-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
JSRM FOUNDATION-IXIS CDP 4
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
13-4146042
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,370,325
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
38,633
38,184
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
40,313
b
Gross sales price for all assets on line 6a
370,123
7
Capital gain net income (from Part IV, line 2)
...
40,313
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
78,946
78,497
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,500
0
0
1,500
c
Other professional fees (attach schedule)
....
12,724
7,634
5,090
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,270
725
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
706
706
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
16,200
8,359
0
7,296
25
Contributions, gifts, grants paid
.......
64,654
64,654
26
Total expenses and disbursements.
Add lines 24 and 25
80,854
8,359
0
71,950
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-1,908
b
Net investment income
(if negative, enter -0-)
70,138
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
93
852
852
2
Savings and temporary cash investments
.........
31,087
18,586
18,586
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
634,524
650,702
896,520
c
Investments—corporate bonds (attach schedule)
.......
280,152
264,811
281,087
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
178,405
187,362
173,280
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,124,261
1,122,313
1,370,325
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,124,261
1,122,313
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,124,261
1,122,313
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,124,261
1,122,313
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,124,261
2
Enter amount from Part I, line 27a
.....................
2
-1,908
3
Other increases not included in line 2 (itemize)
3
209
4
Add lines 1, 2, and 3
..........................
4
1,122,562
5
Decreases not included in line 2 (itemize)
5
249
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,122,313
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
2. ABB LTD SPONSORED ADR
2018-01-25
2019-01-29
b
1. ABB LTD SPONSORED ADR
2017-12-28
2019-01-29
c
40. ABB LTD SPONSORED ADR
2017-12-08
2019-01-29
d
3. ABB LTD SPONSORED ADR
2018-09-18
2019-01-30
e
13. ABB LTD SPONSORED ADR
2018-01-25
2019-01-30
7. ABB LTD SPONSORED ADR
2018-12-18
2019-01-30
2. ABB LTD SPONSORED ADR
2018-12-19
2019-01-30
66. ABN AMRO BANK NV SHS ADR
2019-08-13
2019-11-25
4. AT&T INC
2016-11-14
2019-03-29
1. AT&T INC
2016-11-14
2019-05-23
29. AT&T INC
2017-03-31
2019-07-08
5. AT&T INC
2016-11-14
2019-07-08
13. AT&T INC
2016-11-14
2019-07-08
3. AT&T INC
2016-11-22
2019-07-08
12. AT&T INC
2017-04-26
2019-10-30
17. AT&T INC
2017-03-31
2019-10-30
45. ABN AMRO GROUP NV
2017-10-12
2019-08-12
23. ABN AMRO GROUP NV
2017-10-11
2019-08-12
1. ABN AMRO GROUP NV
2017-11-03
2019-08-12
15. ABN AMRO GROUP NV
2017-12-27
2019-08-12
5. ABN AMRO GROUP NV
2018-09-18
2019-08-12
29. ABN AMRO GROUP NV
2018-08-29
2019-08-12
1. AGILENT TECHNOLOGIES INC
2019-07-02
2019-09-26
13. ALBEMARLE CORP
2019-07-08
2019-10-30
7. ALIBABA GROUP HOLDING LT
2015-01-29
2019-05-23
3. ALIBABA GROUP HOLDING LT
2015-01-29
2019-08-14
1. ALLIANCE DATA SYS CORP COM
2016-06-16
2019-04-12
1. ALLIANCE DATA SYS CORP COM
2016-07-11
2019-04-12
1. ALPHABET INC SHS CL C
2012-04-05
2019-05-23
1. ALPHABET INC SHS CL A
2012-04-05
2019-05-23
1. AMAZON COM INC
2012-04-05
2019-08-14
4. AMEREN CORP
2018-05-01
2019-09-11
2. AMERICAN AIRLINES GROUP INC
2017-01-31
2019-03-29
11. AMERICAN AIRLINES GROUP INC
2017-01-31
2019-08-16
16. AMERICAN AIRLINES GROUP INC
2017-03-30
2019-08-16
2. AMERICAN AIRLINES GROUP INC
2017-03-02
2019-08-16
21. AMERICAN AIRLINES GROUP INC
2018-12-28
2019-10-30
1. AMERICAN AIRLINES GROUP INC
2018-09-18
2019-10-30
26. AMERICAN AIRLINES GROUP INC
2017-06-15
2019-10-30
8. AMERICAN AIRLINES GROUP INC
2017-05-31
2019-10-30
12. AMERICAN AIRLINES GROUP INC
2017-03-30
2019-10-30
2. AMERICAN EXPRESS CO
2012-04-05
2019-05-23
2. AMERICAN EXPRESS CO
2012-04-05
2019-09-26
2. AMERICAN EXPRESS CO
2012-04-05
2019-09-27
2. AMERICAN EXPRESS CO
2012-04-05
2019-09-30
2. AMERICAN EXPRESS CO
2012-04-05
2019-10-01
3. AMERICAN EXPRESS CO
2012-04-05
2019-10-02
2. AMERICAN EXPRESS CO
2012-04-05
2019-10-03
1. AMERICAN EXPRESS CO
2016-09-02
2019-10-04
1. AMERICAN EXPRESS CO
2012-04-05
2019-10-04
1. AMERICAN EXPRESS CO
2016-09-06
2019-10-07
1. AMERICAN EXPRESS CO
2016-09-06
2019-10-08
1. AMERICAN EXPRESS CO
2016-09-06
2019-10-09
1. AMERICAN EXPRESS CO
2016-09-06
2019-12-23
1. AMERICAN EXPRESS CO
2016-09-07
2019-12-23
1. AMERICAN EXPRESS CO
2016-09-07
2019-12-24
1. AMERICAN EXPRESS CO
2016-09-07
2019-12-26
1. AMERICAN EXPRESS CO
2016-09-07
2019-12-27
2. AMERICAN EXPRESS CO
2016-09-08
2019-12-30
5. AMERICAN EXPRESS CO
2016-09-08
2019-12-31
2. AMGEN INC
2016-05-12
2019-05-23
7. AMGEN INC
2016-05-12
2019-08-29
1. AMGEN INC
2016-07-28
2019-12-20
5. AMGEN INC
2016-05-12
2019-12-20
15. ANHEUSER-BUSCH INBEV ADR
2015-09-14
2019-10-30
2. ANHEUSER-BUSCH INBEV ADR
2016-09-12
2019-11-01
4. ANHEUSER-BUSCH INBEV ADR
2015-09-14
2019-11-01
1. ANHEUSER-BUSCH INBEV ADR
2018-11-05
2019-11-13
1. ANHEUSER-BUSCH INBEV ADR
2018-11-16
2019-11-13
1. ANHEUSER-BUSCH INBEV ADR
2018-09-18
2019-11-13
7. ANHEUSER-BUSCH INBEV ADR
2018-11-16
2019-11-14
3. ANHEUSER-BUSCH INBEV ADR
2019-01-24
2019-11-14
2. APTARGROUP INC
2019-02-13
2019-07-08
3. ARAMARK
2016-08-11
2019-07-08
3. ARAMARK
2016-09-12
2019-07-08
7. ARES MGMT CORP REG S
2019-01-23
2019-05-28
16. ARES MGMT CORP REG S
2019-01-23
2019-06-26
6. ARES MGMT CORP REG S
2019-01-23
2019-10-01
6. ARES MGMT CORP REG S
2019-01-28
2019-10-01
5. ARES MGMT CORP REG S
2019-01-28
2019-11-25
4. ARES CAPITAL CORP
2013-09-27
2019-01-23
17. ARES CAPITAL CORP
2012-04-05
2019-01-23
2. ARES CAPITAL CORP
2012-09-05
2019-01-23
18. ARES CAPITAL CORP
2013-07-24
2019-01-23
14. ARES CAPITAL CORP
2014-06-18
2019-01-23
15. ARES CAPITAL CORP
2013-08-21
2019-01-23
1. ARES CAPITAL CORP
2014-06-18
2019-01-24
1. ARES CAPITAL CORP
2015-01-26
2019-01-24
10. ARES CAPITAL CORP
2014-09-25
2019-01-24
19. ARES CAPITAL CORP
2014-10-14
2019-01-24
15. ARES CAPITAL CORP
2015-01-12
2019-01-24
18. ARES CAPITAL CORP
2015-01-26
2019-01-28
7. ARES CAPITAL CORP
2015-06-19
2019-01-28
18. ARES CAPITAL CORP
2016-09-12
2019-01-28
8. ARES CAPITAL CORP
2016-06-27
2019-01-28
8. ARES CAPITAL CORP
2016-06-03
2019-01-28
8. ARES CAPITAL CORP
2015-12-11
2019-01-28
5. ARES CAPITAL CORP
2017-09-12
2019-01-28
1. ASHTEAD GROUP PLC
2018-09-18
2019-03-11
5. ASHTEAD GROUP PLC
2015-09-15
2019-03-11
89. ASSA ABLOY AB ADR
2015-09-15
2019-10-10
32. ATOS ORIGN SA UNSP ADR
2019-05-23
2019-10-14
7. ATOS ORIGN SA UNSP ADR
2019-05-24
2019-10-14
5. AUTODESK INC COM
2012-05-18
2019-05-23
3. AUTODESK INC COM
2012-05-18
2019-08-14
1. AUTOMATIC DATA PROCESSING INC
2012-04-05
2019-05-23
1. AUTOMATIC DATA PROCESSING INC
2012-04-05
2019-08-14
3. AVERY DENNISON CORP
2014-12-11
2019-04-22
1. AVERY DENNISON CORP
2014-12-11
2019-12-10
4. BP P L C SPONS ADR
2013-02-04
2019-01-31
5. BP P L C SPONS ADR
2012-06-28
2019-01-31
4. BP P L C SPONS ADR
2012-09-05
2019-01-31
21. BP P L C SPONS ADR
2012-07-27
2019-01-31
2. BP P L C SPONS ADR
2013-04-22
2019-03-29
1. BEST BUY CO INC
2018-12-28
2019-03-29
34. BEST BUY CO INC
2018-12-28
2019-12-20
1. BHP BILLITON LIMITED ADR
2013-12-20
2019-03-01
6. BHP BILLITON LIMITED ADR
2012-04-05
2019-03-01
1. BHP BILLITON LIMITED ADR
2013-09-05
2019-03-01
5. BHP BILLITON LIMITED ADR
2012-07-27
2019-03-01
9. BHP BILLITON LIMITED ADR
2012-04-29
2019-03-01
3. BHP BILLITON LIMITED ADR
2013-05-14
2019-03-01
2. BHP BILLITON LIMITED ADR
2012-09-05
2019-03-01
1. BHP BILLITON LIMITED ADR
2013-12-20
2019-06-10
8. BHP BILLITON LIMITED ADR
2015-02-10
2019-06-10
3. BOOZ ALLEN HAMILTON HOLDING CORP
2019-03-08
2019-09-10
6. BOOZ ALLEN HAMILTON HOLDING CORP
2019-03-08
2019-09-11
1. BRIGHT HORIZONS FAMILY
2018-12-26
2019-07-31
2. BRIGHT HORIZONS FAMILY
2018-12-24
2019-07-31
2. BRIGHT HORIZONS FAMILY
2018-12-27
2019-07-31
3. CDW CORP/DE
2018-12-24
2019-04-24
1. CDW CORP/DE
2018-12-24
2019-11-12
3. CDW CORP/DE
2018-12-27
2019-11-25
.25 CIGNA CORP
2018-02-06
2019-01-04
7. CMS ENERGY CORP COM
2018-05-01
2019-09-11
1. CVS HEALTH CORP
2016-07-26
2019-03-29
14. CVS HEALTH CORP
2016-07-26
2019-04-30
1000. CVS HEALTH CORP
2019-05-21
2019-09-25
3000. CVS HEALTH CORP
2019-01-09
2019-09-25
4000. CVS HEALTH CORP
2018-03-07
2019-01-09
1000. CVS HEALTH CORP
2018-09-21
2019-01-09
2. CACI INTL INC CL A
2014-03-25
2019-09-10
4. CANADIAN NATL RY CO
2016-07-25
2019-06-10
2. CAPITAL ONE FINANCIAL CORPORATION
2014-07-01
2019-03-28
14. CAPITAL ONE FINANCIAL CORPORATION
2014-12-03
2019-08-16
9. CAPITAL ONE FINANCIAL CORPORATION
2014-08-29
2019-08-16
12. CAPITAL ONE FINANCIAL CORPORATION
2014-07-01
2019-08-16
1. CARLSBERG A/S
2015-12-16
2019-05-23
29. CARLSBERG A/S
2015-12-16
2019-08-05
10. CATERPILLAR INC
2018-09-26
2019-10-30
1000. CATERPILLAR INC
2018-09-21
2019-05-20
2000. CATERPILLAR INC
2016-05-20
2019-05-20
2000. CATERPILLAR INC
2016-05-18
2019-05-20
7. CERNER CORP
2016-02-02
2019-05-23
5. CHEMICAL FINANCIAL CORP
2016-02-10
2019-07-26
15. CHEVRON CORP
2017-10-31
2019-03-28
3. CHEVRON CORP
2017-07-28
2019-03-28
25. CHEVRON CORP
2017-10-31
2019-08-16
7. CHEVRON CORP
2017-10-31
2019-08-29
21. CHEVRON CORP
2017-10-31
2019-10-30
86. CIELO S A SPONSORED ADR
2017-02-13
2019-03-25
2. CIELO S A SPONSORED ADR
2017-02-13
2019-03-25
57. CIELO S A SPONSORED ADR
2017-04-25
2019-03-26
17. CIELO S A SPONSORED ADR
2018-09-18
2019-03-26
31. CIELO S A SPONSORED ADR
2018-06-28
2019-03-26
41. CIELO S A SPONSORED ADR
2018-06-27
2019-03-26
30. CIELO S A SPONSORED ADR
2017-11-17
2019-03-26
19. CIELO S A SPONSORED ADR
2017-08-16
2019-03-26
8. CIELO S A SPONSORED ADR
2017-06-22
2019-03-26
1. CIELO S A SPONSORED ADR
2017-02-13
2019-03-26
17. CIELO S A SPONSORED ADR
2017-02-13
2019-03-26
25. CISCO SYSTEMS INCORPORATED
2014-03-18
2019-04-30
1. CISCO SYSTEMS INCORPORATED
2014-05-01
2019-05-23
9. CISCO SYSTEMS INCORPORATED
2014-03-18
2019-05-23
31. CISCO SYSTEMS INCORPORATED
2014-05-01
2019-07-03
24. CISCO SYSTEMS INCORPORATED
2014-06-05
2019-07-03
36. CISCO SYSTEMS INCORPORATED
2014-06-05
2019-07-08
17. CISCO SYSTEMS INCORPORATED
2017-06-26
2019-07-08
7. CISCO SYSTEMS INCORPORATED
2017-06-26
2019-08-14
64. CISCO SYSTEMS INCORPORATED
2017-06-26
2019-12-20
10. CITIGROUP INC
2014-12-03
2019-04-30
3. CITIZENS FINANCIAL GROUP INC
2016-08-02
2019-03-29
10. COCA-COLA CO/THE
2012-04-05
2019-05-23
3. COCA-COLA CO/THE
2014-02-10
2019-05-23
3. COCA-COLA CO/THE
2014-02-10
2019-08-14
2. COLGATE PALMOLIVE CO COM
2018-04-05
2019-05-23
2. COLGATE PALMOLIVE CO COM
2018-04-03
2019-05-23
3. COLGATE PALMOLIVE CO COM
2018-04-04
2019-05-23
1. COLGATE PALMOLIVE CO COM
2018-04-06
2019-05-23
3. COMCAST CORP
2018-11-30
2019-03-29
72. COMCAST CORP
2018-11-30
2019-07-08
91. COMCAST CORP
2018-11-30
2019-12-20
29. COMCAST CORP
2018-12-28
2019-12-20
88. CIE FINANCIERE RICHEMONT SA
2015-09-15
2019-11-12
24. CIE FINANCIERE RICHEMONT SA
2015-09-15
2019-11-12
56. CIE FINANCIERE RICHEMONT SA
2016-10-28
2019-11-12
5. CIE FINANCIERE RICHEMONT SA
2018-09-18
2019-11-12
4. CIE FINANCIERE RICHEMONT SA
2016-09-12
2019-11-12
19. COMPANHIA DE SANEAMENTO BASICO
2015-09-14
2019-03-25
19. COMPANHIA DE SANEAMENTO BASICO
2015-09-14
2019-08-28
31. COMPASS GROUP PLC
2015-09-15
2019-05-10
20. COMPASS GROUP PLC
2015-09-15
2019-05-13
13. COMPASS GROUP PLC
2015-09-15
2019-10-18
2. CONSTELLATION BRANDS INC
2019-04-24
2019-06-03
3. CONSTELLATION BRANDS INC
2019-04-24
2019-06-03
73. CONTINENTAL AG SPONSORED ADR
2019-07-25
2019-10-10
4. CONTINENTAL RESOURCES INC/OK
2016-07-21
2019-03-11
4. CONTINENTAL RESOURCES INC/OK
2016-07-15
2019-03-11
5. CONTINENTAL RESOURCES INC/OK
2016-07-28
2019-03-11
5. CONTINENTAL RESOURCES INC/OK
2016-08-01
2019-10-10
5. CONTINENTAL RESOURCES INC/OK
2016-09-12
2019-10-10
6. CONTINENTAL RESOURCES INC/OK
2017-04-06
2019-10-10
3. CONTINENTAL RESOURCES INC/OK
2017-07-28
2019-10-10
1. CONTINENTAL RESOURCES INC/OK
2017-09-12
2019-10-10
4. CONTINENTAL RESOURCES INC/OK
2016-08-03
2019-10-10
5. CONTINENTAL RESOURCES INC/OK
2016-07-28
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2012-09-05
2019-03-11
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2014-11-03
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3. CROWN HLDGS INC *PP*
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6. CROWN HLDGS INC *PP*
2014-11-03
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3. CROWN HLDGS INC *PP*
2014-11-03
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2. CROWN HLDGS INC *PP*
2016-09-12
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1. CROWN HLDGS INC *PP*
2017-09-12
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2018-02-02
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2. CROWN HLDGS INC *PP*
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2. CROWN HLDGS INC *PP*
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2017-01-06
2019-02-26
4. CYRUSONE INC
2017-11-14
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1. CYRUSONE INC
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2017-12-06
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1. CYRUSONE INC
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3. CYRUSONE INC
2018-06-22
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2018-06-21
2019-10-30
23. DXC TECHNOLOGY CO
2019-05-01
2019-07-08
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2019-04-30
2019-07-08
33. DANONE-SPONS ADR
2012-04-05
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21. DANONE-SPONS ADR
2012-04-05
2019-08-14
15. DANONE-SPONS ADR
2012-04-05
2019-12-23
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2012-04-05
2019-12-24
7. DANONE-SPONS ADR
2012-04-05
2019-12-27
10. DANONE-SPONS ADR
2012-04-05
2019-12-30
4. DANONE-SPONS ADR
2012-04-05
2019-12-31
4. DEERE & CO
2016-09-29
2019-05-23
1. DEERE & CO
2016-09-29
2019-09-18
2000. DEUTSCHE BANK AG
2016-04-11
2019-01-22
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2018-12-24
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4000. ENTERPRISE PRODUCTS OPER
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2015-04-30
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2019-05-23
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25. EXELON CORP
2016-07-26
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2012-04-05
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2012-04-05
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2018-06-20
2019-02-22
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2017-11-15
2019-02-22
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2019-10-02
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2012-11-21
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2013-06-05
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2012-04-05
2019-05-23
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2012-04-05
2019-08-14
2000. FEDERAL NATL MTG ASSN M/T/N
2013-11-07
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93. FERGUSON NEWCO PLC
2015-09-15
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2015-12-04
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2015-03-12
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2015-03-12
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2015-04-15
2019-11-20
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2015-10-23
2019-11-25
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2015-09-14
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2013-11-20
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1. GENERAL DYNAMICS CORP
2012-04-05
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25. GENERAL MOTORS CO
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2019-11-08
17. GENERAL MOTORS CO
2018-06-28
2019-12-20
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32. GILEAD SCIENCES INC
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10. GILDAN ACTIVEWEAR INC
2018-05-16
2019-01-11
35. GILDAN ACTIVEWEAR INC
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2019-11-27
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37. GLAXO PLC
2019-03-28
2019-07-08
14. GLAXO PLC
2019-03-28
2019-07-09
27. GLAXO PLC
2019-05-01
2019-07-09
24. GLAXO PLC
2019-04-30
2019-07-09
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2014-05-01
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2. GOLDMAN SACHS GROUP INC
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1000. GOLDMAN SACHS GROUP INC
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3000. GOLDMAN SACHS GROUP INC
2018-06-13
2019-06-27
145. HP INC
2018-06-28
2019-07-08
56. HP INC
2018-09-26
2019-07-08
2. HARTFORD FINL SVCS GROUP INC COM
2016-02-09
2019-03-29
2. HUBBELL INC
2017-01-10
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1. HUBBELL INC
2017-01-10
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2018-06-28
2019-03-29
4. ICICI BANK LTD
2017-06-27
2019-05-23
58. ICICI BANK LTD
2017-06-27
2019-08-23
31. ICICI BANK LTD
2017-06-27
2019-09-18
29. ICICI BANK LTD
2017-09-22
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60. INTEL CORPORATION
2018-10-30
2019-01-31
1. INTEL CORPORATION
2018-10-30
2019-03-29
46. INTEL CORPORATION
2018-11-30
2019-04-30
71. INTEL CORPORATION
2018-10-30
2019-04-30
4. J P MORGAN CHASE & CO COM
2014-10-27
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2. J P MORGAN CHASE & CO COM
2014-10-27
2019-09-18
11. J P MORGAN CHASE & CO COM
2014-10-27
2019-11-08
3. JABIL INC
2015-07-31
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6. JABIL INC
2015-07-31
2019-07-08
16. JABIL INC
2015-08-26
2019-07-08
16. JABIL INC
2015-08-26
2019-10-30
11. JABIL INC
2016-02-05
2019-12-16
4. JABIL INC
2015-09-14
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4. JABIL INC
2015-08-26
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22. JABIL INC
2016-03-16
2019-12-20
18. JABIL INC
2016-02-05
2019-12-20
4. JOHNSON & JOHNSON
2016-09-02
2019-08-16
14. JOHNSON & JOHNSON
2016-11-23
2019-08-16
4. JOHNSON & JOHNSON
2016-09-06
2019-08-16
9. JOHNSON & JOHNSON
2017-05-31
2019-08-29
4. JOHNSON & JOHNSON
2017-06-26
2019-08-29
5. JOHNSON & JOHNSON
2019-04-30
2019-12-20
9. JOHNSON & JOHNSON
2019-03-28
2019-12-20
22. JOHNSON & JOHNSON
2017-11-30
2019-12-20
7. JOHNSON & JOHNSON
2017-12-18
2019-12-20
6. JOHNSON & JOHNSON
2017-06-26
2019-12-20
3. KAR AUCTION SERVICES INC
2017-09-13
2019-02-21
5. KAR AUCTION SERVICES INC
2017-09-21
2019-02-21
2. KAR AUCTION SERVICES INC
2017-09-12
2019-02-21
2. KAR AUCTION SERVICES INC
2016-09-12
2019-02-21
8. KAR AUCTION SERVICES INC
2014-10-28
2019-02-21
24. KAR AUCTION SERVICES INC
2013-03-08
2019-02-21
1. KASIKORNBANK PCL
2015-09-15
2019-05-23
2. KEYCORP NEW COM
2012-04-05
2019-03-29
1. KEYSIGHT TECHNOLOGIES
2018-04-13
2019-01-11
1. KEYSIGHT TECHNOLOGIES
2018-04-10
2019-01-11
2. KEYSIGHT TECHNOLOGIES
2018-04-13
2019-02-01
4. KEYSIGHT TECHNOLOGIES
2018-04-13
2019-02-06
4. KEYSIGHT TECHNOLOGIES
2018-04-13
2019-04-22
4. KEYSIGHT TECHNOLOGIES
2018-04-13
2019-04-26
3. KEYSIGHT TECHNOLOGIES
2018-04-13
2019-06-24
1. KEYSIGHT TECHNOLOGIES
2018-04-13
2019-08-29
2. KEYSIGHT TECHNOLOGIES
2018-04-13
2019-11-14
4. KIMCO REALTY CORP
2017-08-10
2019-03-29
32. KNIGHT-SWIFT TRANSPORTATION HOLDINGS INC
2018-09-07
2019-03-28
3. KROGER CO
2018-01-19
2019-03-29
33. KROGER CO
2018-01-19
2019-10-30
1. LAM RESEARCH CORP
2016-02-05
2019-03-29
4. LAM RESEARCH CORP
2016-03-16
2019-10-30
2. LAM RESEARCH CORP
2016-02-05
2019-10-30
16. LAUREATE EDUCATION INC
2017-06-29
2019-01-09
2. LAUREATE EDUCATION INC
2017-06-29
2019-01-09
4. LAUREATE EDUCATION INC
2017-06-30
2019-01-09
23. LAUREATE EDUCATION INC
2017-06-30
2019-03-26
5. LEAR CORP
2015-03-30
2019-03-28
3. LEAR CORP
2015-03-02
2019-03-28
5. LEAR CORP
2015-03-31
2019-04-30
1. LEAR CORP
2015-09-14
2019-10-30
4. LEAR CORP
2015-03-31
2019-10-30
2. LEAR CORP
2016-02-17
2019-10-30
9. LEAR CORP
2016-02-17
2019-12-20
7. LEAR CORP
2016-04-28
2019-12-20
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2019-02-21
2019-03-07
2. LIVENT CORP
2018-02-26
2019-03-08
2. LIVENT CORP
2018-02-14
2019-03-08
4. LIVENT CORP
2018-03-12
2019-03-08
1. LIVENT CORP
2018-02-15
2019-03-08
2. LIVENT CORP
2018-04-02
2019-03-08
2. LIVENT CORP
2018-02-07
2019-03-08
1. LIVENT CORP
2018-02-05
2019-03-08
4. LIVENT CORP
2018-01-31
2019-03-08
1. LIVENT CORP
2018-03-29
2019-03-08
1. LIVENT CORP
2018-09-20
2019-03-08
1. LIVENT CORP
2018-10-31
2019-03-08
1. LIVENT CORP
2019-02-21
2019-03-08
4. LIVENT CORP
2018-01-25
2019-03-08
781. LOOMIS SAYLES SECURITIZED ASSET FUND
2012-04-10
2019-05-23
95. LOOMIS SAYLES SECURITIZED ASSET FUND
2012-04-10
2019-05-23
64. LOOMIS SAYLES SECURITIZED ASSET FUND
2012-04-10
2019-05-23
55. LOOMIS SAYLES SECURITIZED ASSET FUND
2012-04-10
2019-05-23
223.26 LOOMIS SAYLES SECURITIZED ASSET FUND
2012-04-10
2019-09-25
1. MAKITA ELEC WKS LTD ADR NEW CUSIP NO: 560877-30-0
2015-09-15
2019-05-23
4. MAKITA ELEC WKS LTD ADR NEW CUSIP NO: 560877-30-0
2015-09-15
2019-06-21
3. MARATHON PETROLEUM CORP
2015-06-01
2019-09-18
15. MARATHON PETROLEUM CORP
2015-06-26
2019-10-30
5. MARATHON PETROLEUM CORP
2015-06-01
2019-10-30
13. MARATHON PETROLEUM CORP
2015-06-01
2019-10-30
2. MASONITE INTERNATIONAL
2017-12-18
2019-03-26
1. MASONITE INTERNATIONAL
2017-12-18
2019-03-28
5. MASONITE INTERNATIONAL
2017-12-19
2019-03-28
2. MASONITE INTERNATIONAL
2018-02-13
2019-04-10
2. MASONITE INTERNATIONAL
2017-12-19
2019-04-10
4. MASONITE INTERNATIONAL
2018-01-18
2019-04-10
2. MASONITE INTERNATIONAL
2018-02-05
2019-04-10
2. MASONITE INTERNATIONAL
2018-02-06
2019-04-10
3. MERCK AND CO INC SHS
2014-02-03
2019-05-23
4000. METLIFE INC
2015-11-20
2019-01-17
16. CIE GENERALE DES
2017-04-21
2019-07-26
5. CIE GENERALE DES
2017-04-25
2019-07-26
10. CIE GENERALE DES
2017-04-25
2019-08-16
5. CIE GENERALE DES
2017-06-22
2019-08-16
3. CIE GENERALE DES
2017-05-13
2019-08-16
11. CIE GENERALE DES
2017-08-17
2019-08-16
16. CIE GENERALE DES
2018-06-26
2019-08-16
6. MICROSOFT CORPORATION
2014-06-30
2019-05-23
3. MICROSOFT CORPORATION
2014-06-30
2019-08-14
1. MOHAWK INDS INC
2018-08-13
2019-03-08
1. MOHAWK INDS INC
2017-09-12
2019-03-08
1. MOHAWK INDS INC
2018-07-27
2019-03-08
1. MOHAWK INDS INC
2017-03-02
2019-03-08
4. MOHAWK INDS INC
2016-12-05
2019-03-08
2. MOHAWK INDS INC
2016-11-18
2019-03-08
10. MONSTER BEVERAGE SHS
2013-04-15
2019-05-23
3. MONSTER BEVERAGE SHS
2013-04-30
2019-08-14
3. MONSTER BEVERAGE SHS
2013-04-29
2019-08-14
3000. MORGAN STANLEY
2013-02-21
2019-03-06
1000. MORGAN STANLEY
2017-07-10
2019-03-06
1000. MORGAN STANLEY
2018-09-20
2019-03-06
2. MR COOPER GROUP INC
2018-08-31
2019-03-25
32. MR COOPER GROUP INC
2018-08-30
2019-03-25
13. MR COOPER GROUP INC
2018-09-05
2019-03-26
3. MR COOPER GROUP INC
2018-08-31
2019-03-26
5. MR COOPER GROUP INC
2018-08-31
2019-03-26
2. MR COOPER GROUP INC
2018-09-05
2019-06-06
15. MR COOPER GROUP INC
2018-09-06
2019-06-06
9. MR COOPER GROUP INC
2018-09-11
2019-06-06
2. MR COOPER GROUP INC
2018-09-13
2019-06-06
6. MR COOPER GROUP INC
2018-10-04
2019-06-10
6. MR COOPER GROUP INC
2018-10-05
2019-06-10
8. MR COOPER GROUP INC
2018-09-27
2019-06-10
14. MR COOPER GROUP INC
2018-09-25
2019-06-10
9. MR COOPER GROUP INC
2018-09-24
2019-06-10
14. MR COOPER GROUP INC
2018-09-20
2019-06-10
7. MR COOPER GROUP INC
2018-09-13
2019-06-10
2. NASDAQ INC
2014-06-23
2019-05-28
41. NASPERS LTD SHS CL N ADR
2019-06-05
2019-10-10
15. NEW RESIDENTIAL INVESTMENT CORP
2015-12-18
2019-06-10
9. NEW RESIDENTIAL INVESTMENT CORP
2015-12-24
2019-06-10
24. NEW RESIDENTIAL INVESTMENT CORP
2015-12-29
2019-06-10
1. NEW RESIDENTIAL INVESTMENT CORP
2015-12-29
2019-06-20
9. NEW RESIDENTIAL INVESTMENT CORP
2015-12-31
2019-06-20
11. NEW RESIDENTIAL INVESTMENT CORP
2016-01-07
2019-06-20
4. NEW RESIDENTIAL INVESTMENT CORP
2016-01-07
2019-06-21
19. NEW RESIDENTIAL INVESTMENT CORP
2016-02-01
2019-06-21
17. NEW RESIDENTIAL INVESTMENT CORP
2016-01-28
2019-06-21
5. NEWELL RUBBERMAID INC
2014-04-16
2019-01-09
8. NEWELL RUBBERMAID INC
2014-04-29
2019-01-09
3. NEWELL RUBBERMAID INC
2014-05-16
2019-01-09
4. NEWELL RUBBERMAID INC
2014-05-21
2019-01-09
6. NEWELL RUBBERMAID INC
2014-10-29
2019-01-18
3. NEWELL RUBBERMAID INC
2017-09-27
2019-01-18
1. NEWELL RUBBERMAID INC
2017-09-12
2019-01-18
5. NEWELL RUBBERMAID INC
2016-09-12
2019-01-18
3. NEWELL RUBBERMAID INC
2016-04-21
2019-01-18
4. NEWELL RUBBERMAID INC
2015-10-30
2019-01-18
7. NEWELL RUBBERMAID INC
2016-04-22
2019-01-18
4. NEXSTAR MEDIA GROUP INC
2017-05-30
2019-05-14
1. NORDEA BANK ABP SHS ADR
2017-07-14
2019-05-23
6. NOVARTIS AG ADR
2012-04-05
2019-05-23
2. NOVARTIS AG ADR
2012-04-05
2019-08-14
10. NOVO-NORDISK A S ADR
2014-03-23
2019-05-23
3. NOVO-NORDISK A S ADR
2014-11-12
2019-08-14
3. NOVO-NORDISK A S ADR
2014-03-23
2019-08-14
1. NOVO-NORDISK A S ADR
2014-03-26
2019-08-14
3. NUCOR CORP
2017-03-30
2019-04-30
13. NUCOR CORP
2017-06-26
2019-04-30
10. NUCOR CORP
2018-06-22
2019-04-30
24. NUCOR CORP
2018-06-28
2019-05-23
2. NUCOR CORP
2018-06-22
2019-05-23
2. NVIDIA CORP
2019-01-10
2019-05-23
4. NVIDIA CORP
2019-01-10
2019-08-14
2000. ONEOK INC
2019-08-14
2019-10-30
5. ORACLE CORP
2015-06-18
2019-05-23
1. ORACLE CORP
2012-09-05
2019-05-23
13. ORACLE CORP
2012-04-05
2019-05-23
10. ORACLE CORP
2015-06-18
2019-08-14
1. ORACLE CORP
2015-06-18
2019-09-26
2. OSHKOSH CORP
2017-12-04
2019-03-28
2. OSHKOSH CORP
2017-12-11
2019-03-28
1. OSHKOSH CORP
2018-01-16
2019-03-28
5. PPL CORPORATION
2014-11-10
2019-03-29
1. PPL CORPORATION
2014-10-22
2019-03-29
1. PPL CORPORATION
2014-12-03
2019-05-23
5. PACWEST BANCORP
2014-11-06
2019-03-25
4. PACWEST BANCORP
2014-05-23
2019-03-25
6. PACWEST BANCORP
2015-03-12
2019-06-27
2. PACWEST BANCORP
2014-11-06
2019-06-27
1. TELEKOMUNIKASI INDONESIA - ADR
2015-09-14
2019-05-23
1. PHILIP MORRIS INTERNATIONAL INC
2018-04-30
2019-03-29
13. PHILIP MORRIS INTERNATIONAL INC
2018-04-30
2019-10-30
27. PHILIP MORRIS INTERNATIONAL INC
2018-04-30
2019-12-20
56. PHILIP MORRIS INTERNATIONAL INC
2019-01-31
2019-12-20
8. POLYONE CORP
2018-10-31
2019-02-12
5. POLYONE CORP
2017-10-16
2019-02-12
1. POLYONE CORP
2017-09-12
2019-02-12
4. POLYONE CORP
2017-07-03
2019-02-12
2. POLYONE CORP
2017-06-12
2019-02-12
2. POOL CORP
2019-02-25
2019-09-11
8. PROCTER & GAMBLE CO/THE
2012-04-05
2019-05-23
3. PROCTER & GAMBLE CO/THE
2012-04-05
2019-08-14
3. PROCTER & GAMBLE CO/THE
2012-04-05
2019-12-23
1. PROCTER & GAMBLE CO/THE
2012-04-05
2019-12-24
2. PROCTER & GAMBLE CO/THE
2013-06-05
2019-12-26
2. PROCTER & GAMBLE CO/THE
2013-06-05
2019-12-30
41. PROSUS N V
2019-09-17
2019-10-10
1. PRUDENTIAL FINANCIAL INC
2013-03-20
2019-03-29
3. PRUDENTIAL FINANCIAL INC
2013-10-28
2019-08-16
1. PRUDENTIAL FINANCIAL INC
2013-03-21
2019-08-16
22. PRUDENTIAL FINANCIAL INC
2013-03-20
2019-08-16
442.69 PRUDENTIAL PLC SPON ADR (UK)
2019-11-08
2019-11-08
2. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-01-31
2019-03-29
28. QEP RESOURCES INC
2016-07-28
2019-10-10
4. QEP RESOURCES INC
2016-08-02
2019-10-10
11. QEP RESOURCES INC
2016-07-21
2019-10-10
5. QEP RESOURCES INC
2016-07-15
2019-10-10
4. QEP RESOURCES INC
2016-08-03
2019-10-10
3. QEP RESOURCES INC
2017-09-12
2019-10-15
14. QEP RESOURCES INC
2018-11-08
2019-10-15
52. QEP RESOURCES INC
2017-09-27
2019-10-15
21. QEP RESOURCES INC
2017-04-04
2019-10-15
6. QEP RESOURCES INC
2017-04-06
2019-10-15
11. QEP RESOURCES INC
2016-09-12
2019-10-15
6. QEP RESOURCES INC
2016-08-03
2019-10-15
29. QEP RESOURCES INC
2018-03-08
2019-10-15
6. QUALCOMM INC
2014-11-11
2019-05-23
1. QUALCOMM INC
2014-11-11
2019-08-14
3. QUALCOMM INC
2015-01-29
2019-08-14
3. QUALCOMM INC
2015-07-23
2019-08-14
3. QUALCOMM INC
2015-07-23
2019-12-23
2. QUALCOMM INC
2015-07-23
2019-12-24
3. QUALCOMM INC
2015-07-23
2019-12-26
1. QUALCOMM INC
2015-07-24
2019-12-27
1. QUALCOMM INC
2015-07-23
2019-12-27
1. QUALCOMM INC
2015-07-24
2019-12-30
2. QUALCOMM INC
2015-07-24
2019-12-30
76. RED ELECTRICA CORP SA
2015-09-15
2019-03-05
39. RED ELECTRICA CORP SA
2015-09-15
2019-07-05
2. REGENERON PHARMACEUTICALS INC
2016-08-02
2019-05-23
1. REGENERON PHARMACEUTICALS INC
2016-08-02
2019-08-14
1. REGENERON PHARMACEUTICALS INC
2016-08-03
2019-08-14
2. REINSURANCE GROUP OF AMERICA INC
2012-04-05
2019-01-09
1. REINSURANCE GROUP OF AMERICA INC
2012-04-05
2019-09-18
1. REINSURANCE GROUP OF AMERICA INC
2012-04-05
2019-11-25
2. RINGCENTRAL INC
2016-12-05
2019-01-11
1. RINGCENTRAL INC
2016-12-05
2019-03-04
1. RINGCENTRAL INC
2016-12-05
2019-08-01
1. RINGCENTRAL INC
2016-12-05
2019-08-09
2. RINGCENTRAL INC
2016-12-05
2019-10-17
1. ROGERS COMMUNICATIONS INC CL B
2018-07-16
2019-03-04
2. ROGERS COMMUNICATIONS INC CL B
2018-07-17
2019-03-04
6. ROGERS COMMUNICATIONS INC CL B
2018-08-28
2019-03-04
8. ROGERS COMMUNICATIONS INC CL B
2018-07-12
2019-03-04
10. ROGERS COMMUNICATIONS INC CL B
2018-07-13
2019-03-04
3. ROGERS COMMUNICATIONS INC CL B
2018-08-28
2019-09-27
1. ROGERS COMMUNICATIONS INC CL B
2018-09-18
2019-09-27
16. ROGERS COMMUNICATIONS INC CL B
2018-10-24
2019-09-27
4. ROGERS COMMUNICATIONS INC CL B
2018-10-24
2019-09-30
1. ROYAL DUTCH SHELL PLC
2018-06-22
2019-03-29
20. RYOHIN KEIKAKU CO LTD
2015-09-15
2019-01-22
14. SEI INVESTMENTS CO
2012-04-05
2019-04-24
8. SEI INVESTMENTS CO
2012-04-05
2019-05-23
5. SEI INVESTMENTS CO
2012-04-05
2019-08-14
35. SANLAM LTD SP ADR
2015-09-15
2019-09-04
8. SCHLUMBERGER LTD COM
2012-04-05
2019-05-23
5. SCHLUMBERGER LTD COM
2012-04-05
2019-08-14
2. SERVICEMASTER GLOBAL
2014-08-12
2019-02-07
4. SERVICEMASTER GLOBAL
2016-06-28
2019-02-07
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2019-04-24
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2019-04-24
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2019-04-24
5. SIX FLAGS ENTERTAINMENT CORP
2017-10-16
2019-01-07
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2017-10-10
2019-01-07
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2017-10-05
2019-01-07
10. SONOVA HOLDING AG
2018-09-07
2019-06-05
6. SONOVA HOLDING AG
2018-09-07
2019-07-03
7. SONOVA HOLDING AG
2019-01-30
2019-07-05
3. SONOVA HOLDING AG
2018-09-07
2019-07-05
1. SONOVA HOLDING AG
2018-09-18
2019-07-05
6. SONOVA HOLDING AG
2019-03-11
2019-07-05
4. STARBUCKS CORP COM
2018-04-02
2019-05-23
4. STARBUCKS CORP COM
2018-04-03
2019-05-23
3. STARBUCKS CORP COM
2018-04-03
2019-08-14
4. STARBUCKS CORP COM
2018-04-04
2019-08-14
1. STARBUCKS CORP COM
2018-04-04
2019-09-26
1. STARBUCKS CORP COM
2018-04-05
2019-09-26
4. STARBUCKS CORP COM
2018-04-05
2019-09-27
4. STARBUCKS CORP COM
2018-04-06
2019-09-30
2. STARBUCKS CORP COM
2018-04-09
2019-10-01
2. STARBUCKS CORP COM
2018-04-06
2019-10-01
2. STARBUCKS CORP COM
2018-04-10
2019-10-02
3. STARBUCKS CORP COM
2018-04-09
2019-10-02
3. STARBUCKS CORP COM
2018-04-10
2019-10-03
3. STARBUCKS CORP COM
2018-04-10
2019-10-04
2. STARBUCKS CORP COM
2018-04-11
2019-10-07
3. STARBUCKS CORP COM
2018-04-11
2019-10-08
6. STARBUCKS CORP COM
2018-04-11
2019-10-09
2. SUMITOMO MITSUI FINANCIAL GROUP INC
2013-04-23
2019-05-23
26. SYNOVUS FINANCIAL CORP
2019-08-16
2019-12-16
4. SYNCHRONY FINANCIAL
2015-10-27
2019-05-28
2. SYNCHRONY FINANCIAL
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2019-05-28
1. SYNCHRONY FINANCIAL
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2019-06-27
6. SYNCHRONY FINANCIAL
2015-11-13
2019-06-27
1. SYNCHRONY FINANCIAL
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2019-06-27
1000. SYNCHRONY FINANCIAL
2018-09-21
2019-07-15
1. TARGET CORP
2017-05-31
2019-03-29
1. TARGET CORP
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2019-05-23
14. TARGET CORP
2017-05-31
2019-07-08
7. TARGET CORP
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6. TARGET CORP
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2019-10-30
6. TARGET CORP
2017-05-31
2019-12-20
3. TENCENT HOLDINGS LTD ADR
2016-09-12
2019-06-05
18. TENCENT HOLDINGS LTD ADR
2016-07-06
2019-06-05
24. TENCENT HOLDINGS LTD ADR
2017-01-20
2019-06-05
1. TENCENT HOLDINGS LTD ADR
2017-03-09
2019-06-05
3. TENCENT HOLDINGS LTD ADR
2018-05-17
2019-06-10
20. TENCENT HOLDINGS LTD ADR
2017-03-09
2019-06-10
4. TIMKEN CO/THE
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4. TIMKEN CO/THE
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1. TIMKEN CO/THE
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10. TIMKEN CO/THE
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1000. 21ST CENTY FOX AMER INC
2016-01-12
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1000. 21ST CENTY FOX AMER INC
2016-01-08
2019-03-20
2000. 21ST CENTY FOX AMER INC
2015-12-07
2019-03-20
1. TYSON FOODS INC
2014-07-01
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1. TYSON FOODS INC
2015-09-14
2019-05-23
19. TYSON FOODS INC
2014-07-01
2019-05-23
10. TYSON FOODS INC
2016-06-27
2019-10-30
1. US BANCORP DEL
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2019-03-29
28. UBISOFT ENTERTAINMENT
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2019-05-20
10. UBISOFT ENTERTAINMENT
2018-03-23
2019-11-19
1. UBISOFT ENTERTAINMENT
2018-04-14
2019-11-19
5. UBISOFT ENTERTAINMENT
2018-09-18
2019-11-19
4. UBISOFT ENTERTAINMENT
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2019-11-19
42. UBISOFT ENTERTAINMENT
2018-04-05
2019-11-19
16. UNILEVER PLC W/I (UK/USD) US9047677045
2015-09-14
2019-11-08
3. UNILEVER PLC W/I (UK/USD) US9047677045
2015-09-30
2019-12-18
1. UNILEVER PLC W/I (UK/USD) US9047677045
2017-01-19
2019-12-18
1. UNILEVER PLC W/I (UK/USD) US9047677045
2016-09-12
2019-12-18
7. UNILEVER PLC W/I (UK/USD) US9047677045
2015-09-14
2019-12-18
9. UNILEVER PLC W/I (UK/USD) US9047677045
2019-07-09
2019-12-20
3. UNILEVER PLC W/I (UK/USD) US9047677045
2019-07-08
2019-12-20
2. UNILEVER PLC W/I (UK/USD) US9047677045
2019-03-11
2019-12-20
11. UNILEVER PLC W/I (UK/USD) US9047677045
2017-01-19
2019-12-20
3. UNILEVER PLC W/I (UK/USD) US9047677045
2018-09-18
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2. UNILEVER PLC W/I (UK/USD) US9047677045
2019-03-08
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1. UNION PACIFIC CORP
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22. UNION PACIFIC CORP
2017-06-28
2019-08-29
1. UNION PACIFIC CORP
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2. UNITED PARCEL SERVICE CL B
2012-04-05
2019-01-10
4. UNITED PARCEL SERVICE CL B
2012-04-05
2019-01-11
3. UNITED PARCEL SERVICE CL B
2012-04-05
2019-01-14
8. UNITED PARCEL SERVICE CL B
2012-04-05
2019-01-15
10. UNITED PARCEL SERVICE CL B
2012-04-05
2019-01-16
1000. U.S. TREASURY BOND
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2019-09-25
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2015-06-04
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2019-10-07
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2019-09-25
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2017-09-25
2019-09-25
5000. U.S. TREASURY NOTE
2018-10-05
2019-02-08
8000. U.S. TREASURY NOTE
2018-10-02
2019-02-08
1. UNITED TECHNOLOGIES CORP
2016-03-23
2019-03-29
7. UNUMPROVIDENT CORP
2012-04-05
2019-03-29
2. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-05-23
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-08-09
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-08-12
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-08-13
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-08-14
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-08-19
2. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-08-22
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-10-25
3. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-10-28
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-10-29
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-10-30
1. VARIAN MEDICAL SYSTEMS INC
2013-04-25
2019-10-31
1. VARIAN MEDICAL SYSTEMS INC
2013-06-05
2019-11-04
1. VARIAN MEDICAL SYSTEMS INC
2013-06-05
2019-11-06
1. VARIAN MEDICAL SYSTEMS INC
2013-06-05
2019-11-12
1. VARIAN MEDICAL SYSTEMS INC
2013-06-10
2019-11-13
16. VEREIT INC
2016-03-16
2019-03-29
2. VERIZON COMMUNICATIONS INC
2017-11-30
2019-03-29
10. VERIZON COMMUNICATIONS INC
2017-11-30
2019-12-20
11. VERSUM MATERIALS INC
2019-02-25
2019-10-07
28. VINCI SA ADR
2015-09-15
2019-07-03
3000. VIRGINIA ELEC & POWER CO
2018-09-21
2019-05-14
12. VIRTU FINANCIAL INC
2019-04-22
2019-09-27
25. VIRTU FINANCIAL INC
2019-04-10
2019-09-27
13. VIRTU FINANCIAL INC
2019-04-11
2019-09-27
13. VIRTU FINANCIAL INC
2019-04-22
2019-09-30
1. VIRTU FINANCIAL INC
2019-04-22
2019-12-09
15. VIRTU FINANCIAL INC
2019-05-16
2019-12-09
7. VISA INC
2012-04-05
2019-05-23
3. VISA INC
2012-04-05
2019-08-14
1. VISA INC
2012-04-05
2019-09-26
5. WEC ENERGY GROUP INC
2018-04-30
2019-09-06
3. WEC ENERGY GROUP INC
2018-04-30
2019-09-11
4000. WELLS FARGO & COMPANY
2017-06-14
2019-06-14
1. WELLTOWER INC
2018-06-01
2019-05-23
2. WEST PHARMACEUTICAL SERVICES INC
2019-01-23
2019-07-31
1. WEST PHARMACEUTICAL SERVICES INC
2019-01-23
2019-08-20
2. WEST PHARMACEUTICAL SERVICES INC
2019-01-23
2019-09-03
1. WESTERN DIGITAL CORP COM
2016-09-28
2019-03-29
22. WILLSCOT CORP
2018-10-09
2019-03-26
6. WILLSCOT CORP
2018-10-15
2019-10-01
11. WILLSCOT CORP
2018-10-12
2019-10-01
9. WILLSCOT CORP
2018-10-11
2019-10-01
7. WILLSCOT CORP
2018-10-11
2019-10-01
7. WOLTERS KLUWER N V SPONSORED ADR
2015-09-15
2019-05-13
8. WOLTERS KLUWER N V SPONSORED ADR
2015-09-15
2019-07-03
41. WPX ENERGY INC
2016-08-17
2019-03-11
26. WPX ENERGY INC
2016-09-08
2019-03-11
12. WPX ENERGY INC
2016-09-12
2019-03-11
29. WPX ENERGY INC
2016-11-10
2019-03-11
5. WPX ENERGY INC
2017-01-17
2019-03-11
5. YUM BRANDS INC COM
2014-02-14
2019-05-23
1. YUM CHINA HOLDINGS INC
2014-02-18
2019-05-23
4. YUM CHINA HOLDINGS INC
2014-02-14
2019-05-23
157. ZOZO,INC. SHS ADR
2019-08-20
2019-11-19
4000. SYNCHRONY FINANCIAL
2018-02-09
2019-05-15
3. ALLEGION PLC SHS
2018-08-16
2019-06-03
2. ALLEGION PLC SHS
2018-08-16
2019-07-08
2. ALLEGION PLC SHS
2018-08-16
2019-08-06
1. ALLERGAN PLC
2018-06-28
2019-03-29
16. ALLERGAN PLC
2018-06-28
2019-07-08
13. ALLERGAN PLC
2018-09-26
2019-07-08
9. ALLERGAN PLC
2018-10-30
2019-07-08
5. AON PLC
2015-09-14
2019-12-27
12. ATHENE HLDG LTD CL A
2017-02-08
2019-03-26
3. ATHENE HLDG LTD CL A
2017-02-23
2019-04-10
16. ATHENE HLDG LTD CL A
2017-02-08
2019-04-10
2. ATHENE HLDG LTD CL A
2017-03-02
2019-04-10
1. ATLANTICA YIELD PLC
2017-06-01
2019-01-09
20. ATLANTICA YIELD PLC
2017-05-25
2019-01-09
15. ATLANTICA YIELD PLC
2017-06-01
2019-02-01
1. ATLANTICA YIELD PLC
2017-06-08
2019-02-15
6. ATLANTICA YIELD PLC
2017-06-01
2019-02-15
24. ATLANTICA YIELD PLC
2017-06-08
2019-10-28
7. BANK OF N T BUTTERFIELD
2017-09-13
2019-03-12
1. BANK OF N T BUTTERFIELD
2017-09-14
2019-03-12
5. BANK OF N T BUTTERFIELD
2017-09-20
2019-03-13
4. BANK OF N T BUTTERFIELD
2017-09-14
2019-03-13
8. BANK OF N T BUTTERFIELD
2017-09-21
2019-03-25
13. BANK OF N T BUTTERFIELD
2017-09-20
2019-03-25
1. BANK OF N T BUTTERFIELD
2017-09-21
2019-07-01
5. BANK OF N T BUTTERFIELD
2017-09-28
2019-07-01
6. BANK OF N T BUTTERFIELD
2017-09-28
2019-07-10
1. BANK OF N T BUTTERFIELD
2017-10-05
2019-07-10
3. ACCENTURE PLC SHS
2016-11-10
2019-05-10
4. ACCENTURE PLC SHS
2016-11-10
2019-07-01
21. EATON CORP PLC
2016-06-14
2019-05-01
6. EATON CORP PLC
2016-08-29
2019-05-01
7. EATON CORP PLC
2016-08-29
2019-10-30
2. EATON CORP PLC
2017-03-31
2019-10-30
9. EATON CORP PLC
2017-06-15
2019-12-20
3. EATON CORP PLC
2017-05-31
2019-12-20
5. EATON CORP PLC
2017-03-31
2019-12-20
2. MEDTRONIC PLC SHS
2017-03-02
2019-05-23
9. SIGNET JEWELERS LTD SHS
2016-12-05
2019-01-18
2. SIGNET JEWELERS LTD SHS
2016-09-12
2019-01-18
5. SIGNET JEWELERS LTD SHS
2016-06-23
2019-01-18
.8 ALCON SA ACT NOM
2018-12-18
2019-04-26
1. ALCON SA ACT NOM
2012-04-05
2019-12-23
1. ALCON SA ACT NOM
2012-04-05
2019-12-27
1. ALCON SA ACT NOM
2012-04-05
2019-12-30
3. ALCON SA ACT NOM
2012-04-05
2019-12-31
20. CONSTELLIUM HOLDCO B.V.
2015-08-10
2019-01-09
13. CONSTELLIUM HOLDCO B.V.
2015-08-11
2019-02-01
1. CONSTELLIUM HOLDCO B.V.
2015-09-16
2019-02-01
4. CONSTELLIUM HOLDCO B.V.
2015-11-06
2019-02-01
5. CONSTELLIUM HOLDCO B.V.
2016-09-12
2019-02-27
17. CONSTELLIUM HOLDCO B.V.
2016-08-31
2019-02-27
11. CONSTELLIUM HOLDCO B.V.
2015-11-06
2019-02-27
3. CONSTELLIUM HOLDCO B.V.
2016-11-08
2019-03-26
20. CONSTELLIUM HOLDCO B.V.
2016-09-12
2019-03-26
9. CONSTELLIUM HOLDCO B.V.
2016-11-08
2019-04-22
2. CONSTELLIUM HOLDCO B.V.
2016-11-08
2019-08-01
22. CONSTELLIUM HOLDCO B.V.
2016-12-05
2019-08-01
2. CONSTELLIUM HOLDCO B.V.
2016-12-05
2019-09-18
9. CONSTELLIUM HOLDCO B.V.
2017-05-30
2019-09-18
12. CONSTELLIUM HOLDCO B.V.
2018-09-20
2019-10-01
5. CONSTELLIUM HOLDCO B.V.
2017-05-30
2019-10-01
1. CONSTELLIUM HOLDCO B.V.
2018-09-20
2019-10-17
8. CONSTELLIUM HOLDCO B.V.
2018-10-29
2019-10-17
2. LYONDELLBASELL INDUSTRIE
2016-05-12
2019-03-28
15. LYONDELLBASELL INDUSTRIE
2016-05-12
2019-12-20
5. YANDEX N V CL A
2017-07-13
2019-03-08
6. YANDEX N V CL A
2017-06-28
2019-03-08
11. YANDEX N V CL A
2018-08-24
2019-10-15
17. YANDEX N V CL A
2017-11-29
2019-10-15
5. YANDEX N V CL A
2017-07-13
2019-10-15
3. YANDEX N V CL A
2018-09-18
2019-10-15
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
38
57
-19
b
19
25
-6
c
762
1,046
-284
d
57
72
-15
e
248
371
-123
134
136
-2
38
39
-1
1,145
1,194
-49
124
138
-14
32
34
-2
994
1,212
-218
171
171
446
448
-2
103
104
-1
459
497
-38
651
711
-60
469
687
-218
240
353
-113
10
17
-7
156
240
-84
52
69
-17
302
404
-102
76
76
813
913
-100
1,098
628
470
485
269
216
178
203
-25
178
208
-30
1,137
315
822
1,141
316
825
1,786
195
1,591
295
235
60
62
88
-26
285
483
-198
414
681
-267
52
74
-22
635
671
-36
30
40
-10
786
1,269
-483
242
387
-145
363
511
-148
237
116
121
239
116
123
238
116
122
238
116
122
235
116
119
341
174
167
224
116
108
114
65
49
114
58
56
114
65
49
113
65
48
113
65
48
124
65
59
124
66
58
125
66
59
125
66
59
125
66
59
249
133
116
621
332
289
344
307
37
1,444
1,075
369
241
171
70
1,206
768
438
1,214
1,599
-385
160
246
-86
321
427
-106
79
76
3
79
79
79
90
-11
555
553
2
238
222
16
249
205
44
108
113
-5
108
112
-4
186
143
43
411
325
86
161
122
39
161
124
37
162
103
59
64
69
-5
271
279
-8
32
35
-3
287
318
-31
223
242
-19
239
263
-24
16
17
-1
16
16
160
164
-4
304
291
13
240
239
1
289
292
-3
112
117
-5
289
283
6
128
113
15
128
118
10
128
118
10
80
80
100
124
-24
500
308
192
955
857
98
459
506
-47
100
113
-13
845
149
696
443
89
354
161
48
113
166
48
118
340
152
188
130
51
79
166
175
-9
207
190
17
166
162
4
869
875
-6
88
82
6
71
52
19
2,996
1,767
1,229
53
66
-13
315
420
-105
52
65
-13
262
336
-74
472
655
-183
157
206
-49
105
127
-22
53
66
-13
426
387
39
217
159
58
416
317
99
153
107
46
306
213
93
306
217
89
320
231
89
133
77
56
412
235
177
46
45
1
427
329
98
53
80
-27
762
1,122
-360
1,057
1,013
44
3,172
2,938
234
3,943
3,970
-27
986
991
-5
425
150
275
364
253
111
161
167
-6
1,195
1,150
45
768
739
29
1,024
1,000
24
26
18
8
765
512
253
1,405
1,541
-136
1,000
992
8
2,000
1,994
6
2,000
1,994
6
490
396
94
216
162
54
1,841
1,741
100
368
324
44
2,891
2,902
-11
820
813
7
2,435
2,438
-3
211
645
-434
5
15
-10
137
449
-312
41
61
-20
74
132
-58
98
172
-74
72
218
-146
46
142
-96
19
59
-40
2
8
-6
41
130
-89
1,399
542
857
54
23
31
490
195
295
1,751
718
1,033
1,355
594
761
2,024
891
1,133
956
549
407
363
226
137
3,058
2,066
992
707
549
158
98
67
31
498
366
132
149
116
33
162
116
46
143
144
-1
143
141
2
214
214
71
72
-1
120
117
3
3,067
2,812
255
3,994
3,554
440
1,273
1,003
270
638
648
-10
174
186
-12
406
363
43
36
42
-6
29
24
5
198
79
119
228
79
149
688
505
183
446
326
120
323
212
111
355
418
-63
533
627
-94
898
1,065
-167
160
186
-26
160
183
-23
200
212
-12
139
210
-71
139
246
-107
167
278
-111
84
101
-17
28
34
-6
111
171
-60
139
212
-73
110
72
38
220
191
29
165
136
29
323
287
36
186
143
43
124
108
16
61
61
123
115
8
123
108
15
139
115
24
921
808
113
205
249
-44
51
62
-11
100
124
-24
100
114
-14
74
56
18
222
166
56
148
110
38
1,265
1,533
-268
495
592
-97
520
446
74
369
284
85
247
203
44
33
27
6
116
95
21
165
135
30
66
54
12
547
337
210
164
84
80
1,941
1,994
-53
616
399
217
4,000
4,000
734
541
193
149
102
47
49
34
15
450
339
111
945
680
265
180
121
59
1,125
936
189
503
328
175
285
187
98
360
444
-84
90
108
-18
180
171
9
299
315
-16
164
154
10
82
82
82
79
3
330
318
12
365
46
319
1,095
147
948
555
70
485
553
198
355
551
198
353
2,962
2,492
470
604
644
-40
392
195
197
357
187
170
91
48
43
183
93
90
370
192
178
184
96
88
92
44
48
357
282
75
1,072
542
530
179
72
107
959
1,013
-54
635
689
-54
265
270
-5
2,118
2,155
-37
312
288
24
994
1,008
-14
199
185
14
1,501
1,549
-48
572
586
-14
1,103
1,099
4
981
987
-6
412
321
91
412
336
76
1,059
1,003
56
3,178
3,003
175
3,005
3,285
-280
1,161
1,453
-292
99
79
20
258
235
23
141
118
23
45
58
-13
47
36
11
647
519
128
341
278
63
319
253
66
2,777
2,851
-74
54
48
6
2,348
2,247
101
3,624
3,373
251
405
234
171
236
117
119
1,429
643
786
80
59
21
186
119
67
497
283
214
599
283
316
447
215
232
163
77
86
163
71
92
912
473
439
746
351
395
524
478
46
1,835
1,585
250
524
468
56
1,148
1,157
-9
510
546
-36
731
706
25
1,317
1,253
64
3,219
3,068
151
1,024
1,005
19
878
819
59
141
137
4
236
230
6
94
91
3
94
82
12
377
239
138
1,131
469
662
23
20
3
32
17
15
67
54
13
67
52
15
150
108
42
301
217
84
360
217
143
348
217
131
258
163
95
97
54
43
212
108
104
74
81
-7
1,014
1,134
-120
73
89
-16
816
980
-164
178
69
109
1,110
310
800
555
138
417
239
288
-49
30
36
-6
60
71
-11
339
410
-71
674
558
116
404
336
68
716
558
158
120
106
14
479
446
33
240
213
27
1,280
959
321
995
807
188
2
2
24
25
-1
24
24
47
49
-2
12
12
24
24
24
25
-1
12
13
-1
47
53
-6
12
11
1
12
12
12
11
1
12
12
47
53
-6
7,685
8,677
-992
935
1,055
-120
630
711
-81
541
611
-70
2,213
2,480
-267
35
30
5
124
119
5
160
156
4
990
782
208
330
263
67
858
676
182
99
145
-46
50
72
-22
250
363
-113
103
132
-29
103
145
-42
207
297
-90
103
143
-40
103
135
-32
242
159
83
4,170
4,201
-31
370
397
-27
116
129
-13
205
258
-53
102
134
-32
61
75
-14
225
303
-78
328
401
-73
753
252
501
409
126
283
130
182
-52
130
259
-129
130
179
-49
130
231
-101
519
778
-259
260
400
-140
637
191
446
172
57
115
172
57
115
3,047
3,004
43
1,016
1,029
-13
1,016
1,001
15
20
38
-18
312
615
-303
121
242
-121
28
58
-30
46
96
-50
14
37
-23
103
275
-172
62
156
-94
14
35
-21
43
101
-58
43
100
-57
57
134
-77
100
229
-129
65
147
-82
100
235
-135
50
124
-74
181
78
103
1,221
1,893
-672
225
173
52
135
109
26
360
270
90
16
11
5
143
99
44
174
123
51
63
45
18
301
197
104
269
169
100
99
216
-117
158
349
-191
59
129
-70
79
174
-95
125
264
-139
63
124
-61
21
44
-23
105
252
-147
63
134
-71
84
177
-93
146
312
-166
423
236
187
7
14
-7
505
289
216
180
96
84
483
365
118
153
133
20
153
110
43
51
38
13
171
181
-10
741
744
-3
570
663
-93
1,230
1,505
-275
102
133
-31
293
289
4
611
578
33
1,976
1,987
-11
265
210
55
53
32
21
689
384
305
532
419
113
54
42
12
147
185
-38
147
178
-31
73
93
-20
158
156
2
32
32
30
33
-3
178
224
-46
142
162
-20
229
282
-53
76
90
-14
25
19
6
87
82
5
1,058
1,068
-10
2,323
2,219
104
4,817
4,277
540
254
261
-7
159
208
-49
32
37
-5
127
155
-28
64
77
-13
373
319
54
852
538
314
350
202
148
376
202
174
125
67
58
251
154
97
249
154
95
580
655
-75
92
60
32
247
244
3
82
59
23
1,808
1,312
496
443
443
118
89
29
86
475
-389
12
70
-58
34
198
-164
15
91
-76
12
71
-59
9
22
-13
40
141
-101
149
430
-281
60
272
-212
17
75
-58
32
198
-166
17
107
-90
83
262
-179
405
407
-2
72
68
4
215
186
29
215
180
35
266
180
86
177
120
57
265
180
85
89
60
29
89
60
29
88
60
28
176
120
56
788
777
11
389
399
-10
626
861
-235
300
430
-130
300
437
-137
286
116
170
159
58
101
165
58
107
172
43
129
106
22
84
142
22
120
139
22
117
340
43
297
52
50
2
104
101
3
312
317
-5
416
398
18
520
500
20
147
159
-12
49
52
-3
785
830
-45
196
208
-12
64
73
-9
874
808
66
798
294
504
415
168
247
283
105
178
337
315
22
298
550
-252
165
344
-179
78
27
51
156
101
55
49
24
25
99
51
48
198
101
97
292
310
-18
350
371
-21
233
247
-14
438
405
33
272
243
29
312
262
50
134
122
12
45
41
4
268
230
38
306
225
81
306
230
76
289
172
117
386
233
153
90
58
32
90
59
31
355
236
119
353
234
119
174
118
56
174
117
57
170
119
51
254
177
77
253
178
75
257
178
79
172
119
53
256
178
78
514
357
157
14
18
-4
1,018
926
92
138
125
13
69
62
7
34
31
3
206
187
19
34
31
3
1,000
1,000
80
55
25
79
55
24
1,244
772
472
753
386
367
648
331
317
776
331
445
126
80
46
759
404
355
1,011
614
397
42
27
15
130
159
-29
865
543
322
170
220
-50
172
194
-22
43
48
-5
429
452
-23
1,026
1,034
-8
1,026
1,033
-7
2,051
2,064
-13
69
38
31
81
43
38
1,543
727
816
818
649
169
48
56
-8
440
491
-51
110
175
-65
11
18
-7
55
110
-55
44
62
-18
462
746
-284
957
631
326
168
122
46
56
41
15
56
46
10
392
276
116
512
565
-53
171
190
-19
114
108
6
626
456
170
171
168
3
114
109
5
165
109
56
3,502
2,390
1,112
159
164
-5
197
160
37
391
320
71
297
240
57
780
640
140
976
800
176
1,402
1,116
286
1,165
993
172
3,591
2,978
613
1,145
967
178
1,120
998
122
5,019
4,987
32
8,031
7,989
42
128
99
29
237
168
69
254
112
142
112
56
56
110
56
54
111
56
55
108
56
52
109
56
53
217
112
105
121
56
65
366
169
197
121
56
65
121
56
65
120
56
64
126
60
66
124
60
64
125
60
65
124
61
63
134
129
5
118
102
16
618
509
109
583
455
128
724
459
265
3,121
3,010
111
200
303
-103
416
625
-209
216
325
-109
209
329
-120
16
25
-9
246
356
-110
1,138
210
928
528
90
438
176
30
146
477
323
154
271
194
77
4,098
4,065
33
81
58
23
273
211
62
145
105
40
288
211
77
47
58
-11
242
390
-148
92
100
-8
169
189
-20
138
155
-17
108
120
-12
474
226
248
589
258
331
467
459
8
296
359
-63
137
152
-15
331
348
-17
57
70
-13
507
263
244
40
21
19
159
83
76
656
629
27
4,004
4,024
-20
294
260
34
221
173
48
200
173
27
147
169
-22
2,639
2,697
-58
2,144
2,463
-319
1,485
1,420
65
1,033
455
578
488
608
-120
125
156
-31
667
811
-144
83
105
-22
19
19
388
384
4
267
292
-25
18
20
-2
110
117
-7
551
441
110
261
236
25
37
34
3
186
178
8
148
137
11
268
290
-22
436
463
-27
34
36
-2
169
180
-11
202
216
-14
34
37
-3
515
357
158
746
476
270
1,733
1,123
610
495
369
126
617
420
197
176
136
40
848
626
222
283
212
71
471
335
136
181
164
17
225
844
-619
50
156
-106
125
433
-308
45
42
3
57
33
24
57
33
24
56
33
23
169
100
69
155
141
14
114
90
24
9
8
1
35
28
7
48
37
11
163
123
40
106
78
28
25
17
8
166
146
20
84
50
34
24
11
13
264
145
119
27
13
14
121
62
59
153
151
2
64
34
30
14
13
1
112
75
37
168
164
4
1,410
1,230
180
174
158
16
209
164
45
336
349
-13
519
563
-44
153
158
-5
92
94
-2
160
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-19
b
-6
c
-284
d
-15
e
-123
-2
-1
-49
-14
-2
-218
-2
-1
-38
-60
-218
-113
-7
-84
-17
-102
-100
470
216
-25
-30
822
825
1,591
60
-26
-198
-267
-22
-36
-10
-483
-145
-148
121
123
122
122
119
167
108
49
56
49
48
48
59
58
59
59
59
116
289
37
369
70
438
-385
-86
-106
3
-11
2
16
44
-5
-4
43
86
39
37
59
-5
-8
-3
-31
-19
-24
-1
-4
13
1
-3
-5
6
15
10
10
-24
192
98
-47
-13
696
354
113
118
188
79
-9
17
4
-6
6
19
1,229
-13
-105
-13
-74
-183
-49
-22
-13
39
58
99
46
93
89
89
56
177
1
98
-27
-360
44
234
-27
-5
275
111
-6
45
29
24
8
253
-136
8
6
6
94
54
100
44
-11
7
-3
-434
-10
-312
-20
-58
-74
-146
-96
-40
-6
-89
857
31
295
1,033
761
1,133
407
137
992
158
31
132
33
46
-1
2
-1
3
255
440
270
-10
-12
43
-6
5
119
149
183
120
111
-63
-94
-167
-26
-23
-12
-71
-107
-111
-17
-6
-60
-73
38
29
29
36
43
16
8
15
24
113
-44
-11
-24
-14
18
56
38
-268
-97
74
85
44
6
21
30
12
210
80
-53
217
193
47
15
111
265
59
189
175
98
-84
-18
9
-16
10
3
12
319
948
485
355
353
470
-40
197
170
43
90
178
88
48
75
530
107
-54
-54
-5
-37
24
-14
14
-48
-14
4
-6
91
76
56
175
-280
-292
20
23
23
-13
11
128
63
66
-74
6
101
251
171
119
786
21
67
214
316
232
86
92
439
395
46
250
56
-9
-36
25
64
151
19
59
4
6
3
12
138
662
3
15
13
15
42
84
143
131
95
43
104
-7
-120
-16
-164
109
800
417
-49
-6
-11
-71
116
68
158
14
33
27
321
188
-1
-2
-1
-1
-6
1
1
-6
-992
-120
-81
-70
-267
5
5
4
208
67
182
-46
-22
-113
-29
-42
-90
-40
-32
83
-31
-27
-13
-53
-32
-14
-78
-73
501
283
-52
-129
-49
-101
-259
-140
446
115
115
43
-13
15
-18
-303
-121
-30
-50
-23
-172
-94
-21
-58
-57
-77
-129
-82
-135
-74
103
-672
52
26
90
5
44
51
18
104
100
-117
-191
-70
-95
-139
-61
-23
-147
-71
-93
-166
187
-7
216
84
118
20
43
13
-10
-3
-93
-275
-31
4
33
-11
55
21
305
113
12
-38
-31
-20
2
-3
-46
-20
-53
-14
6
5
-10
104
540
-7
-49
-5
-28
-13
54
314
148
174
58
97
95
-75
32
3
23
496
29
-389
-58
-164
-76
-59
-13
-101
-281
-212
-58
-166
-90
-179
-2
4
29
35
86
57
85
29
29
28
56
11
-10
-235
-130
-137
170
101
107
129
84
120
117
297
2
3
-5
18
20
-12
-3
-45
-12
-9
66
504
247
178
22
-252
-179
51
55
25
48
97
-18
-21
-14
33
29
50
12
4
38
81
76
117
153
32
31
119
119
56
57
51
77
75
79
53
78
157
-4
92
13
7
3
19
3
25
24
472
367
317
445
46
355
397
15
-29
322
-50
-22
-5
-23
-8
-7
-13
31
38
816
169
-8
-51
-65
-7
-55
-18
-284
326
46
15
10
116
-53
-19
6
170
3
5
56
1,112
-5
37
71
57
140
176
286
172
613
178
122
32
42
29
69
142
56
54
55
52
53
105
65
197
65
65
64
66
64
65
63
5
16
109
128
265
111
-103
-209
-109
-120
-9
-110
928
438
146
154
77
33
23
62
40
77
-11
-148
-8
-20
-17
-12
248
331
8
-63
-15
-17
-13
244
19
76
27
-20
34
48
27
-22
-58
-319
65
578
-120
-31
-144
-22
4
-25
-2
-7
110
25
3
8
11
-22
-27
-2
-11
-14
-3
158
270
610
126
197
40
222
71
136
17
-619
-106
-308
3
24
24
23
69
14
24
1
7
11
40
28
8
20
34
13
119
14
59
2
30
1
37
4
180
16
45
-13
-44
-5
-2
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
40,313
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
63,231
1,299,152
0.048671
2017
58,252
1,275,762
0.045661
2016
60,329
1,188,281
0.05077
2015
52,783
1,221,430
0.043214
2014
54,212
1,225,152
0.044249
2
Total
of line 1, column (d)
.....................
2
0.232565
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.046513
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,280,907
5
Multiply line 4 by line 3
......................
5
59,579
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
701
7
Add lines 5 and 6
........................
7
60,280
8
Enter qualifying distributions from Part XII, line 4
,.............
8
71,950
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
701
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
701
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
701
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
748
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
748
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
47
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
47
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
REKHA PACKER
TRUSTEE
2
0
21 CLUBWAY
HARTSDALE
,
NJ
10530
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,274,459
b
Average of monthly cash balances
.......................
1b
25,954
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,300,413
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,300,413
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
19,506
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,280,907
6
Minimum investment return.
Enter 5% of line 5
..................
6
64,045
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
64,045
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
701
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
701
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
63,344
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
63,344
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
63,344
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
71,950
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
71,950
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
701
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
71,249
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
63,344
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
57,265
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
71,950
a
Applied to 2018, but not more than line 2a
57,265
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
14,685
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
48,659
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
PHILLIPS EXETER ACADEMY
20 MAIN ST
EXETER
,
NH
03833
N/A
PC
UNRESTRICTED GENERAL
200
PRESIDENT & FELLOWS OF HARVARD
COLLEGE
1033 MASSACHUSETTS AVE STE 3
CAMBRIDGE
,
MA
021385366
N/A
PC
RADCLIFFE INST, HARVARD LAW
15,100
MASSACHUSETTS INSTITUTE OF
TECHNOLOGY
77 MASSACHUSETTS AVE NE 49-3142
CAMBRIDGE
,
MA
02139
N/A
PC
SUPPORT FOR BARKER LIBRARY
400
BOSTON FOUNDATION INC
75 ARLINGTON ST 3RD FL
BOSTON
,
MA
02116
N/A
PC
UNRESTRICTED GENERAL
50
SCHOLARSHIP AMERICA INC
1 SCHOLARSHIP WAY
ST PETER
,
MN
560821693
N/A
PC
UNRESTRICTED GENERAL
2,400
FACING HISTORY & OURSELVES INC
16 HURD RD
BROOKLINE
,
MA
02445
N/A
PC
UNRESTRICTED GENERAL
100
BHARATIYA VIDYA BHAVAN USA INC
aka INSTITUE OF INDIAN CULTURE
705 7TH AVE 17TH FL
NEW YORK
,
NY
10001
N/A
PC
UNRESTRICTED GENERAL
100
AMERICAN SOCIETY FOR THE PREVENTION
OF CRUELTY TO ANIMALS
424 E 92ND STREET
NEW YORK
,
NY
101286804
N/A
PC
UNRESTRICTED GENERAL
100
FOUNTAIN HOUSE INC
425 W 47TH ST
NEW YORK
,
NY
10036
N/A
PC
UNRESTRICTED GENERAL
100
METROPOLITAN MUSEUM OF ART
1000 FIFTH AVE
NEW YORK
,
NY
10028
N/A
PC
UNRESTRICTED GENERAL
100
PIERPONT MORGAN LIBRARY
225 MADISON AVE
NEW YORK
,
NY
10016
N/A
PC
UNRESTRICTED GENERAL
100
FRESH AIR FUND
633 THIRD AVE 14TH FL
NEW YORK
,
NY
10017
N/A
PC
UNRESTRICTED GENERAL
100
LEARNING ALLY INC
20 ROSZEL RD
PRINCETON
,
NJ
08540
N/A
PC
SUPPORT RECORDING FOR THE
100
METROPOLITAN OPERA GUILD INC
70 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
N/A
PC
UNRESTRICTED GENERAL
850
COOPERATIVE FOR ASSISTANCE &
RELIEF EVERYWHERE INC
151 ELLIS ST NE
ATLANTA
,
GA
30303
N/A
PC
UNRESTRICTED GENERAL
300
WINIFRED MASTERSON BURKE
REHABILITATION HOSPITAL
785 MAMARONECK AVE
WHITE PLAINS
,
NY
10605
N/A
PC
UNRESTRICTED GENERAL
300
HACKLEY SCHOOL
293 BENEDICT AVE
TARRYTOWN
,
NY
10591
N/A
PC
UNRESTRICTED GENERAL
1,250
UNITED STATES FUND FOR UNICEF
125 MAIDEN LN 10TH FL
NEW YORK
,
NY
10038
N/A
PC
UNRESTRICTED GENERAL
100
MARCH OF DIMES FOUNDATION
1275 MAMARONECK AVE
WHITE PLAINS
,
NY
10605
N/A
PC
UNRESTRICTED GENERAL
100
HOFF BARTHELSON MUSIC SCHOOL
25 SCHOOL LN
SCARSDALE
,
NY
10583
N/A
PC
UNRESTRICTED GENERAL
9,500
NEW YORK PUBLIC LIBRARY ASTOR
LENOX & TILDEN FDN
445 FIFTH AVE 8TH FL
NEW YORK
,
NY
10016
N/A
PC
UNRESTRICTED GENERAL
100
UNITED WAY OF WESTCHESTER &
PUTNAM INC
336 CENTRAL PARK AVE
WHITE PLAINS
,
NY
10606
N/A
PC
UNRESTRICTED GENERAL
300
NEW YORK PUBLIC RADIO
160 VARICK ST
NEW YORK
,
NY
10013
N/A
PC
UNRESTRICTED GENERAL
100
ALZHEIMERS DISEASE & RELATED DISORDERS
ASSOCIATION INC
225 N MICHIGAN AVE 1700
CHICAGO
,
IL
60601
NA
PC
UNRESTRICTED GENERAL
100
HELPING HANDS
541 CAMBRIDGE ST
BOSTON
,
MA
02134
N/A
PC
SUPPORT MONKEY HELPERS
100
MEDECINS SANS FRONTIERS USA INC
40 RECTOR ST 16TH FL
NEW YORK
,
NY
10006
N/A
PC
UNRESTRICTED GENERAL
1,000
FOOD BANK FOR WESTCHESTER INC
200 CLEARBROOK RD
ELMSFORD
,
NY
10523
N/A
PC
UNRESTRICTED GENERAL
100
EDGEMONT SCHOOL FOUNDATION INC
271 MADISON AVE
NEW YORK
,
NY
10016
N/A
PC
UNRESTRICTED GENERAL
100
NEW CHORAL SOCIETY OF CENTRAL
WESTCHESTER
6 GREENACRES AVE
SCARSDALE
,
NY
10583
N/A
PC
UNRESTRICTED GENERAL
8,100
DONORSCHOOSEORG
134 W 37TH ST
NEW YORK
,
NY
10018
N/A
PC
UNRESTRICTED GENERAL
4,329
SALVATION ARMY
440 WEST NYACK ROAD
NEW YORK
,
NY
109941739
N/A
PC
UNRESTRICTED GENERAL
100
AMERICAN HEART ASSOCIATION INC
7272 GREENVILLE AVE
DALLAS
,
TX
75231
N/A
PC
UNRESTRICTED GENERAL
100
NATIONAL MULTIPLE SCLEROSIS SOCIETY
733 THIRD AVE 3RD FL
NEW YORK
,
NY
10017
N/A
PC
UNRESTRICTED GENERAL
100
GREENVILLE FIRE DEPARTMENT
711 CENTRAL AVE
SCARSDALE
,
NY
10583
N/A
MUNICIPALITY
UNRESTRICTED GENERAL
100
HARVARD-RADCLIFFE CLUB OF
WESTCHESTER
1 MAYFAIR RD
EASTCHESTER
,
NY
10709
N/A
PC
UNRESTRICTED GENERAL
475
LEAGUE OF WOMEN VOTERS OF NY
STATE EDUCATION FDN INC
62 GRAND ST
ALBANY
,
NY
12207
N/A
PC
UNRESTRICTED GENERAL
100
HEALING THE CHILDREN NEW JERSEY INC
112 5TH AVE
HAWTHORNE
,
NJ
07506
N/A
PC
UNRESTRICTED GENERAL
250
PURCHASE COLLEGE FOUNDATION
735 ANDERSON HILL RD
PURCHASE
,
NY
10577
N/A
PC
UNRESTRICTED GENERAL
100
OXFAM-AMERICA INC
226 CAUSEWAY ST 5TH FL
BOSTON
,
MA
02114
N/A
PC
UNRESTRICTED GENERAL
100
NUNATAKS LTD
99 DROMORE RD
SCARSDALE
,
NY
10583
N/A
PC
SUPPORT GREENBURGH NATURE
100
WNET CHANNEL 13
825 EIGHTH AVE 14TH FL
NEW YORK
,
NY
10019
N/A
PC
UNRESTRICTED GENERAL
150
HEIFER PROJECT INTERNATIONAL
1 WORLD AVE
LITTLE ROCK
,
AR
72202
N/A
PC
UNRESTRICTED GENERAL
100
RONALD MCDONALD HOUSE CHARITIES
110 N CARPENTER ST
CHICAGO
,
IL
60607
N/A
PC
UNRESTRICTED GENERAL
100
PRION ALLIANCE INC
PO BOX 391953
CAMBRIDGE
,
MA
021390035
N/A
PC
UNRESTRICTED GENERAL
10,000
UNITED STATES HOLOCAUST MEMORIAL
MUSEUM
100 RAOUL WALLENDBURG PL SW
WASHINGTON
,
DC
20024
N/A
PC
UNRESTRICTED GENERAL
100
BRIGHT BEGINNINGS INC
3418 4TH STREET SE
WASHINGTON
,
DC
20032
N/A
PC
UNRESTRICTED GENERAL
2,500
HORTONS KIDS INC
100 MARYLAND AVE NE
WASHINGTON
,
DC
20002
N/A
PC
UNRESTRICTED GENERAL
1,000
AMERICAN NATIONAL RED CROSS
106 N BROADWAY
WHITE PLAINS
,
NY
10603
N/A
PC
UNRESTRICTED GENERAL
100
NATURE CONSERVANCY
2500 MAITLAND CENTER PKWY SUITE 31
MAITLAND
,
FL
22203
N/A
PC
UNRESTRICTED GENERAL
100
FRIENDS OF NOTRE DAME DE PARIS INC
1717 PENNSYLVANIA AVENUE NW
WASHINGTON
,
DC
200064614
N/A
PC
UNRESTRICTED GENERAL
3,000
MEMORIAL SLOAN-KETTERING
1275 YORK AVE
NEW YORK
,
NY
10065
N/A
PC
UNRESTRICTED GENERAL
300
Total
.................................
3a
64,654
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
38,633
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
40,313
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
78,946
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
78,946
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description