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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
HUFFHINES TRUST
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
22-7007570
B
Telephone number (see instructions)
(212) 852-3049
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,348,764
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
35,051
34,684
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
49,341
b
Gross sales price for all assets on line 6a
470,280
7
Capital gain net income (from Part IV, line 2)
...
49,341
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
78
12
Total.
Add lines 1 through 11
........
84,470
84,025
13
Compensation of officers, directors, trustees, etc.
20,701
8,280
12,421
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,671
951
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
135
135
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
22,507
9,366
0
12,421
25
Contributions, gifts, grants paid
.......
180,000
180,000
26
Total expenses and disbursements.
Add lines 24 and 25
202,507
9,366
0
192,421
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-118,037
b
Net investment income
(if negative, enter -0-)
74,659
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
207
780
780
2
Savings and temporary cash investments
.........
52,829
53,420
53,420
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
536,029
501,135
592,234
c
Investments—corporate bonds (attach schedule)
.......
328,253
268,363
277,307
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
329,375
305,557
425,023
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,246,693
1,129,255
1,348,764
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,246,693
1,129,255
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,246,693
1,129,255
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,246,693
1,129,255
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,246,693
2
Enter amount from Part I, line 27a
.....................
2
-118,037
3
Other increases not included in line 2 (itemize)
3
650
4
Add lines 1, 2, and 3
..........................
4
1,129,306
5
Decreases not included in line 2 (itemize)
5
51
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,129,255
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
33. COCA-COLA CO/THE
2016-11-01
2019-01-02
b
18. NESTLE S A SPONSORED ADR
2016-11-01
2019-01-02
c
14. NOVARTIS AG SPNSRD ADR
2016-11-01
2019-01-02
d
2. PROCTER & GAMBLE CO/THE
2016-09-02
2019-01-02
e
11. PROCTER & GAMBLE CO/THE
2017-03-10
2019-01-02
6. PROCTER & GAMBLE CO/THE
2016-08-10
2019-01-02
10. SANOFI-SYNTHELABO
2016-11-01
2019-01-02
12. UNILEVER NV
2016-11-01
2019-01-02
19. NOVARTIS AG SPNSRD ADR
2016-11-01
2019-01-03
69. SANOFI-SYNTHELABO
2016-11-01
2019-01-03
29. UNILEVER NV
2016-11-01
2019-01-03
14. NOVO NORDISK A/S ADR
2016-11-01
2019-01-07
15. PFIZER INC
2016-11-01
2019-01-07
12. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-11-01
2019-01-07
36. SUNTRUST BANKS INC
2016-11-01
2019-01-07
3. UNITEDHEALTH GROUP INC
2016-11-01
2019-01-07
4. NOVO NORDISK A/S ADR
2016-11-01
2019-01-08
12000. U.S. TREASURY NOTE
2018-04-27
2019-01-11
4. NEXTERA ENERGY INC
2016-11-01
2019-01-14
6. AMCOR LTD ADR NEW
2017-08-23
2019-01-23
4. AMCOR LTD ADR NEW
2017-08-22
2019-01-23
2000. APPLE INC
2017-02-08
2019-01-23
1000. BB&T CORPORATION
2017-10-25
2019-01-23
2000. BANK OF NY MELLON CORP
2016-11-02
2019-01-23
219. BLACKROCK STRATEGIC
2016-11-01
2019-01-23
5. CDW CORP/DE
2018-02-22
2019-01-23
9. CISCO SYSTEMS INC
2016-11-01
2019-01-23
1000. CITIGROUP INC
2016-11-02
2019-01-23
2000. FEDERAL NATL MTG ASSOC
2017-06-13
2019-01-23
4. GENUINE PARTS CO
2016-11-01
2019-01-23
3000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2019-01-23
5. J P MORGAN CHASE & CO
2016-11-01
2019-01-23
1000. JPMORGAN CHASE & CO
2016-11-02
2019-01-23
1000. ORACLE CORP
2016-11-02
2019-01-23
10. PFIZER INC
2016-11-01
2019-01-23
2000. USD ROYAL BK CANADA
2016-11-02
2019-01-23
2000. SHELL INTERNATIONAL FIN
2016-11-02
2019-01-23
2000. U.S. TREASURY BOND
2016-11-02
2019-01-23
3000. U.S. TREASURY BOND 3.125% FEB 15 2042
2016-11-02
2019-01-23
2000. U.S. TREASURY BOND
2016-11-02
2019-01-23
2000. U.S. TREASURY BOND
2018-03-01
2019-01-23
1000. U.S. TREASURY NOTE
2018-03-01
2019-01-23
2000. U.S. TREASURY NOTE
2018-04-27
2019-01-23
2000. U.S. TREASURY NOTE
2018-06-08
2019-01-23
2000. U.S. TREASURY NOTE
2018-09-12
2019-01-23
1000. U.S. TREASURY NOTE
2017-03-09
2019-01-23
2000. U.S. TREASURY NOTE
2016-11-02
2019-01-23
2000. U.S. TREASURY NOTE
2017-10-25
2019-01-23
1000. U.S. TREASURY NOTE
2018-08-23
2019-01-23
4. UNITED TECHNOLOGIES CORP
2016-11-01
2019-01-23
3000. WALMART INC
2018-08-23
2019-01-23
11. WELLS FARGO & CO NEW
2016-11-01
2019-01-23
1000. WELLS FARGO & COMPANY
2016-11-02
2019-01-23
2. CDW CORP/DE
2018-03-13
2019-01-24
3. CDW CORP/DE
2018-03-12
2019-01-24
2. CDW CORP/DE
2018-03-14
2019-01-24
2. CDW CORP/DE
2018-02-22
2019-01-24
2000. CISCO SYSTEMS INC
2016-11-02
2019-01-24
6. CDW CORP/DE
2018-03-14
2019-01-25
25. UNITED PARCEL SERVICE INC
2016-11-01
2019-01-30
4. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-01-31
2. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-02-01
15. HESS CORP
2016-11-01
2019-02-06
1. HESS CORP
2016-11-17
2019-02-06
16. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-03
2019-02-06
1. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-11-01
2019-02-06
4. UNITEDHEALTH GROUP INC
2016-11-01
2019-02-06
16. MERCK AND CO INC SHS
2016-11-01
2019-02-08
21. PFIZER INC
2016-11-01
2019-02-08
36. KONE OYJ
2016-11-01
2019-02-08
14000. ANHEUSER-BUSCH INBEV FIN
2018-03-01
2019-02-11
18. KELLOGG CO
2017-11-08
2019-02-13
10. MERCK AND CO INC SHS
2016-11-01
2019-02-13
4. MOTOROLA SOLUTIONS INC
2016-11-01
2019-02-13
2. MOTOROLA SOLUTIONS INC
2016-11-01
2019-02-14
16. ALTRIA GROUP INC
2016-11-01
2019-02-15
16. ALTRIA GROUP INC
2016-11-01
2019-02-15
1. ALTRIA GROUP INC
2016-11-01
2019-02-15
13. ALTRIA GROUP INC
2016-11-01
2019-02-15
9000. CISCO SYSTEMS INC
2016-11-02
2019-02-15
18. SANOFI-SYNTHELABO
2016-11-01
2019-02-15
15. SANOFI-SYNTHELABO
2016-11-01
2019-02-19
7. DEVON ENERGY CORP
2018-05-08
2019-02-20
21. DEVON ENERGY CORP
2018-05-08
2019-02-21
14. ROGERS COMMUNICATIONS INC
2016-11-01
2019-02-21
10. ROGERS COMMUNICATIONS INC
2016-11-01
2019-02-22
18. CISCO SYSTEMS INC
2016-11-01
2019-02-25
4. HESS CORP
2016-11-17
2019-02-25
10. HESS CORP
2016-11-18
2019-02-25
26. SUNCOR ENERGY INC
2016-11-01
2019-02-25
5. UNION PACIFIC CORP
2016-08-10
2019-02-25
7. ANTHEM INC
2016-12-07
2019-03-01
15. DEVON ENERGY CORP
2018-05-08
2019-03-01
30. DEVON ENERGY CORP
2018-05-09
2019-03-01
32. MERCK AND CO INC SHS
2016-11-01
2019-03-01
43. PFIZER INC
2016-11-01
2019-03-01
2. ANTA SPORTS PRODUCTS LTD
2016-12-21
2019-03-04
6. ANTA SPORTS PRODUCTS LTD
2017-01-18
2019-03-04
1. HESS CORP
2016-11-18
2019-03-08
2. HESS CORP
2017-03-13
2019-03-08
6. HONEYWELL INTERNATIONAL INC
2016-11-01
2019-03-08
10. MERCK AND CO INC SHS
2016-11-01
2019-03-08
3. HESS CORP
2017-03-14
2019-03-11
3. HESS CORP
2017-03-14
2019-03-11
4. HESS CORP
2017-03-13
2019-03-11
5. HESS CORP
2017-03-14
2019-03-12
22. ASTRAZENECA PLC SPONS ADR
2016-11-01
2019-03-19
7. CARDINAL HEALTH INC COM
2018-01-16
2019-03-19
2. CARDINAL HEALTH INC COM
2018-01-12
2019-03-19
3. MCKESSON CORP
2017-06-22
2019-03-19
3. MCKESSON CORP
2017-06-23
2019-03-19
2. MCKESSON CORP
2017-07-20
2019-03-19
4. CARDINAL HEALTH INC COM
2018-01-16
2019-03-20
1. CARDINAL HEALTH INC COM
2018-01-17
2019-03-20
9. CARDINAL HEALTH INC COM
2018-01-17
2019-03-21
14. SUNCOR ENERGY INC
2016-11-01
2019-03-21
26. BRITISH AMERICAN TOBACCO PLC
2016-11-01
2019-03-22
21. SUNCOR ENERGY INC
2016-11-01
2019-03-22
40. SUNCOR ENERGY INC
2016-11-01
2019-03-25
7. SUNCOR ENERGY INC
2016-11-11
2019-03-25
1. SUNCOR ENERGY INC
2016-11-11
2019-03-26
1. SUNCOR ENERGY INC
2016-11-14
2019-03-26
11. SUNCOR ENERGY INC
2017-02-22
2019-03-26
10. SUNCOR ENERGY INC
2017-02-23
2019-03-26
5. SUNCOR ENERGY INC
2017-02-24
2019-03-26
9. SUNCOR ENERGY INC
2017-07-31
2019-03-26
6. SUNCOR ENERGY INC
2017-08-01
2019-03-26
17. CISCO SYSTEMS INC
2016-11-01
2019-04-04
9. GENUINE PARTS CO
2016-11-01
2019-04-04
.67 DOW INC
2019-03-26
2019-04-05
35. JAPAN TOBACCO INC JPY50000 ORDS
2017-07-28
2019-04-05
19. JAPAN TOBACCO INC JPY50000 ORDS
2017-07-28
2019-04-08
6. JAPAN TOBACCO INC JPY50000 ORDS
2017-08-01
2019-04-08
17. JAPAN TOBACCO INC JPY50000 ORDS
2017-07-31
2019-04-08
15. JAPAN TOBACCO INC JPY50000 ORDS
2018-01-12
2019-04-09
9. JAPAN TOBACCO INC JPY50000 ORDS
2017-08-02
2019-04-09
7. JAPAN TOBACCO INC JPY50000 ORDS
2017-08-01
2019-04-09
1. ANADARKO PETE CORP
2018-05-21
2019-04-12
13. ANADARKO PETE CORP
2018-05-18
2019-04-12
6000. U.S. TREASURY NOTE
2018-03-01
2019-04-12
9000. U.S. TREASURY NOTE
2018-04-27
2019-04-12
6. ALCON SA ACT NOM
2018-05-31
2019-04-15
3. ALCON SA ACT NOM
2017-04-24
2019-04-15
4. ALCON SA ACT NOM
2016-11-22
2019-04-15
1. ALCON SA ACT NOM
2016-11-01
2019-04-15
8. GOLDMAN SACHS GROUP INC
2016-11-01
2019-04-16
3. NOVARTIS AG SPNSRD ADR
2016-11-01
2019-04-16
33. PFIZER INC
2016-11-01
2019-04-16
12. MASCO CORP
2019-01-07
2019-04-17
4. NOVARTIS AG SPNSRD ADR
2016-11-22
2019-04-17
6. NOVARTIS AG SPNSRD ADR
2016-11-01
2019-04-17
14. PFIZER INC
2016-11-01
2019-04-17
14. MASCO CORP
2019-01-07
2019-04-18
7. NOVARTIS AG SPNSRD ADR
2016-11-22
2019-04-18
16. MASCO CORP
2019-01-09
2019-04-22
3. MASCO CORP
2019-01-07
2019-04-22
4. APPLE INC
2019-03-01
2019-04-23
10. APPLE INC
2018-12-20
2019-04-23
8. MASCO CORP
2019-01-09
2019-04-23
17. MERCK AND CO INC SHS
2017-09-18
2019-04-23
8. MERCK AND CO INC SHS
2016-11-01
2019-04-23
7. AMCOR LTD ADR NEW
2017-08-24
2019-04-24
2. AMCOR LTD ADR NEW
2017-08-23
2019-04-24
1. AMCOR LTD ADR NEW
2017-08-23
2019-04-24
7. AMERICAN INTERNATIONAL GROUP INC
2016-11-01
2019-04-24
10. ANADARKO PETE CORP
2018-05-21
2019-04-24
17. BAE SYSTEMS PLC
2018-10-05
2019-04-24
14. CITIGROUP INC
2016-11-01
2019-04-24
10. COCA-COLA CO/THE
2016-11-01
2019-04-24
10. COMCAST CORP
2016-11-01
2019-04-24
10. DEUTSCHE POST AG
2016-11-01
2019-04-24
3. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-04-24
6. HEINEKEN N V ADR
2017-02-09
2019-04-24
16. IMPERIAL BRANDS PLC
2016-11-01
2019-04-24
11. INTERNATIONAL PAPER CO
2016-11-01
2019-04-24
89. ISHARES RUSSELL 1000 GROWTH ETF
2016-11-01
2019-04-24
7. J P MORGAN CHASE & CO
2016-11-01
2019-04-24
2. JOHNSON & JOHNSON
2016-08-10
2019-04-24
8. KONINKLIJKE PHILIPS NV
2017-03-22
2019-04-24
3. LOWES COMPANIES INC COM
2017-09-18
2019-04-24
2. M&T BANK CORP
2016-11-01
2019-04-24
7. METLIFE INC
2016-11-01
2019-04-24
7. MICROSOFT CORP COM
2016-08-10
2019-04-24
6. MONDELEZ INTERNATIONAL INC
2018-08-02
2019-04-24
14. MORGAN STANLEY
2016-11-01
2019-04-24
6. NESTLE S A SPONSORED ADR
2016-11-01
2019-04-24
4. NOVARTIS AG SPNSRD ADR
2016-11-22
2019-04-24
11. ORACLE CORP
2016-11-01
2019-04-24
5. PAYCHEX INC
2018-07-05
2019-04-24
7. PEPSICO INC
2016-11-01
2019-04-24
4. PROCTER & GAMBLE CO/THE
2017-03-10
2019-04-24
6. ROGERS COMMUNICATIONS INC
2016-11-01
2019-04-24
24. SCHNEIDER ELEC SA ADR
2018-05-29
2019-04-24
11. SGS SOC GEN SRVLLNCE ADR
2016-11-01
2019-04-24
20. SONIC HEALTHCARE LTD
2016-11-01
2019-04-24
5. STATE ST CORP COM
2018-10-05
2019-04-24
9. TAIWAN SEMICONDUCTOR ADR
2016-11-01
2019-04-24
20. TELUS CORP
2016-11-01
2019-04-24
3. TEXAS INSTRUMENTS INC
2018-11-08
2019-04-24
2. 3M CO
2016-08-10
2019-04-24
3. TRAVELERS COS INC/THE
2017-01-06
2019-04-24
7. US BANCORP DEL
2016-11-01
2019-04-24
7. UNILEVER NV
2016-11-01
2019-04-24
22. WELLS FARGO & CO NEW
2016-11-01
2019-04-24
19. WILLIAMS COS INC/THE
2018-05-21
2019-04-24
4. WILLIAMS COS INC/THE
2018-05-18
2019-04-24
1. MEDTRONIC PLC SHS
2017-10-27
2019-04-24
3. MEDTRONIC PLC SHS
2017-10-26
2019-04-24
8. KONE OYJ
2016-11-01
2019-04-24
.4 ALCON SA ACT NOM
2018-12-14
2019-04-26
3. PAYCHEX INC
2018-07-05
2019-05-01
5. PAYCHEX INC
2018-07-06
2019-05-01
5. UNITED TECHNOLOGIES CORP
2016-11-01
2019-05-01
23. DEUTSCHE POST AG
2016-11-01
2019-05-02
47. SCHNEIDER ELEC SA ADR
2018-05-29
2019-05-02
5. 3M CO
2016-08-10
2019-05-07
14000. U.S. TREASURY NOTE
2018-09-12
2019-05-15
13. HEINEKEN N V ADR
2017-02-10
2019-05-17
8. NESTLE S A SPONSORED ADR
2016-11-01
2019-05-17
6. PEPSICO INC
2016-11-01
2019-05-17
3. AMCOR LTD ADR NEW
2017-08-25
2019-05-20
1. AMCOR LTD ADR NEW
2017-08-28
2019-05-20
8. MICROSOFT CORP COM
2016-08-10
2019-05-20
18. ORACLE CORP
2016-11-01
2019-05-20
1. AMCOR LTD ADR NEW
2017-08-28
2019-05-21
5. AMCOR LTD ADR NEW
2017-08-31
2019-05-21
5. AMCOR LTD ADR NEW
2017-10-10
2019-05-21
1. KONE OYJ
2016-11-01
2019-05-21
6. KONE OYJ
2016-11-01
2019-05-22
7. KONE OYJ
2016-11-01
2019-05-23
6. KONE OYJ
2016-11-01
2019-05-24
6. JOHNSON CTLS INTL PLC
2018-08-06
2019-05-28
25. JOHNSON CTLS INTL PLC
2018-08-07
2019-05-28
22. KONE OYJ
2016-11-01
2019-05-28
9. PROCTER & GAMBLE CO/THE
2017-03-10
2019-05-31
9. ANADARKO PETE CORP
2018-05-21
2019-06-04
6. ANADARKO PETE CORP
2019-02-25
2019-06-04
12. ANADARKO PETE CORP
2019-02-25
2019-06-06
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2019-06-06
2019-06-06
.67 DUPONT DE NEMOURS INC
2019-05-07
2019-06-06
14. SUNCOR ENERGY INC
2017-09-05
2019-06-07
13. SUNCOR ENERGY INC
2017-09-01
2019-06-07
4. SUNCOR ENERGY INC
2017-08-01
2019-06-07
14. TAIWAN SEMICONDUCTOR ADR
2017-01-20
2019-06-14
44. TAIWAN SEMICONDUCTOR ADR
2016-11-01
2019-06-14
30. ANADARKO PETE CORP
2019-03-01
2019-06-19
1. ANADARKO PETE CORP
2019-02-25
2019-06-19
3. ONEOK INC
2018-08-03
2019-06-19
32. ORACLE CORP
2016-11-01
2019-06-19
6. MARSH & MCLENNAN COS INC
2016-11-01
2019-06-20
1. ONEOK INC
2018-08-03
2019-06-20
4. ONEOK INC
2018-08-06
2019-06-20
4. MARSH & MCLENNAN COS INC
2016-11-01
2019-06-21
9. ONEOK INC
2018-08-06
2019-06-21
9. MARSH & MCLENNAN COS INC
2016-11-01
2019-06-24
13000. U.S. TREASURY BOND
2016-11-02
2019-06-25
3. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-03
2019-06-26
5. US BANCORP DEL
2016-11-01
2019-06-26
1. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-03
2019-06-27
13. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-17
2019-06-27
27. US BANCORP DEL
2016-11-01
2019-06-27
2. DUPONT DE NEMOURS INC
2017-03-23
2019-06-28
1. DUPONT DE NEMOURS INC
2017-03-22
2019-06-28
4. DUPONT DE NEMOURS INC
2017-04-17
2019-06-28
4. DUPONT DE NEMOURS INC
2017-04-13
2019-06-28
32. INTERNATIONAL PAPER CO
2016-11-01
2019-06-28
6. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-07-01
24. ORACLE CORP
2016-11-01
2019-07-01
4. QUALCOMM INC
2016-08-10
2019-07-01
6. QUALCOMM INC
2016-08-10
2019-07-01
4. QUALCOMM INC
2016-08-10
2019-07-01
8. QUALCOMM INC
2016-08-10
2019-07-01
6000. U.S. TREASURY NOTE
2018-09-12
2019-07-18
3. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-07-19
13. PEPSICO INC
2016-11-01
2019-07-19
8. PEPSICO INC
2017-07-05
2019-07-19
9. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-07-22
5. ALTRIA GROUP INC
2016-11-01
2019-07-25
12. ALTRIA GROUP INC
2016-11-01
2019-07-25
6. AMERICAN INTERNATIONAL GROUP INC
2016-11-01
2019-07-25
5. ANSELL LTD-SPON ADR
2016-11-01
2019-07-25
2. ANTHEM INC
2016-12-07
2019-07-25
35. ASTRAZENECA PLC SPONS ADR
2016-11-01
2019-07-25
15. BP P L C SPONS ADR
2018-01-23
2019-07-25
7. BRITISH AMERICAN TOBACCO PLC
2016-11-01
2019-07-25
5. BRITISH AMERICAN TOBACCO PLC
2016-11-01
2019-07-25
1. CRH PLC ADR
2017-12-04
2019-07-25
7. CRH PLC ADR
2017-12-01
2019-07-25
5. CITIGROUP INC
2016-11-01
2019-07-25
9. CITIZENS FINANCIAL GROUP INC
2016-11-01
2019-07-25
7. COMCAST CORP
2016-11-01
2019-07-25
5. DBS GROUP HOLDINGS LTD
2016-12-14
2019-07-25
9. FIRSTENERGY CORP
2017-07-21
2019-07-25
3. FIRSTENERGY CORP
2017-07-24
2019-07-25
4. ARTHUR J GALLAGHER & CO
2018-10-12
2019-07-25
13. GLAXOSMITHKLINE PLC
2016-11-01
2019-07-25
1000. HOME DEPOT INC
2019-01-11
2019-07-25
1. HUMANA INC
2018-01-23
2019-07-25
9. INTERNATIONAL PAPER CO
2016-11-01
2019-07-25
23. ISHARES CORE S&P MID-CAP ETF
2016-11-01
2019-07-25
50. ISHARES RUSSELL 1000 GROWTH ETF
2016-11-01
2019-07-25
5. J P MORGAN CHASE & CO
2016-11-01
2019-07-25
16. KONINKLIJKE PHILIPS NV
2017-03-22
2019-07-25
1. LOCKHEED MARTIN CORP
2016-11-01
2019-07-25
9. METLIFE INC
2016-11-01
2019-07-25
3. MICROSOFT CORP COM
2016-08-10
2019-07-25
2. MOTOROLA SOLUTIONS INC
2016-11-01
2019-07-25
2. NEXTERA ENERGY INC
2016-11-01
2019-07-25
1. NORTHROP GRUMMAN CORP
2016-11-01
2019-07-25
6. NOVO NORDISK A/S ADR
2016-11-01
2019-07-25
1000. ORACLE CORP
2016-11-02
2019-07-25
19. PFIZER INC
2016-11-01
2019-07-25
8. PHILIP MORRIS INTERNATIONAL INC
2016-11-01
2019-07-25
8. TELUS CORP
2016-11-01
2019-07-25
1000. U.S. TREASURY NOTE
2017-10-25
2019-07-25
2. UNITED TECHNOLOGIES CORP
2016-11-01
2019-07-25
11. VERIZON COMMUNICATIONS INC
2016-11-01
2019-07-25
12. WELLS FARGO & CO NEW
2016-11-01
2019-07-25
45. CISCO SYSTEMS INC
2016-11-01
2019-07-26
1. NOVARTIS AG SPNSRD ADR
2016-11-22
2019-07-26
10. NOVARTIS AG SPNSRD ADR
2017-04-24
2019-07-26
4. ANTA SPORTS PRODUCTS LTD
2017-01-18
2019-07-29
23. MICROSOFT CORP COM
2016-08-10
2019-07-31
5. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-08-08
5. MICROSOFT CORP COM
2016-08-10
2019-08-08
16. ORACLE CORP
2016-11-01
2019-08-08
20. TAIWAN SEMICONDUCTOR ADR
2017-01-20
2019-08-14
1. TAIWAN SEMICONDUCTOR ADR
2017-01-23
2019-08-14
43. TAIWAN SEMICONDUCTOR ADR
2017-01-23
2019-08-15
13. MEDTRONIC PLC SHS
2017-10-27
2019-08-15
18. HONEYWELL INTERNATIONAL INC
2016-11-01
2019-08-20
6. NOVARTIS AG SPNSRD ADR
2017-04-24
2019-08-20
21. SUNCOR ENERGY INC
2018-05-08
2019-08-20
7. SUNCOR ENERGY INC
2017-09-05
2019-08-20
17. TAIWAN SEMICONDUCTOR ADR
2017-01-23
2019-08-20
10. TAIWAN SEMICONDUCTOR ADR
2017-03-07
2019-08-20
17. TAIWAN SEMICONDUCTOR ADR
2017-03-08
2019-08-20
8. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-08-20
6. 3M CO
2016-08-10
2019-08-20
6. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-08-21
2. LOCKHEED MARTIN CORP
2016-11-01
2019-08-21
2. NORTHROP GRUMMAN CORP
2016-11-01
2019-08-21
11. NOVARTIS AG SPNSRD ADR
2018-05-31
2019-08-21
3. NOVARTIS AG SPNSRD ADR
2017-04-24
2019-08-21
5. ONEOK INC
2018-08-06
2019-08-21
8. ONEOK INC
2018-08-07
2019-08-21
14. SUNCOR ENERGY INC
2018-10-05
2019-08-21
6. SUNCOR ENERGY INC
2018-10-04
2019-08-21
1. SUNCOR ENERGY INC
2018-05-08
2019-08-21
4. DIAGEO PLC SPON ADR NEW
2016-11-01
2019-08-22
1. KONINKLIJKE PHILIPS NV
2017-03-22
2019-08-22
15. KONINKLIJKE PHILIPS NV
2017-03-22
2019-08-23
7. PROCTER & GAMBLE CO/THE
2017-03-10
2019-08-23
13. ASTRAZENECA PLC SPONS ADR
2016-11-01
2019-08-28
1. ANTA SPORTS PRODUCTS LTD
2017-05-30
2019-08-29
1. ANTA SPORTS PRODUCTS LTD
2017-05-31
2019-08-29
12. ASTRAZENECA PLC SPONS ADR
2016-11-01
2019-08-29
1. ANTA SPORTS PRODUCTS LTD
2017-05-31
2019-08-30
2. ANTA SPORTS PRODUCTS LTD
2017-05-31
2019-09-03
2. ANTA SPORTS PRODUCTS LTD
2017-05-31
2019-09-04
2. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-05
8. JOHNSON CTLS INTL PLC
2018-08-07
2019-09-05
38. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-18
2019-09-05
13. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-06
40. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-22
2019-09-06
18. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-18
2019-09-06
1. ANTA SPORTS PRODUCTS LTD
2017-05-31
2019-09-09
3. ANTA SPORTS PRODUCTS LTD
2017-05-31
2019-09-09
5000. USD ROYAL BK CANADA
2016-11-02
2019-09-23
10000. SHELL INTERNATIONAL FIN
2016-11-02
2019-09-23
11. MARATHON PETROLEUM CORP
2016-11-01
2019-09-24
3. MARSH & MCLENNAN COS INC
2016-11-01
2019-09-24
3. MCKESSON CORP
2018-03-12
2019-09-24
4. MCKESSON CORP
2017-07-20
2019-09-24
5. ONEOK INC
2018-08-07
2019-09-24
4. PEPSICO INC
2017-07-05
2019-09-24
4. PEPSICO INC
2018-02-01
2019-09-24
25. PFIZER INC
2016-11-01
2019-09-24
8. QUALCOMM INC
2017-08-16
2019-09-24
4. QUALCOMM INC
2016-08-10
2019-09-24
10. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-24
9. MARATHON PETROLEUM CORP
2016-11-01
2019-09-25
6. MARSH & MCLENNAN COS INC
2016-11-01
2019-09-25
2. ONEOK INC
2018-11-05
2019-09-25
5. ONEOK INC
2018-08-07
2019-09-25
9. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-25
19. JOHNSON CTLS INTL PLC
2018-11-05
2019-09-25
53. IMPERIAL BRANDS PLC
2016-11-01
2019-09-27
25. IMPERIAL BRANDS PLC
2016-11-11
2019-09-30
4. IMPERIAL BRANDS PLC
2016-11-01
2019-09-30
8. IMPERIAL BRANDS PLC
2016-11-01
2019-09-30
14. IMPERIAL BRANDS PLC
2016-11-11
2019-10-01
7. TEXAS INSTRUMENTS INC
2018-11-08
2019-10-03
1000. AMERICAN EXPRESS CO
2019-02-20
2019-10-10
6. AMERICAN INTERNATIONAL GROUP INC
2016-11-01
2019-10-10
1000. APPLE INC
2017-02-08
2019-10-10
11. BAE SYSTEMS PLC
2018-10-05
2019-10-10
2000. BB&T CORPORATION
2017-10-25
2019-10-10
7. CVS HEALTH CORP
2018-11-30
2019-10-10
11. CITIGROUP INC
2016-11-01
2019-10-10
1000. CITIGROUP INC
2016-11-02
2019-10-10
7. COCA-COLA CO/THE
2016-11-01
2019-10-10
6. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2018-06-13
2019-10-10
2. CONSTELLATION BRANDS INC
2019-01-31
2019-10-10
12. DEUTSCHE POST AG
2016-11-01
2019-10-10
2. DOLLAR GENERAL CORP
2016-11-01
2019-10-10
1000. FEDERAL NATL MTG ASSOC
2017-06-13
2019-10-10
4. GENUINE PARTS CO
2016-11-01
2019-10-10
1. HUMANA INC
2018-01-23
2019-10-10
10. INTERNATIONAL PAPER CO
2016-11-01
2019-10-10
5. ISHARES CORE S&P MID-CAP ETF
2016-11-01
2019-10-10
33. ISHARES RUSSELL 1000 GROWTH ETF
2016-11-01
2019-10-10
6. J P MORGAN CHASE & CO
2016-11-01
2019-10-10
1000. JPMORGAN CHASE & CO
2016-11-02
2019-10-10
2. JOHNSON & JOHNSON
2016-08-10
2019-10-10
3. MICROSOFT CORP COM
2016-08-10
2019-10-10
12. MORGAN STANLEY
2016-11-01
2019-10-10
3. NESTLE S A SPONSORED ADR
2016-11-01
2019-10-10
7. NOVO NORDISK A/S ADR
2017-04-03
2019-10-10
1000. ORACLE CORP
2016-11-02
2019-10-10
15. RELX PLC
2018-11-09
2019-10-10
18. SCHNEIDER ELEC SA ADR
2018-05-29
2019-10-10
1. STATE ST CORP COM
2018-10-08
2019-10-10
4. STATE ST CORP COM
2018-10-05
2019-10-10
12. TELUS CORP
2016-11-01
2019-10-10
5. US BANCORP DEL
2016-11-01
2019-10-10
6. UNILEVER NV
2016-11-01
2019-10-10
7. UNITED OVERSEAS BANK LTD
2019-03-22
2019-10-10
1000. U.S. TREASURY BOND
2016-11-02
2019-10-10
2000. U.S. TREASURY BOND 3.125% FEB 15 2042
2016-11-02
2019-10-10
1000. U.S. TREASURY BOND
2019-06-25
2019-10-10
3000. U.S. TREASURY NOTE
2019-04-12
2019-10-10
1000. U.S. TREASURY NOTE
2019-02-20
2019-10-10
1000. U.S. TREASURY NOTE
2017-03-09
2019-10-10
1000. U.S. TREASURY NOTE
2017-10-25
2019-10-10
1000. U.S. TREASURY NOTE
2018-08-23
2019-10-10
6. VERIZON COMMUNICATIONS INC
2016-11-01
2019-10-10
15. WELLS FARGO & CO NEW
2016-11-01
2019-10-10
1000. WELLS FARGO & COMPANY
2016-11-02
2019-10-10
2. WILLIS TOWERS WATSON PLC
2019-02-11
2019-10-10
1000. HOME DEPOT INC
2019-01-11
2019-10-11
21. BAE SYSTEMS PLC
2018-10-05
2019-10-24
7. INTERNATIONAL PAPER CO
2016-11-01
2019-10-24
8. SCHNEIDER ELEC SA ADR
2018-05-29
2019-10-24
20. SVENSKA HANDELSBANKEN AB
2016-11-01
2019-10-24
4. INTERNATIONAL PAPER CO
2016-11-01
2019-10-25
20. SCHNEIDER ELEC SA ADR
2018-05-29
2019-10-25
104. SVENSKA HANDELSBANKEN AB
2016-11-01
2019-10-25
10. MATTEL INC
2017-08-02
2019-10-30
27. MATTEL INC
2017-08-01
2019-10-30
5. MATTEL INC
2017-07-31
2019-10-30
17. MATTEL INC
2017-08-02
2019-10-31
26. MATTEL INC
2017-08-03
2019-10-31
9. PHILIP MORRIS INTERNATIONAL INC
2016-11-01
2019-11-05
8. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-11-05
11. TAIWAN SEMICONDUCTOR ADR
2017-03-10
2019-11-05
7. IMPERIAL BRANDS PLC
2016-11-16
2019-11-06
16. IMPERIAL BRANDS PLC
2016-11-17
2019-11-06
8. IMPERIAL BRANDS PLC
2016-11-11
2019-11-06
10. IMPERIAL BRANDS PLC
2016-11-14
2019-11-06
10. IMPERIAL BRANDS PLC
2016-11-18
2019-11-06
8. QUALCOMM INC
2017-08-16
2019-11-14
2. QUALCOMM INC
2017-09-01
2019-11-14
6. KONE OYJ
2016-11-01
2019-11-14
13. KONE OYJ
2017-04-24
2019-11-14
3. ASTRAZENECA PLC SPONS ADR
2016-11-01
2019-11-18
2. DOW INC
2017-04-17
2019-11-18
1. DOW INC
2017-03-22
2019-11-18
4. DOW INC
2017-04-13
2019-11-18
2. DOW INC
2017-03-23
2019-11-18
3. GOLDMAN SACHS GROUP INC
2016-11-01
2019-11-18
6. ORACLE CORP
2016-11-17
2019-11-18
11. ORACLE CORP
2016-11-01
2019-11-18
14. PROCTER & GAMBLE CO/THE
2017-03-10
2019-11-18
30. ASTRAZENECA PLC SPONS ADR
2016-11-01
2019-11-19
5. DOW INC
2017-04-17
2019-11-19
5. DOW INC
2019-03-26
2019-11-19
5. DOW INC
2019-03-08
2019-11-19
5. DOW INC
2019-03-01
2019-11-19
3. GOLDMAN SACHS GROUP INC
2017-05-03
2019-11-19
1. GOLDMAN SACHS GROUP INC
2016-11-01
2019-11-19
5. GOLDMAN SACHS GROUP INC
2017-05-17
2019-11-19
4. NOVO NORDISK A/S ADR
2017-04-03
2019-11-19
2. ORACLE CORP
2016-11-17
2019-11-19
3. PROCTER & GAMBLE CO/THE
2017-03-10
2019-11-19
5. SONY CORP ADR AMERN SH NEW
2019-07-03
2019-11-19
1. SONY CORP ADR AMERN SH NEW
2019-07-05
2019-11-19
11. NOVO NORDISK A/S ADR
2017-04-04
2019-11-20
29. SONY CORP ADR AMERN SH NEW
2019-07-05
2019-11-20
16. INTERNATIONAL PAPER CO
2016-11-01
2019-11-21
3. TAIWAN SEMICONDUCTOR ADR
2017-03-13
2019-11-21
5. TAIWAN SEMICONDUCTOR ADR
2017-03-10
2019-11-21
3. TAIWAN SEMICONDUCTOR ADR
2018-12-13
2019-11-21
30. DEUTSCHE POST AG
2016-11-01
2019-11-22
41. SCHNEIDER ELEC SA ADR
2018-05-29
2019-11-22
4. KONE OYJ
2017-04-24
2019-11-22
8. KONE OYJ
2018-05-29
2019-11-22
15. IMPERIAL BRANDS PLC
2017-08-04
2019-11-27
14. IMPERIAL BRANDS PLC
2017-10-20
2019-11-27
10. IMPERIAL BRANDS PLC
2016-11-18
2019-11-27
12. IMPERIAL BRANDS PLC
2018-02-22
2019-11-27
5. IMPERIAL BRANDS PLC
2019-05-20
2019-11-29
8. IMPERIAL BRANDS PLC
2019-05-10
2019-11-29
13. IMPERIAL BRANDS PLC
2018-08-30
2019-11-29
10. IMPERIAL BRANDS PLC
2018-02-22
2019-11-29
4. DOLLAR GENERAL CORP
2016-11-01
2019-12-02
31. IMPERIAL BRANDS PLC
2019-05-20
2019-12-02
27. SONIC HEALTHCARE LTD
2016-11-01
2019-12-02
3. DOLLAR GENERAL CORP
2016-11-01
2019-12-03
22. SONIC HEALTHCARE LTD
2016-11-01
2019-12-03
12. NOVO NORDISK A/S ADR
2017-04-04
2019-12-17
2. NOVO NORDISK A/S ADR
2017-10-17
2019-12-17
13. NOVO NORDISK A/S ADR
2017-10-17
2019-12-18
13000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
6000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
10. SANOFI-SYNTHELABO
2017-09-01
2019-12-19
11. SANOFI-SYNTHELABO
2016-11-01
2019-12-19
161. SVENSKA HANDELSBANKEN AB
2016-11-01
2019-12-20
49. SVENSKA HANDELSBANKEN AB
2016-11-01
2019-12-23
124. SVENSKA HANDELSBANKEN AB
2016-11-01
2019-12-27
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,544
1,396
148
b
1,446
1,323
123
c
1,178
1,000
178
d
182
162
20
e
999
1,001
-2
545
517
28
426
396
30
641
509
132
1,603
1,358
245
2,929
2,730
199
1,540
1,230
310
669
502
167
649
469
180
619
503
116
1,963
1,633
330
721
421
300
193
143
50
12,066
11,786
280
684
509
175
231
301
-70
154
208
-54
1,978
2,021
-43
969
996
-27
1,911
1,981
-70
2,109
2,134
-25
407
359
48
408
275
133
1,030
1,060
-30
1,899
1,957
-58
386
359
27
3,020
2,996
24
511
345
166
1,001
1,041
-40
941
990
-49
417
313
104
1,992
2,017
-25
2,018
2,035
-17
2,453
2,660
-207
3,054
3,333
-279
1,794
1,973
-179
1,975
1,950
25
1,002
1,000
2
1,991
1,986
5
2,028
2,000
28
2,016
1,990
26
975
976
-1
2,022
2,062
-40
1,952
1,989
-37
1,000
1,000
460
410
50
3,047
3,037
10
546
507
39
972
998
-26
163
151
12
244
226
18
163
151
12
163
144
19
2,002
2,003
-1
493
452
41
2,526
2,682
-156
610
428
182
303
214
89
826
720
106
55
51
4
880
698
182
55
42
13
1,073
562
511
1,238
949
289
881
657
224
1,784
1,662
122
13,407
13,957
-550
1,022
1,120
-98
789
593
196
550
291
259
275
145
130
783
1,055
-272
783
1,055
-272
49
66
-17
636
857
-221
9,000
9,000
764
712
52
636
593
43
213
271
-58
632
812
-180
772
562
210
554
401
153
914
551
363
230
203
27
575
511
64
885
780
105
849
463
386
2,150
1,014
1,136
449
580
-131
898
1,206
-308
2,614
1,898
716
1,866
1,346
520
306
146
160
919
460
459
55
51
4
110
95
15
908
631
277
794
593
201
167
141
26
168
141
27
222
191
31
285
234
51
943
619
324
354
508
-154
101
142
-41
366
498
-132
366
495
-129
244
332
-88
198
290
-92
49
72
-23
450
651
-201
484
420
64
1,061
1,487
-426
706
630
76
1,323
1,200
123
232
229
3
33
33
33
33
367
354
13
333
326
7
167
161
6
300
291
9
200
193
7
937
520
417
1,020
808
212
38
35
3
845
1,226
-381
456
665
-209
144
208
-64
408
589
-181
356
487
-131
214
314
-100
166
243
-77
62
72
-10
804
916
-112
6,059
5,997
62
8,998
8,939
59
331
272
59
166
136
30
221
167
54
55
43
12
1,614
1,430
184
238
188
50
1,350
1,033
317
481
380
101
311
239
72
466
377
89
558
438
120
560
443
117
535
419
116
634
518
116
119
95
24
830
700
130
2,074
1,599
475
320
259
61
1,269
1,121
148
597
474
123
315
355
-40
90
100
-10
45
51
-6
321
428
-107
717
716
1
437
547
-110
962
690
272
481
423
58
419
308
111
346
310
36
493
321
172
318
236
82
507
770
-263
490
490
14,050
9,041
5,009
794
483
311
280
247
33
320
253
67
342
234
108
332
245
87
315
293
22
876
406
470
302
259
43
663
469
194
572
441
131
312
239
73
607
423
184
419
345
74
889
748
141
414
364
50
294
241
53
408
427
-19
286
223
63
358
312
46
329
434
-105
409
279
130
733
649
84
356
294
62
438
357
81
417
356
61
361
313
48
411
297
114
1,045
1,015
30
547
526
21
115
111
4
86
81
5
258
241
17
428
369
59
23
21
2
248
207
41
414
348
66
711
513
198
796
713
83
778
837
-59
897
891
6
14,343
13,930
413
705
511
194
790
588
202
781
641
140
137
153
-16
46
51
-5
1,010
464
546
966
691
275
45
51
-6
227
251
-24
227
240
-13
58
46
12
347
277
70
400
323
77
344
277
67
231
226
5
964
952
12
1,241
1,016
225
937
819
118
635
645
-10
423
265
158
842
530
312
18
18
48
65
-17
428
444
-16
397
416
-19
122
129
-7
532
421
111
1,672
1,363
309
2,101
1,323
778
70
44
26
199
195
4
1,680
1,229
451
584
380
204
68
65
3
270
263
7
390
253
137
618
592
26
883
570
313
12,944
12,823
121
178
131
47
260
223
37
59
44
15
765
568
197
1,403
1,206
197
149
187
-38
74
93
-19
298
365
-67
298
368
-70
1,389
1,427
-38
1,024
642
382
1,392
922
470
310
228
82
465
344
121
310
227
83
620
479
141
6,222
5,970
252
510
321
189
1,706
1,389
317
1,050
922
128
1,519
963
556
248
332
-84
595
791
-196
343
367
-24
382
333
49
586
290
296
1,496
985
511
585
649
-64
262
400
-138
187
286
-99
33
35
-2
232
242
-10
356
246
110
333
240
93
312
215
97
390
254
136
394
285
109
131
94
37
367
283
84
541
521
20
1,101
1,029
72
275
283
-8
413
401
12
4,516
3,454
1,062
8,138
5,079
3,059
578
345
233
746
506
240
370
246
124
451
376
75
421
174
247
338
145
193
415
255
160
356
230
126
293
215
78
1,003
990
13
811
595
216
686
770
-84
288
259
29
1,028
994
34
273
205
68
620
529
91
577
553
24
2,542
1,377
1,165
93
60
33
931
654
277
760
306
454
3,207
1,333
1,874
815
535
280
686
290
396
870
615
255
809
601
208
40
30
10
1,682
1,304
378
1,324
1,050
274
2,955
1,893
1,062
536
393
143
592
802
-210
197
222
-25
715
516
199
421
313
108
715
532
183
337
248
89
969
1,070
-101
1,011
642
369
765
491
274
738
460
278
989
720
269
270
196
74
356
325
31
569
525
44
398
555
-157
171
239
-68
28
38
-10
670
428
242
47
32
15
698
474
224
830
637
193
582
366
216
206
72
134
206
74
132
545
338
207
207
74
133
408
148
260
399
148
251
86
75
11
344
305
39
944
645
299
558
490
68
996
663
333
448
306
142
201
74
127
601
223
378
5,000
5,026
-26
10,000
10,000
610
473
137
301
190
111
421
472
-51
562
664
-102
371
328
43
541
461
80
541
483
58
900
782
118
602
424
178
301
228
73
435
377
58
526
387
139
603
380
223
147
123
24
368
328
40
393
339
54
829
629
200
1,148
2,552
-1,404
556
1,085
-529
89
193
-104
178
390
-212
316
608
-292
900
687
213
1,050
1,002
48
325
367
-42
1,071
1,009
62
301
354
-53
2,061
1,991
70
434
565
-131
757
542
215
1,053
1,045
8
376
296
80
360
470
-110
386
346
40
382
372
10
319
138
181
1,032
978
54
377
359
18
260
283
-23
401
446
-45
940
751
189
5,235
3,352
1,883
690
414
276
1,062
1,036
26
259
247
12
417
174
243
493
402
91
323
221
102
361
240
121
1,022
990
32
347
304
43
308
320
-12
57
87
-30
227
347
-120
433
389
44
266
223
43
358
255
103
259
262
-3
1,378
1,318
60
2,376
2,217
159
1,157
1,073
84
3,375
3,141
234
1,012
1,003
9
1,041
976
65
1,057
994
63
1,008
1,000
8
359
288
71
732
692
40
1,001
998
3
376
338
38
1,129
1,029
100
603
676
-73
295
312
-17
148
142
6
100
135
-35
171
178
-7
370
356
14
521
704
-183
118
196
-78
319
531
-212
59
98
-39
201
333
-132
308
495
-187
758
867
-109
430
248
182
591
341
250
161
323
-162
368
722
-354
184
347
-163
230
432
-202
230
472
-242
724
424
300
181
104
77
376
277
99
816
633
183
144
84
60
109
120
-11
54
61
-7
218
241
-23
109
123
-14
659
536
123
337
241
96
618
423
195
1,706
1,274
432
1,432
845
587
266
299
-33
266
261
5
266
266
266
262
4
659
679
-20
220
179
41
1,098
1,074
24
228
137
91
113
80
33
366
273
93
309
274
35
62
55
7
612
395
217
1,788
1,589
199
718
713
5
159
94
65
266
155
111
159
112
47
1,122
931
191
781
730
51
245
195
50
491
393
98
329
662
-333
307
590
-283
219
472
-253
263
439
-176
110
140
-30
176
230
-54
286
466
-180
220
366
-146
620
276
344
689
865
-176
554
421
133
460
207
253
440
343
97
697
431
266
116
99
17
744
642
102
13,133
13,029
104
6,061
6,051
10
503
494
9
554
435
119
855
1,090
-235
261
332
-71
666
839
-173
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
148
b
123
c
178
d
20
e
-2
28
30
132
245
199
310
167
180
116
330
300
50
280
175
-70
-54
-43
-27
-70
-25
48
133
-30
-58
27
24
166
-40
-49
104
-25
-17
-207
-279
-179
25
2
5
28
26
-1
-40
-37
50
10
39
-26
12
18
12
19
-1
41
-156
182
89
106
4
182
13
511
289
224
122
-550
-98
196
259
130
-272
-272
-17
-221
52
43
-58
-180
210
153
363
27
64
105
386
1,136
-131
-308
716
520
160
459
4
15
277
201
26
27
31
51
324
-154
-41
-132
-129
-88
-92
-23
-201
64
-426
76
123
3
13
7
6
9
7
417
212
3
-381
-209
-64
-181
-131
-100
-77
-10
-112
62
59
59
30
54
12
184
50
317
101
72
89
120
117
116
116
24
130
475
61
148
123
-40
-10
-6
-107
1
-110
272
58
111
36
172
82
-263
5,009
311
33
67
108
87
22
470
43
194
131
73
184
74
141
50
53
-19
63
46
-105
130
84
62
81
61
48
114
30
21
4
5
17
59
2
41
66
198
83
-59
6
413
194
202
140
-16
-5
546
275
-6
-24
-13
12
70
77
67
5
12
225
118
-10
158
312
18
-17
-16
-19
-7
111
309
778
26
4
451
204
3
7
137
26
313
121
47
37
15
197
197
-38
-19
-67
-70
-38
382
470
82
121
83
141
252
189
317
128
556
-84
-196
-24
49
296
511
-64
-138
-99
-2
-10
110
93
97
136
109
37
84
20
72
-8
12
1,062
3,059
233
240
124
75
247
193
160
126
78
13
216
-84
29
34
68
91
24
1,165
33
277
454
1,874
280
396
255
208
10
378
274
1,062
143
-210
-25
199
108
183
89
-101
369
274
278
269
74
31
44
-157
-68
-10
242
15
224
193
216
134
132
207
133
260
251
11
39
299
68
333
142
127
378
-26
137
111
-51
-102
43
80
58
118
178
73
58
139
223
24
40
54
200
-1,404
-529
-104
-212
-292
213
48
-42
62
-53
70
-131
215
8
80
-110
40
10
181
54
18
-23
-45
189
1,883
276
26
12
243
91
102
121
32
43
-12
-30
-120
44
43
103
-3
60
159
84
234
9
65
63
8
71
40
3
38
100
-73
-17
6
-35
-7
14
-183
-78
-212
-39
-132
-187
-109
182
250
-162
-354
-163
-202
-242
300
77
99
183
60
-11
-7
-23
-14
123
96
195
432
587
-33
5
4
-20
41
24
91
33
93
35
7
217
199
5
65
111
47
191
51
50
98
-333
-283
-253
-176
-30
-54
-180
-146
344
-176
133
253
97
266
17
102
104
10
9
119
-235
-71
-173
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
49,341
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
193,197
1,426,007
0.135481
2017
191,174
1,515,350
0.126158
2016
191,735
1,525,534
0.125684
2015
197,337
1,714,938
0.115069
2014
199,128
1,871,404
0.106406
2
Total
of line 1, column (d)
.....................
2
0.608798
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.12176
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,302,674
5
Multiply line 4 by line 3
......................
5
158,614
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
747
7
Add lines 5 and 6
........................
7
159,361
8
Enter qualifying distributions from Part XII, line 4
,.............
8
192,421
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
747
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
747
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
747
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
720
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
720
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
27
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(212) 852-3049
Located at
114 W 47TH ST NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
CO-TRUSTEE
1
20,701
114 W 47TH ST NY8-114-07-07
NEW YORK
,
NY
100361510
RICHARD NANCE
CO-TRUSTEE
1
0
14250 CHAARREL LANE
ROANOKE
,
TX
76262
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,268,468
b
Average of monthly cash balances
.......................
1b
54,044
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,322,512
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,322,512
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
19,838
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,302,674
6
Minimum investment return.
Enter 5% of line 5
..................
6
65,134
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
65,134
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
747
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
747
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
64,387
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
64,387
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
64,387
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
192,421
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
192,421
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
747
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
191,674
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
64,387
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
107,546
b
From 2015
......
114,636
c
From 2016
......
116,978
d
From 2017
......
117,000
e
From 2018
......
123,335
f
Total
of lines 3a through e
........
579,495
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
192,421
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
64,387
e
Remaining amount distributed out of corpus
128,034
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
707,529
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
107,546
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
599,983
10
Analysis of line 9:
a
Excess from 2015
....
114,636
b
Excess from 2016
....
116,978
c
Excess from 2017
....
117,000
d
Excess from 2018
....
123,335
e
Excess from 2019
....
128,034
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ROSEN HEIGHTS BAPTIST CHURCH
2524 ROOSEVELT AVE
FORT WORTH
,
TX
76164
NONE
PC
GENERAL OPERATING
180,000
Total
.................................
3a
180,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
35,051
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
49,341
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
78
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
84,470
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
84,470
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description