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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE WILLIAM B STOKELY JR FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
11309 STATION WEST DRIVE NO 27
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
KNOXVILLE
,
TN
37934
A Employer identification number
35-6016402
B
Telephone number (see instructions)
(865) 966-4878
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
4,559,840
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
2,480
2,480
4
Dividends and interest from securities
...
59,542
59,542
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
178,099
b
Gross sales price for all assets on line 6a
1,690,964
7
Capital gain net income (from Part IV, line 2)
...
178,099
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
-1,919
10
12
Total.
Add lines 1 through 11
........
238,202
240,131
13
Compensation of officers, directors, trustees, etc.
37,422
12,474
24,948
14
Other employee salaries and wages
......
33,822
11,250
22,572
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
1,500
900
600
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
10,016
2,928
3,087
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
2,851
949
1,902
21
Travel, conferences, and meetings
.......
2,053
0
2,053
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
53,322
38,398
13,383
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
140,986
66,899
68,545
25
Contributions, gifts, grants paid
.......
289,202
289,202
26
Total expenses and disbursements.
Add lines 24 and 25
430,188
66,899
357,747
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-191,986
b
Net investment income
(if negative, enter -0-)
173,232
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
25,818
40,173
40,173
2
Savings and temporary cash investments
.........
174,037
159,324
159,324
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
3,270,464
3,082,360
4,360,343
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
8,512
Less: accumulated depreciation (attach schedule)
8,512
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,470,319
3,281,857
4,559,840
17
Accounts payable and accrued expenses
..........
8,387
9,232
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
242,240
244,919
23
Total liabilities
(add lines 17 through 22)
.........
250,627
254,151
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,229,430
1,229,430
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
1,990,262
1,798,276
29
Total net assets or fund balances
(see instructions)
.....
3,219,692
3,027,706
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,470,319
3,281,857
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,219,692
2
Enter amount from Part I, line 27a
.....................
2
-191,986
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
3,027,706
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
3,027,706
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
270 SHS CRITED SA
P
2019-12-20
2019-12-24
b
99 SHS PVH CORP
P
2019-12-20
2019-12-24
c
922 SHS ING GROEP NV
P
2019-12-20
2019-12-24
d
110 SHS EDG RESOURCES INC.
P
2019-12-20
2019-12-24
e
519 SHS RECKITT BENCKISER GROUP
P
2019-12-20
2019-12-24
191 SHS NUTRIEN LTD
P
2019-12-20
2019-12-24
186 SHS DUPONT DE NEMOURS INC.
P
2019-12-20
2019-12-24
300 SHS BRITISH AAMERICAN TOBACCO
P
2019-12-20
2019-12-24
453 SHS TECHNIPFMC PLC
P
2019-12-20
2019-12-24
207 SHS EXXON MOBIL
P
2019-12-20
2019-12-24
7 SHS US FOODS HOLDING CORP
P
2019-12-17
2019-12-27
2 SHS LOWES COMPANIES INC.
P
2019-12-17
2019-12-27
3 SHS LAS VEGAS SANDS CORP
P
2019-12-17
2019-12-27
1 SHS ABIOMED, INC.
P
2019-11-25
2019-12-27
4 SHS COGNIZANT TECHNOLOGY
P
2019-11-12
2019-12-27
7 SHS JUNIPER NETWORKS, INC.
P
2019-10-23
2019-12-27
20 SHS AIA GROUP
P
2019-10-18
2019-12-26
31 SHS KUEHNE &K NAGEL INTERNATIONAL
P
2019-10-15
2019-12-26
14 SHS ELANCO ANIMAL HEALTH INC
P
2019-09-27
2019-12-27
37 SHS SMC CORPORATION
P
2019-09-19
2019-12-26
2 SHS WILLIS TOWERS WATSON
P
2019-09-19
2019-12-27
2 SHS ATMOS ENERGY CORPORATION
P
2019-09-19
2019-12-27
9 SHS BAKER HUGHES CO
P
2019-09-19
2019-12-27
2 SHS PACKAGIN CORP
P
2019-09-19
2019-12-27
41 SHS NXP SEMICONUCTORS NV
P
2019-08-19
2019-12-17
2 SHS CISCO SYSTEMS, INC.
P
2019-08-19
2019-12-27
3 SHS AGILENT TECHNOLOGIES, INC.
P
2019-08-19
2019-12-27
14 SHS ADVANCE AUTO PARTS, INC.
P
2019-08-19
2019-11-08
1 SHS BOOKING HOLDINGS
P
2019-08-16
2019-12-26
6 SHS PHILIP MORRIS INTL
P
2019-08-14
2019-12-27
4 SHS ICON PUBLIC LIMITED
P
2019-08-12
2019-12-26
GM SECURITIES LITIGATION
P
2019-08-06
2019-08-06
12 SHS PTC INC.
P
2019-08-06
2019-11-20
24 SHS PTC INC.
P
2019-08-06
2019-11-19
18 SHS PTC INC.
P
2019-08-06
2019-11-19
1 SHS PTC INC.
P
2019-08-06
2019-11-18
8 SHS PTC INC.
P
2019-08-06
2019-11-18
12 SHS CITTIGROUP INC.
P
2019-08-02
2019-12-27
5 SHS ARTHUR J GALLAGHER & CO
P
2019-07-08
2019-09-20
1 SHS CONSTELLATION BRANDS
P
2019-07-02
2019-12-27
27 SHS KOMATSU LTD
P
2019-07-02
2019-12-26
4 SHS ALLSTATE CORPORATION
P
2019-07-02
2019-12-27
2 SHS APTIV PLC
P
2019-07-02
2019-12-27
1 SHS NORFOLK SOUTHERN CORP
P
2019-06-27
2019-12-27
165 SHS CONAGRA BRANDS INC.
P
2019-06-27
2019-12-17
2 SHS FIDELITY NATL INFO
P
2019-06-27
2019-12-27
58 SHS ANCOR PLC
P
2019-06-11
2019-12-26
139 SHS AMCOR PLC
P
2019-06-11
2019-11-01
9 SHS ACTIVISION BLIZZARD, INC.
P
2019-05-24
2019-12-27
23 SHS BEIERSDORF AG
P
2019-05-22
2019-12-23
6 SHS GLOBE LIFE INC.
P
2019-05-01
2019-11-12
16 SHS GLOBE LIFE INC.
P
2019-05-01
2019-11-12
3 SHS GLOBE LIFE INC.
P
2019-05-01
2019-11-12
32 SHS GLOBE LIFE INC.
P
2019-05-01
2019-11-13
6 SHS AMERICAN INTL GROUP, INC.
P
2019-05-01
2019-12-27
1 SHS NORTHROP BRUMMAN CORP
P
2019-05-01
2019-12-27
5 SHS GLOBE LIFE INC.
P
2019-05-01
2019-11-12
3 SHS AMERICAN INTL GROUP, INC.
P
2019-05-01
2019-12-27
11 SHS AMERICAN INTL GROUP, INC
P
2019-05-01
2019-08-07
8 SHS MORGAN STANLEY
P
2019-04-30
2019-12-27
203 SHS AMBEV SA
P
2019-04-30
2019-12-26
165 SHS FOX CORPORATION
P
2019-04-30
2019-08-19
457 SHS AMBEV SA
P
2019-04-30
2019-11-13
21 SHS FOX CORPORATION
P
2019-04-30
2019-08-19
19 SHS EXTRA SPACE STORAGE INC.
P
2019-04-30
2019-10-29
55 SHS MORGAN STANLEY
P
2019-04-30
2019-10-29
3 SHS EXTRA SPACE STORAGE
P
2019-04-30
2019-12-27
500 SHS BARON DISCOVERY FUND
P
2019-04-26
2019-10-18
266.143 SHS NEUBERGER BERMAN SMALL
P
2019-04-26
2019-10-28
100 SHS VMWARE INC
P
2019-04-26
2019-09-28
1500 SHS BARON DISCOVERY FUND
P
2019-04-26
2019-10-28
411.963 SHS BARON DISCOVERY FUND
P
2019-04-26
2019-09-25
1000 SHS NEUBERGER BERMAN SMALL
P
2019-04-26
2019-12-06
82 SHS QUALCOMM INC.
P
2019-04-22
2019-07-02
3 SHS LINDE PLC
P
2019-04-18
2019-12-27
4 SHS DIAMONDBACK ENERGY INC.
P
2019-04-18
2019-10-23
3 SHS CITRIX SYSTEMS INC.
P
2019-04-15
2019-12-27
37 SHS LYFT, INC.
P
2019-04-02
2019-05-15
54 SHS VENTAS, INC.
P
2019-03-28
2019-11-26
4 SHS BOEING COMPANY
P
2019-03-28
2019-12-17
6 SHS WALT DISNEY COMPANY
P
2019-03-28
2019-12-27
1 SHS BOEING COMPANY
P
2019-03-28
2019-12-27
NORTEL SECURITIES LITIGATION
P
2019-03-13
2019-03-13
5 SHS CHENIERE ENERGY INC.
P
2019-03-08
2019-12-27
12 SHS TEXAS INSTRUMENTS INC.
P
2019-02-25
2019-09-27
3 SHS TEXAS INSTRUMENTS INC.
P
2019-02-25
2019-12-27
34 SHS TEXAS INSTRUMENTS INC.
P
2019-02-25
2019-08-19
2 SHS DIAMONDBACK ENERGY INC.
P
2019-02-22
2019-10-23
4 SHS DIAMONDBACK ENERGY INC.
P
2019-02-22
2019-10-23
46 SHS DIAMONDBACK ENERGY INC.
P
2019-02-22
2019-10-23
11 SHS MCDONALDS CORP
P
2019-02-14
2019-09-27
3 SHS MCDONALDS CORP
P
2019-02-14
2019-12-27
66 SHS CONCHO RESOURCES
P
2019-02-07
2019-08-05
52 SHS VENTAS, INC.
P
2019-02-07
2019-11-25
40 SHS VENTAS, INC.
P
2019-02-07
2019-10-21
9 SHS DANAHER CORPORATION
P
2019-02-07
2019-12-27
14 SHS HUDSON PACIFIC PROPERTIES, INC.
P
2019-02-07
2019-12-27
33 SHS KAO CORPORATION
P
2019-01-31
2019-12-26
14 SHS NEW ORIENTAL ED & TECH
P
2019-01-10
2019-10-24
112 SHS DR HORTON, INC.
P
2019-01-10
2019-08-02
12 SHS NEW ORIENTAL ED & TECH
P
2019-01-10
2019-07-25
44 SHS ACCENTURE PLC
P
2019-01-10
2019-07-02
16 SHS NEW ORIENTAL ED & TECH
P
2019-01-10
2019-05-02
20 SHS ADVANCE AUTO PARTS, INC.
P
2019-01-07
2019-11-07
GILARDI & CO LITIGATION
P
2019-01-03
2019-01-03
FROM K-1 PRIVATE EQUITY PARTNERS
P
2018-12-31
2019-12-31
2 SHS ALEXANDRIA REAL ESTATE EQUITIES INC.
P
2018-12-17
2019-09-20
2 SHS ALEXANDRIA REAL ESTATE
P
2018-12-17
2019-12-27
12 SHS PROLOGIS INC.
P
2018-12-17
2019-02-07
102 SHS PROLOGIS INC.
P
2018-12-17
2019-11-19
18 SHS ALEXANDRIA REAL ESTATE EQUITIES INC.
P
2018-12-17
2019-09-19
25 SHS MICROSOFT CORPORATION
P
2018-12-16
2019-09-27
8 SHS ASTRAZENECA PLC
P
2018-12-14
2019-12-27
4 SHS INTERCONTINENTAL EXCHANGE, INC.
P
2018-12-04
2019-12-27
34 SHS RESTAURANT BRNDS INTERNATIONAL
P
2018-12-04
2019-02-14
50 SHS CVS HEALTHCARE
P
2018-12-04
2019-03-28
9 SHS RESTAURANT BRNDS INTERNATIONAL
P
2018-12-04
2019-02-14
9 SHS CVS HEALTH CORP
P
2018-12-04
2019-12-27
26 SHS RESTAURANT BRNDS INTERNATIONAL
P
2018-12-03
2019-02-14
2 SHS DEERE & CO
P
2018-11-30
2019-12-27
22 SHS LKQ CORPORATION
P
2018-11-16
2019-01-07
6 SHS LKQ CORPORATION
P
2018-11-16
2019-01-07
102 SHS LKQ CORPORATION
P
2018-11-16
2019-01-07
2 SHS CHECK POINT SOFTWARE TECH
P
2018-11-14
2019-04-15
15 SHS CHECK POINT SOFTWARE TECH
P
2018-11-14
2019-04-15
4 SHS CHECK POINT SOFTWARE TECH
P
2018-11-14
2019-04-15
4 SHS CHECK POINT SOFTWARE TECH
P
2018-11-14
2019-04-15
16 SHS CHECK POINT SOFTWARE TECH
P
2018-11-14
2019-04-15
12 SHS XPO LOGISTICS INC.
P
2018-11-07
2019-02-20
17 SHS XPO LOGISTICS INC.
P
2018-11-07
2019-02-20
34 SHS XPO LOGISTICS INC.
P
2018-11-07
2019-02-20
2 SHS XPO LOGISTICS INC.
P
2018-11-06
2019-02-20
30 SHS MONDELEZ INTERNATIONAL, INC.
P
2018-11-06
2019-11-25
16 SHS COMCAST CORPORATION
P
2018-11-06
2019-12-27
7 SHS MONDELEZ INTERNATIONAL INC.
P
2018-11-06
2019-12-27
48 SHS MONDELEZ INTERNATIONAL, INC.
P
2018-11-06
2019-07-02
1 SHS MARTIN MARIETTA MATERIALS, INC.
P
2018-11-02
2019-12-27
1 SHS WASTE CONNECTIONS, INC.
P
2018-11-01
2019-12-27
12 SHS AMERICAN EXPRESS CO
P
2018-10-18
2019-07-02
5 SHS AMERICAN EXPRESS CO
P
2018-10-18
2019-12-27
22 SHS RED HAT INC.
P
2018-10-16
2019-01-10
2 SHS RED HAT INC.
P
2018-10-15
2019-01-09
3 SHS RED HAT INC.
P
2018-10-15
2019-01-09
16 SHS RED HAT INC.
P
2018-10-15
2019-01-09
3 SHS RED HAT INC.
P
2018-10-15
2019-01-09
61 SHS GENERAL ELECTRIC CO
P
2018-10-13
2019-12-27
6 SHS ALIBABA GROUP HOLDING
P
2018-10-10
2019-12-26
36 SHS LABORATOR CORPORATION OF AM
P
2018-09-14
2019-04-22
23 SHS WELLS FARGO & CO
P
2018-09-13
2019-12-27
62 SHS WELLS FARGO & CO
P
2018-09-13
2019-07-24
8 SHS CONCHO RESOURCES
P
2018-09-11
2019-08-05
185 SHS COMCAST. CORPORATION
P
2018-08-20
2019-06-27
14 SHS HONEYWELL INTL INC.
P
2018-08-20
2019-05-01
53 SHS INTEL CORPORATION
P
2018-08-20
2019-12-17
2 SHS HONEYWELL INTL INC.
P
2018-08-20
2019-12-18
2 SHS HONEYWELL INTL INC.
P
2018-08-20
2019-12-27
7 SHS INTEL CORPORATION
P
2018-08-20
2019-12-27
12 SHS HONEYWELL INTL INC.
P
2018-08-20
2019-12-18
90 SHS INTEL CORPORATION
P
2018-08-20
2019-12-23
8 SHS DUNKIN BRANDS
P
2018-07-20
2019-02-01
5 SHS DUNKIN BRANDS
P
2018-07-20
2019-02-01
4 SHS DUNKIN BRANDS
P
2018-07-20
2019-02-04
5 SHS DUNKIN BRANDS
P
2018-07-19
2019-01-30
6 SHS PFIZER INC.
P
2018-07-19
2019-12-27
113 SHS PFIZER INC.
P
2018-07-19
2019-09-17
5 SHS DUNKIN BRANDS
P
2018-07-19
2019-01-31
7 SHS DUNKIN BRANDS
P
2018-07-19
2019-01-31
48 SHS ANALOG DEVICES, INC.
P
2018-07-17
2019-02-27
32 SHS ANALOG DEVICES INC.
P
2018-07-16
2019-02-26
3 SHS ANALOG DEVICES INC.
P
2018-07-16
2019-02-25
10 SHS ANALOG DEVICES, INC.
P
2018-07-16
2019-02-25
24 SHS YUM CHINA HOLDINGS
P
2018-07-13
2019-12-26
10 SHS PROCTER & GAMBLE COMPANY
P
2018-07-13
2019-12-27
28 SHS YUM CHINA HOLDINGS
P
2018-07-13
2019-12-23
34 SHS PROCTER & GAMBLE COMPANY
P
2018-07-13
2019-09-27
35 SHS SUNTRUST BANKS INC.
P
2018-07-12
2019-04-30
45 SHS SUNTRUST BANKS INC.
P
2018-07-12
2019-05-01
22 SHS PFIZER INC.
P
2018-07-12
2019-07-15
35 SHS NUTRIEN LTD
P
2018-07-09
2019-11-18
19 SHS FEDERAL RLTY INVT
P
2018-07-03
2019-05-01
13 SHS FEDERAL RLTY INVT
P
2018-07-03
2019-02-07
17 SHS FEDERAL RLTY INVT
P
2018-07-03
2019-04-30
3 SHS M&T BANK CORPORATION
P
2018-07-02
2019-12-27
276 SHS AT&T INC.
P
2018-07-02
2019-09-19
20 SHS CELANESE CORPORATION
P
2018-06-26
2019-12-12
12 SHS LIVE NATION ENTERTAINMENT
P
2018-06-26
2019-03-28
19 SHS CELANESE CORPORATION
P
2018-06-26
2019-09-27
22 SHS SIGNATURE BANK
P
2018-06-26
2019-05-14
12 SHS SIGNATURE BANK
P
2018-06-26
2019-05-14
8 SHS COOPER COMPANIES INC.
P
2018-06-26
2019-03-28
42 SHS EXXON MOBIL CORPORATION
P
2018-06-26
2019-11-12
6 SHS DUNKIN BRANDS
P
2018-06-26
2019-01-29
7 SHS DUNKIN BRANDS
P
2018-06-26
2019-01-30
8 SHS DUNKIN BRANDS
P
2018-06-26
2019-01-29
1 SHS CELANESE CORPORATION
P
2018-06-26
2019-12-27
101 SHS LIVE NATION ENTERTAINMENT
P
2018-06-26
2019-03-28
96 SHS MERCK & CO, INC.
P
2018-06-26
2019-07-02
13 SHS MERCK & CO, INC.
P
2018-06-26
2019-07-02
11 SHS GLOBAL PAYMENTS
P
2018-06-25
2019-02-11
5 SHS GLOBAL PAYMENTS
P
2018-06-25
2019-02-11
5 SHS GLOBAL PAYMENTS
P
2018-06-25
2019-02-12
8 SHS GLOBAL PAYMENTS
P
2018-06-25
2019-02-12
6 SHS GLOBAL PAYMENTS
P
2018-06-25
2019-02-08
25 SHS INTUIT INC.
P
2018-06-25
2019-04-22
9 SHS INTUIT INC.
P
2018-06-22
2019-03-28
8 SHS GLOBAL PAYMENTS
P
2018-06-22
2019-02-07
12 SHS GLOBAL PAYMENTS
P
2018-06-22
2019-02-08
6 SHS GLOBAL PAYMENTS
P
2018-06-22
2019-02-07
14 SHS HOYA CORP
P
2018-06-15
2019-12-26
58 SHS HOYA CORP
P
2018-06-15
2019-05-20
24 SHS ADVANCED MICRO DEVICES, INC.
P
2018-06-15
2019-04-15
17 SHS HOYA CORP
P
2018-06-15
2019-09-09
68 SHS ADVANCED MICRO DEVICES
P
2018-06-15
2019-08-19
26 SHS ADVANCED MICRO DEVICES
P
2018-06-14
2019-02-07
80 SHS ARTHUR J GALLAGHER & CO
P
2018-06-14
2019-09-19
53 SHS ROSS STORES, INC.
P
2018-06-07
2019-12-17
2 SHS ROYAL CARIBBEN CRUISES LTD
P
2018-06-06
2019-12-27
47 SHS ROYAL CARIBBEAN CRUISES
P
2018-05-31
2019-02-14
21 SHS PHILIP MORRIS INTL
P
2018-05-23
2019-12-26
8 SHS BOSTON SCIENTIFIC CORP
P
2018-05-21
2019-12-27
22 SHS AMERICAN FINCIALS GROUP INC.
P
2018-05-15
2019-08-07
3 SHS AMERICAN FINANCIAL GROUP INC.
P
2018-05-15
2019-12-27
95 SHS SUNTRUST BANKS INC.
P
2018-05-14
2019-04-30
69 SHS FANUC CORPORATION
P
2018-05-09
2019-12-24
31 SHS FANUC CORPORATION
P
2018-05-09
2019-12-26
4 SHS MARATHON PETROLEUM CORP
P
2018-05-04
2019-12-27
35 SHS MARATHON PETROLEUM CORP
P
2018-05-04
2019-07-08
31 SHS MARATHON PETROLEUM CORPORATION
P
2018-05-04
2019-10-23
45 SHS MARATHON PETROLEUM CORPORATION
P
2018-05-04
2019-11-01
25 SHS ALEXANDRIA REAL ESTATE
P
2018-05-04
2019-02-07
46 SHS LAZARD LTD
P
2018-05-03
2019-01-11
5 SHS LAZARD LTD
P
2018-05-03
2019-01-11
21 SHS VERIZON COMMUNICATION, INC.
P
2018-05-03
2019-12-27
15 SHS VERIZON COMMUNICATIONS, INC.
P
2018-05-03
2019-07-02
3 SHS LAZARD LTD
P
2018-05-02
2019-01-09
37 SHS LAZARD LTD
P
2018-05-02
2019-01-10
5 SHS LAZARD LTD
P
2018-05-02
2019-01-10
16 SHS LAZARD LTD
P
2018-05-02
2019-01-10
35 SHS THE HOME DEPOT INC.
P
2018-04-27
2019-04-30
3 SHS CHUBB LIMITED
P
2018-04-27
2019-12-27
11 SHS NEXTERA ENERGY INC.
P
2018-04-26
2019-09-19
58 SHS SEMPRA ENERGY
P
2018-04-26
2019-02-07
16 SHS NEXTERA ENERGY, INC.
P
2018-04-26
2019-08-02
2 SHS NEXTERA ENERGY, INC.
P
2018-04-26
2019-12-27
3 SHS STANLEY BLACK & DECKER INC.
P
2018-04-26
2019-12-27
11 SHS STANLEY BLACK & DECKER INC.
P
2018-04-26
2019-04-17
30 SHS ALEXION PHARMACEUTICALS INC.
P
2018-04-25
2019-09-19
49 SHS CMS ENERGY CORP
P
2018-04-23
2019-09-19
6 SHS CMS ENERGY CORPORATION
P
2018-04-23
2019-12-27
53 SHS BOSTON SCIENTIFIC CORP
P
2018-04-13
2019-07-15
12 SHS APPLE INC.
P
2018-04-13
2019-02-07
4 SHS APPLE INC
P
2018-04-13
2019-05-24
7 SHS APPLE INC.
P
2018-04-13
2019-05-24
45 SHS BOSTON SCIENTIFIC CORP
P
2018-04-13
2019-03-28
15 SHS APPLE, INC.
P
2018-04-13
2019-07-02
31 SHS LAZARD LTD
P
2018-04-12
2019-01-14
1000 SHS 3D PRINTING
P
2018-04-02
2019-04-11
9 SHS WALMART INC.
P
2018-03-23
2019-12-27
6 SHS FIRST REPUBLIC BANK
P
2018-03-23
2019-04-18
23 SHS FIRST REPUBLIC BANK
P
2018-03-23
2019-09-19
5 SHS WALMART INC.
P
2018-03-23
2019-04-18
61 SHS FIRST REPUBLIC BANK
P
2018-03-23
2019-11-19
51 SHS BOSTON SCIENTIFIC CORP
P
2018-03-14
2019-02-07
1 SHS FACEBOOK, INC.
P
2018-03-12
2019-12-27
21 SHS ROYAL DUTCH SHELL
P
2018-03-06
2019-03-11
22 SHS ROYAL DUTCH SHELL
P
2018-03-06
2019-03-11
9 SHS ROYAL DUTCH SHELL
P
2018-03-06
2019-03-11
46 SHS ROYAL DUTCH SHELL
P
2018-03-06
2019-03-11
22 SHS ROYAL DUTCH SHELL PLC
P
2018-03-06
2019-03-12
7 SHS ROYAL DUTCH SHELL
P
2018-03-06
2019-03-08
33 SHS VIVENDI
P
2018-03-02
2019-12-26
9 SHS XCEL ENERGY INC.
P
2018-02-28
2019-12-27
19 SHS XCEL ENERGY INC.
P
2018-02-28
2019-09-19
6 SHS AMEREN CORPORATION
P
2018-02-27
2019-12-27
16 SHS AMEREN CORPORATION
P
2018-02-27
2019-02-07
10 SHS FACEBOOK, INC.
P
2018-02-27
2019-02-07
60 SHS DELPHI TEHNOLOGIES PLC
P
2018-02-23
2019-01-10
7 SHS BERKSHIRE HATHAWAY INC.
P
2018-02-23
2019-12-27
46 SHS RAYTHEON COMPANY
P
2018-02-20
2019-05-01
915 SHS AKBANK TUERK ANONIM SIRKETI
P
2018-02-12
2019-10-31
18 SHS JP MORGAN CHASE & CO
P
2018-02-09
2019-09-17
13 SHS JPMORGAN CHASE & CO
P
2018-02-09
2019-12-27
9 SHS JPMORGAN CHASE & CO
P
2018-02-09
2019-09-27
42 SHS DELPHI TEHNOLOGIES PLC
P
2018-02-01
2019-01-10
48 SHS DELPHI TEHNOLOGIES PLC
P
2018-01-31
2019-01-10
24 SHS DELPHI TEHNOLOGIES PLC
P
2018-01-31
2019-01-10
16 SHS DELPHI TEHNOLOGIES PLC
P
2018-01-30
2019-01-10
13 SHS UNION PACIFIC CORP
P
2018-01-30
2019-07-26
90 SHS THE KRAFGT HEINZ CO
P
2018-01-30
2019-02-26
3 SHS DELPHI TEHNOLOGIES PLC
P
2018-01-30
2019-01-09
7 SHS DELPHI TEHNOLOGIES PLC
P
2018-01-30
2019-01-09
3 SHS UNION PACIFIC CORP
P
2018-01-30
2019-12-27
3 SHS ELI LILLY & CO
P
2018-01-23
2019-12-27
13 SHS ELI LILLY & CO
P
2018-01-23
2019-02-07
5 SHS THE KRAFT HEINZ CO
P
2018-01-18
2019-02-25
16 SHS THE KRAFT HEINZ CO
P
2018-01-18
2019-02-22
10 SHS CHEVRON CORPORATION
P
2018-01-12
2019-12-27
52 SHS MARVELL TECHNOLOGY GROUP LTD
P
2018-01-12
2019-04-18
10 SHS MARVELL TECHNOLOGY GROUP
P
2018-01-12
2019-12-27
150 SHS HALLIBURTON COMPANY
P
2018-01-12
2019-02-22
7 SHS CHEVRON CORPORATION
P
2018-01-12
2019-02-22
2 SHS ALEXION PHARMACEUTICALS, INC.
P
2018-01-09
2019-03-08
12 SHS ALEXION PHARMACEUTICALS, INC.
P
2018-01-09
2019-03-11
8 SHS ALEXION PHARMACEUTICALS INC.
P
2018-01-09
2019-04-15
6 SHS ALEXION PHARMAEUTICALS INC.
P
2018-01-09
2019-02-07
109 SHS MARVELL TECHNOLOGY GROUP LTD
P
2018-01-08
2019-04-18
265 SHS JAPAN TOBACCO INC,
P
2018-01-02
2019-05-17
232 SHS RECKITT BENCHISER GROUP
P
2017-12-26
2019-04-30
4 SHS ZIMMER BIOMET
P
2017-12-21
2019-12-27
14 SHS ZIMMER BIOMET
P
2017-12-21
2019-08-09
21 SHS MICROSOFT CORPORATION
P
2017-12-19
2019-07-02
72 SHS MEDIOBANCA BANCA
P
2017-12-18
2019-12-26
10 SHS DOW, INC.
P
2017-12-15
2019-04-11
57 SHS DOW, INC.
P
2017-12-15
2019-04-11
32 SHS DOW, INC.
P
2017-12-15
2019-04-11
17 SHS MONDELEZ INTERNATIONAL, INC.
P
2017-12-13
2019-12-26
175 SHS GEA GROUP
P
2017-12-06
2019-06-19
66 SHS VINCI
P
2017-11-20
2019-03-21
91 SHS VINCI SA
P
2017-11-20
2019-06-20
39 SHS VINCI SA
P
2017-11-20
2019-12-26
8 SHS AVALONBAY COMMUNITIES INC.
P
2017-11-20
2019-02-07
2 SHS AVALONBAY COMMUNITIES INC.
P
2017-11-20
2019-12-27
7 SHS ITT INC.
P
2017-11-17
2019-12-27
17 SHS ITT INC.
P
2017-11-17
2019-04-18
29 SHS NORTHERN TRUST CORP
P
2017-11-14
2019-04-30
3 SHS NORTHERN TRUST CORP
P
2017-11-14
2019-12-27
25 SHS TAIWAN SEMICODUCTOR MFG
P
2017-10-23
2019-12-26
45 SHS DEUTSCHE BOERSE AG
P
2017-09-21
2019-12-26
94 SHS DEUTSCHE POST
P
2017-09-15
2019-03-13
149 SHS ING GROEP NV
P
2017-09-07
2019-08-08
19 SHS PERNOD RICARD
P
2017-09-07
2019-12-26
69 SHS BANCO BRADESCO SA
P
2017-08-16
2019-12-26
8 SHS BIOMARIN PHARMACEUTICAL INC.
P
2017-07-03
2019-02-07
29 SHS OPEN TEXT CORPORATION
P
2017-06-26
2019-12-26
291 SHS INTESA SANPAOLO SPA
P
2017-06-16
2019-11-04
130 SHS INTESA SANPAOLO SPA
P
2017-06-16
2019-08-08
20 SHS FLUTTER ENTERTAINMENT
P
2017-06-15
2019-12-26
10 SHS JOHNSON & JOHNSON
P
2017-05-18
2019-12-27
489 SHS BRAMBLES LIMITED
P
2017-05-17
2019-09-11
191 SHS BANCO BRADESCO
P
2017-05-04
2019-11-12
21 SHS UNITED OVERSEAS
P
2017-05-03
2019-12-26
187 SHS BANCO BRADESCO SA
P
2017-04-18
2019-07-11
144 SHS CISCO SYSTEMS, INC.
P
2017-04-12
2019-06-27
76 SHS OPEN TEXT CORPORATION
P
2017-04-11
2019-10-23
184 SHS METLIFE, INC.
P
2017-03-09
2019-05-01
100 SHS INTESA SANPAOLO SPA
P
2017-02-23
2019-03-06
82 SHS BRAMBLES LIMITED
P
2017-02-14
2019-06-24
77 SHS BRAMBLES LIMITED
P
2017-02-14
2019-05-16
30 SHS ESSILOR INTERNATIONAL
P
2017-02-10
2019-03-15
14 SHS LAS VEGAS SANDS CORP
P
2017-02-09
2019-12-26
105 SHS KAO CORPORATION
P
2016-12-16
2019-05-28
128 SHS KAO CORPORATION
P
2016-12-16
2019-05-16
168 SHS KAO CORPORATION
P
2016-12-16
2019-11-08
73 SHS PERNOLD RICARD
P
2016-12-06
2019-01-15
15 SHS FOMENTO ECONOMICO MEXICANO
P
2016-12-01
2019-05-07
83 SHS FANUC CORPORATION
P
2016-11-08
2019-11-12
37 SHS JULIUS BAER GRUPPE
P
2016-10-28
2019-12-26
18 SHS WOLTERS KLUWER NV
P
2016-10-24
2019-12-26
8 SHS FOMENTO ECONOMICO
P
2016-10-13
2019-12-26
21 SHS FOMENTO ECONOMICO
P
2016-10-13
2019-12-10
22 SHS FOMENTO ECONOMICO MEXICANO
P
2016-08-17
2019-10-23
1 SHS HUMANA INC.
P
2016-07-26
2019-12-27
21 SHS BANK OF AMERICA CORP
P
2016-02-17
2019-12-27
316 SHS COMPAGNIE FINANCIERE
P
2016-02-16
2019-06-17
72 SHS COMPAGNIE FINANCIERE RICHEMONT
P
2016-02-16
2019-12-26
94 SHS BANK OF AMERICA CORP
P
2016-01-28
2019-10-23
230 SHS BANK OF AMERICA CORP
P
2016-01-28
2019-11-19
53 SHS BANK OF AMERICA CORP
P
2016-01-28
2019-11-12
5 SHS GRUPO AEROPORTUARIO DEL PACIF
P
2015-11-16
2019-12-26
9 SHS WH GROUP LIMNITED
P
2015-10-28
2019-06-05
206 SHS WH GROUP LIMNITED
P
2015-10-28
2019-06-08
383 SHS COMPAGNIE FINANCIERE
P
2015-09-09
2019-03-19
99 SHS WH GROUP LIMITED
P
2015-08-07
2019-02-07
52 SHS SCHNEIDER ELECTRIC
P
2015-07-16
2019-12-26
125 SHS SCHNEIDER ELECTRIC
P
2015-07-06
2019-03-08
51 SHS REED ELSEVIER PLC
P
2015-07-01
2019-12-26
49 SHS REED ELSEVIER PLC
P
2015-07-01
2019-03-07
79 SHS BANK OF AMERICA CORP
P
2015-01-22
2019-09-27
2 SHS MICROSOFT CORPORATTION
P
2015-01-16
2019-12-27
34 SHS CARLSBERG AS
P
2014-09-04
2019-12-26
87 SHS DEUTSCHE POST
P
2014-07-09
2019-01-18
100 SHS UNITED OVERSEAS
P
2014-05-22
2019-08-20
33 SHS BANK OF AMERICA CORP
P
2014-05-02
2019-04-30
48 SHS BANK OF AMERICA CORP
P
2014-05-02
2019-02-14
40 SHS CARLSBERG A/S
P
2013-12-06
2019-09-10
127 SHS SCHNEIDER ELECTRIC
P
2013-11-01
2019-01-22
29 SHS TAIWAN SEMICONDUCTOR
P
2013-10-23
2019-10-16
45 SHS ALLIANZ SE
P
2013-09-27
2019-12-26
102 SHS PT BANK MANDIRI
P
2013-09-05
2019-12-23
10 SHS BROADCOM INC.
P
2013-08-12
2019-07-25
68 SHS FANUC CORPORATION
P
2013-08-08
2019-06-28
4 SHS BROADCOM INC.
P
2013-08-02
2019-12-26
4 SHS BROADCOM INC.
P
2013-08-02
2019-10-01
7 SHS BRADCOM INC.
P
2013-08-02
2019-03-20
8 SHS BROADCOM INC.
P
2013-08-02
2019-08-12
25 SHS SUNCOR ENERGY INC.
P
2013-05-06
2019-12-26
176 SHS JULIUS BAER GROUP LTD
P
2013-04-10
2019-05-09
19 SHS CGI INC.
P
2013-02-22
2019-12-26
13 SHS SAP SE
P
2012-05-23
2019-12-26
11 SHS AMADEUS IT GROUP
P
2012-02-23
2019-12-26
8 SHS SAP SE
P
2011-11-03
2019-02-01
49 SHS UNILEVER NV
P
2011-04-21
2019-01-14
9 SHS NOVARTIS AG-ADR
P
2010-05-25
2019-12-26
23 SHS NOVARTIS AG
P
2010-05-25
2019-02-14
11 SHS CANADIAN NATIONAL RAILWAY
P
2010-04-20
2019-12-26
109 SHS COMPASS GROUP
P
2010-04-20
2019-12-04
34 SHS COMPASS GROUP
P
2010-04-20
2019-12-26
200 SHS SPDR S&P REGIONAL
P
2009-03-16
2019-08-12
250 SHS SPDR S&P BANK
P
2009-03-16
2019-08-12
250 SHS S&P BANK ETF KBE
P
2009-03-11
2019-05-28
200 SHS SPDR S&P REGIONA BANKING ETF
P
2009-03-11
2019-05-28
132 SHS UNILEVER NV
P
2018-01-01
2019-01-15
241 SHS WH GROUP LIMITED
P
2018-01-01
2019-07-30
58 SHS BAIDU, INC.
P
2018-01-01
2019-02-28
3 SHS WESTINGHOUSE AIR BRAKE
P
2018-01-01
2019-03-08
22409.731 SHS GS TACTICAL TILT
P
2018-01-01
2019-04-25
27043.55 SHS GS HIGH
P
2018-01-01
2019-04-25
186 SHS MEDTRONIC PUBLIC LIMITED
P
2018-01-01
2019-05-24
140 SHS CORTEVA, INC.
P
2018-01-01
2019-06-27
320 SHS CISCO SYSTEMS, INC.
P
2018-01-01
2019-07-02
248 SHS KASIKORNBANK PCL
P
2018-01-01
2019-07-25
58 SHS BIOMARIN PHARMACEUTICAL
P
2018-01-01
2019-08-19
314 SHS UBS GROUP AG
P
2018-01-01
2019-07-31
157 SHS ALTRIA GROUP, INC
P
2018-01-01
2019-08-14
111 SHS ROYAL DUTCH SHELL
P
2018-01-01
2019-10-07
168 SHS FANUC CORPORATION
P
2018-01-01
2019-10-10
5 SHS NEW ORIENTAL ED & TECH
P
2018-01-01
2019-12-26
500 SHS CK HUTCHISON HLDGS LTD
P
2018-01-01
2019-02-13
325 SHS PFIZER INC.
P
2018-01-01
2019-01-30
1495.392 SHS JANUS HENDERSON RESEARCH
P
2019-01-01
2019-01-25
319.262 SHS VANGUARD HEALTH CARE
P
2018-01-01
2019-01-25
378 SHS JULIUS BAER GRUPPE
P
2018-01-01
2019-10-31
FROM K-1 - MAGELLAN MIDTREAM PARTNERS
P
2018-12-31
2018-12-31
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
4,649
4,628
21
b
10,443
10,418
25
c
11,082
11,073
9
d
8,990
9,093
-103
e
8,465
8,370
95
9,315
9,309
6
11,911
11,820
91
12,829
12,750
79
9,296
9,291
5
14,515
14,478
37
289
281
8
240
236
4
208
207
1
173
187
-14
249
252
-3
170
170
0
815
777
38
1,016
947
69
409
378
31
854
786
68
403
395
8
222
223
-1
231
210
21
225
215
10
5,080
4,085
995
95
92
3
256
209
47
2,359
2,081
278
2,034
1,888
146
518
494
24
681
621
60
18
18
874
803
71
1,774
1,606
168
1,328
1,204
124
74
67
7
589
535
54
942
859
83
449
372
77
188
197
-9
655
627
28
445
409
36
191
163
28
195
192
3
4,684
4,778
-94
276
243
33
637
600
37
1,327
1,438
-111
530
410
120
546
526
20
595
526
69
1,581
1,404
177
297
263
34
3,159
2,808
351
307
296
11
348
286
62
495
439
56
364
148
216
580
517
63
405
381
24
934
894
40
5,411
3,738
1,673
1,904
2,159
-255
693
801
-108
2,138
1,966
172
2,550
2,622
-72
313
324
-11
9,805
10,372
-567
9,767
10,510
-743
15,222
20,102
-4,880
29,655
31,116
-1,461
8,107
8,540
-433
39,760
39,490
270
6,195
6,481
-286
637
540
97
330
416
-86
332
304
28
1,767
2,664
-897
3,099
3,542
-443
1,370
1,480
-110
870
791
79
336
360
-24
56
56
310
329
-19
1,528
1,283
245
384
357
27
4,071
3,635
436
164
208
-44
331
416
-85
3,802
4,781
-979
2,338
1,915
423
591
548
43
5,031
8,416
-3,385
2,995
3,411
-416
2,874
2,554
320
1,377
987
390
517
474
43
546
470
76
1,561
811
750
5,145
4,175
970
1,277
2,432
-1,155
8,098
6,359
1,739
1,516
3,243
-1,727
3,362
3,246
116
528
528
9,145
-9,145
306
250
56
321
287
34
833
783
50
9,084
6,556
2,528
2,762
2,248
514
3,469
2,196
1,273
399
320
79
368
319
49
2,171
1,992
179
2,766
3,983
-1,217
574
527
47
671
532
139
1,656
1,523
133
349
320
29
505
612
-107
137
167
-30
2,329
2,836
-507
252
224
28
1,884
1,676
208
506
447
59
506
447
59
2,016
1,788
228
611
1,032
-421
835
1,462
-627
1,702
2,925
-1,223
102
172
-70
1,561
1,258
303
712
594
118
385
301
84
2,584
2,013
571
274
172
102
90
76
14
1,483
1,247
236
623
567
56
3,848
2,617
1,231
350
238
112
523
357
166
2,792
1,903
889
525
357
168
680
697
-17
1,285
486
799
5,189
6,163
-974
1,236
1,246
-10
2,863
3,563
-700
634
1,055
-421
7,910
6,613
1,297
2,416
2,158
258
3,066
2,515
551
353
308
45
352
308
44
414
332
82
2,119
1,850
269
5,200
4,273
927
549
569
-20
342
356
-14
274
285
-11
344
356
-12
236
246
-10
4,163
4,185
-22
342
356
-14
478
498
-20
5,147
4,710
437
3,381
3,140
241
316
294
22
1,055
981
74
1,160
963
197
1,252
854
398
1,341
1,123
218
4,182
2,698
1,484
2,261
2,355
-94
2,964
2,900
64
941
790
151
1,726
6,336
-4,610
2,530
2,475
55
1,736
1,645
91
2,280
2,153
127
505
506
-1
10,222
8,914
1,308
2,429
2,275
154
758
584
174
2,321
2,162
159
2,775
2,910
-135
1,513
1,587
-74
2,353
1,902
451
2,999
3,418
-419
417
427
-10
481
498
-17
555
569
-14
123
114
9
6,380
4,916
1,464
8,014
5,902
2,112
1,085
799
286
1,248
1,283
-35
565
583
-18
569
583
-14
910
933
-23
688
700
-12
6,415
5,320
1,095
2,301
1,901
400
922
933
-11
1,374
1,399
-25
693
700
-7
1,302
834
468
4,215
3,454
761
672
392
280
1,444
1,012
432
2,012
1,104
908
609
412
197
7,152
5,945
1,207
6,121
4,422
1,699
266
214
52
5,457
5,040
417
1,801
1,707
94
362
275
87
2,156
2,454
-298
328
336
-8
6,153
6,588
-435
1,295
1,175
120
579
528
51
242
257
-15
1,905
2,644
-739
2,016
2,342
-326
2,974
3,395
-421
3,244
3,178
66
1,737
2,476
-739
188
269
-81
1,286
1,029
257
856
732
124
114
161
-47
1,393
1,991
-598
188
269
-81
601
861
-260
7,163
6,209
954
462
410
52
2,438
1,782
656
6,785
6,460
325
3,319
2,592
727
479
344
135
497
429
68
1,616
1,550
66
3,240
3,660
-420
3,051
2,215
836
373
272
101
2,280
1,583
697
2,088
2,071
17
733
690
43
1,281
1,208
73
1,703
1,259
444
2,968
2,588
380
1,148
1,668
-520
22,649
24,875
-2,226
1,073
791
282
616
578
38
2,195
2,217
-22
515
443
72
6,641
5,886
755
1,927
1,459
468
206
174
32
1,324
1,342
-18
1,384
1,406
-22
567
575
-8
2,894
2,940
-46
1,356
1,406
-50
445
447
-2
946
895
51
563
404
159
1,208
848
360
455
335
120
1,100
901
199
1,707
1,831
-124
942
3,060
-2,118
1,576
1,420
156
8,095
9,817
-1,722
2,150
5,056
-2,906
2,164
2,010
154
1,783
1,451
332
1,062
1,005
57
664
2,142
-1,478
760
2,448
-1,688
376
1,224
-848
252
816
-564
2,267
1,731
536
3,289
6,718
-3,429
46
153
-107
108
357
-249
540
466
74
393
121
272
1,572
1,115
457
215
373
-158
656
1,194
-538
1,204
1,269
-65
1,242
1,206
36
262
231
31
4,855
7,864
-3,009
842
900
-58
262
246
16
1,538
1,478
60
1,100
985
115
739
739
0
2,615
2,541
74
3,013
4,256
-1,243
3,682
4,228
-546
605
476
129
1,910
1,572
338
2,805
1,808
997
789
798
-9
566
250
316
3,208
1,428
1,780
1,815
802
1,013
935
726
209
4,936
8,103
-3,167
1,616
1,664
-48
2,379
2,295
84
1,073
971
102
1,541
1,485
56
416
371
45
517
349
168
1,060
847
213
2,831
2,713
118
320
288
32
1,454
428
1,026
696
515
181
2,931
3,511
-580
1,499
2,658
-1,159
679
531
148
606
367
239
785
733
52
1,275
1,016
259
4,352
5,015
-663
1,709
2,102
-393
1,182
1,040
142
1,457
1,348
109
7,482
7,573
-91
1,640
1,889
-249
818
746
72
1,928
1,985
-57
8,085
4,452
3,633
3,047
2,553
494
8,418
9,507
-1,089
1,462
1,401
61
1,464
1,291
173
1,307
1,240
67
1,737
1,730
7
973
800
173
1,674
1,006
668
1,972
1,227
745
2,638
1,610
1,028
2,317
1,843
474
1,484
1,241
243
1,655
1,549
106
377
298
79
1,304
722
582
756
634
122
1,927
1,839
88
2,024
1,912
112
368
202
166
738
248
490
2,507
2,219
288
558
505
53
2,914
1,308
1,606
7,559
2,717
4,842
1,766
737
1,029
595
11
584
157
109
48
3,640
2,500
1,140
2,753
2,834
-81
1,781
1,282
499
1,059
759
300
1,947
2,007
-60
1,270
754
516
1,069
408
661
2,313
1,205
1,108
315
205
110
1,016
576
440
2,498
2,400
98
3,583
4,483
-900
997
491
506
1,376
714
662
1,208
859
349
1,668
2,108
-440
1,440
497
943
1,098
729
369
1,134
829
305
3,000
369
2,631
1,243
1,687
-444
1,274
148
1,126
1,114
148
966
2,057
258
1,799
2,175
295
1,880
808
789
19
1,624
1,224
400
1,595
485
1,110
1,743
1,148
595
885
381
504
813
473
340
2,614
1,413
1,201
854
535
319
2,043
1,057
986
996
559
437
2,662
1,070
1,592
838
334
504
10,279
3,505
6,774
10,496
3,021
7,475
10,620
3,021
7,599
10,429
3,505
6,924
7,074
3,806
3,268
5,085
3,684
1,401
9,399
10,304
-905
207
207
221,632
220,090
1,542
172,808
182,450
-9,642
16,472
15,116
1,356
3,893
5,690
-1,797
17,438
11,178
6,260
5,609
6,469
-860
4,171
5,056
-885
3,612
5,482
-1,870
7,218
10,051
-2,833
6,375
6,977
-602
2,967
2,415
552
625
625
4,995
5,911
-916
12,888
11,674
1,214
65,184
63,704
1,480
64,220
57,181
7,039
3,285
2,946
339
2
115,887
115,887
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
21
b
25
c
9
d
-103
e
95
6
91
79
5
37
8
4
1
-14
-3
0
38
69
31
68
8
-1
21
10
995
3
47
278
146
24
60
18
71
168
124
7
54
83
77
-9
28
36
28
3
-94
33
37
-111
120
20
69
177
34
351
11
62
56
216
63
24
40
1,673
-255
-108
172
-72
-11
-567
-743
-4,880
-1,461
-433
270
-286
97
-86
28
-897
-443
-110
79
-24
56
-19
245
27
436
-44
-85
-979
423
43
-3,385
-416
320
390
43
76
750
970
-1,155
1,739
-1,727
116
528
-9,145
56
34
50
2,528
514
1,273
79
49
179
-1,217
47
139
133
29
-107
-30
-507
28
208
59
59
228
-421
-627
-1,223
-70
303
118
84
571
102
14
236
56
1,231
112
166
889
168
-17
799
-974
-10
-700
-421
1,297
258
551
45
44
82
269
927
-20
-14
-11
-12
-10
-22
-14
-20
437
241
22
74
197
398
218
1,484
-94
64
151
-4,610
55
91
127
-1
1,308
154
174
159
-135
-74
451
-419
-10
-17
-14
9
1,464
2,112
286
-35
-18
-14
-23
-12
1,095
400
-11
-25
-7
468
761
280
432
908
197
1,207
1,699
52
417
94
87
-298
-8
-435
120
51
-15
-739
-326
-421
66
-739
-81
257
124
-47
-598
-81
-260
954
52
656
325
727
135
68
66
-420
836
101
697
17
43
73
444
380
-520
-2,226
282
38
-22
72
755
468
32
-18
-22
-8
-46
-50
-2
51
159
360
120
199
-124
-2,118
156
-1,722
-2,906
154
332
57
-1,478
-1,688
-848
-564
536
-3,429
-107
-249
74
272
457
-158
-538
-65
36
31
-3,009
-58
16
60
115
0
74
-1,243
-546
129
338
997
-9
316
1,780
1,013
209
-3,167
-48
84
102
56
45
168
213
118
32
1,026
181
-580
-1,159
148
239
52
259
-663
-393
142
109
-91
-249
72
-57
3,633
494
-1,089
61
173
67
7
173
668
745
1,028
474
243
106
79
582
122
88
112
166
490
288
53
1,606
4,842
1,029
584
48
1,140
-81
499
300
-60
516
661
1,108
110
440
98
-900
506
662
349
-440
943
369
305
2,631
-444
1,126
966
1,799
1,880
19
400
1,110
595
504
340
1,201
319
986
437
1,592
504
6,774
7,475
7,599
6,924
3,268
1,401
-905
207
1,542
-9,642
1,356
-1,797
6,260
-860
-885
-1,870
-2,833
-602
552
625
-916
1,214
1,480
7,039
339
2
115,887
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
178,099
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
375,856
4,346,328
0.086477
2017
392,485
5,725,807
0.068547
2016
443,170
4,347,389
0.101939
2015
420,213
4,755,508
0.088363
2014
431,730
4,993,256
0.086463
2
Total
of line 1, column (d)
.....................
2
0.431789
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.086358
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
4,240,488
5
Multiply line 4 by line 3
......................
5
366,200
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,732
7
Add lines 5 and 6
........................
7
367,932
8
Enter qualifying distributions from Part XII, line 4
,.............
8
357,747
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,465
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
3,465
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,465
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
6,642
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
6,642
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
3,177
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
3,177
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TN
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
ANDREA A WHITE
Telephone no.
(865) 966-4878
Located at
11309 STATION WEST DRIVE STE 27
KNOXVILLE
TN
ZIP+4
37934
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
WILLIAM B STOKELY III
PRESIDENT, DIRECTOR
0.00
0
0
0
11309 STATION WEST DRIVE SUITE 27
KNOXVILLE
,
TN
37934
KAY H STOKELY
EXEC VP, DIRECTOR
0.00
0
0
0
11309 STATION WEST DRIVE SUITE 27
KNOXVILLE
,
TN
37934
WILLIAM B STOKELY IV
DIRECTOR
0.00
0
0
0
11309 STATION WEST DRIVE SUITE 27
KNOXVILLE
,
TN
37934
STACY S BYERLY
DIRECTOR
0.00
0
0
0
11309 STATION WEST DRIVE SUITE 27
KNOXVILLE
,
TN
37934
SHELLEY S PRZEWROCKI
DIRECTOR
0.00
0
0
0
11309 STATION WEST DRIVE SUITE 27
KNOXVILLE
,
TN
37934
CLAYTON F STOKELY
DIRECTOR
0.00
0
0
0
11309 STATION WEST DRIVE SUITE 27
KNOXVILLE
,
TN
37934
ANDREA A WHITE
VP, TREAS, SECRETARY
7.00
37,422
0
0
11309 STATION WEST DRIVE SUITE 27
KNOXVILLE
,
TN
37934
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
4,146,536
b
Average of monthly cash balances
.......................
1b
157,528
c
Fair market value of all other assets (see instructions)
................
1c
1,000
d
Total
(add lines 1a, b, and c)
.........................
1d
4,305,064
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
4,305,064
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
64,576
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
4,240,488
6
Minimum investment return.
Enter 5% of line 5
..................
6
212,024
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
212,024
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
3,465
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,465
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
208,559
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
208,559
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
208,559
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
357,747
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
357,747
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
357,747
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
208,559
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
188,658
b
From 2015
......
191,035
c
From 2016
......
226,743
d
From 2017
......
112,056
e
From 2018
......
166,150
f
Total
of lines 3a through e
........
884,642
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
357,747
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
208,559
e
Remaining amount distributed out of corpus
149,188
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
1,033,830
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
188,658
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
845,172
10
Analysis of line 9:
a
Excess from 2015
....
191,035
b
Excess from 2016
....
226,743
c
Excess from 2017
....
112,056
d
Excess from 2018
....
166,150
e
Excess from 2019
....
149,188
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
WILLIAM B STOKELY III
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
WILLIAM B STOKELYIII
11309 STATION WEST DRIVE SUITE 27
KNOXVILLE
,
TN
37934
(865) 966-4878
b
The form in which applications should be submitted and information and materials they should include:
N/A
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
NONE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
BERRY COLLEGE INC
PO BOX 490129
MOUNT BERRY
,
GA
30149
N/A
501(C)(3)
SCHOLARSHIP FUND
10,000
BUTLER UNIVERSITY
4600 SUNSET AVENUE
INDIANAPOLIS
,
IN
46208
N/A
501(C)(3)
COLLEGE EDUCATION
250
COCKE COUNTY HIGH SCHOOL
216 HEDRICK DRIVE
NEWPORT
,
TN
37821
N/A
501(C)(3)
EDUCATION
5,000
CHRISTIAN ACADEMY OF KNOXVILLE INC
529 ACADEMY WAY
KNOXVILLE
,
TN
37923
N/A
501(C)(3)
EDUCATION
5,000
DOGWOOD ARTS FESTIVAL
123 W JACKSON AVE
KNOXVILLE
,
TN
37902
N/A
501(C)(3)
ART EDUCATION
250
EAST TENNESSEE CHILDREN'S HOSPITAL
2018 CLINCH AVENUE
KNOXVILLE
,
TN
37916
N/A
501(C)(3)
CHILDREN'S MEDICAL SVCS
16,250
EAST TENNESSEE HISTORICAL SOCIETY
PO BOX 1629
KNOXVILLE
,
TN
37901
N/A
501(C)(3)
CONSERVATION
5,000
FIRST BAPTIST NEWPORT
261 EAST BROADWAY
NEWPORT
,
TN
37821
N/A
501(C)(3)
RELIGIOUS
250
FIRST BAPTIST CONCORD
261 EAST BROADWAY
NEWPORT
,
TN
37821
N/A
501(C)(3)
EDUCATION
250
FRANK H MCCLUNG MUSEUAM
11704 KINGSTON PIKE
KNOXVILLE
,
TN
37934
N/A
501(C)(3)
ART EDUCATION
1,000
FRIENDS OF THE GREAT SMOKY MOUNTAINS NATIONAL PARK
PO BOX 1660
KODAK
,
TN
37764
N/A
501(C)(3)
LAND CONSERVATION
7,500
JONI AND FRIENDS
410 S NORTHSHORE DRIVE
KNOXVILLE
,
TN
37919
N/A
501(C)(3)
DISABILITY MINISTRY
16,000
KEEP KNOXVILLE BEAUTIFUL
PO BOX 385
KNOXVILLE
,
TN
37901
N/A
501(C)(3)
COMMUNITY CONSERVATION
200
THE KINGS ACADEMY
202 SMOTHERS ROAD
SEYMOUR
,
TN
37865
N/A
501(C)(3)
EDUCATION
10,000
MISSION OF HOPE
PO BOX 51824
KNOXVILLE
,
TN
37950
N/A
501(C)(3)
COMMUNITY MINISTRY
5,000
MUSEUM OF APPALACHIA
PO BOX 1189
NORRIS
,
TN
37828
N/A
501(C)(3)
HISTORIC PRESERVATION
1,000
TELLICO PLAINS HIGH SCHOOL
9180 NEW HIGHWAY 60
TELLICO PLAINS
,
TN
37385
N/A
501(C)(3)
EDUCATION
250
THE UNIVERSITY OF TENNESSEE FOUNDATION
600 HENLEY ST STE 100 KNOXVILLE
KNOXVILLE
,
TN
37996
N/A
501(C)(3)
COLLEGE EDUCATION
105,000
THE UNIVERSITY OF TENNESSEE FOUNDATION
600 HENLEY ST STE 100 KNOXVILLE
KNOXVILLE
,
TN
37996
N/A
501(C)(3)
COLLEGE EDUCATION
100,000
WOMEN'S BASKETBALL HALL OF FAME
700 HALL OF FAME DRIVE
KNOXVILLE
,
TN
37915
N/A
501(C)(3)
ART EDUCATION
1,000
FROM K-1 - MAGELLAN MIDSTREAM PARTNERS
PO BOX 22186
TULSA
,
OK
74121
N/A
N/A
N/A
2
Total
.................................
3a
289,202
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
2,480
4
Dividends and interest from securities
....
14
59,542
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
10
8
Gain or (loss) from sales of assets other than
inventory
............
18
178,099
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
240,131
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
240,131
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description