Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 01-01-2019 , and ending 12-31-2019
Name of foundation
JOHN SIMON GUGGENHEIM MEMORIAL
FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)90 PARK AVENUE - 33RD FLOOR
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10016
A Employer identification number

13-5673173
B Telephone number (see instructions)

(212) 687-4470
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$316,705,094J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 1,699,504
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 1,290,055 1,290,055  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 54,425,447
b Gross sales price for all assets on line 6a 131,522,507
7 Capital gain net income (from Part IV, line 2)... 54,425,447
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment -42,204 -126,353  
12 Total. Add lines 1 through 11........ 57,372,802 55,589,149  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 1,027,220 43,760   989,453
14 Other employee salaries and wages...... 1,033,057 78,616   954,441
15 Pension plans, employee benefits....... 182,516 10,842   627,766
16a Legal fees (attach schedule)......... Click to see attachment 6,595 0   6,595
b Accounting fees (attach schedule)....... Click to see attachment 49,142 22,114   27,028
c Other professional fees (attach schedule).... Click to see attachment 1,466,005 1,326,509   100,006
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 1,077,887 8,735   0
19 Depreciation (attach schedule) and depletion... Click to see attachment 81,463 4,839  
20 Occupancy.............. 1,258,704 74,767   1,196,190
21 Travel, conferences, and meetings....... 252,239 7,885   244,354
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 2,107,693 552,904   546,783
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 8,542,521 2,130,971   4,692,616
25 Contributions, gifts, grants paid....... 9,525,000 9,569,750
26 Total expenses and disbursements. Add lines 24 and 25 18,067,521 2,130,971   14,262,366
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 39,305,281
b Net investment income (if negative, enter -0-) 53,458,178
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 800 800 800
2 Savings and temporary cash investments......... 792,932 8,136,092 8,136,092
3 Accounts receivable bullet106,626
Less: allowance for doubtful accounts bullet   21,131 106,626 106,626
4 Pledges receivable bullet283,556
Less: allowance for doubtful accounts bullet   185,552 283,556 283,556
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........   7,047 7,047
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,402 Click to see attachment20,931,960 20,931,960
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 254,837,299 Click to see attachment248,947,677 248,947,677
14 Land, buildings, and equipment: basis bullet1,819,471
Less: accumulated depreciation (attach schedule) bullet1,314,589 579,987 Click to see attachment504,882 504,882
15 Other assets (describe bullet) Click to see attachment15,306,327 Click to see attachment37,786,454 Click to see attachment37,786,454
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 271,725,430 316,705,094 316,705,094
Liabilities 17 Accounts payable and accrued expenses.......... 509,418 584,682
18 Grants payable................. 5,617,500 5,572,750
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet) Click to see attachment8,290,785 Click to see attachment8,960,359
23 Total liabilities (add lines 17 through 22)......... 14,417,703 15,117,791
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions........... 256,951,224 301,015,031
25 Net assets with donor restrictions............ 356,503 572,272
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........    
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 257,307,727 301,587,303
30 Total liabilities and net assets/fund balances (see instructions). 271,725,430 316,705,094
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
257,307,727
2
Enter amount from Part I, line 27a .....................
2
39,305,281
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
4,974,295
4
Add lines 1, 2, and 3 ..........................
4
301,587,303
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
301,587,303
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a KING STREET CAPITAL, LTD. P    
b OWL CREEK OVERSEAS FUND P    
c VIKING LONG P    
d DAVIDSON KEMPNER DISTRESSED OPPORTUNITIES INT'L FUND P    
e HHR ATLAS FUND, LTD. P    
GS VINTAGE FUND V OFFSHORE, LP P    
GS MEZZANINE PARTNERS V OFFSHORE FUND L.P P    
GS INSTITUTIONAL INFRASTRUCTURE PARTNERS, LP P    
GS MEZZANINE PARTNERS OFFSHORE 2006, LP P    
JP MORGAN - PUBLICLY TRADED SECURITIES P    
CAPITAL GAINS PASSED THROUGH FROM LIMITED PARTNERSHIPS P    
AMERICAN SECURITIES PARTNERS V, LP P    
MILLENIUM TECHNOLOGY VALUE PARTNERS, LP P    
CHARLES SCHWAB - PUBLICLY TRADED SECURITIES P    
CASADIN PARTNERS OFFSHORE FUND, LTD P    
AVORO LIFE SCIENCES OFFSHORE FUND, LTD P    
CAPULA TAIL RISK FUND, LTD P    
BOSTWICK COMPOUND OFFSHORE, LTD P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 4,783,336   1,961,085 2,822,251
b 19,061,383   6,561,469 12,499,914
c 6,000,000   2,223,331 3,776,669
d 14,542,686   5,395,745 9,146,941
e 16,769,505   6,312,182 10,457,323
323,349     323,349
13,395     13,395
277,010     277,010
6,292     6,292
25,269,689   25,777,047 -507,358
373,135     373,135
553,856   402,200 151,656
26,864     26,864
8,688,038   8,427,683 260,355
2,000,000   1,259,169 740,831
11,000,000   3,277,149 7,722,851
7,328,647   7,000,000 328,647
14,505,322   8,500,000 6,005,322
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,822,251
b       12,499,914
c       3,776,669
d       9,146,941
e       10,457,323
      323,349
      13,395
      277,010
      6,292
      -507,358
      373,135
      151,656
      26,864
      260,355
      740,831
      7,722,851
      328,647
      6,005,322
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 54,425,447
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 16,061,498 305,017,224 0.052658
2017 13,586,591 266,157,668 0.051047
2016 13,158,092 252,372,229 0.052138
2015 13,423,946 265,572,587 0.050547
2014 12,791,809 262,407,126 0.048748
2
Total of line 1, column (d) .....................
2
0.255138
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.051028
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
329,792,362
5
Multiply line 4 by line 3......................
5
16,828,645
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
534,582
7
Add lines 5 and 6........................
7
17,363,227
8
Enter qualifying distributions from Part XII, line 4,.............
8
14,268,724
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 1,069,164
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 1,069,164
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 1,069,164
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 661,885
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 550,000
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 1,211,885
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 142,721
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet142,721 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
Yes
 
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
Yes
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletNY
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletWWW.GF.ORG
    14
    The books are in care ofbulletJULIE KLEIN Telephone no.bullet (212) 687-4470

    Located atbullet90 PARK AVENUE - 33RD FLOORNEW YORKNY ZIP+4bullet10016
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
    No
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    EDWARD HIRSCH PRESIDENT AND TRUSTEE
    40.00     		544,170 37,170 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ANDRE BERNARD V.P. AND SECRETARY
    40.00     		291,060 63,502 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JULIE R KLEIN C.F.O. AND TREASURER
    40.00     		190,000 29,927 0
    90 PARK AVENUE
    NEW YORK,NY10016
    EMERY BROWN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ROBERT ALLAN CARO TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    JOEL CONARROE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DOROTHY TAPPER GOLDMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DR WILLIAM P KELLY CHAIRMAN AND TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    DWIGHT E LEE TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    LILI LYNTON TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ERIC S MASKIN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    STACY SCHIFF TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CINDY SHERMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ERIC SCHWARTZ TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    CHARLES P STEVENSON JR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    BENJAMIN TAYLOR TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    SANDRA S WIJNBERG TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    ELLEN TAAFFE ZWILICH TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    WADDELL W STILLMAN TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    E WAYNE NORDBERG TRUSTEE
    1.00     		0 0 0
    90 PARK AVENUE
    NEW YORK,NY10016
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    MARCUS DIAMOND CHIEF ADVANCEMENT OF
    40.00     		255,000 48,498 0
    90 PARK AVE
    NEW YORK,NY10016
    BARBARA GLEASON ASST TREASURER/ASST
    40.00     		99,000 21,764 0
    90 PARK AVE
    NEW YORK,NY10016
    BARBARA ESPOSITO ASST TREASURER/ASST
    40.00     		84,250 34,732 0
    90 PARK AVE
    NEW YORK,NY10016
    KEITH LEWIS PROGRAM MANAGER
    40.00     		94,000 21,843 0
    90 PARK AVE
    NEW YORK,NY10016
    MARY KIFFER ADMINISTRATIVE ASST
    40.00     		70,000 44,658 0
    90 PARK AVE
    NEW YORK,NY10016
    Total number of other employees paid over $50,000...................bullet 14
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    PARTNERS CAPITAL INVESTMENT MANAGEMENT 1,324,680
    1330 AVENUE OF THE AMERICAS
    NEW YORK,NY10019
    HIGHLINE SYSTECH INC IT SERVICES CONSULTING 204,000
    2 WOOSTER STREET
    NEW YORK,NY10013
    LOIS L LINDAUER SEARCHES LLC EXECUTIVE SEARCH CONSULTANT 73,290
    420 BOYLESTON STREET STE 604
    BOSTON,MA02116
    IGNOTUM INC IT SYSTEMS CONSULTING 54,000
    125 KETAY DRIVE SOUTH
    EAST NORTHPORT,NY11731
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    294,539,329
    b
    Average of monthly cash balances.......................
    1b
    2,488,798
    c
    Fair market value of all other assets (see instructions)................
    1c
    37,786,454
    d
    Total (add lines 1a, b, and c).........................
    1d
    334,814,581
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    334,814,581
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    5,022,219
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    329,792,362
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    16,489,618
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    16,489,618
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    1,069,164
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
    250
    c
    Add lines 2a and 2b............................
    2c
    1,069,414
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    15,420,204
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    15,420,204
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    15,420,204
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    14,262,366
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    6,358
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    14,268,724
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    14,268,724
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 15,420,204
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014......  
    b From 2015...... 463,107
    c From 2016...... 574,373
    d From 2017...... 454,282
    e From 2018...... 1,549,191
    fTotal of lines 3a through e........ 3,040,953
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 14,268,724
    a Applied to 2018, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 14,268,724
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2019. 1,151,480 1,151,480
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,889,473
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		1,889,473
    10 Analysis of line 9:
    a Excess from 2015....  
    b Excess from 2016....  
    c Excess from 2017.... 340,282
    d Excess from 2018.... 1,549,191
    e Excess from 2019....  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JOHN SIMON GUGGENHEIM MEMORIAL FDTN
    90 PARK AVENUE
    NEW YORK,NY10016
    (212) 687-4470
    bThe form in which applications should be submitted and information and materials they should include:
    THE FOUNDATION HAS A STANDARD APPLICATION WHICH SPECIFIES THE MATERIAL THE APPLICANT SHOULD SUBMIT FOR HIS/HER FIELD.
    cAny submission deadlines:
    SEPTEMBER 15
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    INDIVIDUALS IN THE U.S.A. AND CANADA
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ADA FERRER
    1 WASHINGTON SQUARE VILLAGE
    NEW YORK,NY10012     		NONE I CUBA: AN AMERICAN HISTORY 50,000
    ADELA PINCH
    435 S STATE STREET
    ANN ARBOR,MI48109     		NONE I VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE 25,000
    ADRIANA PETRYNA
    57 BALSAM LANE
    PRINCETON,NJ08540     		NONE I WHAT IS A HORIZON? ABRUPT CLIMATE CHANGE AND HUMAN FUTURES 50,000
    AKI SASAMOTO
    131 74TH STREET APT 2H
    BROOKLYN,NY11209     		NONE I FINE ARTS 25,000
    ALEXEY FEDOROV
    210 WHITNEY AVENUE
    NEW HAVEN,CT06511     		NONE I SOLVING THE MYSTERIES OF PLIOCENE WARMTH: RETHINKING THE GLOBAL OCEAN CONVEYOR 23,000
    AMY FELDMAN
    16 VAN DYKE STREET
    BROOKLYN,NY11231     		NONE I FINE ARTS 15,000
    AMY GERSTLER
    2151 PRINCETON AVE
    LOS ANGELES,CA90026     		NONE I POETRY 25,000
    AMY PLEASANT
    634 39TH STREET SOUTH
    BIRMINGHAM,AL35222     		NONE I FINE ARTS 27,500
    ANDREW NEWMAN
    648 2ND STREET APT 5
    BROOKLYN,NY11215     		NONE I LITERATURE AND THE AMERICAN WAY: A HISTORY OF THE HIGH-SCHOOL CANON 27,500
    ANDREW SEAN GREER
    93 WEBSTER STREET
    SAN FRANCISCO,CA94117     		NONE I FICTION 50,000
    ANIRUDDH D PATEL
    490 BOSTON AVENUE
    MEDFORD,MA02155     		NONE I EVOLUTIONARY MUSIC COGNITION 50,000
    ANN COOPER ALBRIGHT
    180 MORGAN STREET
    OBERLIN,OH440741514     		NONE I SIMONE FORTI: IMPROVISING A LIFE 25,000
    ANN MCCOY
    449 TROUTMAN ST
    BROOKLYN,NY11237     		NONE I FINE ARTS 30,000
    ANNA BADKHEN
    41 S 45TH STREET
    PHILADELPHIA,PA19104     		NONE I AN ANATOMY OF LOSTNESS 32,500
    ANNA WEBBER
    23-52 37TH STREET
    ASTORIA,NY11105     		NONE I MUSIC COMPOSITION 50,000
    ANNE MCNEIL
    2629 PIN OAK DRIVE
    ANN ARBOR,MI48103     		NONE I A SECOND LIFE: REIMAGINING THE PLASTIC LIFECYCLE WITH CHEMISTRY 25,000
    ANTHONY HERNANDEZ
    746 EAST 250 NORTH
    FAIRFIELD,ID83327     		NONE I PHOTOGRAPHY 27,500
    ARCHANA VENKATESAN
    4001 MARTIS STREET
    WEST SACRAMENTO,CA95691     		NONE I POETRY MAKES THE WORLD: THE FESTIVAL OF RECITATION AT VI??U TEMPLES IN TAMIL NADU 30,000
    ARI KELMAN
    1 SHIELDS AVENUE
    DAVIS,CA95616     		NONE I FOR LIBERTY AND EMPIRE: HOW THE CIVIL WAR BLED INTO THE INDIAN WARS 10,000
    BARBARA DAVIDSON
    1707 EWING STREET
    LOS ANGELES,CA90026     		NONE I PHOTOGRAPHY 65,000
    BART D EHRMAN
    UNIV/CARO CAROLINA HALL 3225
    CHAPEL HILL,NC27599     		NONE I THE INVENTION OF HEAVEN AND HELL 25,000
    BEN ALTMAN
    1041 COMFORT ROAD
    SPENCER,NY14883     		NONE I PHOTOGRAPHY 25,000
    BENITA RAPHAN
    101 WEST 12 STREET APT 7-Z
    NEW YORK,NY10011     		NONE I FILM-VIDEO 16,250
    BISSERA V PENTCHEVA
    355 ROTH WAY
    STANFORD,CA94305     		NONE I ANIMATION IN MEDIEVAL ART 25,000
    BRAD SNYDER
    239 11TH STREET SE
    WASHINGTON,DC20003     		NONE I DEMOCRATIC JUSTICE: FELIX FRANKFURTER, JUDICIAL RESTRAINT, AND THE CREATION OF THE LIBERAL ESTABLISHMENT 25,000
    BRANDEN W JOSEPH
    1190 AMSTERDAM AVE
    NEW YORK,NY10027     		NONE I FORMS OF LIFE: KATHY ACKER, JACK SMITH, LEE LOZANO, AND CAROLEE SCHNEEMANN 25,000
    BRETT STORY
    72 NORTHUMBERLAND ST
    TORONTO,CANADAM6H 1R3
    CA     		NONE I FILM-VIDEO 25,000
    BRIAN DELAY
    631 SAN GABRIEL AVENUE
    ALBANY,CA94706     		NONE I MEANS OF DESTRUCTION: GUNS, FREEDOM, AND DOMINATION IN THE AMERICAS 25,000
    BRIGID MCCAFFREY
    592 VENTURA STREET
    ALTADENA,CA91001     		NONE I FILM-VIDEO 35,000
    BROOKE HOLMES
    147 EAST PYNE BUILDING
    PRINCETON,NY08540     		NONE I THE TISSUE OF THE WORLD: SYMPATHY AND THE IDEA OF NATURE IN GRECO-ROMAN ANTIQUITY 50,000
    CARL COREY
    N8657 1020TH STREET
    RIVER FALLS,WI54022     		NONE I PHOTOGRAPHY 32,500
    CARL SCHIMMEL
    1138 ELM STREET
    GRINNELL,IA50112     		NONE I MUSIC COMPOSITION 27,500
    CARMEN GIMNEZ SMITH
    181 TURNERS ST NW
    BLACKSBURG,VA24061     		NONE I POETRY 40,000
    CARMEN WINANT
    3859 OLENTANGY BLVD
    COLUMBUS,OH43214     		NONE I PHOTOGRAPHY 30,000
    CAROL ANDERSON
    550 ASBURY CIRCLE
    ATLANTA,GA30322     		NONE I THE SECOND: RACE, GUNS & A MOST DEADLY DOUBLE-STANDARD AT THE CORE OF OUR FUNDAMENTAL RIGHTS 25,000
    CAROL DYSINGER
    223 CONGRESS STREET APT 4L
    BROOKLYN,NY11201     		NONE I FILM-VIDEO 30,000
    CARRIE YAMAOKA
    244 EAST 5TH STREET APT 1
    NEW YORK,NY10003     		NONE I FINE ARTS 32,500
    CASSIM SHEPARD
    438 LAFAYETTE AVENUE APT 1
    BROOKLYN,NY11238     		NONE I SELF-HELP HOUSING: INCREMENTAL APPROACHES TO SHELTER SINCE 1965 30,000
    CATHERINE LACEY
    1364 N WOLCOTT AVE
    CHICAGO,IL60622     		NONE I FICTION 65,000
    CATHERINE OPIE
    618 MOULTON AVENUE
    LOS ANGELES,CA90031     		NONE I PHOTOGRAPHY 50,000
    CECILIA ALDARONDO
    35 DRISCOLL HALL DRIVE
    WILLIAMSTOWN,MA01267     		NONE I FILM-VIDEO 55,000
    CHARLES L BOSK
    3718 LOCUST WALK
    PHILADELPHIA,PA191046299     		NONE I MISTAKES WERE CHANGED: MEDICAL ERROR OVER FOUR DECADES 25,000
    CHARLES YUEN
    52 3RD AVE
    BROOKLYN,NY11217     		NONE I FINE ARTS 30,000
    CHARLIE HAILEY
    2115 NW 7TH PLACE
    GAINESVILLE,FL32603     		NONE I PLACES BUILT OF AIR: PORCH STORIES FROM STOOP TO STOA 25,000
    CHRIS LARSON
    1195 BURNS AVENUE
    ST PAUL,MN55106     		NONE I FINE ARTS 27,500
    CHRISTIAN LEE NOVETZKE
    2575 NE 85TH STREET
    SEATTLE,WA98115     		NONE I DEVOTION, DEMOCRACY, AND DISSENT: RELIGION AND A VERNACULAR PUBLIC ETHICS IN INDIA 50,000
    CHRISTIANE CEGAVSKE
    1760 MAUPIN ROAD
    OAKLAND,OR97462     		NONE I FILM-VIDEO 30,000
    CHRISTOPHER A BAIL
    254 SOCPSYCH HALL
    DURHAM,NC27708     		NONE I DISRUPTING SOCIAL MEDIA ECHO CHAMBERS 25,000
    CHRISTOPHER MERRILL
    100 SHAMBAUGH HOUSE
    IOWA CITY,IA52245     		NONE I THE TRIALS OF ROGER WILLIAMS: A BIOGRAPHY 25,000
    CHRISTOPHER RUDD
    820 RIVERSIDE DRIVE APT 3B
    NEW YORK,NY10032     		NONE I CHOREOGRAPHY 65,000
    CHRISTOPHER TRAPANI
    2061 23RD STREET
    ASTORIA,NY111053245     		NONE I MUSIC COMPOSITION 65,000
    CHRISTY L HAYNES
    4948 THOMAS AVENUE SOUTH
    MINNEAPOLIS,MN55410     		NONE I CHARACTERIZATION OF THE MOLECULAR CORONA ACQUIRED BY TECHNOLOGICALLY RELEVANT ENGINEERED NANOPARTICLES IN ENVIRONMENTAL MATRICES 25,000
    CINDY COX
    104 MORRISON HALL 1200
    BERKELEY,CA947201200     		NONE I MUSIC COMPOSITION 25,000
    COLIN GEE
    860 EAST 18TH STREET APT 2D
    BROOKLYN,NY11230     		NONE I CHOREOGRAPHY 45,000
    CONSTANCE ALLEN NATHANSON
    531 MAIN STREET APT 1014
    NEW YORK,NY10044     		NONE I BLOOD, POLITICS, AND DEATH 25,000
    CRAIG DRENNEN
    33 GILMER STREET SE
    ATLANTA,GA30303     		NONE I FINE ARTS 25,000
    DANIEL DUFORD
    3144 NE SEVENTH AVENUE
    PORTLAND,OR97212     		NONE I FINE ARTS 32,500
    DANIEL JOSEPH MARTINEZ
    5438 9TH AVENUE
    LOS ANGELES,CA90043     		NONE I FINE ARTS 50,000
    DAVE HARDY
    466 HUMBOLDT STREET
    BROOKLYN,NY11211     		NONE I FINE ARTS 27,500
    DAVE HULLFISH BAILEY
    13552 ERWIN ST
    VAN NUYS,CA91401     		NONE I FINE ARTS 30,000
    DAVID BLEI
    2828 BROADWAY APT 8B
    NEW YORK,NY10025     		NONE I EXPRESSIVE PROBABILISTIC MODELS: DESIGN, INFERENCE, AND CRITICISM 38,000
    DAVID CAREY
    4805 KESWICK ROAD
    BALTIMORE,MD21210     		NONE I PANDEMIC POLITICS IN GUATEMALA AND ECUADOR, 1900-1950: RACE, HEALING, AND PUBLIC HEALTH 25,000
    DAVID JERISON
    48 OLD MIDDLESEX ROAD
    BELMONT,MA02478     		NONE I FREE BOUNDARIES AND INTERFACES IN PARTIAL DIFFERENTIAL EQUATIONS 25,000
    DAVID LEVINE
    12 HOLYOKE STREET
    CAMBRIDGE,MA02138     		NONE I DRAMA AND PERFORMANCE ART 55,000
    DAVID MAISEL
    100 EBBTIDE AVE
    SAUSALITO,CA94965     		NONE I PHOTOGRAPHY 30,000
    DAVID YEARSLEY
    256 EAST AVENUE
    ITHACA,NY14853     		NONE I SEBASTIAN LAUGHS: J. S. BACH AS MUSICAL HUMORIST 20,000
    DEB OLIN UNFERTH
    2503 SPRING LANE
    AUSTIN,TX78703     		NONE I FICTION 45,000
    DEREK R PETERSON
    915 LUTZ AVENUE
    ANN ARBOR,MI48103     		NONE I THE INFRASTRUCTURE OF POLITICS IN POST-COLONIAL UGANDA 50,000
    DEVIN FORE
    203 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE I ALL THE GRAPHS: SOVIET FACTOGRAPHY AND THE EMERGENCE OF AVANT-GARDE DOCUMENTARY 24,000
    DEVONEY LOOSER
    1102 S MCALLISTER AVENUE
    TEMPE,AZ85281     		NONE I SISTER NOVELISTS BEFORE THE BRONTES: THE MISSES PORTER, FAME, AND MISFORTUNE IN EARLY NINETEENTH-CENTURY BRITAIN 50,000
    DOHEE LEE
    365 EUCLID AVE 209
    OAKLAND,CA94610     		NONE I DRAMA AND PERFORMANCE ART 35,000
    DORA BUDOR
    20 JAY STREET SUITE 736
    BROOKLYN,NY11201     		NONE I FINE ARTS 30,000
    DOUGLAS SMITH
    407 WEST PROSPECT STREET
    SEATTLE,WA98119     		NONE I TRANSLATION OF KONSTANTIN PAUSTOVSKY'S STORY OF A LIFE 65,000
    EDMUND RUSSELL
    6123 CALLERY STREET
    PITTSBURGH,MT15206     		NONE I UNITED BY LIGHTNING: THE U.S. TRANSCONTINENTAL TELEGRAPH OF 1861 25,000
    EDRISS S TITI
    3368 TAMU
    COLLEGE STATION,TX778433368     		NONE I MATHEMATICAL ANALYSIS OF CLIMATE MODELS 33,000
    EDWARD JACOBS
    302 AJ FLETCHER MUSIC CENTER
    GREENVILLE,NC27858     		NONE I MUSIC COMPOSITION 27,500
    EDWARD WRIGHT-ROS
    2301 VANDERBILT PLACE
    NASHVILLE,TN37235     		NONE I DEVOTION IN MOTION: PILGRIMAGE IN MODERN MEXICO 25,000
    EKATERINA PRAVILOVA
    111 DICKINSON HALL
    PRINCETON,NJ08540     		NONE I POLITICAL MONEY: A HISTORY OF THE RUSSIAN RUBLE, 1768-1917 10,000
    ELEANOR KAUFMAN
    827 LEVERING AVENUE APT 803
    LOS ANGELES,CA90024     		NONE I STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY 25,000
    ELENA DEL RIVERO
    143 AVENUE B APT 3A
    NEW YORK,NY10009     		NONE I FINE ARTS 32,500
    ELIGA H GOULD
    20 ACADEMIC WAY
    DURHAM,NH03824     		NONE I CRUCIBLE OF PEACE: 1783 AND THE FOUNDING OF THE AMERICAN REPUBLIC 25,000
    ELISABETH LE GUIN
    2112 SOUTH WOODLAND PLACE
    SANTA ANA,CA92707     		NONE I EL CANCIONERO DE SANTA ANA 25,000
    ELIZA HITTMAN
    200 WILLOUGHBY AVENUE
    BROOKLYN,NY11205     		NONE I FILM-VIDEO 25,000
    ELIZABETH LAPENSE
    404 WILSON ROAD
    EAST LANSING,MI48824     		NONE I FINE ARTS 20,000
    ELLIOTT HUNDLEY
    1001 NORTH MAIN STREET
    LOS ANGELES,CA90012     		NONE I FINE ARTS 60,000
    ENTANG WIHARSO
    PO BOX 108
    NORTH SCITUATE,RI02857     		NONE I FINE ARTS 20,000
    ERIC BAUDELAIRE
    35 RU DU POTEAU
    PARIS,FRANCE75018
    FR     		NONE I FILM-VIDEO 35,000
    ERIK MUEGGLER
    1085 S UNIVERSITY AVE
    ANN ARBOR,MI48109     		NONE I LITERACY, SOVEREIGNTY, AND BONDAGE IN A QING NATIVE HEREDITARY CHIEFTAINSHIP 50,000
    ESPERANZA CORTS
    202 FIRST AVENUE APT 3
    NEW YORK,NY10009     		NONE I FINE ARTS 27,500
    ESTHER ALLEN
    15 WEST 11TH ST
    NEW YORK,NY10011     		NONE I TRANSLATION OF THE SILENTIARY AND THE SUICIDES, TWO NOVELS BY ANTONIO DI BENEDETTO 25,000
    EUGENE BIRMAN
    7585 SKYLINE BOULEVARD
    OAKLAND,CA94611     		NONE I MUSIC COMPOSITION 27,500
    FABIENNE LASSERRE
    106 BERGEN STREET
    BROOKLYN,NY11421     		NONE I FINE ARTS 30,000
    FARANGIS NURULLA
    462 LASALLE
    LONGUEUIL,CANADAJ4K 3G3
    CA     		NONE I MUSIC COMPOSITION 30,000
    FEI XU
    913 ADAMS STREET APT B
    ALBANY,CA94706     		NONE I RATIONAL CONSTRUCTIVISM: A NEW APPROACH TO COGNITIVE DEVELOPMENT 50,000
    FELIPE SALLES
    FINE ARTS CENTER 250
    AMHERST,MA09330     		NONE I MUSIC COMPOSITION 25,000
    GENNARO CHIERCHIA
    316 BOYLSTON HALL 3RD FLOOR
    CAMBRIDGE,MA02138     		NONE I ORIGINS OF MEANING: QUANTIFIERS AND THE SPONTANEOUS LOGICALITY OF LANGUAGE 25,000
    GEORG ESSL
    9748 NORTH COLUMBIA CREEK LANE
    MEQUON,WI53092     		NONE I TOPOLOGICAL SOUND SYNTHESIS 27,500
    GINA PETRA ABATEMARCO
    423 COURT STREET APT 2
    BROOKLYN,NY11231     		NONE I FILM-VIDEO 27,500
    GLENN DYNNER
    439 PEPPER RIDGE ROAD
    STAMFORD,CT06905     		NONE I HASIDISM AS A CULTURE OF RESISTANCE IN INTERWAR AND NAZI-OCCUPIED POLAND 55,000
    GUADALUPE MARAVILLA
    1021 DECATUR STREET APT 2
    BROOKLYN,NY11207     		NONE I FINE ARTS 30,000
    GUILLERMO GMEZ-PEA
    3435 CESAR CHAVEZ 330
    SAN FRANCISCO,CA94110     		NONE I DRAMA & PERFORMANCE ART 35,000
    HANK WILLIS THOMAS
    323 W 39TH ST
    NEW YORK,NY11212     		NONE I PHOTOGRAPHY 27,500
    HEATHER KRAVAS
    8023 12TH AVE NE
    SEATTLE,WA98115     		NONE I CHOREOGRAPHY 35,000
    HEIDI TINSMAN
    259 MURRAY KREIGER HALL MAIL CODE
    3275
    IRVINE,CA92697     		NONE I CHINESE LABOR AND MASCULINITY IN THE MAKING OF MODERN LATIN AMERICA 25,000
    HELEN SCHULMAN
    252 WEST 85TH STREET
    NEW YORK,NY10024     		NONE I FICTION 50,000
    HELENA ROSENBLATT
    365 FIFTH AVENUE
    NEW YORK,NY10016     		NONE I AN INTELLECTUAL BIOGRAPHY OF MADAME DE STAEL 25,000
    HENRY S RICHARDSON
    37 AND O STREETS NW
    WASHINGTON,DC20057     		NONE I THE DIVISION OF MORAL LABOR 20,000
    HESTER BLUM
    384 EAST LINN STREET
    BELLEFONTE,PA16823     		NONE I ICE AGES 55,000
    HNG-N TRNG
    214 W TRINITY AVE
    DURHAM,NC27701     		NONE I FINE ARTS 27,500
    HUGH GUSTERSON
    2110 G ST NW
    WASHINGTON,DC20052     		NONE I TINKERING WITH ARMAGEDDON: NUCLEAR WEAPONS SCIENCE AFTER THE COLD WAR 20,000
    IAN VAN COLLER
    1113 SOUTH 5TH AVENUE
    BOZEMAN,MT59715     		NONE I PHOTOGRAPHY 25,000
    IBRAM X KENDI
    PO BOX 43446
    WASHINGTON,DC20010     		NONE I BONES OF INEQUITY: A NARRATIVE HISTORY OF RACIST POLICIES IN AMERICA 50,000
    ILYA VINITSKY
    17 SPRINGDALE ROAD
    PRINCETON,NJ08540     		NONE I THE ABSOLUTE FAKER: THE AMERICAN DREAMS OF A RUSSIAN CON MAN 25,000
    IRENA GRUDZISKA GROSS
    164 STATE STREET APT 1
    BROOKLYN,NY11201     		NONE I ALEXANDER WEISSBERG-CYBULSKI, A BIOGRAPHY 27,500
    ITTAI WEINRYB
    410 WEST 58TH STREET APT 81
    NEW YORK,NY10019     		NONE I ART AND FRONTIER 35,000
    J G MANNING
    724 JENNIFERS DRIVE
    GUILFORD,CT06437     		NONE I VOLCANOES, NILE VARIABILITY, AND THE COURSE OF EGYPTIAN HISTORY: THE HISTORICAL AND HUMAN DIMENSION OF CLIMATE CHANGE 50,000
    J P SNIADECKI
    1920 CAMPUS DRIVE
    EVANSTON,IL60201     		NONE I FILM-VIDEO 25,000
    JAMES I PORTER
    7408 DWINELLE HALL
    BERKELEY,CA947202670     		NONE I LITERARY AESTHETICS AFTER ARISTOTLE 25,000
    JAMES VERNON
    2214 DWINELLE HALL
    BERKELEY,CA947202550     		NONE I HEATHROW: A GLOBAL HISTORY OF NEOLIBERAL BRITAIN 25,000
    JANE HAMMOND
    75 GRAND STREET APT 4E
    NEW YORK,NY10013     		NONE I FINE ARTS 45,000
    JANE KAMENSKY
    3 JAMES STREET
    CAMBRIDGE,MA02138     		NONE I CANDIDA ROYALLE AND THE SEXUAL REVOLUTION: A HISTORY FROM BELOW 50,000
    JANET L PRITCHARD
    10 MANSFIELD HOLLOW ROAD
    MANSFIELD CENTER,CT06250     		NONE I PHOTOGRAPHY 22,000
    JANINE DI GIOVANNI
    117 EAST 77TH STREET APT 8A
    NEW YORK,NY10075     		NONE I THE VANISHING: CHRISTIANITY IN AN AGE OF INTOLERANCE 30,000
    JED ESTY
    3340 WALNUT STREET
    PHILADELPHIA,PA19104     		NONE I COLD WAR VICTORIANS: HOW THE BRITISH IMAGINATION SHAPED AMERICAN POWER 50,000
    JEFFERSON PINDER
    37 S WABASH AVE
    CHICAGO,IL60603     		NONE I FINE ARTS 50,000
    JEFFREY STOCKBRIDGE
    319A NORTH 11TH STREET 4TH FLOOR
    PHILADELPHIA,PA19107     		NONE I PHOTOGRAPHY 65,000
    JENNIFER GARZA-CUEN
    6300 OCEAN DRIVE
    CORPUS CHRISTI,TX78412     		NONE I PHOTOGRAPHY 30,000
    JEREMY SCHIPPER
    1114 POLETT WALK
    PHILADELPHIA,PA19122     		NONE I DENMARK VESEYS BIBLE: BIBLICAL INTERPRETATION AND THE TRIAL THAT CHANGED A NATION 25,000
    JESSICA DIMMOCK
    535 DEAN STREET APT 514
    BROOKLYN,NY11217     		NONE I FILM-VIDEO 35,000
    JESSICA EATON
    1235 AVENUE BERNARD APT 5
    OUTREMONT,CANADAH2V 1V7
    CA     		NONE I PHOTOGRAPHY 40,000
    JESSICA SILBEY
    20 COLUMBIA STREET
    BROOKLINE,MA02446     		NONE I AGAINST PROGRESS: INTELLECTUAL PROPERTY AND JUSTICE IN THE INTERNET AGE 25,000
    JIM SHROSBREE
    100 E FILLMORE AVE
    FAIRFIELD,IA52556     		NONE I FINE ARTS 30,000
    JOAN KANE
    3850 DELWOOD PLACE
    ANCHORAGE,AK995044429     		NONE I POETRY 30,000
    JOCHEN HELLBECK
    122 WEST STREET APT 6G
    BROOKLYN,NY11222     		NONE I SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY 24,000
    JOHN DURHAM PETERS
    63 HIGH STREET
    NEW HAVEN,CT06520     		NONE I WEATHER MEDIA IN THE MODERN WORLD 25,000
    JOHN HEIL
    ONE BROOKINGS DRIVE
    ST LOUIS,MO631304899     		NONE I APPEARANCE IN REALITY 25,000
    JORGE IGNACIO CORTIAS
    PO BOX 5000
    ANNANDALEONHUDSON,NY12504     		NONE I DRAMA AND PERFORMANCE ART 55,000
    JOYCE E CHAPLIN
    35 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE I THE FRANKLIN STOVE: HEAT AND LIFE IN THE LITTLE ICE AGE 25,000
    JULIA CHRISTENSEN
    158 SOUTH PROSPECT STREET
    OBERLIN,OH44074     		NONE I FINE ARTS 40,000
    JULIE BUFFALOHEAD
    966 HAMPDEN AVENUE
    SAINT PAUL,MN55114     		NONE I FINE ARTS 36,000
    KAREN HARTMAN
    1693 11TH AVE 1
    BROOKLYN,NY11218     		NONE I DRAMA & PERFORMANCE ART 30,000
    KATE GILMORE
    34-33 84TH STREET
    JACKSON HEIGHTS,NY11372     		NONE I FINE ARTS 27,500
    KATHARINA ROSENBERGER
    9500 GILMAN DR MC 0099
    LA JOLLA,CA92093     		NONE I MUSIC COMPOSITION 30,000
    KATHE BURKHART
    535 WEST 23RD STREET APT S3P
    NEW YORK,NY10011     		NONE I FINE ARTS 29,000
    KATHLEEN DUVAL
    102 EMERSON DR CB 3195
    CHAPEL HILL,NC27599     		NONE I MASTERS OF THE CONTINENT: HOW AMERICAN INDIAN NATIONS RULED NORTH AMERICA INTO THE NINETEENTH CENTURY 25,000
    KATHYA MARIA LANDEROS
    PO BOX 236
    QUAKER HILL,CT06375     		NONE I PHOTOGRAPHY 30,000
    KEVIN M KRUSE
    129 DICKINSON HALL
    PRINCETON,NJ08544     		NONE I THE DIVISION: JOHN DOAR, THE JUSTICE DEPARTMENT AND THE CIVIL RIGHTS MOVEMENT 50,000
    KIMBERLY BARTOSIK
    1613 10TH AVENUE
    BROOKLYN,NY11215     		NONE I CHOREOGRAPHY 30,000
    KRISTINE POTTER
    516 CROSSWOOD CT
    NASHVILLE,TN37214     		NONE I PHOTOGRAPHY 20,000
    LAUREN GROFF
    317 NE 3RD AVE
    GAINSVILLE,FL32601     		NONE I FICTION 25,000
    LEE ANNE SCHMITT
    24700 MCBEAN PARKWAY
    VALENCIA,CA91355     		NONE I FILM-VIDEO 35,000
    LENORE A GRENOBLE
    1115 EAST 58TH STREET
    CHICAGO,IL60637     		NONE I LIVING THE GOOD LIFE? LANGUAGE VITALITY, URBANIZATION, AND WELL-BEING IN THE ARCTIC 50,000
    LIES KRAAL
    724 MILWOOD AVENUE
    VENICE,CA90291     		NONE I FINE ARTS 27,500
    LILY TUCK
    1261 MADISON AVENUE 6N
    NEW YORK,NY10128     		NONE I POSTCARDS FROM MARIANNE 25,000
    LINCOLN QUILLIAN
    2852 NORTH HALSTED STREET APT 4S
    CHICAGO,IL60657     		NONE I HIRING DISCRIMINATION IN NORTH AMERICAN AND EUROPEAN LABOR MARKETS: A META-ANALYSIS OF FIELD EXPERIMENTS 25,000
    LISA FELDMAN BARRETT
    18 WASHINGTON PARK
    NEWTONVILLE,MA02460     		NONE I SEVEN INSIGHTS ABOUT THE BRAIN 50,000
    LISA RANDALL
    13 CLEVELAND STREET
    CAMBRIDGE,MA02138     		NONE I BLACK HOLE MERGERS AND THEIR ENVIRONMENT. 50,000
    LLOYD SCHWARTZ
    27 PENNSYLVANIA AVENUE
    SOMERVILLE,MA02145     		NONE I POETRY 25,000
    LUKAS FELZMANN
    1539 TREAT AVENUE
    SAN FRANCISCO,CA94110     		NONE I PHOTOGRAPHY 27,500
    MANUEL VALERA
    621 W 171ST ST
    NEW YORK,NY10032     		NONE I MUSIC COMPOSITION 65,000
    MARCI SHORE
    192 LIVINGSTON STREET
    NEW HAVEN,CT06511     		NONE I PHENOMENOLOGICAL ENCOUNTERS: SCENES FROM CENTRAL EUROPE 25,000
    MARGO SAWYER
    2300 TRINITY STREET
    AUSTIN,TX78712     		NONE I FINE ARTS 15,000
    MARIAH GARNETT
    1151 N AVE 64
    LOS ANGELES,CA90042     		NONE I FILM-VIDEO 35,000
    MARJORIE GARBER
    12 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE I SHAKESPEARE IN BLOOMSBURY 25,000
    MARK DANNER
    978 GRIZZLY PEAK BLVD
    BERKELEY,CA94708     		NONE I THE INTELLECTUAL: ROBERT SILVERS AND THE NEW YORK REVIEW OF BOOKS 50,000
    MARK DION
    2595 COUNTY ROUTE 7
    COPAKE,NY12516     		NONE I FINE ARTS 45,000
    MARK FATHI MASSOUD
    501 RANCH VIEW ROAD
    SANTA CRUZ,CA95064     		NONE I THE STRUGGLE FOR ISLAMIC LAW AND HUMAN RIGHTS 50,000
    MARK FRANKO
    35 WEST 92ND ST
    NEW YORK,NY10025     		NONE I SERGE LIFAR AND THE CRISIS OF NEOCLASSICISM 25,000
    MARK GRIECO
    762 NORTH HOLLISTON AVENUE
    PASADENA,CA91104     		NONE I FILM-VIDEO 35,000
    MARK JURDJEVIC
    625 MANNING AVENUE
    TORONTO,CANADAM6G 2W2
    CA     		NONE I DESPERATION'S REMEDIES 50,000
    MARSIA ALEXANDER-CLARKE
    983 ATHENS STREET
    ALTADENA,CA91001     		NONE I FILM-VIDEO 25,000
    MARTHA HODES
    50 PARK AVENUE
    NEW YORK,NY10016     		NONE I HOSTAGE IN THE DESERT: AN INQUIRY INTO HISTORY AND MEMORY 50,000
    MARY DEWHURST LEWIS
    34 RANDOLPH STREET
    BELMONT,MA02478     		NONE I THE FIRST FRENCH DECOLONIZATION: A NEW HISTORY OF NINETEENTH-CENTURY EMPIRE 25,000
    MARYROSE COBARRUBIAS MENDOZA
    258 HIGHLAND PLACE
    MONROVIA,CA91016     		NONE I FINE ARTS 27,500
    MASSIMO FRANCESCHETTI
    952 STRATFORD DRIVE
    ENCINITAS,CA92024     		NONE I A WAVE THEORY OF INFORMATION 50,000
    MATTEO MAGGIORI
    CAMBRIDGE STREET
    CAMBRIDGE,MA02138     		NONE I GLOBAL BOND MARKETS 50,000
    MATTHEW MAZZOTTA
    41 EAST MAIN STREET
    CANTON,NY13617     		NONE I FINE ARTS 35,000
    MATTHEW PORTERFIELD
    2741 NORTH CALVERT STREET
    BALTIMORE,MD21218     		NONE I FILM-VIDEO 30,000
    MATTHEW RICKETTS
    71 SOUTH ELLIOTT PLACE APT 2R
    BROOKLYN,NY11217     		NONE I MUSIC COMPOSITION 30,000
    MATTHEW WHITE
    388 LINDEN CIRCLE
    PAWLEYS ISLAND,SC29585     		NONE I MUSIC COMPOSITION 30,000
    MEGHANN RIEPENHOFF
    7810 SPRINGRIDGE ROAD
    BAINBRIDGE ISLAND,WA98110     		NONE I PHOTOGRAPHY 55,000
    MERION ESTES
    PO BOX 21
    YUCCA VALLEY,CA92284     		NONE I FINE ARTS 32,500
    MICHAEL DAVID-FOX
    236 10TH STREET SE
    WASHINGTON,DC20003     		NONE I SMOLENSK UNDER NAZI AND SOVIET RULE 50,000
    MICHAEL HARRISON
    12 MADELINE PKWY
    YONKERS,NY10705     		NONE I MUSIC COMPOSITION 24,000
    MICHAEL HELM
    1323 GOVERNORS ROAD
    DUNDAS,CANADAL9H 5E3
    CA     		NONE I FICTION 30,000
    MICHAEL K BOURDAGHS
    1050 EAST 59TH STREET
    CHICAGO,IL60637     		NONE I FROM POSTWAR TO COLD WAR: JAPANESE CULTURE IN THE AGE OF THREE WORLDS 50,000
    MICHAEL T WOODSIDE
    4704 - 142 STREET NW
    EDMONTON,CANADAT6H4A8
    CA     		NONE I EXPLORING HOW EVOLUTION SHAPES PROTEIN FOLDING IN SINGLE MOLECULES 25,000
    MICHELLE LOPEZ
    1628 SOUTH BROAD STREET
    PHILADELPHIA,PA19145     		NONE I FINE ARTS 30,000
    MIGUEL P ECKSTEIN
    30 WOODALE LANE
    SANTA BARBARA,CA93103     		NONE I EYE MOVEMENTS TO FACES AFTER RECOVERY FROM CONGENITAL BLINDNESS 25,000
    MIKA PELO
    ONE SHIELDS AVENUE
    DAVIS,CA95616     		NONE I MUSIC COMPOSITION 25,000
    MIRIAM SOLOMON
    412 MCCLENAGHAN MILL ROAD
    WYNNEWOOD,PA19096     		NONE I EVIDENCE AND VALUES IN DSM 5.X 50,000
    MOHAMMAD T HAJIAGHAYI
    7310 DURBIN TERRACE
    BETHESDA,MD20817     		NONE I ALGORITHMS FOR (BIG) GRAPHS AND ALGORITHMIC GAME THEORY 50,000
    MONICA PRASAD
    1810 CHICAGO AVENUE
    EVANSTON,IL60208     		NONE I STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT 25,000
    MONICA YOUN
    150 NASSAU STREET
    NEW YORK,NY10038     		NONE I POETRY 55,000
    MOON DUCHIN
    33 ROYAL AVENUE APT 1
    CAMBRIDGE,MA02138     		NONE I GEOMETRY OF GERRYMANDERING 50,000
    NANCY ROSE HUNT
    PO BOX 115560
    GAINESVILLE,FL32611     		NONE I IDEATION AS HISTORY: DREAM COLLECTORS AND PICTURE ARCHIVES FROM POST-1968 URBAN CONGO 25,000
    NANDINI SIKAND
    2844 ALBRIGHT AVENUE
    ALLENTOWN,PA18104     		NONE I FILM-VIDEO 25,000
    NAOMI ORESKES
    1 OXFORD STREEET
    CAMBRIDGE,MA02138     		NONE I INVENTING THE MAGIC OF THE MARKETPLACE 32,500
    NEAL K DEVARAJ
    8246 CAMINITO LACAYO
    LA JOLLA,CA92037     		NONE I SYNTHESIZING ARTIFICIAL CELLS 50,000
    NICHOLAS MUELLNER
    1700 GOLDEN GATE AVENUE
    LOS ANGELES,CA90026     		NONE I PHOTOGRAPHY 27,500
    NICOLS PEREDA
    33 LIVINGSTON AVE
    NEW BRUNSWICK,NJ08901     		NONE I FILM-VIDEO 25,000
    NICOLE MILLER
    9500 GILMAN DR
    LA JOLLA,CA92093     		NONE I FINE ARTS 30,000
    NILE GREEN
    BOX 951473
    LOS ANGELES,CA900951473     		NONE I GLOBAL ISLAM: WHAT IS IT AND WHERE DID IT COME FROM? 50,000
    PAOLO SQUATRITI
    807 WEST LIBERTY STREET
    ANN ARBOR,MI48103     		NONE I PLEASING PLANTS AND WORRISOME WEEDS: BOTANICAL CHANGE IN EARLY MEDIEVAL EUROPE 50,000
    PATRICIA ENGEL
    1121 CRANDON BLVD
    KEY BISCAYNE,FL33149     		NONE I FICTION 32,500
    PATRICIA J WITTKOPP
    7809 BAKER HEIGHTS COURT
    DEXTER,MI48130     		NONE I GENETIC AND MOLECULAR MECHANISMS OF EVOLUTIONARY CHANGE 50,000
    PER A MYKLAND
    520 WEST HURON STREET APT 609
    CHICAGO,IL60654     		NONE I UNIFIED STATISTICAL INFERENCE FOR HIGH FREQUENCY DATA 25,000
    PETER A HALL
    27 KIRKLAND STREET
    CAMBRIDGE,MA02138     		NONE I RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE 25,000
    PETER J KALLINEY
    506 ARCADIA PARK
    LEXINGTON,KY405060027     		NONE I BANDUNG GENERATION: LITERATURE, DECOLONIZATION, AND THE AESTHETIC COLD WAR 25,000
    PETER J SCHMELZ
    680 SAND HILL CIRCLE
    MENLO PARK,CA94025     		NONE I INTIMATE HISTORIES OF THE MUSICAL COLD WAR 55,000
    PETER KAYAFAS
    20 WEST 44TH STREET 405
    NEW YORK,NY10036     		NONE I PHOTOGRAPHY 55,000
    PHILIP BOHLMAN
    1010 E 59TH STREET
    CHICAGO,IL60637     		NONE I MUSIC AFTER NATIONALISM 42,000
    PHILIP CHEN
    3908 GREENWOOD DR
    DES MOINES,IA50312     		NONE I CULTURAL DISCOURSE IN PRINT MEDIA 25,000
    PONTUS LIDBERG
    447 BROADWAY
    NEW YORK,NY10013     		NONE I CHOREOGRAPHY 65,000
    RACHEL ADAMS
    1150 AMSTERDAM AVENUE MC 4927
    NEW YORK,NY10027     		NONE I ANATOMIES OF CARE: NARRATIVE AND THE ART OF INTERDEPENDENCY 25,000
    RANEE RAMASWAMY
    4312 ZENITH AVE SOUTH
    MINNEAPOLIS,MN55410     		NONE I CHOREOGRAPHY 15,000
    RANIA MATAR
    143 TAPPAN STREET
    BROOKLINE,MA02445     		NONE I PHOTOGRAPHY 27,500
    REGINALD DWAYNE BETTS
    386 PROSPECT STREET APT E1
    NEW HAVEN,CT06511     		NONE I POETRY 32,000
    RICHARD R JOHN
    2950 BROADWAY
    NEW YORK,NY10027     		NONE I A HISTORY OF THE AMERICAN ANTIMONOPOLY TRADITION 40,000
    ROBERT B JACKSON
    473 VIA ORTEGA ROOM 140
    STANFORD,CA94305     		NONE I A GLOBAL PICTURE OF PLANTS, SOILS, AND RESOURCE UPTAKE BY DEPTH 50,000
    ROBERT B PIPPIN
    1130 EAST 59TH STREET
    CHICAGO,IL60637     		NONE I IDEALISM AND ANTI-IDEALISM IN MODERN EUROPEAN THOUGHT 50,000
    ROBERT FINCH
    95 PHEASANT RUN
    WELLFLEET,MA02667     		NONE I "SUMMERS IN SQUID TICKLE"--A NARRATIVE OF A NEWFOUNDLAND OUTPORT 27,500
    ROBERT J SAMPSON
    33 KIRKLAND STREET
    CAMBRIDGE,MA02138     		NONE I BECOMING MARKED: NAVIGATING THE SOCIAL TRANSFORMATION OF CRIME AND PUNISHMENT IN AMERICA 50,000
    ROBERT LOBE
    54 GREENE ST 6B
    NEW YORK,NY10013     		NONE I FINE ARTS 10,000
    ROBIN COSTE LEWIS
    2849 AVENEL STREET
    LOS ANGELES,CA90039     		NONE I POETRY 60,000
    RON JUDE
    2022 ONYX STREET
    EUGENE,OR97403     		NONE I PHOTOGRAPHY 30,000
    RONALD SCHECHTER
    118 STANLEY DRIVE
    WILLIAMSBURG,VA23188     		NONE I THE SECRET LIBRARY OF MARIE ANTOINETTE 27,500
    ROXANE GAY
    936 S OLIVE ST
    LOS ANGELES,CA90015     		NONE I TV GUIDE 50,000
    SABINE HYLAND
    6 MELVILLE TERRACE
    ANSTRUTHER FIFE,UNITED KINGDOMKY10 3EW
    UK     		NONE I HIDDEN TEXTS OF THE ANDES: DECIPHERING THE CORD WRITING ('KHIPU') OF PERU 55,000
    SAIDIYA HARTMAN
    COLUMBIA UNIVERSITY
    NEW YORK,NY10027     		NONE I WAYWARD LIVES, BEAUTIFUL EXPERIMENTS 50,000
    SALLY HASLANGER
    77 MASSACHUSETTS AVE 32-D808
    CAMBRIDGE,MA02139     		NONE I DOING JUSTICE TO THE SOCIAL 25,000
    SALLY KEITH
    4400 UNIVERSITY DRIVE
    FAIRFAX,VA20330     		NONE I POETRY 25,000
    SAM PLUTA
    5550 S DORCHESTER 1003
    CHICAGO,IL60637     		NONE I MUSIC COMPOSITION 60,000
    SAM STEPHENSON
    622 WEST 6TH STREET
    BLOOMINGTON,IN47404     		NONE I JANE'S ADDICTION'S VIBE AND TIME 1985-1991 65,000
    SAMUEL ADAMS
    1728 WALNUT STREET APT 4
    BERKELEY,CA94709     		NONE I MUSIC COMPOSITION 40,000
    SANDEEP DAS
    175 NORTH HARVARD STREET
    BOSTON,MA02134     		NONE I MUSIC COMPOSITION 40,000
    SCOTT REYNOLDS NELSON
    250 BALDWIN ST
    ATHENS,GA30602     		NONE I FROM THE AMERICAN CIVIL WAR TO THE RUSSIAN REVOLUTION: FOOD AND THE FATE OF EMPIRE 20,000
    SEAN BUCKELEW
    4447 1/2 WILLOW BROOK AVENUE
    LOS ANGELES,CA90029     		NONE I FILM-VIDEO 32,500
    SERGUEI ALEX OUSHAKINE
    226 EAST PYNE BUILDING
    PRINCETON,NJ08544     		NONE I DISOWNED HISTORY: SOVIET PASTS IN THE AFTERLIVES OF EMPIRE 48,000
    SETH MNOOKIN
    43 CROWNINSHIELD ROAD
    BROOKLINE,MA02446     		NONE I THE SCIENCE, HISTORY, AND FUTURE OF AGING 25,000
    SHANE MCCRAE
    605 WEST 113TH STREET
    NEW YORK,NY10025     		NONE I POETRY 55,000
    SHARI HUHNDORF
    411 BOYNTON AVENUE
    BERKELEY,CA94707     		NONE I INDIGENEITY AND THE POLITICS OF SPACE: GENDER, GEOGRAPHY, CULTURE 25,000
    SHARI MENDELSON
    319 BEDFORD AVENUE
    BROOKLYN,NY11249     		NONE I FINE ARTS 26,000
    SHELLEY HIRSCH
    56 NORMAN AVE
    BROOKLYN,NY11222     		NONE I MUSIC COMPOSITION 29,000
    SHEVAUN MIZRAHI
    573 LEONARD ST APT 2
    BROOKLYN,NY11222     		NONE I FILM-VIDEO 27,500
    SHRI KULKARNI
    1200 EAST CALIFORNIA BLVD
    PASADENA,CA91125     		NONE I EXOTIC COSMOLOGICAL EXPLOSIONS 50,000
    SIENNA R CRAIG
    95 STOWELL ROAD
    NORWICH,VT05055     		NONE I THE ENDS OF KINSHIP: CARE AND BELONGING BETWEEN NEPAL AND NEW YORK CITY 25,000
    SNEANA STANIMIROVI
    613 EMERSON STREET
    MADISON,WI53715     		NONE I NATURE VS. NURTURE--WHY IS STAR FORMATION SO INEFFICIENT? 25,000
    STEFANIA TUTINO
    135 BROOKS AVENUE
    VENICE,CA90291     		NONE I A FAKE SAINT, AN AMBITIOUS JURIST, AND THE TRUE CHURCH: STORY OF A FORGERY IN SEVENTEENTH-CENTURY ITALY 50,000
    STEPHEN HAYES
    3705 SE 11TH AVE
    PORTLAND,OR97202     		NONE I FINE ARTS 27,500
    STEVE ROWELL
    404 EAST 5TH STREET
    MORRIS,MN56267     		NONE I FILM-VIDEO 35,000
    STRATIS PAPAIOANNOU
    48 COLLEGE STREET
    PROVIDENCE,RI02912     		NONE I A HISTORY OF BYZANTINE LITERATURE 50,000
    SUSAN FALUDI
    88 ROUND HILL ROAD
    NORTHAMPTON,MA01060     		NONE I LEFT IN THE WILDERNESS 25,000
    SUZANNE MCCLELLAND
    132 WILLOUGHBY AVE
    BROOKLYN,NY112053728     		NONE I FINE ARTS 65,000
    SYLVAN OSWALD
    1535 NORTH KENMORE AVENUE APT 1B
    LOS ANGELES,CA90027     		NONE I DRAMA & PERFORMANCE ART 25,000
    TEJU COLE
    12 QUINCY ST
    CAMBRIDGE,MA02138     		NONE I RADIO LAGOS 55,000
    THEO DAVIS
    23 HASLET STREET APT 2
    ROSLINDALE,MA02131     		NONE I SENSATIONS OF FREEDOM: SOMATICS AND PERSONAL DEVELOPMENT IN AMERICAN LITERATURE 25,000
    THOMAS CENTOLELLA
    1164 JACKSON STREET APT 1
    SAN FRANCISCO,CA94133     		NONE I POETRY 32,500
    THOMAS CHRISTENSEN
    5401 SOUTH GREENWOOD AVENUE
    CHICAGO,IL60615     		NONE I FETIS AND THE TONAL IMAGINATION: DISCOURSES OF TONALITY IN NINETEENTH-CENTURY FRANCE 50,000
    THORSTEN TRIMPOP
    2400 NORTH LAKEVIEW AVENUE APT 1901
    CHICAGO,IL60614     		NONE I FILM-VIDEO 25,000
    TIONA NEKKIA MCCLODDEN
    1426 WEST GIRARD AVENUE APT 8
    PHILADELPHIA,PA19130     		NONE I FINE ARTS 32,500
    TODD GRAY
    4213 DON ARELLANES DR
    LOS ANGELES,CA90008     		NONE I FINE ARTS 26,000
    TODD H OAKLEY
    4718 CALLE REINA
    SANTA BARBARA,CA93110     		NONE I SEA FIREFLIES TO CONNECT GENES AND BIODIVERSITY 25,000
    TONIA KO
    1146 CONNECTICUT STREET
    LAWRENCE,KS66044     		NONE I MUSIC COMPOSITION 20,000
    TSAR FEDORSKY
    35 LEVERETT STREET
    GLOUCESTER,MA01930     		NONE I PHOTOGRAPHY 30,000
    TYEHIMBA JESS
    448 MYRTLE AVE APT 1
    BROOKLYN,NY11205     		NONE I POETRY 25,000
    ULRIKE MALMENDIER
    EVANS HALL
    BERKELEY,CA94720     		NONE I THE ROLE OF LIFETIME EXPERIENCES IN ECONOMIC DECISION-MAKING 45,000
    VIVIEN A SCHMIDT
    154 BAY STATE ROAD ROOM 303
    BOSTON,MA02215     		NONE I THE RHETORIC OF DISCONTENT: A TRANSATLANTIC INQUIRY INTO THE WEST'S CRISIS OF DEMOCRATIC CAPITALISM 50,000
    WAI-YEE LI
    129 FAYERWEATHER STREET
    CAMBRIDGE,MA02138     		NONE I THE PARADOXES OF THINGS: LIFE AND ART IN LATE IMPERIAL CHINA 25,000
    WILLIAM BALE
    322 SOUTH GAYOSO STREET
    NEW ORLEANS,LA70119     		NONE I A GUIDE TO HISTORICAL ECOLOGY OF THE LOWER AMAZON 50,000
    WILLIAM D CABALLERO
    4627 FINLEY AVENUE APT 101
    LOS ANGELES,CA90027     		NONE I FILM-VIDEO 15,000
    YANCE FORD
    3420 79TH STREET APT 5E
    JACKSON HEIGHTS,NY11372     		NONE I FILM-VIDEO 65,000
    YEVGENIYA BARAS
    4141 41ST STREET APT 4L
    SUNNYSIDE,NY11104     		NONE I FINE ARTS 65,000
    YOSHIAKI ONISHI
    14 ALBANY DRIVE
    COLUMBIA,MO65201     		NONE I MUSIC COMPOSITION 30,000
    Total .................................bullet 3a 9,569,750
    bApproved for future payment
    ADELA PINCH
    435 S STATE STREET
    ANN ARBOR,MI48109     		NONE I VICTORIAN FICTION AND THE LOCATION OF EXPERIENCE 25,000
    AGNES CALLARD
    1115 EAST 58TH STREET
    CHICAGO,IL60637     		NONE I THE WORLD SOCRATES MADE 50,000
    AKI SASAMOTO
    131 74TH STREET APT 2H
    BROOKLYN,NY11209     		NONE I FINE ARTS 30,000
    ALEXANDER R GALLOWAY
    7-13 WASHINGTON SQUARE NORTH APT
    42B
    NEW YORK,NY10003     		NONE I THE CRYSTALLINE MEDIUM: COMPUTATION AND ITS CONSEQUENCES 50,000
    ALEXANDRA CHASIN
    66 WEST 12TH
    NEW YORK,NY10011     		NONE I THE FAMILY OF UNMAN 60,000
    AMY GERSTLER
    2151 PRINCETON AVE
    LOS ANGELES,CA90026     		NONE I POETRY 25,000
    ANDREA G MCDOWELL
    ONE NEWARK CENTER
    NEWARK,NJ07102     		NONE I WE THE MINERS: SELF-GOVERNMENT IN THE CALIFORNIA GOLD RUSH 50,000
    ANDREW NEWMAN
    648 2ND STREET APT 5
    BROOKLYN,NY11215     		NONE I LITERATURE AND THE AMERICAN WAY: A HISTORY OF THE HIGH-SCHOOL CANON 27,500
    ANN COOPER ALBRIGHT
    180 MORGAN STREET
    OBERLIN,OH440741514     		NONE I SIMONE FORTI: IMPROVISING A LIFE 25,000
    ANN MCCOY
    449 TROUTMAN ST
    BROOKLYN,NY11237     		NONE I FINE ARTS 30,000
    ANNA BADKHEN
    41 S 45TH STREET
    PHILADELPHIA,PA19104     		NONE I AN ANATOMY OF LOSTNESS 32,500
    ANNE MCNEIL
    2629 PIN OAK DRIVE
    ANN ARBOR,MI48103     		NONE I A SECOND LIFE: REIMAGINING THE PLASTIC LIFECYCLE WITH CHEMISTRY 25,000
    ANNIE GOSFIELD
    301 EAST 12 STREET APT 3D
    NEW YORK,NY10003     		NONE I MUSIC COMPOSITION 45,000
    ARI KELMAN
    1 SHIELDS AVENUE
    DAVIS,CA95616     		NONE I FOR LIBERTY AND EMPIRE: HOW THE CIVIL WAR BLED INTO THE INDIAN WARS 40,000
    BART D EHRMAN
    UNIV/CARO CAROLINA HALL 3225
    CHAPEL HILL,NC27599     		NONE I THE INVENTION OF HEAVEN AND HELL 25,000
    BEN ALTMAN
    1041 COMFORT ROAD
    SPENCER,NY14883     		NONE I PHOTOGRAPHY 40,000
    BENITA RAPHAN
    101 WEST 12 STREET APT 7-Z
    NEW YORK,NY10011     		NONE I FILM-VIDEO 48,750
    BRAD SNYDER
    239 11TH STREET SE
    WASHINGTON,DC20003     		NONE I DEMOCRATIC JUSTICE: FELIX FRANKFURTER, JUDICIAL RESTRAINT, AND THE CREATION OF THE LIBERAL ESTABLISHMENT 25,000
    BRANKA ARSI
    39 CLAREMONT AVENUE APT 34
    NEW YORK,NY10027     		NONE I AMBIENT LIFE; MELVILLE: MATERIALISM AND THE ETHEREAL ENLIGHTENMENT 50,000
    BRIAN DELAY
    631 SAN GABRIEL AVENUE
    ALBANY,CA94706     		NONE I MEANS OF DESTRUCTION: GUNS, FREEDOM, AND DOMINATION IN THE AMERICAS 25,000
    BRIGID MCCAFFREY
    592 VENTURA STREET
    ALTADENA,CA91001     		NONE I FILM-VIDEO 30,000
    C JEAN CAMPBELL
    1489 IVERSON STREET NE
    ATLANTA,GA30307     		NONE I PISANELLO'S PARARGA: IMITATIVE PRACTICE AND PICTORIAL PRACTICE IN FIFTEENTH-CENTURY ITALY 50,000
    CAMILLE T DUNGY
    3906 MOSS CREEK DRIVE
    FORT COLLINS,CO80526     		NONE I POETRY 60,000
    CARL COREY
    N8657 1020TH STREET
    RIVER FALLS,WI54022     		NONE I PHOTOGRAPHY 32,500
    CARL ELLIOTT
    410 CHURCH STREET SE
    MINNEAPOLIS,MN554550346     		NONE I LONESOME WHISTLE: EXPOSING WRONGDOING IN RESEARCH ON HUMAN SUBJECTS 50,000
    CARMEN GIMNEZ SMITH
    181 TURNERS ST NW
    BLACKSBURG,VA24061     		NONE I POETRY 20,000
    CARMEN MARIA MACHADO
    818 SOUTH 49TH STREET
    PHILADELPHIA,PA19143     		NONE I FICTION 65,000
    CARMEN WINANT
    3859 OLENTANGY BLVD
    COLUMBUS,OH43214     		NONE I PHOTOGRAPHY 30,000
    CARRIE YAMAOKA
    244 EAST 5TH STREET APT 1
    NEW YORK,NY10003     		NONE I FINE ARTS 32,500
    CASSIM SHEPARD
    438 LAFAYETTE AVENUE APT 1
    BROOKLYN,NY11238     		NONE I SELF-HELP HOUSING: INCREMENTAL APPROACHES TO SHELTER SINCE 1965 30,000
    CATHERINE CONYBEARE
    2448 MEREDITH STREET
    PHILADELPHIA,PA191302522     		NONE I AUGUSTINE THE AFRICAN 50,000
    CHRISTIANE CEGAVSKE
    1760 MAUPIN ROAD
    OAKLAND,OR97462     		NONE I FILM-VIDEO 30,000
    CHRISTOPHER MERRILL
    100 SHAMBAUGH HOUSE
    IOWA CITY,IA52245     		NONE I THE TRIALS OF ROGER WILLIAMS: A BIOGRAPHY 25,000
    COLIN GEE
    860 EAST 18TH STREET APT 2D
    BROOKLYN,NY11230     		NONE I CHOREOGRAPHY 20,000
    CONSTANCE ALLEN NATHANSON
    531 MAIN STREET APT 1014
    NEW YORK,NY10044     		NONE I BLOOD, POLITICS, AND DEATH 25,000
    CYRUS CASSELLS THE HELENE WURLITZER
    218 LOS PANDOS ROAD
    TAOS,NM87571     		NONE I POETRY 55,000
    DANIEL ALEXANDER JONES
    135 WEST 225TH STREET APT 6A
    BRONX,NY10463     		NONE I DRAMA & PERFORMANCE ART 55,000
    DANIEL DUFORD
    3144 NE SEVENTH AVENUE
    PORTLAND,OR97212     		NONE I FINE ARTS 32,500
    DARA FRIEDMAN
    1930 TIGERTAIL AVENUE
    MIAMI,FL33133     		NONE I FILM-VIDEO 65,000
    DAVID CAREY
    4805 KESWICK ROAD
    BALTIMORE,MD21210     		NONE I PANDEMIC POLITICS IN GUATEMALA AND ECUADOR, 1900-1950: RACE, HEALING, AND PUBLIC HEALTH 25,000
    DAVID JERISON
    48 OLD MIDDLESEX ROAD
    BELMONT,MA02478     		NONE I FREE BOUNDARIES AND INTERFACES IN PARTIAL DIFFERENTIAL EQUATIONS 25,000
    DEAN RADER
    2130 FULTON ST
    SAN FRANCISCO,CA94117     		NONE I POETRY 50,000
    DEBORAH COEN
    1037 CHAPEL STREET
    NEW HAVEN,CT065208324     		NONE I CLIMATES OF EMPIRE: SCIENCE AND THE SPATIAL IMAGINATION IN NINETEENTH-CENTURY EUROPE 49,000
    DEBORAH ZLOTSKY
    47 GREENOCK ROAD
    DELMAR,NY12054     		NONE I FINE ARTS 60,000
    DORA BUDOR
    20 JAY STREET SUITE 736
    BROOKLYN,NY11201     		NONE I FINE ARTS 35,000
    EDMUND RUSSELL
    6123 CALLERY STREET
    PITTSBURGH,MT15206     		NONE I UNITED BY LIGHTNING: THE U.S. TRANSCONTINENTAL TELEGRAPH OF 1861 25,000
    EDWARD CAREY
    513 E 47TH STREET
    AUSTIN,TX78751     		NONE I FICTION 60,000
    EDWARD JACOBS
    302 AJ FLETCHER MUSIC CENTER
    GREENVILLE,NC27858     		NONE I MUSIC COMPOSITION 27,500
    ELEANOR KAUFMAN
    827 LEVERING AVENUE APT 803
    LOS ANGELES,CA90024     		NONE I STRUCTURE: A COUNTERHISTORY OF TWENTIETH-CENTURY FRENCH PHILOSOPHY 25,000
    ELENA DEL RIVERO
    143 AVENUE B APT 3A
    NEW YORK,NY10009     		NONE I FINE ARTS 32,500
    ELISABETH LE GUIN
    2112 SOUTH WOODLAND PLACE
    SANTA ANA,CA92707     		NONE I EL CANCIONERO DE SANTA ANA 25,000
    ELIZABETH CAROLYN MILLER
    1218 HARVARD DRIVE
    DAVIS,CA95616     		NONE I EXTRACTION ECOLOGIES AND THE LITERATURE OF THE LONG EXHAUSTION, 1830S-1930S 50,000
    ENTANG WIHARSO
    PO BOX 108
    NORTH SCITUATE,RI02857     		NONE I FINE ARTS 45,000
    ERIC BAUDELAIRE
    35 RU DU POTEAU
    PARIS,FRANCE75018
    FR     		NONE I FILM-VIDEO 30,000
    FABIENNE LASSERRE
    106 BERGEN STREET
    BROOKLYN,NY11421     		NONE I FINE ARTS 30,000
    FATIMAH TUGGAR
    231 NW 96TH STREET APT K408
    KANSAS CITY,MO64155     		NONE I FINE ARTS 60,000
    GENNARO CHIERCHIA
    316 BOYLSTON HALL 3RD FLOOR
    CAMBRIDGE,MA02138     		NONE I ORIGINS OF MEANING: QUANTIFIERS AND THE SPONTANEOUS LOGICALITY OF LANGUAGE 25,000
    GEORG ESSL
    9748 NORTH COLUMBIA CREEK LANE
    MEQUON,WI53092     		NONE I TOPOLOGICAL SOUND SYNTHESIS 27,500
    GERARD PASSANNANTE
    2045 ROSEMOUNT AVE NW
    WASHINGTON,DC20010     		NONE I GOD IS IN THE DETAIL: COSMIC ORDER AND THE SENSE OF SCALE 55,000
    GUADALUPE MARAVILLA
    1021 DECATUR STREET APT 2
    BROOKLYN,NY11207     		NONE I FINE ARTS 25,000
    GUILLERMO GMEZ-PEA
    3435 CESAR CHAVEZ 330
    SAN FRANCISCO,CA94110     		NONE I DRAMA & PERFORMANCE ART 30,000
    HELENA ROSENBLATT
    365 FIFTH AVENUE
    NEW YORK,NY10016     		NONE I AN INTELLECTUAL BIOGRAPHY OF MADAME DE STAEL 25,000
    HENRY S RICHARDSON
    37 AND O STREETS NW
    WASHINGTON,DC20057     		NONE I THE DIVISION OF MORAL LABOR 30,000
    HONG LIU
    26A PARKER STREET
    LEXINGTON,MA02421     		NONE I CHAOS AND TURBULENCE 50,000
    HNG-N TRNG
    214 W TRINITY AVE
    DURHAM,NC27701     		NONE I FINE ARTS 27,500
    HUGH GUSTERSON
    2110 G ST NW
    WASHINGTON,DC20052     		NONE I TINKERING WITH ARMAGEDDON: NUCLEAR WEAPONS SCIENCE AFTER THE COLD WAR 30,000
    IAN BURNEY
    U/MANCHESTER CHSTM 2ND FLOOR SIMON
    BUILDING
    MANCHESTER,UNITED KINGDOMM13 9PL
    UK     		NONE I A HISTORY OF INNOCENCE: ERLE STANLEY GARDNER, THE COURT OF LAST RESORT, AND THE PURSUIT OF WRONGFUL CONVICTION IN COLD WAR AMERICA 55,000
    ILYA VINITSKY
    17 SPRINGDALE ROAD
    PRINCETON,NJ08540     		NONE I THE ABSOLUTE FAKER: THE AMERICAN DREAMS OF A RUSSIAN CON MAN 25,000
    ISHION HUTCHINSON
    209 COB STREET
    ITHACA,NY14850     		NONE I POETRY 50,000
    ITTAI WEINRYB
    410 WEST 58TH STREET APT 81
    NEW YORK,NY10019     		NONE I ART AND FRONTIER 20,000
    JAMES I PORTER
    7408 DWINELLE HALL
    BERKELEY,CA947202670     		NONE I LITERARY AESTHETICS AFTER ARISTOTLE 25,000
    JAMES VERNON
    2214 DWINELLE HALL
    BERKELEY,CA947202550     		NONE I HEATHROW: A GLOBAL HISTORY OF NEOLIBERAL BRITAIN 25,000
    JANE HAMMOND
    75 GRAND STREET APT 4E
    NEW YORK,NY10013     		NONE I FINE ARTS 20,000
    JANET L PRITCHARD
    10 MANSFIELD HOLLOW ROAD
    MANSFIELD CENTER,CT06250     		NONE I PHOTOGRAPHY 33,000
    JANINE DI GIOVANNI
    117 EAST 77TH STREET APT 8A
    NEW YORK,NY10075     		NONE I THE VANISHING: CHRISTIANITY IN AN AGE OF INTOLERANCE 35,000
    JENNIFER GARZA-CUEN
    6300 OCEAN DRIVE
    CORPUS CHRISTI,TX78412     		NONE I PHOTOGRAPHY 35,000
    JENNIFER SHYU
    2107 BEDFORD AVENUE UNIT A2
    BROOKLYN,NY11226     		NONE I MUSIC COMPOSITION 65,000
    JESSE RODIN
    541 LASUEN MALL
    STANFORD,CA94305     		NONE I GIVING FORM TO FIFTEENTH-CENTURY MUSIC 50,000
    JESSICA DIMMOCK
    535 DEAN STREET APT 514
    BROOKLYN,NY11217     		NONE I FILM-VIDEO 30,000
    JESSICA EATON
    1235 AVENUE BERNARD APT 5
    OUTREMONT,CANADAH2V 1V7
    CA     		NONE I PHOTOGRAPHY 25,000
    JIM SHROSBREE
    100 E FILLMORE AVE
    FAIRFIELD,IA52556     		NONE I FINE ARTS 30,000
    JO KREITER
    1068 BOWDOIN STREET
    SAN FRANCISCO,CA94134     		NONE I CHOREOGRAPHY 65,000
    JOANNA KLINK
    32 CAMPUS DRIVE
    MISSOULA,MT59812     		NONE I POETRY 65,000
    JOCHEN HELLBECK
    122 WEST STREET APT 6G
    BROOKLYN,NY11222     		NONE I SOVIET SUFFERING UNDER NAZI RULE: A FORGOTTEN HISTORY 24,000
    JOEL F HARRINGTON
    2301 VANDERBILT PLACE
    NASHVILLE,TN37235     		NONE I HANS STADEN AND THE GERMAN COUNTER-NARRATIVE OF NEW WORLD CANNIBALISM 50,000
    JOHN DURHAM PETERS
    63 HIGH STREET
    NEW HAVEN,CT06520     		NONE I WEATHER MEDIA IN THE MODERN WORLD 25,000
    JULIA BRYAN-WILSON
    3715 LINWOOD AVENUE
    OAKLAND,CA94602     		NONE I LOUISE NEVELSON: MODERNIST DRAG 50,000
    JULIA CHRISTENSEN
    158 SOUTH PROSPECT STREET
    OBERLIN,OH44074     		NONE I FINE ARTS 10,000
    JULIE BUFFALOHEAD
    966 HAMPDEN AVENUE
    SAINT PAUL,MN55114     		NONE I FINE ARTS 29,000
    KAREN HARTMAN
    1693 11TH AVE 1
    BROOKLYN,NY11218     		NONE I DRAMA & PERFORMANCE ART 30,000
    KATHARINA ROSENBERGER
    9500 GILMAN DR MC 0099
    LA JOLLA,CA92093     		NONE I MUSIC COMPOSITION 25,000
    KATHYA MARIA LANDEROS
    PO BOX 236
    QUAKER HILL,CT06375     		NONE I PHOTOGRAPHY 30,000
    KIMBERLY BARTOSIK
    1613 10TH AVENUE
    BROOKLYN,NY11215     		NONE I CHOREOGRAPHY 35,000
    LAUREN BENTON
    3335 ACKLEN AVENUE
    NASHVILLE,TN37212     		NONE I LEGALITIES OF SMALL WARS IN EUROPEAN EMPIRES, 1400-1900 50,000
    LAWRENCE P JACKSON
    5312 SAINT ALBANS WAY
    BALTIMORE,MD21212     		NONE I CHRISTMAS IN BALTIMORE 50,000
    LENA SALAYMEH
    SHELBY CULTON DAVIS CENTER
    PRINCETON,NJ085441017     		NONE I REVOLUTIONARY ISLAMIC LAW 55,000
    LINCOLN QUILLIAN
    2852 NORTH HALSTED STREET APT 4S
    CHICAGO,IL60657     		NONE I HIRING DISCRIMINATION IN NORTH AMERICAN AND EUROPEAN LABOR MARKETS: A META-ANALYSIS OF FIELD EXPERIMENTS 25,000
    LLOYD SCHWARTZ
    27 PENNSYLVANIA AVENUE
    SOMERVILLE,MA02145     		NONE I POETRY 25,000
    LOTHAR VON FALKENHAUSEN
    405 NORTH HILGARD AVENUE
    LOS ANGELES,CA900251417     		NONE I THE ECONOMY OF LATE BRONZE AGE CHINA (CA. 1000-250 BCE): ARCHAEOLOGICAL PERSPECTIVES 50,000
    LUIS ALBERTO URREA
    6S516 MILLCREEK LANE
    NAPERVILLE,IL60540     		NONE I FICTION 50,000
    LUKAS FELZMANN
    1539 TREAT AVENUE
    SAN FRANCISCO,CA94110     		NONE I PHOTOGRAPHY 27,500
    MARIAH GARNETT
    1151 N AVE 64
    LOS ANGELES,CA90042     		NONE I FILM-VIDEO 30,000
    MARJORIE GARBER
    12 QUINCY STREET
    CAMBRIDGE,MA02138     		NONE I SHAKESPEARE IN BLOOMSBURY 25,000
    MARK DION
    2595 COUNTY ROUTE 7
    COPAKE,NY12516     		NONE I FINE ARTS 20,000
    MARK GRIECO
    762 NORTH HOLLISTON AVENUE
    PASADENA,CA91104     		NONE I FILM-VIDEO 30,000
    MARYROSE COBARRUBIAS MENDOZA
    258 HIGHLAND PLACE
    MONROVIA,CA91016     		NONE I FINE ARTS 27,500
    MATTHEW JOHNSON
    1812 HINMAN AVENUE 201
    EVANSTON,IL60208     		NONE I AN ARCHAEOLOGY OF THE ENGLISH IN THE ATLANTIC WORLD 50,000
    MATTHEW MAZZOTTA
    41 EAST MAIN STREET
    CANTON,NY13617     		NONE I FINE ARTS 30,000
    MATTHEW PORTERFIELD
    2741 NORTH CALVERT STREET
    BALTIMORE,MD21218     		NONE I FILM-VIDEO 30,000
    MATTHEW RICKETTS
    71 SOUTH ELLIOTT PLACE APT 2R
    BROOKLYN,NY11217     		NONE I MUSIC COMPOSITION 30,000
    MATTHEW WHITE
    388 LINDEN CIRCLE
    PAWLEYS ISLAND,SC29585     		NONE I MUSIC COMPOSITION 30,000
    MERION ESTES
    PO BOX 21
    YUCCA VALLEY,CA92284     		NONE I FINE ARTS 32,500
    MICHAEL HELM
    1323 GOVERNORS ROAD
    DUNDAS,CANADAL9H 5E3
    CA     		NONE I FICTION 30,000
    MICHAEL W CLUNE
    3072 FAIRMOUNT BOULEVARD
    CLEVELAND HEIGHTS,OH44118     		NONE I A DEFENSE OF JUDGMENT 50,000
    MICHELLE LOPEZ
    1628 SOUTH BROAD STREET
    PHILADELPHIA,PA19145     		NONE I FINE ARTS 30,000
    MICHELLE R WARREN
    2 CHAMBERS CIRCLE
    WEST LEBANON,NH03784     		NONE I LIVES OF A MEDIEVAL BOOK IN THE DIGITAL DARK AGES,1220-2020 50,000
    MIGUEL P ECKSTEIN
    30 WOODALE LANE
    SANTA BARBARA,CA93103     		NONE I EYE MOVEMENTS TO FACES AFTER RECOVERY FROM CONGENITAL BLINDNESS 25,000
    MONICA PRASAD
    1810 CHICAGO AVENUE
    EVANSTON,IL60208     		NONE I STARVING THE BEAST: THE ORIGINS OF THE AMERICAN ANTITAX MOVEMENT 25,000
    NOA STEIMATSKY
    136 WEST 123RD STREET APT 4
    NEW YORK,NY10027     		NONE I CINECITTA AT WAR: 1942-1950 65,000
    PASCALINE DUPAS
    579 SERRA MALL
    STANFORD,CA94305     		NONE I LOCAL GOVERNANCE, LOCAL FINANCE, AND PUBLIC SERVICE PROVISION IN URBANIZING AFRICA 50,000
    PATRICIA ENGEL
    1121 CRANDON BLVD
    KEY BISCAYNE,FL33149     		NONE I FICTION 32,500
    PAUL FRIEDLAND
    150 VAUGHAN STREET
    PORTLAND,ME04102     		NONE I A WORLD WITHOUT RACE: THE DREAM OF A UNIVERSAL REPUBLIC IN THE REVOLUTIONARY FRENCH CARIBBEAN, 1794-1802 50,000
    PEGGY SHAW
    65 EAST 4TH STREET APT 1A
    NEW YORK,NY10003     		NONE I DRAMA & PERFORMANCE ART 65,000
    PER A MYKLAND
    520 WEST HURON STREET APT 609
    CHICAGO,IL60654     		NONE I UNIFIED STATISTICAL INFERENCE FOR HIGH FREQUENCY DATA 25,000
    PETER A HALL
    27 KIRKLAND STREET
    CAMBRIDGE,MA02138     		NONE I RENEGOTIATING THE SOCIAL CONTRACT: THE POLITICS OF ECONOMIC GROWTH AND DECLINE 25,000
    RACHEL ADAMS
    1150 AMSTERDAM AVENUE MC 4927
    NEW YORK,NY10027     		NONE I ANATOMIES OF CARE: NARRATIVE AND THE ART OF INTERDEPENDENCY 25,000
    RICHARD R JOHN
    2950 BROADWAY
    NEW YORK,NY10027     		NONE I A HISTORY OF THE AMERICAN ANTIMONOPOLY TRADITION 10,000
    RICHARD TUCK
    124 BRATTLE STREET
    CAMBRIDGE,MA02138     		NONE I ACTIVE AND PASSIVE CITIZENS 50,000
    RITA CHIN
    1602 GRANGER AVENUE
    ANN ARBOR,MI48104     		NONE I INVISIBLE LABOR: A HISTORY OF FEMALE MIGRANT DOMESTICS IN POSTCOLONIAL EUROPE 50,000
    ROBERT G MORRISON
    44 LEONARD STREET
    PORTLAND,ME04103     		NONE I AN ECONOMY OF KNOWLEDGE IN THE EASTERN MEDITERRANEAN 50,000
    ROBIN FROHARDT
    169 SPENCER STREET
    BROOKLYN,NY11205     		NONE I DRAMA AND PERFORMANCE ART 60,000
    RON JUDE
    2022 ONYX STREET
    EUGENE,OR97403     		NONE I PHOTOGRAPHY 30,000
    RONALD SCHECHTER
    118 STANLEY DRIVE
    WILLIAMSBURG,VA23188     		NONE I THE SECRET LIBRARY OF MARIE ANTOINETTE 27,500
    SAMUEL ADAMS
    1728 WALNUT STREET APT 4
    BERKELEY,CA94709     		NONE I MUSIC COMPOSITION 25,000
    SANDEEP DAS
    175 NORTH HARVARD STREET
    BOSTON,MA02134     		NONE I MUSIC COMPOSITION 25,000
    SCOTT REYNOLDS NELSON
    250 BALDWIN ST
    ATHENS,GA30602     		NONE I FROM THE AMERICAN CIVIL WAR TO THE RUSSIAN REVOLUTION: FOOD AND THE FATE OF EMPIRE 30,000
    SEAN BUCKELEW
    4447 1/2 WILLOW BROOK AVENUE
    LOS ANGELES,CA90029     		NONE I FILM-VIDEO 32,500
    SETH MNOOKIN
    43 CROWNINSHIELD ROAD
    BROOKLINE,MA02446     		NONE I THE SCIENCE, HISTORY, AND FUTURE OF AGING 25,000
    SHELLEY HIRSCH
    56 NORMAN AVE
    BROOKLYN,NY11222     		NONE I MUSIC COMPOSITION 29,000
    SNEANA STANIMIROVI
    613 EMERSON STREET
    MADISON,WI53715     		NONE I NATURE VS. NURTURE--WHY IS STAR FORMATION SO INEFFICIENT? 25,000
    STEVE ROWELL
    404 EAST 5TH STREET
    MORRIS,MN56267     		NONE I FILM-VIDEO 30,000
    STEVEN SUBOTNICK
    228 GANO STREET
    PROVIDENCE,RI029064002     		NONE I FILM-VIDEO 27,500
    SUSANNA BERGER
    1329 CARROLL AVENUE
    LOS ANGELES,CA90026     		NONE I VISUAL EXPERTISE AND THE AESTHETICS OF DECEPTION IN EARLY MODERN ITALY 55,000
    SUZANNE FARRIN
    456 WEST 150TH STREET APT 1
    NEW YORK,NY10031     		NONE I MUSIC COMPOSITION 50,000
    SUZANNE METTLER
    305 BROOKFORD ROAD
    SYRACUSE,NY13224     		NONE I ONE NATION, DIVIDED: HOW POLARIZATION AFFECTS AMERICAN DEMOCRACY, PAST AND PRESENT 50,000
    SYLVAN OSWALD
    1535 NORTH KENMORE AVENUE APT 1B
    LOS ANGELES,CA90027     		NONE I DRAMA & PERFORMANCE ART 30,000
    THOMAS CENTOLELLA
    1164 JACKSON STREET APT 1
    SAN FRANCISCO,CA94133     		NONE I POETRY 32,500
    THORSTEN TRIMPOP
    2400 NORTH LAKEVIEW AVENUE APT 1901
    CHICAGO,IL60614     		NONE I FILM-VIDEO 30,000
    TIONA NEKKIA MCCLODDEN
    1426 WEST GIRARD AVENUE APT 8
    PHILADELPHIA,PA19130     		NONE I FINE ARTS 32,500
    TODD H OAKLEY
    4718 CALLE REINA
    SANTA BARBARA,CA93110     		NONE I SEA FIREFLIES TO CONNECT GENES AND BIODIVERSITY 25,000
    TONIA KO
    1146 CONNECTICUT STREET
    LAWRENCE,KS66044     		NONE I MUSIC COMPOSITION 40,000
    ZEENA PARKINS
    151 1ST AVE 22
    NEW YORK,NY10003     		NONE I MUSIC COMPOSITION 60,000
    Total .................................bullet 3b 5,572,750
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 1,290,055  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 54,425,447  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aOTHER INVESTMENT LOSSES PASSED THROUGH FROM INVESTMENTS IN LP'S     		    14 -126,353  
    bUNRELATED BUSINESS INCOME (LOSSES) PASSED THROUGH FROM INVESTMENTS IN LP'S 900000 84,149      
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 84,149 55,589,149 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    55,673,298
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


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