-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
Peoples United Community Foundation
Number and street (or P.O. box number if mail is not delivered to street address)
850 Main Street
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Bridgeport
,
CT
06604
A Employer identification number
20-8675365
B
Telephone number (see instructions)
(203) 338-6111
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
56,890,853
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
349,322
2
Check
.............
3
Interest on savings and temporary cash investments
8,325
8,325
4
Dividends and interest from securities
...
1,525,327
1,525,327
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,200,617
b
Gross sales price for all assets on line 6a
13,988,877
7
Capital gain net income (from Part IV, line 2)
...
1,200,617
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
3,083,591
2,734,269
13
Compensation of officers, directors, trustees, etc.
250,157
250,157
14
Other employee salaries and wages
......
72,523
12,624
59,899
15
Pension plans, employee benefits
.......
18,131
3,156
14,975
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
44,000
44,000
c
Other professional fees (attach schedule)
....
127,865
105,844
22,021
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
37,582
10,976
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
8,510
8,510
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
26,777
26,777
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
585,545
132,600
426,339
25
Contributions, gifts, grants paid
.......
2,929,057
2,929,057
26
Total expenses and disbursements.
Add lines 24 and 25
3,514,602
132,600
3,355,396
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-431,011
b
Net investment income
(if negative, enter -0-)
2,601,669
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
1,057
1,057
2
Savings and temporary cash investments
.........
2,898,452
2,085,249
2,085,249
3
Accounts receivable
119,255
Less: allowance for doubtful accounts
95,111
119,255
119,255
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
28,177
16,403
16,403
10a
Investments—U.S. and state government obligations (attach schedule)
3,280,208
5,533,175
5,533,175
b
Investments—corporate stock (attach schedule)
.......
38,376,843
40,891,228
40,891,228
c
Investments—corporate bonds (attach schedule)
.......
4,540,303
4,147,107
4,147,107
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
4,097,379
4,097,379
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
49,219,094
56,890,853
56,890,853
17
Accounts payable and accrued expenses
..........
13,127
14,993
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
2,768
23
Total liabilities
(add lines 17 through 22)
.........
13,127
17,761
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
49,205,967
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
49,205,967
56,873,092
30
Total liabilities and net assets/fund balances
(see instructions)
.
49,219,094
56,890,853
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
49,205,967
2
Enter amount from Part I, line 27a
.....................
2
-431,011
3
Other increases not included in line 2 (itemize)
3
8,098,136
4
Add lines 1, 2, and 3
..........................
4
56,873,092
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
56,873,092
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
2500 ANHEUSER-BUSCH INBEV
P
2016-12-31
2019-02-12
b
2000 APPLE INC 2.700% 5/1
P
2015-06-03
2019-05-31
c
2000 FEDL HOME LOAN BANK
P
2017-05-30
2019-05-13
d
2500 MORGAN STANLEY
P
2016-11-15
2019-05-01
e
2500 NORDEA BANK AB 1.625
P
2016-09-22
1250 ORANGE SA 1.625% 11/
P
2016-11-03
2019-11-04
2500 TOYOTA MOTOR CREDIT
P
2016-05-20
2019-05-20
3500 US TREASURY NOTES
P
2017-11-09
2019-04-30
285 AIA GROUP LTD ADR
P
2017-05-19
2019-02-28
100 AIA GROUP LTD ADR
P
2017-05-19
2019-07-22
404 APPLE INC
P
2014-07-02
2019-02-28
204 APPLE INC
P
2014-07-02
2019-04-18
59 APPLE INC
P
2014-07-02
2019-07-22
204 APPLE INC
P
2014-07-02
2019-10-16
9 ABBVIE INC
P
2016-08-16
2019-02-28
7 ABBVIE INC
P
2016-08-16
2019-04-18
574 ABBOTT LABS
P
2013-01-25
2019-02-28
175 ABBOTT LABS
P
2013-09-23
2019-02-28
248 ABBOTT LABS
P
2013-10-23
2019-02-28
82 ABBOTT LABS
P
2013-10-23
2019-04-18
29 ABBOTT LABS
P
2013-12-06
2019-04-18
111 ABBOTT LABS
P
2013-12-06
2019-10-16
107 ABBOTT LABS
P
2015-03-25
2019-10-16
30 ABBOTT LABS
P
2015-07-09
2019-10-16
243 AMERICAN CAMPUS CMNT
P
2014-05-23
2019-10-16
38 AMERICAN CAMPUS CMNT
P
2014-09-23
2019-10-16
79 ACADIA HEALTHCARE CO
P
2016-06-10
2019-02-28
91 ACADIA HEALTHCARE CO
P
2016-06-10
2019-07-22
0.957 ACS ACTIVIDADES CONS
P
2017-01-26
2019-03-08
288 ACS ACTIVIDADES CONS
P
2017-01-26
2019-07-22
0.6 ACS ACTIVIDADES CONS
P
2017-01-26
2019-08-13
46 ADOBE SYS INC
P
2016-08-16
2019-04-18
42 ADOBE SYS INC
P
2016-08-16
2019-07-22
47 ADOBE SYS INC
P
2016-08-16
2019-10-16
86 AERCAP HOLDINGS NV
P
2016-06-10
2019-02-28
4 AERCAP HOLDINGS NV
P
2017-03-02
2019-02-28
98 AERCAP HOLDINGS NV
P
2017-03-02
2019-07-22
56 AERCAP HOLDINGS NV
P
2017-03-02
2019-10-16
379 AERCAP HOLDINGS NV
P
2017-05-19
2019-10-16
290 ALLERGAN PLC
P
2013-01-25
2019-01-02
55 ALLERGAN PLC
P
2016-12-12
2019-01-02
33 ALLERGAN PLC
P
2017-01-26
2019-01-02
73 ALLERGAN PLC
P
2018-06-25
2019-01-02
151 AMERICAN INTL GROUP
P
2018-01-22
2019-10-16
55 AKAMAI TECHNOLOGIES
P
2016-08-16
2019-02-28
101 AKAMAI TECHNOLOGIES
P
2016-08-16
2019-07-22
64 ALEXION PHARMACEUTIC
P
2016-08-16
2019-02-28
8 ALEXION PHARMACEUTIC
P
2016-08-16
2019-04-18
5 AMGEN INC
P
2017-01-26
2019-02-28
27 AMGEN INC
P
2017-01-26
2019-07-22
1667 Amneal Parmaceuticals Inc
P
2018-01-22
2019-07-22
22 AMAZON COM INC
P
2016-08-16
2019-04-18
13 AMAZON COM INC
P
2016-08-16
2019-10-16
297 ANSYS INC
P
2014-09-23
2019-10-16
59 ANSYS INC
P
2017-08-18
2019-10-16
30 ANSYS INC
P
2019-01-02
2019-10-16
46 ANSYS INC
P
2019-02-28
2019-10-16
69 AON PLC
P
2018-12-03
2019-04-18
105 AON PLC
P
2018-12-03
2019-10-16
62 ARTISAN PARTNERS ASS
P
2014-09-23
2019-02-28
33 ARTISAN PARTNERS ASS
P
2014-09-23
2019-04-18
51 ARTISAN PARTNERS ASS
P
2014-09-23
2019-07-22
31 APTARGROUP INC
P
2012-11-21
2019-02-28
29 APTARGROUP INC
P
2012-11-21
2019-07-22
110 AVERY DENNISON CORP
P
2018-12-03
2019-04-18
166 AVERY DENNISON CORP
P
2018-12-03
2019-10-16
58 A X A ADR
P
2016-12-12
2019-02-28
118 A X A ADR
P
2016-12-12
2019-07-22
19 AMERICAN EXPRESS CO
P
2016-08-16
2019-04-18
43 AMERICAN EXPRESS CO
P
2016-08-16
2019-07-22
18 ASTRAZENECA PLC SPON
P
2017-07-03
2019-02-28
14 ASTRAZENECA PLC SPON
P
2017-07-03
2019-04-18
17 ASTRAZENECA PLC SPON
P
2017-07-03
2019-07-22
37 BOEING CO
P
2015-06-02
2019-04-18
61 BOEING CO
P
2015-06-02
2019-10-16
27 ALIBABA GROUP HLDG
P
2018-09-05
2019-02-28
12 ALIBABA GROUP HLDG
P
2018-09-05
2019-07-22
498 BANK OF AMERICA CORP
P
2017-10-18
2019-04-18
677 BANK OF AMERICA CORP
P
2017-10-18
2019-10-16
163 B A E SYSTEMS PLC AD
P
2017-10-18
2019-07-22
125 BOOZ ALLEN HAMILTON
P
2016-12-12
2019-07-22
141 BOOZ ALLEN HAMILTON
P
2016-12-12
2019-10-16
33 BHP BILLITON PLC ADR
P
2017-03-02
2019-02-28
391 BHP BILLITON PLC ADR
P
2017-03-02
2019-04-18
79 BHP BILLITON PLC ADR
P
2017-03-02
2019-07-22
9 B B & T CORP
P
2016-08-16
2019-02-28
22 B B & T CORP
P
2016-08-16
2019-04-18
379 B B & T CORP
P
2016-12-12
2019-04-18
13 B B & T CORP
P
2019-01-02
2019-04-18
208 BEST BUY CO
P
2019-04-18
2019-10-16
172 Berry Global Group Inc
P
2018-03-21
2019-07-22
3398.089 BAILLIE GIFFORD INT'L EQUITY K
P
2019-10-16
2019-12-31
134 BAIDU INC ADR
P
2017-05-19
2019-10-16
48 BAIDU INC ADR
P
2018-01-22
2019-10-16
23 BAIDU INC ADR
P
2019-01-02
2019-10-16
108 BAIDU INC ADR
P
2019-05-23
2019-10-16
22 BIOGEN INC
P
2016-08-16
2019-04-18
34 BIOGEN INC
P
2016-12-12
2019-04-18
26 BIOGEN INC
P
2017-01-26
2019-04-18
23 BIOGEN INC
P
2018-01-22
2019-04-18
2 BIOGEN INC
P
2018-01-22
2019-05-23
29 BIOGEN INC
P
2018-03-21
2019-05-23
10 BIOGEN INC
P
2019-01-02
2019-05-23
67 BJS RESTAURANTS INC
P
2016-06-10
2019-02-28
70 BJS RESTAURANTS INC
P
2016-06-10
2019-07-22
46 BOOKING HOLDINGS INC (FKA PRICELINE GROUP INC)
P
2015-06-02
2019-04-18
1 BOOKING HOLDINGS INC (FKA PRICELINE GROUP INC)
P
2015-06-02
2019-10-16
5 BOOKING HOLDINGS INC (FKA PRICELINE GROUP INC)
P
2015-06-24
2019-10-16
2 BOOKING HOLDINGS INC (FKA PRICELINE GROUP INC)
P
2015-07-09
2019-10-16
330 BLACKROCK INC
P
2015-11-25
2019-02-28
46 BLACKROCK INC
P
2016-01-19
2019-02-28
67 BLACKROCK INC
P
2016-08-16
2019-02-28
56 BLACKROCK INC
P
2016-12-12
2019-02-28
11 BLACKROCK INC
P
2016-12-12
2019-04-18
3 BLACKROCK INC
P
2017-01-26
2019-04-18
4 BLACKROCK INC
P
2017-01-26
2019-07-22
434 BLACKBAUD INC
P
2014-09-23
2019-02-28
85 BLACKBAUD INC
P
2015-07-28
2019-02-28
110 BLACKBAUD INC
P
2017-01-26
2019-02-28
42 BLACKBAUD INC
P
2019-01-02
2019-02-28
10 BOK FINANCIAL CORP
P
2016-01-22
2019-02-28
19 BOK FINANCIAL CORP
P
2016-01-22
2019-10-16
103 BOK FINANCIAL CORP
P
2016-12-12
2019-10-16
102 B P PLC SPONSORED AD
P
2015-07-09
2019-02-28
194 B P PLC SPONSORED AD
P
2016-12-12
2019-02-28
50 BERKSHIRE HATHAWAY I
P
2015-02-23
2019-04-18
85 BERKSHIRE HATHAWAY I
P
2015-02-23
2019-10-16
352 BRITISH AMERICAN TOB
P
2018-01-22
2019-02-28
142 BRITISH AMERICAN TOB
P
2018-03-21
2019-02-28
294 BRITISH AMERICAN TOB
P
2018-06-25
2019-02-28
266 BRITISH AMERICAN TOB
P
2019-01-02
2019-02-28
99 ANHEUSER BUSCH INBEV
P
2016-12-12
2019-02-28
80 ANHEUSER BUSCH INBEV
P
2016-12-12
2019-04-18
1 ANHEUSER BUSCH INBEV
P
2017-03-02
2019-04-18
31 ANHEUSER BUSCH INBEV
P
2017-03-02
2019-07-22
63 BURLINGTON STORES IN
P
2015-06-24
2019-04-18
267 BURLINGTON STORES IN
P
2015-06-24
2019-05-23
6 BURLINGTON STORES IN
P
2015-06-24
2019-07-22
67 BURLINGTON STORES IN
P
2015-07-09
2019-07-22
87 CARLSBERG A/S -B- SP
P
2016-03-16
2019-02-28
128 CARLSBERG A/S -B- SP
P
2016-03-16
2019-07-22
3 CARLSBERG A/S -B- SP
P
2016-12-12
2019-07-22
9 CATERPILLAR INC
P
2018-06-25
2019-02-28
21 CATERPILLAR INC
P
2018-06-25
2019-07-22
141 CATERPILLAR INC
P
2018-06-25
2019-10-16
2 CATERPILLAR INC
P
2018-07-20
2019-10-16
60 CATERPILLAR INC
P
2018-09-05
2019-10-16
32 CATERPILLAR INC
P
2019-05-23
2019-10-16
820 CHUBB LTD
P
2016-01-19
2019-02-28
95 CHUBB LTD
P
2016-01-19
2019-04-18
55 CHUBB LTD
P
2016-01-19
2019-05-23
59 CHUBB LTD
P
2016-01-19
2019-07-22
57 CHUBB LTD
P
2016-01-19
2019-10-16
58 CELGENE CORP
P
2016-08-16
2019-02-28
132 CELGENE CORP
P
2016-09-23
2019-02-28
59 CELGENE CORP
P
2016-12-12
2019-02-28
62 CELGENE CORP
P
2017-01-26
2019-02-28
63 CELGENE CORP
P
2017-05-19
2019-02-28
98 CELGENE CORP
P
2018-01-22
2019-02-28
108 CELGENE CORP
P
2018-11-01
2019-02-28
223 COGNEX CORP
P
2014-12-03
2019-10-16
158 CHURCH & DWIGHT INC
P
2019-01-02
2019-10-16
69 CHEMICAL FINANCIAL CORP
P
2019-04-18
2019-07-22
238 COMCAST CORP NEW CL
P
2016-08-16
2019-10-16
4 CHIPOTLE MEXICAN GRI
P
2017-01-26
2019-02-28
7 CHIPOTLE MEXICAN GRI
P
2017-01-26
2019-04-18
11 CHIPOTLE MEXICAN GRI
P
2017-01-26
2019-10-16
24 CHIPOTLE MEXICAN GRI
P
2017-08-18
2019-10-16
5 CHIPOTLE MEXICAN GRI
P
2019-01-02
2019-10-16
188 CONOCOPHILLIPS
P
2016-09-23
2019-01-02
28 CONOCOPHILLIPS
P
2017-05-19
2019-01-02
51 CORESITE REALTY CORP
P
2017-10-18
2019-02-28
36 CORESITE REALTY CORP
P
2017-10-18
2019-07-22
42 COSTCO WHSL CORP NEW
P
2012-12-11
2019-04-18
3 COSTCO WHSL CORP NEW
P
2012-12-11
2019-07-22
37 COSTCO WHSL CORP NEW
P
2013-10-23
2019-07-22
18 COSTCO WHSL CORP NEW
P
2013-10-23
2019-10-16
61 COSTCO WHSL CORP NEW
P
2014-04-02
2019-10-16
341 CALLON PETROLEUM CO
P
2016-06-10
2019-02-28
326 CALLON PETROLEUM CO
P
2017-05-19
2019-07-22
1346 CALLON PETROLEUM CO
P
2016-06-10
2019-10-16
1728 CALLON PETROLEUM CO
P
2016-08-16
2019-10-16
980 CALLON PETROLEUM CO
P
2016-09-23
2019-10-16
1101 CALLON PETROLEUM CO
P
2017-05-19
2019-10-16
217 CALLON PETROLEUM CO
P
2019-01-02
2019-10-16
91 CARTER'S INC
P
2018-01-22
2019-07-22
178 CISCO SYSTEMS INC
P
2013-09-23
2019-02-28
210 CISCO SYSTEMS INC
P
2013-09-23
2019-04-18
534 CISCO SYSTEMS INC
P
2013-09-23
2019-10-16
52 CENTURYLINK INC
P
2018-07-20
2019-07-22
618 CENTURYLINK INC
P
2018-07-20
2019-10-16
308 CENTURYLINK INC
P
2018-09-05
2019-10-16
75 CENTURYLINK INC
P
2018-09-05
2019-12-18
143 CENTURYLINK INC
P
2019-04-18
2019-12-18
693 CENTURYLINK INC
P
2019-01-02
2019-12-18
724 CENTURYLINK INC
P
2019-05-23
2019-12-18
193 CATALENT INC
P
2015-06-24
2019-04-18
187 CATALENT INC
P
2015-06-24
2019-10-16
0.666 CORTEVA INC
P
2019-06-19
2019-06-19
29 CAVCO INDUSTRIES INC
P
2016-06-10
2019-02-28
75 CHEVRON CORP
P
2016-06-10
2019-04-18
11 CHEVRON CORP
P
2016-12-12
2019-04-18
46 CHEVRON CORP
P
2016-12-12
2019-10-16
122 CHEVRON CORP
P
2017-03-02
2019-10-16
25 DOMINION ENERGY INC
P
2018-10-11
2019-02-28
10 DOMINION ENERGY INC
P
2018-10-11
2019-07-22
492 DEUTSCHE BOERSE ADR
P
2018-01-22
2019-07-22
0.666 DUPONT DE NEMOURS INC
P
2019-06-18
2019-06-18
236 EASTERLY GOVERNMENT
P
2016-12-12
2019-02-28
474 EASTERLY GOVERNMENT
P
2016-12-12
2019-10-16
144 DANAHER CORP
P
2015-06-02
2019-04-18
210 DANAHER CORP
P
2015-06-02
2019-10-16
110 DISNEY (WALT) COMPAN
P
2015-08-11
2019-04-18
164 DISNEY (WALT) COMPAN
P
2015-08-11
2019-10-16
103 DAIMLER AG ADR
P
2018-06-25
2019-02-28
2073 DAIMLER AG ADR
P
2018-06-25
2019-10-16
371 DAIMLER AG ADR
P
2019-01-02
2019-10-16
149 DNB ASA-SPONSOR ADR
P
2016-12-12
2019-02-28
481 PHYSICIAN REIT
P
2016-08-16
2019-07-22
51 DORMAN PRODUCTS INC
P
2014-09-23
2019-10-16
88 DORMAN PRODUCTS INC
P
2015-06-24
2019-10-16
0.666 DOW INC
P
2019-04-18
2019-04-15
104 DEUTSCHE POST AG SPONSORED ADR
P
2018-06-25
2019-07-22
28 DRIL-QUIP INC
P
2014-09-23
2019-02-28
16 DRIL-QUIP INC
P
2014-09-23
2019-04-18
23 DRIL-QUIP INC
P
2014-09-23
2019-07-22
7 DOWDUPONT INC
P
2018-03-21
2019-02-28
253 AIRBUS SE ADR
P
2016-12-12
2019-02-28
153 AIRBUS SE ADR
P
2016-12-12
2019-07-22
99 ECOLAB INC
P
2015-06-02
2019-04-18
138 ECOLAB INC
P
2015-06-02
2019-10-16
353 ISHARES MSCI EAFE GROWTH INDEX ETF
P
2019-07-02
2019-07-22
20818 ISHARES MSCI EAFE GROWTH INDEX ETF
P
2019-07-02
2019-10-16
185 EMERSON ELECTRIC CO
P
2018-06-25
2019-04-18
1766 EMERSON ELECTRIC CO
P
2018-06-25
2019-08-15
116 EMERSON ELECTRIC CO
P
2018-11-01
2019-08-15
50 ENGIE SPONS ADR
P
2016-12-12
2019-02-28
62 ENTEGRIS INC
P
2019-05-23
2019-07-22
45 ENVESTNET INC
P
2019-05-23
2019-07-22
85 EOG RESOURCES INC
P
2013-09-23
2019-04-18
84 EOG RESOURCES INC
P
2013-09-23
2019-07-22
60 EOG RESOURCES INC
P
2013-10-23
2019-07-22
70 EOG RESOURCES INC
P
2013-12-06
2019-07-22
60 EOG RESOURCES INC
P
2014-12-03
2019-07-22
57 EOG RESOURCES INC
P
2015-03-25
2019-07-22
57 EOG RESOURCES INC
P
2015-06-02
2019-07-22
140 EOG RESOURCES INC
P
2015-07-28
2019-07-22
505 EOG RESOURCES INC
P
2016-12-12
2019-07-22
68 EOG RESOURCES INC
P
2017-01-26
2019-07-22
73 EOG RESOURCES INC
P
2017-03-02
2019-07-22
76 EOG RESOURCES INC
P
2018-01-22
2019-07-22
44 EPAM SYSTEMS INC
P
2018-09-05
2019-07-22
10 EQUINOX INC REIT
P
2018-03-21
2019-02-28
6 EQUINOX INC REIT
P
2018-03-21
2019-04-18
8 EQUINOX INC REIT
P
2018-03-21
2019-07-22
42 ESSILOR INTERNATIONA
P
2017-03-02
2019-07-22
8 EATON CORP PLC
P
2016-06-10
2019-02-28
3 EATON CORP PLC
P
2016-08-16
2019-02-28
10 EATON CORP PLC
P
2016-08-16
2019-07-22
48 EDWARDS LIFESCIENCES CORP
P
2018-09-05
2019-07-22
65 EDWARDS LIFESCIENCES CORP
P
2018-09-05
2019-10-16
46 EAGLE MATERIALS INC
P
2016-12-12
2019-02-28
45 EAGLE MATERIALS INC
P
2016-12-12
2019-07-22
154 EXPONENT INC
P
2016-01-22
2019-07-22
128 EXPONENT INC
P
2016-01-22
2019-10-16
103 EXPONENT INC
P
2016-12-12
2019-10-16
121 EXPONENT INC
P
2017-01-26
2019-10-16
26 EXPONENT INC
P
2017-07-03
2019-10-16
122 FANUC CORP ADR
P
2018-09-05
2019-02-28
68 FACEBOOK INC A
P
2016-08-16
2019-04-18
26 FACEBOOK INC A
P
2016-12-12
2019-04-18
61 FACEBOOK INC A
P
2016-12-12
2019-07-22
44 FACEBOOK INC A
P
2016-12-12
2019-10-16
43 FACEBOOK INC A
P
2017-03-02
2019-10-16
140 FISERV INC
P
2017-03-02
2019-04-18
233 FISERV INC
P
2017-03-02
2019-10-16
62 FIVE BELOW INC
P
2016-01-19
2019-05-23
81 FIVE BELOW INC
P
2016-01-19
2019-07-22
17 FIDELITY NATIONAL FI
P
2014-09-23
2019-04-18
12 FIDELITY NATIONAL FI
P
2014-09-23
2019-07-22
388 FORTIVE CORP
P
2015-06-02
2019-02-28
155 FORTIVE CORP
P
2016-06-10
2019-02-28
4 FORTIVE CORP
P
2016-12-12
2019-02-28
1201 FORTIVE CORP
P
2016-12-12
2019-04-18
153 FORTIVE CORP
P
2017-01-26
2019-04-18
57 GLACIER BANCORP INC
P
2012-11-21
2019-02-28
35 GLACIER BANCORP INC
P
2014-09-23
2019-02-28
89 GLACIER BANCORP INC
P
2014-09-23
2019-07-22
380 GARDNER DENVER HOLDI
P
2017-05-19
2019-10-16
882 GENERAL ELECTRIC
P
2018-03-21
2019-01-02
1231 GENERAL ELECTRIC
P
2018-06-25
2019-01-03
688 GENERAL ELECTRIC
P
2018-11-01
2019-01-04
3218.074 GERSTEIN FISHER MULT
P
2017-08-18
2019-04-17
93306.028 GERSTEIN FISHER MULT
P
2017-08-18
2019-07-01
5362.557 GERSTEIN FISHER MULT
P
2018-01-19
2019-07-01
3265.158 GERSTEIN FISHER MULT
P
2018-06-22
2019-07-01
2253.058 GERSTEIN FISHER MULT
P
2018-09-04
2019-07-01
3814.054 GERSTEIN FISHER MULT
P
2018-10-10
2019-07-01
3806.436 GERSTEIN FISHER MULT
P
2018-10-31
2019-07-01
2012.013 GERSTEIN FISHER MULT
P
2019-05-22
2019-07-01
962.315 GERSTEIN FISHER MLT-
P
2017-08-23
2019-02-27
1200.852 GERSTEIN FISHER MLT-
P
2017-08-23
2019-04-17
776.894 GERSTEIN FISHER MLT-
P
2017-08-23
2019-10-15
34355.805 GERSTEIN FISHER MLT-
P
2017-08-23
2019-12-17
664.276 GERSTEIN FISHER MLT-
P
2017-10-17
2019-12-17
5911.021 GERSTEIN FISHER MLT-
P
2018-01-19
2019-12-17
894.759 GERSTEIN FISHER MLT-
P
2018-10-10
2019-12-17
89 GRACO INC
P
2016-12-12
2019-02-28
12 GILEAD SCIENCES INC
P
2016-01-19
2019-02-28
10 GILEAD SCIENCES INC
P
2016-01-19
2019-07-22
5 ALPHABET INC CL C
P
2014-05-23
2019-04-18
8 ALPHABET INC CL C
P
2014-12-03
2019-04-18
2 ALPHABET INC CL C
P
2014-12-03
2019-10-16
10 ALPHABET INC CL C
P
2015-02-23
2019-10-16
9 ALPHABET INC CL C
P
2015-06-02
2019-10-16
13 ALPHABET INC CL A
P
2014-04-03
2019-04-18
1 ALPHABET INC CL A
P
2014-04-03
2019-10-16
18 ALPHABET INC CL A
P
2014-05-23
2019-10-16
47 GRUBHUB INC
P
2019-04-18
2019-07-22
3 HOME DEPOT INC
P
2009-07-31
2019-04-18
102 HOME DEPOT INC
P
2012-12-11
2019-04-18
45 HOME DEPOT INC
P
2012-12-11
2019-07-22
3 HOME DEPOT INC
P
2012-12-11
2019-10-16
65 HOME DEPOT INC
P
2013-09-23
2019-10-16
63 HOME DEPOT INC
P
2013-10-23
2019-10-16
848 WISDOMTREE EUROPE HE
P
2015-03-25
2019-04-18
1158 WISDOMTREE EUROPE HE
P
2015-03-25
2019-10-16
124 HONEYWELL INTL INC
P
2015-07-28
2019-04-18
57 HONEYWELL INTL INC
P
2015-07-28
2019-07-22
81.5 HONEYWELL INTL INC
P
2015-07-28
2019-10-16
64.5 HONEYWELL INTL INC
P
2015-09-22
2019-10-16
38 HP INC
P
2017-05-19
2019-02-28
745 HP INC
P
2017-05-19
2019-07-22
144 HEXCEL CORP
P
2018-03-21
2019-07-22
112 ISHARES NASDAQ BIOTE
P
2018-01-22
2019-04-18
175 ISHARES NASDAQ BIOTE
P
2018-01-22
2019-10-16
178 INTERNATIONAL BUSINESS MACHINES
P
2017-03-02
2019-01-02
23 INTERNATIONAL BUSINESS MACHINES
P
2017-05-19
2019-04-18
26 INTERNATIONAL BUSINESS MACHINES
P
2017-05-19
2019-07-22
33 INTERNATIONAL BUSINESS MACHINES
P
2018-01-22
2019-07-22
152 INTERNATIONAL BUSINESS MACHINES
P
2018-01-22
2019-10-16
1070 CONSOLIDATED AIRLINES ADR
P
2019-01-02
2019-04-18
662 CONSOLIDATED AIRLINES ADR
P
2019-02-28
2019-04-18
178 INDUSTRIA DE DISENO TEXTIL SA ADR
P
2018-10-11
2019-07-22
58 HIS MARKIT LTD
P
2018-12-03
2019-07-22
359 SUMMIT HOTEL PROPERT
P
2017-05-19
2019-02-28
722 SUMMIT HOTEL PROPERT
P
2017-05-19
2019-10-16
182 INTEL CORP
P
2013-09-23
2019-02-28
210 INTEL CORP
P
2013-10-23
2019-02-28
24 INTEL CORP
P
2014-06-20
2019-02-28
194 INTEL CORP
P
2014-06-20
2019-04-18
62 INTEL CORP
P
2014-06-20
2019-07-22
159 INTEL CORP
P
2014-07-02
2019-07-22
6 INTEL CORP
P
2014-07-02
2019-10-16
165 INTEL CORP
P
2014-07-09
2019-10-16
185 INTEL CORP
P
2015-02-23
2019-10-16
80 INGERSOLL-RAND PUBLIC LIMITED CO
P
2019-08-15
2019-10-16
884 INTESA SANPAOLO ADR
P
2016-06-10
2019-07-22
472 INTESA SANPAOLO ADR
P
2017-01-26
2019-07-22
497 INTESA SANPAOLO ADR
P
2017-03-02
2019-07-22
618 INTESA SANPAOLO ADR
P
2018-09-05
2019-07-22
36 INTESA SANPAOLO ADR
P
2019-01-02
2019-07-22
49 GARTNER GROUP INC
P
2012-12-11
2019-04-18
15 GARTNER GROUP INC
P
2014-04-02
2019-04-18
60 GARTNER GROUP INC
P
2014-04-02
2019-10-16
23 GARTNER GROUP INC
P
2014-05-23
2019-10-16
56 ILLINOIS TOOL WORKS
P
2018-06-25
2019-04-18
130 ILLINOIS TOOL WORKS
P
2018-06-25
2019-10-16
22 JAZZ PHARMACEUTICALS
P
2018-11-01
2019-07-22
39 JULIUS BAER GROUP LT
P
2014-07-09
2019-02-28
335 JULIUS BAER GROUP LT
P
2014-09-23
2019-02-28
166 JULIUS BAER GROUP LT
P
2014-09-23
2019-07-22
26 JOHNSON CONTROLS INT
P
2018-01-22
2019-02-28
208 JOHNSON CONTROLS INT
P
2018-01-22
2019-07-22
90 JOHNSON & JOHNSON IN
P
2016-01-19
2019-04-18
72 JOHNSON & JOHNSON IN
P
2016-01-19
2019-10-16
173 JPMORGAN CHASE & CO
P
2013-01-28
2019-04-18
4 JPMORGAN CHASE & CO
P
2013-01-28
2019-10-16
110 JPMORGAN CHASE & CO
P
2013-04-22
2019-10-16
95 JPMORGAN CHASE & CO
P
2013-09-23
2019-10-16
38 JPMORGAN CHASE & CO
P
2013-10-23
2019-10-16
116 JAMES RIVER GROUP HO
P
2016-12-12
2019-02-28
1157 KELLOGG CO
P
2018-10-11
2019-04-18
110 KELLOGG CO
P
2018-11-01
2019-04-18
89 KIMBERLY CLARK CORP
P
2018-01-22
2019-02-28
54 KIMBERLY CLARK CORP
P
2018-03-21
2019-02-28
3 KIMBERLY CLARK CORP
P
2018-03-21
2019-07-22
25 COCA COLA CO
P
2016-12-12
2019-07-22
123 COCA COLA CO
P
2016-12-12
2019-10-16
167 COCA COLA CO
P
2017-01-26
2019-10-16
182 COCA COLA CO
P
2018-01-22
2019-10-16
18 COCA COLA CO
P
2019-05-23
2019-10-16
473 KUBOTA CORP ADR
P
2018-09-05
2019-04-18
44 QUAKER CHEMICAL CORP
P
2015-09-22
2019-04-18
68 LITHIA MOTORS INC CL
P
2016-12-12
2019-02-28
36 LITHIA MOTORS INC CL
P
2016-12-12
2019-07-22
119 L BRANDS INC
P
2017-05-19
2019-01-02
555 L BRANDS INC
P
2017-08-18
2019-01-02
66 LINCOLN ELECTRIC HLD
P
2016-08-16
2019-02-28
44 LINCOLN ELECTRIC HLD
P
2016-08-16
2019-07-22
603 LINCOLN ELECTRIC HLD
P
2016-08-16
2019-10-16
103 LINCOLN ELECTRIC HLD
P
2017-01-26
2019-10-16
21 LINDE PLC
P
2018-11-27
2019-04-18
17 LINDE PLC
P
2018-11-27
2019-07-22
39 LAMB WESTON HOLDINGS INC
P
2019-04-18
2019-07-22
8034 LLOYDS BANKING GROUP
P
2017-10-18
2019-02-28
33 MID-AMER APT CMNTYS
P
2012-12-11
2019-02-28
1 MID-AMER APT CMNTYS
P
2014-07-09
2019-02-28
34 MID-AMER APT CMNTYS
P
2014-07-09
2019-07-22
14 MCDONALDS CORP
P
2013-12-06
2019-04-18
49 MCDONALDS CORP
P
2014-07-09
2019-04-18
11 MCDONALDS CORP
P
2014-07-09
2019-10-16
48 MCDONALDS CORP
P
2015-02-23
2019-10-16
214 MONDELEZ INTERNATIONAL INC
P
2018-03-21
2019-04-18
220 MONDELEZ INTERNATIONAL INC
P
2018-03-21
2019-07-22
260 MONDELEZ INTERNATIONAL INC
P
2018-03-21
2019-10-16
671 MEDTRONIC PLC
P
2016-01-19
2019-04-18
119 MEDTRONIC PLC
P
2016-01-19
2019-07-22
192 MEDTRONIC PLC
P
2016-01-19
2019-10-16
211 METLIFE INC
P
2015-02-23
2019-04-18
306 METLIFE INC
P
2015-02-23
2019-10-16
64 MIDDLEBY CORP
P
2014-09-23
2019-07-22
143 MICHAELS COMPANIES I
P
2016-08-16
2019-02-28
76 MICHAELS COMPANIES I
P
2016-08-16
2019-04-18
118 MICHAELS COMPANIES I
P
2016-08-16
2019-07-22
1711 MICHAELS COMPANIES I
P
2016-08-16
2019-10-16
281 MICHAELS COMPANIES I
P
2016-12-12
2019-10-16
204 MICHAELS COMPANIES I
P
2019-01-02
2019-10-16
54 MICHAELS COMPANIES I
P
2019-05-23
2019-10-16
8 MCCORMICK & CO INC N
P
2017-08-18
2019-02-28
16 MCCORMICK & CO INC N
P
2017-10-18
2019-02-28
20 MCCORMICK & CO INC N
P
2017-10-18
2019-04-18
62 MARKETAXESS HLDGS IN
P
2013-04-22
2019-02-28
63 MARKETAXESS HLDGS IN
P
2014-09-23
2019-02-28
112 MARKETAXESS HLDGS IN
P
2014-09-23
2019-05-23
56 MARKETAXESS HLDGS IN
P
2014-09-23
2019-07-22
142 MARKETAXESS HLDGS IN
P
2014-09-23
2019-10-16
88 MARSH & MCLENNAN COS INC
P
2019-02-28
2019-10-16
21 MARATHON PETE CORP
P
2018-10-11
2019-02-28
854 MARATHON PETE CORP
P
2018-10-11
2019-07-22
46 MARATHON PETE CORP
P
2019-01-02
2019-07-22
73 MURATA MANUFACTURING CO ADR
P
2018-12-03
2019-02-28
130 MURATA MANUFACTURING CO ADR
P
2018-12-03
2019-07-22
790 MURATA MANUFACTURING CO ADR
P
2018-12-03
2019-10-16
29 MORGAN STANLEY CO
P
2016-12-12
2019-02-28
305 MORGAN STANLEY CO
P
2016-12-12
2019-05-23
134 MORGAN STANLEY CO
P
2016-12-12
2019-07-22
66 MORGAN STANLEY CO
P
2017-05-19
2019-07-22
51 MSCI INC
P
2019-02-28
2019-10-16
4 MICROSOFT CORP
P
2013-01-28
2019-02-28
87 MICROSOFT CORP
P
2013-03-08
2019-02-28
93 MICROSOFT CORP
P
2013-03-08
2019-04-18
157 MICROSOFT CORP
P
2013-09-23
2019-04-18
398 MICROSOFT CORP
P
2013-09-23
2019-10-16
45 ARCELORMITTAL SA ADR
P
2017-05-19
2019-02-28
859 ARCELORMITTAL SA ADR
P
2017-05-19
2019-07-22
273 ARCELORMITTAL SA ADR
P
2018-09-05
2019-07-22
313 ARCELORMITTAL SA ADR
P
2018-11-01
2019-07-22
107 ARCELORMITTAL SA ADR
P
2019-01-02
2019-07-22
739 ARCELORMITTAL SA ADR
P
2019-05-23
2019-07-22
14 M & T BK CORP
P
2015-02-23
2019-02-28
9 M & T BK CORP
P
2015-06-02
2019-02-28
102 M & T BK CORP
P
2015-06-02
2019-07-22
9 M & T BK CORP
P
2015-07-09
2019-07-22
32 M & T BK CORP
P
2015-07-09
2019-10-16
129 M & T BK CORP
P
2016-01-19
2019-10-16
43 M & T BK CORP
P
2016-12-12
2019-10-16
44 M & T BK CORP
P
2017-01-26
2019-10-16
141 MATADOR RESOURCES CO
P
2018-01-22
2019-02-28
138 MATADOR RESOURCES CO
P
2018-01-22
2019-07-22
42 VAIL RESORTS INC
P
2019-02-28
2019-10-16
46 NEUROCRINE BIOSCIENCES INC
P
2018-11-01
2019-02-28
45 NEUROCRINE BIOSCIENCES INC
P
2018-11-01
2019-07-22
69 NORDSON CORP
P
2013-12-24
2019-07-22
45 NEXTERA ENERGY INC
P
2016-12-12
2019-04-18
105 NEXTERA ENERGY INC
P
2016-12-12
2019-10-16
218 NIKE INC CL B
P
2018-07-20
2019-10-16
86 NASPERS LTD ADR
P
2019-05-23
2019-07-22
199 N R G ENERGY INC NEW
P
2019-01-02
2019-04-18
299 N R G ENERGY INC NEW
P
2019-01-02
2019-10-16
68 NUTANIX INC CL A
P
2018-11-01
2019-02-28
202 NUTRIEN LTD
P
2018-01-22
2019-02-28
15 NIVIDIA CORP
P
2018-12-03
2019-07-22
431.1102 INVESCO OPPENHEIMER
P
2014-07-02
2019-07-19
1236.0998 INVESCO OPPENHEIMER
P
2014-07-09
2019-07-19
836.945 INVESCO OPPENHEIMER
P
2014-09-23
2019-07-19
2696.507 INVESCO OPPENHEIMER
P
2019-10-15
2019-10-15
2133.514 INVESCO OPPENHEIMER
P
2018-01-19
2019-12-31
1058.598 OPPENHEIMER DEVELOPI
P
2013-10-23
2019-02-27
146.2293 OPPENHEIMER DEVELOPI
P
2013-10-23
2019-04-17
585.6709 OPPENHEIMER DEVELOPI
P
2013-12-24
2019-04-17
386.5893 OPPENHEIMER DEVELOPI
P
2014-03-17
2019-04-17
133.265 OPPENHEIMER DEVELOPI
P
2014-04-02
2019-04-17
601.6955 OPPENHEIMER DEVELOPI
P
2014-07-02
2019-04-17
105 OGE ENERGY CORP
P
2016-08-16
2019-02-28
211 OGE ENERGY CORP
P
2016-08-16
2019-10-16
217 ORANGE ADR
P
2016-06-10
2019-10-16
924 ORANGE ADR
P
2016-08-16
2019-10-16
465 ORANGE ADR
P
2016-12-12
2019-10-16
455 ORANGE ADR
P
2017-07-03
2019-10-16
325 ORANGE ADR
P
2019-05-23
2019-10-16
79 ORACLE CORPORATION
P
2018-01-22
2019-07-22
18 OCCIDENTAL PETROLEUM
P
2016-12-12
2019-02-28
348 OCCIDENTAL PETROLEUM
P
2016-12-12
2019-07-22
180 OCCIDENTAL PETROLEUM
P
2017-01-26
2019-07-22
185 OCCIDENTAL PETROLEUM
P
2017-05-19
2019-07-22
123 OCCIDENTAL PETROLEUM
P
2017-07-03
2019-07-22
46 OCCIDENTAL PETROLEUM
P
2019-01-02
2019-07-22
32 PALO ALTO NETWORKS I
P
2016-08-16
2019-02-28
14 PALO ALTO NETWORKS I
P
2016-12-12
2019-02-28
9 PALO ALTO NETWORKS I
P
2016-12-12
2019-04-18
12 PROSPERITY BANCSHARES INC
P
2018-06-25
2019-02-28
162 PARSLEY ENERGY INC
P
2018-06-25
2019-02-28
160 PARSLEY ENERGY INC
P
2018-06-25
2019-07-22
28 PEPSICO INC
P
2013-09-23
2019-02-28
55 PEPSICO INC
P
2013-10-23
2019-02-28
10 PEPSICO INC
P
2013-10-23
2019-07-22
65 PEPSICO INC
P
2014-04-02
2019-07-22
55 PEPSICO INC
P
2014-07-09
2019-07-22
5 PEPSICO INC
P
2014-07-09
2019-10-16
107 PEPSICO INC
P
2015-11-25
2019-10-16
6 PROCTER & GAMBLE CO
P
2015-08-11
2019-01-02
179 PROCTER & GAMBLE CO
P
2016-01-22
2019-01-02
167 PROCTER & GAMBLE CO
P
2016-08-16
2019-01-02
164 PROCTER & GAMBLE CO
P
2016-09-23
2019-01-02
79 PROCTER & GAMBLE CO
P
2016-12-12
2019-01-02
190 PROCTER & GAMBLE CO
P
2017-01-26
2019-01-02
80 PROCTER & GAMBLE CO
P
2017-03-02
2019-01-02
23 KONINKLIJKE PHILIPS
P
2016-09-23
2019-02-28
11 KONINKLIJKE PHILIPS
P
2016-12-12
2019-02-28
401 KONINKLIJKE PHILIPS
P
2016-12-12
2019-10-16
43 POLARIS INDS INC
P
2017-05-19
2019-02-28
102 PACKAGING CORP AMER
P
2018-11-29
2019-07-22
205 PHILIP MORRIS INTL INC
P
2018-03-21
2019-02-28
185 PHILIP MORRIS INTL INC
P
2018-06-25
2019-02-28
106 PHILIP MORRIS INTL INC
P
2019-01-02
2019-02-28
186 PINNACLE FINANCIAL P
P
2017-10-18
2019-07-22
17 INSULET CORP
P
2019-02-28
2019-07-22
58 POOL CORP
P
2017-08-18
2019-07-22
177 PORTLAND GEN ELEC CO
P
2016-01-19
2019-07-22
43 POWER INTEGRATIONS I
P
2014-09-23
2019-02-28
42 POWER INTEGRATIONS I
P
2014-09-23
2019-07-22
204 POWER INTEGRATIONS I
P
2014-09-23
2019-10-16
8 PROASSURANCE CORP
P
2012-11-21
2019-02-28
124 PROASSURANCE CORP
P
2012-12-11
2019-02-28
46 PROASSURANCE CORP
P
2012-12-11
2019-04-18
515 PROASSURANCE CORP
P
2014-09-23
2019-04-18
282 PROASSURANCE CORP
P
2016-01-19
2019-04-18
270 PROASSURANCE CORP
P
2016-06-10
2019-04-18
122 PROASSURANCE CORP
P
2017-07-03
2019-04-18
285 PRICESMART INC
P
2013-01-25
2019-02-28
60 PRICESMART INC
P
2013-06-24
2019-02-28
60 PRICESMART INC
P
2013-09-23
2019-02-28
50 PRICESMART INC
P
2013-10-23
2019-02-28
275 PRICESMART INC
P
2014-09-23
2019-02-28
103 PRICESMART INC
P
2015-06-02
2019-02-28
81 PRICESMART INC
P
2017-03-02
2019-02-28
98 PRICESMART INC
P
2017-05-19
2019-02-28
19 PRICESMART INC
P
2019-01-02
2019-02-28
9 PIONEER NAT RES CO
P
2017-03-02
2019-02-28
20 PIONEER NAT RES CO
P
2017-05-19
2019-02-28
19 PIONEER NAT RES CO
P
2017-05-19
2019-04-18
136 PAYPAL HOLDINGS INC
P
2016-08-16
2019-04-18
98 PAYPAL HOLDINGS INC
P
2016-08-16
2019-07-22
250 PAYPAL HOLDINGS INC
P
2016-12-12
2019-07-22
2 PAYPAL HOLDINGS INC
P
2016-12-12
2019-10-16
149 PAYPAL HOLDINGS INC
P
2018-12-03
2019-10-16
115 QUALCOMM INC
P
2018-06-25
2019-04-18
254 RITCHIE BROS AUCTION
P
2012-11-21
2019-07-22
262 ROYAL DSM NV ADR
P
2015-07-09
2019-02-28
12 REGENERON PHARMACEUT
P
2016-12-12
2019-02-28
10 REGENERON PHARMACEUT
P
2017-01-26
2019-02-28
14 REGENERON PHARMACEUT
P
2017-01-26
2019-04-18
23 REGENERON PHARMACEUT
P
2018-01-22
2019-04-18
886 REPSOL YPF S A SPONSORED ADR
P
2018-11-01
2019-10-16
46 ROCHE HLDG LTD SPON
P
2015-08-11
2019-05-23
209 ROCHE HLDG LTD SPON
P
2016-12-12
2019-05-23
279 ROCHE HLDG LTD SPON
P
2016-12-12
2019-07-22
92 RED HAT INC
P
2016-08-16
2019-02-28
23 RED HAT INC
P
2016-08-16
2019-04-18
24 RED HAT INC
P
2016-08-16
2019-07-11
92 RED HAT INC
P
2017-01-26
2019-07-11
89 RBC BEARINGS INC
P
2012-11-21
2019-10-16
185 RAPID7 INC
P
2018-06-25
2019-02-28
202 RAPID7 INC
P
2018-06-25
2019-10-16
141 RPM INTERNATIONAL IN
P
2012-11-21
2019-02-28
137 RPM INTERNATIONAL IN
P
2012-11-21
2019-07-22
131 RPM INTERNATIONAL IN
P
2012-11-21
2019-10-16
319 RPM INTERNATIONAL IN
P
2012-12-11
2019-10-16
4774 BANCO SANTANDER S A ADR
P
2018-03-21
2019-07-22
2134 BANCO SANTANDER S A ADR
P
2018-06-25
2019-07-22
594 BANCO SANTANDER S A ADR
P
2019-01-02
2019-07-22
91 SAP SE ADR
P
2018-03-21
2019-07-22
68 SIGNATURE BK NEW YOR
P
2014-09-23
2019-04-18
44 SILICON LABORATORIES
P
2017-08-18
2019-02-28
87 SILICON LABORATORIES
P
2017-08-18
2019-10-16
6 SCHLUMBERGER LIMITED
P
2014-12-03
2019-01-02
114 SCHLUMBERGER LIMITED
P
2015-03-25
2019-01-02
61 SCHLUMBERGER LIMITED
P
2015-07-09
2019-01-02
208 SCHLUMBERGER LIMITED
P
2015-07-28
2019-01-02
85 SCHLUMBERGER LIMITED
P
2015-08-11
2019-01-02
39 SCHLUMBERGER LIMITED
P
2016-06-10
2019-01-02
548 SCHLUMBERGER LIMITED
P
2016-06-10
2019-02-28
489 SCHLUMBERGER LIMITED
P
2016-08-16
2019-02-28
400 SCHLUMBERGER LIMITED
P
2016-09-23
2019-02-28
432 SCHLUMBERGER LIMITED
P
2016-12-12
2019-02-28
42 SCHLUMBERGER LIMITED
P
2017-01-26
2019-02-28
95 SCHLUMBERGER LIMITED
P
2017-01-26
2019-05-23
171 SCHLUMBERGER LIMITED
P
2017-03-02
2019-05-23
115 SCHLUMBERGER LIMITED
P
2017-03-02
2019-07-22
109 SCHLUMBERGER LIMITED
P
2017-05-19
2019-07-22
3700 SUMITOMO MITSUI FINL
P
2017-07-03
2019-10-16
1031 SUMITOMO MITSUI FINL
P
2018-06-25
2019-10-16
328 SUMITOMO MITSUI FINL
P
2019-01-02
2019-10-16
152 SCHNEIDER NATIONAL I
P
2017-10-18
2019-02-28
148 SCHNEIDER NATIONAL I
P
2017-10-18
2019-07-22
108 SMITH & NEPHEW P L C
P
2016-12-12
2019-07-22
4 SPLUNK INC
P
2017-08-18
2019-01-02
113 SPLUNK INC
P
2017-08-18
2019-02-28
175 SUPERIOR ENERGY SVCS
P
2014-09-23
2019-05-23
285 SUPERIOR ENERGY SVCS
P
2015-07-28
2019-05-23
588 SUPERIOR ENERGY SVCS
P
2017-03-02
2019-05-23
651 SUPERIOR ENERGY SVCS
P
2017-05-19
2019-05-23
770 SUPERIOR ENERGY SVCS
P
2018-01-22
2019-05-23
1086 SUPERIOR ENERGY SVCS
P
2018-06-25
2019-05-23
241 SUPERIOR ENERGY SVCS
P
2019-01-02
2019-05-23
207 SS&C TECHNOLOGIES HL
P
2015-07-09
2019-10-16
25 SS&C TECHNOLOGIES HL
P
2016-08-16
2019-10-16
56 STERIS PLC
P
2015-11-04
2019-07-22
61 SUN CMNTYS INC REIT
P
2015-11-25
2019-04-18
24 SUN CMNTYS INC REIT
P
2016-01-22
2019-04-18
78 SUN CMNTYS INC REIT
P
2016-01-22
2019-10-16
471 SEVEN & I HLDGS CO L
P
2019-04-18
2019-05-23
1610 SEVEN & I HLDGS CO L
P
2017-08-18
2019-05-23
68 TEXAS CAPITAL BANCSH
P
2014-12-03
2019-02-28
575 TEXAS CAPITAL BANCSH
P
2014-12-03
2019-05-23
93 TEXAS CAPITAL BANCSH
P
2015-06-02
2019-05-23
211 TEXAS CAPITAL BANCSH
P
2018-10-11
2019-05-23
132 TEXAS CAPITAL BANCSH
P
2018-12-03
2019-05-23
128 TEXAS CAPITAL BANCSH
P
2019-01-02
2019-05-23
17 TAUBMAN CTRS INC REI
P
2018-01-22
2019-02-28
248 TAUBMAN CTRS INC REI
P
2018-01-22
2019-07-22
23 TAUBMAN CTRS INC REI
P
2018-01-22
2019-10-16
143 TAUBMAN CTRS INC REI
P
2018-03-21
2019-10-16
143 TAUBMAN CTRS INC REI
P
2018-06-25
2019-10-16
128 TAUBMAN CTRS INC REI
P
2018-09-05
2019-10-16
138 TAUBMAN CTRS INC REI
P
2018-11-01
2019-10-16
15 TARGET CORP
P
2018-01-22
2019-02-28
165 TARGET CORP
P
2018-01-22
2019-10-16
132.904 T. ROWE PRICE INTERN
P
2017-10-17
2019-02-27
233.115 T. ROWE PRICE INTERN
P
2017-10-17
2019-04-17
529.317 T. ROWE PRICE INTERN
P
2017-10-17
2019-10-15
277.182 T. ROWE PRICE INTERN
P
2018-01-19
2019-12-31
351 T J X COS INC
P
2016-06-10
2019-10-16
44 THERMO FISHER SCIENT
P
2012-11-21
2019-04-18
28 THERMO FISHER SCIENT
P
2012-12-11
2019-04-18
80 THERMO FISHER SCIENT
P
2012-12-11
2019-10-16
638 TOTAL S A ADR
P
2016-12-12
2019-07-22
34 TOTAL S A ADR
P
2019-05-23
2019-07-22
26 TAPESTRY INC
P
2017-05-19
2019-02-28
194 TAPESTRY INC
P
2017-05-19
2019-07-22
498 TAPESTRY INC
P
2017-05-19
2019-10-16
292 TAPESTRY INC
P
2018-01-22
2019-10-16
226 TAPESTRY INC
P
2019-01-02
2019-10-16
77 TORO CO
P
2013-10-23
2019-10-16
119 TORO CO
P
2014-09-23
2019-10-16
96 TEXAS INSTRUMENTS
P
2016-08-16
2019-01-02
92 TEXAS INSTRUMENTS
P
2016-12-12
2019-01-02
107 TEXAS INSTRUMENTS
P
2018-01-22
2019-01-02
146 TEXAS INSTRUMENTS
P
2018-06-25
2019-01-02
259 TEXAS INSTRUMENTS
P
2018-06-25
2019-02-28
100 TEXAS INSTRUMENTS
P
2018-06-25
2019-04-18
246 TEXAS INSTRUMENTS
P
2018-06-25
2019-10-16
156 TEXAS ROADHOUSE INC
P
2018-09-05
2019-07-22
150 TYLER TECHNOLOGIES I
P
2014-09-23
2019-02-28
18 TYLER TECHNOLOGIES I
P
2014-09-23
2019-07-22
25 ULTIMATE SOFTWARE GR
P
2015-06-02
2019-04-18
176 ULTIMATE SOFTWARE GR
P
2015-06-02
2019-05-07
70 ULTIMATE SOFTWARE GR
P
2016-09-23
2019-05-07
18 ULTIMATE SOFTWARE GR
P
2019-01-02
2019-05-07
44 UNITEDHEALTH GROUP I
P
2012-11-21
2019-04-18
60 UNITEDHEALTH GROUP I
P
2012-11-21
2019-07-22
49 UNITEDHEALTH GROUP I
P
2012-11-21
2019-10-16
60 UNION PACIFIC CORP
P
2016-03-16
2019-04-18
22 UNION PACIFIC CORP
P
2017-01-26
2019-04-18
63 UNION PACIFIC CORP
P
2017-01-26
2019-10-16
81 UNION PACIFIC CORP
P
2017-05-19
2019-10-16
9 UNITED PARCEL SVC IN
P
2016-08-16
2019-02-28
7 UNITED PARCEL SVC IN
P
2016-08-16
2019-04-18
7 UNITED PARCEL SVC IN
P
2016-08-16
2019-07-22
104 U S BANCORP DEL NEW
P
2013-12-06
2019-02-28
35 U S BANCORP DEL NEW
P
2014-07-09
2019-02-28
111 VISA INC CLASS A SHA
P
2015-09-22
2019-04-18
193 VISA INC CLASS A SHA
P
2015-09-22
2019-10-16
1969.26 VANGUARD GNMA ADMIRA
P
2016-03-21
2019-05-30
81 VALERO ENERGY CORP
P
2017-01-26
2019-02-28
106 VALERO ENERGY CORP
P
2017-03-02
2019-02-28
80 VALERO ENERGY CORP
P
2019-01-02
2019-02-28
125 WABTEC CORP
P
2012-11-21
2019-07-22
62 WAGEWORKS INC
P
2016-01-19
2019-02-28
145 WAGEWORKS INC
P
2016-01-19
2019-04-18
448 WAGEWORKS INC
P
2016-03-16
2019-04-18
112 WAGEWORKS INC
P
2016-12-12
2019-04-18
127 WAGEWORKS INC
P
2017-08-18
2019-04-18
139 WAGEWORKS INC
P
2018-01-22
2019-04-18
61 WAGEWORKS INC
P
2019-01-02
2019-04-18
239 WESTERN ALLIANCE BAN
P
2017-10-18
2019-07-22
13 WAL-MART STORES INC
P
2015-02-23
2019-02-28
11 WAL-MART STORES INC
P
2015-02-23
2019-07-22
248 WEST PHARMACEUTICAL
P
2014-09-23
2019-10-16
404 WEYERHAEUSER CO REIT
P
2018-01-22
2019-07-22
100 YUM CHINA HOLDINGS I
P
2019-01-02
2019-02-28
287 YUM CHINA HOLDINGS I
P
2016-12-12
2019-04-18
88 YUM CHINA HOLDINGS I
P
2017-01-26
2019-04-18
173 YUM CHINA HOLDINGS I
P
2017-01-26
2019-05-23
197 YUM CHINA HOLDINGS I
P
2017-08-18
2019-05-23
18 YUM CHINA HOLDINGS I
P
2019-01-02
2019-05-23
51 ZEBRA TECHNOLOGIES C
P
2014-09-23
2019-02-28
46 ZEBRA TECHNOLOGIES C
P
2014-09-23
2019-05-23
20 ZEBRA TECHNOLOGIES C
P
2014-09-23
2019-07-22
36 ZEBRA TECHNOLOGIES C
P
2015-07-28
2019-07-22
11 ZEBRA TECHNOLOGIES C
P
2015-07-28
2019-10-16
37 ZEBRA TECHNOLOGIES C
P
2016-01-19
2019-10-16
184 ZIONS BANCORP
P
2018-06-25
2019-04-18
1131 ZIONS BANCORP
P
2018-06-25
2019-10-16
164 ZIONS BANCORP
P
2018-11-01
2019-10-16
914 ZIONS BANCORP
P
2018-12-03
2019-10-16
217 ZIONS BANCORP
P
2019-01-02
2019-10-16
165 ZOETIS INC
P
2016-12-12
2019-04-18
101 ZOETIS INC
P
2016-12-12
2019-07-22
142 ZOETIS INC
P
2016-12-12
2019-10-16
15 ZOETIS INC
P
2018-11-01
2019-10-16
5000 MORGAN STANLEY CO
P
2018-08-17
2019-08-01
1050 UNITED TECHNOLOGIES
P
2016-11-01
2019-11-01
Capital Gain Dividends
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
234,983
251,407
-16,424
b
201,286
199,212
2,074
c
200,000
200,000
d
248,838
248,723
115
e
250,000
249,425
575
125,000
124,818
182
250,000
250,000
350,000
350,000
11,061
8,129
2,932
4,383
2,852
1,531
70,395
37,810
32,585
40,771
19,092
21,679
12,039
5,522
6,517
48,264
19,092
29,172
725
602
123
567
468
99
43,884
18,856
25,028
13,379
6,169
7,210
18,960
9,247
9,713
6,364
3,058
3,306
2,251
1,085
1,166
8,895
4,151
4,744
8,574
5,008
3,566
2,404
1,481
923
11,834
9,360
2,474
1,851
1,385
466
2,176
4,850
-2,674
2,903
5,586
-2,683
8
6
2
2,333
1,695
638
5
3
2
12,526
4,629
7,897
12,954
4,226
8,728
13,187
4,730
8,457
4,013
3,218
795
187
184
3
4,874
4,511
363
3,053
2,578
475
20,659
16,894
3,765
38,408
24,373
14,035
7,284
10,458
-3,174
4,371
7,026
-2,655
9,668
12,669
-3,001
8,241
9,298
-1,057
3,819
2,878
941
8,353
5,285
3,068
8,558
8,605
-47
1,110
1,076
34
955
774
181
4,827
4,178
649
5,619
34,257
-28,638
40,929
16,818
24,111
22,633
9,938
12,695
67,043
22,919
44,124
13,318
7,377
5,941
6,772
4,296
2,476
10,384
8,071
2,313
12,176
11,345
831
20,143
17,264
2,879
1,624
3,212
-1,588
948
1,710
-762
1,452
2,642
-1,190
3,142
1,455
1,687
3,580
1,362
2,218
12,648
10,596
2,052
18,927
15,990
2,937
1,436
1,467
-31
3,113
2,985
128
2,125
1,247
878
5,488
2,822
2,666
756
621
135
556
483
73
686
586
100
13,929
5,260
8,669
22,921
8,671
14,250
4,920
4,716
204
2,068
2,096
-28
14,616
13,100
1,516
19,710
17,809
1,901
4,197
5,392
-1,195
8,394
4,569
3,825
10,130
5,154
4,976
1,583
1,098
485
19,474
13,008
6,466
3,933
2,628
1,305
462
338
124
1,079
827
252
18,584
17,752
832
637
558
79
14,539
15,296
-757
9,197
9,610
-413
45,908
43,937
1,971
14,077
25,278
-11,201
5,043
12,214
-7,171
2,416
3,730
-1,314
11,346
13,015
-1,669
5,071
6,391
-1,320
7,837
9,004
-1,167
5,993
6,791
-798
5,302
7,901
-2,599
467
687
-220
6,775
8,124
-1,349
2,336
2,943
-607
3,237
3,101
136
2,876
3,240
-364
85,211
54,926
30,285
1,994
1,194
800
9,971
5,773
4,198
3,989
2,258
1,731
145,364
119,308
26,056
20,263
13,688
6,575
29,513
24,683
4,830
24,668
21,850
2,818
5,094
4,292
802
1,389
1,142
247
1,886
1,522
364
33,713
16,757
16,956
6,603
4,963
1,640
8,545
7,351
1,194
3,263
2,639
624
911
467
444
1,443
887
556
7,822
8,553
-731
4,336
4,016
320
8,247
7,097
1,150
10,557
7,375
3,182
17,770
12,537
5,233
13,240
24,158
-10,918
5,341
8,058
-2,717
11,058
14,965
-3,907
10,005
8,636
1,369
7,449
10,253
-2,804
7,111
8,285
-1,174
89
107
-18
2,747
3,302
-555
10,174
3,295
6,879
43,961
13,964
29,997
1,075
314
761
12,009
3,532
8,477
2,148
1,549
599
3,415
2,280
1,135
80
51
29
1,241
1,275
-34
2,819
2,975
-156
18,297
19,972
-1,675
260
282
-22
7,786
8,371
-585
4,153
4,002
151
111,203
90,554
20,649
13,269
10,391
2,878
8,043
6,016
2,027
8,824
6,453
2,371
8,875
6,235
2,640
5,207
6,593
-1,386
11,851
14,502
-2,651
5,297
6,679
-1,382
5,566
7,008
-1,442
5,656
7,419
-1,763
8,799
9,962
-1,163
9,696
7,789
1,907
10,965
4,634
6,331
11,788
10,378
1,410
2,808
3,034
-226
10,886
8,054
2,832
2,394
1,684
710
4,969
2,948
2,021
9,194
4,632
4,562
20,059
7,519
12,540
4,179
2,121
2,058
11,551
7,520
4,031
1,720
1,330
390
5,277
5,756
-479
4,135
4,063
72
10,284
4,166
6,118
838
298
540
10,333
4,345
5,988
5,392
2,114
3,278
18,273
6,794
11,479
2,426
4,065
-1,639
1,568
3,886
-2,318
5,515
16,046
-10,531
7,080
24,019
-16,939
4,015
14,081
-10,066
4,511
13,905
-9,394
889
1,414
-525
8,267
10,862
-2,595
9,097
4,331
4,766
11,976
5,109
6,867
25,011
12,992
12,019
587
1,016
-429
7,277
12,074
-4,797
3,627
6,646
-3,019
1,014
1,618
-604
1,933
1,715
218
9,366
10,600
-1,234
9,785
7,471
2,314
8,436
5,834
2,602
9,097
5,653
3,444
18
26
-8
4,072
453
3,619
9,065
7,625
1,440
1,330
1,286
44
5,364
5,379
-15
14,227
13,915
312
1,834
1,837
-3
766
735
31
7,016
5,894
1,122
48
63
-15
4,180
4,835
-655
10,239
9,711
528
18,756
9,526
9,230
29,367
13,892
15,475
14,359
11,921
2,438
21,419
17,773
3,646
1,544
1,729
-185
26,619
34,806
-8,187
4,764
4,882
-118
2,822
2,424
398
8,275
10,021
-1,746
4,169
2,099
2,070
7,194
4,325
2,869
37
43
-6
3,415
3,555
-140
1,047
2,562
-1,515
715
1,464
-749
1,036
2,105
-1,069
392
464
-72
8,094
4,061
4,033
5,649
2,456
3,193
18,290
11,364
6,926
26,980
15,841
11,139
28,300
28,494
-194
1,682,268
1,680,429
1,839
13,322
12,913
409
104,235
123,262
-19,027
6,847
7,843
-996
797
638
159
2,332
2,250
82
3,245
3,092
153
8,659
7,189
1,470
7,099
7,104
-5
5,071
5,348
-277
5,916
5,640
276
5,071
5,500
-429
4,817
5,160
-343
4,817
5,082
-265
11,831
10,765
1,066
42,677
53,484
-10,807
5,747
7,138
-1,391
6,169
7,192
-1,023
6,423
8,704
-2,281
8,588
6,298
2,290
4,269
4,109
160
2,726
2,465
261
4,070
3,287
783
2,788
2,404
384
647
491
156
243
202
41
790
675
115
9,285
6,910
2,375
14,732
9,357
5,375
3,645
4,580
-935
3,794
4,480
-686
9,379
7,487
1,892
9,066
6,223
2,843
7,295
6,556
739
8,570
7,012
1,558
1,841
1,503
338
2,101
2,395
-294
12,177
8,414
3,763
4,656
3,067
1,589
12,197
7,195
5,002
8,171
5,190
2,981
7,985
5,885
2,100
11,927
8,143
3,784
24,812
13,553
11,259
8,243
2,087
6,156
10,059
2,727
7,332
661
300
361
513
212
301
31,694
16,396
15,298
12,661
7,452
5,209
327
216
111
105,447
64,910
40,537
13,433
8,508
4,925
2,515
805
1,710
1,544
931
613
3,443
2,367
1,076
11,341
8,840
2,501
6,527
12,471
-5,944
9,109
15,732
-6,623
5,091
6,947
-1,856
47,885
48,303
-418
1,383,728
1,400,523
-16,795
79,527
89,608
-10,081
48,422
51,296
-2,874
33,413
35,103
-1,690
56,562
56,410
152
56,449
52,339
4,110
29,838
29,335
503
11,019
10,682
337
13,954
13,329
625
9,400
8,624
776
415,018
381,349
33,669
8,024
7,486
538
71,405
65,671
5,734
10,809
9,583
1,226
4,190
2,502
1,688
789
1,088
-299
667
907
-240
6,122
2,745
3,377
9,795
4,249
5,546
2,446
1,062
1,384
12,230
5,309
6,921
11,007
4,863
6,144
15,990
4,809
11,181
1,223
370
853
22,007
10,146
11,861
3,497
3,790
-293
615
78
537
20,920
6,461
14,459
9,598
2,850
6,748
708
190
518
15,337
4,943
10,394
14,865
4,746
10,119
56,345
55,807
538
77,591
76,208
1,383
20,175
16,621
3,554
9,791
7,640
2,151
13,411
10,924
2,487
10,614
5,098
5,516
908
719
189
15,794
14,095
1,699
11,434
9,560
1,874
12,346
12,458
-112
17,624
19,465
-1,841
20,065
32,187
-12,122
3,339
3,487
-148
3,849
3,942
-93
4,885
5,561
-676
21,819
25,614
-3,795
15,184
16,917
-1,733
9,394
10,942
-1,548
2,729
2,590
139
3,784
3,064
720
4,143
6,180
-2,037
8,596
12,428
-3,832
9,676
4,317
5,359
11,164
4,987
6,177
1,276
724
552
11,083
5,855
5,228
3,043
1,871
1,172
7,803
4,926
2,877
315
186
129
8,666
5,097
3,569
9,716
6,271
3,445
9,318
9,624
-306
12,164
12,649
-485
6,495
6,862
-367
6,839
7,261
-422
8,504
9,220
-716
495
480
15
7,875
2,333
5,542
2,411
1,053
1,358
8,746
4,214
4,532
3,353
1,626
1,727
8,770
7,938
832
20,250
18,428
1,822
3,044
3,408
-364
324
319
5
2,787
2,995
-208
1,414
1,484
-70
929
1,025
-96
8,520
8,204
316
12,494
8,835
3,659
9,481
7,068
2,413
19,177
8,102
11,075
468
187
281
12,877
5,211
7,666
11,121
4,910
6,211
4,449
2,015
2,434
4,740
4,695
45
67,250
81,036
-13,786
6,394
7,894
-1,500
10,473
10,270
203
6,354
6,058
296
411
337
74
1,297
1,046
251
6,576
5,146
1,430
8,928
7,012
1,916
9,730
8,544
1,186
962
876
86
33,700
36,959
-3,259
9,419
3,396
6,023
6,146
6,705
-559
4,182
3,550
632
3,012
5,817
-2,805
14,049
20,235
-6,186
5,795
4,298
1,497
3,709
2,866
843
51,202
39,272
11,930
8,746
8,698
48
3,768
3,433
335
3,435
2,779
656
2,623
2,761
-138
25,770
28,999
-3,229
3,412
2,071
1,341
103
73
30
4,095
2,490
1,605
5,919
1,356
4,563
6,172
4,951
1,221
2,312
1,111
1,201
10,090
4,521
5,569
10,746
9,163
1,583
12,036
9,420
2,616
14,330
11,133
3,197
58,089
50,412
7,677
12,004
8,940
3,064
20,748
14,425
6,323
9,681
9,636
45
14,128
13,974
154
8,765
5,683
3,082
1,972
3,661
-1,689
979
1,946
-967
975
3,021
-2,046
16,545
43,802
-27,257
2,717
6,410
-3,693
1,973
2,742
-769
522
555
-33
1,063
769
294
2,126
1,587
539
3,075
1,984
1,091
14,897
2,466
12,431
15,137
3,742
11,395
32,644
6,652
25,992
20,714
3,326
17,388
49,739
8,433
41,306
8,583
8,160
423
1,366
1,770
-404
46,381
71,976
-25,595
2,498
2,677
-179
2,928
2,723
205
1,365
1,616
-251
10,625
9,822
803
1,233
1,248
-15
13,540
13,130
410
5,883
5,769
114
2,897
2,784
113
11,572
9,148
2,424
452
112
340
9,826
2,446
7,380
11,260
2,615
8,645
19,009
5,145
13,864
55,906
13,042
42,864
1,056
1,027
29
14,072
19,600
-5,528
4,472
8,217
-3,745
5,127
7,678
-2,551
1,753
2,204
-451
12,106
12,385
-279
2,412
1,696
716
1,551
1,097
454
16,548
12,435
4,113
1,460
1,120
340
5,052
3,982
1,070
20,366
13,738
6,628
6,789
6,554
235
6,947
7,198
-251
2,573
4,555
-1,982
2,362
4,458
-2,096
9,512
8,754
758
3,714
4,871
-1,157
3,984
4,765
-781
9,467
5,174
4,293
8,584
5,285
3,299
24,187
12,332
11,855
20,564
16,732
3,832
4,224
3,829
395
8,388
7,683
705
11,772
11,544
228
3,463
2,679
784
11,110
10,726
384
2,518
2,376
142
18,861
17,297
1,564
54,079
49,620
4,459
36,616
32,860
3,756
114,709
105,869
8,840
97,544
83,765
13,779
44,324
40,386
3,938
6,381
5,579
802
25,559
21,722
3,837
16,871
13,560
3,311
5,816
5,000
816
26,258
24,142
2,116
4,384
3,198
1,186
9,187
6,427
2,760
3,510
3,596
-86
14,945
14,462
483
7,521
6,674
847
7,359
7,424
-65
5,257
5,039
218
4,556
3,976
580
1,198
1,289
-91
17,637
24,922
-7,285
9,122
12,346
-3,224
9,376
11,272
-1,896
6,234
7,340
-1,106
2,331
2,785
-454
7,475
4,360
3,115
3,270
1,782
1,488
2,225
1,145
1,080
896
851
45
2,997
4,468
-1,471
2,575
4,413
-1,838
3,235
2,272
963
6,354
4,590
1,764
1,317
835
482
8,559
5,390
3,169
7,242
4,945
2,297
691
450
241
14,784
10,786
3,998
546
458
88
16,286
13,909
2,377
15,194
14,481
713
14,921
14,428
493
7,188
6,723
465
17,287
16,492
795
7,279
7,325
-46
913
687
226
437
329
108
17,213
11,980
5,233
3,823
3,749
74
9,946
9,492
454
17,810
21,079
-3,269
16,072
14,742
1,330
9,209
7,122
2,087
10,914
12,340
-1,426
2,066
1,550
516
10,894
6,176
4,718
9,770
6,631
3,139
3,183
2,337
846
3,467
2,283
1,184
18,693
11,087
7,606
330
349
-19
5,122
5,689
-567
1,621
2,110
-489
18,148
23,331
-5,183
9,937
13,415
-3,478
9,515
14,025
-4,510
4,299
7,411
-3,112
18,177
22,196
-4,019
3,827
5,269
-1,442
3,827
5,749
-1,922
3,189
5,139
-1,950
17,540
23,716
-6,176
6,569
8,476
-1,907
5,166
7,270
-2,104
6,250
8,693
-2,443
1,212
1,109
103
1,297
1,727
-430
2,883
3,527
-644
3,227
3,351
-124
14,728
5,229
9,499
11,625
3,768
7,857
29,655
9,885
19,770
205
79
126
15,253
12,613
2,640
6,639
6,759
-120
9,157
5,438
3,719
6,970
3,757
3,213
5,112
4,691
421
4,260
3,465
795
5,206
4,851
355
8,552
8,536
16
14,105
15,408
-1,303
1,518
1,625
-107
6,897
5,804
1,093
9,542
7,748
1,794
16,767
6,759
10,008
4,190
1,690
2,500
4,560
1,763
2,797
17,480
6,965
10,515
14,275
4,004
10,271
8,585
6,096
2,489
10,171
6,656
3,515
8,286
3,859
4,427
8,484
3,750
4,734
8,954
3,585
5,369
21,805
9,282
12,523
21,242
31,842
-10,600
9,495
11,715
-2,220
2,643
2,662
-19
11,531
9,624
1,907
9,191
7,798
1,393
3,712
3,262
450
9,674
6,450
3,224
219
519
-300
4,158
9,545
-5,387
2,225
5,126
-2,901
7,586
17,187
-9,601
3,100
7,152
-4,052
1,422
3,061
-1,639
24,474
43,012
-18,538
21,839
40,094
-18,255
17,864
30,408
-12,544
19,293
36,729
-17,436
1,876
3,578
-1,702
3,754
8,094
-4,340
6,756
13,935
-7,179
4,370
9,371
-5,001
4,142
7,859
-3,717
25,191
29,362
-4,171
7,020
8,061
-1,041
2,233
2,160
73
3,487
3,580
-93
2,698
3,485
-787
4,687
3,210
1,477
410
238
172
15,424
6,711
8,713
398
5,782
-5,384
647
5,115
-4,468
1,336
9,923
-8,587
1,479
7,773
-6,294
1,749
8,354
-6,605
2,467
10,567
-8,100
547
810
-263
10,516
6,588
3,928
1,270
810
460
8,260
4,231
4,029
7,189
4,088
3,101
2,828
1,622
1,206
11,873
5,272
6,601
8,082
8,049
33
27,627
32,458
-4,831
4,193
3,754
439
35,523
31,745
3,778
5,746
5,058
688
13,035
17,437
-4,402
8,155
7,752
403
7,908
6,520
1,388
892
1,050
-158
9,908
15,312
-5,404
846
1,420
-574
5,257
8,151
-2,894
5,257
8,409
-3,152
4,706
8,314
-3,608
5,073
7,906
-2,833
1,082
1,165
-83
18,564
12,813
5,751
8,213
9,395
-1,182
14,922
16,478
-1,556
33,363
37,416
-4,053
18,893
19,593
-700
20,625
13,478
7,147
12,154
2,693
9,461
7,735
1,831
5,904
22,794
5,232
17,562
34,343
31,950
2,393
1,830
1,880
-50
932
1,177
-245
5,818
8,783
-2,965
12,974
22,547
-9,573
7,607
13,808
-6,201
5,888
7,637
-1,749
5,650
2,230
3,420
8,731
3,558
5,173
8,988
6,737
2,251
8,613
6,596
2,017
10,017
12,459
-2,442
13,669
16,469
-2,800
27,932
29,216
-1,284
11,658
11,280
378
32,226
27,750
4,476
8,441
10,692
-2,251
30,744
13,291
17,453
4,036
1,595
2,441
8,256
4,143
4,113
58,344
29,168
29,176
23,205
14,683
8,522
5,967
4,371
1,596
9,768
2,359
7,409
15,522
3,217
12,305
10,987
2,627
8,360
10,079
4,823
5,256
3,696
2,431
1,265
6,025
6,960
-935
17,253
8,737
8,516
1,005
990
15
797
770
27
715
770
-55
5,373
4,124
1,249
1,808
1,518
290
17,815
7,720
10,095
34,399
13,423
20,976
20,500
21,189
-689
6,901
5,503
1,398
9,030
7,118
1,912
6,815
5,863
952
8,709
5,034
3,675
2,164
2,511
-347
6,078
5,873
205
18,780
20,554
-1,774
4,695
8,154
-3,459
5,324
7,403
-2,079
5,827
8,583
-2,756
2,557
1,650
907
10,489
12,586
-2,097
1,277
1,102
175
1,253
932
321
35,365
11,027
24,338
10,060
14,257
-4,197
4,194
2,656
1,538
12,657
7,623
5,034
3,881
2,488
1,393
7,128
4,891
2,237
8,117
7,313
804
742
602
140
10,356
3,768
6,588
8,194
3,399
4,795
3,590
1,478
2,112
6,462
3,879
2,583
2,149
1,185
964
7,228
2,149
5,079
8,778
10,353
-1,575
50,067
63,639
-13,572
7,260
7,695
-435
40,461
43,875
-3,414
9,606
8,773
833
16,638
8,425
8,213
11,542
5,157
6,385
18,177
7,250
10,927
1,920
1,349
571
502,168
498,906
3,262
105,200
103,880
1,320
10,294
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-16,424
b
2,074
c
d
115
e
575
182
2,932
1,531
32,585
21,679
6,517
29,172
123
99
25,028
7,210
9,713
3,306
1,166
4,744
3,566
923
2,474
466
-2,674
-2,683
2
638
2
7,897
8,728
8,457
795
3
363
475
3,765
14,035
-3,174
-2,655
-3,001
-1,057
941
3,068
-47
34
181
649
-28,638
24,111
12,695
44,124
5,941
2,476
2,313
831
2,879
-1,588
-762
-1,190
1,687
2,218
2,052
2,937
-31
128
878
2,666
135
73
100
8,669
14,250
204
-28
1,516
1,901
-1,195
3,825
4,976
485
6,466
1,305
124
252
832
79
-757
-413
1,971
-11,201
-7,171
-1,314
-1,669
-1,320
-1,167
-798
-2,599
-220
-1,349
-607
136
-364
30,285
800
4,198
1,731
26,056
6,575
4,830
2,818
802
247
364
16,956
1,640
1,194
624
444
556
-731
320
1,150
3,182
5,233
-10,918
-2,717
-3,907
1,369
-2,804
-1,174
-18
-555
6,879
29,997
761
8,477
599
1,135
29
-34
-156
-1,675
-22
-585
151
20,649
2,878
2,027
2,371
2,640
-1,386
-2,651
-1,382
-1,442
-1,763
-1,163
1,907
6,331
1,410
-226
2,832
710
2,021
4,562
12,540
2,058
4,031
390
-479
72
6,118
540
5,988
3,278
11,479
-1,639
-2,318
-10,531
-16,939
-10,066
-9,394
-525
-2,595
4,766
6,867
12,019
-429
-4,797
-3,019
-604
218
-1,234
2,314
2,602
3,444
-8
3,619
1,440
44
-15
312
-3
31
1,122
-15
-655
528
9,230
15,475
2,438
3,646
-185
-8,187
-118
398
-1,746
2,070
2,869
-6
-140
-1,515
-749
-1,069
-72
4,033
3,193
6,926
11,139
-194
1,839
409
-19,027
-996
159
82
153
1,470
-5
-277
276
-429
-343
-265
1,066
-10,807
-1,391
-1,023
-2,281
2,290
160
261
783
384
156
41
115
2,375
5,375
-935
-686
1,892
2,843
739
1,558
338
-294
3,763
1,589
5,002
2,981
2,100
3,784
11,259
6,156
7,332
361
301
15,298
5,209
111
40,537
4,925
1,710
613
1,076
2,501
-5,944
-6,623
-1,856
-418
-16,795
-10,081
-2,874
-1,690
152
4,110
503
337
625
776
33,669
538
5,734
1,226
1,688
-299
-240
3,377
5,546
1,384
6,921
6,144
11,181
853
11,861
-293
537
14,459
6,748
518
10,394
10,119
538
1,383
3,554
2,151
2,487
5,516
189
1,699
1,874
-112
-1,841
-12,122
-148
-93
-676
-3,795
-1,733
-1,548
139
720
-2,037
-3,832
5,359
6,177
552
5,228
1,172
2,877
129
3,569
3,445
-306
-485
-367
-422
-716
15
5,542
1,358
4,532
1,727
832
1,822
-364
5
-208
-70
-96
316
3,659
2,413
11,075
281
7,666
6,211
2,434
45
-13,786
-1,500
203
296
74
251
1,430
1,916
1,186
86
-3,259
6,023
-559
632
-2,805
-6,186
1,497
843
11,930
48
335
656
-138
-3,229
1,341
30
1,605
4,563
1,221
1,201
5,569
1,583
2,616
3,197
7,677
3,064
6,323
45
154
3,082
-1,689
-967
-2,046
-27,257
-3,693
-769
-33
294
539
1,091
12,431
11,395
25,992
17,388
41,306
423
-404
-25,595
-179
205
-251
803
-15
410
114
113
2,424
340
7,380
8,645
13,864
42,864
29
-5,528
-3,745
-2,551
-451
-279
716
454
4,113
340
1,070
6,628
235
-251
-1,982
-2,096
758
-1,157
-781
4,293
3,299
11,855
3,832
395
705
228
784
384
142
1,564
4,459
3,756
8,840
13,779
3,938
802
3,837
3,311
816
2,116
1,186
2,760
-86
483
847
-65
218
580
-91
-7,285
-3,224
-1,896
-1,106
-454
3,115
1,488
1,080
45
-1,471
-1,838
963
1,764
482
3,169
2,297
241
3,998
88
2,377
713
493
465
795
-46
226
108
5,233
74
454
-3,269
1,330
2,087
-1,426
516
4,718
3,139
846
1,184
7,606
-19
-567
-489
-5,183
-3,478
-4,510
-3,112
-4,019
-1,442
-1,922
-1,950
-6,176
-1,907
-2,104
-2,443
103
-430
-644
-124
9,499
7,857
19,770
126
2,640
-120
3,719
3,213
421
795
355
16
-1,303
-107
1,093
1,794
10,008
2,500
2,797
10,515
10,271
2,489
3,515
4,427
4,734
5,369
12,523
-10,600
-2,220
-19
1,907
1,393
450
3,224
-300
-5,387
-2,901
-9,601
-4,052
-1,639
-18,538
-18,255
-12,544
-17,436
-1,702
-4,340
-7,179
-5,001
-3,717
-4,171
-1,041
73
-93
-787
1,477
172
8,713
-5,384
-4,468
-8,587
-6,294
-6,605
-8,100
-263
3,928
460
4,029
3,101
1,206
6,601
33
-4,831
439
3,778
688
-4,402
403
1,388
-158
-5,404
-574
-2,894
-3,152
-3,608
-2,833
-83
5,751
-1,182
-1,556
-4,053
-700
7,147
9,461
5,904
17,562
2,393
-50
-245
-2,965
-9,573
-6,201
-1,749
3,420
5,173
2,251
2,017
-2,442
-2,800
-1,284
378
4,476
-2,251
17,453
2,441
4,113
29,176
8,522
1,596
7,409
12,305
8,360
5,256
1,265
-935
8,516
15
27
-55
1,249
290
10,095
20,976
-689
1,398
1,912
952
3,675
-347
205
-1,774
-3,459
-2,079
-2,756
907
-2,097
175
321
24,338
-4,197
1,538
5,034
1,393
2,237
804
140
6,588
4,795
2,112
2,583
964
5,079
-1,575
-13,572
-435
-3,414
833
8,213
6,385
10,927
571
3,262
1,320
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,200,617
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
-52,881
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
3,280,935
54,940,559
0.05972
2017
3,058,430
54,550,290
0.05607
2016
2,840,710
49,160,702
0.05778
2015
2,774,843
50,098,709
0.05539
2014
2,701,540
49,306,331
0.05479
2
Total
of line 1, column (d)
.....................
2
0.283747
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.056749
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
53,638,240
5
Multiply line 4 by line 3
......................
5
3,043,916
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
26,017
7
Add lines 5 and 6
........................
7
3,069,933
8
Enter qualifying distributions from Part XII, line 4
,.............
8
3,355,396
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
26,017
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
26,017
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
26,017
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
23,232
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
23,232
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
2,785
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
DE
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
www.pucf.org
14
The books are in care of
Peoples United Community Foun
Telephone no.
(203) 338-6111
Located at
850 Main Street
Bridgeport
CT
ZIP+4
06604
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Jack P Barnes
Chairman
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Marina C Henninger
Treasurer
1.00
2,702
676
850 Main Street
Bridgeport
,
CT
06604
Arthur F Casavant
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Michael J Casparino
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Karen T Galbo
Executive Dir.
40.00
102,397
25,599
850 Main Street
Bridgeport
,
CT
06604
Armando F Goncalves
Director
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Kathleen E Jones
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Dianne M Mercier
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Jack G Bundschuh
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Michael L Seaver
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Patrick J Sullivan
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Daniel P Thornton
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
George P Carter
Director
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Robert B Dannies Jr
Director
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Sara M Longobardi
Director
1.00
0
850 Main Street
Bridgeport
,
CT
06604
John B Eagan
Secretary
1.00
2,741
685
850 Main Street
Bridgeport
,
CT
06604
Howard C Bluver
Vice President
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Lia T Martino
Comm Prog Spec
30.00
43,162
10,791
850 Main Street
Bridgeport
,
CT
06604
Louise T Sandberg
Director
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Jeff J Tengel
Director
1.00
0
850 Main Street
Bridgeport
,
CT
06604
Nancy A Bigonette
Comm Impact Coo
30.00
49,123
12,281
850 Main Street
Bridgeport
,
CT
06604
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
Smartleaf Inc
Investment Advisor
60,845
One Bouduin Square 4th Floor
Boston
,
MA
02114
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
51,912,040
b
Average of monthly cash balances
.......................
1b
2,371,958
c
Fair market value of all other assets (see instructions)
................
1c
171,068
d
Total
(add lines 1a, b, and c)
.........................
1d
54,455,066
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
54,455,066
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
816,826
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
53,638,240
6
Minimum investment return.
Enter 5% of line 5
..................
6
2,681,912
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2,681,912
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
26,017
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
26,017
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
2,655,895
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
2,655,895
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
2,655,895
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
3,355,396
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
3,355,396
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
26,017
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
3,329,379
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
2,655,895
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
114,941
d
From 2017
......
376,060
e
From 2018
......
591,443
f
Total
of lines 3a through e
........
1,082,444
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
3,355,396
a
Applied to 2018, but not more than line 2a
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
2,655,895
e
Remaining amount distributed out of corpus
699,501
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
1,781,945
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
1,781,945
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
114,941
c
Excess from 2017
....
376,060
d
Excess from 2018
....
591,443
e
Excess from 2019
....
699,501
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
People's United Community Foundatio
850 Main Street
Bridgeport
,
CT
06604
(203) 338-6111
b
The form in which applications should be submitted and information and materials they should include:
Online application only. Include most recent Audited Financial Statement, Project and Organization Budget, previous year budget vs. actuals, signed W-9 form, Form 990, and Funding Sources Form.See www.pucf.org for more details
c
Any submission deadlines:
11/30/2018, 3/31/2019, 7/31/2019
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
-Recognized public 501(c)(3) nonprofit organization for minimum of two years and program/service for which funding is being requested must be operating for twelve months minimum.-Must operate or serve individuals within cities/towns where People's United Bank branches are located-Must fit within three areas of focus: community development, youth development, and affordable housing-Must not be on PUCF's list of ineligible activities-See www.pucf.org for more details
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
See Attachment
850 Main Street
Bridgeport
,
CT
06604
None
PC
See Attachment
2,929,057
Total
.................................
3a
2,929,057
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
8,325
4
Dividends and interest from securities
....
14
1,525,327
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
1,200,617
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
2,734,269
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
2,734,269
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
19009920
Software Version:
2019v5.0
Form 990PF - Special Condition Description:
Special Condition Description