TY 2019 Form 990

- TIN:

Form990

Department of the TreasuryInternal Revenue Service

Return of Organization Exempt From Income Tax

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)

Do not enter social security numbers on this form as it may be made public.

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

A For the 2019 calendar year, or tax year beginning 01-01-2019 , and ending 12-31-2019

BCheck if applicable: Address change Name change Initial return Final return/terminated Amended return Application pending

CName of organization
UNITED STATES TENNIS ASSOCIATION INCORPORATED

% USTA ACCOUNTING DEPT

Doing business as

Number and street (or P.O. box if mail is not delivered to street address)
70 WEST RED OAK LANE

Room/suite

City or town, state or province, country, and ZIP or foreign postal code
WHITE PLAINS, NY10604

D Employer identification number

13-5459420

E Telephone number

G Gross receipts $ 349,478,126

F Name and address of principal officer:
PATRICK GALBRAITH
70 WEST RED OAK LANE
WHITE PLAINS,NY10604

Tax-exempt status: 501(c)(3) 501(c) ( 6 ) LeftBullet

(insert no.) 4947(a)(1) or 527

Website:

WWW.USTA.COM

H(a)

Is this a group return for
subordinates? Yes No

H(b)

Are all subordinates
included?

Yes No

If "No," attach a list. (see instructions)

H(c)

Group exemption number MediumBullet

K Form of organization: Corporation Trust Association Other MediumBullet

L Year of formation: 1973

M State of legal domicile: NY

Part I

Summary

1	Briefly describe the organization’s mission or most significant activities: TO PROMOTE AND DEVELOP THE GROWTH OF TENNIS AS A MEANS OF HEALTHFUL RECREATION AND PHYSICAL FITNESS.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	15
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	15
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	936
6	Total number of volunteers (estimate if necessary) .............	6	500
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	481,509
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	217,300

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	18,590,278	19,047,208
9	Program service revenue (Part VIII, line 2g) .........	292,420,183	296,914,976
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	7,488,846	14,302,201
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	1,840,811	1,898,112
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	320,340,118	332,162,497
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	74,502,713	75,101,047
14	Benefits paid to or for members (Part IX, column (A), line 4).....	0	0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	58,126,787	60,834,891
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	165,277,811	170,744,445
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	297,907,311	306,680,383
19	Revenue less expenses. Subtract line 18 from line 12.......	22,432,807	25,482,114
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	387,051,404	433,881,341
21	Total liabilities (Part X, line 26).............	72,088,464	73,077,688
22	Net assets or fund balances. Subtract line 21 from line 20.....	314,962,940	360,803,653

Part II

Signature Block

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

Sign Here

	Signature of officer	Date

	Type or print name and title

Paid Preparer Use Only

Print/Type preparer's name

Preparer's signature

Date

Check if
self-employed

PTIN

Firm's name MediumBullet

Firm's EIN MediumBullet

Firm's address MediumBullet

Phone no.

May the IRS discuss this return with the preparer shown above? (see instructions) ..........YesNo

For Paperwork Reduction Act Notice, see the separate instructions.

Cat. No. 11282Y Form 990 (2019)

Form 990 (2019)

Page 2

Part III

Statement of Program Service Accomplishments

Check if Schedule O contains a response or note to any line in this Part III..............

Briefly describe the organization’s mission: USTA IS THE NATIONAL GOVERNING BODY FOR THE SPORT OF TENNIS AND THE RECOGNIZED LEADER IN PROMOTING AND DEVELOPING THE SPORT'S GROWTH ON EVERY LEVEL IN THE UNITED STATES, FROM LOCAL COMMUNITIES TO THE CROWN JEWEL OF THE PROFESSIONAL GAME, THE US OPEN. THE USTA IS A PROGRESSIVE AND DIVERSE NOT-FOR-PROFIT ORGANIZATION WHOSE VOLUNTEERS, PROFESSIONAL STAFF AND FINANCIAL RESOURCES SUPPORT A SINGLE MISSION: TO PROMOTE AND DEVELOP THE GROWTH OF TENNIS. THE USTA HAS OVER 639,000 INDIVIDUAL MEMBERS, 5,200 ORGANIZATIONAL MEMBERS AND A PROFESSIONAL STAFF AND VOLUNTEERS DEDICATED TO GROWING THE GAME.

Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? ..................... Yes No

If "Yes," describe these new services on Schedule O.

Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ........................... Yes No

If "Yes," describe these changes on Schedule O.

Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.


4a	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )
	US OPEN - SEE SCHEDULE O

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )
	COMMUNITY TENNIS DEVELOPMENT - SEE SCHEDULE O

4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )
	PROFESSIONAL TENNIS OPERATIONS DIVISION - SEE SCHEDULE O

4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses

Form 990 (2019)

Page 3

Part IV

Checklist of Required Schedules

Yes

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A.....................

Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? ...

Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part I Click to see attachment

.............

Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II.........

Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part III Click to see attachment

Yes

Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I Click to see attachment

.........................

Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II Click to see attachment

....

Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part III Click to see attachment

..............

Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IV Click to see attachment

..............

Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V Click to see attachment

......

If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.

Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment

...................

11a

Yes

Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII Click to see attachment

.......

11b

Yes

Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII Click to see attachment

.......

11c

Yes

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IX Click to see attachment

............

11d

Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X Click to see attachment

11e

Yes

Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part X Click to see attachment

11f

Yes

12a

Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XII Click to see attachment

......................

12a

Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment

12b

Yes

Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E

14a

Did the organization maintain an office, employees, or agents outside of the United States? .....

14a

Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........

14b

Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....

Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...

Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....

Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............

Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................

20a

Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....

20a

If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?

20b

Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II..... Click to see attachment

Yes

Form 990 (2019)

Page 4

Part IV

Checklist of Required Schedules (continued)

Yes

Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........ Click to see attachment

Yes

Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment

Yes

24a

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............

24a

Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...

24b

Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............

24c

Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...

24d

25a

Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....

25a

Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................

25b

Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II Click to see attachment

...........

Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?

If "Yes," complete

Schedule L, Part III Click to see attachment

.........................

Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV...................... Click to see attachment

28a

A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV..... Click to see attachment

28b

A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV..................... Click to see attachment

28c

Yes

Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................

Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I

Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................

Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............ Click to see attachment

Yes

Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1......................... Click to see attachment

Yes

35a

Did the organization have a controlled entity within the meaning of section 512(b)(13)?

35a

If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...

35b

Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............

Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI Click to see attachment

Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............

Yes

Part V

Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........

Yes

Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..

1,102

Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .

Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................

Yes

Form 990 (2019)

Page 5

Part V

Statements Regarding Other IRS Filings and Tax Compliance (continued)

Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................

936

If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)

Yes

Did the organization have unrelated business gross income of $1,000 or more during the year?...

Yes

If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...

Yes

At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..

If "Yes," enter the name of the foreign country: MediumBullet

See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..

Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............

Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...

If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................

Organizations that may receive deductible contributions under section 170(c).

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................

If "Yes," did the organization notify the donor of the value of the goods or services provided? .....

Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................

If "Yes," indicate the number of Forms 8282 filed during the year ....

Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?

Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..

If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................

If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................

Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........

Sponsoring organizations maintaining donor advised funds.

Did the sponsoring organization make any taxable distributions under section 4966?........

Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...

Section 501(c)(7) organizations. Enter:

Initiation fees and capital contributions included on Part VIII, line 12 ...

10a

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

10b

Section 501(c)(12) organizations. Enter:

Gross income from members or shareholders .........

11a

Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........

11b

12a

Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?

12a

If "Yes," enter the amount of tax-exempt interest received or accrued during the year.

12b

Section 501(c)(29) qualified nonprofit health insurance issuers.

Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.

13a

Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....

13b

Enter the amount of reserves on hand ............

13c

14a

Did the organization receive any payments for indoor tanning services during the tax year?.....

14a

If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..

14b

Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.

Yes

Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.

Form 990 (2019)

Page 6

Part VI

Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.

Check if Schedule O contains a response or note to any line in this Part VI..............

Section A. Governing Body and Management

Yes

Enter the number of voting members of the governing body at the end of the tax year

If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.

Enter the number of voting members included in line 1a, above, who are independent

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................

Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .

Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .

Did the organization become aware during the year of a significant diversion of the organization’s assets? .

Did the organization have members or stockholders? ................

Yes

Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................

Yes

Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................

Yes

Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:

The governing body? .......................

Yes

Each committee with authority to act on behalf of the governing body? ............

Yes

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......

Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)

Yes

10a

Did the organization have local chapters, branches, or affiliates? ............

10a

If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?

10b

11a

Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................

11a

Yes

Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....

12a

Did the organization have a written conflict of interest policy? If "No," go to line 13.......

12a

Yes

Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................

12b

Yes

Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................

12c

Yes

Did the organization have a written whistleblower policy? ...............

Yes

Did the organization have a written document retention and destruction policy? .........

Yes

Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization’s CEO, Executive Director, or top management official ...........

15a

Yes

Other officers or key employees of the organization ................

15b

Yes

If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).

16a

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................

16a

Yes

If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............

16b

Yes

Section C. Disclosure

List the states with which a copy of this Form 990 is required to be filed MediumBullet

CA , FL

Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.

Own website Another's website Upon request Other (explain in Schedule O)

Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.

State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBullet

USTA ACCOUNTING DEPT70 WEST RED OAK LANE WHITE PLAINS,NY10604 (914) 696-7000

Form 990 (2019)

Page 7

Part VII

Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors

Check if Schedule O contains a response or note to any line in this Part VII..............

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet

List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

List all of the organization’s current key employees, if any. See instructions for definition of "key employee."

List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.

Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)				(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(1) Gordon Smith...................................................................... Executive Director, CEO	35.0 ................. 20.0		X			1,316,173	0	37,059
(2) LEWIS SHERR...................................................................... Chief Revenue Officer	40.0 ................. 0.0			X		1,124,469	0	42,733
(3) Andrea Hirsch...................................................................... CAO & GENERAL COUNSEL	40.0 ................. 0.0		X			918,339	0	20,097
(4) Stacey Milkovich...................................................................... CHIEF EXECUTIVE, PRO TENNIS	40.0 ................. 0.0			X		870,146	0	42,783
(5) Kurt Kamperman...................................................................... chief exec., national campus	40.0 ................. 0.0			X		718,045	0	37,322
(6) AMY WESLY...................................................................... CHIEF MARKETING OFFICER	40.0 ................. 0.0				X	668,110	0	47,733
(7) EDWARD NEPPL...................................................................... Chief Financial Officer	40.0 ................. 0.0		X			677,701	0	37,891
(8) CRAIG MORRIS...................................................................... chief exec., COMM TENNIS&YOUTH	40.0 ................. 0.0			X		535,766	0	34,383
(9) PAUL MAYA...................................................................... Chief Technology Officer	40.0 ................. 0.0				X	510,093	0	42,783
(10) DAVID BREWER...................................................................... CHIEF PRO. TENNIS OFFICER	40.0 ................. 0.0				X	461,148	0	42,783
(11) CHRISTIAN WIDMAIER...................................................................... MANAGING DIR. CORP. COMMUNICAT	40.0 ................. 0.0				X	436,002	0	42,783
(12) Staciellen Mischel...................................................................... Assoc. Gen. Counsel & dep. clo	40.0 ................. 0.0				X	406,616	0	37,322
(13) Patrick Galbraith...................................................................... PRESIDENT	19.0 ................. 5.0	X	X			35,000	0	0
(14) Michael J McNulty II...................................................................... FIRST VICE PRESIDENT	10.0 ................. 7.0	X	X			25,000	0	0
(15) DR BRIAN HAINLINE...................................................................... VICE PRESIDENT	9.0 ................. 7.0	X	X			20,000	0	0
(16) Laura F Canfield...................................................................... VICE PRESIDENT	9.0 ................. 4.0	X	X			20,000	0	0
(17) Thomas Ho...................................................................... Secretary & Treasurer	9.0 ................. 4.0	X	X			20,000	0	0

Form 990 (2019)

Page 8

Part VII

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)		(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(18) Katrina Adams........................................................................ PAST President	5.0 .......................3.0	X	X	10,000	0	0
(19) Jeffrey M Baill........................................................................ DIRECTOR	5.0 .......................3.0	X		10,000	0	0
(20) VIOLET CLARK........................................................................ Director	5.0 .......................3.0	X		10,000	0	0
(21) CHARLES GILL........................................................................ DIRECTOR	5.0 .......................3.0	X		10,000	0	0
(22) LIEZEL H HUBER........................................................................ DIRECTOR	5.0 .......................3.0	X		10,000	0	0
(23) ELENI ROSSIDES........................................................................ DIRECTOR	5.0 .......................3.0	X		10,000	0	0
(24) Neha Uberoi........................................................................ DIRECTOR	5.0 .......................3.0	X		10,000	0	0
(25) Brian Vahaly........................................................................ DIRECTOR	5.0 .......................3.0	X		10,000	0	0
(26) SAM WARBURG........................................................................ DIRECTOR	5.0 .......................3.0	X		10,000	0	0
(27) KURT ZUMWALT........................................................................ DIRECTOR	5.0 .......................6.0	X		10,000	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	8,842,608	0	465,672

Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet

154

Yes

Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............

For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................

Yes

Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........

Section B. Independent Contractors

Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.

(A) Name and business address	(B) Description of services	(C) Compensation
EPAM SYSTEMS INC, 41 UNIVERSITY DRIVE NEWTON,PA18940	SOFTWARE DEVELOPMENT	3,174,822
HORIZON MEDIA INC, 75 VARICK STREET NEW YORK,NY10013	MEDIA ENGAGEMENT	2,943,990
SMTIDS, 10275 CENTURION CT JACKSONVILLE,FL32256	DIGITAL CONSULTING	2,635,308
SPERO MEDIA INC, 295 MADISON AVENUE NEW YORK,NY10017	ADVERTISING	1,861,577
CSM PROPERTIES INC, 20 KETCHUM STREET WESTPORT,CT06880	SALES CONSULTANT	1,855,503
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 127

Form 990 (2019)

Page 9

Part VIII

Statement of Revenue

Check if Schedule O contains a response or note to any line in this Part VIII.............

(A)
Total revenue

(B)
Related or
exempt
function
revenue

(D)
Revenue
excluded from
tax under sections
512 - 514

1a	Federated campaigns..		1a
b	Membership dues..		1b	18,964,208
c	Fundraising events..		1c
d	Related organizations		1d
e	Government grants (contributions)		1e

f	All other contributions, gifts, grants, and similar amounts not included above		1f	83,000

g	Noncash contributions included in lines 1a - 1f:$		1g

h Total. Add lines 1a-1f.......		19,047,208

		Business Code
2a	TOURNAMENT RELATED	713940	295,535,778	295,535,778
b	TENNIS PROGRAM FEES	713940	1,236,838	1,236,838
c	BALL TEST FEES	713940	142,360	142,360
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f .....		296,914,976

3 Investment income (including dividends, interest, and othersimilar amounts) ......			4,120,510			4,120,510
4 Income from investment of tax-exempt bond proceeds			0
5 Royalties...........			1,416,603			1,416,603
		(ii) Personal	(i) Real
6a	Gross rents			6a
b	Less: rental expenses			6b
c	Rental income or (loss)	0	0	6c
d	Net rental income or (loss).......			0
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory		27,497,320	7a
b	Less: cost or other basis and sales expenses		17,315,629	7b
c	Gain or (loss)		10,181,691	7c
d	Net gain or (loss).........			10,181,691			10,181,691
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ....
			8a	0
b	Less: direct expenses ...		8b	0
c	Net income or (loss) from fundraising events..			0
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a	0
b	Less: direct expenses ...		9b	0
c	Net income or (loss) from gaming activities..			0
10a	Gross sales of inventory, less returns and allowances ..
			10a	0
b	Less: cost of goods sold ..		10b	0
c	Net income or (loss) from sales of inventory..			0
Business Code			Miscellaneous Revenue
11a	ADVERTISING		541800	481,509		481,509
b
c
d	All other revenue ....
e	Total. Add lines 11a–11d ......			481,509
12	Total revenue. See instructions.....			332,162,497	296,914,976	481,509	15,718,804

Form 990 (2019)

Page 10

Part IX

Statement of Functional Expenses

Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............

Do not include amounts reported on lines 6b, 7b, 8b, 9b, and 10b of Part VIII.		(A) Total expenses	(B) Program service expenses	(C) Management and general expenses	(D) Fundraising expenses

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	74,750,970
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	350,077
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	0
4	Benefits paid to or for members .......	0
5	Compensation of current officers, directors, trustees, and key employees ...........	6,632,907
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	0
7	Other salaries and wages........	44,419,720
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	1,935,949
9	Other employee benefits .......	4,758,200
10	Payroll taxes ...........	3,088,115
11	Fees for services (non-employees):
a	Management ......	0
b	Legal .........	539,097
c	Accounting ...........	265,429
d	Lobbying ...........	0
e	Professional fundraising services. See Part IV, line 17	0
f	Investment management fees ......	542,705
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	13,791,983
12	Advertising and promotion ....	5,302,540
13	Office expenses .......	2,481,823
14	Information technology ......	8,721,448
15	Royalties ..	0
16	Occupancy ...........	4,614,176
17	Travel ............	13,910,162
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .	0
19	Conferences, conventions, and meetings ....	855,524
20	Interest ...........	0
21	Payments to affiliates .......	0
22	Depreciation, depletion, and amortization ..	11,430,046	0	0
23	Insurance ...	3,663,107
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	EVENT/PLAYER COMPENSATION	60,161,393
b	TENNIS EVENT PRODUCTIONS	13,469,398
c	MEMBERSHIP CALL CENTER EXP	3,641,979
d	PRINTING & PUBLICATIONS	3,530,412
e	All other expenses	23,823,223
25	Total functional expenses. Add lines 1 through 24e	306,680,383	0	0
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

Form 990 (2019)

Page 11

Part X

Balance Sheet

Check if Schedule O contains a response or note to any line in this Part IX..............

				(A) Beginning of year		(B) End of year

1	Cash–non-interest-bearing ........			1,363,650	1	12,464,806
2	Savings and temporary cash investments .........			88,506,315	2	107,572,012
3	Pledges and grants receivable, net ......			0	3	0
4	Accounts receivable, net .............			45,256,546	4	45,845,712
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
				0	5	0
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
				0	6	0
7	Notes and loans receivable, net ...........			5,327,795	7	4,582,053
8	Inventories for sale or use ............			1,331,855	8	1,337,792
9	Prepaid expenses and deferred charges ......			4,595,516	9	7,161,809
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	136,653,163
b	Less: accumulated depreciation	10b	55,606,531	85,658,899	10c	81,046,632
11	Investments—publicly traded securities .			31,871,273	11	34,918,518
12	Investments—other securities. See Part IV, line 11 .....			99,178,340	12	105,779,036
13	Investments—program-related. See Part IV, line 11 ..			23,837,082	13	33,094,671
14	Intangible assets ...............			0	14	0
15	Other assets. See Part IV, line 11 ...........			124,133	15	78,300
16	Total assets. Add lines 1 through 15 (must equal line 33)...			387,051,404	16	433,881,341

17	Accounts payable and accrued expenses .....	32,465,760	17	34,822,322
18	Grants payable ...	0	18	0
19	Deferred revenue .........	38,424,061	19	37,065,223
20	Tax-exempt bond liabilities .........	0	20	0
21	Escrow or custodial account liability. Complete Part IV of Schedule D	0	21	0
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
		0	22	0
23	Secured mortgages and notes payable to unrelated third parties ..	0	23	0
24	Unsecured notes and loans payable to unrelated third parties ..	0	24	0
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	1,198,643	25	1,190,143
26	Total liabilities. Add lines 17 through 25..	72,088,464	26	73,077,688

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........	314,962,940	27	360,803,653
28	Net assets with donor restrictions ...........	0	28	0
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	314,962,940	32	360,803,653
33	Total liabilities and net assets/fund balances ........	387,051,404	33	433,881,341

Form 990 (2019)

Page 12

Part XI

Reconcilliation of Net Assets

Check if Schedule O contains a response or note to any line in this Part XI..............

Total revenue (must equal Part VIII, column (A), line 12) ............

332,162,497

Total expenses (must equal Part IX, column (A), line 25) ............

306,680,383

Revenue less expenses. Subtract line 2 from line 1 ..............

25,482,114

Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..

314,962,940

Net unrealized gains (losses) on investments ...............

14,370,588

Donated services and use of facilities .................

Investment expenses .....................

Prior period adjustments .....................

Other changes in net assets or fund balances (explain in Schedule O) ........

5,988,011

Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))

360,803,653

Part XII

Financial Statements and Reporting

Check if Schedule O contains a response or note to any line in this Part XII.............

Yes

Accounting method used to prepare the Form 990: Cash Accrual Other
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.

Were the organization’s financial statements compiled or reviewed by an independent accountant?

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

Were the organization’s financial statements audited by an independent accountant?

Yes

If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:

Separate basis Consolidated basis Both consolidated and separate basis

If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?

Yes

If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.

Form 990 (2019)

Additional Data

Software ID:
Software Version:

Form 990, Special Condition Description:

Special Condition Description

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

UNITED STATES TENNIS ASSOCIATION INCORPORATED

Employer identification number

13-5459420

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2019

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ........................
c	Total lobbying expenditures (add lines 1a and 1b) ............................................................
d	Other exempt purpose expenditures ...............................................................................
e	Total exempt purpose expenditures (add lines 1c and 1d) ..................................................
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................	Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) Total

2a	Lobbying nontaxable amount

b	Lobbying ceiling amount (150% of line 2a, column(e))

c	Total lobbying expenditures

d	Grassroots nontaxable amount

e	Grassroots ceiling amount (150% of line 2d, column (e))

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2019

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes|No

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Media advertisements? ...................................................................................................

Mailings to members, legislators, or the public? .............................................................................

Publications, or published or broadcast statements? ...........................................................

Grants to other organizations for lobbying purposes? ..........................................................

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Other activities? ...................................................................................................................

Total. Add lines 1c through 1i ....................................................................................................

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Yes

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Yes

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation

Schedule C (Form 990 or 990EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

UNITED STATES TENNIS ASSOCIATION INCORPORATED

Employer identification number

13-5459420

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....
b	Contributions ...
c	Net investment earnings, gains, and losses
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...
f	Administrative expenses ....
g	End of year balance ......

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

Term endowment SchDMd Bullet

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

(ii) Related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....
b	Buildings ....
c	Leasehold improvements	60,273,514	9,507,103	50,766,411
d	Equipment ....	61,571,658	36,641,116	24,930,542
e	Other .....	14,807,991	9,458,312	5,349,679
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..				81,046,632

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3) Other (A) COMMON TRUST & PVT MUTUAL FUND	47,647,269	F
(B) ALTERNATIVE INVESTMENTS	58,131,767	F
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	105,779,036

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1)CINCINNATI TENNIS	28,679,015	C
(2)TRIDENTS LTD. LAVER CUP	4,415,656	C
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)	33,094,671

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes	0
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	1,190,143
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......		1
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................		2e
3	Subtract line 2e from line 1..................		3
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................		4c
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......		5

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........		1
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................		2e
3	Subtract line 2e from line 1...................		3
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.....................		4c
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......		5

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
PART X, LINE 2:	UNITED STATES TENNIS ASSOCIATION INCORPORATED (THE "REPORTING ORGANIZATION") IS A NOT-FOR-PROFIT ORGANIZATION THAT IS EXEMPT FROM INCOME TAXES UNDER THE CODE, EXCEPT FOR IMMATERIAL AMOUNTS OF INCOME CONSIDERED BY THE INTERNAL REVENUE SERVICE (IRS) TO BE UNRELATED BUSINESS TAXABLE INCOME, FOR WHICH INCOME TAXES HAVE BEEN PROVIDED. THE REPORTING ORGANIZATION HAS FILED ALL APPLICABLE RETURNS WHEN REQUIRED. THE REPORTING ORGANIZATIONS SHARE OF INCOME TAXES FOR CINCINNATI TENNIS LLC HAS BEEN PROVIDED, PURSUANT TO THE OPERATING AGREEMENT WITH THE OTHER MEMBERS OF THESE ORGANIZATIONS. FOR THE YEAR ENDED DECEMBER 31, 2019, THERE WERE NO INTEREST OR PENALTIES REQUIRED TO BE RECORDED OR DISCLOSED IN THE CONSOLIDATED FINANCIAL STATEMENTS. IN ADDITION, THE REPORTING ORGANIZATION HAS NOT TAKEN AN UNSUBSTANTIATED TAX POSITION THAT WOULD REQUIRE PROVISION OF A LIABILITY. THE REPORTING ORGANIZATION BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE YEARS PRIOR TO 2016.

Return Reference

Explanation

PART X, LINE 2:

UNITED STATES TENNIS ASSOCIATION INCORPORATED (THE "REPORTING ORGANIZATION") IS A NOT-FOR-PROFIT ORGANIZATION THAT IS EXEMPT FROM INCOME TAXES UNDER THE CODE, EXCEPT FOR IMMATERIAL AMOUNTS OF INCOME CONSIDERED BY THE INTERNAL REVENUE SERVICE (IRS) TO BE UNRELATED BUSINESS TAXABLE INCOME, FOR WHICH INCOME TAXES HAVE BEEN PROVIDED. THE REPORTING ORGANIZATION HAS FILED ALL APPLICABLE RETURNS WHEN REQUIRED. THE REPORTING ORGANIZATIONS SHARE OF INCOME TAXES FOR CINCINNATI TENNIS LLC HAS BEEN PROVIDED, PURSUANT TO THE OPERATING AGREEMENT WITH THE OTHER MEMBERS OF THESE ORGANIZATIONS. FOR THE YEAR ENDED DECEMBER 31, 2019, THERE WERE NO INTEREST OR PENALTIES REQUIRED TO BE RECORDED OR DISCLOSED IN THE CONSOLIDATED FINANCIAL STATEMENTS. IN ADDITION, THE REPORTING ORGANIZATION HAS NOT TAKEN AN UNSUBSTANTIATED TAX POSITION THAT WOULD REQUIRE PROVISION OF A LIABILITY. THE REPORTING ORGANIZATION BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS FOR THE YEARS PRIOR TO 2016.

Schedule D (Form 990) 2019

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Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990.
lBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
UNITED STATES TENNIS ASSOCIATION INCORPORATED

Employer identification number
13-5459420

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC section (if applicable)	(d) Amount of cash grant	(h) Purpose of grant or assistance
(1) USTA PLAYER DEVELOPMENT INC 70 W RED OAK LANE WHITE PLAINS,NY10604	27-1368195	501(C)(3)	19,143,137	PROG. SUPPORT/YOUTH
(2) USTASOUTHERN SECTION 5685 SPALDING DR NORCROSS,GA30092	58-1190935	501(C)(4)	11,739,829	Section Grant
(3) USTAMIDWEST SECTION 1310 EAST 96TH ST INDIANAPOLIS,IN46240	23-7417933	501(C)(4)	5,684,272	Section Grant
(4) USTATEXAS TENNIS ASSOCIATION 8105 EXCHANGE DR AUSTIN,TX78754	74-2182392	501(C)(4)	3,700,594	Section Grant
(5) USTAEASTERN 70 W RED OAK LANE WHITE PLAINS,NY10604	13-5042070	501(C)(4)	3,586,514	Section Grant
(6) USTANORTHERN CALIFORNIA 1920 N LOOP ROAD ALAMEDA,CA945028014	94-1057590	501(C)(3)	3,361,915	Section Grant
(7) USTAFLORIDA SECTION 12005 PERFORMANCE DR ORLANDO,FL32827	23-7161642	501(C)(4)	3,231,722	Section Grant
(8) USTASOUTHERN CALIFORNIA PO BOX 240015 LOS ANGELES,CA900249115	95-1243600	501(C)(4)	3,161,448	Section Grant
(9) USTAINTERMOUNTAIN TENNIS SEC 9145 E KENYON AVE DENVER,CO80237	84-0726651	501(C)(4)	2,960,187	Section Grant
(10) USTAMID-ATLANTIC SECTION INC 620 HERNDON PARKWAY HERNDON,VA20170	54-1472806	501(C)(3)	2,709,344	Section Grant
(11) USTAMIDDLE STATES PO BOX 987 VALLEY FORGE,PA19482	23-1688212	501(C)(4)	2,435,742	Section Grant
(12) USTA NEW ENGLAND 110 TURNPIKE ROAD WESTBOROUGH,MA01581	04-6006570	501(C)(4)	2,335,493	Section Grant
(13) USTAMISSOURI VALLEY SECTION 4121 W 83RD ST PRAIRE VILLAGE,KS66208	23-7416298	501(C)(4)	2,103,624	Section Grant
(14) USTAPACIFIC NORTHWEST 9746 SW NIMBUS AVE BEAVERTON,OR97008	93-0853818	501(C)(3)	1,930,376	Section Grant
(15) USTANORTHERN SECTION 1001 W 98TH ST BLOOMINGTON,MN55431	41-1675510	501(C)(3)	1,359,793	Section Grant
(16) USTASOUTHWEST SECTION 7010 E ACOMA DRIVE SCOTTSDALE,AZ85254	85-0254477	501(C)(4)	1,239,507	Section Grant
(17) USTAHAWAII PACIFIC SECTION 1888 KALAKAUA AVE HONOLULU,HI96815	23-7297012	501(C)(4)	912,859	Section Grant
(18) USTACARIBBEAN SECTION PO BOX 190740 SAN JUAN,PR00919	66-0413224	N/A	748,371	Section Grant
(19) USTA FOUNDATION INC 70 W RED OAK LANE WHITE PLAINS,NY10604	13-3782331	501(C)(3)	424,443	Grant to Serves
(20) TENNIS INDUSTRY ASSOCIATION 35 E WACKER DRIVE CHICAGO,IL606012106	51-0162283	501(C)(6)	400,000	Allied Partner Grant
(21) United States Professional Tennis Assoc 11961 PERFORMANCE DRIVE ORLANDO,FL32872	74-1818176	501(C)(6)	100,000	Allied Partner Grant
(22) INTERNTL TENNIS HALL OF FAME 194 BELLEVUE AVE NEWPORT,RI02840	13-6144356	501(C)(3)	82,200	Adult Senior
(23) YOUTH TENNIS SAN DIEGO 4490 W P LOMA BLVD SAN DIEGO,CA92107	95-6095644	501(C)(3)	70,000	Facility Assistance
(24) AMES FITNESS CENTER 3600 UNIVERSITY BLVD AMES,IA50010	42-1362609	N/A	50,000	Facility Assistance
(25) DON'T EVER GIVE UP INC 14600 WESTON PARKWAY CARY,NC27513	47-5304184	501(C)(3)	50,000	PROGRAM SUPPORT
(26) THE RECREATION WISH LIST COMMITTEE 701 MISSISSIPPI AVE WASHINGTON,DC20032	52-1939752	501(C)(3)	50,000	PROGRAM SUPPORT
(27) ZINA GARRISON TENNIS ACADEMY 1333 OLD SPANISH TRAIL HOUSTON,TX77054	76-0371254	501(C)(3)	50,000	PROGRAM SUPPORT
(28) LONGFELLOW NEW HAMPSHIRE 140 LOCK ST NASHUA,NH03064	83-1226575	N/A	46,200	Facility Assistance
(29) Gateway Confluence Wheelchair Sports Fdn 402 W Oak St MILLSTADT,IL62260	37-1380800	501(C)(3)	45,000	Wheelchair Grant
(30) NIRSA SERVICES CORPORATION 4185 SW R WAY CORVALLIS,OR973338284	93-1090612	501(C)(3)	40,000	Tennis On Campus
(31) Lake Nona Institute Inc 6900 T Lakes Blvd ORLANDO,FL32827	27-3346737	501(C)(3)	35,000	PROGRAM SUPPORT
(32) KALAMAZOO COLLEGE 1200 ACADEMY STREET KALAMAZOO,MI49006	38-1358014	501(C)(3)	32,000	Facility Assistance
(33) CITY OF SHREVEPORT 505 TRAVIS STREET SHREVEPORT,LA71101	72-6001326	GOVERNMENT	30,000	Facility Assistance
(34) CITY OF POCAHONTAS 410 N MARR ST POCAHONTAS,AR72455	71-6010432	GOVERNMENT	26,000	Facility Assistance
(35) PANAMA CITY RACQUET CLUB 3505 W HGHWY 390 PANAMA CITY,FL32405	59-3658509	N/A	25,500	Facility Assistance
(36) GREATER NY MARCH OF DIMES 233 PARK AVE S 3RD FL NEW YORK,NY10003	13-1846366	501(C)(3)	25,000	PROGRAM SUPPORT
(37) XS TENNIS & EDUCATION FOUNDATION 5336 S State CHICAGO,IL60643	26-1734791	501(C)(3)	25,000	PROGRAM SUPPORT
(38) PHIT WORLD FOUNDATION 1032 15TH ST NW WASHINGTON,DC200051503	46-3861749	501(C)(3)	25,000	Allied Partner Grant
(39) JR TENNIS CHAMPIONS CENTER 5200 CAMPUS DRIVE COLLEGE PARK,MD20740	52-2114223	501(C)(3)	25,000	Junior ITF Event
(40) SOUTH ATLANTA CTA 6320 COLONIAL VIEW FAIRBURN,GA30213	58-1885686	501(C)(3)	25,000	PROGRAM SUPPORT
(41) LAKESHORE FOUNDATION 4000 RIDGEWAY DR BIRMINGHAM,AL35209	63-0288847	501(C)(3)	24,075	Wheelchair Grant
(42) BATON ROUGE WHEELCHAIR TA 19037 EPERNAY COURT BATON ROUGE,LA70817	58-1934935	501(C)(3)	22,500	Wheelchair Grant
(43) UTAH TENNIS ASSOCIATION 2469 E UNION BLVD SALT LAKE CITY,UT84121	87-0335459	501(C)(4)	20,185	Wheelchair Grant
(44) ARAPAHOE WARRIOR BOOSTER ORG 2201 E DRY CREEK RD LITTELON,CO80122	20-3388320	501(C)(3)	20,000	Facility Assistance
(45) TUNICA NATIONAL GOLF & TENNIS 1 CHAMPIONS LANE ROBINSONVILLE,MS38664	33-1059760	N/A	20,000	Facility Assistance
(46) THE PARK DISTRICT LIBERTY TOWNSHIP HARDIN COUNTY OH ADA,OH45810	34-4417241	GOVERNMENT	20,000	Facility AssistancE
(47) CITY OF EUCLID 585 E 222ND STREET EUCLID,OH44123	34-6000965	GOVERNMENT	20,000	Facility Assistance
(48) PORTAGE PUBLIC SCHOOLS 8107 MUSTANG DRIVE PORTAGE,MI49002	38-6001950	SCHOOL DISTRICT	20,000	Facility Assistance
(49) EAST CHINA SCHOOL DISTRICT 1585 MEISNER RD EAST CHINA,MI48054	38-6003547	SCHOOL DISTRICT	20,000	Facility Assistance
(50) GREATER MADISON TENNIS ASSOC 7821 STRATTON WAY MADISON,WI53719	39-1505768	501(C)(3)	20,000	Facility Assistance
(51) UNIFIED SCHOOL DISTRICT OF DE PERE 1700 CHICAGO ST DE PERE,WI54115	39-6001687	SCHOOL DISTRICT	20,000	Facility Assistance
(52) CITY OF WILLMAR 333 6TH STREET SW WILLMAR,MN56201	41-6005645	GOVERNMENT	20,000	Facility Assistance
(53) CITY OF MENDOTA HEIGHTS 1101 V CURVE MENDOTA HEIGHTS,MN55118	41-6008695	GOVERNMENT	20,000	Facility Assistance
(54) LENNY SIMPSON TENNIS & EDUCATION FDN PO BOX 3112 WILMINGTON,NC28406	46-1952014	501(C)(3)	20,000	Facility Assistance
(55) BAY COMMUNITY TENNIS ASSOC 112 BOEHRINGER CT BAY CITY,MI48707	47-4662969	501(C)(3)	20,000	Facility Assistance
(56) FORT GREENE TENNIS ASSOCIATION 1732 1ST AVENUE NEW YORK,NY10128	47-5212189	501(C)(3)	20,000	Facility Assistance
(57) TOWN OF SELMA 114 N RAIFORD ST SELMA,NC27576	56-6001331	GOVERNMENT	20,000	Facility Assistance
(58) CITY OF PALM COAST 160 LAKE AVENUE PALM COAST,FL32164	59-3614294	GOVERNMENT	20,000	Facility Assistance
(59) SCOTT COUNTY FISCAL COURT 101 EAST MAIN ST GEORGETOWN,KY40324	61-6000775	GOVERNMENT	20,000	Facility Assistance
(60) CITY OF PADUCAH KY 300 SOUTH 5TH ST PADUCAH,KY42002	61-6001891	GOVERNMENT	20,000	Facility Assistance
(61) CITY OF LITTLE ROCK 500 WEST MARKHAM ST LITTLE ROCK,AR72201	71-6014465	GOVERNMENT	20,000	Facility Assistance
(62) CITY OF ENTERPRISE 375 S 200 E ENTERPRISE,UT84725	87-6011342	GOVERNMENT	20,000	Facility Assistance
(63) FIVE SEASONS COUNTRY CLUB 4425 POSSUM RUN RD DAYTON,OH45440	99-9999999	N/A	19,000	Facility Assistance
(64) CENTER COURT AT MARLBORO LLC 185 AMBOY RD MORGANVILLE,NJ07751	45-3784999	N/A	17,700	Facility Assistance
(65) TOWN OF BEDFORD 215 E MAIN ST BEDFORD,VA24523	54-6001138	GOVERNMENT	17,000	Facility Assistance
(66) DENVER TENNIS PARK INC 1560 S FRANKLIN ST DENVER,CO80210	82-0620668	501(C)(3)	17,000	Facility Assistance
(67) CITY OF SURPRISE 16000 N C CTR PLAZA SURPRISE,AZ85374	86-6007796	GOVERNMENT	16,360	Leagues Grant
(68) CITY OF ROME PO BOX 1433 ROME,GA301621433	58-6000653	MUNICIPALITY	16,000	Wheelchair Grant
(69) SCARBOROUGH EAST TENNIS 5641 Alshire RD Columbus,OH43232	99-9999999	N/A	16,000	Facility Assistance
(70) NORTH CAROLINA TENNIS ASSOC 2709 HENRY ST GREENSBORO,NC27405	56-1121513	501(C)(4)	15,550	Facility Assistance
(71) NORTH YARMOUTH ACADEMY 148 MAIN ST YARMOUTH,ME04096	01-0211536	501(C)(3)	15,000	Facility Assistance
(72) WOMEN'S SPORTS FOUNDATION 247 WEST 30TH ST NEW YORK,NY10001	23-7380557	501(C)(3)	15,000	PROGRAM SUPPORT
(73) GULL LAKE COMMUNITY SCHOOL 10100 EAST D AVE RICHLAND,MI49083	38-1685940	501(C)(3)	15,000	Facility Assistance
(74) LOGAN MARTIN TENNIS ASSOC PO BOX 30 PELL CITY,AL35125	72-1395866	501(C)(3)	15,000	Facility Assistance
(75) Novak Djokovic Foundation Bulevar Mihaila Pupina 10 A BeLgradE RI	45-4219615	501(C)(3)	15,000	PROGRAM SUPPORT
(76) Rafa Nadal Foundation Inc 655 3RD AVE STE 1400 NEW YORK,NY10017	37-1832779	501(C)(3)	15,000	PROGRAM SUPPORT
(77) CENTRAL FLORIDA SPORTS COMMISSION INC 400 W CHURCH ST ORLANDO,FL32801	59-3152788	501(C)(3)	14,167	PROGRAM SUPPORT
(78) CITY OF COLUMBIA MISSOURI 701 E BROADWAY COLUMBIA,MO65201	43-6000810	GOVERNMENT	14,000	Facility Assistance
(79) ARTHUR ASHE INSTITUTE FOR URBAN HEALTH INC 450 CLARKSON AVE BROOKLYN,NY11203	11-3185372	501(C)(3)	13,936	PROGRAM SUPPORT
(80) SPORTSMEN'S TENNIS CLUB ENRICHMENT CTR 950 BLUE HILL AVE DORCHESTER,MA02124	23-7037183	501(C)(3)	13,800	Facility Assistance
(81) CARY TENNIS PARK Town of Cary 316 NORTH ACADEMY ST CARY,NC275128005	56-6001196	MUNICIPALITY	13,000	Facility Assistance
(82) CITY OF ALTUS 509 S MAIN ST ALTUS,OK73521	73-6005064	GOVERNMENT	12,500	Facility Assistance
(83) GEORGIA TENNIS ASSOCIATION 116 MARBLE MILL RD MARIETTA,GA30060	58-1309245	501(C)(4)	12,040	Marketing Grant
(84) CITY OF MISSOURI CITY 1522 TEXAS PARKWAY MISSOURI CITY,TX77489	74-6029035	GOVERNMENT	10,800	Facility Assistance
(85) CITY OF ASHEVILLE 70 COURT PLAZA ASHEVILLE,NC28801	56-6000224	GOVERNMENT	10,500	Facility Assistance
(86) USTA NATIONAL TENNIS CENTER F MEADOWS CORONA PK FLUSHING,NY11368	13-2946690	501(C)(3)	10,200	Wheelchair Grant
(87) COLBY COLLEGE 4800 MAYFLOWER HILL WATERVILLE,MA04901	01-0211497	501(a)	10,000	Facility Assistance
(88) MIDDLEBURY COLLEGE 152 MAPLE ST MIDDLEBURY,VT05753	03-0179298	501(C)(3)	10,000	Facility Assistance
(89) NEW JERSEY INSTITUTE OF TECHNOLOGY 323 Dr MLK Jr Blvd NEWARK,NJ071021982	22-1714037	EDUCATIONAL INS	10,000	Facility Assistance
(90) RUTGERS THE STATE UNIVERSITY 33 KNIGHTSBRIDGE RD PISCATAWAY,NJ08854	22-6001086	501(C)(3)	10,000	Multicultural Grant
(91) SCHOOL DISTRICT OF LANCASTER 1020 LEHIGH AVE LANCASTER,PA17602	23-1726414	SCHOOL DISTRICT	10,000	Facility Assistance
(92) THE OHIO STATE UNIVERSITY 2020 BLANKENSHIP HALL COLUMBUS,OH43210	31-6025986	501(C)(1)	10,000	Facility Assistance
(93) CHILDREN'S MUSEUM OF INDIANAPOLIS INC PO BOX 3000 INDIANAPOLIS,IN46208	35-0867985	501(C)(3)	10,000	Facility Assistance
(94) EVANSVILLE AREA TENNIS PATRONS 5428 DAVIS LANT DR EVANSVILLE,IN47715	35-1385692	501(C)(3)	10,000	Multicultural Grant
(95) LINCOLN PARKS & RECREATION FDN 3131 O ST LINCOLN,NE68510	36-3853746	501(C)(3)	10,000	Facility Assistance
(96) UNIVERSITY OF ILLINOIS 506 S WRIGHT ST URBANA,IL61801	37-6000511	501(C)(3)	10,000	Facility Assistance
(97) CALVIN COLLEGE 3201 BURTON ST SE GRAND RAPIDS,MI49546	38-3071514	501(C)(3)	10,000	Facility Assistance
(98) OTSEGO COUNTY SPORTSPLEX 1250 GORNICK AVE GARYLORD,MI497345886	38-3216381	501(C)(3)	10,000	Facility Assistance
(99) SCHOOL DISTRICT OF BARABOO 423 LINN ST BARABOO,WI53913	39-6000842	SCHOOL DISTRICT	10,000	Court Line Grant
(100) TENNIS AND LEARNING INC 100 FEDERAL DRIVE ST PAUL,MN55111	41-1965977	501(C)(3)	10,000	Facility Assistance
(101) DRAKE UNIVERSITY 2507 UNIV AVE DES MOINES,IA503114505	42-0680460	501(C)(3)	10,000	Facility Assistance
(102) TOWN OF ELKIN PO BOX 857 ELKIN,NC28621	56-6001218	GOVERNMENT	10,000	Facility Assistance
(103) PTR-PROFESSIONAL TENNIS REGIST PO BOX 4739 HILTON HEAD,SC29938	57-0795565	501(C)(6)	10,000	Wheelchair Grant
(104) CLEMSON UNIVERSITY 284A LEHOTSKY HALL CLEMSON,SC29634	57-6000254	501(C)(3)	10,000	Facility Assistance
(105) YMCA OF FLORIDA'S FIRST COAST INC 40 EAST ADAMS ST JACKSONVILLE,FL32202	59-0638514	501(C)(3)	10,000	Facility Assistance
(106) CITY OF LAKELAND 10001 HWY 70 LAKELAND,TN38002	62-1056632	GOVERNMENT	10,000	Facility Assistance
(107) CITY OF KINGSPORT 225 WEST CENTER ST KINGSPORT,TN37660	62-6000323	GOVERNMENT	10,000	Facility Assistance
(108) MUNICIPALITY OF BARCELONETA PO BOX 2049 BARCELONETA,PR00617	66-0434377	GOVERNMENT	10,000	Facility Assistance
(109) CITY OF PINE BLUFF 200 EAST 8TH AVE PINE BLUFF,AR71601	71-6009954	GOVERNMENT	10,000	Facility Assistance
(110) TUCSON TENNIS MANAGEMENT LLC 50 S ALVERNON WAY TUCSON,AZ85711	81-4462857	N/A	10,000	Zonal Competition
(111) TENNIS CLUB OF ALBUQUERQUE INC 2901 I SCHOOL RD NE ALBUQUERQUE,NM87106	85-0126723	501(C)(7)	10,000	Facility Assistance
(112) WHITMAN COLLEGE 345 BOYER AVE WALLA WALLA,WA99362	91-0567740	501(C)(3)	10,000	Facility Assistance
(113) SANTA CLARA UNIVERSITY 400 EL CAMINO REAL SANTA CLARA,CA95053	94-1156617	501(C)(3)	10,000	Facility Assistance
(114) THE UCLA FDN 10889 WILSHIRE BLVD LOS ANGELES,CA90024	95-2250801	501(C)(3)	10,000	Facility Assistance
(115) International Tennis Fedration Bank Lane Roehampton LONDON SW15 5XZ UK	75-2183557	501(C)(6)	10,000	Allied Partner Grant
(116) UCF Athletics Assn Inc 4465 Knights Victory Way Orlando,FL32816	56-2334448	501(C)(3)	10,000	PROGRAM SUPPORT
(117) NYJTL 58-12 QUEENS BLVD WOODSIDE,NY11377	23-7442256	501(C)(3)	9,750	PROGRAM SUPPORT
(118) WHEELCHAIR TENNIS OF INDIANA 4717 BLVD PLACE INDIANAPOLIS,IN46208	47-4187695	501(C)(3)	9,570	Wheelchair Grant
(119) MARY FREE BED HOSPITAL & REHAB CENTER 235 WEALTHY ST SE GRAND RAPIDS,MI49503	38-1359265	501(C)(3)	9,000	Wheelchair Grant
(120) PLAYER'S INTERNATIONAL MANAGEMENT 30 NW 1 ST AVE DELRAY BEACH,FL33444	65-0489437	N/A	8,000	PROGRAM SUPPORT
(121) BASELINE WHEELCHAIR TENNIS FDN 7290 MILLBROOK OAKS DR LAKELAND,FL33813	03-0578203	501(C)(3)	7,696	Wheelchair Grant
(122) AMERICAN HEART ASSOCIATION 125 EAST BETHPAGE RD PLAINVIEW,NY11803	13-5613797	501c3	7,600	PROGRAM SUPPORT
(123) AMERICAN SPORTS BUILDERS ASSOC 9 NEWPORT DRIVE FOREST HILL,MD21050	13-2561230	501(C)(6)	7,500	PROGRAM SUPPORT
(124) WASHINGTON TENNIS & EDUCATION FDN NW CAMPUS 16TH ST WASHINGTON,DC20011	52-6046504	501(C)(3)	7,500	GENERAL SUPPORT
(125) SONOMA VALLEY TENNIS ASSOC PO BOX 766 EL VERANO,CA954330766	73-1639035	501(C)(3)	7,500	Facility Assistance
(126) LA JOLLA BEACH & TENNIS CLUB 2000 SPINDRIFT DR LA JOLLA,CA92037	33-0265921	CORPORATION	7,200	Adult Senior
(127) MOBILE AREA TENNIS ASSOCIATION 851 GAILLARD DR MOBILE,AL36608	20-0116253	501(C)(4)	7,000	Community
(128) CITY OF MILTON GEORGIA 2006 HERITAGE WALK MILTON,GA30004	51-0608862	GOVERNMENT	7,000	Facility Assistance
(129) LONGWOOD CRICKET CLUB 564 HAMMOND ST CHESTNUT HILL,MA02167	04-1554270	501(C)(7)	6,600	Adult Senior
(130) NORTHWEST WHEELCHAIR TENNIS ASSOC 910 PLAYER DRIVE N KEIZER,OR97303	93-1063041	501(C)(3)	6,500	Wheelchair Grant
(131) WISCONSIN TENNIS ASSOCIATION W6860 ROGERSVILLE RD FOND DU LAC,WI54937	39-6283503	501(C)(4)	6,000	Marketing Grant
(132) NJTL OF TRENTON 949 W STATE ST TRENTON,NJ08618	52-1260470	501(C)(3)	6,000	Facility Assistance
(133) TODD MARTIN DEVELOPMENT FUND 200 N FOSTER AVE LANSING,MI48912	81-0583592	501(C)(3)	6,000	10 and Under Grant
(134) THE CLAREMONT CLUB 1777 MONTE VISTA CLAREMONT,CA91711	95-3627414	N/A	6,000	Community
(135) ACADEMIA SANCHEZ-CASAL FLORIDA 4995 AIRPORT PULLING RD N NAPLES,FL34105	99-9999999	N/A	5,800	Adult Senior
(136) UNIVERSITY OF WYOMING 1000 E UNIVERSITY AVE LARAMIE,WY82071	83-6000331	501(C)(1)	5,650	10 and Under Grant
(137) SAN ANTONIO TENNIS ASSOCIATION 1503 SAN PEDRO AVE SAN ANTONIO,TX78212	74-6062875	501(C)(3)	5,600	10 and Under Grant
(138) JVTENNIS CORPORATION 14850 LUDLAM RD MIAMI,FL33158	45-0589102	N/A	5,500	Facility Assistance
(139) MALIVAI WASHINGTON KIDS FDN 1096 WEST 6TH ST JACKSONVILLE,FL32209	59-3559150	501(C)(3)	5,500	PROGRAM SUPPORT
(140) GERMANTOWN CRICKET CLUB 411 W MAINHEIM ST PHILADELPHIA,PA19144	23-0620930	501(C)(7)	5,400	Adult Senior

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2019

Page 2

Part III

Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance	(b) Number of recipients	(c) Amount of cash grant	(d) Amount of noncash assistance	(e) Method of valuation (book, FMV, appraisal, other)	(f) Description of noncash assistance

(1) Adult Senior Championship GRANT	46	92,300
(2) Multicultural Grant	65	90,375
(3) Sr. Int'l Play Grant	52	75,150
(4) Wheelchair Grant	28	46,727
(5) Grants - Other	6	14,500
(6) Leagues Grant	26	10,625
(7) Zonal Competition Grants	2	6,000
(8) College Competition Grants	4	4,000
(9) Recreational Tennis Grant	11	3,700
(10) EVENTS GRANT	2	2,300
(11) Youth Team Tennis Grant	1	2,000
(12) Community Involvement Grant	1	2,000
(13) 10 and Under Grant	1	400

Part IV

Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

Return Reference	Explanation
PART I, LINE 2:	The association monitors the use of grant funds paid to the sections by requiring the sections to submit their annual audited financial statements and form 990. The sections also must file a section funding accountability report annually. Organizations receiving public facility funding grants must complete an extensive application for funding and must receive permission in writing to deviate from the proposed spending plan. Grantees must submit a grant application which requires submission of the total project budget and detailed spending plan. Successful completion of the grant process includes technical reviews with USTA consultants for projects requiring reconstruction or new construction of a facility. If awarded, prior to receiving their funds, facility grant recipients are required to submit an accountability form that is reviewed by staff and/or USTA consultants to ensure the project has been completed as approved. The accountability process requires grantees to submit fiscal and narrative end-of-project reports detailing the results of their projects. Recipients of tournament/championship grants are required to submit reports following the completion of their events detailing the results of the events and all expenditures.

Return Reference

Explanation

PART I, LINE 2:

The association monitors the use of grant funds paid to the sections by requiring the sections to submit their annual audited financial statements and form 990. The sections also must file a section funding accountability report annually. Organizations receiving public facility funding grants must complete an extensive application for funding and must receive permission in writing to deviate from the proposed spending plan. Grantees must submit a grant application which requires submission of the total project budget and detailed spending plan. Successful completion of the grant process includes technical reviews with USTA consultants for projects requiring reconstruction or new construction of a facility. If awarded, prior to receiving their funds, facility grant recipients are required to submit an accountability form that is reviewed by staff and/or USTA consultants to ensure the project has been completed as approved. The accountability process requires grantees to submit fiscal and narrative end-of-project reports detailing the results of their projects. Recipients of tournament/championship grants are required to submit reports following the completion of their events detailing the results of the events and all expenditures.

Schedule I (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

UNITED STATES TENNIS ASSOCIATION INCORPORATED

Employer identification number

13-5459420

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2019

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1Gordon Smith Executive Director, CEO	(i) (ii)	863,127 ------------- 0	441,154 ------------- 0	11,892 ------------- 0	8,400 ------------- 0	28,659 ------------- 0	1,353,232 ------------- 0	98,502 ------------- 0
2Andrea Hirsch CAO & GENERAL COUNSEL	(i) (ii)	654,133 ------------- 0	251,902 ------------- 0	12,304 ------------- 0	8,400 ------------- 0	11,697 ------------- 0	938,436 ------------- 0	0 ------------- 0
3EDWARD NEPPL Chief Financial Officer	(i) (ii)	483,510 ------------- 0	193,769 ------------- 0	422 ------------- 0	8,969 ------------- 0	28,922 ------------- 0	715,592 ------------- 0	0 ------------- 0
4LEWIS SHERR Chief Revenue Officer	(i) (ii)	633,197 ------------- 0	468,750 ------------- 0	22,522 ------------- 0	8,400 ------------- 0	34,333 ------------- 0	1,167,202 ------------- 0	0 ------------- 0
5Stacey Milkovich CHIEF EXECUTIVE, PRO TENNIS	(i) (ii)	617,725 ------------- 0	251,632 ------------- 0	789 ------------- 0	8,400 ------------- 0	34,383 ------------- 0	912,929 ------------- 0	0 ------------- 0
6Kurt Kamperman chief exec., national campus	(i) (ii)	495,831 ------------- 0	217,418 ------------- 0	4,796 ------------- 0	8,400 ------------- 0	28,922 ------------- 0	755,367 ------------- 0	0 ------------- 0
7AMY WESLY CHIEF MARKETING OFFICER	(i) (ii)	476,276 ------------- 0	191,559 ------------- 0	275 ------------- 0	8,400 ------------- 0	39,333 ------------- 0	715,843 ------------- 0	0 ------------- 0
8DAVID BREWER CHIEF PRO. TENNIS OFFICER	(i) (ii)	341,197 ------------- 0	117,665 ------------- 0	2,286 ------------- 0	8,400 ------------- 0	34,383 ------------- 0	503,931 ------------- 0	0 ------------- 0
9CRAIG MORRIS chief exec., COMM TENNIS&YOUTH	(i) (ii)	398,906 ------------- 0	136,438 ------------- 0	422 ------------- 0	0 ------------- 0	34,383 ------------- 0	570,149 ------------- 0	0 ------------- 0
10PAUL MAYA Chief Technology Officer	(i) (ii)	360,895 ------------- 0	148,923 ------------- 0	275 ------------- 0	8,400 ------------- 0	34,383 ------------- 0	552,876 ------------- 0	0 ------------- 0
11CHRISTIAN WIDMAIER MANAGING DIR. CORP. COMMUNICAT	(i) (ii)	320,366 ------------- 0	114,847 ------------- 0	789 ------------- 0	8,400 ------------- 0	34,383 ------------- 0	478,785 ------------- 0	0 ------------- 0
12Staciellen Mischel Assoc. Gen. Counsel & dep. clo	(i) (ii)	297,590 ------------- 0	108,237 ------------- 0	789 ------------- 0	8,400 ------------- 0	28,922 ------------- 0	443,938 ------------- 0	0 ------------- 0

Schedule J (Form 990) 2019

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference	Explanation
PART I, LINE 1A:	FIRST CLASS TRAVEL: IN ACCORDANCE WITH THE TRAVEL POLICY, BOARD MEMBERS AND EMPLOYEES ABOVE DIRECTOR LEVEL ARE ENTITLED TO BUSINESS CLASS AIRFARES FOR FLIGHTS GREATER THAN FIVE HOURS. THE PRESIDENT AND FIRST VP ARE ENTITLED TO BUSINESS CLASS AIRFARES FOR ALL FLIGHTS. IN THE EVENT BUSINESS CLASS AIRFARE IS NOT AVAILABLE, THE ABOVE INDIVIDUALS ARE ENTITLED TO FIRST CLASS UNDER THE ASSOCIATION'S ACCOUNTABLE EXPENSE REIMBURSEMENT PLAN. TRAVEL FOR COMPANIONS: UNDER THE ASSOCIATION'S ACCOUNTABLE EXPENSE REIMBURSEMENT POLICY, TRAVEL FOR COMPANIONS IS ALLOWED IN VERY LIMITED CIRCUMSTANCES.

Return Reference

Explanation

PART I, LINE 1A:

FIRST CLASS TRAVEL: IN ACCORDANCE WITH THE TRAVEL POLICY, BOARD MEMBERS AND EMPLOYEES ABOVE DIRECTOR LEVEL ARE ENTITLED TO BUSINESS CLASS AIRFARES FOR FLIGHTS GREATER THAN FIVE HOURS. THE PRESIDENT AND FIRST VP ARE ENTITLED TO BUSINESS CLASS AIRFARES FOR ALL FLIGHTS. IN THE EVENT BUSINESS CLASS AIRFARE IS NOT AVAILABLE, THE ABOVE INDIVIDUALS ARE ENTITLED TO FIRST CLASS UNDER THE ASSOCIATION'S ACCOUNTABLE EXPENSE REIMBURSEMENT PLAN. TRAVEL FOR COMPANIONS: UNDER THE ASSOCIATION'S ACCOUNTABLE EXPENSE REIMBURSEMENT POLICY, TRAVEL FOR COMPANIONS IS ALLOWED IN VERY LIMITED CIRCUMSTANCES.

Schedule J (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule L
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Transactions with Interested Persons

Complete if the organization answered "Yes" on Form 990, Part IV, lines 25a, 25b, 26, 27, 28a, 28b, or 28c, or Form 990-EZ, Part V, line 38a or 40b.
MediumBullet

Attach to Form 990 or Form 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

UNITED STATES TENNIS ASSOCIATION INCORPORATED

Employer identification number

13-5459420

Part I

Excess Benefit Transactions (section 501(c)(3), section 501(c)(4), and section 501(c)(29) organizations only).
Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

1(a) Name of disqualified person	(c) Description of transaction	(d) Corrected?
1(a) Name of disqualified person	(c) Description of transaction	Yes	No

Enter the amount of tax incurred by the organization managers or disqualified persons during the year under section 4958. ........................... Bullet Image

Enter the amount of tax, if any, on line 2, above, reimbursed by the organization ........ Bullet Image

Part II

Loans to and/or From Interested Persons.
Complete if the organization answered "Yes" on Form 990-EZ, Part V, line 38a, or Form 990, Part IV, line 26; or if the organization reported an amount on Form 990, Part X, line 5, 6, or 22

(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	(d) Loan to or from the organization?		(e) Original principal amount	(f) Balance due	(g) In default?		(h) Approved by board or committee?		(i) Written agreement?
(a) Name of interested person	(b) Relationship with organization	(c) Purpose of loan	To	From	(e) Original principal amount	(f) Balance due	Yes	No	Yes	No	Yes	No






Total ............... $

Part III

Grants or Assistance Benefiting Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of assistance	(d) Type of assistance	(e) Purpose of assistance

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50056A

Schedule L (Form 990 or 990-EZ) 2019

Page 2

Part IV

Business Transactions Involving Interested Persons.
Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

(a) Name of interested person	(b) Relationship between interested person and the organization	(c) Amount of transaction	(d) Description of transaction	(e) Sharing of organization's revenues?
(a) Name of interested person		(c) Amount of transaction	(d) Description of transaction	Yes	No
(1) MARK EIN recreation team tennis	former director	175,000	consulting fees		No

Part V

Supplemental Information
Provide additional information for responses to questions on Schedule L (see instructions).

Return Reference	Explanation

Schedule L (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

UNITED STATES TENNIS ASSOCIATION INCORPORATED

Employer identification number

13-5459420

Return Reference	Explanation
FORM 990, PART III, LINE 4A:	US OPEN: UNITED STATES TENNIS ASSOCIATION INCORPORATED ("USTATHE "ASSOCIATION") ORGANIZES AND CONDUCTS THE UNITED STATES OPEN TENNIS CHAMPIONSHIPS--THE US OPEN--WHICH IS THE ONE OF THE WORLD'S HIGHEST-ATTENDED ANNUAL SPORTING EVENTS AND ONE OF ITS PREMIER SPORTING ATTRACTIONS. THE US OPEN IS HELD EACH YEAR AT THE USTA BILLIE JEAN KING NATIONAL TENNIS CENTER. STAGING THE US OPEN REQUIRES THE DEDICATION AND TALENTS OF NUMEROUS USTA VOLUNTEERS, USTA STAFF, AND SEASONAL HELP TO RUN THIS TENNIS TOURNAMENT EFFICIENTLY AND EFFECTIVELY. THE US OPEN HELPS FULFILL MANY OF THE USTA'S MAJOR PURPOSES, INCLUDING: TO PROMOTE THE DEVELOPMENT OF TENNIS AS A MEANS OF HEALTHFUL RECREATION AND PHYSICAL FITNESS; TO ORGANIZE TENNIS TOURNAMENTS AND COMPETITIONS FOR ALL TENNIS ATHLETES WITHOUT REGARD TO GENDER, RACE, CREED, COLOR, OR NATIONAL ORIGIN, AND UNDER THE BEST CONDITIONS POSSIBLE; AND TO PROMOTE THE GAME OF TENNIS TO THE GENERAL PUBLIC. IT IS A MAJOR EXPECTATION OF THE US OPEN THAT THE FANS' ENTHUSIASM AND EXCITEMENT FOR THE EVENT WILL ENCOURAGE THEIR INTEREST IN TENNIS AND DRIVE PARTICIPATION IN THE SPORT. AS THE PREMIER SHOWCASE FOR TENNIS IN THE UNITED STATES, THE US OPEN USES ITS WORLD-WIDE STAGE TO HELP GROW THE GAME. THE 2019 US OPEN KICKED OFF WITH THE 24TH ANNUAL ARTHUR ASHE KIDS' DAY, THE WORLD'S LARGEST SINGLE-DAY, GRASS-ROOTS TENNIS AND ENTERTAINMENT EVENT, WHICH CELEBRATES THE LIFE AND LEGACY OF ARTHUR ASHE. THE EVENT CONTINUES ASHE'S MISSION OF USING TENNIS AS A MEANS TO INSTILL IN CHILDREN THE VALUES OF HUMANITARIANISM, LEADERSHIP, AND EXCELLENCE. THE MORNING GROUNDS FESTIVAL OF THE 2019 ARTHUR ASHE KIDS' DAY FEATURED KID-FRIENDLY TENNIS PROGRAMMING THROUGHOUT THE GROUNDS AND WAS FREE TO THE PUBLIC, AND WAS FOLLOWED BY A STADIUM SHOW FEATURING A LINEUP OF TENNIS GREATS AND MUSICAL GUESTS. THE 2019 US OPEN DREW A TOTAL OF 853,227 FANS OVER FAN WEEK PLUS THE TWO WEEKS OF THE MAIN DRAW. OPENING DAY DREW A RECORD 41,050 FANS FOR THE DAY SESSION AND CONCLUDED WITH 27,009 FANS ATTENDING THE EVENING SESSION FOR THE HIGHEST-EVER OPENING DAY DAILY GATE. THE 2019 US OPEN ALSO SET A TOURNAMENT MARK FOR A NIGHT SESSOIN, WHEN 29,053 FANS ATTENDED THE EVENING MATCHES ON SATURDAY, AUGUST 31. THE NEXT DAY, THE TOURNAMENT ESTABLISHED A RECORD FOR FIRST-WEEK ATTENDANCE WITH 481,508 FANS. THE 2019 US OPEN AVERAGED 1.28 MILLION VIEWERS ACROSS ESPN AND ESPN2, WHICH IS THE LARGEST-EVE AVERAGE AUDIENCE FOR THE US OPEN ON ESPN, AS WELL AS THE LARGEST CABLE AUDIENCE SINCE 2001. THE WOMENS SINGLES FINAL AVERAGED 3.3 MILLION VIEWERS, AND THE MENS SINGLES FINAL TELECAST AVERAGED 2.8 MILLION VIEWERS. THE TOURNAMENTS OFFICIAL DIGITAL PROPERTIES, USOPEN.ORG AND THE US OPEN APP, RESULTED IN 40 MILLION VISITS AND 15.6 MILLION CONTENT VIEWS. THE 2019 US OPEN CONTINUED TO MAKE THE US OPEN ONE OF THE EASIEST PLACES TO BE ECO-FRIENDLY AND ENVIRONMENTALLY SENSITIVE, FROM RECYCLING TO ENERGY MANAGEMENT.
FORM 990, PART III, LINE 4B:	COMMUNITY TENNIS DEVELOPMENT: COMMUNITY TENNIS STRIVES TO GROW TENNIS AT EVERY LEVEL WITH A GOAL OF MAKING THE GAME ACCESSIBLE TO EVERYONE. IT SUPPORTS A WIDE RANGE OF TENNIS PROGRAMS DESIGNED TO HELP PEOPLE LEARN THE GAME, PLAY THE GAME, AND TAKE ADVANTAGE OF ITS MANY HEALTH, FITNESS, AND SOCIAL BENEFITS. IT IS THE GOAL OF COMMUNITY TENNIS TO HELP PEOPLE FIND THEMSELVES IN THE GAME AT EVERY STEP ALONG THE PLAY PATHWAY. IN 2019, COMMUNITY TENNIS LAUNCHED NET GENERATION AS THE OFFICIAL YOUTH TENNIS BRAND OF THE USTA, EMBRACING ALL ASPECTS OF YOUTH PLAY FOR KIDS AGES 5 TO 18, WITH MORE THAN 456,000 PLAYERS AND PARENTS CONNECTING TO THE USTA VIA NET GENERATION. IN ADDITION TO PROVIDING PLAY OPPORTUNITIES TO THE PUBLIC, COMMUNITY TENNIS IN 2019 ALSO HELPED DEVELOP THE NEXT GENERATION OF TENNIS INDUSTRY PROFESSIONALS THROUGH USTA-U, WHICH OFFERS RESOURCES AND EDUCATIONAL OPPORTUNITIES IN TEACHING TENNIS, CLUB AND EVENT MANAGEMENT, HOSPITALITY AND SPORTS SCIENCE. COMMUNITY TENNIS WORKS WITH THE USTA'S 17 INDEPENDENTLY GOVERNED GEOGRAPHICAL SECTIONS ACROSS THE U.S., ALONG WITH MORE THAN TWO DOZEN NATIONAL USTA COMMITTEES(MADE UP OF LEADING VOLUNTEERS AND STAFF)AS WELL AS WITH THOUSANDS OF LOCAL VOLUNTEERS NATIONWIDE AND WITH TENNIS INDUSTRY PARTNERS ON NUMEROUS GRASS-ROOTS EFFORTS TO GROW THE GAME. THIS INCLUDES THE LARGEST INITIATIVE EVER TO STRENGTHEN THE TENNIS INFRASTRUCTURE IN PUBLIC PARKS AND SCHOOLS, INCLUDING THE BUILDING AND/OR RENOVATION OF MORE THAN 41,500 PUBLIC TENNIS COURTS. OTHER INITIATIVES INCLUDE DEVELOPING, STRENGTHENING, AND GROWING A NATIONWIDE NETWORK OF SELF-SUFFICIENT COMMUNITY TENNIS ASSOCIATIONS TO INCREASE TENNIS PARTICIPATION AT THE LOCAL LEVEL; PROMOTING AND PROVIDING DEVELOPMENT AND PLAY OPPORTUNITIES FOR PEOPLE IN WHEELCHAIRS TO BE INVOLVED IN THE SPORT OF TENNIS AS BOTH PLAYERS AND VOLUNTEERS; INTRODUCING TENNIS TO YOUTH THROUGH IN SCHOOL PHYSICAL EDUCATION CLASSES AND AFTER-SCHOOL TENNIS PROGRAMS; AND PROMOTING AND PROVIDING RECREATIONAL AND COMPETITIVE LEAGUE TEAM OPPORTUNITIES FOR PLAYERS AGE 18 TO 90+ IN THE COUNTRY'S LARGEST RECREATIONAL TENNIS LEAGUE, USTA LEAGUE. COMMUNITY TENNIS IS BASED AT THE USTA NATIONAL CAMPUS AT LAKE NONA IN ORLANDO, FLA., WHICH SERVES THE SPORT AT EVERY LEVEL OF PLAY AND DELIVERS AN UNPARALLELED TENNIS EXPERIENCE FOR PLAYERS OF ALL AGES AND ABILITY LEVELS. THE FACILITY HAS 100 TENNIS COURTS AND IS DIVIDED INTO DEDICATED AREAS THAT FOCUS ON THE COMPLETE TENNIS PATHWAY. MORE THAN 250,000 VISITORS OF ALL AGES AND ABILITIES TRAVELED TO THE USTA NATIONAL CAMPUS IN 2019 TO BE A PART OF ITS UNPARALLELED PLAYING, TRAINING, AND EDUCATIONAL EXPERIENCE.
FORM 990, PART III, LINE 4C:	PROFESSIONAL TENNIS OPERATIONS DIVISION: THE USTA PROFESSIONAL TENNIS OPERATIONS DIVISION CONSISTS OF PROFESSIONAL TOURNAMENTS, OFFICIATING, AND MAJOR EVENTS, INCLUDING THE OLYMPICS, DAVIS CUP AND FED CUP, AND THE USTA PRO CIRCUIT. TOGETHER, THEY MANAGE THE GAME AT THE HIGHEST LEVELS IN THE UNITED STATES, WITH AN EYE TOWARD PROVIDING A MANAGEABLE PATHWAY TO THE ELITE LEVELS OF TENNIS COMPETITION FOR ASPIRING PRO TENNIS PLAYERS AND OFFICIALS. THE ACTIVITIES MANAGED BY THE PROFESSIONAL TENNIS OPERATIONS DIVISION REPRESENT TENNIS COMPETITION FOR ATHLETES AT ITS ULTIMATE LEVEL. THE EVENTS STAGED BY THE DIVISION ARE LEVERAGED TO SHOWCASE THE FUN, EXCITEMENT, AND ATHLETIC EXCELLENCE OF THE SPORT AND TO ENCOURAGE PARTICIPATION AT ALL LEVELS. AS THE RECOGNIZED NATIONAL GOVERNING BODY OF THE SPORT OF TENNIS, THE USTA IS A MEMBER OF THE U.S. OLYMPIC COMMITTEE. THE USTA COORDINATES THE UNITED STATES' TENNIS PARTICIPATION IN THE OLYMPIC GAMES AND THE PARALYMPIC GAMES, AS WELL AS THE PAN-AMERICAN GAMES. DAVIS CUP AND FED CUP ARE THE ELITE INTERNATIONAL TEAM COMPETITIONS IN PROFESSIONAL TENNIS FOR MEN AND WOMEN, RESPECTIVELY, WITH MORE THAN 130 NATIONS COMPETING IN THESE EVENTS ANNUALLY. THE UNITED STATES HAS WON THE DAVIS CUP CHAMPIONSHIP ON 32 OCCASIONS, MORE THAN ANY OTHER NATION, WHILE THE UNITED STATES FED CUP TEAM HAS WON THE FED CUP TITLE MORE THAN ANY OTHER NATION, A RECORD 18 TIMES. THE US OPEN SERIES, WHICH THE USTA LAUNCHED IN 2004, LINKS ATP TOUR AND WTA SUMMER HARD-COURT TOURNAMENTS IN NORTH AMERICA TO THE US OPEN. THE SERIES MAKES IT EASIER FOR FANS TO CONNECT WITH THE GAME BY FORMING A TRUE REGULAR SEASON OF HARD-COURT TENNIS, WITH ITS COHESIVE SCHEDULE ALLOWING FOR "APPOINTMENT TELEVISION". MEANWHILE, THE USTA PROVIDED SUPPORT IN 2019 (VIA PRIZE MONEY, GRANTS, AND OTHER MEANS) TO THE APPROXIMATELY 100 SANCTIONED PROFESSIONAL TOURNAMENTS THAT COMPRISE THE USTA PRO CIRCUIT, THE WORLD'S LARGEST PROFESSIONAL TOUR FOR TENNIS DEVELOPMENT. THE USTA PRO CIRCUIT PROVIDES THE NEXT GENERATION OF AMERICAN CHAMPIONS WITH YEAR-ROUND OPPORTUNITIES TO DEVELOP THEIR GAME AND PLAY AGAINST WORLD-CLASS COMPETITION WITHOUT HAVING TO TRAVEL ABROAD. THE USTA'S OFFICIATING DEPARTMENT OVERSEES THE RECRUITMENT, CERTIFICATION, AND EVALUATION OF TENNIS OFFICIALS AT ALL LEVELS OF THE SPORT IN THE UNITED STATES, FROM GRASS-ROOTS TOURNAMENTS TO THE UPPER ECHELONS OF PROFESSIONAL TENNIS. BY TRAINING AND CERTIFYING QUALITY OFFICIALS WHO KNOW THE RULES AND REGULATIONS FOR THEIR ON-COURT AND OFF-COURT TOURNAMENT RESPONSIBILITIES, THE USTA SEEKS TO ENSURE SMOOTH-RUNNING TOURNAMENTS WHICH ARE ESSENTIAL TO GROWING THE GAME. EACH YEAR, THE USTA CERTIFIES APPROXIMATELY 3,500 TENNIS OFFICIALS, WITH THE MAJORITY OF THEM SERVING IN A VOLUNTEER CAPACITY.
FORM 990, PART VI, LINES 6, 7A & 7B:	THE VOTING MEMBERS OF THE ASSOCIATION ARE THE SECTIONAL ASSOCIATIONS AND DIRECT MEMBER CLUBS & ORGANIZATIONS WHO HAVE A WEIGHTED VOTE BASED ON ACTUAL MEMBERS IN THEIR GEOGRAPHIC AREA. THE VOTING MEMBERS APPROVE THE SLATE OF OFFICERS AND BOARD MEMBERS AS SUBMITTED BY THE NOMINATING COMMITTEE. IN ADDITION, THEIR RIGHTS INCLUDE APPROVING AMENDMENTS TO THE BY-LAWS AND OTHER VOTING RIGHTS PURSUANT TO NEW YORK STATE NOT-FOR-PROFIT CORPORATION LAW. FORM 990, PART VI, SECTION B, LINE 11B: FORM 990 WAS PREPARED BY A NATIONALLY RENOWNED ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S FINANCIAL DEPARTMENT. THE FORM 990 IS REVIEWED BY USTA'S LEGAL DEPARTMENT, AUDIT COMMITTEE AND IS ALSO DISTRIBUTED TO THE FULL BOARD OF DIRECTORS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C:	USTA HAS A CONFLICT OF INTEREST AND DISCLOSURE POLICY THAT APPLIES TO ALL EMPLOYEES, NATIONAL VOLUNTEERS AND BOARD MEMBERS. THE CONFLICT OF INTEREST AND DISCLOSURE POLICY REQUIRES AN EMPLOYEE, NATIONAL VOLUNTEER AND BOARD MEMBER TO REPORT INTERESTS OR RELATIONSHIPS THAT COULD PRESENT A POTENTIAL CONFLICT OF INTEREST. THE USTA OBTAINS ANNUAL CERTIFICATIONS FROM EMPLOYEES, NATIONAL VOLUNTEERS AND BOARD MEMBERS. THE ETHICS OFFICER REVIEWS THE COMPLETED DISCLOSURE STATEMENTS FOR EMPLOYEES AND THE AUDIT COMMITTEE REVIEWS THE COMPLETED DISCLOSURE STATEMENTS FOR THE VOLUNTEERS AT THE NATIONAL GOVERNING BODY LEVEL AND BOARD MEMBERS. THE ETHICS OFFICER AND THE CHAIR OF THE AUDIT COMMITTEE HAVE THE DISCRETION TO SHARE THE DISCLOSURE STATEMENTS WITH THE BOARD OF DIRECTORS AND/OR THE EXECUTIVE DIRECTOR & CHIEF OPERATING OFFICER AND/OR THE CHAIR OF THE RESPECTIVE NATIONAL COMMITTEE. THE ETHICS OFFICER AND THE AUDIT COMMITTEE (FOR VOLUNTEERS) DETERMINE WHETHER A CONFLICT EXISTS AND SO MARK THEIR DECISION ON THE DISCLOSURE STATEMENT, ALSO INDICATING THE REQUIRED CORRECTIVE ACTION SHOULD THEY DETERMINE THAT A CONFLICT EXISTS (WHICH MAY INCLUDE, BUT IS NOT LIMITED TO, PROHIBITION IN PARTICIPATING, DELIBERATING AND DECIDING ISSUES AND/OR IN TRANSACTIONS).
FORM 990, PART VI, SECTION B, LINES 15A AND 15B:	THE COMPENSATION COMMITTEE HAS RESPONSIBILITY FOR ESTABLISHING A COMPENSATION STRATEGY AND SETTING THE COMPENSATION OF THE EXECUTIVE DIRECTOR, HIS/HER DIRECT REPORTS, AND ANY OTHER HIGHLY COMPENSATED INDIVIDUALS DESIGNATED BY THE COMPENSATION COMMITTEE, PART OF WHICH INCLUDES THE EXECUTIVE DIRECTOR AND CHIEF EXECUTIVE OFFICER; CHIEF ADMINISTRATIVE OFFICER AND GENERAL COUNSEL; THE CHIEF FINANCIAL OFFICER; CHIEF EXECUTIVE, PRO TENIS; CHIEF EXECUTIVE, COMMUNITY TENNIS; CHIEF EXECUTIVE, USTA NATIONAL CAMPUS; CHIEF REVENUE OFFICER; CHIEF MARKETING OFFICER; CHIEF PROFESSIONAL TENNIS OFFICER, US OPEN TOURNAMENT DIRECTOR; AND CHIEF DIVERSITY AND INCLUSION OFFICER. THE COMPENSATION COMMITTEE MEETS A MINIMUM OF FOUR TIMES PER YEAR AND CONTEMPORANEOUSLY MAINTAINS MINUTES OF ITS MEETINGS. COMPENSATION AND INCENTIVE PLAN LEVELS ARE SET BY THE COMMITTEE FOLLOWING REVIEW OF APPROPRIATE COMPARABILITY DATA. APPROPRIATE COMPARABILITY DATA INCLUDES, BUT IS NOT LIMITED TO, (I) INFORMATION REGARDING COMPENSATION PAID BY SIMILAR ORGANIZATIONS FOR SIMILAR SERVICES, (II) THE AVAILABILITY OF SIMILAR SERVICES IN THE ORGANIZATION'S GEOGRAPHIC AREA, AND (III) COMPENSATION SURVEYS COMPILED BY INDEPENDENT FIRMS. THE REVIEW DESCRIBED ABOVE WAS CONDUCTED, WITH RESPECT TO COMPENSATION FOR THE ABOVE NOTED INDIVIDUALS, IN 2019.
FORM 990, PART VI, SECTION C, LINE 19:	THE ASSOCIATION PROVIDES COPIES OF THE FORM 990 AND ITS FINANCIAL STATEMENTS TO THE PUBLIC UPON REQUEST. THE ASSOCIATIONS BYLAWS ARE LOCATED ON ITS WEBSITE (USTA.COM). LASTLY, THE CONFLICT OF INTEREST POLICY CAN BE FOUND ONLINE AT WWW.ETHICSPOINT.COM UNDER THE WEBSITE DESIGNED FOR THE ASSOCIATION AND IS ALSO AVAILABLE UPON REQUEST FROM THE ASSOCIATION'S LEGAL DEPARTMENT.
FORM 990, PART XI, LINE 9:	THE AMOUNT ON LINE 5 REPRESENTS THE NET CHANGE IN UNREALIZED LOSS ON INVESTMENTS WHICH IS INCLUDED IN THE ASSOCIATION'S AUDITED CONSOLIDATED FINANCIAL STATEMENTS. THE AMOUNT ON LINE 9 REPRESENTS AN ADJUSTMENT IN USTA'S CONTROLLING INTEREST OF A TENNIS TOURNAMENT.

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

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- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

UNITED STATES TENNIS ASSOCIATION INCORPORATED

Employer identification number

13-5459420

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) US OPEN SERIES LLC 70 W Red Oak Lane White Plains,NY10604 20-0984914	Tennis	DE	71,426	202,927	USTA
(2) TENNIS RENDEZVOUS LLC 70 W Red Oak Lane White Plains,NY10604 46-5566771	Tennis	DE			USTA

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)USTA NATIONAL TENNIS CENTER INC 70 W Red Oak Lane White Plains,NY10604 13-2946690	Tennis	NY	501(c)(3)	10	USTA		No
(2)USTA FOUNDATION INC 70 W Red Oak Lane White Plains,NY10604 13-3782331	Grant Giving	NY	501(c)(3)	7	USTA		No
(3)USTA PLAYER DEVELOPMENT INC 70 W Red Oak Lane White Plains,NY10604 27-1368195	Youth Develop	NY	501(c)(3)	12a	USTA		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2019

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) Cincinnati Tennis 70 W Red Oak Lane White Plains,NY10604 26-4273680	Tennis Tourna	DE	USTA				No				93.800 %

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	Yes	No

Schedule R (Form 990) 2019

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

b Gift, grant, or capital contribution to related organization(s) ............................

Yes

c Gift, grant, or capital contribution from related organization(s) ............................

d Loans or loan guarantees to or for related organization(s) ............................

Yes

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

Yes

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

Yes

o Sharing of paid employees with related organization(s) ............................

Yes

p Reimbursement paid to related organization(s) for expenses ............................

q Reimbursement paid by related organization(s) for expenses ............................

Yes

r Other transfer of cash or property to related organization(s) ............................

s Other transfer of cash or property from related organization(s) ............................

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) USTA PLAYER DEVELOPMENT INC	B	19,143,137	CASH
(2) CINCINNATI TENNIS LLC	D	4,582,053	COST
(3) USTA NATIONAL TENNIS CENTER INC	K	1,987,457	CASH
(4) USTA FOUNDATION INCORPORATED	N	413,500	FMV
(5) USTA FOUNDATION INCORPORATED	O	2,675,732	FMV
(6) USTA FOUNDATION INCORPORATED	B	416,443	CASH
(7) USTA FOUNDATION INCORPORATED	Q	557,225	CASH
(8) USTA PLAYER DEVELOPMENT INC	N	793,381	COST
(9) NAT'AL TENNIS CENTER INC - SEE PART VII	N/O
(10) USTA PLAYER DEVELOPMENT INC - SEE PART VII	O

Schedule R (Form 990) 2019

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2019

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. (see instructions).

Return Reference

Explanation

PART V:

LINE 1N - PURSUANT TO THE USTA NATIONAL TENNIS CENTER INC ("NTC") CERTIFICATE OF INCORPORATION, CITY OF NEW YORK LEASE AND US OPEN AGREEMENT, NTC MAKES THE FACILITY AVAILABLE TO USTA FOR HOLDING THE US OPEN. UNDER THE OPEN AGREEMENT, NTC HAS THE RIGHT TO COLLECT TICKET AND OTHER US OPEN RELATED REVENUE. LINE 1O - EXECUTIVE AND ADMINISTRATIVE STAFF OF USTA PROVIDE ASSISTANCE TO THE USTA NATIONAL TENNIS CENTER INC AT NO CHARGE. LINE 1O - EXECUTIVE AND ADMINISTRATIVE STAFF OF THE USTA PROVIDE ASSISTANCE TO USTA PLAYER DEVELOPMENT INC AT NO CHARGE.

Schedule R (Form 990) 2019

Additional Data

Software ID:
Software Version: