-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
LEO DREY PIONEER FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
1401 S BRENTWOOD BLVD STE 200
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
SAINT LOUIS
,
MO
631441440
A Employer identification number
32-6059193
B
Telephone number (see instructions)
(314) 345-8124
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
3,674,204
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
52,696
52,696
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
190,820
b
Gross sales price for all assets on line 6a
860,793
7
Capital gain net income (from Part IV, line 2)
...
190,820
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
243,516
243,516
13
Compensation of officers, directors, trustees, etc.
24,500
24,500
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
3,750
3,750
0
c
Other professional fees (attach schedule)
....
8,140
8,140
0
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
1,528
0
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
37,918
36,390
0
25
Contributions, gifts, grants paid
.......
176,360
176,360
26
Total expenses and disbursements.
Add lines 24 and 25
214,278
36,390
176,360
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
29,238
b
Net investment income
(if negative, enter -0-)
207,126
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
184,629
215,466
215,466
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
2,111,328
2,112,537
3,457,258
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
364
1,480
1,480
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,296,321
2,329,483
3,674,204
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
2,296,321
2,329,483
29
Total net assets or fund balances
(see instructions)
.....
2,296,321
2,329,483
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,296,321
2,329,483
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,296,321
2
Enter amount from Part I, line 27a
.....................
2
29,238
3
Other increases not included in line 2 (itemize)
3
3,965
4
Add lines 1, 2, and 3
..........................
4
2,329,524
5
Decreases not included in line 2 (itemize)
5
41
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,329,483
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
CAPITAL ONE FINANCIAL CORP
P
2019-08-01
b
CIMAREX ENERGY CO
P
2019-07-15
c
DOW INC
P
2019-07-30
d
PARKER HANNIFIN CORP
P
2019-07-12
e
WELLS FARGO CO
P
2019-07-19
WELLS FARGO CO
P
2019-07-22
FIDELITY NATL INFORMATION SVCS
P
2019-08-06
FIDELITY NATL INFORMATION SVCS
P
2019-08-06
FIDELITY NATL INFORMATION SVCS
P
2019-08-15
FISERV INC
P
2019-08-06
TD AMERITRADE HLDG
P
2019-08-13
BROWN FORMAN CORP
P
2019-10-04
CENTENE CORP
P
2019-10-04
CENTENE CORP
P
2019-10-04
COGNIZANT TECH SOLUTIONS
P
2019-10-04
CORTEVA INC
P
2019-10-31
DOLLAR GENERAL
P
2019-10-28
FORTIVE CORP
P
2019-10-30
FORTIVE CORP
P
2019-10-31
INTERCONTINENTAL EXCHANGE
P
2019-10-28
ORACLE CORP
P
2019-10-03
PRUDENTIAL FINANCIAL
P
2019-10-21
PRUDENTIAL FINANCIAL
P
2019-10-22
TE CONNECTIVITY
P
2019-10-16
EXPEDIA INC
P
2019-11-12
EXPEDIA INC
P
2019-11-13
FORTIVE CORP
P
2019-11-07
LIGAND PHARMACEUTICALS
P
2019-11-20
ROSS STORES INC
P
2019-11-06
OCCIDENTAL PETROLEUM CORP
P
2019-12-11
TE CONNECTIVITY
P
2019-12-06
APPLE INC
P
2020-01-06
UNITED HEALTHGROUP
P
2020-01-16
WELLS FARGO CO
P
2020-01-06
WELLS FARGO CO
P
2020-01-08
WELLS FARGO CO
P
2020-01-16
AMERICAN TOWER CORP
P
2020-02-28
T MOBILE US INC
P
2020-02-14
ALPHABET INC CL C
P
2020-03-20
THE BOEING CO
P
2020-03-17
CIGNA CORP
P
2020-03-30
CITIGROUP INC
P
2020-03-31
CITIGROUP INC
P
2020-03-31
CITIGROUP INC
P
2020-03-31
DANAHER CORP
P
2020-03-04
DUPONT DE NEMOURS INC
P
2020-03-05
EOG RES INC
P
2020-03-31
EOG RES INC
P
2020-03-31
EURONET WORLDWIDE
P
2020-03-26
FIDELITY NATL INFORMATION SVCS
P
2020-03-04
FISERV INC
P
2020-03-04
INTERCONTINENTAL EXCHANGE
P
2020-03-04
KAR AUCTION SERVICES INC
P
2020-03-26
KINDER MORGAN INC
P
2020-03-06
KINDER MORGAN INC
P
2020-03-10
MARRIOTT INTL INC
P
2020-03-23
MARRIOTT INTL INC
P
2020-03-20
MARRIOTT VACATION WORLD
P
2020-03-23
MERCK CO
P
2020-03-26
PIONEER NATURAL RESOURCES CO
P
2020-03-19
WESTERN ALLIANCE BANCORP
P
2020-03-16
WESTERN ALLIANCE BANCORP
P
2020-03-16
ZOETIS INC
P
2020-03-06
EURONET WORLDWIDE
P
2020-04-24
FIDELITY NATL INFORMATION SVCS
P
2020-04-17
HEXCEL CORP
P
2020-04-07
JONES LANG LASALLE INC
P
2020-04-24
JONES LANG LASALLE INC
P
2020-04-27
MERCK CO
P
2020-04-30
RAYTHEON TECH CORP
P
2020-04-30
VISA INC CL A
P
2020-04-20
WEX INC
P
2020-04-07
WEX INC
P
2020-04-07
FIDELITY NATL INFORMATION SVCS
P
2020-05-20
ALPHABET INC CL C
P
2020-06-11
AMAZON CO
P
2020-06-11
AMERICAN TOWER CORP
P
2020-06-11
AMERICAN WATER WORKS CO
P
2020-06-11
AMERIPRISE FINL INC
P
2020-06-11
AMETEK INC
P
2020-06-11
AMETEK INC
P
2020-06-29
AMPHENOL CORP
P
2020-06-11
ANALOG DEVICES INC
P
2020-06-11
ANSYS INC
P
2020-06-11
APPLE INC
P
2020-06-11
APTIV PLC
P
2020-06-11
ASHLAND GLOBAL HOLDINGS
P
2020-06-11
AUTODESK INC
P
2020-06-11
AUTOMATIC DATA PROCESSING
P
2020-06-11
AUTOZONE INC
P
2020-06-11
BERRY GLOBAL GROUP INC
P
2020-06-11
BLACKROCK INC
P
2020-06-11
BLACKSTONE GROUP INC CL A
P
2020-06-11
BORG WARNER INC
P
2020-06-11
BORG WARNER INC
P
2020-06-18
BRIGHT HORIZONS FAMILY SOLUTIONS
P
2020-06-11
BROWN FORMAN CORP
P
2020-06-11
CADENCE DESIGN SYS INC
P
2020-06-11
CAPITAL ONE FINANCIAL CORP
P
2020-07-02
CAPITAL ONE FINANCIAL CORP
P
2020-07-02
CARRIER GLOBAL CORP
P
2020-06-04
CARRIER GLOBAL CORP
P
2020-06-05
CARTERS INC
P
2020-06-11
CDW CORP
P
2020-06-11
CENTENE CORP
P
2020-06-11
CHEVRON CORP
P
2020-06-11
CHURCH & DWIGHT CO INC
P
2020-06-11
CIGNA CORP
P
2020-06-11
CISCO SYSTEMS INC
P
2020-06-11
CITIGROUP INC
P
2020-06-11
CITRIX SYS INC
P
2020-06-11
COMCAST CORP CL A
P
2020-06-11
CONCHO RES INC
P
2020-06-11
COOPER COS INC
P
2020-06-11
COSTAR GROUP INC
P
2020-06-11
CROWN HOLDINGS INC
P
2020-06-11
CYRUSONE INC
P
2020-06-11
DANAHER CORP
P
2020-06-11
DOLLAR GENERAL
P
2020-06-11
DOLLAR TREE INC
P
2020-06-11
DOMINOS PIZZA INC
P
2020-06-11
DYNATRACE INC
P
2020-06-11
ECOLAB INC
P
2020-06-11
EDWARDS LIFESCIENCES CORP
P
2020-06-11
ENCOMPASS HEALTH CORP
P
2020-06-11
ENTEGRIS INC
P
2020-06-11
EPAM SYSTEMS INC
P
2020-06-11
EQUINIX INC
P
2020-06-04
EURONET WORLDWIDE
P
2020-06-11
EURONET WORLDWIDE
P
2020-06-26
EURONET WORLDWIDE
P
2020-06-26
EVERBRIDGE INC
P
2020-06-11
EXACT SCIENCES CORP
P
2020-06-11
FMC CORPORATION
P
2020-06-11
FIDELITY NATL INFORMATION SVCS
P
2020-06-11
FISERV INC
P
2020-06-10
FISERV INC
P
2020-06-11
FISERV INC
P
2020-06-11
FISERV INC
P
2020-06-22
FISERV INC
P
2020-06-26
FLEETCOR TECH INC
P
2020-06-11
GENPACT LIMITED
P
2020-06-11
GLOBAL BLOOD THERAPEUTICS
P
2020-06-11
GLOBAL PAYMENTS INC
P
2020-06-11
HCA HEALTHCARE INC
P
2020-06-11
HD SUPPLY HOLDINGS
P
2020-06-11
HOME DEPOT INC
P
2020-06-11
HONEYWELL INTL INC
P
2020-06-11
HUBBELL INC
P
2020-06-11
HUBBELL INC
P
2020-06-29
HUBBELL INC
P
2020-06-29
HUMANA INC
P
2020-06-11
IAA SPINCO INC
P
2020-06-11
IDEX CORP
P
2020-06-11
IHS MARKIT LTD
P
2020-06-11
INTERCONTINENTAL EXCHANGE
P
2020-06-11
JP MORGAN CHASE CO
P
2020-06-11
JAZZ PHARMACEUTICALS
P
2020-06-11
JOHNSON JOHNSON
P
2020-06-11
KANSAS CITY SOUTHERN
P
2020-06-11
KEYSIGHT TECHNOLOGIES INC
P
2020-06-11
KLA CORP
P
2020-06-11
LAM RESEARCH CORP
P
2020-06-11
LIBERTY BROADBAND
P
2020-06-11
LINDE PLC
P
2020-06-11
LIVENT CORP
P
2020-06-11
L3HARRIS TECHNOLOGIES INC
P
2020-06-11
MARRIOTT INTL INC
P
2020-06-11
MARVELL TECH GROUP LTD
P
2020-06-11
MASCO CORP
P
2020-06-11
MEDTRONIC PLC
P
2020-06-05
MEDTRONIC PLC
P
2020-06-11
MICROCHIP TECHNOLOGY INC
P
2020-06-11
MICROSOFT CORP
P
2020-06-11
MOHAWK INDS INC
P
2020-06-11
MOHAWK INDS INC
P
2020-06-18
MOHAWK INDS INC
P
2020-06-18
MONDELEZ INTERNATIONAL
P
2020-06-11
MONSTER BEVERAGE CORP
P
2020-06-11
MSCI INC
P
2020-06-11
NEXTERA ENERGY INC
P
2020-06-11
O'REILLY AUTO
P
2020-06-11
ORACLE CORP
P
2020-06-11
OTIS WORLDWIDE CORP
P
2020-06-11
PENTAIR PLC
P
2020-06-11
PEPSICO INC
P
2020-06-11
PIONEER NATURAL RESOURCES CO
P
2020-06-11
PRA HEALTH SCIENCES INC
P
2020-06-11
PTC INC
P
2020-06-11
QUALCOMM INC
P
2020-06-11
RAYTHEON TECH CORP
P
2020-06-11
REXNORD CORP
P
2020-06-11
ROPER INDS INC
P
2020-06-11
ROSS STORES INC
P
2020-06-11
ROSS STORES INC
P
2020-06-29
ROSS STORES INC
P
2020-06-29
SALESFORCE COM INC
P
2020-06-11
SBA COMMUNICATIONS CORP
P
2020-06-11
SCHWAB CHARLES CORP
P
2020-06-11
SKYWORKS SOLUTIONS INC
P
2020-06-11
SMARTSHEET INC CL A
P
2020-06-11
SPROUTS FARMERS MARKETS INC
P
2020-06-11
STRYKER CORP
P
2020-06-11
T MOBILE US INC
P
2020-06-11
T MOBILE US INC
P
2020-06-29
T MOBILE US INC
P
2020-06-30
TELEFLEX INC
P
2020-06-11
TEXAS INSTRUMENTS INC
P
2020-06-11
THERMO FISHER SCIENTIFIC INC
P
2020-06-11
TJX COMPANIES INC
P
2020-06-11
TRACTOR SUPPLY COMPANY
P
2020-06-11
TRANSUNION
P
2020-06-11
ULTA BEAUTY INC
P
2020-06-11
UNION PACIFIC CORP
P
2020-06-11
UNITED HEALTHGROUP
P
2020-06-11
UNIVERSAL HLTH SVCS
P
2020-06-11
US BANCORP
P
2020-06-11
VF CORP
P
2020-06-11
VISA INC CL A
P
2020-06-11
WALT DISNEY CO
P
2020-06-11
WALT DISNEY CO
P
2020-06-30
WALT DISNEY CO
P
2020-06-30
WASTE MANAGEMENT INC
P
2020-06-11
XILINX INC
P
2020-06-11
XYLEM INC
P
2020-06-11
XYLEM INC
P
2020-06-18
XYLEM INC
P
2020-06-18
XYLEM INC
P
2020-06-18
ZOETIS INC
P
2020-06-11
ABBOTT LABORATORIES
P
2020-06-11
ADOBE INC
P
2020-06-11
ALEXION PHARMACEUTICALS
P
2020-06-11
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
13,139
7,585
5,554
b
3,272
6,191
-2,919
c
9,119
10,247
-1,128
d
6,464
6,021
443
e
9,484
10,150
-666
4,179
3,249
930
2,722
2,050
672
9,495
6,272
3,223
97
49
48
3,741
419
3,322
4,264
3,063
1,201
1,979
852
1,127
4,685
6,029
-1,344
2,207
4,058
-1,851
4,968
3,207
1,761
5,029
5,673
-644
6,518
1,761
4,757
10,668
9,045
1,623
11,154
3,556
7,598
5,317
4,276
1,041
17,832
7,573
10,259
15,813
15,232
581
4,762
4,301
461
4,537
3,140
1,397
9,619
14,161
-4,542
14,377
19,832
-5,455
138
36
102
2,484
2,721
-237
3,005
799
2,206
10,469
21,441
-10,972
4,000
2,419
1,581
14,922
6,857
8,065
10,302
1,529
8,773
6,393
4,201
2,192
2,740
1,801
939
17,858
9,616
8,242
8,766
5,484
3,282
9,750
6,329
3,421
20,556
11,488
9,068
12,505
5,588
6,917
14,575
14,881
-306
220
341
-121
14,153
20,037
-5,884
88
97
-9
8,754
5,143
3,611
8,164
15,638
-7,474
3,440
8,496
-5,056
8,589
21,219
-12,630
3,042
3,229
-187
4,052
3,027
1,025
4,328
3,297
1,031
9,722
7,890
1,832
1,997
4,609
-2,612
12,334
10,524
1,810
4,014
3,207
807
7,081
9,418
-2,337
2,331
3,100
-769
2,886
6,930
-4,044
9,359
5,086
4,273
1,618
5,027
-3,409
3,545
7,006
-3,461
1,534
3,031
-1,497
9,101
5,841
3,260
3,941
3,541
400
4,435
4,000
435
3,425
5,664
-2,239
3,256
4,050
-794
497
490
7
10,689
4,479
6,210
53
73
-20
9,712
7,347
2,365
3,925
3,534
391
673
606
67
19,842
7,957
11,885
5,834
2,146
3,688
12,950
7,882
5,068
2,384
1,266
1,118
1,307
1,307
0
642
274
368
568
252
316
3,081
1,512
1,569
716
246
470
3,333
2,319
1,014
1,154
306
848
7,203
1,002
6,201
475
577
-102
220
220
0
1,398
831
567
3,316
756
2,560
1,138
380
758
378
136
242
4,450
3,885
565
2,873
2,358
515
220
316
-96
3,768
4,629
-861
261
159
102
279
106
173
743
732
11
5,612
5,645
-33
6,978
7,018
-40
1,619
1,634
-15
5,610
4,128
1,482
361
414
-53
500
470
30
794
828
-34
711
880
-169
524
211
313
2,597
1,700
897
4,734
3,187
1,547
1,404
1,115
289
279
94
185
3,336
2,093
1,243
195
367
-172
314
237
77
691
348
343
548
368
180
304
302
2
4,982
2,486
2,496
2,976
686
2,290
738
323
415
758
579
179
302
279
23
3,424
2,182
1,242
675
359
316
801
449
352
376
376
0
1,879
290
1,589
16,615
5,513
11,102
231
144
87
1,616
1,225
391
2,990
2,306
684
256
312
-56
637
394
243
527
252
275
3,391
858
2,533
12,635
4,071
8,564
3,741
407
3,334
644
70
574
3,935
442
3,493
6,431
768
5,663
554
336
218
810
865
-55
272
272
0
1,306
554
752
459
279
180
376
303
73
4,884
3,258
1,626
3,330
3,044
286
678
607
71
1,423
1,419
4
1,660
1,542
118
789
145
644
398
332
66
491
414
77
584
410
174
3,896
2,856
1,040
3,620
1,610
2,010
334
484
-150
4,848
4,397
451
636
392
244
721
660
61
191
161
30
609
375
234
266
246
20
1,724
1,308
416
124
198
-74
418
424
-6
540
844
-304
566
549
17
526
419
107
12,377
10,233
2,144
2,925
2,194
731
958
285
673
10,209
2,364
7,845
224
355
-131
2,660
2,854
-194
400
423
-23
1,856
1,782
74
565
135
430
661
166
495
2,558
1,069
1,489
838
538
300
1,353
531
822
1,373
1,484
-111
204
241
-37
3,042
2,323
719
1,926
3,189
-1,263
529
413
116
739
495
244
4,202
3,077
1,125
2,979
3,497
-518
249
212
37
2,813
854
1,959
612
177
435
2,500
887
1,613
502
177
325
2,261
1,690
571
1,224
300
924
3,195
3,658
-463
542
96
446
226
226
0
371
344
27
2,640
669
1,971
4,609
3,141
1,468
6,630
4,090
2,540
2,698
1,446
1,252
747
540
207
1,968
1,925
43
4,201
1,639
2,562
3,148
2,000
1,148
367
153
214
741
352
389
246
155
91
3,766
1,778
1,988
5,579
593
4,986
326
282
44
2,813
3,348
-535
2,055
2,132
-77
6,596
2,618
3,978
2,728
3,237
-509
2,312
3,083
-771
6,982
9,352
-2,370
3,134
3,192
-58
477
425
52
282
326
-44
2,074
2,529
-455
469
489
-20
2,882
2,912
-30
2,239
1,438
801
2,180
1,894
286
3,975
2,271
1,704
469
469
0
6,288
6,288
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
5,554
b
-2,919
c
-1,128
d
443
e
-666
930
672
3,223
48
3,322
1,201
1,127
-1,344
-1,851
1,761
-644
4,757
1,623
7,598
1,041
10,259
581
461
1,397
-4,542
-5,455
102
-237
2,206
-10,972
1,581
8,065
8,773
2,192
939
8,242
3,282
3,421
9,068
6,917
-306
-121
-5,884
-9
3,611
-7,474
-5,056
-12,630
-187
1,025
1,031
1,832
-2,612
1,810
807
-2,337
-769
-4,044
4,273
-3,409
-3,461
-1,497
3,260
400
435
-2,239
-794
7
6,210
-20
2,365
391
67
11,885
3,688
5,068
1,118
0
368
316
1,569
470
1,014
848
6,201
-102
0
567
2,560
758
242
565
515
-96
-861
102
173
11
-33
-40
-15
1,482
-53
30
-34
-169
313
897
1,547
289
185
1,243
-172
77
343
180
2
2,496
2,290
415
179
23
1,242
316
352
0
1,589
11,102
87
391
684
-56
243
275
2,533
8,564
3,334
574
3,493
5,663
218
-55
0
752
180
73
1,626
286
71
4
118
644
66
77
174
1,040
2,010
-150
451
244
61
30
234
20
416
-74
-6
-304
17
107
2,144
731
673
7,845
-131
-194
-23
74
430
495
1,489
300
822
-111
-37
719
-1,263
116
244
1,125
-518
37
1,959
435
1,613
325
571
924
-463
446
0
27
1,971
1,468
2,540
1,252
207
43
2,562
1,148
214
389
91
1,988
4,986
44
-535
-77
3,978
-509
-771
-2,370
-58
52
-44
-455
-20
-30
801
286
1,704
0
6,288
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
190,820
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
168,280
3,556,683
0.047314
2017
154,100
3,427,416
0.044961
2016
150,907
3,123,791
0.048309
2015
302,888
3,043,014
0.099536
2014
0
3,209,649
0.000000
2
Total
of line 1, column (d)
.....................
2
0.240120
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.048024
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
3,676,318
5
Multiply line 4 by line 3
......................
5
176,551
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,071
7
Add lines 5 and 6
........................
7
178,622
8
Enter qualifying distributions from Part XII, line 4
,.............
8
176,360
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
4,143
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
4,143
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
4,143
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,480
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,480
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
2,663
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MO
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
CHARLES A LOWENHAUPT
Telephone no.
(314) 345-8123
Located at
10 S BROADWAY SUITE 550
SAINT LOUIS
MO
ZIP+4
63102
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
CHARLES A LOWENHAUPT
TRUSTEE
1.00
0
0
0
10 S BROADWAY SUITE 550
ST LOUIS
,
MO
63102
HUGH R LAW
TRUSTEE
1.00
0
0
0
ONE METROPOLITAN SQUARE STE 2150
ST LOUIS
,
MO
63102
JOHN A KAREL
TRUSTEE
1.00
0
0
0
299 SERAPHIN STREET
STE GENEVIEVE
,
MO
63670
CAROLYN OHLSEN
TRUSTEE
1.00
0
0
0
10 S BROADWAY SUITE 550
ST LOUIS
,
MO
63102
LEONARD DREY
TRUSTEE
1.00
0
0
0
605 W 112TH ST APT 2H
NEW YORK
,
NY
10025
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
3,557,140
b
Average of monthly cash balances
.......................
1b
175,163
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
3,732,303
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
3,732,303
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
55,985
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
3,676,318
6
Minimum investment return.
Enter 5% of line 5
..................
6
183,816
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
183,816
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
4,143
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
4,143
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
179,673
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
179,673
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
179,673
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
176,360
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
176,360
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
176,360
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
179,673
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
176,360
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
176,360
a
Applied to 2018, but not more than line 2a
176,360
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
0
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
179,673
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
LAD FOUNDATION
319 NORTH 4TH STREET STE 800B
ST LOUIS
,
MO
63102
NONE
501C3
CONSERVATION AND EDUCATION ON THE MO OZARK REGION
176,360
Total
.................................
3a
176,360
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
52,696
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
190,820
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
243,516
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
243,516
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description