-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
08-01-2019
, and ending
07-31-2020
Name of foundation
ANIMAL ASSISTANCE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
405 Urban Street No 340
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Lakewood
,
CO
80228
A Employer identification number
84-0715412
B
Telephone number (see instructions)
(303) 744-8396
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
31,160,180
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
100
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
414,932
414,932
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
918,036
b
Gross sales price for all assets on line 6a
7
Capital gain net income (from Part IV, line 2)
...
918,036
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
151,604
151,604
12
Total.
Add lines 1 through 11
........
1,484,672
1,484,572
13
Compensation of officers, directors, trustees, etc.
140,000
21,000
119,000
14
Other employee salaries and wages
......
77,404
285
77,119
15
Pension plans, employee benefits
.......
43,339
3,921
39,418
16a
Legal fees (attach schedule)
.........
3,851
0
3,851
b
Accounting fees (attach schedule)
.......
32,730
9,073
23,657
c
Other professional fees (attach schedule)
....
106,977
94,042
12,935
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
23,667
6,667
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
34,868
0
34,868
21
Travel, conferences, and meetings
.......
17,668
0
17,668
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
13,346
0
13,346
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
493,850
134,988
341,862
25
Contributions, gifts, grants paid
.......
1,306,387
1,306,387
26
Total expenses and disbursements.
Add lines 24 and 25
1,800,237
134,988
1,648,249
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-315,565
b
Net investment income
(if negative, enter -0-)
1,349,584
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
606,181
93,739
93,739
2
Savings and temporary cash investments
.........
63,809
221,579
221,579
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
10,662,553
10,266,591
16,261,349
c
Investments—corporate bonds (attach schedule)
.......
4,964,122
6,231,374
6,553,182
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
5,501,121
4,668,938
8,028,230
14
Land, buildings, and equipment: basis
49,770
Less: accumulated depreciation (attach schedule)
49,770
15
Other assets (describe
)
2,101
2,101
2,101
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
21,799,887
21,484,322
31,160,180
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
21,799,887
21,484,322
29
Total net assets or fund balances
(see instructions)
.....
21,799,887
21,484,322
30
Total liabilities and net assets/fund balances
(see instructions)
.
21,799,887
21,484,322
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
21,799,887
2
Enter amount from Part I, line 27a
.....................
2
-315,565
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
21,484,322
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
21,484,322
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
Publicly traded securities
b
Clarion Lion Properties Fund
P
c
Acadian Global Managed Volatility Equity Fund
P
d
Barings U.S. Loan Fund
P
e
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
332,298
b
12,466
c
426,116
d
147,156
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
332,298
b
12,466
c
426,116
d
147,156
e
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
918,036
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
1,776,747
30,137,596
0.058955
2017
1,725,587
30,502,430
0.056572
2016
1,392,482
28,946,959
0.048105
2015
1,350,781
27,952,719
0.048324
2014
1,443,432
29,113,450
0.049580
2
Total
of line 1, column (d)
.....................
2
0.261536
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.052307
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
29,779,985
5
Multiply line 4 by line 3
......................
5
1,557,702
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
13,496
7
Add lines 5 and 6
........................
7
1,571,198
8
Enter qualifying distributions from Part XII, line 4
,.............
8
1,648,249
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
13,496
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
13,496
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
13,496
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
19,187
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
19,187
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
5
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
5,686
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
5,686
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CO
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
www.aaf-fd.org
14
The books are in care of
Kathy Strandberg
Telephone no.
(303) 744-8396
Located at
405 Urban Street No 340
Lakewood
CO
ZIP+4
80228
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Donna Middlebrooks
Chair
3.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Tom Parks DVM
Vice Chair
1.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Kathy Strandberg
Treasurer
2.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Jayme Nielson
Secretary
1.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Julie Martin DVM
Member
1.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Barbara Krause
Member
1.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Mike Duffy
Member
1.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Ashley Beck
Member
1.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Kristina Hansson
Member
1.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Patricia Olson DVM
Member through July 2020
1.00
0
0
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Katie Parker
Executive Director
40.00
140,000
13,730
0
405 Urban St Ste 340
Lakewood
,
CO
80228
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
Rachel Gonzales
Program Director
40.00
71,706
10,598
0
405 Urban St Ste 340
Lakewood
,
CO
80228
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
29,935,230
b
Average of monthly cash balances
.......................
1b
298,257
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
30,233,487
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
30,233,487
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
453,502
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
29,779,985
6
Minimum investment return.
Enter 5% of line 5
..................
6
1,488,999
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
1,488,999
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
13,496
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
13,496
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
1,475,503
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
1,475,503
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
1,475,503
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
1,648,249
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
1,648,249
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
13,496
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
1,634,753
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
1,475,503
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
757,953
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
1,648,249
a
Applied to 2018, but not more than line 2a
757,953
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
890,296
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
585,207
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
infoaaf-fdorg
405 Urban Street Ste 340
Lakewood
,
CO
80228
(303) 744-8396
b
The form in which applications should be submitted and information and materials they should include:
Before submitting a formal application for a grant, the applicant organization must register with AAF, and fill out the on-line Letter of Inquiry form. If the LOI is accepted, the organization will be notified to complete an on-line application.
c
Any submission deadlines:
Grant cycle opens June 1. Letter of inquiry due by September 1. Application due by September 29.
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Applicants must be a nonprofit organization or government entity located in Colorado or that has a direct impact on animals and their owners in Colorado. Requests must be for funding which is compatible with the Foundation's focus areas: Companion Animal Population Control; Operational Optimization; Permanent Homes; Cruelty Prevention and Intervention; and Innovation.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Animal Friends Alliance
2321 E Mulberry St 1
Fort Collins
,
CO
80524
PC
Emergency Operational Support
15,000
Animal Friends Alliance
2321 E Mulberry St 1
Fort Collins
,
CO
80524
PC
Gala for Animals: "Take Me Home Tonight: 80's Prom."
1,000
Animal Friends Alliance
2321 E Mulberry St 1
Fort Collins
,
CO
80524
PC
Merger Support 2019-2020
10,000
Animal Friends Alliance
2321 E Mulberry St 1
Fort Collins
,
CO
80524
PC
Ongoing Program Support 2019-2020
25,000
Animal Friends Alliance
2321 E Mulberry St 1
Fort Collins
,
CO
80524
PC
Final year - capital campaign
20,000
Ark Valley Humane Society
PO Box 1335
Buena Vista
,
CO
81211
PC
Event Sponsorships
1,000
Ark Valley Humane Society
PO Box 1335
Buena Vista
,
CO
81211
PC
2019 General Operating Support
5,000
Association of Fundraising Professionals
7010 Broadway
Denver
,
CO
80221
PC
sponsor online conference
2,500
CFAWA
6300 Hampden Ave Unit C 284
Denver
,
CO
80222
PC
Three-year general operating support
50,000
City of Lamar
8551 CR EE5
Lamar
,
CO
81052
PC
Support Lamar Animal Shelter
15,000
City of Montrose
3383 North Townsend Avenue
Montrose
,
CO
81401
PC
Low Cost Spay/Neuter Clinic Equipment
13,500
City of Yuma
910 South Main Street
Yuma
,
CO
80759
PC
City of Yuma Community Focused Cat Management Program
3,387
Colorado Coalition for the Homeless
2111 Champa Street
Denver
,
CO
80205
PC
Veterinary Assistance for Companion Animals of People Experiencing Homelessness
3,000
Colorado Horse Rescue
10386 North 65th Street
Longmont
,
CO
80502
PC
Urgent Support for Colorado Horse Rescue Operations
15,000
Colorado Horse Rescue
10386 North 65th Street
Longmont
,
CO
80502
PC
Equine Management System (EMS)
10,000
Colorado Pet Overpopulation Fund
405 Urban St Suite 340
Lakewood
,
CO
80228
PC
Co-Fund S/N recovery
30,000
Colorado Pet Pantry
PO Box 323
Boulder
,
CO
80306
PC
Colorado Pet Pantry
30,000
Denver Animal Foundation
3355 Hudson St 7325
Denver
,
CO
80207
PC
Metro Denver CAT
100,000
Dogster's Spay & Neuter Program
10 Town Plaza 115
Durango
,
CO
81301
PC
2020 Spay/Neuter
25,000
Dumb Friends League
2080 SQuebec St
Denver
,
CO
80231
PC
San Luis Valley Animal Center
100,000
Dumb Friends League
2080 SQuebec St
Denver
,
CO
80231
PC
Final year - capital campaign
82,000
Dumb Friends League
2080 SQuebec St
Denver
,
CO
80231
PC
San Luis Valley Animal Center
75,000
Dumb Friends League
2080 SQuebec St
Denver
,
CO
80231
PC
Final year - Solutions
50,000
Dumb Friends League
2080 SQuebec St
Denver
,
CO
80231
PC
COVID Emergency Funding Support
15,000
Eagle Valley Humane Society
PO box 4105
Eagle
,
CO
81631
PC
EVHS COVID
2,000
Foothills Animal Shelter
580 McIntyre Street
Golden
,
CO
80401
PC
COVID-19 Relief
35,000
Foothills Animal Shelter
580 McIntyre Street
Golden
,
CO
80401
PC
SpayToday at Foothills Animal Shelter
15,000
For Pets' Sake Humane Society
PO Box 1705
Cortez
,
CO
81321
PC
Foster Rescue Project
10,000
For Pets' Sake Humane Society
PO Box 1705
Cortez
,
CO
81321
PC
Owned Animal Assistance Program
4,000
Fort Morgan Humane Society
PO Box 24
Fort Morgan
,
CO
80701
PC
No More Nuts in Fort Morgan
8,000
Golden Retriever Rescue of the Rockies
15350 W 72nd Avenue
Arvada
,
CO
80007
PC
Golden Retriever Rescue Covid Emergency Funding
2,000
Grand County Pet Pals
PO Box 1972
Granby
,
CO
80446
PC
The Ongoing Spay/Neuter and Vaccination Project: A Repsonsible Pet Ownership Campaign
5,000
Grand Rivers Humane Society
2500 Broadway Unit B 264
Grand Junction
,
CO
81507
PC
Spay/ Neuter program & Elevated Medical Care
10,000
Gunnison Valley Animal Welfare League
PO Box 1834
Gunnison
,
CO
81230
PC
Gunnison Valley Animal Welfare League
3,000
Humane Society of Boulder Valley
2323 55th Street
Boulder
,
CO
80301
PC
COVID-19 Emergency Support
15,000
Humane Society of Boulder Valley
2323 55th Street
Boulder
,
CO
80301
PC
Meeting the Evolving Needs of Transfer Animals
5,000
Humane Society of Larimer County
3501 E 71 Street
Loveland
,
CO
80538
PC
Better Together
10,000
Humane Society of Pagosa Springs
PO Box 2230
Pagosa Springs
,
CO
81147
PC
COVID-19 Emergency Relief Grant
4,000
Humane Society of Pikes Peak Region
610 Abbot Lane
Colorado Springs
,
CO
80905
PC
Temporary Foster Care Coordinator
15,000
Humane Society of Pikes Peak Region
610 Abbot Lane
Colorado Springs
,
CO
80905
PC
Advanced Leadership: Managing Change with Courage & Compassion Workshop
5,500
Humane Society of Pikes Peak Region
610 Abbot Lane
Colorado Springs
,
CO
80905
PC
A Holistic Approach to Animal Welfare in the Pikes Peak Region
50,000
Humane Society of the South Platte Valley Inc
2129 W Chenango Avenue
Littleton
,
CO
80120
PC
HSSPV Covid 19 Support
2,500
Humane Society of Weld County
1620 42nd Street
Evans
,
CO
80620
PC
Covid-19 Emergency Funding
10,000
Humane Society of Weld County
1620 42nd Street
Evans
,
CO
80620
PC
Strategic Planning Focusing on the Future
8,000
JJ's Helping Paws
1501 Main Street 3
Canon City
,
CO
81215
PC
A Helping Hand for Fremont County Cats and Dogs Emergency Response
5,000
JJ's Helping Paws
1501 Main Street 3
Canon City
,
CO
81215
PC
Improving the lives of the cats and dogs of Fremont County
8,000
La Plata County Humane Society
1111 S Camino del Rio
Durango
,
CO
81301
PC
COVID-19 Disaster Relief
10,000
Los Huerfanos Animal Welfare Association
PO Box 8
Walsenburg
,
CO
81089
PC
LHAWA Spay and Neuter Assistance Program (SNAP) and Low Cost Vaccination and Microchip Program
3,000
Meeker Animal Shelter
345 Market Street
Meeker
,
CO
81641
PC
Animal Control-Spay, Neuter and Vaccinations
5,000
Mesa County Animal Services
PO Box 20000-5002
Whitewater
,
CO
81527
PC
Mesa County Animal Welfare Partner Grant IX
27,000
Montrose Animal Protection Agency
PO box 2009
Montrose
,
CO
81403
PC
Montrose Animal Protection Agency Grant Application
4,000
PawsCo
PO Box 6261
Denver
,
CO
80206
PC
COVID-19 Foster Intake Relief
6,000
Rifle Animal Shelter
0569 County Road 265
Rifle
,
CO
81650
PC
Journey Home Animal Care Center
75,000
Rifle Animal Shelter
0569 County Road 265
Rifle
,
CO
81650
PC
COVID-19 for 2020 Operations
50,000
Rifle Animal Shelter
0569 County Road 265
Rifle
,
CO
81650
PC
Operational Support
10,000
Rifle Animal Shelter
0569 County Road 265
Rifle
,
CO
81650
PC
Journey Home Animal Care Center
6,000
Roice-Hurst Humane Society
362 28 Road
Grand Junction
,
CO
81501
PC
Roice-Hurst Mobile Veterinary Vehicle Deployment
10,000
Roice-Hurst Humane Society
362 28 Road
Grand Junction
,
CO
81501
PC
Grand Valley Cat Project
25,000
Roice-Hurst Humane Society
362 28 Road
Grand Junction
,
CO
81501
PC
Grand Valley Cat Coalition
30,000
Routt County Humane Society
PO Box 772080
Steamboat Springs
,
CO
80477
PC
COVID-19 Operational Support
4,000
Safe Harbor Lab Rescue
601 16th Street C-322
Golden
,
CO
80401
PC
Medical Care for Senior Labrador Retrievers
3,000
Second Chance Animal Rescue Foundation
PO Box 44
Lamar
,
CO
81052
PC
2019-2020 Animal Collaborations and Improving Welfare for Animals in SE Colorado
25,000
Second Chance Humane Society
PO Box 2096
Ridgway
,
CO
81432
PC
Making our community strong
5,000
Second Chance Humane Society
PO Box 2096
Ridgway
,
CO
81432
PC
Second Chance Community Resources Program - Living Better Together
10,000
South Park Good Samaritan Foundation
PO Box 1956
Fairplay
,
CO
80440
PC
South Park Maximum Pet Health and Wellness
1,000
South Park Good Samaritan Foundation
PO Box 1956
Fairplay
,
CO
80440
PC
South Park Maximum Pet Health and Wellness
2,500
Spay Today NeuterNow
1401 Ammons St
Lakewood
,
CO
80214
PC
COVID-19 Emergency Funding
15,000
Surface Creek Animal Shelter
PO Box 853
Cedaredge
,
CO
81413
PC
Surface Creek Animal Shelter
2,500
Surface Creek Animal Shelter
PO Box 853
Cedaredge
,
CO
81413
PC
Program Coordinator
7,000
Teller County Regional Animal Shelter
PO Box 904
Divide
,
CO
80863
PC
Rescuing doesn't stop in a crisis
4,000
Teller County Regional Animal Shelter
PO Box 904
Divide
,
CO
80863
PC
Paw in Hand Intake Diversion
5,000
The Feline Fix
6075 Parkway Drive
Commerce City
,
CO
80022
PC
Spay/Neuter Clinic Support for The Feline Fix
10,000
The Senior Hub
9025 Grant Suite 150
Thornton
,
CO
80229
PC
PetVet Program
5,000
The Street Dog Coalition
220 Jackson Avenue
Fort Collins
,
CO
80521
PC
Veterinarian Care for Pets of the Homeless and Near Homeless
3,000
The Street Dog Coalition
220 Jackson Avenue
Fort Collins
,
CO
80521
PC
Free Veterinary Care for the Homeless and Near-homeless in Colorado
15,000
Total
.................................
3a
1,306,387
b
Approved for future payment
Dumb Friends League
2080 SQuebec St
Denver
,
CO
80231
PC
San Luis Valley Animal Center
175,000
Rifle Animal Shelter
0569 County Road 265
Rifle
,
CO
81650
PC
Journey Home Animal Care Center
75,000
Total
.................................
3b
250,000
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
414,932
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
151,604
8
Gain or (loss) from sales of assets other than
inventory
............
18
918,036
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
1,484,572
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
1,484,572
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description