TY 2019 Form 990PF

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Form990-PF
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2019

Open to Public Inspection

For calendar year 2019, or tax year beginning 01-01-2019 , and ending 12-31-2019

Name of foundation
THE BATTLE FAMILY FOUNDATION

Number and street (or P.O. box number if mail is not delivered to street address)6552 WATERFRONT DRIVE
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
TUSCALOOSA, AL35406

A Employer identification number

58-6343708

B Telephone number (see instructions)

(205) 348-3620

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$0J Accounting method: Cash Accrual
Other (specify)FMV
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)	1,002,099
2	Check .............
3	Interest on savings and temporary cash investments	86,804		86,804	86,804
4	Dividends and interest from securities...	76,483		76,483	76,483
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		581,801
b	Gross sales price for all assets on line 6a 1,894,750
7	Capital gain net income (from Part IV, line 2)...			581,801
8	Net short-term capital gain.........				498
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		94,227	11,337	11,337
12	Total. Add lines 1 through 11........	1,841,414		756,425	175,122
13	Compensation of officers, directors, trustees, etc.
14	Other employee salaries and wages......
15	Pension plans, employee benefits.......
16a	Legal fees (attach schedule).........
b	Accounting fees (attach schedule).......
c	Other professional fees (attach schedule)....		21,997	21,997	21,997
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		1,487	1,487	1,487
19	Depreciation (attach schedule) and depletion...
20	Occupancy..............
21	Travel, conferences, and meetings.......
22	Printing and publications..........
23	Other expenses (attach schedule).......
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	23,484		23,484	23,484	0
25	Contributions, gifts, grants paid.......	90,000				90,000
26	Total expenses and disbursements. Add lines 24 and 25	113,484		23,484	23,484	90,000
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	1,727,930
b	Net investment income (if negative, enter -0-)			732,941
c	Adjusted net income (if negative, enter -0-)...				151,638

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2019)

Form 990-PF (2019)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	3,659	23,659
	2	Savings and temporary cash investments.........	35,941	196,863
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	2,647,803	3,809,903
	c	Investments—corporate bonds (attach schedule).......	2,883,247	3,268,155
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	5,570,650	7,298,580	0
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds	5,570,650	7,298,580
	29	Total net assets or fund balances (see instructions).....	5,570,650	7,298,580
	30	Total liabilities and net assets/fund balances (see instructions).	5,570,650	7,298,580

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

5,570,650

Enter amount from Part I, line 27a .....................

1,727,930

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

7,298,580

Decreases not included in line 2 (itemize) bullet

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

7,298,580

Form 990-PF (2019)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	3 SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-11-15	2019-12-19
b	3 CANTEL MEDICAL CORP. CMN	P	2019-11-15	2019-12-18
c	3 CANTEL MEDICAL CORP. CMN	P	2018-10-24	2019-12-18
d	5 COHEN & STEERS, INC. CMN	P	2019-11-15	2019-12-06
e	5 FORUM ENERGY TECHNOLOGIES INC CMN	P	2019-11-15	2019-12-06
	10 FORUM ENERGY TECHNOLOGIES INC CMN	P	2013-11-18	2019-12-06
	5 FORUM ENERGY TECHNOLOGIES INC CMN	P	2013-11-15	2019-12-06
	20 FORUM ENERGY TECHNOLOGIES INC CMN	P	2013-08-05	2019-12-06
	5 FORUM ENERGY TECHNOLOGIES INC CMN	P	2013-07-29	2019-12-06
	10 PEBBLEBROOK HOTEL TRUST CMN	P	2017-06-29	2019-12-06
	1 WD 40 CO CMN	P	2019-11-15	2019-12-06
	15 WRIGHT MED GROUP N V CMN	P	2019-11-15	2019-12-06
	4 AMAZON.COM INC CMN	P	2017-01-06	2019-11-15
	12 AMAZON.COM INC CMN	P	2016-09-28	2019-11-15
	1 ALPHABET INC. CMN CLASS C	P	2018-12-17	2019-11-14
	12 ALPHABET INC. CMN CLASS C	P	2018-10-23	2019-11-14
	3 ALPHABET INC. CMN CLASS C	P	2015-08-26	2019-11-14
	100 GLOBUS MEDICAL INC CMN CLASS A	P	2016-04-22	2019-11-14
	55 GLOBUS MEDICAL INC CMN CLASS A	P	2014-05-15	2019-11-14
	154 GLOBUS MEDICAL INC CMN CLASS A	P	2014-01-31	2019-11-14
	1 KLA CORP CMN	P	2017-09-29	2019-11-14
	32 KLA CORP CMN	P	2017-09-28	2019-11-14
	13 KLA CORP CMN	P	2017-09-20	2019-11-14
	6 KLA CORP CMN	P	2017-09-15	2019-11-14
	8 KLA CORP CMN	P	2017-09-13	2019-11-14
	16 KLA CORP CMN	P	2017-09-08	2019-11-14
	23 KLA CORP CMN	P	2017-09-07	2019-11-14
	90 MICROSOFT CORPORATION CMN	P	2017-04-28	2019-11-14
	10 TRANSDIGM GROUP INCORPORATED CMN	P	2018-10-23	2019-11-14
	188 APPLE INC. CMN	P	2016-12-19	2019-11-13
	111 APPLE INC. CMN	P	2016-10-26	2019-11-13
	70 APPLE INC. CMN	P	2015-08-26	2019-11-13
	13 APPLE INC. CMN	P	2014-09-10	2019-11-13
	20 COHEN & STEERS, INC. CMN	P	2012-09-12	2019-11-13
	95 COHEN & STEERS, INC. CMN	P	2011-06-07	2019-11-13
	95 COHEN & STEERS, INC. CMN	P	2011-05-20	2019-11-13
	20 COHEN & STEERS, INC. CMN	P	2011-03-18	2019-11-13
	5 COHEN & STEERS, INC. CMN	P	2011-03-14	2019-11-13
	90 DOLLAR GENERAL CORPORATION CMN	P	2017-06-20	2019-11-13
	93 DOLLAR GENERAL CORPORATION CMN	P	2017-03-17	2019-11-13
	20 DOLLAR GENERAL CORPORATION CMN	P	2017-02-06	2019-11-13
	244 DOLLAR GENERAL CORPORATION CMN	P	2017-01-11	2019-11-13
	180 INGERSOLL-RAND PLC CMN	P	2015-08-05	2019-11-13
	50 RITCHIE BROS. AUCTIONEERS INC CMN	P	2013-10-08	2019-11-13
	105 RITCHIE BROS. AUCTIONEERS INC CMN	P	2012-09-12	2019-11-13
	105 THE HOME DEPOT, INC. CMN	P	2015-01-16	2019-11-13
	522 VISA INC. CMN CLASS A	P	2016-12-19	2019-11-13
	153 VISA INC. CMN CLASS A	P	2016-12-19	2019-11-13
	159 VISA INC. CMN CLASS A	P	2016-07-25	2019-11-13
	3 BOOKING HOLDINGS INC. CMN	P	2019-03-05	2019-11-07
	4 IBERIABANK CORPORATION CMN	P	2013-01-31	2019-11-05
	250000 UBS AG LINKED TO BASKET OF INDICES UPSIDE LEVERED NO CAP STRUCTURED NOTE DUE 11/05/2019	P	2017-10-31	2019-11-05
	4 IBERIABANK CORPORATION CMN	P	2013-01-31	2019-11-04
	4 IBERIABANK CORPORATION CMN	P	2013-01-31	2019-10-31
	3 IBERIABANK CORPORATION CMN	P	2019-09-10	2019-10-30
	1 IBERIABANK CORPORATION CMN	P	2013-01-31	2019-10-30
	3 SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-05-06	2019-10-30
	50000 THE BOEING COMPANY 2.35% 10/30/2021 USD SR LIEN	P	2017-02-14	2019-10-21
	4 CAMBREX CORPORATION CMN	P	2018-06-27	2019-10-17
	10 CAMBREX CORPORATION CMN	P	2018-02-14	2019-10-17
	9 CAMBREX CORPORATION CMN	P	2017-08-04	2019-10-17
	2 CHURCHILL DOWNS INCORPORATED CMN	P	2018-12-21	2019-10-17
	4 FIVE BELOW INC CMN	P	2015-08-07	2019-10-17
	1 LITHIA MOTORS INC CL-A CMN CLASS A	P	2016-11-22	2019-10-17
	3 LITHIA MOTORS INC CL-A CMN CLASS A	P	2015-01-27	2019-10-17
	4 SILICON LABORATORIES INC. CMN	P	2017-02-02	2019-10-17
	50000 HOST HOTELS & RESORTS, L.P. 6.0% 10/01/2021 SER Z SR LIEN	P	2014-10-03	2019-10-15
	134 ADOBE INC CMN	P	2017-01-24	2019-10-03
	5 AMAZON.COM INC CMN	P	2017-01-06	2019-10-03
	10 CHIPOTLE MEXICAN GRILL, INC. CMN	P	2018-04-24	2019-10-03
	5 CHIPOTLE MEXICAN GRILL, INC. CMN	P	2018-03-21	2019-10-03
	5 CHIPOTLE MEXICAN GRILL, INC. CMN	P	2018-02-06	2019-10-03
	2 FIDELITY NATL INFO SVCS INC CMN	P	2017-10-24	2019-10-03
	178 FIDELITY NATL INFO SVCS INC CMN	P	2016-02-05	2019-10-03
	146 FIDELITY NATL INFO SVCS INC CMN	P	2016-02-04	2019-10-03
	35 FIVE BELOW INC CMN	P	2015-09-04	2019-10-03
	120 FIVE BELOW INC CMN	P	2015-09-03	2019-10-03
	15 FIVE BELOW INC CMN	P	2015-08-07	2019-10-03
	135 GLOBUS MEDICAL INC CMN CLASS A	P	2014-08-06	2019-10-03
	5 HUBSPOT INC. CMN	P	2016-12-19	2019-10-03
	55 HUBSPOT INC. CMN	P	2016-11-03	2019-10-03
	74 HUBSPOT INC. CMN	P	2016-08-04	2019-10-03
	240 MICROSOFT CORPORATION CMN	P	2016-04-22	2019-10-03
	136 MICROSOFT CORPORATION CMN	P	2016-02-05	2019-10-03
	137 MICROSOFT CORPORATION CMN	P	2015-11-20	2019-10-03
	532 MICROSOFT CORPORATION CMN	P	2015-10-27	2019-10-03
	60 POWER INTEGRATIONS INC CMN	P	2011-06-07	2019-10-03
	25 POWER INTEGRATIONS INC CMN	P	2011-05-20	2019-10-03
	86 SALESFORCE.COM, INC CMN	P	2016-11-10	2019-10-03
	68 SALESFORCE.COM, INC CMN	P	2016-09-28	2019-10-03
	98 SALESFORCE.COM, INC CMN	P	2016-02-09	2019-10-03
	89 SALESFORCE.COM, INC CMN	P	2015-07-09	2019-10-03
	120 SERVICENOW INC CMN	P	2016-08-24	2019-10-03
	228 TARGA RESOURCES CORP. CMN	P	2016-02-17	2019-10-03
	108 TARGA RESOURCES CORP. CMN	P	2016-02-17	2019-10-03
	55 TARGA RESOURCES CORP. CMN	P	2016-02-17	2019-10-03
	51 TARGA RESOURCES CORP. CMN	P	2016-02-17	2019-10-03
	48 TARGA RESOURCES CORP. CMN	P	2016-02-17	2019-10-03
	41 TARGA RESOURCES CORP. CMN	P	2016-02-17	2019-10-03
	22 TRANSDIGM GROUP INCORPORATED CMN	P	2017-04-18	2019-10-03
	19 TRANSDIGM GROUP INCORPORATED CMN	P	2017-03-28	2019-10-03
	21 TRANSDIGM GROUP INCORPORATED CMN	P	2015-08-06	2019-10-03
	87 UNIVERSAL DISPLAY CORPORATION CMN	P	2016-08-09	2019-10-03
	238 VISA INC. CMN CLASS A	P	2016-01-29	2019-10-03
	33 AMERICAN TOWER CORPORATION CMN	P	2018-10-23	2019-09-10
	1 INSULET CORPORATION CMN	P	2019-03-04	2019-09-10
	8 INSULET CORPORATION CMN	P	2019-02-01	2019-09-10
	3 ICU MEDICAL INC CMN	P	2013-01-31	2019-08-09
	15 MEDIDATA SOLUTIONS, INC. CMN	P	2013-01-31	2019-08-07
	5 TUPPERWARE BRANDS CORPORATION CMN	P	2015-02-03	2019-08-07
	10 TUPPERWARE BRANDS CORPORATION CMN	P	2013-01-31	2019-08-07
	1 POWER INTEGRATIONS INC CMN	P	2013-01-31	2019-07-29
	2 HELEN OF TROY LTD (NEW) CMN	P	2016-06-03	2019-07-24
	2 ICU MEDICAL INC CMN	P	2013-01-31	2019-07-24
	15 PROASSURANCE CORPORATION CMN	P	2013-01-31	2019-07-24
	10 TEXAS CAPITAL BANCSHARES, INC. CMN	P	2014-08-15	2019-07-11
	5 TEXAS CAPITAL BANCSHARES, INC. CMN	P	2014-04-25	2019-07-11
	6 TEXAS CAPITAL BANCSHARES, INC. CMN	P	2014-04-10	2019-07-11
	100000 ORACLE CORPORATION 5.0% 07/08/2019 SR LIEN	P	2009-06-30	2019-07-08
	12 FACEBOOK, INC. CMN CLASS A	P	2018-10-23	2019-07-05
	2 HUBSPOT INC. CMN	P	2016-08-04	2019-06-27
	3 FIVE BELOW INC CMN	P	2015-08-07	2019-06-17
	2 GRAND CANYON EDUCATION, INC. CMN	P	2015-01-26	2019-06-17
	1 MEDIDATA SOLUTIONS, INC. CMN	P	2015-02-05	2019-06-17
	3 MEDIDATA SOLUTIONS, INC. CMN	P	2013-01-31	2019-06-17
	42 CARMAX, INC. CMN	P	2018-10-23	2019-06-04
	700 SPDR S&P 500 ETF TRUST	P	2018-07-12	2019-06-04
	45 AMNEAL PHARMACEUTICALS, INC. CMN	P	2017-10-19	2019-05-16
	10 AMNEAL PHARMACEUTICALS, INC. CMN	P	2016-02-22	2019-05-16
	41 MICROCHIP TECHNOLOGY INCORPORA CMN	P	2018-10-23	2019-05-01
	84 SCHLUMBERGER LTD CMN	P	2018-10-23	2019-04-30
	4 MEDIDATA SOLUTIONS, INC. CMN	P	2015-02-05	2019-04-29
	10 HEALTHCARE SVCS GROUP INC CMN	P	2013-01-31	2019-04-26
	10 EPAM SYS INC CMN	P	2013-11-05	2019-04-11
	2 EPAM SYS INC CMN	P	2013-11-04	2019-04-11
	75000 WELLTOWER INC. 4.125% 04/01/2019 SR LIEN	P	2013-08-16	2019-03-18
	10 AAR CORP CMN	P	2018-08-28	2019-03-14
	4 ADOBE INC CMN	P	2018-10-23	2019-03-14
	3 ALAMO GROUP INC. CMN	P	2018-04-02	2019-03-14
	2 ALLEGIANT TRAVEL COMPANY CMN	P	2018-05-01	2019-03-14
	2 ALLERGAN PUBLIC LIMITED COMPAN CMN	P	2018-10-23	2019-03-14
	2 ALPHABET INC. CMN CLASS C	P	2019-02-04	2019-03-14
	1 AMAZON.COM INC CMN	P	2018-10-23	2019-03-14
	20 AMERICAN TOWER CORPORATION CMN	P	2018-10-23	2019-03-14
	5 AMERIS BANCORP CMN	P	2017-06-29	2019-03-14
	5 AMERISAFE, INC CMN	P	2018-05-10	2019-03-14
	1 AMERISAFE, INC CMN	P	2018-05-09	2019-03-14
	10 AMNEAL PHARMACEUTICALS, INC. CMN	P	2016-04-22	2019-03-14
	5 AMNEAL PHARMACEUTICALS, INC. CMN	P	2016-02-22	2019-03-14
	6 APPLE INC. CMN	P	2018-10-23	2019-03-14
	5 ATRICURE, INC. CMN	P	2018-10-31	2019-03-14
	1 BALCHEM CORPORATION CMN	P	2014-09-25	2019-03-14
	2 BALCHEM CORPORATION CMN	P	2014-09-24	2019-03-14
	7 BERKSHIRE HATHAWAY INC. CLASS B	P	2018-10-23	2019-03-14
	1 BOOKING HOLDINGS INC. CMN	P	2019-03-05	2019-03-14
	1 CAMBREX CORPORATION CMN	P	2018-06-27	2019-03-14
	4 CAMBREX CORPORATION CMN	P	2017-08-03	2019-03-14
	14 CARMAX, INC. CMN	P	2018-10-23	2019-03-14
	10 CATALENT, INC. CMN	P	2018-03-28	2019-03-14
	5 CATALENT, INC. CMN	P	2017-09-27	2019-03-14
	10 CATHAY GENERAL BANCORP CMN	P	2017-12-15	2019-03-14
	5 CENTRAL GARDEN & PET CO CMN	P	2018-02-21	2019-03-14
	5 CENTRAL GARDEN & PET COMPANY CMN CLASS A NON VOTING SHARES	P	2018-08-02	2019-03-14
	3 CHURCHILL DOWNS INCORPORATED CMN	P	2019-03-04	2019-03-14
	5 CHUYS HLDGS INC CMN	P	2018-05-07	2019-03-14
	10 COHEN & STEERS, INC. CMN	P	2013-01-31	2019-03-14
	2 COMPASS MINERALS INTL, INC. CMN	P	2017-01-17	2019-03-14
	3 COMPASS MINERALS INTL, INC. CMN	P	2015-02-04	2019-03-14
	4 DRIL-QUIP, INC. CMN	P	2014-08-15	2019-03-14
	1 DRIL-QUIP, INC. CMN	P	2013-01-31	2019-03-14
	6 ECOLAB INC. CMN	P	2018-10-23	2019-03-14
	10 ENTEGRIS, INC. CMN	P	2019-01-22	2019-03-14
	1 EPAM SYS INC CMN	P	2017-03-02	2019-03-14
	2 EPAM SYS INC CMN	P	2013-11-04	2019-03-14
	5 EXLSERVICE HOLDINGS, INC. CMN	P	2017-06-26	2019-03-14
	5 FACEBOOK, INC. CMN CLASS A	P	2018-10-23	2019-03-14
	17 FIRST REPUBLIC BANK CMN SERIES	P	2018-10-23	2019-03-14
	5 FIVE BELOW INC CMN	P	2015-08-07	2019-03-14
	12 FORTIVE CORPORATION CMN	P	2018-10-23	2019-03-14
	10 FORUM ENERGY TECHNOLOGIES INC CMN	P	2014-04-30	2019-03-14
	10 GLACIER BANCORP INC (NEW) CMN	P	2017-12-15	2019-03-14
	15 GLOBUS MEDICAL INC CMN CLASS A	P	2014-05-15	2019-03-14
	7 GRAND CANYON EDUCATION, INC. CMN	P	2015-01-26	2019-03-14
	10 HEALTHCARE SVCS GROUP INC CMN	P	2018-03-28	2019-03-14
	10 HEALTHCARE SVCS GROUP INC CMN	P	2014-09-05	2019-03-14
	15 HEARTLAND EXPRESS INC CMN	P	2013-01-31	2019-03-14
	2 HELEN OF TROY LTD (NEW) CMN	P	2016-06-03	2019-03-14
	14 HONEYWELL INTL INC CMN	P	2018-10-23	2019-03-14
	4 HUBSPOT INC. CMN	P	2016-08-04	2019-03-14
	2 IBERIABANK CORPORATION CMN	P	2013-12-18	2019-03-14
	2 IBERIABANK CORPORATION CMN	P	2013-01-31	2019-03-14
	5 ICF INTERNATIONAL INC CMN	P	2018-02-20	2019-03-14
	3 ICU MEDICAL INC CMN	P	2013-01-31	2019-03-14
	4 IDACORP, INC. CMN	P	2016-10-19	2019-03-14
	2 INSULET CORPORATION CMN	P	2019-03-04	2019-03-14
	2 INTUIT INC CMN	P	2018-10-23	2019-03-14
	3 JOHN BEAN TECHNOLOGIES CORPORA CMN	P	2017-06-29	2019-03-14
	6 JOHNSON & JOHNSON CMN	P	2018-10-23	2019-03-14
	3 LHC GROUP, INC CMN	P	2019-03-04	2019-03-14
	4 LINDE PLC CMN	P	2018-10-23	2019-03-14
	4 LITHIA MOTORS INC CL-A CMN CLASS A	P	2016-11-22	2019-03-14
	10 MACOM TECHNOLOGY SOLUTIONS CMN	P	2016-04-27	2019-03-14
	3 MARKEL CORPORATION CMN	P	2018-10-23	2019-03-14
	6 MATADOR RES CO CMN	P	2018-11-20	2019-03-14
	5 MATADOR RES CO CMN	P	2018-06-08	2019-03-14
	9 MATADOR RES CO CMN	P	2018-06-07	2019-03-14
	5 MEDIDATA SOLUTIONS, INC. CMN	P	2015-12-31	2019-03-14
	5 MERIDIAN BANCORP INC. CMN	P	2018-03-28	2019-03-14
	1 METTLER-TOLEDO INTL CMN	P	2018-10-23	2019-03-14
	16 MICROCHIP TECHNOLOGY INCORPORA CMN	P	2018-10-23	2019-03-14
	5 MOBILE MINI INC CMN	P	2019-03-05	2019-03-14
	5 MOODY'S CORPORATION CMN	P	2018-10-23	2019-03-14
	4 NATIONAL HEALTH INVESTORS, INC CMN	P	2013-01-31	2019-03-14
	4 NORTHWESTERN CORPORATION CMN	P	2013-09-10	2019-03-14
	2 O'REILLY AUTOMOTIVE, INC. CMN	P	2018-10-23	2019-03-14
	21 ORACLE CORPORATION CMN	P	2018-10-23	2019-03-14
	3 OXFORD IND INC CMN	P	2014-03-27	2019-03-14
	4 PACIFIC PREMIER BANCORP CMN	P	2018-05-10	2019-03-14
	6 PACIFIC PREMIER BANCORP CMN	P	2018-03-14	2019-03-14
	5 PATRICK INDUSTRIES, INC. CMN	P	2018-01-30	2019-03-14
	5 PAYLOCITY HOLDING CORPORATION CMN	P	2018-09-17	2019-03-14
	10 PEBBLEBROOK HOTEL TRUST CMN	P	2017-06-29	2019-03-14
	16 PEPSICO, INC. CMN	P	2018-10-23	2019-03-14
	15 PERFORMANCE FOOD GROUP COMPANY CMN	P	2018-02-08	2019-03-14
	10 POLYONE CORPORATION CMN	P	2018-05-24	2019-03-14
	2 POWER INTEGRATIONS INC CMN	P	2013-01-31	2019-03-14
	10 PRA GROUP, INC. CMN	P	2018-05-24	2019-03-14
	10 PRIMORIS SERVICES CORPORATION CMN	P	2014-06-09	2019-03-14
	3 PROOFPOINT INC CMN	P	2017-06-27	2019-03-14
	10 QTS REALTY TRUST, INC. CMN	P	2017-10-31	2019-03-14
	3 RBC BEARINGS INCORPORATED CMN	P	2013-01-31	2019-03-14
	10 RITCHIE BROS. AUCTIONEERS INC CMN	P	2018-04-02	2019-03-14
	5 RITCHIE BROS. AUCTIONEERS INC CMN	P	2013-01-31	2019-03-14
	2 ROGERS CORP CMN	P	2018-01-12	2019-03-14
	5 ROPER TECHNOLOGIES INC CMN	P	2018-10-23	2019-03-14
	14 SCHLUMBERGER LTD CMN	P	2018-10-23	2019-03-14
	19 SENSATA TECHNOLOGIES HOLDING P CMN	P	2018-10-23	2019-03-14
	15 SILGAN HOLDINGS INC CMN	P	2018-03-28	2019-03-14
	4 SILICON LABORATORIES INC. CMN	P	2018-09-13	2019-03-14
	10 SKYLINE CHAMPION CORPORATION CMN	P	2018-09-21	2019-03-14
	10 STAG INDUSTRIAL, INC. CMN	P	2017-12-15	2019-03-14
	10 STIFEL FINANCIAL CORP CMN	P	2013-01-31	2019-03-14
	4 SUN HYDRAULICS INC CMN	P	2017-08-08	2019-03-14
	1 SUN HYDRAULICS INC CMN	P	2017-08-07	2019-03-14
	10 SYNEOS HEALTH INC CMN	P	2018-06-27	2019-03-14
	4 TELEFLEX INC. CMN	P	2018-10-23	2019-03-14
	5 TEXAS CAPITAL BANCSHARES, INC. CMN	P	2014-04-10	2019-03-14
	10 TEXAS ROADHOUSE, INC. CMN	P	2014-03-27	2019-03-14
	2 TRANSDIGM GROUP INCORPORATED CMN	P	2018-10-23	2019-03-14
	5 TUPPERWARE BRANDS CORPORATION CMN	P	2013-01-31	2019-03-14
	14 U.S. BANCORP CMN	P	2018-10-23	2019-03-14
	20 UNILEVER N.V. NY SHS (NEW) ADR CMN	P	2018-10-23	2019-03-14
	5 UNITED BANKSHARES INC W V CMN	P	2016-12-20	2019-03-14
	10 UNIVERSAL FOREST PRODUCTS INC CMN	P	2013-01-31	2019-03-14
	5 US ECOLOGY HOLDINGS INC CMN	P	2019-03-04	2019-03-14
	5 VIRTUSA CORPORATION CMN	P	2019-01-02	2019-03-14
	10 VISA INC. CMN CLASS A	P	2018-10-23	2019-03-14
	1 WD 40 CO CMN	P	2013-01-31	2019-03-14
	2 WEBSTER FINANCIAL CORP CMN	P	2019-01-17	2019-03-14
	3 WEBSTER FINANCIAL CORP CMN	P	2015-03-25	2019-03-14
	5 WOLVERINE WORLD WIDE CMN	P	2016-05-05	2019-03-14
	10 WRIGHT MED GROUP N V CMN	P	2017-06-29	2019-03-14
	15 XPO LOGISTICS INC CMN	P	2018-10-23	2019-03-05
	68 XPO LOGISTICS INC CMN	P	2018-10-23	2019-03-05
	30 DIPLOMAT PHARMACY, INC. CMN	P	2017-08-16	2019-02-27
	3 DIPLOMAT PHARMACY, INC. CMN	P	2015-10-16	2019-02-27
	60000 JPMORGAN CHASE & CO. LINKED TO SHORT JPY VS. LONG U UPSIDE LEVERED, UNCAPPED STRUCTURED NOTE D	P	2018-02-21	2019-02-26
	15 DIPLOMAT PHARMACY, INC. CMN	P	2018-07-27	2019-02-25
	10 DIPLOMAT PHARMACY, INC. CMN	P	2015-11-20	2019-02-25
	10 DIPLOMAT PHARMACY, INC. CMN	P	2015-10-19	2019-02-25
	2 DIPLOMAT PHARMACY, INC. CMN	P	2015-10-16	2019-02-25
	5 INSTALLED BLDG PRODS INC CMN	P	2018-02-08	2019-02-21
	3 INSTALLED BLDG PRODS INC CMN	P	2018-02-08	2019-02-20
	2 INSTALLED BLDG PRODS INC CMN	P	2017-11-13	2019-02-20
	3 INSTALLED BLDG PRODS INC CMN	P	2017-12-12	2019-02-19
	2 INSTALLED BLDG PRODS INC CMN	P	2017-11-13	2019-02-19
	3 INSTALLED BLDG PRODS INC CMN	P	2017-12-08	2019-02-15
	3 EPAM SYS INC CMN	P	2017-03-02	2019-02-14
	3 INSTALLED BLDG PRODS INC CMN	P	2018-01-12	2019-02-14
	2 INSTALLED BLDG PRODS INC CMN	P	2017-12-08	2019-02-14
	6 INSTALLED BLDG PRODS INC CMN	P	2018-03-12	2019-02-13
	1 INSTALLED BLDG PRODS INC CMN	P	2018-01-12	2019-02-13
	7 BLACKBAUD, INC CMN	P	2013-01-31	2019-02-07
	12 BLACKBAUD, INC CMN	P	2014-05-15	2019-02-05
	1 BLACKBAUD, INC CMN	P	2013-01-31	2019-02-05
	120 MONDELEZ INTERNATIONAL, INC. CMN	P	2018-10-23	2019-02-04
	3 EPAM SYS INC CMN	P	2017-03-02	2019-02-01
	10 WRIGHT MED GROUP N V CMN	P	2017-06-29	2019-02-01
	3 EPAM SYS INC CMN	P	2017-03-02	2019-01-17
	5 POWER INTEGRATIONS INC CMN	P	2014-04-30	2019-01-17
	4 POWER INTEGRATIONS INC CMN	P	2013-01-31	2019-01-17
	10 SUN HYDRAULICS INC CMN	P	2018-02-02	2019-01-17
	FIRST CLASS ACTION RECOVERY - JC PENNEY	P	2019-12-10	2019-12-10

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	262	273	-11
b	214	218	-4
c	214	243	-29
d	336	326	10
e	7	5	2
	13	284	-271
	7	143	-136
	26	559	-533
	7	142	-135
	265	328	-63
	195	185	10
	444	443	1
	6,990	3,181	3,809
	20,971	9,939	11,032
	1,311	1,012	299
	15,733	13,253	2,480
	3,933	1,819	2,114
	5,490	2,400	3,090
	3,019	1,334	1,685
	8,454	3,594	4,860
	177	39	138
	5,650	1,615	4,035
	2,295	721	1,574
	1,059	325	734
	1,413	425	988
	2,825	764	2,061
	4,061	1,146	2,915
	13,337	6,164	7,173
	5,591	3,303	2,288
	49,573	21,962	27,611
	29,269	12,736	16,533
	18,458	7,418	11,040
	3,428	1,314	2,114
	1,314	599	715
	6,240	2,458	3,782
	6,240	2,411	3,829
	1,314	481	833
	328	122	206
	14,120	6,430	7,690
	14,591	6,738	7,853
	3,138	1,439	1,699
	38,281	17,905	20,376
	23,167	10,864	12,303
	2,089	969	1,120
	4,388	2,030	2,358
	24,541	10,838	13,703
	93,406	40,800	52,606
	27,378	11,983	15,395
	28,451	12,538	15,913
	5,580	5,159	421
	313	208	105
	248,083	250,000	-1,917
	307	208	99
	293	208	85
	225	222	3
	75	52	23
	254	193	61
	50,351	50,026	325
	238	202	36
	595	538	57
	536	524	12
	260	157	103
	532	147	385
	128	90	38
	383	266	117
	439	282	157
	53,837	52,236	1,601
	36,435	15,240	21,195
	8,592	3,976	4,616
	8,159	3,386	4,773
	4,080	1,615	2,465
	4,080	1,489	2,591
	259	140	119
	23,081	9,155	13,926
	18,931	7,594	11,337
	4,350	1,192	3,158
	14,914	4,180	10,734
	1,864	552	1,312
	6,760	2,507	4,253
	787	243	544
	8,655	2,754	5,901
	11,645	4,127	7,518
	32,668	12,436	20,232
	18,512	6,861	11,651
	18,648	7,366	11,282
	72,413	28,649	43,764
	5,325	2,186	3,139
	2,219	919	1,300
	12,604	6,358	6,246
	9,966	4,830	5,136
	14,363	5,603	8,760
	13,044	6,306	6,738
	30,851	8,734	22,117
	9,026	1,744	7,282
	4,276	1,166	3,110
	2,177	421	1,756
	2,019	390	1,629
	1,900	458	1,442
	1,623	314	1,309
	11,141	4,643	6,498
	9,622	3,676	5,946
	10,635	4,430	6,205
	14,158	5,507	8,651
	41,049	17,292	23,757
	7,130	4,986	2,144
	146	92	54
	1,170	656	514
	506	181	325
	1,369	359	1,010
	78	355	-277
	155	742	-587
	90	37	53
	294	209	85
	505	121	384
	554	677	-123
	597	515	82
	299	278	21
	358	370	-12
	100,000	99,627	373
	2,342	1,854	488
	345	112	233
	393	110	283
	248	90	158
	91	44	47
	274	72	202
	3,371	2,910	461
	195,373	195,467	-94
	396	942	-546
	88	326	-238
	4,102	2,767	1,335
	3,579	4,639	-1,060
	364	177	187
	337	243	94
	1,721	365	1,356
	344	73	271
	75,000	75,000
	340	469	-129
	1,070	1,010	60
	294	329	-35
	255	323	-68
	301	377	-76
	2,377	2,239	138
	1,689	1,773	-84
	3,751	3,022	729
	191	243	-52
	303	297	6
	61	59	2
	138	364	-226
	69	163	-94
	1,104	1,335	-231
	147	159	-12
	94	57	37
	188	115	73
	1,427	1,434	-7
	1,740	1,720	20
	40	50	-10
	159	247	-88
	849	970	-121
	418	406	12
	209	195	14
	364	432	-68
	145	199	-54
	131	199	-68
	257	273	-16
	109	149	-40
	419	316	103
	104	162	-58
	156	271	-115
	172	400	-228
	43	82	-39
	1,041	891	150
	355	294	61
	167	75	92
	334	73	261
	299	280	19
	851	773	78
	1,754	1,500	254
	585	184	401
	993	926	67
	61	299	-238
	410	387	23
	683	364	319
	801	313	488
	317	434	-117
	317	276	41
	304	207	97
	226	209	17
	2,176	2,060	116
	680	223	457
	152	124	28
	152	104	48
	382	282	100
	702	181	521
	400	304	96
	192	185	7
	513	419	94
	273	288	-15
	830	835	-5
	336	327	9
	696	662	34
	357	360	-3
	186	422	-236
	3,016	3,286	-270
	112	138	-26
	93	130	-37
	168	243	-75
	376	249	127
	79	101	-22
	698	545	153
	1,346	1,080	266
	180	185	-5
	874	789	85
	317	245	72
	282	164	118
	735	685	50
	1,114	1,011	103
	232	221	11
	113	165	-52
	170	265	-95
	226	333	-107
	433	411	22
	318	264	54
	1,854	1,766	88
	570	464	106
	304	425	-121
	141	75	66
	269	396	-127
	221	308	-87
	367	254	113
	431	499	-68
	403	157	246
	338	311	27
	169	108	61
	308	342	-34
	1,630	1,364	266
	605	773	-168
	906	827	79
	431	413	18
	319	373	-54
	193	193
	284	278	6
	551	368	183
	187	190	-3
	47	43	4
	415	470	-55
	1,195	967	228
	295	309	-14
	592	257	335
	887	669	218
	135	371	-236
	725	722	3
	1,126	1,104	22
	187	232	-45
	301	135	166
	284	293	-9
	271	207	64
	1,546	1,396	150
	176	53	123
	111	105	6
	167	110	57
	178	95	83
	317	269	48
	723	1,380	-657
	3,276	8,457	-5,181
	190	500	-310
	19	85	-66
	63,642	60,000	3,642
	88	333	-245
	59	353	-294
	59	295	-236
	12	57	-45
	227	311	-84
	134	187	-53
	89	125	-36
	136	211	-75
	91	125	-34
	135	216	-81
	465	226	239
	132	219	-87
	88	144	-56
	264	371	-107
	44	73	-29
	503	177	326
	842	392	450
	70	25	45
	5,492	4,958	534
	428	226	202
	294	269	25
	408	226	182
	312	224	88
	250	150	100
	342	562	-220
	87		87

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-11
b			-4
c			-29
d			10
e			2
			-271
			-136
			-533
			-135
			-63
			10
			1
			3,809
			11,032
			299
			2,480
			2,114
			3,090
			1,685
			4,860
			138
			4,035
			1,574
			734
			988
			2,061
			2,915
			7,173
			2,288
			27,611
			16,533
			11,040
			2,114
			715
			3,782
			3,829
			833
			206
			7,690
			7,853
			1,699
			20,376
			12,303
			1,120
			2,358
			13,703
			52,606
			15,395
			15,913
			421
			105
			-1,917
			99
			85
			3
			23
			61
			325
			36
			57
			12
			103
			385
			38
			117
			157
			1,601
			21,195
			4,616
			4,773
			2,465
			2,591
			119
			13,926
			11,337
			3,158
			10,734
			1,312
			4,253
			544
			5,901
			7,518
			20,232
			11,651
			11,282
			43,764
			3,139
			1,300
			6,246
			5,136
			8,760
			6,738
			22,117
			7,282
			3,110
			1,756
			1,629
			1,442
			1,309
			6,498
			5,946
			6,205
			8,651
			23,757
			2,144
			54
			514
			325
			1,010
			-277
			-587
			53
			85
			384
			-123
			82
			21
			-12
			373
			488
			233
			283
			158
			47
			202
			461
			-94
			-546
			-238
			1,335
			-1,060
			187
			94
			1,356
			271

			-129
			60
			-35
			-68
			-76
			138
			-84
			729
			-52
			6
			2
			-226
			-94
			-231
			-12
			37
			73
			-7
			20
			-10
			-88
			-121
			12
			14
			-68
			-54
			-68
			-16
			-40
			103
			-58
			-115
			-228
			-39
			150
			61
			92
			261
			19
			78
			254
			401
			67
			-238
			23
			319
			488
			-117
			41
			97
			17
			116
			457
			28
			48
			100
			521
			96
			7
			94
			-15
			-5
			9
			34
			-3
			-236
			-270
			-26
			-37
			-75
			127
			-22
			153
			266
			-5
			85
			72
			118
			50
			103
			11
			-52
			-95
			-107
			22
			54
			88
			106
			-121
			66
			-127
			-87
			113
			-68
			246
			27
			61
			-34
			266
			-168
			79
			18
			-54

			6
			183
			-3
			4
			-55
			228
			-14
			335
			218
			-236
			3
			22
			-45
			166
			-9
			64
			150
			123
			6
			57
			83
			48
			-657
			-5,181
			-310
			-66
			3,642
			-245
			-294
			-236
			-45
			-84
			-53
			-36
			-75
			-34
			-81
			239
			-87
			-56
			-107
			-29
			326
			450
			45
			534
			202
			25
			182
			88
			100
			-220
			87

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	581,801
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3	498

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2018	284,778	6,026,289	0.04726
2017	210,000	5,509,524	0.03812
2016	36,500	4,080,957	0.00894
2015	408,440	3,645,927	0.11203
2014	11,000	3,481,634	0.00316

Total of line 1, column (d) .....................

0.209501

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.041900

Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......

6,170,958

Multiply line 4 by line 3......................

258,563

Enter 1% of net investment income (1% of Part I, line 27b)...........

7,329

Add lines 5 and 6........................

265,892

Enter qualifying distributions from Part XII, line 4,.............

90,000

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2019)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	14,659
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2
3	Add lines 1 and 2...........................	3	14,659
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	14,659
6	Credits/Payments:

a	2019 estimated tax payments and 2018 overpayment credited to 2019	6a
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	544
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9	15,203
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10
11	Enter the amount of line 10 to be: Credited to 2020 estimated tax	Refunded	11

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2019)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

N/A

The books are in care of bullet

WILLIAM R BATTLE III Telephone no. bullet

(205) 348-3620

Located at bullet

6552 WATERFRONT DRIVETUSCALOOSAAL ZIP+4 bullet

35406

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2019?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2019, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2019?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2019.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?

Form 990-PF (2019)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
WILLIAM R BATTLE III	TRUSTEE 1.00	0
6552 WATERFRONT DRIVE TUSCALOOSA,AL35406	TRUSTEE 1.00	0

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................

Form 990-PF (2019)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1	TO PAY OUT OR USE INCOME OR PRINCIPAL EXCLUSIVELY TOOR FOR CHARITABLE ORGANIZATIONS DESCRIBED IN AND EXEMPTFROM TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUECODE.	0
2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2019)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

6,171,512

Average of monthly cash balances.......................

93,420

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

6,264,932

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

6,264,932

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

93,974

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

6,170,958

Minimum investment return. Enter 5% of line 5..................

308,548

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

308,548

Tax on investment income for 2019 from Part VI, line 5......

14,659

Income tax for 2019. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

14,659

Distributable amount before adjustments. Subtract line 2c from line 1............

293,889

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

293,889

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

293,889

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

90,000

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

90,000

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

90,000

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2019)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(d) 2019
1 Distributable amount for 2019 from Part XI, line 7			293,889
2 Undistributed income, if any, as of the end of 2019:
a Enter amount for 2018 only.......
b Total for prior years:20, 20, 20
3 Excess distributions carryover, if any, to 2019:
a From 2014......
b From 2015......	63,274
c From 2016......
d From 2017......
e From 2018......
fTotal of lines 3a through e........		63,274
4Qualifying distributions for 2019 from Part
XII, line 4: $ 90,000
a Applied to 2018, but not more than line 2a
b Applied to undistributed income of prior years (Election required—see instructions).....
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2019 distributable amount.....			90,000
e Remaining amount distributed out of corpus
5 Excess distributions carryover applied to 2019.		63,274	63,274
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........
e Undistributed income for 2018. Subtract line 4a from line 2a. Taxable amount—see instructions .............
f Undistributed income for 2019. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2020 ..........			140,615
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......
8 Excess distributions carryover from 2014 not applied on line 5 or line 7 (see instructions) ...
9Excess distributions carryover to 2020. Subtract lines 7 and 8 from line 6a ......
10 Analysis of line 9:
a Excess from 2015....
b Excess from 2016....
c Excess from 2017....
d Excess from 2018....
e Excess from 2019....

Form 990-PF (2019)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2019	(b) 2018	(c) 2017	(d) 2016	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

WILLIAM R BATTLE III

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2019)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
NATIONAL FOOTBALL FOUNDATION 433 E LAS COLINAS BLVD SUITE 1130 IRVING,TX75039	NONE	501(C)(3)	EDUCATIONAL PURPOSES	10,000
BIG OAK RANCH PO BOX 507 SPRINGVILLE,AL35146	NONE	501(C)(3)	EDUCATIONAL PURPOSES	2,500
UNITED WAY DE TOQUEVILLE SOCIETY 2720 6TH STREET TUSCALOOSA,AL35401	NONE	501(C)(3)	EDUCATIONAL PURPOSES	10,000
ARTHRITIS FOUNDATION SOUTHEAST REGI 500 OFFICE PARK DRIVE SUITE 200 BIRMINGHAM,AL35223	NONE	501(C)(3)	MEDICAL RESEARCH	35,000
BRYANT JORDAN STUDENT ATHLETE FUND POST OFFICE BOX 242367 MONTGOMERY,AL36124	NONE	501(C)(3)	EDUCATIONAL PURPOSE	2,500
ALABAMA SPORTS HALL OF FAME 2150 RICHARD ARRINGTON JR BLVD BIRMINGHAM,AL35203	NONE	501(C)(3)	EDUCATIONAL PURPOSE	2,500
SHEPHERD CENTER 2020 PEACHTREE ROAD NW ATLANTA,GA30309	NONE	501(C)(3)	MEDICAL RESEARCH	2,500
FELLOWSHIP OF CHRISTIAN ATHLETES 8701 LEEDS ROAD KANSAS CITY,MO64129	NONE	501(C)(3)	EDUCATIONAL PURPOSE	5,000
HEALTHY EATING ACTIVE LIVING HEAL POST OFFICE BOX 660827 BIRMINGHAM,AL35266	NONE	501(C)(3)	EDUCATIONAL PURPOSES	5,000
HOOVER INSTITUTION STANFORD UNIVERSITY STANFORD,CA94305	NONE	501(C)(3)	EDUCATIONAL PURPOSES	10,000
CULVERHOUSE COLLEGE OF BUSINESS 361 STADIUM DRIVE TUSCALOOSA,AL35487	NONE	501(C)(3)	EDUCATIONAL PURPOSES	2,500
MIKE SLIVE FOUNDATION POST OFFICE BOX 530748 BIRMINGHAM,AL35253	NONE	501(C)(3)	MEDICAL RESEARCH	2,500
Total ................................. 3a				90,000

bApproved for future payment

Total ................................. 3b

Form 990-PF (2019)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........					86,804
4 Dividends and interest from securities....					76,483
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............					581,801
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aCAPITAL GAIN DISTRIBUTION					11,337
bNON-DIVIDEND DISTRIBUTION					782
cUNREALIZED LOSS ON ASSETS					82,108
d
e
12 Subtotal. Add columns (b), (d), and (e)..					839,315

13Total. Add line 12, columns (b), (d), and (e)..................

839,315

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2019)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.) Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2019)

Additional Data

Software ID:	19009920
Software Version:	2019v5.0

Form 990PF - Special Condition Description:

Special Condition Description

Name of organization THE BATTLE FAMILY FOUNDATION

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
1	WILLIAM R BATTLE III 6552 WATERFRONT DRIVE TUSCALOOSA, AL35406	$ 1,002,099	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Name of organization THE BATTLE FAMILY FOUNDATION		Employer identification number 58-6343708

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
1	PUBLICLY TRADED SECURITIES	$ 1,002,099	2019-09-20
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
BANK CHARGES	18	18	18	0
MANAGEMENT FEES	21,979	21,979	21,979	0

Category	Amount	Net Investment Income	Adjusted Net Income	Disbursements for Charitable Purposes
FOREIGN TAXES	1,472	1,472	1,472
OTHER TAXES	15	15	15


Name of organization THE BATTLE FAMILY FOUNDATION			Employer identification number 58-6343708
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

Description	Revenue And Expenses Per Books	Net Investment Income	Adjusted Net Income
CAPITAL GAIN DISTRIBUTION	11,337	11,337	11,337
NON-DIVIDEND DISTRIBUTION	782
UNREALIZED LOSS ON ASSETS	82,108