223
668
575
93
1,182
576
606
1,038
825
213
1,018
559
459
1,500
190
1,310
1,290
1,464
-174
811
385
426
1,213
704
509
633
535
98
1,426
1,353
73
419
485
-66
403
415
-12
1,285
931
354
584
628
-44
858
819
39
709
908
-199
999
539
460
792
377
415
1,135
984
151
747
611
136
1,289
297
992
1,732
416
1,316
359
233
126
601
352
249
869
702
167
715
133
582
905
1,124
-219
1,956
332
1,624
639
603
36
1,068
811
257
4,194
740
3,454
868
351
517
1,209
555
654
648
741
-93
624
376
248
440
170
270
1,121
774
347
1,054
633
421
696
717
-21
381
252
129
1,043
765
278
1,158
857
301
1,409
1,132
277
343
356
-13
679
735
-56
901
854
47
301
346
-45
631
484
147
448
240
208
795
596
199
758
533
225
1,272
498
774
1,212
624
588
544
482
62
1,998
516
1,482
510
370
140
908
385
523
565
297
268
579
667
-88
431
188
243
451
357
94
1,115
996
119
521
329
192
973
420
553
1,595
1,285
310
408
354
54
906
275
631
515
463
52
51,642
66,000
-14,358
2,863
1,877
986
1,711
1,344
367
1,749
1,558
191
964
907
57
2,634
2,941
-307
3,361
5,215
-1,854
4,915
5,396
-481
20
20
10,113
8,293
1,820
3,480
1,518
1,962
4,593
2,104
2,489
1,311
684
627
1,697
1,110
587
1,355
1,008
347
3,384
2,925
459
312
272
40
315
272
43
71,967
71,824
143
27,224
23,563
3,661
5,510
5,038
472
245
269
-24
25
28
-3
10
12
-2
310
336
-26
49
53
-4
2,621
2,120
501
1,819
265
1,554
6,469
2,148
4,321
3,876
1,445
2,431
7,125
1,494
5,631
2,462
2,139
323
8,748
1,181
7,567
1,858
1,584
274
3,278
1,669
1,609
3,311
2,500
811
2,652
1,395
1,257
2,075
2,031
44
3,735
456
3,279
3,300
1,756
1,544
3,208
2,281
927
1,608
1,337
271
3,716
3,328
388
955
1,238
-283
934
1,245
-311
2,115
1,556
559
1,430
1,997
-567
1,845
2,104
-259
2,012
2,271
-259
2,204
1,388
816
2,994
1,401
1,593
4,585
3,287
1,298
1,961
1,676
285
3,270
741
2,529
4,201
1,063
3,138
934
582
352
1,644
955
689
2,338
1,756
582
1,976
325
1,651
2,681
3,222
-541
4,885
814
4,071
1,369
1,408
-39
3,050
2,208
842
11,698
2,453
9,245
2,164
1,004
1,160
3,443
1,438
2,005
1,552
1,853
-301
2,317
1,253
1,064
2,859
1,953
906
2,742
2,005
737
2,099
1,791
308
1,339
757
582
2,446
1,956
490
3,122
2,269
853
3,225
2,934
291
992
1,069
-77
1,524
1,498
26
2,331
2,028
303
910
951
-41
1,862
1,290
572
3,226
2,387
839
1,999
1,330
669
3,094
1,439
1,655
3,299
1,890
1,409
1,161
971
190
6,163
1,541
4,622
34,704
32,008
2,696
1,330
752
578
2,185
925
1,260
1,345
742
603
1,720
1,776
-56
1,393
641
752
906
803
103
3,179
2,450
729
1,565
841
724
1,199
568
631
5,031
4,016
1,015
2,553
981
1,572
1,613
1,296
317
58
58
3,146
2,474
672
2,718
353
2,365
1,549
1,886
-337
9,933
3,760
6,173
2,837
1,487
1,350
7,597
1,569
6,028
3,186
2,502
684
12,030
2,342
9,688
2,562
2,161
401
4,158
2,327
1,831
3,878
3,031
847
3,327
1,504
1,823
2,811
2,426
385
4,577
555
4,022
4,561
2,620
1,941
4,157
3,018
1,139
1,992
1,604
388
4,621
3,908
713
1,283
1,591
-308
1,323
1,456
-133
2,463
1,823
640
1,583
2,396
-813
2,737
2,573
164
2,626
2,734
-108
4,361
2,806
1,555
3,279
1,448
1,831
5,758
4,042
1,716
2,178
2,058
120
3,832
840
2,992
5,190
1,460
3,730
1,040
640
400
2,021
1,471
550
3,252
2,076
1,176
2,563
422
2,141
3,069
4,091
-1,022
6,172
1,027
5,145
1,670
1,609
61
3,660
2,598
1,062
14,865
3,077
11,788
2,709
1,628
1,081
4,366
2,575
1,791
2,018
2,224
-206
2,665
1,409
1,256
3,564
2,483
1,081
3,354
2,532
822
2,915
2,699
216
1,313
760
553
3,030
2,065
965
3,641
2,694
947
3,922
3,495
427
1,233
1,248
-15
2,291
2,079
212
2,843
2,455
388
1,162
1,124
38
2,440
1,612
828
4,311
2,922
1,389
2,808
1,529
1,279
4,193
1,766
2,427
3,753
2,254
1,499
1,382
1,102
280
7,356
1,891
5,465
1,609
949
660
2,894
1,154
1,740
1,691
892
799
2,000
2,094
-94
1,737
733
1,004
1,137
1,000
137
3,862
2,950
912
1,842
996
846
1,651
889
762
5,629
4,286
1,343
2,925
1,320
1,605
1,936
1,388
548
652
769
-117
504
584
-80
10
10
629
651
-22
659
681
-22
229
238
-9
171
178
-7
57
59
-2
804
832
-28
917
949
-32
373
385
-12
86
89
-3
488
502
-14
571
590
-19
29
30
-1
231
236
-5
202
207
-5
29
30
-1
29
30
-1
6,064
5,709
355
92
87
5
2,620
3,069
-449
386
452
-66
231
271
-40
230
269
-39
154
180
-26
1,886
2,459
-573
1,840
2,420
-580
1,891
2,524
-633
2,378
3,230
-852
601
808
-207
37,084
33,885
3,199
22,998
21,014
1,984
50,595
46,231
4,364
21,030
20,487
543
48,548
47,249
1,299
2,331
2,388
-57
3,163
2,548
615
1,384
910
474
6,918
5,311
1,607
18,898
17,475
1,423
57,214
53,017
4,197
10,165
8,738
1,427
8,063
11,056
-2,993
502
808
-306
84
135
-51
84
135
-51
146
373
-227
3,389
8,909
-5,520
1,417
3,249
-1,832
872
1,482
-610
460
808
-348
1,197
2,020
-823
15,423
65,138
-49,715
63,113
76,338
-13,225
10,000
10,076
-76
168,458
216,052
-47,594
4,822
6,422
-1,600
1,974
1,908
66
3,460
3,356
104
38
36
2
2,385
2,331
54
337
358
-21
1,139
1,048
91
1,402
1,289
113
1,491
1,370
121
4,723
4,293
430
78,500
78,387
113
7,110
18,769
-11,659
11,848
5,273
6,575
1,743
938
805
87,893
70,321
17,572
45,716
71,743
-26,027
11,000
7,245
3,755
37,000
35,183
1,817
65,693
70,066
-4,373
1,249
989
260
1,419
583
836
1,423
727
696
4,813
877
3,936
704
789
-85
3,801
1,039
2,762
863
865
-2
877
772
105
922
973
-51
299
298
1
809
455
354
780
727
53
1,136
150
986
1,582
874
708
773
870
-97
464
445
19
718
717
1
354
840
-486
467
340
127
1,601
1,129
472
958
448
510
1,569
1,266
303
597
736
-139
1,220
247
973
1,180
496
684
369
232
137
558
586
-28
372
607
-235
1,011
519
492
1,014
161
853
1,788
513
1,275
559
603
-44
923
772
151
50,000
46,628
3,372
5,062
940
4,122
698
551
147
1,110
878
232
832
741
91
957
588
369
1,105
869
236
1,016
880
136
1,019
687
332
828
505
323
50,000
46,913
3,087
1,748
934
814
1,041
795
246
1,113
967
146
293
356
-63
658
1,082
-424
680
640
40
1,407
995
412
526
363
163
1,169
552
617
667
664
3
1,208
751
457
2,391
617
1,774
548
271
277
960
382
578
453
259
194
754
461
293
630
638
-8
890
806
84
490
334
156
1,348
1,099
249
730
422
308
638
600
38
622
555
67
573
424
149
1,456
583
873
333
353
-20
1,720
452
1,268
316
288
28
397
318
79
395
389
6
345
186
159
306
280
26
634
75
559
1,067
652
415
359
358
1
196
178
18
294
279
15
163
334
-171
242
170
72
476
350
126
427
193
234
646
505
141
163
184
-21
514
156
358
475
213
262
98
58
40
294
294
179
243
-64
449
223
226
390
60
330
625
183
442
199
201
-2
413
322
91
58,000
53,837
4,163
2,091
478
1,613
318
236
82
503
390
113
433
371
62
258
147
111
384
290
94
343
293
50
722
522
200
420
251
169
944
537
407
397
311
86
435
394
41
76
89
-13
324
525
-201
356
320
36
526
372
154
283
183
100
662
276
386
349
332
17
356
215
141
929
231
698
271
135
136
200
76
124
190
105
85
174
92
82
191
182
9
406
346
60
226
133
93
859
628
231
276
141
135
349
300
49
224
185
39
14,411
16,724
-2,313
1,922
3,202
-1,280
219
369
-150
3,788
3,790
-2
10,786
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
1,373
b
-59
c
3,133
d
750
e
4,935
481
4,154
151
1,521
528
911
2,260
-803
1,347
1,301
172
163
9
30
779
-95
222
-318
776
809
288
271
1,968
2,535
236
461
357
1,158
-544
3,236
74
462
6,848
1,045
1,317
-22
670
548
1,005
681
-88
451
641
676
531
-69
-10
121
-100
335
398
440
458
1,399
1,215
76
3,217
323
1,033
522
-245
618
251
194
458
1,001
649
114
1,368
59
56
-10,946
790
-47
1,477
678
1,609
190
2,223
93
606
213
459
1,310
-174
426
509
98
73
-66
-12
354
-44
39
-199
460
415
151
136
992
1,316
126
249
167
582
-219
1,624
36
257
3,454
517
654
-93
248
270
347
421
-21
129
278
301
277
-13
-56
47
-45
147
208
199
225
774
588
62
1,482
140
523
268
-88
243
94
119
192
553
310
54
631
52
-14,358
986
367
191
57
-307
-1,854
-481
20
1,820
1,962
2,489
627
587
347
459
40
43
143
3,661
472
-24
-3
-2
-26
-4
501
1,554
4,321
2,431
5,631
323
7,567
274
1,609
811
1,257
44
3,279
1,544
927
271
388
-283
-311
559
-567
-259
-259
816
1,593
1,298
285
2,529
3,138
352
689
582
1,651
-541
4,071
-39
842
9,245
1,160
2,005
-301
1,064
906
737
308
582
490
853
291
-77
26
303
-41
572
839
669
1,655
1,409
190
4,622
2,696
578
1,260
603
-56
752
103
729
724
631
1,015
1,572
317
58
672
2,365
-337
6,173
1,350
6,028
684
9,688
401
1,831
847
1,823
385
4,022
1,941
1,139
388
713
-308
-133
640
-813
164
-108
1,555
1,831
1,716
120
2,992
3,730
400
550
1,176
2,141
-1,022
5,145
61
1,062
11,788
1,081
1,791
-206
1,256
1,081
822
216
553
965
947
427
-15
212
388
38
828
1,389
1,279
2,427
1,499
280
5,465
660
1,740
799
-94
1,004
137
912
846
762
1,343
1,605
548
-117
-80
-22
-22
-9
-7
-2
-28
-32
-12
-3
-14
-19
-1
-5
-5
-1
-1
355
5
-449
-66
-40
-39
-26
-573
-580
-633
-852
-207
3,199
1,984
4,364
543
1,299
-57
615
474
1,607
1,423
4,197
1,427
-2,993
-306
-51
-51
-227
-5,520
-1,832
-610
-348
-823
-49,715
-13,225
-76
-47,594
-1,600
66
104
2
54
-21
91
113
121
430
113
-11,659
6,575
805
17,572
-26,027
3,755
1,817
-4,373
260
836
696
3,936
-85
2,762
-2
105
-51
1
354
53
986
708
-97
19
1
-486
127
472
510
303
-139
973
684
137
-28
-235
492
853
1,275
-44
151
3,372
4,122
147
232
91
369
236
136
332
323
3,087
814
246
146
-63
-424
40
412
163
617
3
457
1,774
277
578
194
293
-8
84
156
249
308
38
67
149
873
-20
1,268
28
79
6
159
26
559
415
1
18
15
-171
72
126
234
141
-21
358
262
40
-64
226
330
442
-2
91
4,163
1,613
82
113
62
111
94
50
200
169
407
86
41
-13
-201
36
154
100
386
17
141
698
136
124
85
82
9
60
93
231
135
49
39
-2,313
-1,280
-150
-2
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
211,807
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
358,434
7,202,024
0.049769
2017
330,756
7,366,921
0.044897
2016
331,655
6,901,809
0.048053
2015
265,314
6,829,203
0.03885
2014
250,947
7,361,067
0.034091
2
Total
of line 1, column (d)
.....................
2
0.21566
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.043132
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
7,205,080
5
Multiply line 4 by line 3
......................
5
310,770
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
4,006
7
Add lines 5 and 6
........................
7
314,776
8
Enter qualifying distributions from Part XII, line 4
,.............
8
352,102
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
4,006
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
4,006
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
4,006
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,320
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,320
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
686
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
JP MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL 1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JP MORGAN CHASE BANK NA
TRUSTEE
2
73,133
10 S DEARBORN ST MC IL 1-0111
CHICAGO
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
6,909,829
b
Average of monthly cash balances
.......................
1b
140,173
c
Fair market value of all other assets (see instructions)
................
1c
264,800
d
Total
(add lines 1a, b, and c)
.........................
1d
7,314,802
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
7,314,802
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
109,722
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
7,205,080
6
Minimum investment return.
Enter 5% of line 5
..................
6
360,254
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
360,254
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
4,006
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
4,006
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
356,248
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
356,248
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
356,248
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
352,102
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
352,102
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
4,006
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
348,096
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
356,248
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
327,511
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
352,102
a
Applied to 2018, but not more than line 2a
327,511
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
24,591
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
331,657
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
BUCKNER BAPTIST BENEVOLENCES
700 N PEARL ST STE 1200
DALLAS
,
TX
752017405
NONE
PC
GENERAL
163,756
TEXAS SCOTTISH RITE HOSPITAL
PO BOX 190567
DALLAS
,
TX
752190567
NONE
PC
GENERAL
163,756
Total
.................................
3a
327,512
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
158,857
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
211,807
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
ROYALTY INCOME
15
99,671
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
470,335
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
470,335
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description