Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2019
Open to Public Inspection
For calendar year 2019, or tax year beginning 01-01-2019 , and ending 12-31-2019
Name of foundation
FRANKLIN LINDSAY TRUST XXXXX0009
 
Number and street (or P.O. box number if mail is not delivered to street address)10 S DEARBORN IL1-0111
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60603
A Employer identification number

74-6031753
B Telephone number (see instructions)

(800) 496-2583
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$24,594,086J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 425,780 425,376  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 147,533
b Gross sales price for all assets on line 6a 4,472,728
7 Capital gain net income (from Part IV, line 2)... 147,533
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 113 113  
12 Total. Add lines 1 through 11........ 573,426 573,022  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 131,877 77,135   54,742
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule)......... Click to see attachment 3,360 0 0 3,360
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 29,022 4,319   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 108,298 8   108,290
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 272,557 81,462 0 166,392
25 Contributions, gifts, grants paid....... 0 0
26 Total expenses and disbursements. Add lines 24 and 25 272,557 81,462 0 166,392
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 300,869
b Net investment income (if negative, enter -0-) 491,560
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2019)
Form 990-PF (2019)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 42,780 165,852 165,852
2 Savings and temporary cash investments......... 202,342 528,291 528,291
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 6,109,340 Click to see attachment4,917,136 5,699,337
c Investments—corporate bonds (attach schedule)....... 4,055,502 Click to see attachment3,859,020 3,934,746
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet) Click to see attachment13,141,149 Click to see attachment14,265,552 Click to see attachment14,265,860
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 23,551,113 23,735,851 24,594,086
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 23,551,113 23,735,851
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 23,551,113 23,735,851
30 Total liabilities and net assets/fund balances (see instructions). 23,551,113 23,735,851
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
23,551,113
2
Enter amount from Part I, line 27a .....................
2
300,869
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
790,845
4
Add lines 1, 2, and 3 ..........................
4
24,642,827
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
906,976
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
23,735,851
Form 990-PF (2019)
Form 990-PF (2019)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 25000. FNMA 464019 4.26% 12/01/19   2014-06-11 2019-01-02
b . FNMA 464019 4.26% 12/01/19   1960-11-11 2019-01-07
c 2262.04 AMERICREDIT AUTOMOBILE RECEIVA 2015-1 CL C 2.510% 01/08/2021   2015-10-22 2019-01-08
d 6830.52 AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021   2018-06-07 2019-01-08
e 5000. CVS HEALTH CORP 3.500% 07/20/2022 DTD 07/20/2015   2018-02-14 2019-01-14
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-01-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-01-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-01-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-01-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-01-15
. FHLMC REMIC   2009-08-18 2019-01-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-01-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-01-15
. FHLMC REMIC   2009-05-20 2019-01-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-01-15
. FHLMC REMIC   2008-12-09 2019-01-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-01-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-01-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-01-15
. SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021   2015-11-09 2019-01-15
. GNMA REMIC   2014-02-05 2019-01-16
. FHLMC   2018-01-01 2019-01-17
. FANNIE MAE   2014-12-16 2019-01-17
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-01-17
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-01-22
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-01-22
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-01-22
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-01-22
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-01-22
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-01-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-01-25
. FANNIE MAE   2003-08-15 2019-01-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-01-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-01-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-01-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-01-25
. FNMA REMIC TRUST   2007-10-16 2019-01-25
. FANNIE MAE   2009-10-16 2019-01-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-01-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-01-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-01-25
. FANNIE MAE   2014-02-05 2019-01-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-01-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-01-25
. FANNIE MAE   2004-11-10 2019-01-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-01-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-01-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-01-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-01-25
5000. AMGEN INC   2009-05-18 2019-02-01
8714.432 JPM STRAT INC OPP FD - USD - R6 ISIN US48121L1145   2009-02-20 2019-02-07
2506. VANGUARD BD INDEX FD INC     2019-02-07
2497.24 AMERICREDIT AUTOMOBILE RECEIVA 2015-1 CL C 2.510% 01/08/2021   2015-10-22 2019-02-08
7535.51 AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021   2018-06-07 2019-02-08
10858.835 PIMCO INV GRD CRD BND-INST   2018-05-04 2019-02-08
17846.002 DODGE & COX INCOME FUND     2019-02-11
4408.523 DODGE & COX INCOME FUND   2018-02-12 2019-02-11
5000. NOVARTIS SECS INVEST LTD   2009-05-06 2019-02-11
10000. CATERPILLAR FINL MTN 7.150% 2/15/19   2009-06-16 2019-02-15
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-02-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-02-15
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-02-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-02-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-02-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-02-15
. FHLMC REMIC   2009-08-18 2019-02-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-02-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-02-15
. FHLMC REMIC   2009-05-20 2019-02-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-02-15
. FHLMC REMIC   2008-12-09 2019-02-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-02-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-02-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-02-15
. SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021   2015-11-09 2019-02-15
5000. SEMPRA ENERGY 9.800% 2/15/19   2009-03-06 2019-02-15
17007.144 AMG MG PICTET INTL-Z   2016-10-07 2019-02-19
. FANNIE MAE   2014-12-16 2019-02-19
. GNMA REMIC   2014-02-05 2019-02-19
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-02-19
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-02-20
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-02-20
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-02-20
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-02-20
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-02-20
7988.008 MFS EMERG MRKTS DEBT-R5   2016-07-20 2019-02-20
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-02-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-02-25
. FANNIE MAE   2003-08-15 2019-02-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-02-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-02-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-02-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-02-25
. FNMA REMIC TRUST   2007-10-16 2019-02-25
. FANNIE MAE   2009-10-16 2019-02-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-02-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-02-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-02-25
. FANNIE MAE   2014-02-05 2019-02-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-02-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-02-25
. FANNIE MAE   2004-11-10 2019-02-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-02-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-02-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-02-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-02-25
5000. 21ST CENTY FOX AMER INC 6.900% 03/01/2019 DTD 02/13/2009     2019-03-01
15508.373 BLCKRCK HI YLD BND PORT-K   2016-02-29 2019-03-05
753. JPMORGAN BETABUILDERS JAPAN ETF   2018-07-19 2019-03-05
3921. JPMORGAN BETABUILDERS JAPAN ETF     2019-03-05
2541.87 AMERICREDIT AUTOMOBILE RECEIVA 2015-1 CL C 2.510% 01/08/2021   2015-10-22 2019-03-08
7128.61 AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021   2018-06-07 2019-03-08
5000. ANADARKO PETE CORP 8.700% 3/15/19   2009-03-03 2019-03-15
5000. ATMOS ENERGY CORP 8.500% 3/15/19   2009-03-23 2019-03-15
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-03-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-03-15
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-03-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-03-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-03-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-03-15
. FHLMC REMIC   2009-08-18 2019-03-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-03-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-03-15
. FHLMC REMIC   2009-05-20 2019-03-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-03-15
. FHLMC REMIC   2008-12-09 2019-03-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-03-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-03-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-03-15
. SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021   2015-11-09 2019-03-15
. FANNIE MAE   2014-12-16 2019-03-18
. GNMA REMIC   2014-02-05 2019-03-18
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-03-18
5000. EATON CORP 6.950% 3/20/19   2009-04-27 2019-03-20
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-03-20
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-03-20
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-03-20
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-03-20
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-03-20
2000. REGIONS FINANCIAL CORP 3.200% 02/08/2021 DTD 02/08/2016   2017-08-07 2019-03-21
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-03-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-03-25
. FANNIE MAE   2003-08-15 2019-03-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-03-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-03-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-03-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-03-25
. FNMA REMIC TRUST   2007-10-16 2019-03-25
. FANNIE MAE   2009-10-16 2019-03-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-03-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-03-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-03-25
. FANNIE MAE   2014-02-05 2019-03-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-03-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-03-25
. FANNIE MAE   2004-11-10 2019-03-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-03-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-03-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-03-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-03-25
3000. REGIONS FINANCIAL CORP 3.200% 02/08/2021 DTD 02/08/2016   2017-08-07 2019-03-25
5000. AT&T INC 5.000% 03/01/2021 DTD 03/17/2016   2016-03-22 2019-03-27
3000. KANSAS CITY POWER & LT 7.15% APR 01 2019   2013-01-24 2019-04-01
4107.811 DODGE & INTERNATIONAL STOCK FUND     2019-04-03
2930.806 FIDELITY 500 INDEX-INST PRM     2019-04-03
1005.025 FIDELITY 500 INDEX-INST PRM   2018-08-16 2019-04-03
. PFIZER INC   2018-01-01 2019-04-03
16556.87 T ROWE PR OVERSEAS STOCK-I   2011-12-16 2019-04-03
2471.92 AMERICREDIT AUTOMOBILE RECEIVA 2015-1 CL C 2.510% 01/08/2021   2015-10-22 2019-04-09
7452.25 AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021   2018-06-07 2019-04-09
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-04-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-04-15
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-04-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-04-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-04-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-04-15
. FHLMC REMIC   2009-08-18 2019-04-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-04-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-04-15
. FHLMC REMIC   2009-05-20 2019-04-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-04-15
. FHLMC REMIC   2008-12-09 2019-04-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-04-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-04-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-04-15
. SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021   2015-11-09 2019-04-15
. GNMA REMIC   2014-02-05 2019-04-16
. FANNIE MAE   2014-12-16 2019-04-17
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-04-17
1000. FORTIS INC SR NTS 3.055% 10/04/2026 DTD   2018-01-03 2019-04-18
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-04-22
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-04-22
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-04-22
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-04-22
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-04-22
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-04-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-04-25
. FANNIE MAE   2003-08-15 2019-04-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-04-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-04-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-04-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-04-25
. FNMA REMIC TRUST   2007-10-16 2019-04-25
. FANNIE MAE   2009-10-16 2019-04-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-04-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-04-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-04-25
. FANNIE MAE   2014-02-05 2019-04-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-04-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-04-25
. FANNIE MAE   2004-11-10 2019-04-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-04-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-04-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-04-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-04-25
5000. SENIOR HOUSING PROPERTIE 3.250% 05/01/2019 DTD 04/28/2014   2018-03-15 2019-05-01
2127.24 AMERICREDIT AUTOMOBILE RECEIVA 2015-1 CL C 2.510% 01/08/2021   2015-10-22 2019-05-08
6576.73 AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021   2018-06-07 2019-05-09
5000. CANADIAN PACIFIC RR CO NOTES 7 1/4% MAY 15 2019   2014-11-24 2019-05-15
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-05-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-05-15
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-05-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-05-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-05-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-05-15
. FHLMC REMIC   2009-08-18 2019-05-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-05-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-05-15
. FHLMC REMIC   2009-05-20 2019-05-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-05-15
. FHLMC REMIC   2008-12-09 2019-05-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-05-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-05-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-05-15
. SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021   2015-11-09 2019-05-15
. GNMA REMIC   2014-02-05 2019-05-16
. FANNIE MAE   2014-12-16 2019-05-17
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-05-17
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-05-20
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-05-20
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-05-20
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-05-20
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-05-20
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-05-28
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-05-28
. FANNIE MAE   2003-08-15 2019-05-28
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-05-28
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-05-28
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-05-28
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-05-28
. FNMA REMIC TRUST   2007-10-16 2019-05-28
. FANNIE MAE   2009-10-16 2019-05-28
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-05-28
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-05-28
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-05-28
. FANNIE MAE   2014-02-05 2019-05-28
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-05-28
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-05-28
. FANNIE MAE   2004-11-10 2019-05-28
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-05-28
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-05-28
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-05-28
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-05-28
2000. CNA FINANCIAL CORP 5 7/8% AUG 15 2020   2010-08-05 2019-06-06
2533. ISHARES BARCLAYS 1-3 YEAR TREASURY     2019-06-07
1320.423 VANGUARD TTL INTL BND-ADM   2019-04-03 2019-06-07
2136.49 AMERICREDIT AUTOMOBILE RECEIVA 2015-1 CL C 2.510% 01/08/2021   2015-10-22 2019-06-10
6722.78 AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021   2018-06-07 2019-06-10
5000. BOSTON PROPERTIES LP 3.800% 02/01/2024 DTD 06/27/2013   2016-10-18 2019-06-12
5000. BANK OF NOVA SCOTIA 1.650% 06/14/2019 DTD 06/14/2016     2019-06-14
597.015 FIDELITY INTL INDX-INST PRM   2019-04-03 2019-06-14
66.478 FIDELITY 500 INDEX-INST PRM   2018-02-12 2019-06-14
1581.819 FIDELITY 500 INDEX-INST PRM   2018-10-24 2019-06-14
227. ISHARES TR 7-10 YR TREAS INDEX FD   2019-02-20 2019-06-14
170. ISHARES TR BARCLAYS MBS BD FD   2019-02-07 2019-06-14
968. JPMORGAN BETABUILDERS EUROPE ETF   2019-04-03 2019-06-14
2455.796 MTRPLTN WST TTL RTRN BND-PLN   2019-04-03 2019-06-14
2087.287 PIMCO INV GRD CRD BND-INST   2018-05-04 2019-06-14
1240.695 PIMCO FDS   2018-01-09 2019-06-14
3827.282 SIX CIRCLES US UNCONSTR EQ   2019-04-03 2019-06-14
2267.819 SIX CIRCLES INTL UNCON EQ   2019-04-03 2019-06-14
1274.725 VANGUARD TTL INTL BND-ADM     2019-06-14
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-06-17
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-06-17
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-06-17
. FANNIE MAE   2014-12-16 2019-06-17
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-06-17
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-06-17
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-06-17
. FHLMC REMIC   2009-08-18 2019-06-17
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-06-17
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-06-17
. FHLMC REMIC   2009-05-20 2019-06-17
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-06-17
. FHLMC REMIC   2008-12-09 2019-06-17
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-06-17
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-06-17
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-06-17
. GNMA REMIC   2014-02-05 2019-06-17
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-06-17
. SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021   2015-11-09 2019-06-17
5000. ENTERTAINMENT PROPERTIES NON-TRADEABLE ASSET   2019-04-30 2019-06-18
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-06-20
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-06-20
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-06-20
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-06-20
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-06-20
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-06-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-06-25
. FANNIE MAE   2003-08-15 2019-06-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-06-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-06-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-06-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-06-25
. FNMA REMIC TRUST   2007-10-16 2019-06-25
. FANNIE MAE   2009-10-16 2019-06-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-06-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-06-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-06-25
. FANNIE MAE   2014-02-05 2019-06-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-06-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-06-25
. FANNIE MAE   2004-11-10 2019-06-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-06-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-06-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-06-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-06-25
100000. FANNIE MAE   2004-11-10 2019-07-02
25000. AMERICREDIT AUTOMOBILE RECEIVA 2015-1 CL C 2.510% 01/08/2021   2015-10-22 2019-07-08
6134.19 AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021   2018-06-07 2019-07-08
480.538 FIDELITY 500 INDEX-INST PRM   2018-10-24 2019-07-10
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-07-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-07-15
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-07-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-07-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-07-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-07-15
. FHLMC REMIC   2009-08-18 2019-07-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-07-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-07-15
. FHLMC REMIC   2009-05-20 2019-07-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-07-15
. FHLMC REMIC   2008-12-09 2019-07-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-07-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-07-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-07-15
5000. JEFFRIES GROUP INC   2009-11-04 2019-07-15
. SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021   2015-11-09 2019-07-15
. GNMA REMIC   2014-02-05 2019-07-16
. AMGEN INC   2018-01-01 2019-07-17
. FANNIE MAE   2014-12-16 2019-07-17
1256.576 FIDELITY INTL INDX-INST PRM   2019-04-03 2019-07-17
2956.952 FIDELITY 500 INDEX-INST PRM   2018-10-24 2019-07-17
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-07-17
54. ISHARES TR 7-10 YR TREAS INDEX FD   2019-02-20 2019-07-17
61. ISHARES TR BARCLAYS MBS BD FD   2019-02-07 2019-07-17
846. JPM BTABLDRS DEV ASIA X-JPN   2018-08-16 2019-07-17
1370. JPMORGAN BETABUILDERS CANADA   2018-08-16 2019-07-17
867. JPMORGAN BETABUILDERS JAPAN ETF   2018-07-19 2019-07-17
1372. JPMORGAN BETABUILDERS EUROPE ETF     2019-07-17
9368.543 JPM INFLATN MGD BND FD - USD - R6 ISIN US48121L8090     2019-07-17
2320.936 MTRPLTN WST TTL RTRN BND-PLN   2019-04-03 2019-07-17
808.38 PIMCO INV GRD CRD BND-INST   2018-05-04 2019-07-17
8517.37 PIMCO FDS   2018-01-09 2019-07-17
4041.916 SIX CIRCLES ULTR SHRT DUR   2018-10-24 2019-07-17
9068.856 SIX CIRCLES US UNCONSTR EQ   2019-04-03 2019-07-17
3984.577 SIX CIRCLES INTL UNCON EQ   2019-04-03 2019-07-17
142. VANGUARD BD INDEX FD INC   2019-06-07 2019-07-17
3173.939 VANGUARD TTL INTL BND-ADM   2019-02-11 2019-07-17
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-07-22
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-07-22
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-07-22
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-07-22
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-07-22
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-07-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-07-25
. FANNIE MAE   2003-08-15 2019-07-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-07-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-07-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-07-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-07-25
. FNMA REMIC TRUST   2007-10-16 2019-07-25
. FANNIE MAE   2009-10-16 2019-07-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-07-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-07-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-07-25
. FANNIE MAE   2014-02-05 2019-07-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-07-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-07-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-07-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-07-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-07-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-07-25
50000. AMERICREDIT AUTOMOBILE RECEIVA 2016-1 CL B 2.300% 03/08/2021   2018-06-07 2019-08-08
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-08-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-08-15
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-08-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-08-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-08-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-08-15
. FHLMC REMIC   2009-08-18 2019-08-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-08-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-08-15
. FHLMC REMIC   2009-05-20 2019-08-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-08-15
. FHLMC REMIC   2008-12-09 2019-08-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-08-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-08-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-08-15
25000. SANTANDER DRIVE AUTO RECEIVABL 2015-4 CL C 2.970% 03/15/2021   2015-11-09 2019-08-15
25000. WORLD FINANCIAL NETWORK CREDIT 2017-B CL A 1.980% 06/15/2023   2017-08-15 2019-08-15
. GNMA REMIC   2014-02-05 2019-08-16
. FANNIE MAE   2014-12-16 2019-08-19
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-08-19
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-08-20
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-08-20
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-08-20
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-08-20
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-08-20
1147. JPMORGAN BETABUILDERS EUROPE ETF   2018-08-16 2019-08-23
1853. JPMORGAN BETABUILDERS EUROPE ETF   2019-04-03 2019-08-23
311. JPMORGAN BETABUILDERS EUROPE ETF   2018-08-16 2019-08-23
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-08-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-08-26
. FANNIE MAE   2003-08-15 2019-08-26
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-08-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-08-26
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-08-26
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-08-26
. FNMA REMIC TRUST   2007-10-16 2019-08-26
. FANNIE MAE   2009-10-16 2019-08-26
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-08-26
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-08-26
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-08-26
. FANNIE MAE   2014-02-05 2019-08-26
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-08-26
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-08-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-08-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-08-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-08-26
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-08-26
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-09-16
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-09-16
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-09-16
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-09-16
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-09-16
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-09-16
. FHLMC REMIC   2009-08-18 2019-09-16
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-09-16
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-09-16
. FHLMC REMIC   2009-05-20 2019-09-16
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-09-16
. FHLMC REMIC   2008-12-09 2019-09-16
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-09-16
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-09-16
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-09-16
. GNMA REMIC   2014-02-05 2019-09-16
. DRIVE AUTO RECEIVABLES TR 2018-3 CL B 3.37% 09/15/2022 DTD 07/24/201   2018-07-17 2019-09-17
. FANNIE MAE   2014-12-16 2019-09-17
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-09-17
4000. 21ST CENTY FOX AMER 8.875% 04/26/2023 DTD 04/26/1993     2019-09-18
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-09-20
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-09-20
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-09-20
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-09-20
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-09-20
1759. ISHARES TR BARCLAYS MBS BD FD     2019-09-23
2354. VANGUARD BD INDEX FD INC   2019-06-07 2019-09-23
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-09-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-09-25
. FANNIE MAE   2003-08-15 2019-09-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-09-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-09-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-09-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-09-25
. FNMA REMIC TRUST   2007-10-16 2019-09-25
. FANNIE MAE   2009-10-16 2019-09-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-09-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-09-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-09-25
. FANNIE MAE   2014-02-05 2019-09-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-09-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-09-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-09-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-09-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-09-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-09-25
65000. FEDERAL NATL MTG ASSN GTD MTG PASS   1960-11-11 2019-09-27
. DRIVE AUTO RECEIVABLES TR 2018-3 CL B 3.37% 09/15/2022 DTD 07/24/201   2018-07-17 2019-10-15
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-10-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-10-15
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-10-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-10-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-10-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-10-15
. FHLMC REMIC   2009-08-18 2019-10-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-10-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-10-15
. FHLMC REMIC   2009-05-20 2019-10-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-10-15
. FHLMC REMIC   2008-12-09 2019-10-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-10-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-10-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-10-15
. GNMA REMIC   2014-02-05 2019-10-16
5000. EXPRESS SCRIPTS HLDG 3.5% 06/15/2024 DTD 06/05/2014   2016-03-23 2019-10-17
. FANNIE MAE   2014-12-16 2019-10-17
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-10-17
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-10-21
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-10-21
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-10-21
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-10-21
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-10-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-10-25
. FANNIE MAE   2003-08-15 2019-10-25
. FANNIE MAE   2019-09-24 2019-10-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-10-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-10-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-10-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-10-25
. FNMA REMIC TRUST   2007-10-16 2019-10-25
. FANNIE MAE   2009-10-16 2019-10-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-10-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-10-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-10-25
. FANNIE MAE   2014-02-05 2019-10-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-10-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-10-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-10-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-10-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-10-25
5000. PNC FINL SERVICES 3.9% 04/29/2024 DTD 04/28/2014   2015-02-27 2019-10-29
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-11-05
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2019-10-03 2019-11-05
. CASH RECEIPT SECURITIES LITIGATION   2018-01-01 2019-11-05
5000. QUALCOMM INC SR NTS 3.25% 05/20/2027 DTD   2017-05-23 2019-11-07
2000. US BANCORP MTN 2.95% JUL 15 2022   2016-03-31 2019-11-07
3000. US BANCORP MTN 2.95% JUL 15 2022   2016-03-31 2019-11-07
2000. BOSTON SCIENTIFIC CORP 3.850% 05/15/2025 DTD 05/12/2015   2019-05-02 2019-11-12
. DRIVE AUTO RECEIVABLES TR 2018-3 CL B 3.37% 09/15/2022 DTD 07/24/201   2018-07-17 2019-11-15
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-11-15
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-11-15
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-11-15
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-11-15
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-11-15
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-11-15
. FHLMC REMIC   2009-08-18 2019-11-15
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-11-15
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-11-15
. FHLMC REMIC   2009-05-20 2019-11-15
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-11-15
. FHLMC REMIC   2008-12-09 2019-11-15
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-11-15
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-11-15
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-11-15
60000. U S A NOTES     2019-11-15
. FANNIE MAE   2014-12-16 2019-11-18
. GNMA REMIC   2014-02-05 2019-11-18
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-11-18
5000. WESTPAC BANKING CORP   2009-11-16 2019-11-19
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-11-20
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2019-10-03 2019-11-20
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-11-20
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-11-20
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-11-20
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-11-20
. GM FINL AUTOMOBILE LEASING TR 2018-2 2018-2 CL A3 3.06% 06/21/2021 D   2018-06-19 2019-11-21
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-11-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-11-25
. FANNIE MAE   2019-09-24 2019-11-25
. FANNIE MAE   2003-08-15 2019-11-25
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-11-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-11-25
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-11-25
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-11-25
. FNMA REMIC TRUST   2007-10-16 2019-11-25
. FANNIE MAE   2009-10-16 2019-11-25
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-11-25
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-11-25
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-11-25
. FANNIE MAE   2014-02-05 2019-11-25
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-11-25
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-11-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-11-25
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-11-25
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-11-25
2000. NATL OILWELL VARCO I SR NTS 2.6% 12/01/2022 DTD   2018-02-12 2019-12-04
. DRIVE AUTO RECEIVABLES TR 2018-3 CL B 3.37% 09/15/2022 DTD 07/24/201   2018-07-17 2019-12-16
. FHLMC GOLD C91149 6% 01/01/28   2013-07-01 2019-12-16
. FED HOME LN MTG CORP PARTN CTFS   2005-07-21 2019-12-16
. FHLMC GOLD Q21466 3.5% 09/01/43   2019-01-24 2019-12-16
. FHLMC 2512 CL PG 5.5% 10/15/2022 DTD 10/01/2002   2014-02-05 2019-12-16
. FHLMC 2613 CL BY 5.5% 05/15/2033 DTD 05/01/2003   2011-07-18 2019-12-16
. FEDERAL HOME LN MTG CORP MULTICLASS   2008-12-09 2019-12-16
. FHLMC REMIC   2009-08-18 2019-12-16
. FHLMC 2773 CL CD 4.5% 04/15/2024 DTD 04/01/2004   2010-07-13 2019-12-16
. FHLMC 2942 CL LA 5.0% 03/15/2035 DTD 03/01/2005   2010-06-28 2019-12-16
. FHLMC REMIC   2009-05-20 2019-12-16
. FHLMC 2993 CL LC 5.0% 12/15/2033 DTD 06/01/2005   2014-02-04 2019-12-16
. FHLMC REMIC   2008-12-09 2019-12-16
. FHLMC 3431 CL AT 5.0% 03/15/2023 DTD 03/01/2008   2014-07-09 2019-12-16
. FHLMC 3473 CL CH 5.5% 07/15/2038 DTD 07/01/2008   2010-07-16 2019-12-16
. FHLMC 3672 CL DB 4.0% 05/15/2025 DTD 05/01/2010   2014-12-16 2019-12-16
. GNMA REMIC   2014-02-05 2019-12-16
5000. BK OF AMER CORP SR NTS MTN 3.5% 04/19/2026 DTD   2019-04-30 2019-12-17
. FANNIE MAE   2014-12-16 2019-12-17
. GNMA 2004-37 CL B 6.0% 04/17/2034 DTD 05/01/2004   2013-11-19 2019-12-17
5000. BUCKEYE PARTNERS LP SR NTS 3.95% 12/01/2026 DTD     2019-12-18
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2019-10-03 2019-12-20
. GNMA 2003-25 CL T 5.0% 04/20/2033 DTD 04/01/2003   2010-07-02 2019-12-20
. GNMA 2003-75 CL ZA 5.5% 09/20/2033 DTD 09/01/2003   2011-04-26 2019-12-20
. GNMA 2004-18 CL WD 5.5% 02/20/2034 DTD 03/01/2004   2017-04-28 2019-12-20
. GNMA 2004-69 CL AB 5.5% 09/20/2034 DTD 09/01/2004   2010-07-14 2019-12-20
. GNMA 2005-7 CL BK 5.5% 02/20/2032 DTD 02/01/2005   2011-07-18 2019-12-20
. GM FINL AUTOMOBILE LEASING TR 2018-2 2018-2 CL A3 3.06% 06/21/2021 D   2018-06-19 2019-12-23
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2002-08-21 2019-12-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-28 2019-12-26
. FANNIE MAE   2003-08-15 2019-12-26
. FANNIE MAE   2019-09-24 2019-12-26
. FEDERAL NATIONAL MORTGAGE ASSN   2003-09-30 2019-12-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2002-08-29 2019-12-26
. FNMA AL3382 VAR RATE 03/01/23   2017-06-27 2019-12-26
. FNMA AL5441 4.5% 09/01/41   2018-11-27 2019-12-26
. FNMA AN2978 2.62% 11/01/26   2019-11-20 2019-12-26
. FNMA REMIC TRUST   2007-10-16 2019-12-26
. FANNIE MAE   2009-10-16 2019-12-26
. FNMA 2004-91 CL BR 5.5% 12/25/2034 DTD 11/01/2004   2014-08-14 2019-12-26
. FEDERAL NATL MTG ASSN GTD REMIC PASS   2007-04-12 2019-12-26
. FNMA 2005-108 CL TD 5.5% 12/25/2035 DTD 11/01/2005   2014-06-12 2019-12-26
. FANNIE MAE   2014-02-05 2019-12-26
. FNMA 2007-72 CL DB 5.75% 07/25/2037 DTD 06/01/2007   2011-10-14 2019-12-26
. FNMA 2010-61 CL WA VAR RT 06/25/2040 DTD 05/01/2010   2015-07-29 2019-12-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-05-18 2019-12-26
. FEDERAL NATL MTG ASSN GTD MTG PASS   2005-11-18 2019-12-26
. FEDERAL NATL MTG ASSN GTD MTG PASS     2019-12-26
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a     23,104 -23,104
b 21,436     21,436
c 2,262   2,270 -8
d 6,831   6,805 26
e 4,979   5,009 -30
76   82 -6
15   15  
187   203 -16
121   133 -12
60   56 4
131   136 -5
89   95 -6
12   12  
103   108 -5
85   90 -5
167   156 11
926   1,018 -92
83   90 -7
194   206 -12
1,684   1,687 -3
302   335 -33
113     113
117   128 -11
149   171 -22
71   76 -5
67   72 -5
212   234 -22
108   117 -9
98   109 -11
1   1  
3   3  
36   36  
25   25  
45   46 -1
72   72  
417   432 -15
54   51 3
58   54 4
239   269 -30
54   54  
350   387 -37
120   135 -15
32   35 -3
64   73 -9
25   25  
1   1  
3   4 -1
88   87 1
54   56 -2
5,000   5,259 -259
100,129   87,556 12,573
197,567   196,081 1,486
2,497   2,506 -9
7,536   7,507 29
110,000   110,053 -53
240,564   244,656 -4,092
59,427   60,000 -573
5,000   5,094 -94
10,000   10,510 -510
130   140 -10
15   15  
88   87 1
190   206 -16
28   31 -3
69   64 5
144   149 -5
48   51 -3
80   84 -4
103   108 -5
132   141 -9
176   165 11
909   1,000 -91
217   236 -19
239   253 -14
1,713   1,716 -3
5,000   5,668 -668
150,173   167,885 -17,712
124   135 -11
283   314 -31
146   167 -21
84   89 -5
72   79 -7
190   210 -20
52   57 -5
73   81 -8
113,350   119,900 -6,550
1   1  
3   3  
31   31  
19   20 -1
26   26  
72   72  
387   402 -15
54   52 2
168   157 11
458   516 -58
37   37  
208   230 -22
117   132 -15
30   34 -4
180   207 -27
25   25  
1   2 -1
3   4 -1
60   59 1
45   46 -1
5,000   6,071 -1,071
116,623   108,559 8,064
17,006   18,071 -1,065
88,466   94,098 -5,632
2,542   2,551 -9
7,129   7,102 27
5,000   4,945 55
5,000   4,991 9
47   51 -4
15   15  
85   85  
151   164 -13
71   78 -7
199   185 14
134   139 -5
50   53 -3
13   14 -1
101   106 -5
96   102 -6
197   184 13
814   895 -81
10   11 -1
254   270 -16
1,692   1,695 -3
123   134 -11
267   296 -29
144   164 -20
5,000   5,190 -190
68   72 -4
68   73 -5
163   180 -17
89   96 -7
106   117 -11
2,013   2,054 -41
1   1  
3   3  
26   25 1
20   21 -1
5   5  
84   84  
294   305 -11
52   49 3
54   50 4
204   230 -26
46   46  
48   54 -6
115   130 -15
33   37 -4
188   216 -28
25   25  
1   2 -1
4   4  
57   57  
60   62 -2
3,028   3,081 -53
5,227   5,590 -363
3,000   3,852 -852
171,296   144,419 26,877
294,136   273,817 20,319
100,864   100,000 864
171     171
173,019   116,691 56,328
2,472   2,481 -9
7,452   7,424 28
143   154 -11
15   15  
902   900 2
151   164 -13
132   145 -13
78   73 5
125   130 -5
67   72 -5
98   103 -5
86   91 -5
48   51 -3
202   189 13
807   887 -80
10   11 -1
189   201 -12
1,666   1,669 -3
255   283 -28
153   167 -14
76   87 -11
965   966 -1
80   85 -5
75   81 -6
211   233 -22
103   111 -8
154   170 -16
1   1  
3   3  
11   10 1
26   27 -1
5   5  
2,308   2,313 -5
362   376 -14
56   53 3
55   52 3
230   259 -29
41   41  
61   68 -7
112   127 -15
28   31 -3
64   73 -9
25   25  
1   2 -1
4   4  
63   62 1
119   123 -4
5,000   5,007 -7
2,127   2,135 -8
6,577   6,552 25
5,000   6,028 -1,028
110   118 -8
16   16  
84   84  
122   132 -10
213   235 -22
73   68 5
146   151 -5
63   67 -4
12   12  
136   143 -7
72   77 -5
164   154 10
948   1,042 -94
12   13 -1
238   252 -14
1,478   1,481 -3
230   255 -25
127   139 -12
102   117 -15
84   89 -5
81   88 -7
235   259 -24
91   98 -7
88   97 -9
1   1  
4   4  
27   26 1
26   27 -1
64   65 -1
72   72  
511   531 -20
52   50 2
42   39 3
222   250 -28
49   49  
422   466 -44
99   112 -13
42   47 -5
73   84 -11
25   26 -1
1   2 -1
4   4  
74   73 1
43   44 -1
2,079   1,994 85
214,274   211,825 2,449
30,000   29,353 647
2,136   2,144 -8
6,723   6,698 25
5,204   5,310 -106
5,000   4,968 32
24,000   24,400 -400
6,695   6,183 512
159,305   146,951 12,354
24,801   23,747 1,054
18,202   17,868 334
23,079   23,393 -314
25,000   24,484 516
22,000   21,132 868
15,000   15,385 -385
39,000   39,077 -77
21,000   21,408 -408
29,000   28,302 698
58   62 -4
17   17  
87   87  
239   260 -21
127   138 -11
156   172 -16
59   54 5
141   146 -5
63   67 -4
12   13 -1
65   68 -3
374   399 -25
176   165 11
758   834 -76
12   13 -1
220   234 -14
194   215 -21
202   231 -29
1,481   1,484 -3
5,354   5,340 14
104   111 -7
85   92 -7
280   309 -29
128   138 -10
148   164 -16
1   1  
2   2  
22   22  
24   25 -1
5   5  
69   69  
556   577 -21
52   49 3
38   35 3
419   472 -53
57   57  
56   62 -6
118   133 -15
36   40 -4
68   77 -9
23   23  
1   2 -1
4   4  
72   72  
49   51 -2
       
26   26  
6,134   6,111 23
50,000   44,642 5,358
102   110 -8
15   15  
85   85  
214   232 -18
160   176 -16
53   49 4
128   133 -5
38   41 -3
216   228 -12
61   64 -3
222   237 -15
154   144 10
692   762 -70
10   11 -1
219   232 -13
5,000   5,432 -432
1,365   1,368 -3
165   183 -18
27     27
170   185 -15
51,846   51,356 490
306,813   274,701 32,112
76   87 -11
5,911   5,649 262
6,559   6,411 148
22,421   21,217 1,204
34,404   33,521 883
19,843   20,798 -955
32,919   33,153 -234
96,215   96,397 -182
23,743   23,140 603
8,617   8,184 433
103,231   105,615 -2,384
40,500   40,460 40
95,132   92,593 2,539
37,535   37,614 -79
11,403   11,391 12
73,032   69,636 3,396
65   69 -4
76   83 -7
252   278 -26
95   103 -8
82   90 -8
1   1  
2   2  
35   35  
22   22  
5   5  
72   73 -1
439   456 -17
48   46 2
39   37 2
316   356 -40
15   15  
378   418 -40
105   119 -14
49   55 -6
64   73 -9
2   2  
4   4  
74   73 1
56   57 -1
1,619   1,613 6
53   57 -4
16   16  
86   86  
158   172 -14
62   68 -6
62   57 5
120   125 -5
41   44 -3
12   13 -1
56   58 -2
44   47 -3
213   199 14
715   786 -71
12   13 -1
179   190 -11
187   187  
25,000   24,997 3
140   155 -15
178   194 -16
108   123 -15
64   68 -4
81   88 -7
218   241 -23
94   101 -7
122   134 -12
25,945   27,425 -1,480
41,914   44,770 -2,856
7,036   7,436 -400
1   1  
2   2  
36   36  
23   24 -1
5   5  
69   69  
489   507 -18
43   41 2
145   136 9
384   432 -48
27   27  
104   116 -12
99   112 -13
49   55 -6
60   68 -8
2   2  
4   4  
62   62  
38   39 -1
59   63 -4
193   191 2
89   89  
146   158 -12
46   51 -5
104   97 7
122   126 -4
48   51 -3
12   13 -1
59   62 -3
48   51 -3
233   218 15
633   697 -64
11   12 -1
188   200 -12
121   134 -13
2,240   2,240  
129   140 -11
191   219 -28
4,875   5,588 -713
67   71 -4
66   71 -5
266   293 -27
82   88 -6
134   148 -14
190,202   184,871 5,331
189,923   188,832 1,091
1   1  
2   2  
20   20  
27   27  
5   5  
69   69  
496   514 -18
50   48 2
31   29 2
160   180 -20
28   28  
212   234 -22
104   118 -14
34   38 -4
60   69 -9
510   526 -16
4   4  
57   57  
38   39 -1
       
5,091   5,091  
59   63 -4
14   14  
89   89  
146   158 -12
109   120 -11
63   58 5
128   133 -5
56   60 -4
134   142 -8
54   57 -3
126   134 -8
178   167 11
637   700 -63
78   85 -7
183   194 -11
87   96 -9
5,191   4,963 228
179   195 -16
158   180 -22
80   87 -7
221   244 -23
130   140 -10
131   145 -14
1   1  
2   2  
    16 -16
19   3 16
24   25 -1
5   5  
73   73  
578   599 -21
44   43 1
153   144 9
365   411 -46
56   55 1
45   50 -5
98   111 -13
32   35 -3
56   64 -8
4   4  
79   78 1
42   43 -1
5,339   5,215 124
    93 -93
102   15 87
181     181
5,204   4,976 228
2,051   2,056 -5
3,076   3,083 -7
2,161   2,064 97
4,909   4,909  
217   234 -17
15   15  
1,654   1,652 2
149   161 -12
135   149 -14
179   166 13
127   132 -5
50   53 -3
11   11  
43   45 -2
133   142 -9
166   156 10
592   651 -59
11   12 -1
243   258 -15
60,000   60,754 -754
114   124 -10
60   66 -6
77   88 -11
5,000   4,996 4
    118 -118
130   20 110
79   86 -7
222   245 -23
114   123 -9
111   122 -11
534   534  
1   1  
2   2  
23   4 19
    20 -20
25   26 -1
5   5  
70   70  
538   558 -20
52   49 3
42   40 2
210   236 -26
33   32 1
561   620 -59
96   109 -13
54   61 -7
218   249 -31
4   4  
75   74 1
37   38 -1
2,046   1,953 93
4,484   4,484  
63   68 -5
16   15 1
936   935 1
150   163 -13
100   110 -10
53   50 3
117   121 -4
37   39 -2
11   11  
40   42 -2
132   140 -8
160   150 10
563   619 -56
11   12 -1
167   178 -11
39   43 -4
5,304   5,051 253
147   160 -13
86   99 -13
4,819   4,897 -78
73   11 62
    67 -67
71   77 -6
174   192 -18
79   86 -7
87   96 -9
1,585   1,585  
1   1  
2   2  
    30 -30
35   5 30
21   21  
5   5  
1,702   1,706 -4
433   449 -16
76   78 -2
48   46 2
46   43 3
131   147 -16
47   47  
153   170 -17
94   106 -12
53   59 -6
55   63 -8
4   4  
47   47  
37   38 -1
      4,660
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -23,104
b       21,436
c       -8
d       26
e       -30
      -6
       
      -16
      -12
      4
      -5
      -6
       
      -5
      -5
      11
      -92
      -7
      -12
      -3
      -33
      113
      -11
      -22
      -5
      -5
      -22
      -9
      -11
       
       
       
       
      -1
       
      -15
      3
      4
      -30
       
      -37
      -15
      -3
      -9
       
       
      -1
      1
      -2
      -259
      12,573
      1,486
      -9
      29
      -53
      -4,092
      -573
      -94
      -510
      -10
       
      1
      -16
      -3
      5
      -5
      -3
      -4
      -5
      -9
      11
      -91
      -19
      -14
      -3
      -668
      -17,712
      -11
      -31
      -21
      -5
      -7
      -20
      -5
      -8
      -6,550
       
       
       
      -1
       
       
      -15
      2
      11
      -58
       
      -22
      -15
      -4
      -27
       
      -1
      -1
      1
      -1
      -1,071
      8,064
      -1,065
      -5,632
      -9
      27
      55
      9
      -4
       
       
      -13
      -7
      14
      -5
      -3
      -1
      -5
      -6
      13
      -81
      -1
      -16
      -3
      -11
      -29
      -20
      -190
      -4
      -5
      -17
      -7
      -11
      -41
       
       
      1
      -1
       
       
      -11
      3
      4
      -26
       
      -6
      -15
      -4
      -28
       
      -1
       
       
      -2
      -53
      -363
      -852
      26,877
      20,319
      864
      171
      56,328
      -9
      28
      -11
       
      2
      -13
      -13
      5
      -5
      -5
      -5
      -5
      -3
      13
      -80
      -1
      -12
      -3
      -28
      -14
      -11
      -1
      -5
      -6
      -22
      -8
      -16
       
       
      1
      -1
       
      -5
      -14
      3
      3
      -29
       
      -7
      -15
      -3
      -9
       
      -1
       
      1
      -4
      -7
      -8
      25
      -1,028
      -8
       
       
      -10
      -22
      5
      -5
      -4
       
      -7
      -5
      10
      -94
      -1
      -14
      -3
      -25
      -12
      -15
      -5
      -7
      -24
      -7
      -9
       
       
      1
      -1
      -1
       
      -20
      2
      3
      -28
       
      -44
      -13
      -5
      -11
      -1
      -1
       
      1
      -1
      85
      2,449
      647
      -8
      25
      -106
      32
      -400
      512
      12,354
      1,054
      334
      -314
      516
      868
      -385
      -77
      -408
      698
      -4
       
       
      -21
      -11
      -16
      5
      -5
      -4
      -1
      -3
      -25
      11
      -76
      -1
      -14
      -21
      -29
      -3
      14
      -7
      -7
      -29
      -10
      -16
       
       
       
      -1
       
       
      -21
      3
      3
      -53
       
      -6
      -15
      -4
      -9
       
      -1
       
       
      -2
       
       
      23
      5,358
      -8
       
       
      -18
      -16
      4
      -5
      -3
      -12
      -3
      -15
      10
      -70
      -1
      -13
      -432
      -3
      -18
      27
      -15
      490
      32,112
      -11
      262
      148
      1,204
      883
      -955
      -234
      -182
      603
      433
      -2,384
      40
      2,539
      -79
      12
      3,396
      -4
      -7
      -26
      -8
      -8
       
       
       
       
       
      -1
      -17
      2
      2
      -40
       
      -40
      -14
      -6
      -9
       
       
      1
      -1
      6
      -4
       
       
      -14
      -6
      5
      -5
      -3
      -1
      -2
      -3
      14
      -71
      -1
      -11
       
      3
      -15
      -16
      -15
      -4
      -7
      -23
      -7
      -12
      -1,480
      -2,856
      -400
       
       
       
      -1
       
       
      -18
      2
      9
      -48
       
      -12
      -13
      -6
      -8
       
       
       
      -1
      -4
      2
       
      -12
      -5
      7
      -4
      -3
      -1
      -3
      -3
      15
      -64
      -1
      -12
      -13
       
      -11
      -28
      -713
      -4
      -5
      -27
      -6
      -14
      5,331
      1,091
       
       
       
       
       
       
      -18
      2
      2
      -20
       
      -22
      -14
      -4
      -9
      -16
       
       
      -1
       
       
      -4
       
       
      -12
      -11
      5
      -5
      -4
      -8
      -3
      -8
      11
      -63
      -7
      -11
      -9
      228
      -16
      -22
      -7
      -23
      -10
      -14
       
       
      -16
      16
      -1
       
       
      -21
      1
      9
      -46
      1
      -5
      -13
      -3
      -8
       
      1
      -1
      124
      -93
      87
      181
      228
      -5
      -7
      97
       
      -17
       
      2
      -12
      -14
      13
      -5
      -3
       
      -2
      -9
      10
      -59
      -1
      -15
      -754
      -10
      -6
      -11
      4
      -118
      110
      -7
      -23
      -9
      -11
       
       
       
      19
      -20
      -1
       
       
      -20
      3
      2
      -26
      1
      -59
      -13
      -7
      -31
       
      1
      -1
      93
       
      -5
      1
      1
      -13
      -10
      3
      -4
      -2
       
      -2
      -8
      10
      -56
      -1
      -11
      -4
      253
      -13
      -13
      -78
      62
      -67
      -6
      -18
      -7
      -9
       
       
       
      -30
      30
       
       
      -4
      -16
      -2
      2
      3
      -16
       
      -17
      -12
      -6
      -8
       
       
      -1
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 147,533
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1 Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in) 		(b)
Adjusted qualifying distributions 		(c)
Net value of noncharitable-use assets 		(d)
Distribution ratio
(col. (b) divided by col. (c))
2018 2,867,617 11,472,986 0.249945
2017 2,212,994 12,000,596 0.184407
2016 1,986,615 11,788,585 0.16852
2015 1,835,468 13,384,928 0.137129
2014 1,771,730 12,588,442 0.140743
2
Total of line 1, column (d) .....................
2
0.880744
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......
3
0.176149
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......
4
10,209,241
5
Multiply line 4 by line 3......................
5
1,798,348
6
Enter 1% of net investment income (1% of Part I, line 27b)...........
6
4,916
7
Add lines 5 and 6........................
7
1,803,264
8
Enter qualifying distributions from Part XII, line 4,.............
8
2,524,342
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form 990-PF (2019)
Form 990-PF (2019)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket includes lines 1a and 1b
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 4,916
hereBulletand enter 1% of Part I, line 27b...................
c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 4,916
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 4,916
6 Credits/Payments:
a 2019 estimated tax payments and 2018 overpayment credited to 2019 6a 15,082
b Exempt foreign organizations—tax withheld at source...... 6b
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 15,082
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 10,166
11 Enter the amount of line 10 to be: Credited to 2020 estimated taxBullet4,916 RefundedBullet 11 5,250
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition).................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletTX
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletJPMORGAN CHASE BANK NA Telephone no.bullet (800) 496-2583

    Located atbullet10 S DEARBORN IL1-0111CHICAGOIL ZIP+4bullet60603
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2019?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2019?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2019.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
    4b
     
    No
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JPMORGAN CHASE BANK NA TRUSTEE
    2     		131,877    
    10 S DEARBORN IL1-0111
    CHICAGO,IL60603
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1 STUDENT LOANS AT BELOW MARKET RATES 2,357,950
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet2,357,950
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    9,922,366
    b
    Average of monthly cash balances.......................
    1b
    442,032
    c
    Fair market value of all other assets (see instructions)................
    1c
    314
    d
    Total (add lines 1a, b, and c).........................
    1d
    10,364,712
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    10,364,712
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    155,471
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    10,209,241
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    510,462
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    510,462
    2a
    Tax on investment income for 2019 from Part VI, line 5......
    2a
    4,916
    b
    Income tax for 2019. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    4,916
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    505,546
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    1,114,268
    5
    Add lines 3 and 4............................
    5
    1,619,814
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    1,619,814
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    166,392
    b
    Program-related investments—total from Part IX-B..................
    1b
    2,357,950
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,524,342
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    4,916
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,519,426
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2018     		(c)
    2018     		(d)
    2019
    1 Distributable amount for 2019 from Part XI, line 7 1,619,814
    2 Undistributed income, if any, as of the end of 2019:
    a Enter amount for 2018 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2019:
    a From 2014...... 0
    b From 2015...... 0
    c From 2016...... 0
    d From 2017...... 0
    e From 2018...... 157,521
    fTotal of lines 3a through e........ 157,521
    4Qualifying distributions for 2019 from Part
    XII, line 4: bullet$ 2,524,342
    a Applied to 2018, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2019 distributable amount..... 1,619,814
    e Remaining amount distributed out of corpus 904,528
    5 Excess distributions carryover applied to 2019. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,062,049
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2018. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2019. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2020 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2014 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2020.
    Subtract lines 7 and 8 from line 6a ......     		1,062,049
    10 Analysis of line 9:
    a Excess from 2015.... 0
    b Excess from 2016.... 0
    c Excess from 2017.... 0
    d Excess from 2018.... 157,521
    e Excess from 2019.... 904,528
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2019 (b) 2018 (c) 2017 (d) 2016
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    JPMORGAN CHASE BANK NA - NCAA
    PO BOX 227237
    DALLAS,TX75222
    (866) 300-6222
    NONE@JPMORGAN.COM
    bThe form in which applications should be submitted and information and materials they should include:
    CONTACT FOR FORM
    cAny submission deadlines:
    APRIL 15 FOR THE CURRENT YEAR
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    APPLICANT MUST BE 18 YEARS OF AGE OR OLDER AND A FULL-TIME COLLEGE OR UNIVERSITY STUDENT IN THE STATE OF TEXAS.
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    Total .................................bullet 3a  
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 425,780  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 147,533  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aROYALTY INCOME     		    16 113  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   573,426  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    573,426
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2019)
    Form 990-PF (2019)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below
    (see instr.)
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2019)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description