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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
DONALD WEESNER CHARITABLE TR UA
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 0634
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE
,
WI
532010634
A Employer identification number
41-6463406
B
Telephone number (see instructions)
(651) 466-8040
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
13,670,649
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
233,194
232,556
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
170,460
b
Gross sales price for all assets on line 6a
4,801,857
7
Capital gain net income (from Part IV, line 2)
...
170,460
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
324,363
322,703
12
Total.
Add lines 1 through 11
........
728,017
725,719
13
Compensation of officers, directors, trustees, etc.
114,404
102,963
11,440
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
4,505
0
0
4,505
b
Accounting fees (attach schedule)
.......
3,000
0
0
3,000
c
Other professional fees (attach schedule)
....
35,839
2,439
33,400
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
3,935
3,935
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
16,628
6,103
10,525
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
178,311
115,440
0
62,870
25
Contributions, gifts, grants paid
.......
556,090
556,090
26
Total expenses and disbursements.
Add lines 24 and 25
734,401
115,440
0
618,960
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-6,384
b
Net investment income
(if negative, enter -0-)
610,279
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
15,068
15,068
2
Savings and temporary cash investments
.........
1,273,545
275,012
275,012
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
5,339,810
6,400,000
9,306,323
c
Investments—corporate bonds (attach schedule)
.......
2,621,244
3,486,395
3,647,752
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,015,937
552,782
423,005
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
2,722
3,489
3,489
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
10,253,258
10,732,746
13,670,649
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
10,253,258
10,732,746
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
10,253,258
10,732,746
30
Total liabilities and net assets/fund balances
(see instructions)
.
10,253,258
10,732,746
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
10,253,258
2
Enter amount from Part I, line 27a
.....................
2
-6,384
3
Other increases not included in line 2 (itemize)
3
547,380
4
Add lines 1, 2, and 3
..........................
4
10,794,254
5
Decreases not included in line 2 (itemize)
5
61,508
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
10,732,746
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
4. ALLETE INC
2017-05-11
2019-01-03
b
34. CAMPING WORLD HOLDINGS INC A
2018-10-24
2019-01-03
c
4. HELEN OF TROY LTD
2017-02-14
2019-01-03
d
14. IDACORP INC
2017-02-02
2019-01-07
e
6. GULFPORT ENERGY CORP
2016-03-18
2019-01-08
128. GULFPORT ENERGY CORP
2019-01-08
34. B & G FOODS INC NEW
2018-01-11
2019-01-09
27. SINCLAIR BROADCAST GROUP INC A
2017-05-11
2019-01-10
6. SINCLAIR BROADCAST GROUP INC A
2018-04-10
2019-01-10
757. 3M CO
2000-03-13
2019-01-10
37. AMERICAN AXLE MFG HLDGS INC COM
2018-04-11
2019-01-11
80. CALLON PETE CO DEL
2019-01-11
20. MASTEC INC
2019-01-11
33. CAMPING WORLD HOLDINGS INC A
2019-01-15
57. CAMPING WORLD HOLDINGS INC A
2019-01-15
12. FIVE BELOW
2017-05-25
2019-01-15
128. GULFPORT ENERGY CORP
2019-01-15
19. MATADOR RESOURCES CO
2018-05-18
2019-01-15
39. DAVE & BUSTERS ENTMT INC
2019-01-17
56. ELECTRONICS FOR IMAGING INC COM
2019-01-17
3.00005 LIGAND PHARMACEUTICALS CL B
2018-10-18
2019-01-17
17.99995 LIGAND PHARMACEUTICALS CL B
2019-01-17
30. YELP INC
2018-09-20
2019-01-17
6. AMERICAN AXLE MFG HLDGS INC COM
2018-04-11
2019-01-18
32. AMERICAN AXLE MFG HLDGS INC COM
2017-12-06
2019-01-18
121. IRIDIUM COMMUNICATION INC
2019-01-18
117. CAMPING WORLD HOLDINGS INC A
2019-01-22
67. ELECTRONICS FOR IMAGING INC COM
2019-01-22
144. GULFPORT ENERGY CORP
2019-01-22
13. LIGAND PHARMACEUTICALS CL B
2019-01-22
6. LIGAND PHARMACEUTICALS CL B
2019-01-22
120. GULFPORT ENERGY CORP
2019-01-23
36. YELP INC
2019-01-24
16. LIGAND PHARMACEUTICALS CL B
2019-01-28
64. AMERICAN AXLE MFG HLDGS INC COM
2019-01-31
68. ELECTRONICS FOR IMAGING INC COM
2013-02-14
2019-01-31
42. YELP INC
2019-01-31
18. MERCURY COMPUTER SYS INC
2018-01-25
2019-02-05
34. YELP INC
2019-02-05
221.4138 ARLO TECHNOLOGIES INC
2019-02-07
41.5862 ARLO TECHNOLOGIES INC
2018-11-15
2019-02-07
.3792 ARLO TECHNOLOGIES INC
2017-12-05
2019-02-08
49. AMERICAN AXLE MFG HLDGS INC COM
2019-02-11
28. VERINT SYS INC COM
2017-10-25
2019-02-11
22. WRIGHT MEDICAL GROUP NV
2017-10-19
2019-02-12
28. XPERI CORP
2015-05-07
2019-02-13
28. DIODES INC
2019-02-26
29. ETSY INC
2019-02-27
300000. BMO 24M IYR LBR MTN 2/28/19
2017-02-23
2019-02-28
15. HEALTHEQUITY INC
2018-12-03
2019-02-28
11. NUVASIVE INC
2018-10-02
2019-03-01
10. ORMAT TECHNOLOGIES INC
2018-09-21
2019-03-01
57. HORIZON PHARMA PLC
2017-06-20
2019-03-01
66. BLOOMIN BRANDS INC
2019-03-04
43. BLOOMIN BRANDS INC
2018-06-07
2019-03-04
40. ETSY INC
2019-03-04
16. NEXSTAR BROADCASTING GROUP A
2019-03-04
24. PROPETRO HLDG CORP
2017-10-04
2019-03-07
24. PROPETRO HLDG CORP
2018-05-11
2019-03-07
51. SINCLAIR BROADCAST GROUP INC A
2019-03-11
28. MAXLINEAR INC CLASS A
2018-03-13
2019-03-12
72. MAXLINEAR INC CLASS A
2019-03-12
1. PFIZER INC
1911-11-11
2019-03-13
7. ALLETE INC
2017-05-11
2019-03-15
11. IDACORP INC
2017-02-02
2019-03-15
44. BOYD GAMING CORP COM
2019-03-19
27. AARONS INC
2019-03-20
27. SINCLAIR BROADCAST GROUP INC A
2016-11-07
2019-03-21
1. AMEDISYS INC
2019-03-22
2019-03-22
193. ALLEGION PLC
2019-03-22
16. CHEMICAL FINANCIAL CORP
2017-02-02
2019-03-25
37. FNB CORP
2016-12-12
2019-03-26
81. FNB CORP
2018-05-11
2019-03-26
63. RADIAN GROUP INC
2019-03-26
17. WINTRUST FINANCIAL CORP
2013-08-05
2019-03-26
11. EVERCORE PARTNERS INC
2019-03-27
19. SINCLAIR BROADCAST GROUP INC A
2016-11-07
2019-03-28
34. BLUCORA INC
2019-03-29
6. IDACORP INC
2017-02-02
2019-04-01
22. VERINT SYS INC COM
2019-04-01
134403.03 MARATHON SPECIAL OPPORTUNITY FD LTD
2011-04-01
2019-04-01
8. ALLETE INC
2017-05-11
2019-04-03
20. IDACORP INC
2019-04-08
56. OUTFRONT MEDIA INC
2018-07-17
2019-04-10
22. SINCLAIR BROADCAST GROUP INC A
2019-04-11
21. ALLETE INC
2017-05-11
2019-04-15
1. AKORN INC
2019-04-17
2019-04-17
31. PROPETRO HLDG CORP
2018-03-12
2019-04-17
53. WABTEC CORP
2019-02-25
2019-04-17
.71 WABTEC CORP
2019-02-25
2019-04-18
8. CACI INTERNATIONAL INC CL A
2019-04-22
19. EMERGENT BIOSOLUTIONS INC
2019-01-10
2019-04-22
7. EMERGENT BIOSOLUTIONS INC
2017-01-19
2019-04-22
46. EMERGENT BIOSOLUTIONS INC
2019-04-23
48. TIVITY HEALTH INC
2019-04-23
55. WRIGHT MEDICAL GROUP NV
2018-08-30
2019-04-23
6. FIVE BELOW
2017-05-25
2019-04-24
242. TEXAS ROADHOUSE INC
2013-05-07
2019-04-29
46. MAXLINEAR INC CLASS A
2019-05-02
22985.333 INV BALANCE RISK COMM STR Y
2019-05-03
159. BEMIS CO INC COM W/RIGHTS ATTACHED EXP 8/23/2009
2004-12-20
2019-05-03
689. CISCO SYS INC
2019-05-03
1733. GENERAL MLS INC COM
2000-02-14
2019-05-03
9017.133 HARDING LOEVNER INTL EQTY
2017-08-01
2019-05-03
10288.066 LOOMIS SAYLES STRATEGIC ALPHA FUND Y
2018-03-02
2019-05-03
23. EMERGENT BIOSOLUTIONS INC
2014-05-29
2019-05-06
14. J2 GLOBAL INC
2017-10-11
2019-05-06
5. SINCLAIR BROADCAST GROUP INC A
2018-04-20
2019-05-06
22. PAYCOM SOFTWARE INC
2018-03-28
2019-05-07
57. SINCLAIR BROADCAST GROUP INC A
2019-05-07
74. AMERICAN AXLE MFG HLDGS INC COM
2019-05-08
19. EMERGENT BIOSOLUTIONS INC
2014-05-29
2019-05-09
103. HOSTESS BRANDS INC
2019-01-22
2019-05-09
17. SINCLAIR BROADCAST GROUP INC A
2012-10-22
2019-05-13
6. HELEN OF TROY LTD
2017-02-14
2019-05-13
21. BROOKS AUTOMATION INC
2017-09-27
2019-05-15
20. SINCLAIR BROADCAST GROUP INC A
2012-10-22
2019-05-15
139. GRAPHIC PACKAGING HLDG CO
2019-05-20
23. XPERI CORP
2015-05-07
2019-05-20
1504.891 BARON EMERGING MARKETS INSTITUTIONAL
2016-12-16
2019-05-23
560.254 DOUBLELINE TOTAL RET BD I
2016-03-30
2019-05-23
3413.256 DOUBLELINE TOTAL RET BD I
2019-05-03
2019-05-23
9498.425 LOOMIS SAYLES STRATEGIC ALPHA FUND Y
2018-03-02
2019-05-23
7685.27 P I M C O FOREIGN BOND FD US HD INST
2019-05-03
2019-05-23
13631.938 PRINCIPAL GL R E SEC INS
2015-01-16
2019-05-23
1561.967 PGIM TOTAL RETURN BOND CL R6
2017-08-01
2019-05-23
1352.676 PGIM TOTAL RETURN BOND CL R6
2019-05-03
2019-05-23
111. A A R CORP
2019-05-24
27. A A R CORP
2019-05-24
117. AARONS INC
2019-05-24
196. AMERICAN AXLE MFG HLDGS INC COM
2019-05-24
121. ATLAS AIR INC
2019-05-24
144. B & G FOODS INC NEW
2019-05-24
94. B & G FOODS INC NEW
2019-05-24
43. BEACON ROOFING SUPPLY INC
2019-05-24
104. BEACON ROOFING SUPPLY INC
2019-05-24
295. BLOOMIN BRANDS INC
2019-05-24
162. BLUCORA INC
2019-05-24
29. BLUCORA INC
2018-11-08
2019-05-24
26. BOISE CASCADE CO
2018-10-15
2019-05-24
106. BOISE CASCADE CO
2019-05-24
123. BOYD GAMING CORP COM
2019-05-24
192. BOYD GAMING CORP COM
2019-05-24
419. BUILDERS FIRSTSOURCE INC
2019-05-24
39. BUILDERS FIRSTSOURCE INC
2018-11-15
2019-05-24
37. CACI INTERNATIONAL INC CL A
2019-05-24
15. CACI INTERNATIONAL INC CL A
2019-05-24
159. CALLAWAY GOLF CO
2019-05-24
277. CALLAWAY GOLF CO
2019-05-24
153. CAMBREX CORP COM
2019-05-24
93. CARRIZO OIL & GAS INC
2019-05-24
269. CARRIZO OIL & GAS INC
2019-05-24
81. CARRIZO OIL & GAS INC
2019-03-18
2019-05-24
155. CHEMICAL FINANCIAL CORP
2019-05-24
171. CIENA CORPORATION NEW
2019-05-24
63. COLUMBIA PROPERTY TRUST INC
2018-11-14
2019-05-24
269. COLUMBIA PROPERTY TRUST INC
2019-05-24
123. COMMVAULT SYSTEMS INC
2019-05-24
110. DAVE & BUSTERS ENTMT INC
2019-05-24
65. DELEK HOLDCO INC
2019-05-24
53. DELEK HOLDCO INC
2016-03-07
2019-05-24
133. DIODES INC
2019-05-24
70. DIODES INC
2019-05-24
10. DYCOM INDUSTRIES INC
2018-06-08
2019-05-24
89. DYCOM INDUSTRIES INC
2019-05-24
99. EMCOR GROUP INC
2019-05-24
150. ENERGIZER HLDGS INC
2019-05-24
11. EVERCORE PARTNERS INC
2018-11-05
2019-05-24
60. EVERCORE PARTNERS INC
2019-05-24
573. EVOLENT HEALTH INC A
2019-05-24
737. FNB CORP
2019-05-24
230. FERRO CORPORATION
2019-05-24
115. FERRO CORPORATION
2019-05-24
171. FINISAR CORPORATION
2019-05-24
19. FINISAR CORPORATION
2018-09-21
2019-05-24
459. FIREEYE INC
2019-05-24
162. FIRST MIDWEST BANCORP INC DEL
2019-05-24
84. FIRST MIDWEST BANCORP INC DEL
2019-05-24
37. FIVE BELOW
2019-05-24
95. GRAPHIC PACKAGING HLDG CO
2018-11-02
2019-05-24
485. GRAPHIC PACKAGING HLDG CO
2019-05-24
209. HANNON ARMSTRONG SUSTAINABLE
2019-05-24
107. HEALTHEQUITY INC
2019-05-24
113. HILLENBRAND INC
2019-05-24
92. HOME BANCSHARES INC
2019-05-24
359. HOME BANCSHARES INC
2019-05-24
378. HOSTESS BRANDS INC
2019-05-24
269. HUDSON PACIFIC PROPERTIES INC
2019-05-24
64. HUDSON PACIFIC PROPERTIES INC
2018-06-29
2019-05-24
122. I B E R I A B A N K CORPORATION
2019-05-24
98. J2 GLOBAL INC
2019-05-24
44. LCI INDUSTRIES
2019-05-24
12. LCI INDUSTRIES
2018-10-08
2019-05-24
118. LEGACYTEXAS FINANCIAL GROUP
2019-05-24
185. LUMINEX CORP DEL
2019-05-24
97. MASONITE INTERNATIONAL CORP
2019-05-24
22. MASONITE INTERNATIONAL CORP
2019-01-29
2019-05-24
33. MASTEC INC
2018-09-12
2019-05-24
167. MASTEC INC
2019-05-24
207. MATADOR RESOURCES CO
2019-05-24
42. MATADOR RESOURCES CO
2019-05-24
175. MAXLINEAR INC CLASS A
2019-05-24
83. MAXLINEAR INC CLASS A
2019-02-04
2019-05-24
88. MERCURY COMPUTER SYS INC
2019-05-24
318. NEOGENOMICS INC
2019-05-24
97. NETGEAR INC RESTR
2019-05-24
112. NETGEAR INC RESTR
2019-05-24
64. NEXSTAR BROADCASTING GROUP A
2019-05-24
106. NUVASIVE INC
2019-05-24
30. ORMAT TECHNOLOGIES INC
2019-05-24
81. ORMAT TECHNOLOGIES INC
2019-05-24
351. OUTFRONT MEDIA INC
2019-05-24
10. OXFORD INDUSTRIES INC
2018-06-18
2019-05-24
57. OXFORD INDUSTRIES INC
2019-05-24
420. PARTY CITY HOLDCO INC
2019-05-24
51. PEBBLEBROOK HOTEL TRUST
2019-04-09
2019-05-24
235. PEBBLEBROOK HOTEL TRUST
2019-05-24
326. PENN NATL GAMING INC COM W/RTS ATTACHED
2019-05-24
57. PENN NATL GAMING INC COM W/RTS ATTACHED
2019-01-08
2019-05-24
623. R1 RCM INC
2019-05-24
421. RADIAN GROUP INC
2019-05-24
53. RADIAN GROUP INC
2019-01-30
2019-05-24
344. REXNORD CORP
2019-05-24
43. SPS COMMERCE INC
2019-02-15
2019-05-24
88. SUPERNUS PHARMACEUTICALS INC
2019-05-24
146. SUPERNUS PHARMACEUTICALS INC
2019-05-24
131. SYNEOS HEALTH INC
2019-05-24
475. TRI POINTE GROUP INC
2019-05-24
76. TRI POINTE GROUP INC
2018-11-06
2019-05-24
131. TTM TECHNOLOGIES
2019-05-24
293. TTM TECHNOLOGIES
2019-05-24
263. TTM TECHNOLOGIES
2019-05-24
84. TIVITY HEALTH INC
2019-03-21
2019-05-24
39. TIVITY HEALTH INC
2019-05-24
144. TIVITY HEALTH INC
2019-05-24
166. TIVITY HEALTH INC
2019-05-24
12. U.S. CONCRETE INC
2019-03-15
2019-05-24
65. U.S. CONCRETE INC
2019-05-24
346. UMPQUA HOLDINGS CORP COM
2019-05-24
72. UMPQUA HOLDINGS CORP COM
2019-05-03
2019-05-24
228. UNITED COMMUNITY BANKS INC
2019-05-24
323. VANDA PHARMACEUTICALS INC
2019-05-24
38. VANDA PHARMACEUTICALS INC
2019-04-01
2019-05-24
106. VERINT SYS INC COM
2019-05-24
62. VERINT SYS INC COM
2019-05-24
190. VOCERA COMMUNICATIONS INC
2019-05-24
30. WESTERN ALLIANCE BANCORPORATION
2018-10-12
2019-05-24
144. WESTERN ALLIANCE BANCORPORATION
2013-09-04
2019-05-24
92. WINTRUST FINANCIAL CORP
2019-05-24
162. XPERI CORP
2019-05-24
9. HELEN OF TROY LTD
2019-02-04
2019-05-24
30. HELEN OF TROY LTD
2019-05-24
173. WRIGHT MEDICAL GROUP NV
2019-05-24
37. WRIGHT MEDICAL GROUP NV
2019-05-24
84. AMN HEALTHCARE SERVICES INC
2019-05-28
34. ASGN INC
2019-05-28
13. APOGEE ENTERPRISES INC COM
2017-11-03
2019-05-28
118. BROOKS AUTOMATION INC
2019-05-28
31. BROOKS AUTOMATION INC
2019-02-22
2019-05-28
150. CALLON PETE CO DEL
2019-05-28
71. CALLON PETE CO DEL
2019-05-28
34. ENERSYS
2019-05-28
40. ENERSYS
2019-05-28
42. ENTEGRIS INC
2019-02-22
2019-05-28
55. ENTEGRIS INC
2019-05-28
20. ETSY INC
2019-05-28
41. ETSY INC
2018-05-24
2019-05-28
10. ICU MEDICAL INC COM
2019-05-28
4. ICU MEDICAL INC COM
2019-05-28
145. PROPETRO HLDG CORP
2019-05-28
625. VONAGE HLDGS CORP
2019-05-28
120. VONAGE HLDGS CORP
2019-05-28
273. HORIZON THERAPEUTICS PLC
2019-05-28
57. HORIZON THERAPEUTICS PLC
2019-05-28
52. BOX INC CLASS A
2019-05-28
2019-06-03
5. EURONET SERVICES INC COM
2019-05-28
2019-06-03
98. AT HOME GROUP INC
2019-05-28
2019-06-04
1872.659 BARON EMERGING MARKETS INSTITUTIONAL
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75. BOX INC CLASS A
2019-05-28
2019-06-04
16. COUPA SOFTWARE INC
2019-05-28
2019-06-04
260.572 DOUBLELINE TOTAL RET BD I
2019-05-03
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560.254 DOUBLELINE TOTAL RET BD I
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1410.373 P I M C O FOREIGN BOND FD US HD INST
2017-08-01
2019-06-04
2446.184 PRINCIPAL GL R E SEC INS
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667.351 PGIM TOTAL RETURN BOND CL R6
2017-07-12
2019-06-04
23. INTERXION HOLDING NV
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11. EURONET SERVICES INC COM
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2019-06-14
17. AERIE PHARMACEUTICALS INC
2019-05-28
2019-06-17
175. ARRAY BIOPHARMA INC
2019-06-17
25. BROOKS AUTOMATION INC
2018-11-30
2019-06-17
9. EURONET SERVICES INC COM
2019-05-28
2019-06-17
13. LUMENTUM HOLDINGS INC W I
2019-05-28
2019-06-17
4. ROGERS CORP
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2019-06-17
23. GREEN DOT CORP-CLASS A
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2019-06-20
17. AERIE PHARMACEUTICALS INC
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14. COUPA SOFTWARE INC
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15. ETSY INC
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2019-06-21
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15. COUPA SOFTWARE INC
2019-05-28
2019-06-24
21. EURONET SERVICES INC COM
2019-05-28
2019-06-24
9. HUBSPOT INC
2019-05-28
2019-06-24
9. HUBSPOT INC
2019-05-28
2019-06-25
7. TRADE DESK INC THE CLASS A
2019-05-28
2019-06-25
128. ZAGG INC
2019-05-28
2019-06-25
20. ETSY INC
2018-06-12
2019-06-26
4. ETSY INC
2018-11-02
2019-06-26
134823.18 MARATHON SPECIAL OPPORTUNITY FD LTD
2011-04-01
2019-07-01
35. GREEN DOT CORP-CLASS A
2019-05-28
2019-07-09
10. RBC BEARINGS INC
2019-05-28
2019-07-09
8. UNIFIRST CORP MASS
2019-05-28
2019-07-09
27. BOTTOMLINE TECHNOLOGIES DEL INC
2019-05-28
2019-07-10
37. KAISER ALUMINUM CORP
2019-05-28
2019-07-10
7. LHC GROUP INC
2019-05-28
2019-07-12
55. HYSTER YALE MATERIALS W I
2019-05-28
2019-07-16
132. PERMA PIPE HOLDINGS INC
2019-05-28
2019-07-16
51. PERMA PIPE HOLDINGS INC
2019-05-28
2019-07-17
38. PERMA PIPE HOLDINGS INC
2019-05-28
2019-07-18
23. ESSENT GROUP LTD
2019-05-28
2019-07-18
59. HORIZON THERAPEUTICS PLC
2018-10-26
2019-07-18
16. MALIBU BOATS INC
2019-05-28
2019-07-22
31. ACADIA PHARMACEUTICALS INC
2019-05-28
2019-07-26
14. NEVRO CORP
2019-05-28
2019-07-26
25. US ECOLOGY INC
2019-05-28
2019-07-26
24. EHEALTH INC
2019-07-29
13. EVERBRIDGE INC
2019-06-28
2019-07-29
18. CRISPR THERAPEUTICS AG
2019-05-28
2019-07-29
14. LIGAND PHARMACEUTICALS CL B
2019-05-28
2019-07-30
23. AVANOS MEDICAL INC
2019-05-28
2019-07-31
23. BOTTOMLINE TECHNOLOGIES DEL INC
2019-05-28
2019-07-31
6. MIRATI THERAPEUTICS INC
2019-07-31
200000. RBC 24M SPX 1.5X LBR MTN 7/31/19
2017-07-26
2019-07-31
18. BOTTOMLINE TECHNOLOGIES DEL INC
2019-05-28
2019-08-02
25. PLURALSIGHT INC A
2019-05-28
2019-08-02
17. AVANOS MEDICAL INC
2019-05-28
2019-08-05
21. CINTAS CORP
2013-02-21
2019-08-05
22. ENTEGRIS INC
2011-09-22
2019-08-05
70. LITTELFUSE INC
2018-06-22
2019-08-05
6. PROTO LABS INC
2019-05-28
2019-08-05
10. INTERXION HOLDING NV
2019-05-28
2019-08-05
108. PVH CORP
2017-07-06
2019-08-13
16. INGEVITY CORP
2019-06-24
2019-08-14
69. MALIBU BOATS INC
2019-05-28
2019-08-14
529. CALLON PETE CO DEL
2019-08-15
358. UNIT CORP COM
2019-05-28
2019-08-16
117. PROPETRO HLDG CORP
2019-08-19
26. MERIT MEDICAL SYSTEMS INC COM
2019-08-20
21. MYRIAD GENETICS INC
2019-08-05
2019-08-20
46. SYNOPSYS INC COM
2014-04-25
2019-08-20
57. STERIS PLC
2017-10-05
2019-08-20
36. MONRO MUFFLER BRAKE INC
2019-05-28
2019-08-21
116. OLD DOMINION FGHT LINE INC
2018-02-09
2019-08-22
20. BIOHAVEN PHARMACEUTICAL HOLD
2019-05-28
2019-09-03
38. KORN FERRY INTL
2019-05-28
2019-09-04
256. HYATT HOTELS CORP - CL A
2018-03-19
2019-09-06
46. AVANOS MEDICAL INC
2019-05-28
2019-09-10
64. CAREDX INC
2019-09-10
40. EVERBRIDGE INC
2019-09-10
62. KORN FERRY INTL
2019-05-28
2019-09-10
17. CRISPR THERAPEUTICS AG
2019-05-28
2019-09-10
14. BANDWIDTH INC CLASS A
2019-05-28
2019-09-11
10. MERIT MEDICAL SYSTEMS INC COM
2017-10-27
2019-09-11
29. MERIT MEDICAL SYSTEMS INC COM
2019-09-11
51. QTS REALTY TRUST INC CL A
2019-09-11
20. REXFORD INDUSTRIAL REALTY IN
2019-05-28
2019-09-11
17. TERRENO REALTY CORP
2019-05-28
2019-09-11
10. UNIFIRST CORP MASS
2019-05-28
2019-09-11
7. CABOT MICROELECTRONICS CORP COM
2019-09-12
18. QTS REALTY TRUST INC CL A
2019-09-12
22. SAIA INC
2019-05-28
2019-09-12
11. SOUTHWEST GAS CORP
2019-09-12
46. TERRENO REALTY CORP
2019-05-28
2019-09-12
9. CHESAPEAKE UTILS CORP
2019-05-28
2019-09-13
14. INTERXION HOLDING NV
2019-05-28
2019-09-13
12. INTERXION HOLDING NV
2019-05-28
2019-09-16
13. CABOT MICROELECTRONICS CORP COM
2019-09-24
28. ENTEGRIS INC
2011-09-22
2019-09-24
13. INTERXION HOLDING NV
2019-05-28
2019-09-24
6. CABOT MICROELECTRONICS CORP COM
2019-06-04
2019-09-26
6. CABOT MICROELECTRONICS CORP COM
2019-05-28
2019-09-27
54. AVROBIO INC
2019-07-18
2019-09-30
10. MIRATI THERAPEUTICS INC
2019-05-28
2019-09-30
24. NOVANTA INC
2019-05-28
2019-09-30
9. SAIA INC
2019-05-28
2019-09-30
12. SILICON LABORATORIES INC
2019-09-30
18. ENTEGRIS INC
2011-09-22
2019-10-01
123990.89 MARATHON SPECIAL OPPORTUNITY FD LTD
2011-04-01
2019-10-01
7. CABOT MICROELECTRONICS CORP COM
2019-05-28
2019-10-02
36. ENTEGRIS INC
2011-09-22
2019-10-02
6. CABOT MICROELECTRONICS CORP COM
2019-05-28
2019-10-08
98. MA COM TECH SOLUTIONS HLDNGS INC
2019-10-08
76. STIFEL FINANCIAL CORP
2019-10-08
344. VONAGE HLDGS CORP
2019-10-08
16. INGEVITY CORP
2019-07-21
2019-10-10
8. INGEVITY CORP
2019-05-28
2019-10-10
69. MADDEN STEVEN LTD
2019-05-28
2019-10-10
110. RA PHARMACEUTICALS INC
2019-10-15
6. CABOT MICROELECTRONICS CORP COM
2019-05-28
2019-10-16
29. REXFORD INDUSTRIAL REALTY IN
2019-05-28
2019-10-16
10. SOUTHWEST GAS CORP
2019-10-16
10. SOUTHWEST GAS CORP
2019-10-17
30. TREX COMPANY INC
2019-05-28
2019-10-17
22. QTS REALTY TRUST INC CL A
2019-05-28
2019-10-22
22. REXFORD INDUSTRIAL REALTY IN
2019-05-28
2019-10-22
321. SS&C TECHNOLOGIES HOLDINGS
2017-10-04
2019-10-22
7. SOUTHWEST GAS CORP
2019-05-28
2019-10-22
11. TERRENO REALTY CORP
2019-05-28
2019-10-22
18. BROOKS AUTOMATION INC
2018-11-30
2019-10-23
6. CABOT MICROELECTRONICS CORP COM
2019-05-28
2019-10-23
9. CHESAPEAKE UTILS CORP
2019-05-28
2019-10-23
26. KADANT INC
2019-05-28
2019-10-23
29. SEMTECH CORP COM
2019-10-23
49. DORMAN PRODUCTS INC
2019-05-28
2019-10-28
24. ALBANY INTL CORP CL A
2019-05-28
2019-10-30
1. COAST DIVERSIFIED FUND II
1911-11-11
2019-10-31
12. INTERXION HOLDING NV
2019-05-28
2019-11-01
20. REXFORD INDUSTRIAL REALTY IN
2019-05-28
2019-11-04
9. SOUTHWEST GAS CORP
2019-05-28
2019-11-04
11. INTERXION HOLDING NV
2019-05-28
2019-11-04
16. REXFORD INDUSTRIAL REALTY IN
2019-05-28
2019-11-05
9. SOUTHWEST GAS CORP
2019-05-28
2019-11-05
20. INTERXION HOLDING NV
2019-05-28
2019-11-05
70. AMES NATL CORP
2019-05-28
2019-11-06
50. AUBURN NATL BANCORP COM
2019-05-28
2019-11-06
76. EAGLE BANCORP MONT INC
2019-05-28
2019-11-06
55. MERIT MEDICAL SYSTEMS INC COM
2019-11-07
42. SOUTH JERSEY INDUSTRIES
2019-11-07
15. TERRENO REALTY CORP
2019-05-28
2019-11-07
40. MADDEN STEVEN LTD
2019-05-28
2019-11-19
87. THE MEDICINES COMPANY
2019-11-26
133. AVAYA HLDGS CORP
2019-12-06
17. PROTO LABS INC
2019-05-28
2019-12-12
214. WELBILT INC
2019-12-12
29. AXSOME THERAPEUTICS INC
2019-06-28
2019-12-16
21. ALBANY INTL CORP CL A
2019-05-28
2019-12-17
55. AMES NATL CORP
2019-05-28
2019-12-17
106. APOGEE ENTERPRISES INC COM
2019-12-17
49. APTARGROUP INC COM
2019-05-28
2019-12-17
95. ASTEC INDS INC COM W/RIGHTS ATTACHED
2019-05-28
2019-12-17
5. ATRION CORP COM
2019-05-28
2019-12-17
46. AUBURN NATL BANCORP COM
2019-05-28
2019-12-17
154. AVAYA HLDGS CORP
2019-12-17
60. BADGER METER INC
2019-05-28
2019-12-17
122. BAR HBR BANKSHARES COM
2019-05-28
2019-12-17
17936.527 BARON EMERGING MARKETS INSTITUTIONAL
2016-03-30
2019-12-17
53. CSW INDUSTRIALS INC
2019-05-28
2019-12-17
44. CABOT MICROELECTRONICS CORP COM
2019-05-28
2019-12-17
94. CAL MAINE FOODS INC
2019-05-28
2019-12-17
104. COHU INC
2019-05-28
2019-12-17
77. CUBIC CORP COM
2019-05-28
2019-12-17
100. DIODES INC
2019-05-28
2019-12-17
99. DRIL QUIP INC
2019-05-28
2019-12-17
212. DULUTH HOLDINGS INC
2019-05-28
2019-12-17
60. EAGLE BANCORP MONT INC
2019-05-28
2019-12-17
94. ESPEY MFG & ELECTRONICS CORP
2019-05-28
2019-12-17
115. FIRST LONG ISLAND CORP
2019-05-28
2019-12-17
139. FLOWERS FOODS INC-WI COM W/RTS ATTACHED EXP 3/26/2011
2019-05-28
2019-12-17
226. FOSTER L B CO CL A
2019-05-28
2019-12-17
168. GERMAN AMERICAN BANCORP
2019-05-28
2019-12-17
463. GORMAN RUPP CO
2019-05-28
2019-12-17
208. GRANITE CONSTR INC COM
2019-12-17
157. GRANITE CONSTR INC COM
2019-12-17
219. GULF IS FABRICATION INC COM
2019-05-28
2019-12-17
55. HAWKINS INC
2019-05-28
2019-12-17
21. HINGHAM INSTITUTION FOR SAVINGS
2019-05-28
2019-12-17
109. HOOKER FURNITURE CORP-COM
2019-05-28
2019-12-17
17. ICU MEDICAL INC COM
2016-08-02
2019-12-17
111. INSTEEL INDUSTRIES INC
2019-05-28
2019-12-17
1050. INTEL CORP
2019-12-17
104. J & J SNACK FOODS CORP
2019-05-28
2019-12-17
77. JOHNSON OUTDOORS INC CL A
2019-05-28
2019-12-17
48. KEWAUNEE SCIENTIFIC CORP
2019-05-28
2019-12-17
218. KIMBALL ELECTRONICS INC
2019-05-28
2019-12-17
110. LYDALL INC COM
2019-05-28
2019-12-17
122. M / I SCHOTTENSTEIN HOMES INC NEW
2019-05-28
2019-12-17
31. MKS INSTRUMENT INC COM
2019-05-28
2019-12-17
145. MSA SAFETY INC
2019-05-28
2019-12-17
167. MYR GROUP INC DEL COM
2019-05-28
2019-12-17
501. MARCUS CORP
2019-05-28
2019-12-17
216. MARTEN TRANSPORTATION LTD
2019-05-28
2019-12-17
94. MERIT MEDICAL SYSTEMS INC COM
2019-05-28
2019-12-17
87. MILLER INDUSTRIES INC
2019-05-28
2019-12-17
122. MONARCH CASINO & RESORT INC COM
2019-05-28
2019-12-17
44. NATIONAL HEALTHCARE CORP
2019-05-28
2019-12-17
49. NATIONAL PRESTO INDUSTRIES INC
2019-05-28
2019-12-17
176. NEXTIER OILFIELD SOLUTIONS I
2019-05-28
2019-12-17
37. NICOLET BANKSHARES INC
2019-05-28
2019-12-17
96. NORTHWEST PIPE CO COM
2019-05-28
2019-12-17
60. OIL DRI CORP AMER
2019-05-28
2019-12-17
45. OIL STATES INTERNATIONAL INC COM
2019-05-28
2019-12-17
135. PARK AEROSPACE CORP
2019-05-28
2019-12-17
104. PEAPACK GLADSTONE FINL CORP
2019-05-28
2019-12-17
101. POWELL INDS INC COM
2019-05-28
2019-12-17
21246.459 PRINCIPAL GL R E SEC INS
2019-12-17
899. RPC ENERGY SVCS INC
2019-05-28
2019-12-17
10. RBC BEARINGS INC
2019-05-28
2019-12-17
26. SANDERSON FARMS INC COM
2019-05-28
2019-12-17
75. SIMPSON MFG CO INC
2019-05-28
2019-12-17
136. SOLARIS OILFIELD INFRASTRUCTURE INC
2019-05-28
2019-12-17
348. STURM RUGER & CO INC
2019-05-28
2019-12-17
64. TEXAS CAPITAL BANCSHARES INC
2019-05-28
2019-12-17
280. TWIN DISC INC
2019-05-28
2019-12-17
34. UNITED FIRE GROUP INC
2019-05-28
2019-12-17
59. UTAH MED PRODS INC
2019-05-28
2019-12-17
441. WEIS MKTS INC COM
2019-05-28
2019-12-17
240. WHITING PETROLEUM CORP
2019-07-16
2019-12-17
16. REXFORD INDUSTRIAL REALTY IN
2019-05-28
2019-12-18
414. ROLLINS INC COM
2018-09-17
2019-12-18
17. TERRENO REALTY CORP
2019-05-28
2019-12-18
18. SAIA INC
2019-05-28
2019-12-19
124181.07 MARATHON SPECIAL OPPORTUNITY FD LTD
2011-04-01
2019-12-31
1. IDR CORE EQUITY RE STRATEGY 2010, LP
2019-12-31
1. IDR FIXED INCOME RE STRATEGY A, LP
2019-12-31
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
293
275
18
b
417
735
-318
c
512
383
129
d
1,266
1,106
160
e
45
175
-130
956
1,519
-563
1,000
1,163
-163
802
933
-131
178
180
-2
144,267
30,137
114,130
480
592
-112
674
951
-277
904
875
29
445
1,437
-992
768
1,168
-400
1,380
598
782
1,085
3,453
-2,368
369
651
-282
2,015
2,066
-51
1,299
2,555
-1,256
338
600
-262
2,028
3,150
-1,122
1,087
1,528
-441
87
96
-9
463
541
-78
2,401
1,229
1,172
1,795
4,860
-3,065
1,620
2,351
-731
1,255
3,745
-2,490
1,525
2,287
-762
704
814
-110
1,048
1,623
-575
1,282
1,816
-534
1,794
2,142
-348
934
1,026
-92
1,811
1,586
225
1,539
2,086
-547
1,103
842
261
1,285
1,676
-391
823
2,055
-1,232
155
424
-269
1
4
-3
681
769
-88
1,432
1,198
234
679
582
97
612
1,077
-465
1,196
938
258
2,068
1,377
691
325,116
300,000
25,116
1,210
1,318
-108
654
786
-132
560
576
-16
1,625
634
991
1,372
1,312
60
894
918
-24
2,710
1,776
934
1,600
1,111
489
463
357
106
463
465
-2
1,901
1,617
284
696
717
-21
1,790
1,518
272
198
198
584
481
103
1,098
869
229
1,237
1,546
-309
1,366
1,190
176
1,005
702
303
56
56
17,044
16,053
991
625
833
-208
388
601
-213
850
1,092
-242
1,290
1,046
244
1,114
709
405
1,001
859
142
727
494
233
1,129
818
311
595
474
121
1,308
929
379
134,403
134,403
656
550
106
1,971
1,580
391
1,342
1,198
144
966
463
503
1,719
1,443
276
35
35
729
563
166
4,086
4,019
67
56
54
2
1,489
1,006
483
999
1,207
-208
368
209
159
2,415
1,257
1,158
988
1,575
-587
1,578
1,606
-28
869
299
570
14,685
5,814
8,871
1,179
952
227
149,405
152,902
-3,497
9,366
4,545
4,821
37,530
25,086
12,444
89,009
26,859
62,150
201,894
195,491
6,403
100,103
102,366
-2,263
1,130
477
653
1,211
1,088
123
295
147
148
4,528
2,339
2,189
3,589
1,113
2,476
952
1,086
-134
901
394
507
1,409
1,226
183
1,008
211
797
820
574
246
795
601
194
1,125
248
877
1,780
1,816
-36
512
885
-373
19,699
16,448
3,251
5,933
6,107
-174
36,146
35,839
307
92,420
94,509
-2,089
84,154
83,769
385
140,136
132,093
8,043
22,602
22,742
-140
19,573
19,397
176
3,389
4,656
-1,267
824
1,236
-412
6,352
4,778
1,574
2,094
1,716
378
4,688
7,236
-2,548
3,184
4,619
-1,435
2,078
2,688
-610
1,546
1,775
-229
3,738
5,590
-1,852
5,399
5,202
197
5,153
3,678
1,475
922
944
-22
610
865
-255
2,486
3,077
-591
3,175
3,084
91
4,956
4,259
697
6,302
4,799
1,503
587
465
122
7,604
4,166
3,438
3,083
2,464
619
2,414
2,652
-238
4,205
3,812
393
6,354
7,573
-1,219
1,014
1,512
-498
2,933
7,638
-4,705
883
1,000
-117
6,164
5,354
810
6,026
6,689
-663
1,388
1,399
-11
5,926
5,497
429
5,828
7,961
-2,133
5,953
5,629
324
2,176
2,722
-546
1,774
837
937
4,310
4,209
101
2,268
2,356
-88
518
960
-442
4,613
7,166
-2,553
8,050
5,541
2,509
6,827
7,062
-235
899
905
-6
4,905
4,554
351
7,959
7,779
180
8,468
9,668
-1,200
3,241
5,455
-2,214
1,620
1,962
-342
3,652
3,319
333
406
353
53
6,559
8,048
-1,489
3,279
4,057
-778
1,700
2,239
-539
4,899
1,810
3,089
1,208
1,089
119
6,169
4,440
1,729
5,645
4,429
1,216
7,351
7,276
75
4,213
4,587
-374
1,656
1,741
-85
6,462
7,634
-1,172
4,986
4,408
578
9,251
9,427
-176
2,201
2,277
-76
9,135
10,279
-1,144
8,292
4,492
3,800
3,892
4,001
-109
1,062
973
89
4,497
4,326
171
3,872
5,224
-1,352
4,920
6,245
-1,325
1,116
1,218
-102
1,517
1,447
70
7,677
6,066
1,611
3,676
6,073
-2,397
746
1,395
-649
3,761
3,479
282
1,784
1,614
170
6,061
3,017
3,044
6,748
6,847
-99
2,513
3,375
-862
2,902
3,435
-533
6,678
4,295
2,383
6,501
6,259
242
1,778
1,629
149
4,801
4,967
-166
8,828
7,198
1,630
743
836
-93
4,233
3,530
703
3,427
6,081
-2,654
1,492
1,598
-106
6,875
6,934
-59
6,846
10,520
-3,674
1,197
1,290
-93
7,121
6,484
637
9,502
6,232
3,270
1,196
1,000
196
9,138
10,213
-1,075
4,344
4,629
-285
2,945
1,435
1,510
4,886
6,213
-1,327
5,555
6,301
-746
6,215
6,106
109
994
980
14
1,230
2,125
-895
2,751
4,972
-2,221
2,470
3,340
-870
1,560
1,449
111
724
1,357
-633
2,674
5,363
-2,689
3,083
4,415
-1,332
567
497
70
3,073
2,983
90
5,668
6,119
-451
1,179
1,283
-104
6,134
6,111
23
5,175
6,879
-1,704
609
705
-96
5,913
4,360
1,553
3,458
2,720
738
5,997
7,241
-1,244
1,312
1,634
-322
6,298
2,364
3,934
6,469
3,798
2,671
3,559
5,151
-1,592
1,240
1,043
197
4,133
2,831
1,302
5,292
4,261
1,031
1,132
1,069
63
4,195
3,103
1,092
1,745
1,779
-34
504
635
-131
4,268
3,269
999
1,121
1,032
89
992
1,375
-383
469
1,038
-569
2,049
980
1,069
2,411
3,035
-624
1,452
1,501
-49
1,902
643
1,259
1,300
863
437
2,665
1,530
1,135
2,275
2,644
-369
910
491
419
2,736
2,409
327
7,288
6,617
671
1,399
1,723
-324
6,664
2,919
3,745
1,391
1,027
364
948
1,016
-68
776
793
-17
1,859
1,875
-16
25,169
20,416
4,753
1,277
1,466
-189
1,642
1,817
-175
2,772
2,736
36
5,961
6,056
-95
15,528
14,922
606
25,000
23,704
1,296
9,730
9,630
100
1,662
1,723
-61
1,752
1,744
8
546
664
-118
8,096
4,784
3,312
958
775
183
1,429
1,427
2
605
554
51
611
557
54
1,101
1,101
526
664
-138
1,768
1,590
178
989
528
461
717
745
-28
964
812
152
1,874
1,704
170
3,410
3,329
81
1,550
1,677
-127
1,517
1,677
-160
1,580
1,421
159
827
903
-76
1,207
658
549
241
171
70
134,823
134,823
1,708
1,676
32
1,628
1,477
151
1,495
1,274
221
1,144
1,216
-72
3,412
3,380
32
876
806
70
2,917
2,462
455
1,171
1,193
-22
447
461
-14
334
343
-9
1,086
1,111
-25
1,429
1,045
384
511
619
-108
712
810
-98
905
819
86
1,521
1,483
38
2,632
1,932
700
1,303
1,144
159
924
663
261
1,329
1,585
-256
945
933
12
972
1,036
-64
645
547
98
230,000
200,000
30,000
745
811
-66
483
837
-354
642
689
-47
5,297
923
4,374
891
151
740
10,828
16,366
-5,538
574
611
-37
749
749
8,088
12,126
-4,038
1,276
1,550
-274
1,741
2,670
-929
2,244
6,494
-4,250
1,091
3,561
-2,470
1,348
1,647
-299
906
1,501
-595
524
972
-448
6,011
1,726
4,285
8,666
5,180
3,486
2,808
3,008
-200
19,063
15,262
3,801
747
1,180
-433
1,469
1,689
-220
19,034
20,427
-1,393
1,533
1,865
-332
1,280
2,147
-867
2,733
3,304
-571
2,320
2,755
-435
764
626
138
1,052
1,087
-35
280
370
-90
811
1,594
-783
2,460
2,370
90
864
753
111
841
777
64
1,867
1,593
274
957
826
131
890
834
56
1,996
1,387
609
1,011
983
28
2,295
2,101
194
841
838
3
1,084
1,049
35
909
899
10
1,836
1,441
395
1,318
192
1,126
1,030
974
56
844
618
226
829
607
222
766
1,283
-517
788
742
46
1,966
1,959
7
844
568
276
1,338
1,211
127
841
123
718
123,991
123,991
951
709
242
1,663
247
1,416
806
607
199
2,038
1,803
235
3,846
4,286
-440
3,658
3,905
-247
1,247
1,591
-344
623
712
-89
2,334
2,111
223
5,164
4,187
977
864
607
257
1,336
1,092
244
884
880
4
887
869
18
2,722
1,945
777
1,152
1,018
134
1,025
828
197
15,948
13,163
2,785
620
603
17
585
502
83
719
558
161
875
607
268
837
838
-1
2,254
2,168
86
1,429
1,318
111
3,650
4,011
-361
1,919
1,783
136
147
147
1,053
899
154
949
753
196
752
775
-23
948
824
124
745
602
143
762
775
-13
1,706
1,498
208
1,908
1,934
-26
2,026
1,847
179
1,443
1,276
167
1,425
1,591
-166
1,285
1,427
-142
831
685
146
1,744
1,224
520
7,294
3,854
3,440
1,569
1,818
-249
1,627
1,730
-103
3,439
3,390
49
2,377
748
1,629
1,639
1,560
79
1,523
1,520
3
4,218
4,776
-558
5,590
5,534
56
3,984
2,811
1,173
3,430
4,490
-1,060
2,094
1,700
394
1,854
1,956
-102
3,820
3,154
666
3,077
3,051
26
262,770
190,575
72,195
4,118
3,414
704
6,003
4,454
1,549
4,100
3,751
349
2,142
1,551
591
4,959
4,456
503
5,144
3,211
1,933
4,598
4,120
478
2,158
3,434
-1,276
1,276
1,007
269
1,965
2,345
-380
2,868
2,507
361
2,976
3,155
-179
4,507
5,443
-936
5,910
4,835
1,075
17,582
14,244
3,338
5,860
8,544
-2,684
4,423
6,031
-1,608
1,099
1,801
-702
2,445
1,977
468
4,023
4,048
-25
2,740
3,005
-265
3,136
1,985
1,151
2,543
2,187
356
60,280
23,536
36,744
19,082
16,855
2,227
5,833
6,135
-302
646
1,063
-417
3,854
3,510
344
2,201
2,149
52
5,272
3,492
1,780
3,417
2,313
1,104
18,289
14,876
3,413
5,516
5,550
-34
16,276
17,951
-1,675
4,595
4,050
545
2,831
5,055
-2,224
3,215
2,486
729
5,711
5,383
328
3,859
3,416
443
4,361
4,997
-636
1,169
1,394
-225
2,751
2,216
535
3,198
2,270
928
2,175
1,801
374
758
765
-7
2,197
2,155
42
3,226
2,856
370
4,940
3,582
1,358
223,300
198,881
24,419
4,190
7,172
-2,982
1,557
1,477
80
4,329
3,823
506
5,825
4,738
1,087
1,844
2,011
-167
16,077
18,044
-1,967
3,873
3,880
-7
2,749
4,185
-1,436
1,508
1,634
-126
6,236
4,807
1,429
17,123
16,838
285
1,512
3,837
-2,325
717
602
115
13,623
17,528
-3,905
897
777
120
1,629
1,135
494
124,181
106,783
17,398
525,606
855,344
-329,738
63,625
63,741
-116
50,558
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
18
b
-318
c
129
d
160
e
-130
-563
-163
-131
-2
114,130
-112
-277
29
-992
-400
782
-2,368
-282
-51
-1,256
-262
-1,122
-441
-9
-78
1,172
-3,065
-731
-2,490
-762
-110
-575
-534
-348
-92
225
-547
261
-391
-1,232
-269
-3
-88
234
97
-465
258
691
25,116
-108
-132
-16
991
60
-24
934
489
106
-2
284
-21
272
198
103
229
-309
176
303
56
991
-208
-213
-242
244
405
142
233
311
121
379
106
391
144
503
276
35
166
67
2
483
-208
159
1,158
-587
-28
570
8,871
227
-3,497
4,821
12,444
62,150
6,403
-2,263
653
123
148
2,189
2,476
-134
507
183
797
246
194
877
-36
-373
3,251
-174
307
-2,089
385
8,043
-140
176
-1,267
-412
1,574
378
-2,548
-1,435
-610
-229
-1,852
197
1,475
-22
-255
-591
91
697
1,503
122
3,438
619
-238
393
-1,219
-498
-4,705
-117
810
-663
-11
429
-2,133
324
-546
937
101
-88
-442
-2,553
2,509
-235
-6
351
180
-1,200
-2,214
-342
333
53
-1,489
-778
-539
3,089
119
1,729
1,216
75
-374
-85
-1,172
578
-176
-76
-1,144
3,800
-109
89
171
-1,352
-1,325
-102
70
1,611
-2,397
-649
282
170
3,044
-99
-862
-533
2,383
242
149
-166
1,630
-93
703
-2,654
-106
-59
-3,674
-93
637
3,270
196
-1,075
-285
1,510
-1,327
-746
109
14
-895
-2,221
-870
111
-633
-2,689
-1,332
70
90
-451
-104
23
-1,704
-96
1,553
738
-1,244
-322
3,934
2,671
-1,592
197
1,302
1,031
63
1,092
-34
-131
999
89
-383
-569
1,069
-624
-49
1,259
437
1,135
-369
419
327
671
-324
3,745
364
-68
-17
-16
4,753
-189
-175
36
-95
606
1,296
100
-61
8
-118
3,312
183
2
51
54
-138
178
461
-28
152
170
81
-127
-160
159
-76
549
70
32
151
221
-72
32
70
455
-22
-14
-9
-25
384
-108
-98
86
38
700
159
261
-256
12
-64
98
30,000
-66
-354
-47
4,374
740
-5,538
-37
-4,038
-274
-929
-4,250
-2,470
-299
-595
-448
4,285
3,486
-200
3,801
-433
-220
-1,393
-332
-867
-571
-435
138
-35
-90
-783
90
111
64
274
131
56
609
28
194
3
35
10
395
1,126
56
226
222
-517
46
7
276
127
718
242
1,416
199
235
-440
-247
-344
-89
223
977
257
244
4
18
777
134
197
2,785
17
83
161
268
-1
86
111
-361
136
147
154
196
-23
124
143
-13
208
-26
179
167
-166
-142
146
520
3,440
-249
-103
49
1,629
79
3
-558
56
1,173
-1,060
394
-102
666
26
72,195
704
1,549
349
591
503
1,933
478
-1,276
269
-380
361
-179
-936
1,075
3,338
-2,684
-1,608
-702
468
-25
-265
1,151
356
36,744
2,227
-302
-417
344
52
1,780
1,104
3,413
-34
-1,675
545
-2,224
729
328
443
-636
-225
535
928
374
-7
42
370
1,358
24,419
-2,982
80
506
1,087
-167
-1,967
-7
-1,436
-126
1,429
285
-2,325
115
-3,905
120
494
17,398
-329,738
-116
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
170,460
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
696,452
12,897,623
0.053998
2017
716,254
13,084,406
0.054741
2016
480,317
12,129,368
0.0396
2015
709,585
11,990,443
0.059179
2014
622,797
13,110,914
0.047502
2
Total
of line 1, column (d)
.....................
2
0.25502
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.051004
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
12,905,461
5
Multiply line 4 by line 3
......................
5
658,230
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
6,103
7
Add lines 5 and 6
........................
7
664,333
8
Enter qualifying distributions from Part XII, line 4
,.............
8
618,960
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
12,206
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
12,206
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
12,206
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
7,024
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
7,024
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
5,182
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MN
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
U S BANK NATIONAL ASSOCIATION
Telephone no.
(651) 466-8040
Located at
101 EAST 5TH STREET
ST PAUL
MN
ZIP+4
55101
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
US BANK NATIOANAL ASSOC
CORPORATE TRUSTEE
1
114,404
101 EAST 5TH STREET
ST PAUL
,
MN
55101
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
12,348,177
b
Average of monthly cash balances
.......................
1b
753,814
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
13,101,991
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
13,101,991
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
196,530
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
12,905,461
6
Minimum investment return.
Enter 5% of line 5
..................
6
645,273
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
645,273
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
12,206
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
12,206
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
633,067
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
633,067
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
633,067
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
618,960
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
618,960
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
618,960
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
633,067
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
58,860
e
From 2018
......
65,619
f
Total
of lines 3a through e
........
124,479
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
618,960
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
618,960
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
14,107
14,107
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
110,372
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
110,372
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
44,753
d
Excess from 2018
....
65,619
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
SCIENCE MUSEUM OF MINN
120 KELLOGG BLVD W
ST PAUL
,
MN
55102
NONE
PC
GENERAL OPERATING
52,168
COMO FRIENDS
225 ESTABROOK DRIVE
ST PAUL
,
MN
55103
NONE
PC
GENERAL OPERATING
4,000
FRIENDS OF THE PRAIRIE WETLANDS
PO BOX 229
FERGUS FALLS
,
MN
56538
NONE
PC
GENERAL OPERATING
5,000
MINNEAPOLIS INSTITUTE OF ARTS
2400 THIRD AVENUE SOUTH
MINNEAPOLIS
,
MN
55404
NONE
PC
GENERAL OPERATING
26,084
MINNESOTA ZOO FOUNDATION
13000 ZOO BOULEVARD
APPLE VALLEY
,
MN
55124
NONE
PC
GENERAL OPERATING
52,168
WOLF RIDGE ENVIRONMENTAL LEARNING CENT
6282 CRANBERRY ROAD
FINLAND
,
MN
55603
NONE
PC
GENERAL OPERATING
135,000
THE NATURE CONSERVANCY
4245 N FAIRFAX DR STE 100
ARLINGTON
,
VA
22203
NONE
PC
GENERAL OPERATING
52,168
MINNESOTA LANDSCAPE ARBORETUM FDN
3675 ARBORETUM DRIVE
CHASKA
,
MN
55318
NONE
PC
GENERAL OPERATING
5,000
NATIONAL EAGLE CENTER
50 PEMBROKE AVE S
WABASHA
,
MN
55981
NONE
PC
GENERAL OPERATING
25,000
WILDLIFE REHABILITATION CENTER
2530 DALE STREET
ROSEVILLE
,
MN
55113
NONE
PC
GENERAL OPERATING
38,500
HAWK RIDGE BIRD OBSERVATORY
PO BOX 3006
DULUTH
,
MN
55803
NONE
PC
GENERAL OPERATING
2,000
HARTLEY NATURE CENTER
3001 WOODLAND AVENUE
DULUTH
,
MN
55803
NONE
PC
GENERAL OPERATING
5,000
LAKE SUPERIOR ZOO SOCIETY
7210 FREMONT STREET
DULUTH
,
MN
55807
NONE
PC
GENERAL OPERATING
5,000
ST LOUIS RIVER QUEST
1200 PORT TERMINAL DRIVE
DULUTH
,
MN
55802
NONE
PC
GENERAL OPERATING
1,500
TWIN CITIES PBS (TPT)
172 EAST FOURTH STREET
ST PAUL
,
MN
55101
NONE
PC
GENERAL OPERATING
34,840
COURAGE KENNY FOUNDATION
3915 GOLDEN VALLEY ROAD
MINNEAPOLIS
,
MN
55422
NONE
PC
GENERAL PURPOSE
86,578
MINNESOTA ORCHESTRAL ASSN
1111 NICOLLET MALL DR
MINNEAPOLIS
,
MN
554032406
NONE
PC
GENERAL PURPOSE
26,084
Total
.................................
3a
556,090
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
233,194
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
170,460
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FED TAX REFUND
1
1,660
b
IDR CORE EQUITY IN
1
322,427
c
IDR FIXED INCOME S
1
276
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
728,017
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
728,017
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description