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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
HAROLD P DUGDALE CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 0634
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
MILWAUKEE
,
WI
532010634
A Employer identification number
43-6071666
B
Telephone number (see instructions)
(314) 418-2643
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,234,158
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
61,882
61,716
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
113,310
b
Gross sales price for all assets on line 6a
1,985,767
7
Capital gain net income (from Part IV, line 2)
...
113,310
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
175,192
175,026
13
Compensation of officers, directors, trustees, etc.
30,617
27,556
3,062
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,250
0
0
1,250
c
Other professional fees (attach schedule)
....
460
414
46
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
2,030
1,382
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
304
304
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
34,661
29,656
0
4,358
25
Contributions, gifts, grants paid
.......
99,250
99,250
26
Total expenses and disbursements.
Add lines 24 and 25
133,911
29,656
0
103,608
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
41,281
b
Net investment income
(if negative, enter -0-)
145,370
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
167
325
325
2
Savings and temporary cash investments
.........
162,738
27,129
27,129
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,045,708
1,267,968
1,414,928
c
Investments—corporate bonds (attach schedule)
.......
816,764
771,817
790,669
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
1,306
1,107
1,107
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,026,684
2,068,346
2,234,158
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
2,026,684
2,068,346
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
2,026,684
2,068,346
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,026,684
2,068,346
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,026,684
2
Enter amount from Part I, line 27a
.....................
2
41,281
3
Other increases not included in line 2 (itemize)
3
381
4
Add lines 1, 2, and 3
..........................
4
2,068,346
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,068,346
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
.75 INTERCONTINENTAL HOTELS A D R
2018-03-27
2019-01-29
b
25000. COCA COLA CO THE 1.875% 10/27/20
2018-02-26
2019-02-05
c
208.905 INV BALANCE RISK COMM STR Y
2015-12-07
2019-02-06
d
2487.562 INV BALANCE RISK COMM STR Y
2016-01-14
2019-02-06
e
1770.847 INV BALANCE RISK COMM STR Y
2017-02-16
2019-02-06
605. AVIANCA HOLDINGS A D R
2019-02-06
1811.304 CAUSEWAY EMERGING MARKETS INSTL
2014-01-23
2019-02-06
3834.55 CAUSEWAY EMERGING MARKETS INSTL
2014-02-13
2019-02-06
55. CONOCOPHILLIPS COM
2017-10-05
2019-02-06
14. DXC TECHNOLOGY CO
2015-07-17
2019-02-06
15. DXC TECHNOLOGY CO
2017-10-05
2019-02-06
170. EQUINOR ASA SPON ADR
2018-03-27
2019-02-06
50000. GOLDMAN SACHS NY C D 2.000% 2/04/20
2015-02-04
2019-02-06
65. HP INC
2017-10-05
2019-02-06
35. ISHARES S&P SMALL CAP 600 INDEX FD
2015-02-04
2019-02-06
4277.32 OPPENHEIMER SENIOR FLOATING RATE I
2014-02-13
2019-02-06
670.67 VANGUARD STRATEGIC EQUITY FUND 114
2014-02-18
2019-02-06
85. ABB LTD A D R
2018-03-27
2019-03-15
1723.728 AQR LONG SHORT EQUITY I
2017-02-16
2019-03-15
90. ATT INC
2017-02-16
2019-03-15
15. ADIDAS AG A D R
2017-02-16
2019-03-15
465. AEGON N V NY REG SHR
2018-03-27
2019-03-15
1588.333 INV BALANCE RISK COMM STR Y
2017-02-16
2019-03-15
30. AMERICAN CAMPUS COMMUNITIES
2017-02-16
2019-03-15
95. ASTELLAS PHARMA INC A D R
2017-10-05
2019-03-15
30. BP PLC SPONSORED ADR
2018-11-30
2019-03-15
185. BANK OF AMERICA CORP
2016-05-10
2019-03-15
45. BERKSHIRE HATHAWAY INC CL B
2015-07-17
2019-03-15
8. BLACKROCK INC
2018-11-30
2019-03-15
5. BOEING CO
2018-11-30
2019-03-15
10. CNOOC LTD A D R
2018-03-27
2019-03-15
65. CVS CORP COM
2017-02-16
2019-03-15
5. CANON INC ADR REPSTG 5 SHS
2014-08-28
2019-03-15
50. CANON INC ADR REPSTG 5 SHS
2017-02-16
2019-03-15
95. CHEVRONTEXACO CORP COM
2019-03-15
65. CISCO SYS INC
2017-02-16
2019-03-15
130. COMCAST CORP CL A
2015-07-17
2019-03-15
50. CONOCOPHILLIPS COM
2017-10-05
2019-03-15
65. CRITEO SA SPON A D R
2018-11-30
2019-03-15
45. DXC TECHNOLOGY CO
2017-10-05
2019-03-15
25. ECOLAB INC COM
2018-03-27
2019-03-15
70. ENBRIDGE INC
2017-10-05
2019-03-15
255. EQUINOR ASA SPON ADR
2019-03-15
105. FLY LEASING LTD A D R
2015-07-17
2019-03-15
150. FRESENIUS MED AKTIENGESELLSCHAFT ADR
2014-03-06
2019-03-15
75. GILEAD SCIENCES INC COM
2013-08-02
2019-03-15
185. HP INC
2017-10-05
2019-03-15
10. HOME DEPOT INC COM
2017-10-05
2019-03-15
10. HONEYWELL INTERNATIONAL INC
2017-02-16
2019-03-15
30. INDUSTRIAS BACHOCO SAB DE CV A D R
2014-03-06
2019-03-15
35. INTEL CORP
2017-10-05
2019-03-15
25. INTERCONTINENTAL HOTELS A D R
2018-03-27
2019-03-15
730. ISHARES S&P SMALL CAP 600 INDEX FD
2015-02-04
2019-03-15
80. JP MORGAN CHASE & CO COM
2019-03-15
10. JOHNSON & JOHNSON
2018-11-30
2019-03-15
60. JOHNSON & JOHNSON
2019-03-15
110. KT CORP SP A D R
2016-05-10
2019-03-15
35. KONINKLIJKE PHILIPS ELECTRS SPONSORED ADR NEW 2000
2018-11-30
2019-03-15
1375. LLOYDS BANKING GROUP P L C A D R
2017-10-05
2019-03-15
35. MAGNA INTL INC CL A
2017-04-11
2019-03-15
490. MIZUHO FNL GRP A D R
2016-05-10
2019-03-15
140. MOSAIC CO THE
2018-11-30
2019-03-15
65. N T T DO CO MO INC A D R
2014-03-06
2019-03-15
45. NIPPON TELEG & TEL CORP
2017-02-16
2019-03-15
65. NOVARTIS AG SPONSORED ADR
2018-11-30
2019-03-15
3521.245 OPPENHEIMER SENIOR FLOATING RATE I
2014-02-13
2019-03-15
1199.041 OPPENHEIMER SENIOR FLOATING RATE I
2014-09-02
2019-03-15
1518.528 OPPENHEIMER SENIOR FLOATING RATE I
2018-01-11
2019-03-15
185. ORACLE CORPORATION
2015-07-17
2019-03-15
100. OWENS CORNING INC
2018-11-30
2019-03-15
45. PNC FINL SVCS GROUP INC COM W/RIGHTS ATTACHED EXP 5/25/2010
2017-04-11
2019-03-15
35. PFIZER INC
2017-10-05
2019-03-15
15. PROCTER & GAMBLE CO
2018-11-30
2019-03-15
80. ROYAL DUTCH SHELL PLC A D R
2018-03-27
2019-03-15
120. SONY CORP AMERN SH NEW
2017-10-05
2019-03-15
15. TEXAS INSTRUMENTS INC
2017-02-16
2019-03-15
25. UNITED TECHNOLOGIES CORP COM
2017-02-16
2019-03-15
2475.492 VANGUARD STRATEGIC EQUITY FUND 114
2019-03-15
105. VERIZON COMMUNICATIONS
2015-07-17
2019-03-15
20. VISA INC
2017-02-16
2019-03-15
95. WELLS FARGO & CO NEW
2017-10-05
2019-03-15
25. ACCENTURE PLC CL A
2017-02-16
2019-03-15
15. CHUBB LTD
2011-08-09
2019-03-15
40. TE CONNECTIVITY LTD
2017-02-16
2019-03-15
5. ATT INC
2017-02-16
2019-03-18
10. AEGON N V NY REG SHR
2018-03-27
2019-03-18
20. CRITEO SA SPON A D R
2018-11-30
2019-03-18
5. GILEAD SCIENCES INC COM
2013-08-02
2019-03-18
5. INTEL CORP
2017-10-05
2019-03-18
5. NIPPON TELEG & TEL CORP
2017-02-16
2019-03-18
10. SONY CORP AMERN SH NEW
2017-02-16
2019-03-18
5. TEXAS INSTRUMENTS INC
2017-02-16
2019-03-18
130. ABB LTD A D R
2018-03-27
2019-04-17
725.669 AQR LONG SHORT EQUITY I
2017-02-16
2019-04-17
100. ATT INC
2017-02-16
2019-04-17
35. ABBVIE INC
2018-11-30
2019-04-17
60. AEGON N V NY REG SHR
2018-11-30
2019-04-17
265. AEGON N V NY REG SHR
2018-03-27
2019-04-17
1. ALPHABET INC CL A
2011-08-04
2019-04-17
3. ALPHABET INC CL A
2016-05-10
2019-04-17
3. AMAZON COM INC COM
2017-02-16
2019-04-17
65. AMERICAN CAMPUS COMMUNITIES
2017-02-16
2019-04-17
25. AMERICAN TOWER CORP
2017-04-11
2019-04-17
15. APPLE COMPUTER INC COM
2019-02-06
2019-04-17
45. BP PLC SPONSORED ADR
2018-11-30
2019-04-17
215. BANK OF AMERICA CORP
2016-05-10
2019-04-17
159.095 BARON EMERGING MARKETS INSTITUTIONAL
2019-02-06
2019-04-17
20. BERKSHIRE HATHAWAY INC CL B
2015-07-17
2019-04-17
8. BLACKROCK INC
2018-11-30
2019-04-17
10. BOEING CO
2018-11-30
2019-04-17
25. CNOOC LTD A D R
2018-03-27
2019-04-17
125. CANON INC ADR REPSTG 5 SHS
2017-02-16
2019-04-17
30. CARNIVAL PLC A D R
2019-03-15
2019-04-17
529.29 CAUSEWAY EMERGING MARKETS INSTL
2014-02-13
2019-04-17
55. CISCO SYS INC
2017-02-16
2019-04-17
65. CITIGROUP INC
2017-04-11
2019-04-17
110. COMCAST CORP CL A
2018-11-30
2019-04-17
50. DELTA AIR LINES INC
2014-01-17
2019-04-17
15. ECOLAB INC COM
2018-03-27
2019-04-17
50. ENBRIDGE INC
2017-10-05
2019-04-17
70. ENBRIDGE INC
2018-03-27
2019-04-17
15. FACEBOOK INC A
2019-02-06
2019-04-17
30. FLY LEASING LTD A D R
2015-07-17
2019-04-17
165. FLY LEASING LTD A D R
2016-05-10
2019-04-17
55. FOOT LOCKER INC COM
2018-11-30
2019-04-17
5. GILEAD SCIENCES INC COM
2013-08-02
2019-04-17
30. GILEAD SCIENCES INC COM
2017-10-05
2019-04-17
207.055 GOLDMAN SACHS COMM STRAT INS
2019-02-06
2019-04-17
10. HOME DEPOT INC COM
2017-10-05
2019-04-17
20. HONEYWELL INTERNATIONAL INC
2017-02-16
2019-04-17
65. HORMEL FOODS CORPORATIONCOM
2017-04-11
2019-04-17
50. INTEL CORP
2017-10-05
2019-04-17
55. INTERCONTINENTAL HOTELS A D R
2018-03-27
2019-04-17
55. JP MORGAN CHASE & CO COM
2015-07-17
2019-04-17
25. JOHNSON & JOHNSON
2018-11-30
2019-04-17
50. KONINKLIJKE PHILIPS ELECTRS SPONSORED ADR NEW 2000
2018-11-30
2019-04-17
35. MAGNA INTL INC CL A
2017-04-11
2019-04-17
70. MARATHON PETROLEUM CORP
2017-02-16
2019-04-17
15. MASTERCARD INC
2011-08-04
2019-04-17
65. MICROSOFT CORP COM
2015-07-17
2019-04-17
40. NESTLE S A SPONSORED ADR REPSTG REG SH
2017-02-16
2019-04-17
65. NOVARTIS AG SPONSORED ADR
2018-11-30
2019-04-17
135.62865 NUVEEN INFLATION PRO SEC CL I
2011-08-09
2019-04-17
439.51535 NUVEEN INFLATION PRO SEC CL I
2011-08-09
2019-04-17
1249. OPPENHEIMER SENIOR FLOATING RATE I
2018-01-11
2019-04-17
40. ORIX CORP SPONS A D R
2016-05-10
2019-04-17
105. PARSLEY ENERGY INC-CLASS A
2019-03-15
2019-04-17
50. PEPSICO INC
2017-02-16
2019-04-17
75. PFIZER INC
2017-10-05
2019-04-17
40. PROCTER & GAMBLE CO
2018-11-30
2019-04-17
15. RAYTHEON CO COM NEW
2019-04-17
25. RINGCENTRAL INC
2019-02-06
2019-04-17
15. S P GLOBAL INC
2019-03-15
2019-04-17
70. SMITH NEPHEW P L C A D R
2016-05-10
2019-04-17
50. SONY CORP AMERN SH NEW
2019-04-17
20. SPLUNK INC
2019-02-06
2019-04-17
30. TEXAS INSTRUMENTS INC
2017-02-16
2019-04-17
15. 3M CO COM
2018-11-30
2019-04-17
20. UNITED TECHNOLOGIES CORP COM
2017-02-16
2019-04-17
30. UNITEDHEALTH GRP INC COM
2017-02-16
2019-04-17
116.383 VANGUARD STRATEGIC EQUITY FUND 114
2017-04-11
2019-04-17
25. VISA INC
2017-02-16
2019-04-17
30. WAL MART STORES INC COM
2018-11-30
2019-04-17
20. ACCENTURE PLC CL A
2017-02-16
2019-04-17
13. ALCON INC
2018-11-30
2019-04-17
35. CHUBB LTD
2011-08-09
2019-04-17
30. TE CONNECTIVITY LTD
2017-02-16
2019-04-17
125. MYLAN NV
2017-10-05
2019-04-17
145. INTL CONSLIDATED A SPONS A D R
2019-04-17
2019-04-22
160. KOREA ELEC PWR CORP SPONSORED ADR
2019-04-17
2019-04-22
45. MAXIM INTEGRATED PRODS INC
2019-04-22
449.215 ROBECO BOSTON PARTNERS L S RSRCH
2019-03-18
2019-04-22
15. SERVICENOW INC
2019-02-06
2019-04-22
25000. BOEING CO 2.350% 10/30/21
2014-12-29
2019-05-10
25000. WELLS FARGO MTN 3.450% 2/13/23
2016-12-09
2019-05-10
6271.586 AMERICAN CENTURY HIGH INCOME FUND CL
2019-05-23
1875.469 BARON EMERGING MARKETS INSTITUTIONAL
2019-05-23
2129.472 CAUSEWAY EMERGING MARKETS INSTL
2018-03-27
2019-05-23
3275.899 GOLDMAN SACHS COMM STRAT INS
2019-05-23
196. ISHARES S&P SMALL CAP 600 INDEX FD
2019-04-17
2019-05-23
6064.202 LOOMIS SAYLES STRATEGIC ALPHA FUND Y
2019-04-22
2019-05-23
1290.381 NUVEEN REAL ESTATE SECS I
2019-05-23
1509.432 NUVEEN REAL ESTATE SECS I
2014-08-08
2019-05-23
10709.46 NUVEEN INFLATION PRO SEC CL I
2019-05-23
5841.671 ROBECO BOSTON PARTNERS L S RSRCH
2019-03-18
2019-05-23
523.994 ROWE T PRICE MID CAP GROWTH FD INC
2019-03-15
2019-05-23
1636.631 ROWE T PRICE MID-CAP VALUE FD INC
2019-03-15
2019-05-23
7374.053 TCW EMERGING MARKETS INCOME FUND
2019-05-23
203.721 VANGUARD SMALL CAP INDEX FUND
2019-03-15
2019-05-23
65. ALBEMARLE CORP
2019-03-15
2019-05-28
60. WESTERN DIGITAL CORP COM
2017-10-05
2019-05-28
35. WESTERN DIGITAL CORP COM
2019-03-15
2019-05-28
45. MYLAN NV
2017-10-05
2019-05-28
195. MYLAN NV
2019-03-15
2019-05-28
50. BP PLC SPONSORED ADR
2018-11-30
2019-06-06
85. CABOT OIL GAS CORP CL A
2019-03-15
2019-06-06
40. CISCO SYS INC
2017-02-16
2019-06-06
90. KONINKLIJKE PHILIPS ELECTRS SPONSORED ADR NEW 2000
2019-06-06
80. L BRANDS INC
2019-04-17
2019-06-06
183. MELCO CROWN ENTERTAINMENT LMTD A D R
2019-06-06
55. NESTLE S A SPONSORED ADR REPSTG REG SH
2017-04-11
2019-06-06
30. ORIX CORP SPONS A D R
2016-05-10
2019-06-06
5. SERVICENOW INC
2019-02-06
2019-06-06
8. TRANSDIGM GROUP INC
2019-03-15
2019-06-06
39. WAL MART STORES INC COM
2019-03-15
2019-06-06
127. ENERSUS S A RT 7/23/19
2019-07-31
10000. U S TREASURY NT 1.375% 7/31/19
2018-07-20
2019-07-31
75000. WELLS FARGO 2.100% 7/26/21
2019-09-13
30. CELGENE CORPORATION COM
2019-02-06
2019-11-20
25. CELGENE CORPORATION COM
2019-03-15
2019-11-20
25. ABBVIE INC
2018-11-30
2019-12-18
20. ADIDAS AG A D R
2017-02-16
2019-12-18
4. ALPHABET INC CL A
2016-05-10
2019-12-18
3. AMAZON COM INC COM
2017-02-16
2019-12-18
1. AMAZON COM INC COM
2019-02-06
2019-12-18
25. AMERICAN CAMPUS COMMUNITIES
2017-02-16
2019-12-18
30. AMERICAN CAMPUS COMMUNITIES
2017-04-11
2019-12-18
20. AMERICAN TOWER CORP
2017-04-11
2019-12-18
5. AMERICAN TOWER CORP
2019-03-15
2019-12-18
15. BANK OF AMERICA CORP
2016-05-10
2019-12-18
40. BANK OF AMERICA CORP
2017-02-16
2019-12-18
90. B H P BILLITON LIMITED A D R
2018-11-30
2019-12-18
10. BIOGEN, INC
2019-03-15
2019-12-18
55. BRISTOL MEYER SQUIBB
2019-11-20
2019-12-18
40. CITIGROUP INC
2019-12-18
40. COGNEX CORP
2019-03-15
2019-12-18
430. COMPANHIA SIDERURGICA NACIONAL A D R
2019-03-15
2019-12-18
320. CIA SANEAMENTO BASICO DE A D R
2019-03-15
2019-12-18
200. DANONE SPONS A D R
2017-02-16
2019-12-18
100. ENBRIDGE INC
2018-03-27
2019-12-18
15. FACEBOOK INC A
2019-02-06
2019-12-18
65. IMPERIAL BRANDS PLC A D R
2019-04-17
2019-12-18
40. INDUSTRIAS BACHOCO SAB DE CV A D R
2014-03-06
2019-12-18
40. INTEL CORP
2017-10-05
2019-12-18
15. JP MORGAN CHASE & CO COM
2015-07-17
2019-12-18
150. KT CORP SP A D R
2016-05-10
2019-12-18
80. KONINKLIJKE AHOLD DELHAIZE NV ADR
2014-03-06
2019-12-18
35. MICROSOFT CORP COM
2015-07-17
2019-12-18
55. MICROSOFT CORP COM
2017-02-16
2019-12-18
20. MOHAWK INDS INC COM
2019-03-15
2019-12-18
75. N T T DO CO MO INC A D R
2014-03-06
2019-12-18
60. NESTLE S A SPONSORED ADR REPSTG REG SH
2019-12-18
50. NICE SYSTEMS LTD-SPONSORED ADR
2018-03-27
2019-12-18
60. NIPPON TELEG & TEL CORP
2017-02-16
2019-12-18
195. NOVO-NORDISK A S ADR
2019-12-18
155. PARSLEY ENERGY INC-CLASS A
2019-03-15
2019-12-18
275. PEARSON P L C A D R
2018-11-30
2019-12-18
10. RAYTHEON CO COM NEW
2019-03-15
2019-12-18
30. RAYTHEON CO COM NEW
2017-04-11
2019-12-18
125. RIO TINTO PLC SPONSORED ADR
2019-12-18
220. SMITH NEPHEW P L C A D R
2019-12-18
55. SQUARE INC A
2019-12-18
85. TC ENERGY CORP
2019-03-15
2019-12-18
10. TYLER TECHNOLOGIES INC
2019-03-15
2019-12-18
15. UNITEDHEALTH GRP INC COM
2017-02-16
2019-12-18
10. VISA INC
2017-02-16
2019-12-18
50. WNS HOLDINGS LTD ADR
2014-03-06
2019-12-18
85. COCA COLA EUROREAN PARTNERS
2019-03-15
2019-12-18
20. CHUBB LTD
2011-08-09
2019-12-18
300. QIAGEN N V
2019-12-18
15. ISHARES S P 500 E T F
2019-04-17
2019-12-19
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
44
48
-4
b
24,677
24,548
129
c
1,354
1,320
34
d
16,119
15,000
1,119
e
11,475
12,467
-992
2,943
10,026
-7,083
22,424
20,269
2,155
47,472
42,564
4,908
3,796
2,736
1,060
917
563
354
982
1,122
-140
3,934
4,048
-114
49,718
49,886
-168
1,491
1,325
166
2,713
1,984
729
33,491
35,929
-2,438
20,583
20,502
81
1,633
2,004
-371
19,599
23,132
-3,533
2,743
3,711
-968
1,802
1,182
620
2,451
3,155
-704
10,388
11,182
-794
1,401
1,492
-91
1,475
1,242
233
1,314
1,214
100
5,447
2,653
2,794
9,240
6,470
2,770
3,500
3,375
125
1,911
1,701
210
1,783
1,495
288
3,623
5,179
-1,556
144
164
-20
1,442
1,465
-23
11,872
10,438
1,434
3,474
2,196
1,278
5,218
4,168
1,050
3,383
2,487
896
1,811
1,548
263
2,953
3,365
-412
4,359
3,388
971
2,569
2,911
-342
5,737
6,004
-267
1,423
1,658
-235
5,913
5,066
847
4,913
4,617
296
3,669
3,770
-101
1,817
1,660
157
1,559
1,187
372
1,355
1,303
52
1,909
1,386
523
1,529
1,613
-84
57,254
41,385
15,869
8,480
5,079
3,401
1,377
1,461
-84
8,259
6,808
1,451
1,470
1,571
-101
1,441
1,322
119
4,620
5,033
-413
1,715
1,406
309
1,485
1,526
-41
4,019
5,071
-1,052
1,465
1,074
391
1,933
1,875
58
6,062
5,951
111
27,783
29,578
-1,795
9,460
10,000
-540
11,981
12,346
-365
9,840
7,459
2,381
4,750
5,217
-467
5,839
5,286
553
1,447
1,259
188
1,534
1,410
124
5,059
5,163
-104
5,564
4,436
1,128
1,652
1,141
511
3,174
2,801
373
77,953
76,947
1,006
6,106
5,002
1,104
3,121
1,741
1,380
4,807
5,270
-463
4,156
3,006
1,150
2,044
919
1,125
3,353
3,001
352
154
206
-52
53
68
-15
552
476
76
327
308
19
271
198
73
215
208
7
461
313
148
554
380
174
2,709
3,065
-356
7,961
9,738
-1,777
3,201
4,123
-922
2,732
3,254
-522
314
334
-20
1,387
1,798
-411
1,240
295
945
3,720
2,211
1,509
5,586
2,527
3,059
3,032
3,233
-201
4,793
3,065
1,728
3,044
2,620
424
2,003
1,821
182
6,437
3,083
3,354
2,285
2,159
126
4,214
2,875
1,339
3,731
3,375
356
3,777
3,402
375
4,694
3,738
956
3,608
3,663
-55
1,609
1,686
-77
6,786
5,875
911
3,101
1,858
1,243
4,564
3,828
736
4,669
4,288
381
2,914
1,566
1,348
2,749
2,033
716
1,856
2,079
-223
2,598
2,110
488
2,677
2,555
122
440
474
-34
2,417
2,001
416
3,453
3,100
353
318
308
10
1,909
2,490
-581
2,402
2,226
176
2,067
1,660
407
3,263
2,374
889
2,642
2,229
413
2,930
1,980
950
3,572
3,549
23
6,259
3,798
2,461
3,472
3,653
-181
1,984
1,888
96
1,958
1,406
552
4,216
3,761
455
3,607
490
3,117
7,890
3,017
4,873
3,766
2,906
860
5,036
5,228
-192
1,497
1,571
-74
4,852
5,090
-238
9,892
10,154
-262
2,875
2,906
-31
2,196
1,874
322
6,328
5,394
934
2,980
2,697
283
4,237
3,760
477
2,704
1,759
945
2,599
2,425
174
3,232
3,040
192
2,689
2,376
313
2,388
1,735
653
2,577
2,586
-9
3,461
2,281
1,180
3,269
3,098
171
2,709
2,241
468
6,518
4,906
1,612
3,725
3,879
-154
4,008
2,176
1,832
3,095
2,926
169
3,583
2,405
1,178
737
723
14
4,827
2,145
2,682
2,674
2,251
423
3,310
4,747
-1,437
2,078
2,133
-55
2,005
2,035
-30
2,670
2,600
70
6,819
6,806
13
3,600
3,401
199
24,740
24,831
-91
25,293
25,053
240
58,263
58,263
24,550
25,732
-1,182
24,574
30,494
-5,920
35,806
35,916
-110
14,680
15,543
-863
59,005
59,005
27,782
26,676
1,106
32,498
34,883
-2,385
119,089
121,624
-2,535
87,158
88,501
-1,343
46,447
46,049
398
42,880
44,058
-1,178
59,804
59,697
107
14,629
15,004
-375
4,374
5,577
-1,203
2,411
5,019
-2,608
1,406
1,690
-284
801
1,709
-908
3,471
5,495
-2,024
2,075
2,023
52
2,143
2,202
-59
2,192
1,351
841
3,559
3,477
82
1,871
2,059
-188
3,546
4,603
-1,057
5,571
4,150
1,421
2,139
2,180
-41
1,329
1,134
195
3,734
3,547
187
4,069
3,831
238
21
21
10,000
9,895
105
74,725
75,044
-319
3,241
2,641
600
2,701
2,215
486
2,236
2,324
-88
3,224
1,577
1,647
5,412
2,948
2,464
5,374
2,527
2,847
1,791
1,647
144
1,143
1,244
-101
1,372
1,438
-66
4,287
2,452
1,835
1,072
942
130
527
215
312
1,405
978
427
4,929
3,995
934
2,971
3,281
-310
3,489
3,075
414
3,118
2,124
994
2,213
2,180
33
1,416
1,780
-364
4,589
3,701
888
3,296
2,554
742
3,893
3,015
878
3,056
2,555
501
1,533
2,135
-602
2,072
1,737
335
2,285
1,584
701
2,078
1,036
1,042
1,709
2,143
-434
2,005
1,227
778
5,428
1,625
3,803
8,530
3,554
4,976
2,704
2,583
121
2,086
1,239
847
6,393
4,401
1,992
7,733
4,693
3,040
3,065
2,500
565
11,086
9,398
1,688
2,756
2,767
-11
2,346
3,383
-1,037
2,162
1,796
366
6,487
4,562
1,925
7,314
7,319
-5
10,406
7,837
2,569
3,630
4,127
-497
4,434
3,860
574
2,929
2,033
896
4,414
2,453
1,961
1,863
870
993
3,140
983
2,157
4,240
4,209
31
3,100
1,226
1,874
12,279
11,884
395
4,800
4,373
427
9,859
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-4
b
129
c
34
d
1,119
e
-992
-7,083
2,155
4,908
1,060
354
-140
-114
-168
166
729
-2,438
81
-371
-3,533
-968
620
-704
-794
-91
233
100
2,794
2,770
125
210
288
-1,556
-20
-23
1,434
1,278
1,050
896
263
-412
971
-342
-267
-235
847
296
-101
157
372
52
523
-84
15,869
3,401
-84
1,451
-101
119
-413
309
-41
-1,052
391
58
111
-1,795
-540
-365
2,381
-467
553
188
124
-104
1,128
511
373
1,006
1,104
1,380
-463
1,150
1,125
352
-52
-15
76
19
73
7
148
174
-356
-1,777
-922
-522
-20
-411
945
1,509
3,059
-201
1,728
424
182
3,354
126
1,339
356
375
956
-55
-77
911
1,243
736
381
1,348
716
-223
488
122
-34
416
353
10
-581
176
407
889
413
950
23
2,461
-181
96
552
455
3,117
4,873
860
-192
-74
-238
-262
-31
322
934
283
477
945
174
192
313
653
-9
1,180
171
468
1,612
-154
1,832
169
1,178
14
2,682
423
-1,437
-55
-30
70
13
199
-91
240
-1,182
-5,920
-110
-863
1,106
-2,385
-2,535
-1,343
398
-1,178
107
-375
-1,203
-2,608
-284
-908
-2,024
52
-59
841
82
-188
-1,057
1,421
-41
195
187
238
21
105
-319
600
486
-88
1,647
2,464
2,847
144
-101
-66
1,835
130
312
427
934
-310
414
994
33
-364
888
742
878
501
-602
335
701
1,042
-434
778
3,803
4,976
121
847
1,992
3,040
565
1,688
-11
-1,037
366
1,925
-5
2,569
-497
574
896
1,961
993
2,157
31
1,874
395
427
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
113,310
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
103,229
2,159,172
0.04781
2017
91,867
2,169,693
0.042341
2016
172,384
2,053,528
0.083945
2015
215,550
2,253,819
0.095638
2014
216,201
2,445,519
0.088407
2
Total
of line 1, column (d)
.....................
2
0.358141
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.071628
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,101,188
5
Multiply line 4 by line 3
......................
5
150,504
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,454
7
Add lines 5 and 6
........................
7
151,958
8
Enter qualifying distributions from Part XII, line 4
,.............
8
103,608
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,907
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,907
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,907
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,584
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,584
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
1,323
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MO
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
US BANK NA
Telephone no.
(314) 418-2643
Located at
PO BOX 387
ST LOUIS
MO
ZIP+4
63166
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
US BANK N A
TRUSTEE
1
30,617
PO BOX 0634
MILWAUKEE
,
WI
532010634
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,072,813
b
Average of monthly cash balances
.......................
1b
60,373
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,133,186
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,133,186
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
31,998
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,101,188
6
Minimum investment return.
Enter 5% of line 5
..................
6
105,059
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
105,059
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,907
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,907
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
102,152
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
102,152
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
102,152
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
103,608
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
103,608
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
103,608
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
102,152
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
97,169
b
From 2015
......
106,507
c
From 2016
......
69,978
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
273,654
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
103,608
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
102,152
e
Remaining amount distributed out of corpus
1,456
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
275,110
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
97,169
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
177,941
10
Analysis of line 9:
a
Excess from 2015
....
106,507
b
Excess from 2016
....
69,978
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
1,456
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
INTERSERV
200 CHEROKEE
SAINT JOSEPH
,
MO
645040038
NONE
PC
GENERAL OPERATING
20,000
PONY EXPRESS MUSEUM
914 PENN ST
ST JOSEPH
,
MO
64503
NONE
PC
GENERAL OPERATING
1,750
JUNIOR ACHIEVEMENT
4001 BLUE PKWY 210
KANSAS CITY
,
MO
64130
NONE
PC
GENERAL OPERATING
2,000
COMMUNITY FOUNDATION OF NORTHWEST MO
1006 E ST MAARTENS DR
ST JOSEPH
,
MO
64506
NONE
PC
GENERAL OPERATING
3,000
AGRICULTURE FUTURE OF AMERICA
3003 FREDERICK AVENUE
SAINT JOSEPH
,
MO
64506
NONE
PC
GENERAL PURPOSE
3,000
AMERICAN HEART ASSOCIATION
PO BOX 22249
ST PETERSBURG
,
FL
33742
NONE
PC
GENERAL PURPOSE
5,000
BOY SCOUTS OF AMERICA-ST JOSEPH
1707 BUCKINGHAM PO BOX 8157
SAINT JOSEPH
,
MO
645088157
NONE
PC
GENERAL PURPOSE
5,000
CHRIST EPISCOPAL CHURCH
207 N 7TH ST
SAINT JOSEPH
,
MO
645088157
NONE
PC
GENERAL PURPOSE
10,000
FAM GUIDANCE CNTR BEHAVRL HLTHCRE
724 NORTH 22ND STREET
SAINT JOSEPH
,
MO
64506
NONE
PC
GENERAL PURPOSE
20,000
GIRL SCOUTS OF NE KS & NW MO INC
8383 BLUE PARKWAY
KANSAS CITY
,
MO
64133
NONE
PC
GENERAL PURPOSE
5,000
HEARTLAND FOUNDATION
518 S 6TH ST
SAINT JOSEPH
,
MO
64501
NONE
PC
GENERAL PURPOSE
15,000
PIVOTAL POINT TRANSITIONAL HOUSING
3000 PARKWAY A
SAINT JOSEPH
,
MO
64507
NONE
PC
GENERAL PURPOSE
4,500
YWCA
304 NORTH 8TH STREET
SAINT JOSEPH
,
MO
64501
NONE
PC
GENERAL PURPOSE
5,000
Total
.................................
3a
99,250
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
61,882
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
113,310
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
175,192
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
175,192
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description