Attach to Form 990 or 990-EZ.
Go to www.irs.gov/Form990 for the latest information.
| Return Reference | Explanation |
|---|---|
| PART VI, SECTION A, LINE 2, OFFICERS WITH BUSINESS RELATIONSHIPS: | ALAN HSIA AND PATRICK SWEARINGEN ARE BOTH MEMBERS OF ENERGY TRUST LLC. ADDITIONALLY, ALAN HSIA SERVES AS DIRECTOR/PRESIDENT AND PATRICK SWEARINGEN SERVES AS VICE PRESIDENT FOR ALL THE ENTITIES LISTED IN SCHEDULE R, PART II (SEE ATTACHED). |
| PART VI, SECTION A, LINE 6, STOCKHOLDERS OF THE ORGANIZATION | (ALSO APPLIES TO PART IX, LINE 21, PAYMENTS TO AFFILIATES): MTC MB CORPORATION (THE "CORPORATION") IS A 501(C)(2) TITLE HOLDING COMPANY FOR JP MORGAN CHASE RETIREMENT PLAN, A PLAN THAT IS QUALIFIED UNDER CODE SECTION 401, AND AS SUCH IS AN EXEMPT ORGANIZATION UNDER SECTION 501(A). AS SUCH, WHEN THE CORPORATION RECEIVES ANY PAYMENT OF DIVIDENDS, INTEREST AND RETURN OF CAPITAL PAYMENTS ON THE SEUCRITIES IT HOLDS, IT IMMEDIATELY MAKES A CORRESPONDING DIVIDEND PAYMENT OF AN EQUAL AMOUNT TO JPMORGAN CHASE RETIREMENT PLAN, ITS SOLE SHAREHOLDER |
| PART VI, SECTION A, LINE 7B, DECISIONS SUBJECT TO APPROVAL BY | SHAREHOLDERS: SHAREHOLDERS MAINTAIN ALL VOTING RIGHTS THAT ARE REQUIRED PURSUANT TO DELAWARE CORPORATE LAW. |
| PART VI, SECTION B, LINE 11B, FORM 990 REVIEW PROCESS: | FORM 990 IS PREPARED BY GRANT THORNTON, LLP. IT IS THEN REVIEWED BY AN OFFICER OF THE CORPORATION BEFORE BEING SIGNED OFF. ALL VOTING MEMBERS HAVE THE OPPORTUNITY TO REVIEW THE 990 BEFORE IT IS FILED. |
| PART VI, SECTION C, LINE 19, AVAILABILITY OF GOVERNING DOCUMENTS | ETC. TO THE PUBLIC: NO DOCUMENTS ARE AVAILABLE TO THE PUBLIC |
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