Form990
Click to see attachment
Department of the TreasuryInternal Revenue Service
Return of Organization Exempt From Income Tax
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except private foundations)
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MediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
A For the 2019 calendar year, or tax year beginning 01-01-2019 , and ending 12-31-2019
BCheck if applicable:
CName of organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION
 
Doing business as
 
 
Number and street (or P.O. box if mail is not delivered to street address)
1775 EYE STREET NW 8TH FLOOR
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WASHINGTON, DC20006
D Employer identification number

36-2007481
E Telephone number

G Gross receipts $ 42,142,079
F Name and address of principal officer:
DOUGLAS O'BRIEN
1775 EYE STREET NW 8TH FLOOR
WASHINGTON,DC20006
I
Tax-exempt status: ( 6 ) LeftBullet (insert no.) or
J
Website:MediumBullet
WWW.NCBA.COOP
H(a)
Is this a group return for
subordinates?
H(b)
Are all subordinates
included?
If "No," attach a list. (see instructions)
H(c)
Group exemption number MediumBullet  
K Form of organization:  
L Year of formation: 1916
M State of legal domicile: DC
Part I
Summary
Activities & Governance 1 Briefly describe the organization’s mission or most significant activities: NCBA CLUSA IS A PROFESSIONAL TRADE ASSOCIATION SERVING THE NEEDS OF ITS MEMBERS FOR DOMESTIC AND INTERNATIONAL COOPERATIVE DEVELOPMENT, GOVERNMENTAL RELATIONS, COMMUNICATIONS, AND EDUCATION.
2 Check this box MediumBullet
3 Number of voting members of the governing body (Part VI, line 1a) ........ 3 22
4 Number of independent voting members of the governing body (Part VI, line 1b) ..... 4 22
5 Total number of individuals employed in calendar year 2019 (Part V, line 2a) ...... 5 108
6 Total number of volunteers (estimate if necessary) ............. 6 28
7a Total unrelated business revenue from Part VIII, column (C), line 12 ........ 7a 0
b Net unrelated business taxable income from Form 990-T, line 39 ......... 7b 0
Revenues Prior Year Current Year
8 Contributions and grants (Part VIII, line 1h) ......... 50,704,254 41,089,735
9 Program service revenue (Part VIII, line 2g) ......... 1,059,046 1,004,699
10 Investment income (Part VIII, column (A), lines 3, 4, and 7d ) .... 42,671 41,662
11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 149 5,983
12 Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12) 51,806,120 42,142,079
Expenses; 13 Grants and similar amounts paid (Part IX, column (A), lines 1–3 )... 3,672,537 2,777,621
14 Benefits paid to or for members (Part IX, column (A), line 4)..... 0 0
15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10) 16,893,666 15,556,691
16a Professional fundraising fees (Part IX, column (A), line 11e) ..... 0 0
b Total fundraising expenses (Part IX, column (D), line 25) MediumBullet0    
17 Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e).... 30,828,907 23,561,624
18 Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25) 51,395,110 41,895,936
19 Revenue less expenses. Subtract line 18 from line 12....... 411,010 246,143
Net Assets or Fund Balances; Beginning of Current Year End of Year
20 Total assets (Part X, line 16)............. 30,656,960 29,719,499
21 Total liabilities (Part X, line 26)............. 12,867,340 11,573,998
22 Net assets or fund balances. Subtract line 21 from line 20..... 17,789,620 18,145,501
Part II
Signature Block
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.
Sign Here
JumboBullet
Signature of officer Date
JumboBullet
Type or print name and title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's signature
Date
PTIN
Firm's name MediumBullet

Firm's EIN MediumBullet
Firm's address MediumBullet



Phone no.
May the IRS discuss this return with the preparer shown above? (see instructions) ..........
For Paperwork Reduction Act Notice, see the separate instructions.
Cat. No. 11282Y Form 990 (2019)
Form 990 (2019)
Page 2
Part III
Statement of Program Service Accomplishments
Check if Schedule O contains a response or note to any line in this Part III..............
1
Briefly describe the organization’s mission: NCBA CLUSA IS THE PRIMARY AMERICAN VOICE FOR PEOPLE WHO USE COOPERATIVES TO BUILD A BETTER WORLD AND BUILD MORE INCLUSIVE ECONOMY. WE ARE THE APEX TRADE ASSOCIATION FOR COOPERATIVES IN THE US, WITH MORE THAN A CENTURY OF PROMOTING THE COOPERATIVE MODEL, AND A COOPERATIVE DEVELOPMENT ORGANIZATION OVERSEAS, BOASTING 65+ YEARS OF SUCCESSFUL INTERNATIONAL WORK. WE CURRENTLY MANAGE A PORTFOLIO OF PROGRAMS IN 20 COUNTRIES OUTSIDE THE US, AND HAVE WORKED IN MORE THAN 80 COUNTRIES.WE ACT AS A CATALYST TO BUILD AND SUSTAIN PARTNERSHIPS AMONG COOPERATIVES, ORGANIZATIONS AND INSTITUTIONS WHO ARE COOPERATIVE PRINCIPLES AND VALUES, AND WHO PROMOTE ECONOMIC AND HUMAN DEVELOPMENT IN THE UNITED STATES AND OVERSEAS. WE ORGANIZE, PRESENT, AND SPONSOR EDUCATION SEMINARS AND CONFERENCES FOR MEMBER ORGANIZATIONS TO IMPROVE THE MANAGEMENT AND LEADERSHIP CAPABILITIES WITHIN THE COOPERATIVE SECTOR.
2
Did the organization undertake any significant program services during the year which were not listed on
the prior Form 990 or 990-EZ? .....................
If "Yes," describe these new services on Schedule O.
3
Did the organization cease conducting, or make significant changes in how it conducts, any program
services? ...........................
If "Yes," describe these changes on Schedule O.
4
Describe the organization’s program service accomplishments for each of its three largest program services, as measured by expenses. Section 501(c)(3) and 501(c)(4) organizations are required to report the amount of grants and allocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
SENEGAL - USAID FEED THE FUTURE KAWOLOR:THIS USAID PROJECT CONTRIBUTES TO THE SENEGALESE GOVERNMENT'S STRATEGY IN THE FIGHT AGAINST MALNUTRITION, FOOD INSECURITY AND POVERTY. KAWOLOR IS INSPIRED BY LESSONS LEARNED FROM USAID'S YAAJEENDE, IMPLEMENTED BY NCBA CLUSA FROM 2010-17. THE PROJECT AIMS TO CURB MALNUTRITION BY EMPOWERING ORGANIZATIONS AND REGIONAL RESOURCES PARTNERS TO SCALE UP NUTRITION LED AGRICULTURE AND USE MARKET OPPORTUNITIES FOR SUSTAINABILITY. THE OVERALL OBJECTIVE IS TO INCREASE THE PRODUCTION, CONSUMPTION AND MARKETING OF SAFE AND NUTRITIOUS FOODS WHILE ENCOURAGING HOUSEHOLD LEVEL CONSUMPTION OF DIVERSE DIETS, FOCUSED PRIMARILY ON WOMEN OF REPRODUCTIVE AGE AND CHILDREN UNDER TWO YEARS OF AGE. NCBA CLUSA TRAINS AND SUPPORTS LOCAL INSTITUTIONS, SUCH AS COMMUNITY-BASED ORGANIZATIONS, WOMEN'S GROUPS, CITIZEN WORKING GROUPS, COMMUNITY BASED SOLUTION PROVIDERS (CBSPS) AND PRIVATE FIRMS, TO LEAD THEIR OWN COMMUNITY DEVELOPMENT. A KEY PLATFORM IS DEBBO GALLE GROUPS (WOMEN'S GROUPS) THAT ARE TARGETED FOR INTERNAL SAVINGS AND LOANS, HORTICULTURE, SMALL ENTERPRISE DEVELOPMENT, AND NUTRITION EDUCATION. KAWOLOR IS LINKING ACTIVITIES TO MARKETS AND SUPPORTING PARTNERS TO DEVELOP MARKET RELATIONSHIPS. THIS FOCUS SUPPORTS BUILDING AND EXPANDING THE NETWORK OF CBSPS, ORGANIZED IN INDEPENDENT NETWORK CALLED CULTIVERT. KAWOLOR ALSO ENGAGES THE PRIVATE SECTOR, SUCH AS FIRMS OFFERING SOLUTIONS IN IMPROVED AGGREGATION, TRANSPORTATION AND STORAGE OF PERISHABLE FOOD. THIS PROGRAM ALLOWS COMMUNITIES TO SUSTAINABLY INCREASE CONSUMPTION OF NUTRITIOUS AND SAFE DIETS, INCREASE ON-FARM AVAILABILITY AND MARKET SUPPLY OF DIVERSE, MICRO-NUTRIENT RICH FOODS, INCREASE RESILIENCE AND INCOME, INCREASE ADOPTION OF NUTRITION AND CARE PRACTICES, AND IMPROVE THE GOVERNANCE OF FOOD SYSTEMS. THE PROJECT INTERVENES IN 3,500 VILLAGES ACROSS 129 COMMUNES IN 8 REGIONS REACHING 150,000 HOUSEHOLDS, 500,000 CHILDREN AND 1.5 MILLION PEOPLE OVER FIVE YEARS.
4b (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
DOMINICAN REPUBLIC - USDA SAFE AGRICULTURE FOOD EXPORT PROJECT (SAFE):THE USDA-FUNDED SAFE AGRICULTURE FOOD EXPORT PROJECT (SAFE), KNOWN LOCALLY AS THE PROGANA PROJECT, WILL, OVER THE COURSE OF FIVE YEARS, INCREASE THE VALUE CHAINS IN TWO SECTORS IN THE DOMINICAN REPUBLIC: BEEF AND DAIRY. THIS PROJECT IMPROVES AGRICULTURAL PRODUCTIVITY BY INCREASING THE USE OF IMPROVED TECHNIQUES AND TECHNOLOGIES; IMPROVING FARM MANAGEMENT; INCREASING THE AVAILABILITY OF INPUTS AND USE OF FINANCIAL SERVICES; STRENGTHENING THE CAPACITY OF GOVERNMENT INSTITUTIONS AND KEY GROUPS; INCREASING THE LEVERAGE OF PRIVATE SECTOR RESOURCES; AND ACCESSING NEW MARKETS FOR BEEF PRODUCTS BY SUPPORTING THE DOMINICAN'S BEEF INSPECTION SYSTEM TO ACHIEVE USDA-FSIS EQUIVALENCE.
4c (Code:   ) (Expenses $   including grants of $   ) (Revenue $   )
NIGER AND BURKINA FASO - REGIS-ER:THROUGH THE RESILIENCE AND ECONOMIC GROWTH IN SAHEL - ENHANCED RESILIENCE (REGIS-ER), NCBA CLUSA HAS SUCCESSFULLY DEMONSTRATED, SCALED-UP, AND PROMOTED RESILIENCE ACTIVITIES IN LIVELIHOODS (CENTERED ON NUTRITION-LED AGRICULTURE), HEALTH AND NUTRITION, WASH (WATER, SANITATION, AND HYGIENE), LOCAL GOVERNANCE (FOCUSING ON NATURAL RESOURCE MANAGEMENT), AND SHOCK RESPONSIVENESS FOR THE BENEFIT OF VULNERABLE COMMUNITIES IN 6 REGIONS IN NIGER AND BURKINA FASO. IN FY19, REGIS-ER WAS GRANTED A 1-YEAR COST EXTENSION BY USAID TO CONTINUE TO SUPPORT COMMUNES AND COMMUNITIES IN TAKING OWNERSHIP OF NINE RESILIENCE ACTIVITIES WITH A RENEWED FOCUS ON YOUTH ENGAGEMENT. THE PROJECT COMPLETED ITS TRANSITION FROM DIRECT TO INDIRECT IMPLEMENTATION, WITH ITS NEW IMPLEMENTING MODE BASED ON COACHING THREE LOCAL INSTITUTIONS (MUNICIPAL COUNCILS, CITIZEN WORKING GROUPS AND SERVICES PROVIDERS' PLATFORMS) ACROSS 13 COMMUNES. THE PROJECT SIGNED COACHING CONTRACTS WITH THE 3 LOCAL INSTITUTIONS IN EACH COMMUNE IN ORDER TO HELP THEM ACHIEVE THEIR OBJECTIVES, INCLUDING TAKING OWNERSHIP OF THE CONSOLIDATION AND SCALING-UP OF SUCCESSFUL RESILIENCE ACTIVITIES AND BEST PRACTICES, AND IMPROVING THEIR PERFORMANCE. IN JULY 2019, THE PROJECT ADOPTED USAID'S POSITIVE YOUTH DEVELOPMENT (PYD) FRAMEWORK AND CONDUCTED A TRAINING OF TRAINERS ON HOW TO APPLY THE PYD APPROACH IN THE FIELD FOR STAFF WHO WOULD LATER COACH LOCAL INSTITUTIONS ON THIS. IN FY20, THE PROJECT BEGAN BUILDING RELATIONSHIPS WITH AND TARGETING YOUTH AGED 15-25 IN TERMS OF THEIR INITIAL INVOLVEMENT AND PARTICIPATION FOR ADVANCING THEIR OWN PERSONAL DEVELOPMENT AND THAT OF THEIR COMMUNITIES. REGIS-ER SUPPORTS A WIDE RANGE OF YOUTH-ORIENTED ACTIVITIES THROUGH ITS SMALL GRANTS FUND.
4d Other program services (Describe in Schedule O.)
(Expenses $   including grants of $   ) (Revenue $   )
4e Total program service expensesMediumBullet  
Form 990 (2019)
Form 990 (2019)
Page 3
Part IV
Checklist of Required Schedules
Yes
No
1
Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Schedule A.....................
1
 
No
2
Is the organization required to complete Schedule B, Schedule of Contributors (see instructions)? Click to see attachment...
2
Yes
 
3
Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for public office? If "Yes," complete Schedule C, Part IClick to see attachment.............
3
 
No
4
Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes," complete Schedule C, Part II.........
4
 
 
5
Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes," complete Schedule C, Part IIIClick to see attachment..
5
Yes
 
6
Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part IClick to see attachment.........................
6
 
No
7
Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IIClick to see attachment....
7
 
No
8
Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"
complete Schedule D, Part IIIClick to see attachment..............
8
 
No
9
Did the organization report an amount in Part X, line 21 for escrow or custodial account liability; serve as a custodian for amounts not listed in Part X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes," complete Schedule D, Part IVClick to see attachment..............
9
 
No
10
Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, permanent endowments, or quasi endowments? If "Yes," complete Schedule D, Part V......
10
 
No
11
If the organization’s answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable.
a
Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete
Schedule D, Part VI. Click to see attachment...................
11a
Yes
 
b
Did the organization report an amount for investments—other securities in Part X, line 12 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIClick to see attachment.......
11b
Yes
 
c
Did the organization report an amount for investments—program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIIIClick to see attachment.......
11c
 
No
d
Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part IXClick to see attachment............
11d
 
No
e
Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part XClick to see attachment
11e
Yes
 
f
Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses the organization’s liability for uncertain tax positions under FIN 48 (ASC 740)? If "Yes," complete Schedule D, Part XClick to see attachment
11f
Yes
 
12a
Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes," complete
Schedule D, Parts XI and XIIClick to see attachment......................
12a
Yes
 
b
Was the organization included in consolidated, independent audited financial statements for the tax year? If "Yes," and if the organization answered "No" to line 12a, then completing Schedule D, Parts XI and XII is optional Click to see attachment
12b
 
No
13
Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule E
13
 
No
14a
Did the organization maintain an office, employees, or agents outside of the United States? .....
14a
Yes
 
b
Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business, investment, and program service activities outside the United States, or aggregate foreign investments valued at $100,000 or more? If "Yes," complete Schedule F, Parts I and IV.........Click to see attachment
14b
Yes
 
15
Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or other assistance to or for any foreign organization? If “Yes,” complete Schedule F, Parts II and IV.....Click to see attachment
15
Yes
 
16
Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or other assistance to or for foreign individuals? If “Yes,” complete Schedule F, Parts III and IV...Click to see attachment
16
Yes
 
17
Did the organization report a total of more than $15,000 of expenses for professional fundraising services on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I(see instructions) ....
17
 
No
18
Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part II............
18
 
No
19
Did the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes," complete Schedule G, Part III...................
19
 
No
20a
Did the organization operate one or more hospital facilities? If "Yes," complete Schedule H....
20a
 
No
b
If "Yes" to line 20a, did the organization attach a copy of its audited financial statements to this return?
20b
 
 
21
Did the organization report more than $5,000 of grants or other assistance to any domestic organization or domestic government on Part IX, column (A), line 1? If “Yes,” complete Schedule I, Parts I and II.....
21
 
No
Form 990 (2019)
Form 990 (2019)
Page 4
Part IV
Checklist of Required Schedules (continued)
Yes
No
22
Did the organization report more than $5,000 of grants or other assistance to or for domestic individuals on Part IX, column (A), line 2? If “Yes,” complete Schedule I, Parts I and III........
22
 
No
23
Did the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the organization’s current and former officers, directors, trustees, key employees, and highest compensated employees? If "Yes," complete Schedule J....................... Click to see attachment
23
Yes
 
24a
Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the last day of the year, that was issued after December 31, 2002? If “Yes,” answer lines 24b through 24d and complete Schedule K. If “No,” go to line 25a...............
24a
 
No
b
Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?...
24b
 
 
c
Did the organization maintain an escrow account other than a refunding escrow at any time during the year
to defease any tax-exempt bonds? ...............
24c
 
 
d
Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?...
24d
 
 
25a
Section 501(c)(3), 501(c)(4), and 501(c)(29) organizations. Did the organization engage in an excess benefit transaction with a disqualified person during the year? If "Yes," complete Schedule L, Part I ....
25a
 
 
b
Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and that the transaction has not been reported on any of the organization’s prior Forms 990 or 990-EZ? If "Yes," complete Schedule L, Part I.......................
25b
 
 
26
Did the organization report any amount on Part X, line 5 or 22 for receivables from or payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons? If "Yes," complete Schedule L, Part II...........
26
 
No
27
Did the organization provide a grant or other assistance to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or employee thereof, a grant selection committee member, or to a 35% controlled entity (including an employee thereof) or family member of any of these persons?
If "Yes," complete
Schedule L, Part III.........................
27
 
No
28
Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV instructions for applicable filing thresholds, conditions, and exceptions):
a
A current or former officer, director, trustee, key employee, creator or founder, or substantial contributor? If "Yes," complete Schedule L, Part IV......................
28a
 
No
b
A family member of any individual described in line 28a? If "Yes," complete Schedule L, Part IV.....
28b
 
No
c
A 35% controlled entity of one or more individuals and/or organizations described in lines 28a or 28b? If "Yes," complete Schedule L, Part IV.....................
28c
 
No
29
Did the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M..
29
 
No
30
Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation contributions? If "Yes," complete Schedule M .................
30
 
No
31
Did the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N, Part I
31
 
No
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete Schedule N, Part II........................
32
 
No
33
Did the organization own 100% of an entity disregarded as separate from the organization under Regulations sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I............
33
 
No
34
Was the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Part II, III, or IV, and Part V, line 1.........................
34
 
No
35a
Did the organization have a controlled entity within the meaning of section 512(b)(13)?
35a
 
No
b
If ‘Yes’ to line 35a, did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 ...
35b
 
 
36
Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization? If "Yes," complete Schedule R, Part V, line 2.............
36
 
 
37
Did the organization conduct more than 5% of its activities through an entity that is not a related organization and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R, Part VI
37
 
No
38
Did the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11b and 19? Note. All Form 990 filers are required to complete Schedule O. ............
38
Yes
 
Part V
Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule O contains a response or note to any line in this Part V...........
Yes
No
1a
Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable ..
1a
44
b
Enter the number of Forms W-2G included in line 1a. Enter -0- if not applicable .
1b
0
c
Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming (gambling) winnings to prize winners? ..................
1c
Yes
 
Form 990 (2019)
Form 990 (2019)
Page 5
Part V
Statements Regarding Other IRS Filings and Tax Compliance (continued)
2a
Enter the number of employees reported on Form W-3, Transmittal of Wage and
Tax Statements, filed for the calendar year ending with or within the year covered by this return ..................
2a
108
b
If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file (see instructions)
2b
Yes
 
3a
Did the organization have unrelated business gross income of $1,000 or more during the year?...
3a
 
No
b
If “Yes,” has it filed a Form 990-T for this year? If “No” to line 3b, provide an explanation in Schedule O...
3b
 
 
4a
At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, a financial account in a foreign country (such as a bank account, securities account, or other financial account)? ..
4a
Yes
 
b
If "Yes," enter the name of the foreign country: MediumBulletTT , ID , UG , KE , NG , MZ , SG , UV , ES , MA , GT , MI , DR , CG , HA , HO , TZ
See instructions for filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts (FBAR).
5a
Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? ..
5a
 
No
b
Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
5b
 
No
c
If "Yes," to line 5a or 5b, did the organization file Form 8886-T? ............
5c
 
 
6a
Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicit any contributions that were not tax deductible as charitable contributions? ...
6a
Yes
 
b
If "Yes," did the organization include with every solicitation an express statement that such contributions or gifts were not tax deductible? ......................
6b
Yes
 
7
Organizations that may receive deductible contributions under section 170(c).
a
Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor? ....................
7a
 
 
b
If "Yes," did the organization notify the donor of the value of the goods or services provided? .....
7b
 
 
c
Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required to file Form 8282? .........................
7c
 
 
d
If "Yes," indicate the number of Forms 8282 filed during the year ....
7d
 
e
Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
7e
 
 
f
Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..
7f
 
 
g
If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required? ......................
7g
 
 
h
If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C? ..........................
7h
 
 
8
Sponsoring organizations maintaining donor advised funds. Did a donor advised fund maintained by the sponsoring organization have excess business holdings at any time during the year? ........
8
 
 
9
Sponsoring organizations maintaining donor advised funds.
a
Did the sponsoring organization make any taxable distributions under section 4966?........
9a
 
 
b
Did the sponsoring organization make a distribution to a donor, donor advisor, or related person?...
9b
 
 
10
Section 501(c)(7) organizations. Enter:
a
Initiation fees and capital contributions included on Part VIII, line 12 ...
10a
 
b
Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities
10b
 
11
Section 501(c)(12) organizations. Enter:
a
Gross income from members or shareholders .........
11a
 
b
Gross income from other sources (Do not net amounts due or paid to other sources against amounts due or received from them.) ..........
11b
 
12a
Section 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
12a
 
 
b
If "Yes," enter the amount of tax-exempt interest received or accrued during the year.
12b
 
13
Section 501(c)(29) qualified nonprofit health insurance issuers.
a
Is the organization licensed to issue qualified health plans in more than one state? .........
Note. See the instructions for additional information the organization must report on Schedule O.
13a
 
 
b
Enter the amount of reserves the organization is required to maintain by the states in which the organization is licensed to issue qualified health plans ....
13b
 
c
Enter the amount of reserves on hand ............
13c
 
14a
Did the organization receive any payments for indoor tanning services during the tax year?.....
14a
 
No
b
If "Yes," has it filed a Form 720 to report these payments? If "No," provide an explanation in Schedule O..
14b
 
 
15
Is the organization subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or excess parachute payment(s) during the year? ....................
If "Yes," see instructions and file Form 4720, Schedule N.
15
 
No
16
Is the organization an educational institution subject to the section 4968 excise tax on net investment income? ..
If "Yes," complete Form 4720, Schedule O.
16
 
No
Form 990 (2019)
Form 990 (2019)
Page 6
Part VI
Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a "No" response to lines 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions.
Check if Schedule O contains a response or note to any line in this Part VI..............
Section A. Governing Body and Management
Yes
No
1a
Enter the number of voting members of the governing body at the end of the tax year
1a
22
If there are material differences in voting rights among members of the governing body, or if the governing body delegated broad authority to an executive committee or similar committee, explain in Schedule O.
b
Enter the number of voting members included in line 1a, above, who are independent
1b
22
2
Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other officer, director, trustee, or key employee? .................
2
 
No
3
Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors or trustees, or key employees to a management company or other person? .
3
 
No
4
Did the organization make any significant changes to its governing documents since the prior Form 990 was filed? .
4
Yes
 
5
Did the organization become aware during the year of a significant diversion of the organization’s assets? .
5
 
No
6
Did the organization have members or stockholders? ................
6
Yes
 
7a
Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ....................
7a
Yes
 
b
Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ...................
7b
 
No
8
Did the organization contemporaneously document the meetings held or written actions undertaken during the year by the following:
a
The governing body? .......................
8a
Yes
 
b
Each committee with authority to act on behalf of the governing body? ............
8b
Yes
 
9
Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the organization’s mailing address? If "Yes," provide the names and addresses in Schedule O.......
9
 
No
Section B. Policies (This Section B requests information about policies not required by the Internal Revenue Code.)
Yes
No
10a
Did the organization have local chapters, branches, or affiliates? ............
10a
 
No
b
If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes?
10b
 
 
11a
Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? ............................
11a
Yes
 
b
Describe in Schedule O the process, if any, used by the organization to review this Form 990. .....
12a
Did the organization have a written conflict of interest policy? If "No," go to line 13.......
12a
Yes
 
b
Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? ..........................
12b
Yes
 
c
Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes," describe in Schedule O how this was done...................
12c
Yes
 
13
Did the organization have a written whistleblower policy? ...............
13
Yes
 
14
Did the organization have a written document retention and destruction policy? .........
14
Yes
 
15
Did the process for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?
a
The organization’s CEO, Executive Director, or top management official ...........
15a
Yes
 
b
Other officers or key employees of the organization ................
15b
Yes
 
If "Yes" to line 15a or 15b, describe the process in Schedule O (see instructions).
16a
Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the year? ......................
16a
 
No
b
If "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization’s exempt status with respect to such arrangements? ............
16b
 
 
Section C. Disclosure
17
List the states with which a copy of this Form 990 is required to be filedMediumBullet
18
Section 6104 requires an organization to make its Form 1023 (or 1024-A if applicable), 990, and 990-T (501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply.
19
Describe in Schedule O whether (and if so, how) the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year.
20
State the name, address, and telephone number of the person who possesses the organization's books and records:
MediumBulletVALERIA R ROACH1775 EYE STREET NW 8TH FLOOR   WASHINGTON,DC20006 (202) 638-6222
Form 990 (2019)
Form 990 (2019)
Page 7
Part VII
Compensation of Officers, Directors,Trustees, Key Employees, Highest Compensated Employees, and Independent Contractors
Check if Schedule O contains a response or note to any line in this Part VII..............
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organization’s tax year.
RoundBullet List all of the organization’s current officers, directors, trustees (whether individuals or organizations), regardless of amount
of compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

RoundBullet List all of the organization’s current key employees, if any. See instructions for definition of "key employee."
RoundBullet List the organization’s five current highest compensated employees (other than an officer, director, trustee or key employee)
who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the
organization and any related organizations.

RoundBullet List all of the organization’s former officers, key employees, or highest compensated employees who received more than $100,000
of reportable compensation from the organization and any related organizations.

RoundBullet List all of the organization’s former directors or trustees that received, in the capacity as a former director or trustee of the
organization, more than $10,000 of reportable compensation from the organization and any related organizations.

See instructions for the order in which to list the persons above.
Check this box if neither the organization nor any related organization compensated any current officer, director, or trustee.
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(1) ANDREW JACOB......................................................................
CHAIR
 2.00
.................
  		X   X       0 0 0
(2) ERBIN CROWELL......................................................................
1ST VICE CHAIR
 2.00
.................
  		X   X       0 0 0
(3) KAREN ZIMBELMAN......................................................................
2ND VICE CHAIR
 2.00
.................
  		X   X       0 0 0
(4) DEBORAH TROCHA......................................................................
SECRETARY
 2.00
.................
  		X   X       0 0 0
(5) CARLA DECKER......................................................................
TREASURER
 2.00
.................
  		X   X       0 0 0
(6) JOSEPH BERGERON......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(7) CORNELIUS BLANDING......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(8) PAUL BRADLEY......................................................................
BOARD MEMBER - UNTIL 05/2019
 2.00
.................
  		X           0 0 0
(9) HOWARD BRODSKY......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(10) ELLIS CARR......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(11) PATRICK CONNEALY......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(12) JEFFERY CONNOR......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(13) JOHN ENGELEN......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(14) DEVIN FUHRMAN......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(15) KIM GARMANY......................................................................
BOARD MEMBER
 2.00
.................
  		X           0 0 0
(16) DIANE GASAWAY......................................................................
BOARD MEMBER - UNTIL 05/2019
 2.00
.................
  		X           0 0 0
(17) ANN HOYT......................................................................
BOARD MEMBER - UNTIL 05/2019
 2.00
.................
  		X           0 0 0
Form 990 (2019)
Form 990 (2019)
Page 8
Part VII
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued)
(A)
Name and title 		(B)
Average hours per week (list any hours for related organizations below dotted line) 		(C)
Position (do not check more than one box, unless person is both an officer and a director/trustee) 		(D)
Reportable compensation from the organization (W-2/1099-MISC) 		(E)
Reportable compensation from related organizations (W-2/1099-MISC) 		(F)
Estimated amount of other compensation from the organization and related organizations
Individual Trustee or Director; Institutional Trustee; OfficerInd; Key Employee; Highest compensated employee; FormerOfcrDirectorTrusteeInd;
(18) ESTEBAN KELLY........................................................................
BOARD MEMBER
 2.00
.......................   		X           0 0 0
(19) JEANNE MATSON........................................................................
BOARD MEMBER
 2.00
.......................   		X           0 0 0
(20) JERRY MCGEORGE........................................................................
BOARD MEMBER - UNTIL 05/2019
 2.00
.......................   		X           0 0 0
(21) LANCE RANTALA........................................................................
BOARD MEMBER
 2.00
.......................   		X           0 0 0
(22) CHRISTOPHER ROE........................................................................
BOARD MEMBER
 2.00
.......................   		X           0 0 0
(23) JASPER SCHNEIDER........................................................................
BOARD MEMBER - UNTIL 03/2019
 2.00
.......................   		X           0 0 0
(24) MICHELLE SCHRY........................................................................
BOARD MEMBER
 2.00
.......................   		X           0 0 0
(25) GREGORY STARHEIM........................................................................
BOARD MEMBER
 2.00
.......................   		X           0 0 0
(26) DAVE SWANSON........................................................................
BOARD MEMBER
 2.00
.......................   		X           0 0 0
(27) HANS THEYER........................................................................
BOARD MEMBER - UNTIL 10/2019
 2.00
.......................   		X           0 0 0
(28) JILL TOMALIN........................................................................
BOARD MEMBER
 2.00
.......................   		X           0 0 0
(29) DOUGLAS O'BRIEN........................................................................
PRESIDENT AND CEO
 40.00
.......................   		    X       372,111 0 38,531
(30) VALERIA R ROACH........................................................................
CHIEF FINANCIAL OFFICER
 40.00
.......................   		    X       305,222 0 29,339
(31) LARRY THOMAS........................................................................
CHIEF HR AND ADMIN. OFFICER
 40.00
.......................   		      X     282,476 0 23,807
(32) MANUEL SERRANO........................................................................
SR VICE PRESIDENT - INT'L PROGRAMS
 40.00
.......................   		      X     251,536 0 35,310
(33) SAMUEL FILIACI........................................................................
REGIONAL DIRECTOR OF SOUTH EAST ASIA
 40.00
.......................   		      X     251,182 0 31,230
(34) KARL ROSENBERG........................................................................
CHIEF OF PARTY - SENEGAL
 40.00
.......................   		      X     232,308 0 27,696
(35) WILLIAM STRINGFELLOW........................................................................
CHIEF OF PARTY - NIGER
 40.00
.......................   		      X     199,688 0 27,732
(36) MATTHEW BUZBY........................................................................
VICE PRESIDENT, INT'L OPERATIONS
 40.00
.......................   		      X     176,343 0 19,082
(37) AISSATA WANE........................................................................
DIRECTOR, FINANCE AND ADMINISTRATION
 40.00
.......................   		        X   183,545 0 7,647
(38) INA SCHONBERG........................................................................
TECHNICAL INTEGRATION LEAD
 40.00
.......................   		        X   166,841 0 31,977
(39) GLENNYS REYNOSO-PIETERS........................................................................
COUNTRY DIRECTOR - MOZAMBIQUE
 40.00
.......................   		        X   162,128 0 25,887
(40) EMILIA ISTRATE VICE PRESIDENT........................................................................
COOPER. RELATIONS - UNTIL 10/2019
 40.00
.......................   		        X   159,096 0 10,931
(41) DOUGLAS STEINBERG........................................................................
REGIONAL DIRECTOR OF WEST AFRICA
 40.00
.......................   		        X   150,059 0 23,751
1b Sub-Total................MediumBullet
c Total from continuation sheets to Part VII, Section A....MediumBullet
d Total (add lines 1b and 1c)...........MediumBullet 2,892,535 0 332,920
2
Total number of individuals (including but not limited to those listed above) who received more than $100,000 of reportable compensation from the organization MediumBullet13
Yes
No
3
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on line 1a? If "Yes," complete Schedule J for such individual ..............
3
 
No
4
For any individual listed on line 1a, is the sum of reportable compensation and other compensation from the organization and related organizations greater than $150,000? If "Yes," complete Schedule J for such
individual...........................
4
Yes
 
5
Did any person listed on line 1a receive or accrue compensation from any unrelated organization or individual for services rendered to the organization? If "Yes," complete Schedule J for such person ........
5
 
No
Section B. Independent Contractors
1
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from the organization. Report compensation for the calendar year ending with or within the organization’s tax year.
(A)
Name and business address 		(B)
Description of services 		(C)
Compensation
AMERICAN TECHNOLOGY SERVICES

2751 PROSPERITY AVE 6TH FL
FAIRFAX,VA22031 		NETWORK SERVICES 284,146
RISK AND STRATEGIC MANAGEMENT CORP

9401 CENTREVILLE RD 300
MANASSAS,VA20110 		SECURITY MANAGEMENT 156,173
JE AUSTIN ASSOCIATES INC

1621 N KENT STREET 601
ARLINGTON,VA22209 		PROJECT CONSULTANT 153,269
K & F CONSULTING LLC

336 HASKEW LANE
CUMBERLAND GAP,TN37724 		ADVISORY, RESEARCH, AND BUSINESS INCUB. 110,737
MARCUM LLP

1899 L STREET NW SUITE 850
WASHINGOTN,DC20036 		TAX, ASSURANCE, AND ADVISORY SERVICES 103,869
2
Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization MediumBullet5
Form 990 (2019)
Form 990 (2019)
Page 9
Part VIII
Statement of Revenue
Check if Schedule O contains a response or note to any line in this Part VIII.............
(A)
Total revenue 		(B)
Related or
exempt
function
revenue 		(C)
Unrelated
business
revenue 		(D)
Revenue
excluded from
tax under sections
512 - 514
Contributions, Gifts, GrantAmt and OtherAmt Similar Amounts 1a Federated campaigns..1a  
b Membership dues..1b  
c Fundraising events..1c  
d Related organizations1d  
e Government grants (contributions)1e 32,946,548
f All other contributions, gifts, grants, and similar amounts not included above1f 8,143,187
g Noncash contributions included in lines 1a - 1f:$ 1g  
h Total. Add lines 1a-1f.......MediumBullet 41,089,735
Program Service RevenueAmt Business Code
2a MEMBERSHIP DUES 900099 725,495 725,495    
b REGISTRATIONS AND SPONSORSHIPS 900099 274,404 274,404    
c OTHER FEES FOR SERVICE 900099 4,800 4,800    
d
e
f All other program service revenue.        
g Total. Add lines 2a–2f .....MediumBullet 1,004,699
OtherAmtRevenueAmt 3 Investment income (including dividends, interest, and othersimilar amounts) ......MediumBullet 41,662     41,662
4 Income from investment of tax-exempt bond proceedsMediumBullet        
5 Royalties...........MediumBullet        
(ii) Personal (i) Real
6a Gross rents     6a
b Less: rental expenses     6b
c Rental income or (loss)     6c
d Net rental income or (loss).......MediumBullet        
(ii) Other (i) Securities
7a Gross amount from sales of assets other than inventory     7a
b Less: cost or other basis and sales expenses     7b
c Gain or (loss)     7c
d Net gain or (loss).........MediumBullet        
8a Gross income from fundraising events (not including $   of contributions reported on line 1c). See Part IV, line 18 ....
8a  
b Less: direct expenses ... 8b  
c Net income or (loss) from fundraising events..MediumBullet      
9a Gross income from gaming activities.
See Part IV, line 19 ...
9a  
b Less: direct expenses ... 9b  
c Net income or (loss) from gaming activities..MediumBullet        
10a Gross sales of inventory, less
returns and allowances ..
10a  
b Less: cost of goods sold .. 10b  
c Net income or (loss) from sales of inventory..MediumBullet        
Business Code Miscellaneous Revenue
11a REBATES 900099 5,983     5,983
b            
c            
d All other revenue ....        
e Total. Add lines 11a–11d ...... MediumBullet 5,983
12 Total revenue. See instructions.....MediumBullet 42,142,079 1,004,699 0 47,645
Form 990 (2019)
Form 990 (2019)
Page 10
Part IX
Statement of Functional Expenses
Section 501(c)(3) and 501(c)(4) organizations must complete all columns. All other organizations must complete column (A).Check if Schedule O contains a response or note to any line in this Part IX..............
Do not include amounts reported on lines 6b,
7b, 8b, 9b, and 10b of Part VIII. 		(A)
Total expenses 		(B)
Program service expenses 		(C)
Management and general expenses 		(D)
Fundraising
expenses
1 Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....    
2 Grants and other assistance to domestic individuals. See Part IV, line 22 ...........    
3 Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. ............. 2,777,621  
4 Benefits paid to or for members .......    
5 Compensation of current officers, directors, trustees, and key employees ........... 2,303,593      
6 Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........        
7 Other salaries and wages........ 9,262,082      
8 Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) .... 421,325      
9 Other employee benefits ....... 2,978,298      
10 Payroll taxes ........... 591,393      
11 Fees for services (non-employees):        
a Management ......        
b Legal ......... 138,073      
c Accounting ........... 172,571      
d Lobbying ........... 20,507      
e Professional fundraising services. See Part IV, line 17    
f Investment management fees ......        
g Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O) 3,242,441      
12 Advertising and promotion .... 23,733      
13 Office expenses ....... 1,476,107      
14 Information technology ...... 8,243      
15 Royalties ..        
16 Occupancy ........... 1,583,127      
17 Travel ............ 2,264,516      
18 Payments of travel or entertainment expenses for any federal, state, or local public officials .        
19 Conferences, conventions, and meetings .... 943,924      
20 Interest ........... 27,854      
21 Payments to affiliates .......        
22 Depreciation, depletion, and amortization .. 205,715      
23 Insurance ... 263,351      
24 Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a IN-COUNTRY TRAINING 7,175,649      
b LOAN FUNDS 2,736,109      
c SUBAWARDS 1,973,183      
d VEHICLES AND EQUIPMENT 530,097      
e All other expenses 776,424      
25 Total functional expenses. Add lines 1 through 24e 41,895,936      
26 Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here MediumBullet if following SOP 98-2 (ASC 958-720).        
Form 990 (2019)
Form 990 (2019)
Page 11
Part X
Balance Sheet
Check if Schedule O contains a response or note to any line in this Part IX..............
(A)
Beginning of year 		(B)
End of year
Assets 1 Cash–non-interest-bearing ........ 691,850 1 456,618
2 Savings and temporary cash investments ......... 12,836,619 2 13,039,661
3 Pledges and grants receivable, net ...... 2,175,263 3 1,484,001
4 Accounts receivable, net ............. 947,699 4 665,763
5 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
889 5 0
6 Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
  6  
7 Notes and loans receivable, net ........... 9,856,235 7 10,110,143
8 Inventories for sale or use ............   8  
9 Prepaid expenses and deferred charges ...... 91,029 9 98,416
10a Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D 10a 2,070,124
b Less: accumulated depreciation 10b 1,003,424 1,272,415 10c 1,066,700
11 Investments—publicly traded securities . 178,071 11 76,225
12 Investments—other securities. See Part IV, line 11 ..... 2,524,865 12 2,638,102
13 Investments—program-related. See Part IV, line 11 ..   13  
14 Intangible assets ...............   14  
15 Other assets. See Part IV, line 11 ........... 82,025 15 83,870
16 Total assets. Add lines 1 through 15 (must equal line 33)... 30,656,960 16 29,719,499
Liabilities 17 Accounts payable and accrued expenses ..... 3,623,366 17 2,921,849
18 Grants payable ...   18  
19 Deferred revenue ......... 6,853,107 19 6,440,896
20 Tax-exempt bond liabilities .........   20  
21 Escrow or custodial account liability. Complete Part IV of Schedule D   21  
22 Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
  22  
23 Secured mortgages and notes payable to unrelated third parties ..   23  
24 Unsecured notes and loans payable to unrelated third parties ..   24  
25 Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D 2,390,867 25 2,211,253
26 Total liabilities. Add lines 17 through 25.. 12,867,340 26 11,573,998
Net Assets or Fund Balance Organizations that follow FASB ASC 958, check here MediumBullet and complete lines 27, 28, 32, and 33.
27 Net assets without donor restrictions .......... 4,259,653 27 4,703,843
28 Net assets with donor restrictions ........... 13,529,967 28 13,441,658
Organizations that do not follow FASB ASC 958, check here MediumBullet and complete lines 29 through 33.
29 Capital stock or trust principal, or current funds .....   29  
30 Paid-in or capital surplus, or land, building or equipment fund ...   30  
31 Retained earnings, endowment, accumulated income, or other funds   31  
32 Total net assets or fund balances ........... 17,789,620 32 18,145,501
33 Total liabilities and net assets/fund balances ........ 30,656,960 33 29,719,499
Form 990 (2019)
Form 990 (2019)
Page 12
Part XI
Reconcilliation of Net Assets
Check if Schedule O contains a response or note to any line in this Part XI..............
1
Total revenue (must equal Part VIII, column (A), line 12) ............
1
42,142,079
2
Total expenses (must equal Part IX, column (A), line 25) ............
2
41,895,936
3
Revenue less expenses. Subtract line 2 from line 1 ..............
3
246,143
4
Net assets or fund balances at beginning of year (must equal Part X, line 32, column (A)) ..
4
17,789,620
5
Net unrealized gains (losses) on investments ...............
5
109,738
6
Donated services and use of facilities .................
6
 
7
Investment expenses .....................
7
 
8
Prior period adjustments .....................
8
 
9
Other changes in net assets or fund balances (explain in Schedule O) ........
9
0
10
Net assets or fund balances at end of year. Combine lines 3 through 9 (must equal Part X, line 32, column (B))
10
18,145,501
Part XII
Financial Statements and Reporting
Check if Schedule O contains a response or note to any line in this Part XII.............
Yes
No
1
Accounting method used to prepare the Form 990:  
If the organization changed its method of accounting from a prior year or checked "Other," explain in
Schedule O.
2a
Were the organization’s financial statements compiled or reviewed by an independent accountant?
2a
 
No
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were compiled or reviewed on a separate basis, consolidated basis, or both:
b
Were the organization’s financial statements audited by an independent accountant?
2b
Yes
 
If ‘Yes,’ check a box below to indicate whether the financial statements for the year were audited on a separate basis, consolidated basis, or both:
c
If "Yes," to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit, review, or compilation of its financial statements and selection of an independent accountant?
2c
Yes
 
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule O.
3a
As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single Audit Act and OMB Circular A-133?
3a
Yes
 
b
If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.
3b
Yes
 
Form 990 (2019)
Form 990 (2019)
Additional Data


Software ID:  
Software Version:  
Form 990, Special Condition Description:
Special Condition Description
Schedule B
(Form 990, 990-EZ,
or 990-PF)
Department of the Treasury
Internal Revenue Service
Schedule of Contributors

Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Name of the organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION
Employer identification number

36-2007481
Organization type (check one):
Filers of:
Section:
Form 990 or 990-EZ






Form 990-PF




Check if your organization is covered by the General Rule or a Special Rule.  
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
General Rule
Special Rules
......... Arrow Bullet $  
Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).
For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.
Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2
Name of organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION 		Employer identification number
36-2007481
Part I
Contributors
Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
RESTRICTED
 
 
 
 
  ,    

$ RESTRICTED


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
(a)
No.		 (b)
Name, address, and ZIP + 4		 (c)
Total contributions		 (d)
Type of contribution
 
 
 
 

$  


(Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 3
Name of organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION 		Employer identification number

36-2007481
Part II
Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
(a)
No. from Part I		 (b)
Description of noncash property given		 (c)
FMV (or estimate)
(See instructions) 		(d)
Date received
 
$    
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)
Page 4
Name of organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION 		Employer identification number

36-2007481
Part III
Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
Use duplicate copies of Part III if additional space is needed.
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
(a)
No. from Part I		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
 
(e) Transfer of gift
Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
 
 
     
 
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data


Software ID:  
Software Version:  
SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet Complete if the organization is described below. SchCMd Bullet Attach to Form 990 or Form 990-EZ.
SchCMd BulletGo to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet Section 501(c)(4), (5), or (6) organizations: Complete Part III.
Name of the organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION
Employer identification number

36-2007481
Part I-A
Complete if the organization is exempt under section 501(c) or is a section 527 organization.

1
Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

2
Political campaign activity expenditures (see instructions) ....................................................................SchCMd Bullet
$  
3
Volunteer hours for political campaign activities (see instructions) ..................................................................
 

Part I-B
Complete if the organization is exempt under section 501(c)(3).
1
Enter the amount of any excise tax incurred by the organization under section 4955 ................................SchCMd Bullet
$  
2
Enter the amount of any excise tax incurred by organization managers under section 4955 .......................SchCMd Bullet
$  
3
If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................
4a
Was a correction made? ......................................................................................................................
b
If "Yes," describe in Part IV.
Part I-C
Complete if the organization is exempt under section 501(c), except section 501(c)(3).
1
Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet
$  
2
Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................SchCMd Bullet

$  
3
Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b...........SchCMd Bullet

$  
4
Did the filing organization file Form 1120-POL for this year? ...................................................................
5
Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.
(a) Name (b) Address (c) EIN (d) Amount paid from filing organization's funds. If none, enter -0-. (e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6
For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.
Cat. No. 50084S
Schedule C (Form 990 or 990-EZ) 2019

Schedule C (Form 990 or 990-EZ) 2019
Page 2
Part II-A
Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).
A Check SchCMd Bulletexpenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet
Limits on Lobbying Expenditures
(The term "expenditures" means amounts paid or incurred.) 		(a) Filing
organization's
totals 		(b) Affiliated group totals
1a Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................    
b Total lobbying expenditures to influence a legislative body (direct lobbying) ........................    
c Total lobbying expenditures (add lines 1a and 1b) ............................................................    
d Other exempt purpose expenditures ...............................................................................    
e Total exempt purpose expenditures (add lines 1c and 1d) ..................................................    
f Lobbying nontaxable amount. Enter the amount from the following table in both
columns.		    
If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
Not over $500,00020% of the amount on line 1e.
Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
Over $17,000,000$1,000,000.
g Grassroots nontaxable amount (enter 25% of line 1f) .................................................    
h Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................    
i Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................    
j If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting
section 4911 tax for this year? ...................................................................................................................

4-Year Averaging Period Under Section 501(h)
(Some organizations that made a section 501(h) election do not have to complete all of the five
columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
Calendar year (or fiscal year
beginning in) 		(a) 2016 (b) 2017 (c) 2018 (d) 2019 (e) Total
2a Lobbying nontaxable amount          
b Lobbying ceiling amount
(150% of line 2a, column(e)) 		 
c Total lobbying expenditures          
d Grassroots nontaxable amount          
e Grassroots ceiling amount
(150% of line 2d, column (e))		  
f Grassroots lobbying expenditures          
Schedule C (Form 990 or 990-EZ) 2019


Schedule C (Form 990 or 990-EZ) 2019
Page 3
Part II-B
Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).
For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.
(a)
Yes|No
(b)
Amount
1
During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:
a
Volunteers? ...........................................................................................................
 
 
b
Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........
 
 
c
Media advertisements? ...................................................................................................
 
 
 
d
Mailings to members, legislators, or the public? .............................................................................
 
 
 
e
Publications, or published or broadcast statements? ...........................................................
 
 
 
f
Grants to other organizations for lobbying purposes? ..........................................................
 
 
 
g
Direct contact with legislators, their staffs, government officials, or a legislative body? .......................
 
 
 
h
Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................
 
 
 
i
Other activities? ...................................................................................................................
 
 
 
j
Total. Add lines 1c through 1i ....................................................................................................
 
2a
Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....
 
 
b
If "Yes," enter the amount of any tax incurred under section 4912 ...........................................
 
c
If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................
 
d
If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................
 
 
Part III-A
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).
Yes
No
1
Were substantially all (90% or more) dues received nondeductible by members? ...............................................
1
Yes
 
2
Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................
2
 
No
3
Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................
3
 
No
Part III-B
Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."
1
Dues, assessments and similar amounts from members ......................................................................
1
 
2
Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).
a
Current year .............................................................................................................................
2a
 
b
Carryover from last year ............................................................................................................
2b
 
c
Total ...........................................................................................................................................
2c
 
3
Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .
3
 
4
If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................
4
 
5
Taxable amount of lobbying and political expenditures (see instructions) .........................................
5
 
Part IV
Supplemental Information
Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.
Return Reference Explanation
Schedule C (Form 990 or 990EZ) 2019


Additional Data


Software ID:  
Software Version:  

SCHEDULE D
(Form 990)
Department of the Treasury
Internal Revenue Service
Supplemental Financial Statements
SchDMd Bullet Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet Attach to Form 990.
SchDMd Bullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION
Employer identification number

36-2007481
Part I
Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year .........    
2 Aggregate value of contributions to (during year)    
3 Aggregate value of grants from (during year)    
4 Aggregate value at end of year ........    
5
Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............
6
Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................
Part II
Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.
1
Purpose(s) of conservation easements held by the organization (check all that apply).
2
Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.
Held at the End of the Year
a Total number of conservation easements ...................... 2a  
b Total acreage restricted by conservation easements .................... 2b  
c Number of conservation easements on a certified historic structure included in (a) ..... 2c  
d Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ... 2d  
3
Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet  
4
Number of states where property subject to conservation easement is located SchDMd Bullet  
5
Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............
6
Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet  
7
Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet $  
8
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................
9
In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.
1a
If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.
b
If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:
(i)
Revenue included on Form 990, Part VIII, line 1 .........................SchDMd Bullet $  
(ii)
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
2
If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:
a
Revenue included on Form 990, Part VIII, line 1 ..........................SchDMd Bullet $  
b
Assets included in Form 990, Part X ...............................SchDMd Bullet $  
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 52283D
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 2
Part III
Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3
Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):
a
d
b
e
 
c
4
Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.
5
During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...
Part IV
Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.
1a
Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................
b If "Yes," explain the arrangement in Part XIII and complete the following table: Amount
c Beginning balance ............................. 1c  
d Additions during the year ............................ 1d  
e Distributions during the year .......................... 1e  
f Ending balance ................................ 1f  
2a
Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...
b
If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....
Part V
Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.
(a) Current year (b) Prior year (c) Two years back (d) Three years back (e) Four years back
1a Beginning of year balance ....          
b Contributions ...          
c Net investment earnings, gains, and losses          
d Grants or scholarships ...          
e Other expenditures for facilities
and programs ... 		         
f Administrative expenses ....          
g End of year balance ......          
2
Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:
a
Board designated or quasi-endowment SchDMd Bullet  
b
Permanent endowment SchDMd Bullet  
c
Term endowment SchDMd Bullet  
The percentages on lines 2a, 2b, and 2c should equal 100%.
3a
Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes
No
(i) Unrelated organizations .................
3a(i)
 
 
(ii) Related organizations .................
3a(ii)
 
 
b
If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........
3b
 
 
4
Describe in Part XIII the intended uses of the organization's endowment funds.
Part VI
Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.
Description of property (a) Cost or other basis
(investment) 		(b) Cost or other basis (other) (c) Accumulated depreciation (d) Book value
1a Land .....      
b Buildings ....        
c Leasehold improvements   1,572,427 628,519 943,908
d Equipment ....   325,469 257,039 68,430
e Other .....   172,228 117,866 54,362
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..SchDMdBullet 1,066,700
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 3
Part VII
Investments—Other Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.
(a) Description of security or category
(including name of security)		 (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(1) Financial derivatives.........    
(2) Closely-held equity interests........    
(3) Other
(A) INVESTMENT IN CBI		 2,285,322 C

(B) INVESTMENT IN DOTCOOPERATION, LLC		 352,780 C
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)Small Bullet 2,638,102
Part VIII
Investments—Program Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.
(a) Description of investment (b) Book value (c) Method of valuation:
Cost or end-of-year market value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)Small Bullet  
Part IX
Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.
(a) Description (b) Book value
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........Small Bullet  
Part X
Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.
1.(a) Description of liability (b) Book value
(1) Federal income taxes  
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)Small Bullet 2,211,253
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII
Schedule D (Form 990) 2019

Schedule D (Form 990) 2019
Page 4
Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total revenue, gains, and other support per audited financial statements ....... 1 42,251,817
2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains (losses) on investments .... 2a 109,738
b Donated services and use of facilities ......... 2b  
c Recoveries of prior year grants ........... 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d ..................... 2e 109,738
3 Subtract line 2e from line 1.................. 3 42,142,079
4 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b . 4a  
b Other (Describe in Part XIII.) ........... 4b  
c Add lines 4a and 4b.................... 4c 0
5 Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ...... 5 42,142,079
Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1 Total expenses and losses per audited financial statements ........... 1 41,895,936
2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities ......... 2a  
b Prior year adjustments ............ 2b  
c Other losses ................ 2c  
d Other (Describe in Part XIII.) ............ 2d  
e Add lines 2a through 2d.................... 2e 0
3 Subtract line 2e from line 1................... 3 41,895,936
4 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .. 4a  
b Other (Describe in Part XIII.) ............ 4b  
c Add lines 4a and 4b..................... 4c 0
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ...... 5 41,895,936
Part XIII
Supplemental Information
Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.
Return Reference Explanation
PART X, LINE 2: MANAGEMENT OF NCBA CLUSA EVALUATED ITS UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2019, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS.
Schedule D (Form 990) 2019


Additional Data


Software ID:  
Software Version:  




SCHEDULE F(Form 990)
Department of the Treasury
Internal Revenue Service
Statement of Activities Outside the United States
Right pointing arrow large image Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16.Right pointing arrow large image Attach to Form 990.Right pointing arrow large image Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION
Employer identification number

36-2007481
Part I
General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.
1
For grantmakers. Does the organization maintain records to substantiate the amount of its grants and
other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used
to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .
2
For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.
3
Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)
(a) Region (b) Number of offices in the region (c) Number of employees, agents, and independent contractors in the region (d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region) (e) If activity listed in (d) is a program service, describe specific type of
service(s) in the region		 (f) Total expenditures
for and investments
in the region
SUB-SAHARAN AFRICA 7 298 PROGRAM SERVICES IMPROVE FARMER PRODUCTIVITY, ADULT LITERACY, COOPERATIVE MANAGEMENT. 27,554,602
CENTRAL AMERICA AND THE CARIBBEAN 3 34 PROGRAM SERVICES AGRICULTURAL LENDING, CROP EXPORTS, AND MARKETING AGRICULTURAL PRODUCTS. 6,794,590
EAST ASIA AND THE PACIFIC 2 255 PROGRAM SERVICES IMPROVE FARMER PRODUCTIVITY, ADULT LITERACY, COOPERATIVE MANAGEMENT. 3,769,228
CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING   567,164
EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING   279,536
SUB-SAHARAN AFRICA 0 0 GRANTMAKING   1,930,921
           
           
           
           
           
           
           
           
           
           
           
3a Sub-total .... 12 587 40,896,041
b Total from continuation sheets to Part I ... 0 0 0
c Totals (add lines 3a and 3b) 12 587 40,896,041
For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 2
Part II
Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.
1 (a) Name of organization (b) IRS code section
and EIN (if applicable)		 (c) Region (d) Purpose of
grant 		(e) Amount of
cash grant 		(f) Manner of
cash
disbursement 		(g) Amount
of noncash
assistance 		(h) Description
of noncash
assistance 		(i) Method of
valuation
(book, FMV,
appraisal, other)
SUB-SAHARAN AFRICA BOREHOLES REHABILITATION 25,504 WIRE TRANSFER      
SUB-SAHARAN AFRICA WELLS REALISATION 8,806 WIRE TRANSFER      
SUB-SAHARAN AFRICA LIVELIHOOD 0   20,919 SET OF VARIOUS VETENARY EQUIPMENTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF MEAT INSPECTION SPS TESTING STANDARDS AND ANALYTICS 6,157 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF MEAT INSPECTION SPS TESTING STANDARDS AND ANALYTICS 6,157 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7,174 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 8,933 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 14,947 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 13,160 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7,465 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 14,293 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 12,051 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 12,129 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 10,342 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 8,933 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 6,135 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7,147 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 27,219 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 10,801 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7,525 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 10,342 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7,174 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7,903 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 7,147 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 12,424 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 10,342 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 9,056 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH PRIVATE LIVESTOCK EXTENSION SYSTEMS 14,293 CHECK      
CENTRAL AMERICA AND THE CARIBBEAN INPUTS FOR MEAT PROCESSING FACILITIES TO COMPLY WITH SPS REGULATIONS     9,524 CONSTRUCTION INPUTS TO COMPLY WITH FSIS FOOD SAFETY EQUIVALENCE STANDARDS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN INPUTS FOR MEAT PROCESSING FACILITIES TO COMPLY WITH SPS REGULATIONS     9,641 CONSTRUCTION INPUTS TO COMPLY WITH FSIS FOOD SAFETY EQUIVALENCE STANDARDS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     6,923 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS     5,028 COMPUTER, PRINTER, PORTABLE MILK TESTING KIT, AND COLLECTION PUMP SYSTEM BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     7,132 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     3,213 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS     5,096 RAW MILK COLLECTION PUMP SYSTEM BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     3,696 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS     9,314 2,500 LTS MILK REFRIGERATION TANK BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     2,356 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     3,861 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN IMPROVED FARM-LEVEL INFRASTRUCTURE TO COMPLY WITH FOOD SAFETY REGULATIONS     8,193 FARM MILKING PARLORS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN IMPROVED FARM-LEVEL INFRASTRUCTURE TO COMPLY WITH FOOD SAFETY REGULATIONS     9,558 FARM MILKING PARLORS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     2,374 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     3,364 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS     8,519 AUTOMATIC MILKING SYSTEM BOOK VALUE
CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH OR IMPROVE MILK COLLECTION CENTERS     13,514 IMPROVED RAW MILK COLLECTION SYSTEMS BOOK VALUE
SUB-SAHARAN AFRICA ADMINISTATIVE SUPPORT 19,535 WIRE TRANSFER      
SUB-SAHARAN AFRICA RENOVATION YINGUELE STORE     8,177 RENOVATION YINGUELE STORE BOOK VALUE
SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES     14,912 CONSTRUCTION OF A 500M3 STORAGE STORE AND A PRETREATMENT UNIT BOOK VALUE
SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES     14,912 CONSTRUCTION OF A 500M3 STORAGE STORE BOOK VALUE
SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES     14,912 CONSTRUCTION OF A 500M3 STORAGE STORE BOOK VALUE
SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES     14,912 CONSTRUCTION OF A 500M3 STORAGE STORE BOOK VALUE
SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES     14,912 CONSTRUCTION OF PRETREATMENT UNIT BOOK VALUE
SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES     14,912 CONSTRUCTION OF PRETREATMENT UNIT BOOK VALUE
SUB-SAHARAN AFRICA CONSTRUCTION OF 04 UNITS OF PRANDRAITEMENT AND 04 WAREHOUSES     14,912 CONSTRUCTION OF PRETREATMENT UNIT BOOK VALUE
SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT     11,001 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-PROBE-HUMIDOMETER-PALLETS-PALLET TRUCKS-TIS BAGS AND DRYERS BOOK VALUE
SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT     10,171 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-HUMIDOMETER-PALLETS-PALLET TRUCKS-TIS BAGS AND DRYERS BOOK VALUE
SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT     10,213 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-PROBE--PALLETS-PALLET TRUCKS-TIS BAGS BOOK VALUE
SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT     10,526 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-PROBE-HUMIDOMETER-PALLETS-PALLET TRUCKS-TIS BAGS BOOK VALUE
SUB-SAHARAN AFRICA POST HARVEST EQUIPMENT     7,238 WEIGHER-VIBROTAMIZER-MILLET GRINDER-HULLER-PROBE-HUMIDOMETER-PALLETS-PALLET TRUCKS-TIS BAGS BOOK VALUE
SUB-SAHARAN AFRICA NUTRITION 10,905 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 18,131 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 16,894 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 17,727 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 11,513 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 19,254 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 19,636 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 23,298 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 12,117 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 21,189 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 13,467 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 26,548 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 16,772 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 68,063 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 132,800 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 10,980 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 25,752 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 34,950 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 17,145 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 10,909 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 24,097 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 31,847 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 13,147 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 14,324 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION     12,476 SOLAR PUMP KIT SUPPORT BOOK VALUE
SUB-SAHARAN AFRICA NUTRITION 13,001 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 52,273 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 17,414 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 38,368 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION     11,984 HYDRAULIC PUMP SUPPORT BOOK VALUE
SUB-SAHARAN AFRICA NUTRITION 13,713 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 10,748 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 15,119 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 30,157 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 36,582 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION     16,646 EQUIPMENT SUPPORT BOOK VALUE
SUB-SAHARAN AFRICA NUTRITION 16,979 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 13,877 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 28,456 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 10,430 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 20,057 WIRE TRANSFER      
SUB-SAHARAN AFRICA NUTRITION 31,444 WIRE TRANSFER      
EAST ASIA AND THE PACIFIC FARMER PRODUCTION 93,279 CHECK      
SUB-SAHARAN AFRICA BOREHOLE REALISATION 60,701 WIRE TRANSFER      
SUB-SAHARAN AFRICA BOREHOLE REALISATION 49,767 WIRE TRANSFER      
SUB-SAHARAN AFRICA BOREHOLE REALISATION 91,725 WIRE TRANSFER      
SUB-SAHARAN AFRICA BOREHOLE REALISATION 83,438 WIRE TRANSFER      
SUB-SAHARAN AFRICA BOREHOLE REALISATION 55,188 WIRE TRANSFER      
SUB-SAHARAN AFRICA BOREHOLE REALISATION 25,410 WIRE TRANSFER      
SUB-SAHARAN AFRICA BOREHOLE REALISATION 4,334 WIRE TRANSFER      
SUB-SAHARAN AFRICA IMPLEMENTATION OF WASH COMPONANTE 58,742 WIRE TRANSFER      
SUB-SAHARAN AFRICA IMPLEMENTATION OF WASH COMPONANTE 2,056 WIRE TRANSFER      
SUB-SAHARAN AFRICA IMPLEMENTATION OF WASH COMPONANTE 78,851 WIRE TRANSFER      
SUB-SAHARAN AFRICA IMPLEMENTATION OF WASH COMPONANTE 152,967 WIRE TRANSFER      
SUB-SAHARAN AFRICA LIVELIHOOD 6,258 WIRE TRANSFER      
SUB-SAHARAN AFRICA LIVELIHOOD 3,129 WIRE TRANSFER      
SUB-SAHARAN AFRICA LIVELIHOOD 2,816 WIRE TRANSFER      
SUB-SAHARAN AFRICA LIVELIHOOD 5,006 WIRE TRANSFER      
SUB-SAHARAN AFRICA LIVELIHOOD 3,129 WIRE TRANSFER      
SUB-SAHARAN AFRICA LIVELIHOOD 4,438 WIRE TRANSFER      
CENTRAL AMERICA AND THE CARIBBEAN APPLICATION OF IMPROVED AGRICULTURAL TECHNOLOGIES     7,466 LIVESTOCK AGRICULTURAL INPUTS BOOK VALUE
2 Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......MediumBullet
120
3 Enter total number of other organizations or entities .......................MediumBullet
0
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019Page 3
Part III
Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.
Part III can be duplicated if additional space is needed.
(a) Type of grant or assistance (b) Region (c) Number of recipients (d) Amount of
cash grant 		(e) Manner of cash
disbursement 		(f) Amount of
noncash
assistance 		(g) Description
of noncash
assistance 		(h) Method of
valuation
(book, FMV,
appraisal, other)
FARMER ASSISTANCE (CERTIFIED SEEDS) SUB SAHARAN AFRICA 252     5,303 PURCHASE OF CERTIFIED CEEDS BOOK VALUE
FARMER ASSISTANCE (POULTRY PRODUCTION) CENTRAL AMERICA AND THE CARIBBEAN 923     189,143 PURCHASE OF LIVESTOCK BOOK VALUE
FARMER ASSISTANCE (COFFEE & COCOA) EAST ASIA AND THE PACIFIC 27,888     186,257 TRAINING AND BASIC AGRICULTURAL INPUTS (SEEDLINGS AND TOOLS) BOOK VALUE
               
               
               
               
               
               
               
               
               
               
               
               
               
               
               
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 4
Part IV
Foreign Forms
1 Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2 Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .
3 Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .
4 Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .
5 Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
6 Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .
Schedule F (Form 990) 2019
Schedule F (Form 990) 2019
Page 5
Part V
Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.
ReturnReference Explanation
PART I, LINE 2: NCBA CLUSA HAS FIELD OFFICES IN EACH COUNTRY WHICH CONDUCT SITE VISITS TO GRANT RECIPIENTS: MEASUREMENT OF PROGRESS IN ACHIEVING GRANT OBJECTIVES THROUGH MILESTONES; REIMBURSEMENT OF COSTS BASED ON SUBMISSION OF FISCAL REPORTS WITH SUPPORTING DOCUMENTATION (RECEIPTS, TIMESHEETS, ETC.).
PART I, LINE 3: EXPENDITURES WERE ACCOUNTED FOR USING THE ACCRUAL BASIS OF ACCOUNTING.
PART III, COL (C): THE NUMBER OF RECIPIENTS IS AN ACTUAL TOTAL, NOT AN ESTIMATED TOTAL.
PART III ACCOUNTING METHOD:  
PART III GRANTS TO INDIVIDUALS WERE ACCOUNTED FOR USING THE ACCRUAL BASIS OF ACCOUNTING.
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
   
Schedule F (Form 990) 2019
Additional Data


Software ID:  
Software Version:  



Schedule J
(Form 990)
Department of the Treasury
Internal Revenue Service
Compensation Information
For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet Attach to Form 990.
SchJMediumBullet Go to www.irs.gov/Form990 for instructions and the latest information.
OMB No. 1545-0047
2019
Open to Public Inspection
Name of the organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION
Employer identification number

36-2007481
Part I
Questions Regarding Compensation
Yes
No
1a
Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.
b
If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........
1b
Yes
 
2
Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..
2
Yes
 
3
Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.
4
During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:
a
Receive a severance payment or change-of-control payment? .............
4a
 
No
b
Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........
4b
 
No
c
Participate in, or receive payment from, an equity-based compensation arrangement? .........
4c
 
No
If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.
Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.
5
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:
a
The organization? ....................
5a
 
 
b
Any related organization? .......................
5b
 
 
If "Yes," on line 5a or 5b, describe in Part III.
6
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:
a
The organization? ..................
6a
 
 
b
Any related organization? ......................
6b
 
 
If "Yes," on line 6a or 6b, describe in Part III.
7
For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............
7
 
 
8
Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................
8
 
 
9
If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................
9
 
 
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
Cat. No. 50053T
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 2
Part II
Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.
(A) Name and Title (B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and other deferred compensation (D) Nontaxable
benefits		 (E) Total of columns
(B)(i)-(D) 		(F) Compensation in column (B) reported as deferred on prior Form 990
(i) Base
compensation 		(ii) Bonus & incentive
compensation 		(iii) Other reportable compensation
1DOUGLAS O'BRIEN
PRESIDENT AND CEO 		(i)

(ii)		 324,111
-------------
0 		48,000
-------------
0 		0
-------------
0 		16,800
-------------
0 		21,731
-------------
0 		410,642
-------------
0 		0
-------------
0
2VALERIA R ROACH
CHIEF FINANCIAL OFFICER 		(i)

(ii)		 265,775
-------------
0 		39,447
-------------
0 		0
-------------
0 		16,277
-------------
0 		13,062
-------------
0 		334,561
-------------
0 		0
-------------
0
3LARRY THOMAS
CHIEF HR AND ADMIN. OFFICER 		(i)

(ii)		 245,910
-------------
0 		36,566
-------------
0 		0
-------------
0 		15,046
-------------
0 		8,761
-------------
0 		306,283
-------------
0 		0
-------------
0
4MANUEL SERRANO
SR VICE PRESIDENT - INT'L PROGRAMS 		(i)

(ii)		 218,536
-------------
0 		33,000
-------------
0 		0
-------------
0 		13,579
-------------
0 		21,731
-------------
0 		286,846
-------------
0 		0
-------------
0
5SAMUEL FILIACI
REGIONAL DIRECTOR OF SOUTH EAST ASIA 		(i)

(ii)		 187,516
-------------
0 		6,480
-------------
0 		57,186
-------------
0 		11,481
-------------
0 		19,749
-------------
0 		282,412
-------------
0 		0
-------------
0
6KARL ROSENBERG
CHIEF OF PARTY - SENEGAL 		(i)

(ii)		 133,027
-------------
0 		4,123
-------------
0 		95,158
-------------
0 		8,217
-------------
0 		19,479
-------------
0 		260,004
-------------
0 		0
-------------
0
7WILLIAM STRINGFELLOW
CHIEF OF PARTY - NIGER 		(i)

(ii)		 143,319
-------------
0 		4,016
-------------
0 		52,353
-------------
0 		8,262
-------------
0 		19,470
-------------
0 		227,420
-------------
0 		0
-------------
0
8MATTHEW BUZBY
VICE PRESIDENT, INT'L OPERATIONS 		(i)

(ii)		 170,563
-------------
0 		5,780
-------------
0 		0
-------------
0 		10,532
-------------
0 		8,550
-------------
0 		195,425
-------------
0 		0
-------------
0
9AISSATA WANE
DIRECTOR, FINANCE AND ADMINISTRATION 		(i)

(ii)		 179,981
-------------
0 		3,564
-------------
0 		0
-------------
0 		6,685
-------------
0 		962
-------------
0 		191,192
-------------
0 		0
-------------
0
10INA SCHONBERG
TECHNICAL INTEGRATION LEAD 		(i)

(ii)		 166,841
-------------
0 		0
-------------
0 		0
-------------
0 		10,470
-------------
0 		21,507
-------------
0 		198,818
-------------
0 		0
-------------
0
11GLENNYS REYNOSO-PIETERS
COUNTRY DIRECTOR - MOZAMBIQUE 		(i)

(ii)		 109,157
-------------
0 		3,530
-------------
0 		49,441
-------------
0 		6,821
-------------
0 		19,066
-------------
0 		188,015
-------------
0 		0
-------------
0
12EMILIA ISTRATE VICE PRESIDENT
COOPER. RELATIONS - UNTIL 10/2019 		(i)

(ii)		 153,272
-------------
0 		5,824
-------------
0 		0
-------------
0 		9,131
-------------
0 		1,800
-------------
0 		170,027
-------------
0 		0
-------------
0
13DOUGLAS STEINBERG
REGIONAL DIRECTOR OF WEST AFRICA 		(i)

(ii)		 144,984
-------------
0 		5,075
-------------
0 		0
-------------
0 		8,992
-------------
0 		14,759
-------------
0 		173,810
-------------
0 		0
-------------
0
Schedule J (Form 990) 2019

Schedule J (Form 990) 2019
Page 3
Part III
Supplemental Information
Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.
Return Reference Explanation
PART I, LINE 1A HOUSING ALLOWANCE IS INCLUDED IN TAXABLE WAGES FOR THE FOLLOWING OFFICER, KEY EMPLOYEE, OR HIGHEST COMPENSATED EMPLOYEE: KARL ROSENBERG - $18,441 WILLIAM STRINGFELLOW - $14,834 GLENNYS REYNOSO-PIETERS - $17,500 AISSATA WANE - $15,394
Schedule J (Form 990) 2019

Additional Data


Software ID:  
Software Version:  
SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service
Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet Attach to Form 990 or 990-EZ.
MediumBullet Go to www.irs.gov/Form990 for the latest information.
OMB No. 1545-0047
2019
Open to Public
Inspection
Name of the organization
NATIONAL COOPERATIVE BUSINESS
ASSOCIATION
Employer identification number

36-2007481
Return Reference Explanation
FORM 990, PART VI, SECTION A, LINE 4 THE ARTICLES OF INCORPORATION WAS RESTATED ON 6/3/2019. THE RESTATEMENT OF ARTICLES REFLECTS THESE CHANGES, AS WELL AS CHANGES IN CURRENT ASSOCIATION PRACTICES. THE CHANGES INCLUDE: -CLARIFYING THAT THE CONDITIONS AND REGULATIONS OF MEMBERSHIP, AND THE RIGHTS AND OTHER PRIVILEGES OF THE CLASSES OF MEMBERSHIP, SHALL BE DETERMINED AND FIXED BY THE BYLAWS OF THE CORPORATION, AS AMENDED FROM TIME TO TIME. (THIS INCLUDES VOTING RIGHTS.) (ART. 3, SECTION 4); -EXPRESSING THAT NO PART OF THE NET EARNINGS OF THE CORPORATION SHALL INURE TO THE BENEFIT OF, OR BE DISTRIBUTABLE TO, ANY DIRECTOR, OFFICER, OR TRUSTEE OF THE CORPORATION, OR ANY OTHER PRIVATE PERSON. (ART. 3, SECTION 10); -CLARIFYING THAT THE DIRECTORS OR OFFICERS OF THE ORGANIZATION WHO ARE VOLUNTEERS SHALL BE EXEMPT FOR POTENTIAL LIABILITY ARISING FROM HIS OR HER SERVICE, UNLESS THE INJURY WAS THE RESULT OF WILLFUL MISCONDUCT OR AN ILLEGAL ACT. (ART. 3, SECTION 12).
FORM 990, PART VI, SECTION A, LINE 6 NCBA CLUSA OFFERS THREE TYPES OF MEMBERSHIP: INDIVIDUAL, ORGANIZATIONAL, AND ASSOCIATE. MEMBERS HAVE THE RIGHT TO PROVIDE A REPRESENTATIVE TO THE BOARD OF DIRECTORS.
FORM 990, PART VI, SECTION A, LINE 7A THERE IS AN ANNUAL ELECTION BY THE MEMBERS FOR THE OFFICERS OF THE BOARD OF DIRECTORS.
FORM 990, PART VI, SECTION B, LINE 11B THE PRESIDENT AND CEO, CHIEF FINANCIAL OFFICER, AND FINANCE AND AUDIT COMMITTEE REVIEW THE FEDERAL FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PART VI, SECTION B, LINE 12C WHEN NEW MEMBERS ARE BROUGHT ON THE BOARD OF DIRECTORS, AND DURING THE ANNUAL MEETING, THE CONFLICT OF INTEREST POLICY AND STATEMENT IS EXPLAINED AND DISTRIBUTED TO THE BOARD OF DIRECTORS FOR THEIR SIGNATURE. THE BOARD MEMBERS ARE REQUIRED TO REPORT ANY INCIDENCE OF A CONFLICT OF INTEREST AS THEY OCCUR. THE SENIOR MANAGEMENT TEAM IS REQUIRED TO SIGN THE CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS AND REPORT ANY INCIDENCE OF A CONFLICT OF INTEREST AS IT OCCURS.
FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT AND CEO'S SALARY IS SET BY A BOARD OF DIRECTORS COMMITTEE, ON THE BASIS OF HIS/HER ANNUAL PERFORMANCE REVIEW, AND A COMPARISON OF CURRENT SALARIES FOR SIMILAR POSITIONS WITHIN THE WASHINGTON, DC METROPOLITAN AREA. FOR THE PRESIDENT AND CEO AS WELL AS ALL OTHER EMPLOYEES, THE SERVICES OF A CONSULTANT ARE RETAINED TO COMPARE OUR ORGANIZATION'S SALARY STRUCTURE TO THAT OF SIMILAR ORGANIZATIONS. THE CONSULTANT PROVIDES A SALARY RANGE FOR EACH POSITION ON THE BASIS OF CURRENT STATISTICAL DATA FROM SIMILAR ORGANIZATIONS. THE EMPLOYEE'S SALARY IS DETERMINED USING THIS INFORMATION. THE LAST COMPENSATION SURVEY WAS COMPLETED IN APRIL, 2019.
FORM 990, PART VI, SECTION C, LINE 19 NCBA CLUSA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST.
For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.
Cat. No. 51056K
Schedule O (Form 990 or 990-EZ) 2019


Additional Data


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