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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
AFNOVA INC
Number and street (or P.O. box number if mail is not delivered to street address)
901 SOUTH BOND STREET SUITE 400
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BALTIMORE
,
MD
21231
A Employer identification number
47-2526913
B
Telephone number (see instructions)
(240) 200-3304
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
0
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
50,925
49,064
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
155,491
b
Gross sales price for all assets on line 6a
2,674,973
7
Capital gain net income (from Part IV, line 2)
...
155,491
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
206,416
204,555
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
998
998
0
0
c
Other professional fees (attach schedule)
....
18,352
18,352
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
5,420
420
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
24,770
19,770
0
0
25
Contributions, gifts, grants paid
.......
2,163,597
2,163,597
26
Total expenses and disbursements.
Add lines 24 and 25
2,188,367
19,770
0
2,163,597
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-1,981,951
b
Net investment income
(if negative, enter -0-)
184,785
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
315,893
0
2
Savings and temporary cash investments
.........
3
Accounts receivable
Less: allowance for doubtful accounts
1,101
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
231,078
b
Investments—corporate stock (attach schedule)
.......
1,222,258
c
Investments—corporate bonds (attach schedule)
.......
212,654
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,982,984
0
0
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
1,982,984
29
Total net assets or fund balances
(see instructions)
.....
1,982,984
0
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,982,984
0
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,982,984
2
Enter amount from Part I, line 27a
.....................
2
-1,981,951
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
1,033
5
Decreases not included in line 2 (itemize)
5
1,033
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
11. SILICON MOTION TECHNOLOGY CORP A D R
2018-11-28
2019-01-03
b
5. CTS CORP
2018-11-28
2019-01-04
c
6. GENESEE & WYO INC CL A
2018-11-28
2019-01-07
d
9. SILICON MOTION TECHNOLOGY CORP A D R
2018-11-28
2019-01-07
e
31. NEWMARK GROUP INC
2018-11-28
2019-01-09
47. NEWMARK GROUP INC
2018-11-28
2019-01-09
8. SILICON MOTION TECHNOLOGY CORP A D R
2018-11-28
2019-01-09
17.4864 ASHMORE EMERGING MARKETS TOTAL
2017-06-28
2019-01-10
.0476 ASHMORE EMERGING MARKETS TOTAL
2017-06-28
2019-01-10
3. GENESEE & WYO INC CL A
2018-11-28
2019-01-10
43. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-01-10
.013 LORD ABBETT INTERMEDIATE TAX FREE F
2019-01-02
2019-01-10
.008 THORNBURG LTD TRM MUNI FD I
2018-12-31
2019-01-10
.057 WELLS FARGO MUNICIPAL BOND FUND
2018-12-31
2019-01-10
10. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-01-11
13. NEWMARK GROUP INC
2018-11-28
2019-01-11
11. SOUTH STATE CORP
2018-11-28
2019-01-14
4. SOUTH STATE CORP
2018-12-12
2019-01-15
20000. U S TREASURY NT 1.625% 3/31/19
2018-12-10
2019-01-15
5000. U S TREASURY NT 1.375% 2/28/19
2018-11-29
2019-01-15
52. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-01-16
2. SILICON MOTION TECHNOLOGY CORP A D R
2018-11-28
2019-01-16
3. SOUTH STATE CORP
2018-11-28
2019-01-16
6. SOUTH STATE CORP
2018-11-28
2019-01-16
5000. DIGITAL REALT LP 5.875% 2/01/20
2018-12-07
2019-01-17
4. GENESEE & WYO INC CL A
2018-11-28
2019-01-17
4. GENESEE & WYO INC CL A
2018-11-28
2019-01-17
5. SOUTH STATE CORP
2018-11-28
2019-01-18
10000. ROYAL BANK MTN 2.98313% 2/01/22
2018-12-10
2019-01-23
5. GENESEE & WYO INC CL A
2018-11-28
2019-01-24
8. SILICON MOTION TECHNOLOGY CORP A D R
2018-11-28
2019-01-24
43. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-01-25
10. CTS CORP
2018-11-28
2019-01-28
7. SOUTH STATE CORP
2018-11-28
2019-01-28
7. UNITED BANKSHARES INC - W VA
2018-12-27
2019-01-28
9. SILICON MOTION TECHNOLOGY CORP A D R
2018-11-28
2019-01-29
7. SILICON MOTION TECHNOLOGY CORP A D R
2018-11-28
2019-01-30
7. SILICON MOTION TECHNOLOGY CORP A D R
2018-11-28
2019-01-30
10000. MORGAN STANLEY MTN 2.625% 11/17/21
2018-12-07
2019-02-01
.053 ASHMORE EMERGING MARKETS TOTAL
2017-07-12
2019-02-05
5000. ENTERPRISE PRODUCTS 2.850% 4/15/21
2018-12-07
2019-02-05
.001 WELLS FARGO MUNICIPAL BOND FUND
2018-12-31
2019-02-05
15. CTS CORP
2018-11-28
2019-02-06
37. CALLON PETE CO DEL
2018-11-28
2019-02-07
21. MAGNOLIA OIL GAS CORP
2018-12-13
2019-02-11
17. MAGNOLIA OIL GAS CORP
2018-11-28
2019-02-12
7. SOUTH STATE CORP
2018-11-28
2019-02-12
4. UNITED BANKSHARES INC - W VA
2018-11-28
2019-02-12
44. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-02-13
7. ENERPLUS CORP
2018-11-28
2019-02-15
31. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-02-15
14. MAGNOLIA OIL GAS CORP
2018-11-28
2019-02-15
5. SOUTH STATE CORP
2018-12-25
2019-02-15
5000. U S TREASURY NT 1.375% 2/28/19
2018-11-29
2019-02-19
10000. AMERICAN EXPRESS MTN 2.700% 3/03/22
2018-12-07
2019-02-20
10. KAMAN CORP
2018-11-28
2019-02-20
10. ORION ENGINEERED CARBONS SA
2019-01-10
2019-02-20
27. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-02-21
.4464 NEWMARK GROUP INC
2018-11-28
2019-02-21
8. HEALTH INSURANCE INNOVATIO A
2019-02-12
2019-02-22
33. CALLON PETE CO DEL
2018-10-31
2019-02-25
14. MAGNOLIA OIL GAS CORP
2018-11-28
2019-02-25
3. KAMAN CORP
2018-11-28
2019-02-26
16. ORION ENGINEERED CARBONS SA
2019-01-10
2019-02-26
21. HOSTESS BRANDS INC
2018-11-28
2019-02-27
20. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-02-28
22. MAGNOLIA OIL GAS CORP
2018-11-28
2019-02-28
25. MAGNOLIA OIL GAS CORP
2018-11-28
2019-03-01
3. CALAVO GROWERS INC
2018-11-28
2019-03-05
4. CALAVO GROWERS INC
2018-11-28
2019-03-06
6. GENESEE & WYO INC CL A
2018-11-28
2019-03-11
37. MAGNOLIA OIL GAS CORP
2018-11-28
2019-03-11
4. GENESEE & WYO INC CL A
2018-11-28
2019-03-12
2. GENESEE & WYO INC CL A
2018-11-28
2019-03-14
19. VALVOLINE INC COM
2018-11-28
2019-03-14
3156. VANGUARD FTSE EMERGING MARKETS ETF
2019-01-31
2019-03-14
6. CTS CORP
2018-11-28
2019-03-15
2. CTS CORP
2018-11-28
2019-03-15
27. ORION ENGINEERED CARBONS SA
2018-11-28
2019-03-15
10. ACI WORLDWIDE INC
2018-11-28
2019-03-18
4. GENESEE & WYO INC CL A
2018-11-28
2019-03-18
5000. U S TREASURY NT 2.750% 4/30/23
2018-11-29
2019-03-19
5. KAMAN CORP
2018-11-28
2019-03-21
8. UNITED BANKSHARES INC - W VA
2018-11-28
2019-03-21
30. VALVOLINE INC COM
2018-11-28
2019-03-21
10000. U S TREASURY NT 1.625% 3/31/19
2018-12-10
2019-03-22
15. ORION ENGINEERED CARBONS SA
2018-11-28
2019-03-22
8. UNITED BANKSHARES INC - W VA
2018-11-28
2019-03-25
43. VALVOLINE INC COM
2018-11-28
2019-03-25
13. VALVOLINE INC COM
2018-11-28
2019-03-26
9. UNITED BANKSHARES INC - W VA
2018-11-28
2019-03-27
10000. WEYERHAEUSER CO 7.375% 10/01/19
2018-12-10
2019-03-27
35. ORION ENGINEERED CARBONS SA
2018-11-28
2019-03-27
4. GENESEE & WYO INC CL A
2018-11-28
2019-03-29
18. VALVOLINE INC COM
2018-11-28
2019-03-29
19. ORION ENGINEERED CARBONS SA
2018-11-28
2019-03-29
15. CTS CORP
2018-11-28
2019-04-01
10. ORION ENGINEERED CARBONS SA
2018-11-28
2019-04-01
40. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-04-02
34. NEWMARK GROUP INC
2018-11-28
2019-04-02
8. UNITED BANKSHARES INC - W VA
2018-11-28
2019-04-02
37. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-04-03
9. CTS CORP
2018-11-28
2019-04-04
3. GENESEE & WYO INC CL A
2018-11-28
2019-04-04
9. CTS CORP
2018-11-28
2019-04-05
12. VALVOLINE INC COM
2018-11-28
2019-04-05
2. GENESEE & WYO INC CL A
2018-11-28
2019-04-08
12. VALVOLINE INC COM
2018-11-28
2019-04-08
16. ORION ENGINEERED CARBONS SA
2018-11-28
2019-04-08
3. GENESEE & WYO INC CL A
2018-11-28
2019-04-09
15. NEWMARK GROUP INC
2018-11-28
2019-04-09
12. ORION ENGINEERED CARBONS SA
2018-11-28
2019-04-09
4. GENESEE & WYO INC CL A
2018-11-28
2019-04-10
3. GENESEE & WYO INC CL A
2018-11-28
2019-04-11
18. VALVOLINE INC COM
2018-11-28
2019-04-12
17. ORION ENGINEERED CARBONS SA
2018-11-28
2019-04-12
3. GENESEE & WYO INC CL A
2018-11-28
2019-04-15
2. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-04-15
10. OXFORD INDS INC
2018-11-28
2019-04-16
.3333 DOW INC
2018-11-27
2019-04-17
25. VALVOLINE INC COM
2018-11-28
2019-04-17
6. MGP INGREDIENTS INC
2018-11-28
2019-04-22
15. VALVOLINE INC COM
2018-11-28
2019-04-22
15. ORION ENGINEERED CARBONS SA
2018-11-28
2019-04-22
16. CTS CORP
2018-11-28
2019-04-23
25. VALVOLINE INC COM
2018-11-28
2019-04-23
24. CTS CORP
2018-11-28
2019-04-24
6. ACI WORLDWIDE INC
2018-11-28
2019-04-26
16. VALVOLINE INC COM
2018-11-28
2019-04-26
17. ORION ENGINEERED CARBONS SA
2018-11-28
2019-04-26
6. GENESEE & WYO INC CL A
2018-11-28
2019-04-29
29. VALVOLINE INC COM
2018-11-28
2019-04-29
18. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-04-30
43. VALVOLINE INC COM
2019-01-10
2019-04-30
34. VALVOLINE INC COM
2019-01-10
2019-05-01
29. ORION ENGINEERED CARBONS SA
2018-11-28
2019-05-02
16.00016 HEALTH INSURANCE INNOVATIO A
2019-03-11
2019-05-06
7.99984 HEALTH INSURANCE INNOVATIO A
2019-03-07
2019-05-06
7. ITRON INC COM
2018-11-28
2019-05-08
9. UNITED BANKSHARES INC - W VA
2018-11-28
2019-05-09
16. UNITED BANKSHARES INC - W VA
2018-11-28
2019-05-15
8. UNITED BANKSHARES INC - W VA
2018-11-28
2019-05-16
3.00022 COLUMBIA BKG SYS INC
2018-11-28
2019-05-17
16.99978 COLUMBIA BKG SYS INC
2018-11-28
2019-05-17
10000. GENERAL DYNAMICS 2.250% 11/15/22
2018-12-07
2019-05-17
1.99939 FIRST MERCHANTS CORP
2018-11-28
2019-05-20
14.00061 FIRST MERCHANTS CORP
2018-11-28
2019-05-20
4.99894 HERITAGE FINL CORP WASH
2018-11-28
2019-05-20
9.00106 HERITAGE FINL CORP WASH
2018-11-28
2019-05-20
2.00135 PACIFIC PREMIER BANCORP INC
2018-11-28
2019-05-20
14.99865 PACIFIC PREMIER BANCORP INC
2018-11-28
2019-05-20
6. COLUMBIA BKG SYS INC
2018-12-02
2019-05-24
25. FIRST MERCHANTS CORP
2018-11-28
2019-05-24
1. CALAVO GROWERS INC
2018-11-28
2019-05-28
6. COLUMBIA BKG SYS INC
2018-12-02
2019-05-28
8. PACIFIC PREMIER BANCORP INC
2018-11-29
2019-05-28
3. COLUMBIA BKG SYS INC
2018-12-02
2019-05-29
6. HERITAGE FINL CORP WASH
2018-11-29
2019-05-29
8. HERITAGE FINL CORP WASH
2018-11-29
2019-05-29
12. PACIFIC PREMIER BANCORP INC
2018-11-29
2019-05-29
5000. AMERICAN TOWER CORP 2.250% 1/15/22
2018-12-07
2019-05-30
9.00022 FB FINANCIAL CORP
2018-11-28
2019-05-30
1.99978 FB FINANCIAL CORP
2018-11-28
2019-05-30
3. PACIFIC PREMIER BANCORP INC
2018-11-28
2019-05-31
2. FB FINANCIAL CORP
2018-11-19
2019-06-03
6. FB FINANCIAL CORP
2018-11-19
2019-06-04
13. LAKELAND BANCORP INC
2019-05-21
2019-06-04
5. PACIFIC PREMIER BANCORP INC
2018-11-28
2019-06-04
.2857 KONTOOR BRANDS INC W I
2019-05-21
2019-06-05
3. LAKELAND BANCORP INC
2019-05-21
2019-06-05
11. FIRST MERCHANTS CORP
2018-11-28
2019-06-07
1. LAKELAND BANCORP INC
2019-05-21
2019-06-07
3. LAKELAND BANCORP INC
2019-05-21
2019-06-11
4. LAKELAND BANCORP INC
2019-05-21
2019-06-12
3. GENESEE & WYO INC CL A
2019-05-21
2019-06-17
.6667 CORTEVA INC
2018-11-27
2019-06-18
1. GENESEE & WYO INC CL A
2019-05-21
2019-06-18
20. LAKELAND BANCORP INC
2018-11-28
2019-06-18
.667 DUPONT DE NEMOURS INC WI
2018-11-27
2019-06-19
19. LAKELAND BANCORP INC
2018-11-28
2019-06-19
3. FB FINANCIAL CORP
2018-11-28
2019-06-20
5. FB FINANCIAL CORP
2018-11-28
2019-06-20
9. HERITAGE FINL CORP WASH
2018-11-28
2019-06-20
10000. AMPHENOL CORP 2.200% 4/01/20
2018-12-07
2019-06-21
4. FB FINANCIAL CORP
2018-11-28
2019-06-21
5. FIRST MERCHANTS CORP
2018-11-29
2019-06-21
5. FIRST MERCHANTS CORP
2018-11-29
2019-06-21
5. HERITAGE FINL CORP WASH
2018-11-28
2019-06-21
25. LAKELAND BANCORP INC
2018-11-28
2019-06-21
1. FB FINANCIAL CORP
2018-11-28
2019-06-24
9. HERITAGE FINL CORP WASH
2018-11-28
2019-06-24
13. LAKELAND BANCORP INC
2018-11-28
2019-06-27
3. ACI WORLDWIDE INC
2019-05-09
2019-06-28
24. LAKELAND BANCORP INC
2018-11-28
2019-06-28
4. ACI WORLDWIDE INC
2019-05-09
2019-07-01
7. LAKELAND BANCORP INC
2018-11-28
2019-07-01
12. LAKELAND BANCORP INC
2018-11-28
2019-07-09
12. LAKELAND BANCORP INC
2018-11-28
2019-07-09
2. LAKELAND BANCORP INC
2018-11-28
2019-07-10
2. LAKELAND BANCORP INC
2018-11-28
2019-07-10
4. LAKELAND BANCORP INC
2018-11-28
2019-07-11
12. LATTICE SEMICONDUCTOR CORP
2019-05-21
2019-07-12
9. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-07-12
9. FB FINANCIAL CORP
2018-11-28
2019-07-15
4. DENNYS CORP
2019-05-21
2019-07-16
5000. AUTOZONE INC 2.500% 4/15/21
2018-12-07
2019-07-17
9. DENNYS CORP
2019-05-21
2019-07-17
1. DENNYS CORP
2019-05-21
2019-07-18
2. DENNYS CORP
2019-05-21
2019-07-18
24. DENNYS CORP
2019-05-21
2019-07-19
109. CALLON PETE CO DEL
2018-11-28
2019-07-23
73. CALLON PETE CO DEL
2018-11-28
2019-07-23
73. CALLON PETE CO DEL
2018-11-28
2019-07-24
1. TELEDYNE TECHNOLOGIES INC
2019-05-21
2019-07-24
146. CALLON PETE CO DEL
2018-11-28
2019-07-25
9. DENNYS CORP
2019-01-18
2019-07-25
73. CALLON PETE CO DEL
2018-11-28
2019-07-26
10. DENNYS CORP
2019-01-25
2019-07-26
113. CALLON PETE CO DEL
2019-05-21
2019-07-29
3. DENNYS CORP
2019-01-25
2019-07-29
2. DENNYS CORP
2019-01-25
2019-07-31
18. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-07-31
12. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-08-01
4. DENNYS CORP
2019-01-25
2019-08-02
9. COLUMBIA BKG SYS INC
2018-12-02
2019-08-06
4. DENNYS CORP
2019-01-25
2019-08-06
7. DENNYS CORP
2019-01-10
2019-08-06
8. DENNYS CORP
2019-01-10
2019-08-06
4. LAKELAND BANCORP INC
2018-11-28
2019-08-06
20. LAKELAND BANCORP INC
2018-11-28
2019-08-06
5000. U S TREASURY NT 0.750% 8/15/19
2019-02-19
2019-08-06
24. LAKELAND BANCORP INC
2018-11-28
2019-08-07
13. DENNYS CORP
2019-01-10
2019-08-08
38. LAKELAND BANCORP INC
2018-11-28
2019-08-08
22. HERITAGE FINL CORP WASH
2018-11-28
2019-08-09
4. DENNYS CORP
2019-02-14
2019-08-12
6. LAKELAND BANCORP INC
2018-11-28
2019-08-12
25. LAKELAND BANCORP INC
2018-11-28
2019-08-13
24. LAKELAND BANCORP INC
2018-11-28
2019-08-13
3. DENNYS CORP
2019-02-14
2019-08-15
9. DENNYS CORP
2019-02-14
2019-08-15
9. DENNYS CORP
2018-11-28
2019-08-16
9. HERITAGE FINL CORP WASH
2018-11-28
2019-08-16
15. DENNYS CORP
2018-11-28
2019-08-19
4. HERITAGE FINL CORP WASH
2018-11-28
2019-08-19
3. HOWARD HUGHES CORP
2018-11-28
2019-08-19
6. LAKELAND BANCORP INC
2018-11-28
2019-08-19
6. DENNYS CORP
2018-11-28
2019-08-20
6. DENNYS CORP
2018-11-28
2019-08-20
1. HOWARD HUGHES CORP
2018-11-28
2019-08-20
2. DENNYS CORP
2018-11-28
2019-08-21
1. HOWARD HUGHES CORP
2018-11-28
2019-08-21
33. AMERIPRISE FINL INC
2019-05-21
2019-08-28
26. APPLE COMPUTER INC.
2019-05-21
2019-08-28
105. ARES CAPITAL CORP
2019-05-21
2019-08-28
110. COGENT COMMUNICATIONS HOLDIN
2019-05-21
2019-08-28
38. CORTEVA INC
2019-05-21
2019-08-28
37. DUPONT DE NEMOURS INC WI
2019-05-21
2019-08-28
53. J P MORGAN CHASE & CO
2019-05-21
2019-08-28
39. MCDONALDS CORP.
2019-05-21
2019-08-28
88. MICROSOFT CORP.
2019-05-21
2019-08-28
197. OCCIDENTAL PETROLEUM CORP.
2019-05-21
2019-08-28
39. T. ROWE PRICE GROUP INC
2019-05-21
2019-08-28
536. TFS FINL CORP
2019-05-21
2019-08-28
173. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR
2019-05-21
2019-08-28
37. 3M COMPANY
2019-05-21
2019-08-28
91. UNILEVER N V - NY SHARES
2019-05-21
2019-08-28
279. WP CAREY INC
2019-05-21
2019-08-28
132. XENIA HOTELS & RESORTS INC
2019-05-21
2019-08-28
32. ALCON INC
2019-05-21
2019-08-28
37. NXP SEMICONDUCTORS NV
2019-05-21
2019-08-28
2. BRIGHTVIEW HOLDINGS INC
2019-06-20
2019-08-29
12. DENNYS CORP
2018-11-28
2019-08-29
2. DENNYS CORP
2018-11-28
2019-09-03
12. DENNYS CORP
2018-11-28
2019-09-04
1. DUPONT DE NEMOURS INC WI
2019-05-21
2019-09-04
3. LAKELAND BANCORP INC
2018-11-28
2019-09-04
67. LAKELAND BANCORP INC
2019-01-10
2019-09-04
1. BRIGHTVIEW HOLDINGS INC
2019-06-20
2019-09-09
4. BRIGHTVIEW HOLDINGS INC
2019-06-20
2019-09-09
51. CARRIZO OIL & GAS INC
2019-07-23
2019-09-09
1. LAKELAND BANCORP INC
2019-01-10
2019-09-09
13. LAKELAND BANCORP INC
2019-01-10
2019-09-09
3. BRIGHTVIEW HOLDINGS INC
2019-06-20
2019-09-10
3. BRIGHTVIEW HOLDINGS INC
2019-06-20
2019-09-10
73. CARRIZO OIL & GAS INC
2019-07-24
2019-09-10
2. HOWARD HUGHES CORP
2018-11-28
2019-09-10
6. LAKELAND BANCORP INC
2019-01-10
2019-09-10
4. OXFORD INDS INC
2018-11-28
2019-09-10
42. CARRIZO OIL & GAS INC
2019-07-25
2019-09-11
2. IAA SPINCO INC
2018-11-28
2019-09-11
39. CARRIZO OIL & GAS INC
2019-07-26
2019-09-12
3. GENESEE & WYO INC CL A
2018-11-28
2019-09-12
3. HOWARD HUGHES CORP
2018-11-28
2019-09-12
1. IAA SPINCO INC
2018-11-28
2019-09-12
5. IAA SPINCO INC
2018-11-28
2019-09-12
22. VERRA MOBILITY CORP
2019-05-21
2019-09-12
7. VERRA MOBILITY CORP
2019-05-21
2019-09-12
39. CARRIZO OIL & GAS INC
2019-07-29
2019-09-13
8. IAA SPINCO INC
2018-11-28
2019-09-13
29. CARRIZO OIL & GAS INC
2019-07-29
2019-09-16
1. HOWARD HUGHES CORP
2018-11-28
2019-09-16
3. IAA SPINCO INC
2018-11-28
2019-09-16
3. IAA SPINCO INC
2018-11-28
2019-09-16
35000. U S TREASURY NT 1.375% 2/29/20
2018-11-29
2019-09-16
5000. U S TREASURY NT 1.875% 6/30/20
2019-03-22
2019-09-16
2. VERRA MOBILITY CORP
2019-05-21
2019-09-16
24. CARRIZO OIL & GAS INC
2019-07-29
2019-09-17
10. HEALTH INSURANCE INNOVATIO A
2019-03-22
2019-09-17
1. HOWARD HUGHES CORP
2018-11-28
2019-09-17
1. IAA SPINCO INC
2018-11-28
2019-09-17
2. IAA SPINCO INC
2018-11-28
2019-09-17
10000. ASTRAZENECA PLC 1.950% 9/18/19
2018-12-07
2019-09-18
927.675 DFA EMERGING MARKETS CORE EQUITY I
2019-01-10
2019-09-18
6. HEALTH INSURANCE INNOVATIO A
2019-03-13
2019-09-18
4. HOWARD HUGHES CORP
2018-11-28
2019-09-18
1. IAA SPINCO INC
2018-11-28
2019-09-18
3. IAA SPINCO INC
2018-11-28
2019-09-18
3. IAA SPINCO INC
2018-11-28
2019-09-18
3. SPECTRUM BRANDS HOLDINGS INC
2019-05-21
2019-09-18
4. SPECTRUM BRANDS HOLDINGS INC
2019-05-21
2019-09-18
3. IAA SPINCO INC
2018-11-28
2019-09-19
14. IAA SPINCO INC
2018-11-28
2019-09-19
4. SPECTRUM BRANDS HOLDINGS INC
2019-03-21
2019-09-19
4. HEALTH INSURANCE INNOVATIO A
2019-03-13
2019-09-20
5. HEALTH INSURANCE INNOVATIO A
2019-03-13
2019-09-20
12. HEALTH INSURANCE INNOVATIO A
2019-03-13
2019-09-20
10000. HEALTHCARE TRUST 3.375% 7/15/21
2018-12-07
2019-09-20
1. SPECTRUM BRANDS HOLDINGS INC
2019-03-06
2019-09-20
5. SPECTRUM BRANDS HOLDINGS INC
2019-03-06
2019-09-20
16. HEALTH INSURANCE INNOVATIO A
2019-03-13
2019-09-23
9. SPECTRUM BRANDS HOLDINGS INC
2019-03-04
2019-09-23
4. SPECTRUM BRANDS HOLDINGS INC
2019-01-10
2019-09-24
3. SPECTRUM BRANDS HOLDINGS INC
2019-01-10
2019-09-24
3. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-09-25
3. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-09-25
1. HOWARD HUGHES CORP
2018-11-28
2019-09-26
2. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-09-26
4. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-09-26
1. HOWARD HUGHES CORP
2018-11-28
2019-09-27
2. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-09-27
4. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-09-27
6. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-09-30
2. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-01
3. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-01
1. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-02
4. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-02
6. HEALTH INSURANCE INNOVATIO A
2018-11-28
2019-10-03
2. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-03
4. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-03
2. HEALTH INSURANCE INNOVATIO A
2018-11-28
2019-10-04
2. HOWARD HUGHES CORP
2018-11-28
2019-10-04
6. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-04
2. HOWARD HUGHES CORP
2018-11-28
2019-10-07
3. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-07
1. TELEDYNE TECHNOLOGIES INC
2019-05-21
2019-10-07
12. B&G FOODS INC
2018-12-13
2019-10-08
15. B&G FOODS INC
2018-12-19
2019-10-08
1. HOWARD HUGHES CORP
2018-11-28
2019-10-08
5. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-08
4. B&G FOODS INC
2018-12-26
2019-10-09
12. B&G FOODS INC
2018-12-26
2019-10-09
29. B&G FOODS INC
2018-11-30
2019-10-09
2. TELEDYNE TECHNOLOGIES INC
2019-05-21
2019-10-09
3. B&G FOODS INC
2018-11-28
2019-10-10
7. B&G FOODS INC
2018-11-28
2019-10-10
8. B&G FOODS INC
2018-11-28
2019-10-10
1. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-10
5. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-10
2. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-10-10
19. B&G FOODS INC
2018-11-28
2019-10-11
1. B&G FOODS INC
2018-11-28
2019-10-11
3. HEALTH INSURANCE INNOVATIO A
2018-11-28
2019-10-11
1. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-11
6. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-11
1. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-10-11
8. B&G FOODS INC
2018-11-28
2019-10-14
4. HEALTH INSURANCE INNOVATIO A
2018-11-28
2019-10-14
4. B&G FOODS INC
2018-11-28
2019-10-15
9. B&G FOODS INC
2018-12-28
2019-10-15
11. HEALTH INSURANCE INNOVATIO A
2018-11-28
2019-10-15
7. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-15
2. B&G FOODS INC
2018-12-28
2019-10-16
12. B&G FOODS INC
2018-12-28
2019-10-16
10. B&G FOODS INC
2018-12-21
2019-10-17
4. B&G FOODS INC
2018-12-21
2019-10-17
3. B&G FOODS INC
2018-12-10
2019-10-18
12. B&G FOODS INC
2019-01-11
2019-10-18
10. B&G FOODS INC
2019-01-11
2019-10-21
10. B&G FOODS INC
2019-01-10
2019-10-22
3. B&G FOODS INC
2019-01-07
2019-10-22
4. B&G FOODS INC
2019-01-07
2019-10-23
23. B&G FOODS INC
2019-02-22
2019-10-23
3. B&G FOODS INC
2019-05-21
2019-10-23
10000. EXXON MOBIL 2.222% 3/01/21
2018-12-07
2019-10-23
6. B&G FOODS INC
2019-05-21
2019-10-24
8. HERITAGE FINL CORP WASH
2018-11-28
2019-10-24
2. LITHIA MOTORS INC CL A
2019-05-21
2019-10-24
7. SPECTRUM BRANDS HOLDINGS INC
2018-11-28
2019-10-24
1. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-10-24
2. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-10-24
32. CISION LTD
2019-05-01
2019-10-24
1. B&G FOODS INC
2019-05-21
2019-10-25
17. B&G FOODS INC
2019-08-02
2019-10-25
25. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-10-25
1. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-10-25
7. B&G FOODS INC
2019-08-02
2019-10-28
5. HERITAGE FINL CORP WASH
2018-11-28
2019-10-28
1. CISION LTD
2019-05-01
2019-10-28
17. CISION LTD
2019-05-01
2019-10-28
13. DENNYS CORP
2018-11-28
2019-10-29
4. DENNYS CORP
2018-11-28
2019-10-29
12. DENNYS CORP
2018-11-28
2019-10-29
1. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-10-29
3. CISION LTD
2019-05-01
2019-10-29
12. CISION LTD
2019-04-25
2019-10-29
11. CBIZ INC
2018-11-28
2019-10-30
9. HERITAGE FINL CORP WASH
2018-11-28
2019-10-30
1. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-10-30
5. CISION LTD
2019-04-25
2019-10-30
7. CBIZ INC
2018-11-28
2019-10-31
4. HERITAGE FINL CORP WASH
2018-11-28
2019-10-31
2. HERITAGE FINL CORP WASH
2018-11-28
2019-10-31
1. CBIZ INC
2018-11-28
2019-11-01
459.155 DFA EMERGING MARKETS CORE EQUITY I
2019-01-10
2019-11-01
6. HERITAGE FINL CORP WASH
2018-11-28
2019-11-04
6. HERITAGE FINL CORP WASH
2018-11-28
2019-11-04
47. LIVENT CORP
2018-11-28
2019-11-04
6. LIVENT CORP
2018-11-28
2019-11-04
11. VERRA MOBILITY CORP
2019-05-21
2019-11-05
8. VERRA MOBILITY CORP
2019-02-06
2019-11-05
2. VERRA MOBILITY CORP
2019-02-06
2019-11-06
7. VERRA MOBILITY CORP
2019-02-06
2019-11-06
9. VERRA MOBILITY CORP
2019-02-06
2019-11-06
14. VERRA MOBILITY CORP
2018-12-04
2019-11-06
13. CISION LTD
2019-04-25
2019-11-06
8. EXTENDED STAY AMERICA INC
2019-03-05
2019-11-07
15. EXTENDED STAY AMERICA INC
2019-03-21
2019-11-07
25. EXTENDED STAY AMERICA INC
2019-03-21
2019-11-07
6. HEALTH INSURANCE INNOVATIO A
2018-11-28
2019-11-07
28. CISION LTD
2019-04-25
2019-11-07
10. HEALTH INSURANCE INNOVATIO A
2018-12-14
2019-11-08
1. TELEDYNE TECHNOLOGIES INC
2018-11-28
2019-11-08
40. CISION LTD
2019-04-25
2019-11-08
18. HEALTH INSURANCE INNOVATIO A
2019-01-10
2019-11-11
26. CISION LTD
2019-04-25
2019-11-11
130. ABBVIE INC
2019-05-21
2019-11-12
486. ACI WORLDWIDE INC
2019-10-11
2019-11-12
226. ALTRIA GROUP INC
2019-05-21
2019-11-12
10000. AMERICAN EXPRESS CO 3.400% 2/22/24
2019-02-20
2019-11-12
5000. AMERICAN TOWER CORP 5.000% 2/15/24
2019-05-30
2019-11-12
36. AMERIPRISE FINL INC
2018-12-17
2019-11-12
10000. AMPHENOL CORP 3.200% 4/01/24
2019-06-21
2019-11-12
41. ANALOG DEVICES INC
2019-08-28
2019-11-12
10000. ANALOG DEVICES INC 2.950% 1/21/21
2018-12-07
2019-11-12
69. APPLE COMPUTER INC.
2018-12-17
2019-11-12
193. ARES MANAGEMENT CORP A
2019-08-28
2019-11-12
1435. ARES CAPITAL CORP
2018-12-17
2019-11-12
4503.944 ARTISAN INTERNATIONAL VALUE ADVISOR
2019-08-01
2019-11-12
172. ATLAS COPCO AB A D R CL B
2019-05-21
2019-11-12
49. AUTOMATIC DATA PROCESSING INC.
2019-05-21
2019-11-12
5000. AUTOZONE INC 3.125% 4/18/24
2019-07-17
2019-11-12
10000. AVALONBAY COMM MTN 3.625% 10/01/20
2018-12-07
2019-11-12
10000. BB T CORPORATION MTN 2.750% 4/01/22
2018-12-07
2019-11-12
1558. BGC PARTNERS INC CL A
2019-09-27
2019-11-12
60. BANCFIRST CORP
2019-05-21
2019-11-12
10000. BANK OF MTN 2.98663% 1/20/23
2018-12-07
2019-11-12
73. BRIGHTVIEW HOLDINGS INC
2019-06-20
2019-11-12
3. BRIGHTVIEW HOLDINGS INC
2019-04-17
2019-11-12
63. BROADCOM INC
2019-08-28
2019-11-12
10559.662 BROWN ADVISORY STRATEGIC BOND INSTL
2018-11-01
2019-11-12
6273.988 BROWN ADVISORY STRATEGIC BOND INSTL
2019-08-01
2019-11-12
11820.084 BROWN ADVISORY MORTG SECURITIES CL INSTL
2018-11-30
2019-11-12
14336.542 BA-WMC STRATEGIC EUROPEAN EQUITY FUND CL INST
2019-08-01
2019-11-12
533. CBIZ INC
2019-05-21
2019-11-12
10000. CVS HEALTH CORP 3.700% 3/09/23
2019-06-20
2019-11-12
63. CALAVO GROWERS INC
2019-10-30
2019-11-12
10000. CAPITAL ONE 3.36601% 3/09/22
2018-12-07
2019-11-12
486. CISCO SYSTEMS
2019-05-21
2019-11-12
124. COCA COLA CO.
2019-05-21
2019-11-12
355. COLFAX CORP
2019-10-14
2019-11-12
263. COLUMBIA BKG SYS INC
2019-01-10
2019-11-12
504. COMCAST CORP NEW CL A
2019-08-28
2019-11-12
222. COMMUNITY HEALTHCARE TRUST I
2019-05-21
2019-11-12
3251.545 DFA EMERGING MARKETS CORE EQUITY I
2019-01-10
2019-11-12
254. DELTA AIR LINES INC
2019-08-28
2019-11-12
100. DELUXE CORP
2019-08-28
2019-11-12
392. DENNYS CORP
2018-11-28
2019-11-12
332. DESIGNER BRANDS INC
2019-05-21
2019-11-12
10000. DOLLAR TREE INC 3.00325% 4/17/20
2018-12-07
2019-11-12
444. DOW INC
2019-08-28
2019-11-12
10000. ENERGY TRANSFER 4.900% 2/01/24
2019-03-18
2019-11-12
692. ENERPLUS CORP
2019-09-16
2019-11-12
5000. ENTERPRISE PRODUCTS 3.350% 3/15/23
2019-02-05
2019-11-12
44. E S C O TECHNOLOGIES INC
2019-11-08
2019-11-12
969. EXTENDED STAY AMERICA INC
2019-08-28
2019-11-12
359. EXTENDED STAY AMERICA INC
2019-06-18
2019-11-12
139. FB FINANCIAL CORP
2019-01-10
2019-11-12
5000. FIDELITY NATIONAL 2.250% 8/15/21
2018-12-07
2019-11-12
212. FIRST MERCHANTS CORP
2019-11-04
2019-11-12
24. GENERAL DYNAMICS CORP
2019-08-28
2019-11-12
63. GENESEE & WYO INC CL A
2018-11-28
2019-11-12
173. GILEAD SCIENCES INC.
2019-08-28
2019-11-12
10000. GOLDMAN SACHS 2.40659% 2/23/23
2018-12-07
2019-11-12
6. HEALTH INSURANCE INNOVATIO A
2018-12-27
2019-11-12
8. HEALTH INSURANCE INNOVATIO A
2018-12-27
2019-11-12
37. HERITAGE FINL CORP WASH
2019-01-10
2019-11-12
541. HOSTESS BRANDS INC
2019-05-21
2019-11-12
56. HOWARD HUGHES CORP
2019-11-11
2019-11-12
190. IAA SPINCO INC
2019-05-21
2019-11-12
106. ITRON INC COM
2019-10-10
2019-11-12
42. J P MORGAN CHASE & CO
2018-12-17
2019-11-12
68. JOHNSON & JOHNSON
2019-05-21
2019-11-12
83. J2 GLOBAL INC
2019-09-06
2019-11-12
254. KAR AUCTION SERVICES INC
2019-08-28
2019-11-12
430. KAR AUCTION SERVICES INC
2019-10-29
2019-11-12
79. KAMAN CORP
2019-05-21
2019-11-12
10000. KEYSIGHT 4.550% 10/30/24
2019-10-23
2019-11-12
657. KINDER MORGAN INC
2019-08-28
2019-11-12
176. KONTOOR BRANDS INC W I
2019-08-28
2019-11-12
55. LATTICE SEMICONDUCTOR CORP
2018-11-28
2019-11-12
96. LIGAND PHARMACEUTICALS CL B
2019-11-06
2019-11-12
80. LITHIA MOTORS INC CL A
2019-05-21
2019-11-12
365. LIVENT CORP
2019-05-21
2019-11-12
3302. MFA FINANCIAL INC
2019-05-21
2019-11-12
50. MGP INGREDIENTS INC
2019-08-01
2019-11-12
10000. MPLX LP 0.00001% 9/09/21
2019-09-18
2019-11-12
4645.967 MATTHEWS PACIFIC TIGER FD IS
2019-03-15
2019-11-12
700. MEDICAL PROPERTIES TRUST INC
2019-05-21
2019-11-12
175. MERCK & CO. INC.
2019-05-21
2019-11-12
167. MICROSOFT CORP.
2018-12-17
2019-11-12
10000. MORGAN STANLEY MTN 3.750% 2/25/23
2019-02-01
2019-11-12
292. NEWMARK GROUP INC
2019-11-11
2019-11-12
93. NEXSTAR BROADCASTING GROUP A
2019-11-08
2019-11-12
10000. NEXTERA ENERGY 2.403% 9/01/21
2019-08-16
2019-11-12
159. NOVARTIS AG ADR
2019-05-21
2019-11-12
113. OXFORD INDS INC
2019-11-07
2019-11-12
4. OXFORD INDS INC
2018-10-31
2019-11-12
217. PACIFIC PREMIER BANCORP INC
2019-01-10
2019-11-12
260. PACWEST BANCORP
2019-11-07
2019-11-12
156. PHILIP MORRIS INTL
2019-05-21
2019-11-12
55. THE PROVIDENCE SERVICE CORP COM
2019-10-18
2019-11-12
10000. PRUDENTIAL FIN MTN 4.500% 11/16/21
2018-12-07
2019-11-12
275. RATTLER MIDSTREAM PARTNERS L P
2019-10-17
2019-11-12
10000. ROCKWELL COLLINS INC 2.800% 3/15/22
2018-12-07
2019-11-12
1142.47 T ROWE PRICE LATIN AMERICA I
2019-11-01
2019-11-12
383. SILGAN HLDGS INC COM
2019-10-07
2019-11-12
238. SILICON MOTION TECHNOLOGY CORP A D R
2019-11-08
2019-11-12
235. SIX FLAGS ENTERTAINMENT
2019-11-06
2019-11-12
157. SUNCOR ENERGY INC
2019-08-28
2019-11-12
439. TAIWAN SEMICONDUCTOR MFG CO LTD SPONSORED ADR
2018-12-17
2019-11-12
24. TELEDYNE TECHNOLOGIES INC
2019-01-10
2019-11-12
80000. U S TREASURY NT 2.750% 4/30/23
2018-11-29
2019-11-12
30000. U S TREASURY NT 1.375% 2/29/20
2019-09-30
2019-11-12
25000. U S TREASURY NT 1.875% 8/31/22
2019-01-15
2019-11-12
60000. U S TREASURY NT 1.125% 7/31/21
2018-11-29
2019-11-12
5000. U S TREASURY NT 1.875% 6/30/20
2019-03-22
2019-11-12
40000. U S TREASURY NT 1.750% 7/31/24
2019-09-16
2019-11-12
76. UNITED TECHNOLOGIES CORP.
2019-05-21
2019-11-12
19. UNITEDHEALTH GROUP INC
2019-05-21
2019-11-12
51. V F CORP.
2019-05-21
2019-11-12
10000. VERIZON 2.89363% 3/16/22
2018-12-07
2019-11-12
540. VERRA MOBILITY CORP
2019-01-10
2019-11-12
190. VIPER ENERGY PARTNERS LP
2019-09-18
2019-11-12
232. WELLS FARGO & CO-NEW
2019-05-21
2019-11-12
181. WENDYS CO THE
2019-05-30
2019-11-12
175. WEYERHAEUSER CO.
2019-08-28
2019-11-12
223. XENIA HOTELS & RESORTS INC
2018-12-17
2019-11-12
10000. XYLEM INC 4.875% 10/01/21
2019-03-08
2019-11-12
27. ACCENTURE PLC CL A
2019-05-21
2019-11-12
35. CISION LTD
2019-05-16
2019-11-12
340. CISION LTD
2019-09-16
2019-11-12
119. MEDTRONIC PLC
2019-08-28
2019-11-12
12. BRIGHTVIEW HOLDINGS INC
2019-04-17
2019-11-13
6. CBIZ INC
2019-05-21
2019-11-13
12. VERRA MOBILITY CORP
2018-12-14
2019-11-13
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
368
394
-26
b
127
145
-18
c
445
493
-48
d
305
323
-18
e
276
262
14
408
397
11
282
287
-5
134
145
-11
231
247
-16
307
251
56
1
1
73
58
15
121
110
11
699
795
-96
255
293
-38
19,966
19,966
4,994
4,994
373
304
69
70
72
-2
199
217
-18
394
434
-40
5,114
5,098
16
306
329
-23
308
329
-21
335
361
-26
10,044
9,949
95
385
411
-26
288
287
1
334
251
83
279
291
-12
460
506
-46
244
249
-5
334
323
11
266
251
15
279
251
28
9,856
9,699
157
4,977
4,927
50
441
436
5
297
330
-33
230
281
-51
199
213
-14
468
506
-38
149
142
7
445
257
188
59
67
-8
341
181
160
175
176
-1
338
360
-22
4,999
4,999
9,943
9,739
204
622
577
45
278
272
6
318
158
160
5
4
1
363
307
56
236
315
-79
174
176
-2
191
173
18
450
422
28
239
243
-4
237
117
120
270
276
-6
307
314
-7
254
297
-43
331
396
-65
526
493
33
454
464
-10
342
329
13
170
164
6
340
393
-53
132,554
125,535
7,019
185
174
11
61
58
3
534
701
-167
334
293
41
345
329
16
5,061
4,979
82
292
289
3
292
285
7
555
621
-66
9,998
9,998
288
390
-102
275
285
-10
760
890
-130
234
269
-35
319
320
-1
10,221
10,221
647
909
-262
348
329
19
332
372
-40
359
494
-135
446
436
10
197
260
-63
478
234
244
280
287
-7
294
285
9
469
216
253
272
262
10
268
247
21
274
262
12
227
248
-21
177
164
13
227
248
-21
314
416
-102
266
247
19
122
127
-5
234
312
-78
357
329
28
268
247
21
337
372
-35
344
442
-98
268
247
21
503
439
64
821
800
21
20
18
2
471
517
-46
510
407
103
278
310
-32
322
390
-68
506
465
41
472
517
-45
766
698
68
208
176
32
295
331
-36
343
442
-99
523
493
30
532
600
-68
223
105
118
788
889
-101
611
675
-64
554
753
-199
413
614
-201
206
298
-92
433
374
59
347
320
27
585
569
16
294
285
9
107
121
-14
606
685
-79
9,888
9,651
237
71
84
-13
501
587
-86
151
175
-24
272
314
-42
60
62
-2
447
466
-19
211
246
-35
861
1,048
-187
93
99
-6
207
246
-39
230
251
-21
102
123
-21
175
212
-37
233
280
-47
347
375
-28
4,930
4,810
120
315
352
-37
70
78
-8
85
93
-8
71
79
-8
212
237
-25
205
215
-10
145
156
-11
9
11
-2
47
50
-3
385
461
-76
16
17
-1
47
50
-3
62
66
-4
286
257
29
17
20
-3
96
86
10
316
328
-12
50
56
-6
300
311
-11
107
118
-11
177
195
-18
267
314
-47
9,974
9,902
72
142
156
-14
182
212
-30
181
212
-31
148
175
-27
393
410
-17
35
39
-4
265
314
-49
206
213
-7
102
97
5
388
393
-5
139
129
10
114
115
-1
194
197
-3
194
197
-3
32
33
-1
32
33
-1
65
66
-1
201
118
83
150
53
97
333
352
-19
86
79
7
5,012
4,910
102
195
178
17
22
20
2
43
40
3
521
464
57
575
975
-400
392
651
-259
382
651
-269
303
244
59
724
1,302
-578
198
163
35
356
651
-295
220
181
39
534
971
-437
66
53
13
45
36
9
355
105
250
244
70
174
90
71
19
307
364
-57
89
71
18
154
124
30
177
142
35
60
66
-6
300
328
-28
4,998
4,998
358
393
-35
292
231
61
571
623
-52
601
769
-168
90
71
19
91
98
-7
380
410
-30
370
393
-23
68
53
15
202
160
42
205
151
54
243
314
-71
345
251
94
109
140
-31
390
334
56
91
98
-7
139
100
39
139
100
39
130
111
19
47
33
14
131
111
20
4,140
4,293
-153
5,340
4,572
768
1,953
1,868
85
6,564
5,347
1,217
1,103
1,133
-30
2,379
3,052
-673
5,640
5,824
-184
8,451
7,183
1,268
11,876
9,650
2,226
8,440
13,361
-4,921
4,167
3,705
462
9,391
8,450
941
7,181
6,421
760
5,782
7,216
-1,434
5,574
5,049
525
24,768
18,998
5,770
2,638
2,683
-45
1,926
1,714
212
3,642
3,005
637
38
38
282
201
81
47
33
14
280
201
79
69
71
-2
44
49
-5
965
1,094
-129
19
19
76
75
1
429
543
-114
15
15
196
199
-3
58
56
2
58
56
2
662
766
-104
257
222
35
91
92
-1
312
320
-8
374
418
-44
92
71
21
325
385
-60
332
247
85
400
334
66
46
35
11
229
177
52
329
323
6
105
103
2
329
379
-50
356
283
73
296
273
23
131
111
20
133
106
27
133
106
27
34,906
34,783
123
4,998
4,980
18
30
29
1
226
226
210
366
-156
129
111
18
43
35
8
87
71
16
10,000
10,000
18,850
18,461
389
126
207
-81
516
445
71
42
35
7
127
106
21
128
106
22
157
196
-39
208
252
-44
132
106
26
600
495
105
205
224
-19
94
138
-44
117
173
-56
277
414
-137
10,248
9,942
306
50
56
-6
251
274
-23
386
533
-147
449
486
-37
201
203
-2
152
149
3
151
147
4
152
147
5
130
111
19
100
98
2
200
196
4
129
111
18
101
98
3
209
196
13
317
295
22
104
98
6
159
147
12
52
49
3
208
196
12
156
199
-43
103
98
5
204
196
8
52
66
-14
252
222
30
301
295
6
251
222
29
146
147
-1
318
244
74
204
373
-169
254
462
-208
122
111
11
236
245
-9
65
122
-57
196
365
-169
472
878
-406
635
464
171
50
91
-41
116
212
-96
133
242
-109
46
49
-3
234
245
-11
646
439
207
319
574
-255
17
30
-13
78
100
-22
49
49
294
295
-1
324
220
104
132
242
-110
108
133
-25
66
121
-55
149
270
-121
300
365
-65
333
344
-11
33
60
-27
198
360
-162
164
299
-135
66
120
-54
49
88
-39
195
352
-157
163
288
-125
161
288
-127
49
86
-37
65
115
-50
380
618
-238
49
74
-25
10,056
9,877
179
97
133
-36
219
279
-60
307
233
74
352
344
8
329
220
109
668
439
229
321
387
-66
16
22
-6
270
358
-88
461
146
315
327
220
107
108
140
-32
138
175
-37
10
12
-2
170
205
-35
281
218
63
86
67
19
258
201
57
330
220
110
30
36
-6
120
143
-23
302
238
64
251
314
-63
331
220
111
50
59
-9
190
151
39
109
140
-31
55
70
-15
27
22
5
9,550
9,137
413
168
210
-42
169
210
-41
355
862
-507
45
110
-65
164
131
33
121
83
38
30
21
9
106
72
34
135
92
43
211
139
72
131
155
-24
114
156
-42
215
291
-76
358
462
-104
146
199
-53
282
333
-51
245
325
-80
342
220
122
404
476
-72
447
548
-101
260
309
-49
11,463
11,106
357
16,498
14,312
2,186
10,479
12,045
-1,566
10,415
9,997
418
5,493
5,383
110
5,740
4,341
1,399
10,325
10,219
106
4,653
4,412
241
10,084
9,938
146
18,078
11,781
6,297
6,081
5,486
595
26,676
23,809
2,867
163,583
140,000
23,583
5,466
3,756
1,710
8,126
7,030
1,096
5,161
5,111
50
10,097
10,024
73
10,146
9,808
338
8,699
9,551
-852
3,552
3,348
204
10,146
10,028
118
1,377
1,166
211
57
45
12
19,876
16,050
3,826
101,584
100,000
1,584
60,356
60,000
356
119,383
113,000
6,383
163,867
140,000
23,867
14,164
11,350
2,814
10,404
10,310
94
5,380
6,024
-644
10,095
9,957
138
23,551
22,375
1,176
6,403
6,057
346
12,163
10,048
2,115
10,671
10,535
136
22,760
22,061
699
10,246
7,024
3,222
67,405
62,402
5,003
14,536
14,465
71
4,980
4,439
541
7,634
6,563
1,071
5,866
8,470
-2,604
10,001
9,976
25
24,569
19,285
5,284
10,688
10,424
264
4,453
6,287
-1,834
5,156
5,010
146
3,780
3,585
195
13,973
13,508
465
5,172
6,468
-1,296
5,379
5,396
-17
5,008
4,873
135
8,716
8,756
-40
4,439
4,447
-8
7,016
5,177
1,839
11,182
11,045
137
10,040
9,829
211
148
162
-14
187
207
-20
1,047
1,254
-207
7,107
6,315
792
6,137
6,144
-7
8,018
6,574
1,444
8,142
5,820
2,322
5,468
4,408
1,060
8,931
9,399
-468
7,950
6,191
1,759
5,463
6,471
-1,008
9,298
9,886
-588
5,068
4,563
505
10,823
10,904
-81
13,166
11,993
1,173
6,438
5,958
480
1,115
321
794
10,573
13,024
-2,451
13,156
6,814
6,342
3,003
4,987
-1,984
25,392
23,445
1,947
2,245
3,135
-890
10,037
10,014
23
132,968
133,246
-278
13,905
11,907
1,998
14,782
13,255
1,527
24,587
17,562
7,025
10,462
10,124
338
3,636
2,690
946
10,085
8,833
1,252
10,061
10,037
24
14,213
12,281
1,932
8,199
8,679
-480
290
276
14
7,345
6,679
666
10,180
10,005
175
13,073
13,091
-18
3,892
3,593
299
10,485
10,201
284
4,108
5,019
-911
10,147
9,779
368
28,162
28,401
-239
11,858
10,195
1,663
10,250
8,772
1,478
10,887
13,114
-2,227
5,027
4,457
570
22,955
16,053
6,902
8,289
5,262
3,027
82,772
79,666
3,106
29,980
29,917
63
25,126
24,570
556
59,426
58,322
1,104
5,009
4,984
25
40,011
40,110
-99
11,271
9,126
2,145
4,841
5,012
-171
4,372
3,773
599
10,158
10,020
138
7,924
5,320
2,604
4,719
5,982
-1,263
12,532
11,974
558
3,744
3,233
511
5,131
4,462
669
4,719
4,404
315
10,489
10,307
182
5,156
4,255
901
350
414
-64
3,395
3,441
-46
12,902
12,044
858
225
180
45
160
117
43
175
118
57
821
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-26
b
-18
c
-48
d
-18
e
14
11
-5
-11
-16
56
15
11
-96
-38
69
-2
-18
-40
16
-23
-21
-26
95
-26
1
83
-12
-46
-5
11
15
28
157
50
5
-33
-51
-14
-38
7
188
-8
160
-1
-22
204
45
6
160
1
56
-79
-2
18
28
-4
120
-6
-7
-43
-65
33
-10
13
6
-53
7,019
11
3
-167
41
16
82
3
7
-66
-102
-10
-130
-35
-1
-262
19
-40
-135
10
-63
244
-7
9
253
10
21
12
-21
13
-21
-102
19
-5
-78
28
21
-35
-98
21
64
21
2
-46
103
-32
-68
41
-45
68
32
-36
-99
30
-68
118
-101
-64
-199
-201
-92
59
27
16
9
-14
-79
237
-13
-86
-24
-42
-2
-19
-35
-187
-6
-39
-21
-21
-37
-47
-28
120
-37
-8
-8
-8
-25
-10
-11
-2
-3
-76
-1
-3
-4
29
-3
10
-12
-6
-11
-11
-18
-47
72
-14
-30
-31
-27
-17
-4
-49
-7
5
-5
10
-1
-3
-3
-1
-1
-1
83
97
-19
7
102
17
2
3
57
-400
-259
-269
59
-578
35
-295
39
-437
13
9
250
174
19
-57
18
30
35
-6
-28
-35
61
-52
-168
19
-7
-30
-23
15
42
54
-71
94
-31
56
-7
39
39
19
14
20
-153
768
85
1,217
-30
-673
-184
1,268
2,226
-4,921
462
941
760
-1,434
525
5,770
-45
212
637
81
14
79
-2
-5
-129
1
-114
-3
2
2
-104
35
-1
-8
-44
21
-60
85
66
11
52
6
2
-50
73
23
20
27
27
123
18
1
-156
18
8
16
389
-81
71
7
21
22
-39
-44
26
105
-19
-44
-56
-137
306
-6
-23
-147
-37
-2
3
4
5
19
2
4
18
3
13
22
6
12
3
12
-43
5
8
-14
30
6
29
-1
74
-169
-208
11
-9
-57
-169
-406
171
-41
-96
-109
-3
-11
207
-255
-13
-22
-1
104
-110
-25
-55
-121
-65
-11
-27
-162
-135
-54
-39
-157
-125
-127
-37
-50
-238
-25
179
-36
-60
74
8
109
229
-66
-6
-88
315
107
-32
-37
-2
-35
63
19
57
110
-6
-23
64
-63
111
-9
39
-31
-15
5
413
-42
-41
-507
-65
33
38
9
34
43
72
-24
-42
-76
-104
-53
-51
-80
122
-72
-101
-49
357
2,186
-1,566
418
110
1,399
106
241
146
6,297
595
2,867
23,583
1,710
1,096
50
73
338
-852
204
118
211
12
3,826
1,584
356
6,383
23,867
2,814
94
-644
138
1,176
346
2,115
136
699
3,222
5,003
71
541
1,071
-2,604
25
5,284
264
-1,834
146
195
465
-1,296
-17
135
-40
-8
1,839
137
211
-14
-20
-207
792
-7
1,444
2,322
1,060
-468
1,759
-1,008
-588
505
-81
1,173
480
794
-2,451
6,342
-1,984
1,947
-890
23
-278
1,998
1,527
7,025
338
946
1,252
24
1,932
-480
14
666
175
-18
299
284
-911
368
-239
1,663
1,478
-2,227
570
6,902
3,027
3,106
63
556
1,104
25
-99
2,145
-171
599
138
2,604
-1,263
558
511
669
315
182
901
-64
-46
858
45
43
57
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
155,491
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
69,670
2,061,438
0.033797
2017
14,887
2,009,769
0.007407
2016
110,648
1,913,083
0.057838
2015
129,696
1,987,478
0.065257
2014
2,036,705
2
Total
of line 1, column (d)
.....................
2
0.164299
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.03286
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,688,852
5
Multiply line 4 by line 3
......................
5
55,496
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,848
7
Add lines 5 and 6
........................
7
57,344
8
Enter qualifying distributions from Part XII, line 4
,.............
8
2,163,597
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,848
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
1,848
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,848
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
5,389
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
5,389
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
3,541
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
3,541
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
Yes
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
VA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BROWN ADVISORY
Telephone no.
(240) 200-3304
Located at
901 S BOND STREET SUITE 400
BALTIMORE
MD
ZIP+4
21231
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
CHRISTOPHER ALBRITTAIN
DIR/TREAS
1
0
901 S BOND STREET SUITE 400
BALTIMORE
,
MD
21231
MICHAEL L ALBRITTAIN
DIR/SEC
1
0
901 S BOND STREET SUITE 400
BALTIMORE
,
MD
21231
NANCY A BRIGHT
PRES/DIR
1
0
901 S BOND STREET SUITE 400
BALTIMORE
,
MD
21231
KAREN ALBRITTAIN WILLIAMS
VP/DIR
1
0
901 S BOND STREET SUITE 400
BALTIMORE
,
MD
21231
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,456,700
b
Average of monthly cash balances
.......................
1b
257,871
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,714,571
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,714,571
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
25,719
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,688,852
6
Minimum investment return.
Enter 5% of line 5
..................
6
84,443
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
84,443
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,848
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,848
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
82,595
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
82,595
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
82,595
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
2,163,597
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
2,163,597
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
1,848
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
2,161,749
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
82,595
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
40,802
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
2,163,597
a
Applied to 2018, but not more than line 2a
40,802
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
82,595
e
Remaining amount distributed out of corpus
2,040,200
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
2,040,200
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
2,040,200
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
2,040,200
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
COMMUNITY RESIDENCES INC
14160 NEWBROOK DRIVE 1ST FLOOR
CHANTILLY
,
VA
20151
NONE
PC
GENERAL
500,000
ST AGNES CATHOLIC CHURCH
1910 NORTH RANDOLPH STREET
ARLINGTON
,
VA
22207
NONE
PC
GENERAL
500,000
ARLINGTON HOUSING CORPORATION
2230 NORTH FAIRFAX DRIVE SUITE 100
ARLINGTON
,
VA
22201
NONE
PC
GENERAL
100,000
CATHOLIC CHARITIES DIOCESE OF ARLINGTON
200 NORTH GLEBE ROAD SUITE 811
ARLINGTON
,
VA
22203
NONE
PC
GENERAL
200,000
CAPITAL CARING HEALTH
3180 FAIRVIEW PARK DR
FALLS CHURCH
,
VA
22042
NONE
PC
GENERAL
200,000
ST PAUL VI CATHOLIC HIGH SCHOOL
42341 BRADDOCK ROAD
CHANTILLY
,
VA
20152
NONE
PC
GENERAL
500,000
MISSIONHURST CICM
4651 N 25TH STREET
ARLINGTON
,
VA
22207
NONE
PC
GENERAL
163,597
Total
.................................
3a
2,163,597
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
50,925
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
155,491
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
206,416
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
206,416
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description