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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
T LLOYD KELLY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
BANK OF AMERICANA 135 S LASALLE S
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
36-6050341
B
Telephone number (see instructions)
(866) 752-2127
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
5,368,037
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
107,492
105,792
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
71,300
b
Gross sales price for all assets on line 6a
1,562,603
7
Capital gain net income (from Part IV, line 2)
...
71,300
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
178,792
177,092
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
6,916
0
0
6,916
b
Accounting fees (attach schedule)
.......
2,188
1,313
0
875
c
Other professional fees (attach schedule)
....
42,964
26,627
16,337
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
4,996
3,070
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
15
15
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
57,079
31,010
0
24,143
25
Contributions, gifts, grants paid
.......
234,000
234,000
26
Total expenses and disbursements.
Add lines 24 and 25
291,079
31,010
0
258,143
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-112,287
b
Net investment income
(if negative, enter -0-)
146,082
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
285,027
166,441
166,441
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
3,349,646
3,424,467
4,406,246
c
Investments—corporate bonds (attach schedule)
.......
104,220
50,225
50,317
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
756,069
738,474
745,033
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
4,494,962
4,379,607
5,368,037
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
4,494,962
4,379,607
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
4,494,962
4,379,607
30
Total liabilities and net assets/fund balances
(see instructions)
.
4,494,962
4,379,607
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
4,494,962
2
Enter amount from Part I, line 27a
.....................
2
-112,287
3
Other increases not included in line 2 (itemize)
3
3,696
4
Add lines 1, 2, and 3
..........................
4
4,386,371
5
Decreases not included in line 2 (itemize)
5
6,764
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
4,379,607
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
35. AES CORP COM
2019-09-27
2019-11-04
b
111. AES CORP COM
2019-05-31
2019-11-04
c
101. AES CORP COM
2019-05-31
2019-11-26
d
100. AES CORP COM
2019-05-31
2019-12-20
e
3112.033 AQR MANAGED FUTURES STRATEGY FUND CL I
2018-01-29
2019-09-04
27. AT&T INC
2016-11-02
2019-02-13
27. AT&T INC
2016-10-11
2019-11-04
50. AT&T INC
2016-11-02
2019-11-04
1. ABBOTT LABORATORIES
2018-12-31
2019-02-13
7. ABBOTT LABORATORIES
2019-07-26
2019-10-18
16. ABBOTT LABORATORIES
2019-07-26
2019-11-04
19. ABBOTT LABORATORIES
2019-07-26
2019-11-08
23. ABBOTT LABORATORIES
2019-03-29
2019-11-08
12. ABBOTT LABORATORIES
2018-12-31
2019-11-08
19. ABBOTT LABORATORIES
2018-07-16
2019-11-08
3. ADVANCED AUTO PTS INC COM
2019-01-22
2019-02-13
8. ADVANCED AUTO PTS INC COM
2019-01-22
2019-03-29
37. ADVANCED AUTO PTS INC COM
2019-01-22
2019-04-18
5. ADVANCED AUTO PTS INC COM
2019-01-22
2019-09-27
5. ADVANCED AUTO PTS INC COM
2018-12-31
2019-10-18
5015.763 INVESCO OPPENHEIMER INTL GROWTH FUND CL R6
2015-04-30
2019-07-31
1250.738 INVESCO OPPENHEIMER INTL GROWTH FUND CL R6
2015-03-11
2019-07-31
700.314 INVESCO OPPENHEIMER INTL GROWTH FUND CL R6
2017-02-01
2019-07-31
1. ALEXION PHARMACEUTICALS INC
2017-06-22
2019-02-13
4. ALEXION PHARMACEUTICALS INC
2019-07-02
2019-11-04
9. ALLSTATE CORPORATION
2017-03-14
2019-02-13
6. ALLSTATE CORPORATION
2017-03-14
2019-05-10
20. ALLSTATE CORPORATION
2017-03-14
2019-07-26
12. ALLSTATE CORPORATION
2017-02-21
2019-07-26
19. ALLSTATE CORPORATION
2017-02-21
2019-11-04
1. ALLSTATE CORPORATION
2017-01-05
2019-11-04
49. ALLY FINL INC COM
2018-03-13
2019-01-22
7. ALLY FINL INC COM
2019-07-26
2019-11-04
29. ALLY FINL INC COM
2019-07-26
2019-11-08
4. AMERICAN ELECTRIC POWER CO
2018-01-30
2019-02-13
32. AMERICAN ELECTRIC POWER CO
2018-01-30
2019-03-08
42. AMERICAN ELECTRIC POWER CO
2018-01-30
2019-04-18
6. AMERICAN ELECTRIC POWER CO
2019-05-10
2019-05-31
4. AMERICAN ELECTRIC POWER CO
2019-09-27
2019-11-04
5. AMERICAN ELECTRIC POWER CO
2019-09-06
2019-11-04
19. AMERICAN ELECTRIC POWER CO
2019-06-21
2019-11-04
68. ANALOG DEVICES INC
2019-05-10
2019-09-06
3. AUTOZONE INCORPORATED
2019-04-18
2019-07-02
2. AUTOZONE INCORPORATED
2019-05-31
2019-07-02
2. AUTOZONE INCORPORATED
2019-05-31
2019-07-26
3. AUTOZONE INCORPORATED
2019-05-10
2019-08-16
10. BANK NEW YORK MELLON CORP COM
2019-02-15
2019-11-04
10. BANK NEW YORK MELLON CORP COM
2019-02-15
2019-11-04
13. BAXTER INTERNATIONAL INC
2018-06-13
2019-02-13
12. BAXTER INTERNATIONAL INC
2018-06-13
2019-08-16
4. BAXTER INTERNATIONAL INC
2018-10-09
2019-08-16
10. BAXTER INTERNATIONAL INC
2018-10-09
2019-09-06
4. BAXTER INTERNATIONAL INC
2019-09-27
2019-11-04
12. BAXTER INTERNATIONAL INC
2018-10-09
2019-11-04
13. BAXTER INTERNATIONAL INC
2018-08-06
2019-11-04
3. BAXTER INTERNATIONAL INC
2018-12-31
2019-11-04
3. BAXTER INTERNATIONAL INC
2018-12-31
2019-11-26
8. BAXTER INTERNATIONAL INC
2018-10-31
2019-11-26
2. BERKSHIRE HATHAWAY INC DEL NEW CL B COM
2018-12-31
2019-02-13
9. BERKSHIRE HATHAWAY INC DEL NEW CL B COM
2019-06-21
2019-11-04
1. BIOGEN IDEC INC
2018-02-02
2019-03-29
4. BIOGEN IDEC INC
2017-09-08
2019-03-29
4. BLACKROCK INC CL A
2018-03-13
2019-01-22
2. BLACKROCK INC CL A
2018-01-08
2019-01-22
7. BLACKROCK INC CL A
2018-04-03
2019-01-22
4. BLACKROCK INC CL A
2017-12-18
2019-01-22
5450.942 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL
2018-01-29
2019-09-04
23. BLOCK H & R INC
2018-12-31
2019-02-13
108. BLOCK H & R INC
2019-04-18
2019-09-06
23. BLOCK H & R INC
2018-12-09
2019-09-06
54. BLOCK H & R INC
2018-12-31
2019-09-06
58. BLOCK H & R INC
2018-12-31
2019-09-27
49. BLOCK H & R INC
2018-12-31
2019-10-18
14. BLOCK H & R INC
2019-01-22
2019-10-18
21. BLOCK H & R INC
2019-01-22
2019-11-04
87. BLOCK H & R INC
2019-01-22
2019-11-08
2. BLUEBIRD BIO INC COM
2019-07-02
2019-11-04
25. BRISTOL MYERS SQUIBB CO COM
2018-01-08
2019-02-13
16. BRISTOL MYERS SQUIBB CO COM
2018-01-08
2019-08-16
1. BRISTOL MYERS SQUIBB CO COM
2018-01-08
2019-08-16
8. BRISTOL MYERS SQUIBB CO COM
2018-01-08
2019-08-16
8. BRISTOL MYERS SQUIBB CO COM
2018-01-29
2019-09-27
19. BRISTOL MYERS SQUIBB CO COM
2018-01-08
2019-09-27
53. BRISTOL MYERS SQUIBB CO COM
2018-01-08
2019-11-04
1. BROADCOM INC COM
2018-07-16
2019-02-13
12. BROADCOM INC COM
2019-04-18
2019-07-02
11. BROADCOM INC COM
2019-04-18
2019-07-26
7. BROADCOM INC COM
2019-03-29
2019-07-26
1. BROADCOM INC COM
2019-03-29
2019-08-16
5. BROADCOM INC COM
2019-03-08
2019-08-16
1. BROADCOM INC COM
2019-05-31
2019-08-16
12. BROADCOM INC COM
2018-07-16
2019-08-16
10. BROWN & BROWN INC COM
2018-11-19
2019-02-13
15. BROWN & BROWN INC COM
2018-11-19
2019-02-15
144. BROWN & BROWN INC COM
2018-10-31
2019-02-15
1. CIGNA CORP NEW COM
2017-11-07
2019-02-13
.472 CIGNA CORP NEW COM
2017-12-18
2019-03-05
13.116 CIGNA CORP NEW COM
2017-12-18
2019-06-21
4.884 CIGNA CORP NEW COM
2017-11-07
2019-06-21
2. CIT GROUP INC NEW COM
2018-10-31
2019-02-13
18. CIT GROUP INC NEW COM
2018-10-31
2019-03-08
1. CME GROUP INC COM
2018-12-31
2019-02-13
12. CME GROUP INC COM
2018-12-31
2019-05-10
1. CME GROUP INC COM
2019-01-23
2019-05-10
11. CME GROUP INC COM
2019-03-08
2019-05-10
54. CSX CORP
2019-07-02
2019-07-26
6. CSX CORP
2019-07-02
2019-08-16
7. CSX CORP
2019-07-02
2019-09-27
28. CSX CORP
2019-07-02
2019-11-04
4. CAPITAL ONE FINANCIAL CORPORATION
2018-08-28
2019-02-13
7. CAPITAL ONE FINANCIAL CORPORATION
2018-08-28
2019-09-06
5. CAPITAL ONE FINANCIAL CORPORATION
2018-09-18
2019-09-06
5. CAPITAL ONE FINANCIAL CORPORATION
2018-09-18
2019-10-18
1. CAPITAL ONE FINANCIAL CORPORATION
2019-07-26
2019-10-18
10. CAPITAL ONE FINANCIAL CORPORATION
2019-07-26
2019-11-04
12. CAPITAL ONE FINANCIAL CORPORATION
2018-08-06
2019-11-04
1. CAPITAL ONE FINANCIAL CORPORATION
2018-08-06
2019-11-08
18. CAPITAL ONE FINANCIAL CORPORATION
2019-06-21
2019-11-08
7. CAPITAL ONE FINANCIAL CORPORATION
2019-06-21
2019-11-26
10. CAPITAL ONE FINANCIAL CORPORATION
2019-06-21
2019-12-20
45. CARDINAL HEALTH INCORPORATED
2019-02-15
2019-09-27
47. CARDINAL HEALTH INCORPORATED
2019-02-15
2019-10-18
19. CARDINAL HEALTH INCORPORATED
2019-02-15
2019-11-04
2. CARDINAL HEALTH INCORPORATED
2019-06-21
2019-11-04
61. CARDINAL HEALTH INCORPORATED
2019-06-21
2019-11-26
16. CARDINAL HEALTH INCORPORATED
2019-05-31
2019-11-26
4. CENTERPOINT ENERGY INC
2016-08-29
2019-02-13
76. CENTERPOINT ENERGY INC
2016-08-29
2019-03-08
8. CHEVRONTEXACO CORP COM
2018-08-06
2019-02-13
3. CHEVRONTEXACO CORP COM
2019-05-10
2019-11-04
33. CHEVRONTEXACO CORP COM
2019-09-06
2019-11-04
4. CHEVRONTEXACO CORP COM
2019-08-16
2019-11-04
30. CISCO SYSTEMS INCORPORATED
2012-02-07
2019-02-13
22. CISCO SYSTEMS INCORPORATED
2012-02-07
2019-03-29
15. CISCO SYSTEMS INCORPORATED
2012-02-07
2019-04-18
81. CISCO SYSTEMS INCORPORATED
2012-02-07
2019-06-21
31. CISCO SYSTEMS INCORPORATED
2012-02-07
2019-07-02
26. CISCO SYSTEMS INCORPORATED
2012-04-24
2019-07-02
30. CISCO SYSTEMS INCORPORATED
2012-09-21
2019-07-02
132. CISCO SYSTEMS INCORPORATED
2011-04-07
2019-07-02
109. CISCO SYSTEMS INCORPORATED
2011-04-07
2019-07-26
106. CISCO SYSTEMS INCORPORATED
2011-04-07
2019-08-16
26. CITIGROUP INC NEW COM
2018-12-10
2019-02-13
5. CITIGROUP INC NEW COM
2018-12-10
2019-02-15
8. CITIGROUP INC NEW COM
2016-08-08
2019-02-15
4. CITIGROUP INC NEW COM
2019-03-08
2019-04-18
5. CITIGROUP INC NEW COM
2019-03-08
2019-11-04
38. CITIGROUP INC NEW COM
2016-08-08
2019-11-04
23. CITIGROUP INC NEW COM
2012-12-20
2019-11-04
6. CITIGROUP INC NEW COM
2012-12-20
2019-11-08
20. COMCAST CORP NEW CL A COM
2017-06-22
2019-02-13
35. COMCAST CORP NEW CL A COM
2017-06-22
2019-11-04
27. COMCAST CORP NEW CL A COM
2017-07-17
2019-11-04
18. COMERICA INCORPORATED
2019-05-10
2019-07-26
7. COMERICA INCORPORATED
2019-05-31
2019-07-26
16. CONOCOPHILLIPS COM
2012-05-16
2019-02-13
8. CONOCOPHILLIPS COM
2019-05-10
2019-11-04
36. CONOCOPHILLIPS COM
2012-05-16
2019-11-04
14. CONOCOPHILLIPS COM
2015-07-28
2019-11-04
23. CUMMINS ENGINE INC
2019-05-10
2019-10-18
12. CUMMINS ENGINE INC
2019-05-10
2019-11-04
18. DELTA AIR LINES INC DEL NEW COM
2018-04-24
2019-02-13
258. DELTA AIR LINES INC DEL NEW COM
2018-04-24
2019-03-08
3. DOLLAR GEN CORP NEW COM
2019-08-16
2019-11-04
13. DOMTAR CORP NEW COM
2018-08-06
2019-02-13
21. DOMTAR CORP NEW COM
2019-02-15
2019-09-27
4. DOMTAR CORP NEW COM
2018-08-06
2019-09-27
14. DOMTAR CORP NEW COM
2019-03-29
2019-09-27
2. DOMTAR CORP NEW COM
2019-03-29
2019-10-18
19. DOMTAR CORP NEW COM
2018-07-16
2019-10-18
51. DOMTAR CORP NEW COM
2018-06-25
2019-10-18
16. DOMTAR CORP NEW COM
2018-06-25
2019-11-04
1. DOMTAR CORP NEW COM
2017-07-17
2019-11-04
10. DOMTAR CORP NEW COM
2015-12-10
2019-11-04
19. DOMTAR CORP NEW COM
2015-12-10
2019-11-08
21. DOMTAR CORP NEW COM
2015-12-10
2019-11-26
17. DOMTAR CORP NEW COM
2015-09-30
2019-11-26
54. DOMTAR CORP NEW COM
2015-09-30
2019-12-20
1. EOG RESOURCES INC
2018-07-16
2019-02-13
6. EOG RESOURCES INC
2018-07-16
2019-08-16
5. EOG RESOURCES INC
2018-08-06
2019-08-16
1. EOG RESOURCES INC
2018-05-14
2019-08-16
6. EOG RESOURCES INC
2018-05-14
2019-11-04
7. ELECTRONIC ARTS
2019-09-06
2019-11-04
14. EMERSON ELEC CO
2018-10-09
2019-02-13
46. EMERSON ELEC CO
2018-10-09
2019-05-31
18. EMERSON ELEC CO
2018-06-13
2019-05-31
33. EMERSON ELEC CO
2018-05-14
2019-05-31
59. EMERSON ELEC CO
2018-12-10
2019-06-21
34. EMERSON ELEC CO
2018-12-10
2019-08-16
28. EQUITY RESIDENTIAL SH BEN INT
2019-09-06
2019-11-04
16. EXELON CORP COM
2018-09-18
2019-02-13
12. EXELON CORP COM
2019-07-02
2019-11-04
30. EXELON CORP COM
2019-03-08
2019-11-04
11. EXELON CORP COM
2019-03-08
2019-11-04
14. EXPEDIA GROUP INC NEW COM
2019-09-27
2019-11-04
68. EXPEDIA GROUP INC NEW COM
2019-09-27
2019-11-26
10. EXTENDED STAY AMER INC PAIRED SHS COMPRISED 1 COM
2018-12-10
2019-02-13
43. EXTENDED STAY AMER INC PAIRED SHS COMPRISED 1 COM
2018-12-10
2019-04-18
53. EXTENDED STAY AMER INC PAIRED SHS COMPRISED 1 COM
2018-10-31
2019-04-18
54. EXTENDED STAY AMER INC PAIRED SHS COMPRISED 1 COM
2018-12-31
2019-04-18
6. EXXON MOBIL CORPORATION
2012-06-25
2019-02-13
19. EXXON MOBIL CORPORATION
2012-06-25
2019-09-06
14. EXXON MOBIL CORPORATION
2012-06-25
2019-11-04
9. EXXON MOBIL CORPORATION
2012-06-25
2019-11-26
85. FIFTH THIRD BANCORP COM
2019-03-08
2019-05-10
56. FIRST HORIZON NATIONAL CORP COM
2019-09-27
2019-11-04
66. FIRST HORIZON NATIONAL CORP COM
2019-09-27
2019-11-08
105. FIRST HORIZON NATIONAL CORP COM
2019-10-18
2019-11-08
39. FIRST HORIZON NATIONAL CORP COM
2019-10-18
2019-12-20
31. FRANKLIN RES INC COM
2019-05-10
2019-11-04
102. FRANKLIN RES INC COM
2019-05-10
2019-12-20
18. FRANKLIN RES INC COM
2019-05-31
2019-12-20
21. FRONTDOOR INC COM
2019-09-06
2019-11-04
1.82 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-01-31
1.83 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-02-28
1.84 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-03-31
1.85 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-04-30
1.86 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-05-31
1.87 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-06-30
1.89 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-07-31
1.94 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-08-31
1.96 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-09-30
1.97 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-10-31
1.98 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-11-30
1.99 GOVT NATL MTG ASSN POOL #422825 DTD 06-01-96
1998-04-09
2019-12-31
46. GAMING & LEISURE PPTYS INC COM
2018-03-13
2019-01-22
1. GENERAL DYNAMICS CORP
2018-01-08
2019-01-22
7. GENERAL DYNAMICS CORP
2017-12-18
2019-01-22
4. GENERAL MILLS INC
2018-06-13
2019-02-13
21. GENERAL MILLS INC
2018-06-13
2019-03-08
18. GENERAL MILLS INC
2019-09-06
2019-11-04
23. GENTEX CORP
2018-06-25
2019-02-13
77. GENTEX CORP
2018-06-25
2019-05-10
80. GENTEX CORP
2018-03-13
2019-05-10
51. GENTEX CORP
2018-03-13
2019-05-31
51. GENTEX CORP
2018-05-14
2019-05-31
92. GENTEX CORP
2018-05-14
2019-06-21
29. GENTEX CORP
2018-04-03
2019-06-21
34. GENTEX CORP
2018-04-03
2019-07-26
15. GENTEX CORP
2018-04-24
2019-07-26
18. GENTEX CORP
2018-04-24
2019-11-04
71. GENTEX CORP
2018-04-24
2019-11-08
50000. GEORGIA PWR CO SR UNSECD NT
2016-02-16
2019-12-01
11. GILEAD SCIENCES INC
2019-07-02
2019-11-04
18504.169 GOLDMAN SACHS STRATEGIC INCOME FUND INSTL
2016-12-22
2019-09-04
2. HCA HLDGS INC COM
2019-03-29
2019-11-04
14. HP INC COM
2018-08-28
2019-02-13
3. HP INC COM
2018-08-28
2019-05-31
32. HP INC COM
2018-03-13
2019-05-31
11. HP INC COM
2019-04-18
2019-05-31
135. HP INC COM
2019-07-26
2019-11-04
228.522 HARBOR INTERNATIONAL FUND INSTL CL
2017-05-17
2019-07-31
413.155 HARBOR INTERNATIONAL FUND INSTL CL
2017-02-01
2019-07-31
3160.432 HARBOR INTERNATIONAL FUND INSTL CL
2009-04-13
2019-07-31
74. HARLEY DAVIDSON INC
2019-04-18
2019-05-31
24. HARLEY DAVIDSON INC
2019-03-29
2019-05-31
19. HOME DEPOT INC
2019-07-26
2019-09-27
12. HOME DEPOT INC
2019-06-21
2019-09-27
14. HOME DEPOT INC
2019-07-02
2019-09-27
5. HOME DEPOT INC
2019-07-02
2019-11-04
16. HOME DEPOT INC
2019-07-02
2019-11-26
7. HONEYWELL INTERNATIONAL INC
2018-08-28
2019-02-13
6. HONEYWELL INTERNATIONAL INC
2018-08-28
2019-11-04
13. HONEYWELL INTERNATIONAL INC
2018-08-06
2019-11-04
31. HONEYWELL INTERNATIONAL INC
2018-08-06
2019-11-26
9. HOST HOTELS & RESORTS INC REIT
2018-08-28
2019-02-13
68. HOST HOTELS & RESORTS INC REIT
2018-08-28
2019-03-08
53. HOST HOTELS & RESORTS INC REIT
2018-05-14
2019-03-08
17. HUBBELL INC COM
2019-05-31
2019-09-06
2. HUBBELL INC COM
2019-05-31
2019-11-04
8. HUBBELL INC COM
2019-05-31
2019-11-08
2. HUMANA INC
2018-06-13
2019-02-13
3. HUMANA INC
2018-06-13
2019-02-15
8. HUMANA INC
2018-04-24
2019-02-15
12. HUMANA INC
2018-05-14
2019-02-15
5. HUMANA INC
2018-04-03
2019-02-15
12. INTEL CORPORATION
2019-04-18
2019-05-31
9. INTERCONTINENTAL EXCHANGE INC COM
2019-01-22
2019-02-13
29. INTERCONTINENTAL EXCHANGE INC COM
2019-01-22
2019-11-04
21. J P MORGAN CHASE & CO COM
2014-10-29
2019-02-13
21. J P MORGAN CHASE & CO COM
2014-10-29
2019-03-08
50. J P MORGAN CHASE & CO COM
2014-10-29
2019-03-29
10. J P MORGAN CHASE & CO COM
2015-01-26
2019-03-29
74. J P MORGAN CHASE & CO COM
2016-02-23
2019-03-29
13. J P MORGAN CHASE & CO COM
2012-03-12
2019-03-29
26. J P MORGAN CHASE & CO COM
2009-05-08
2019-03-29
34. J P MORGAN CHASE & CO COM
2009-05-11
2019-03-29
13. J P MORGAN CHASE & CO COM
2009-06-02
2019-03-29
13. J P MORGAN CHASE & CO COM
2009-06-02
2019-11-04
3. JOHNSON & JOHNSON
2013-07-02
2019-02-13
1. JOHNSON & JOHNSON
2013-07-02
2019-11-04
4. JOHNSON & JOHNSON
2012-03-12
2019-11-04
8. KIMBERLY CLARK CORP COM
2018-01-08
2019-02-13
7. KIMBERLY CLARK CORP COM
2018-01-08
2019-05-31
18. KIMBERLY CLARK CORP COM
2018-01-08
2019-11-04
3. KOHLS CORP COM
2018-09-18
2019-01-22
14. KOHLS CORP COM
2018-09-18
2019-01-22
7. KOHLS CORP COM
2018-09-18
2019-02-13
19. KOHLS CORP COM
2018-09-18
2019-05-31
13. KOHLS CORP COM
2018-08-28
2019-05-31
61. KOHLS CORP COM
2018-10-31
2019-05-31
5. KOHLS CORP COM
2018-08-28
2019-05-31
14. KOHLS CORP COM
2018-10-12
2019-05-31
13. KOHLS CORP COM
2018-11-19
2019-05-31
5. LAM RESEARCH CORP
2019-07-26
2019-09-27
10. LAM RESEARCH CORP
2019-07-26
2019-11-04
8. LAM RESEARCH CORP
2019-07-26
2019-11-08
24. LAS VEGAS SANDS CORP
2018-06-25
2019-01-22
13. LAS VEGAS SANDS CORP
2018-07-16
2019-01-22
12. LEAR CORP NEW COM
2019-05-31
2019-11-04
9. LILLY ELI & COMPANY
2018-09-18
2019-02-13
7. LILLY ELI & COMPANY
2018-09-18
2019-03-29
36. LILLY ELI & COMPANY
2018-09-18
2019-07-02
60. LILLY ELI & COMPANY
2018-08-28
2019-07-02
14. LILLY ELI & COMPANY
2018-08-28
2019-07-26
1. LILLY ELI & COMPANY
2018-08-28
2019-08-16
16. LILLY ELI & COMPANY
2018-08-06
2019-08-16
33. MSC INDL DIRECT INC CL A
2018-07-16
2019-01-22
3. MSC INDL DIRECT INC CL A
2018-07-16
2019-02-13
30. MSC INDL DIRECT INC CL A
2018-07-16
2019-03-29
9. MSC INDL DIRECT INC CL A
2018-07-16
2019-04-18
26. MARATHON PETE CORP COM
2017-11-07
2019-01-22
9. MARATHON PETE CORP COM
2017-11-07
2019-02-13
18. MARATHON PETE CORP COM
2017-11-07
2019-11-04
10. MARSH & MCLENNAN COS INC
2018-11-19
2019-02-13
9. MARSH & MCLENNAN COS INC
2018-11-19
2019-05-31
2. MARSH & MCLENNAN COS INC
2018-11-19
2019-11-04
21. MARSH & MCLENNAN COS INC
2018-12-10
2019-11-04
6. MCKESSON HBOC INC
2018-11-19
2019-02-13
4. MCKESSON HBOC INC
2019-02-15
2019-05-10
3. MCKESSON HBOC INC
2019-02-15
2019-05-31
9. MCKESSON HBOC INC
2019-02-15
2019-07-26
5. MCKESSON HBOC INC
2018-11-19
2019-08-16
9. MCKESSON HBOC INC
2019-10-18
2019-11-04
9. MCKESSON HBOC INC
2018-11-19
2019-11-04
6. MCKESSON HBOC INC
2018-11-19
2019-11-26
9. MERCK & CO INC NEW COM
2018-12-10
2019-02-13
5. MERCK & CO INC NEW COM
2019-02-15
2019-05-31
104. MERCK & CO INC NEW COM
2019-02-15
2019-07-02
12. MERCK & CO INC NEW COM
2019-02-15
2019-08-16
26. MERCK & CO INC NEW COM
2019-02-15
2019-11-04
4. MERCK & CO INC NEW COM
2019-03-08
2019-11-04
10. METLIFE INC
2018-02-20
2019-02-13
55. METLIFE INC
2019-07-02
2019-11-04
4. MICROSOFT CORPORATION
2018-12-10
2019-02-13
4. MICROSOFT CORPORATION
2019-04-18
2019-07-02
8. MICROSOFT CORPORATION
2019-02-15
2019-07-02
6. MICROSOFT CORPORATION
2018-12-10
2019-07-02
26. MICROSOFT CORPORATION
2018-12-10
2019-07-26
18. MICROSOFT CORPORATION
2018-12-10
2019-08-16
8. MICROSOFT CORPORATION
2018-11-19
2019-08-16
3. MOTOROLA SOLUTIONS INC NEW COM
2019-08-16
2019-11-04
4. MOTOROLA SOLUTIONS INC NEW COM
2019-08-16
2019-11-26
10. MURPHY OIL CORP COM
2017-08-28
2019-02-13
102. MURPHY OIL CORP COM
2017-08-28
2019-02-15
22. NRG ENERGY INC COM
2018-11-19
2019-02-13
12. NRG ENERGY INC COM
2018-11-19
2019-05-10
2. NRG ENERGY INC COM
2018-05-14
2019-05-10
133. NRG ENERGY INC COM
2018-05-14
2019-05-31
25. NRG ENERGY INC COM
2018-08-28
2019-05-31
55. NRG ENERGY INC COM
2018-06-13
2019-05-31
4. NRG ENERGY INC COM
2018-07-16
2019-05-31
46. NRG ENERGY INC COM
2018-07-16
2019-06-21
25. NRG ENERGY INC COM
2018-06-25
2019-06-21
37. NATIONAL FUEL GAS CO
2019-04-18
2019-05-10
18. NATIONAL FUEL GAS CO
2019-03-29
2019-05-10
18. NATIONAL FUEL GAS CO
2019-03-07
2019-05-31
3. NATIONAL OILWELL VARCO INC COM
2018-08-28
2019-02-13
4. NATIONAL OILWELL VARCO INC COM
2018-08-28
2019-03-08
28. NATIONAL OILWELL VARCO INC COM
2018-06-25
2019-03-08
36. NAVIENT CORP COM
2018-11-19
2019-02-13
110. NAVIENT CORP COM
2018-11-19
2019-11-04
7. NUCOR CORP
2019-03-08
2019-11-04
30. NUCOR CORP
2019-03-08
2019-11-08
1. ORACLE SYS CORP
2016-06-06
2019-02-13
19. ORACLE SYS CORP
2015-07-28
2019-02-13
35. ORACLE SYS CORP
2015-07-28
2019-05-10
20. ORACLE SYS CORP
2015-07-28
2019-05-31
1. ORACLE SYS CORP
2015-07-28
2019-06-21
49. ORACLE SYS CORP
2015-09-09
2019-06-21
115. ORACLE SYS CORP
2015-09-09
2019-07-02
40. ORACLE SYS CORP
2015-09-09
2019-07-26
2. ORACLE SYS CORP
2015-10-20
2019-07-26
47. ORACLE SYS CORP
2015-10-20
2019-08-16
27. PBF ENERGY INC CL A COM
2018-11-19
2019-02-13
26. PBF ENERGY INC CL A COM
2018-11-19
2019-05-10
23. PBF ENERGY INC CL A COM
2018-10-28
2019-05-10
4. PBF ENERGY INC CL A COM
2018-10-28
2019-09-06
23. PBF ENERGY INC CL A COM
2019-01-22
2019-09-06
30. PBF ENERGY INC CL A COM
2018-12-31
2019-09-06
95. PBF ENERGY INC CL A COM
2018-12-10
2019-09-06
70. PBF ENERGY INC CL A COM
2018-12-10
2019-10-18
17. PBF ENERGY INC CL A COM
2019-03-08
2019-10-18
10. PBF ENERGY INC CL A COM
2019-03-08
2019-11-04
49. PBF ENERGY INC CL A COM
2019-03-08
2019-12-20
26. PARK HOTELS & RESORTS INC REITS
2018-09-18
2019-02-13
5. PARK HOTELS & RESORTS INC REITS
2018-10-09
2019-02-13
74. PARK HOTELS & RESORTS INC REITS
2018-10-09
2019-08-16
89. PARK HOTELS & RESORTS INC REITS
2018-10-31
2019-09-06
77. PARK HOTELS & RESORTS INC REITS
2018-10-31
2019-09-27
115. PARK HOTELS & RESORTS INC REITS
2017-08-07
2019-09-27
143. PFIZER INC
2011-03-11
2019-01-22
31. PFIZER INC
2011-03-11
2019-02-13
238. PFIZER INC
2011-03-11
2019-02-15
107. PFIZER INC
2011-10-17
2019-02-15
16. PFIZER INC
2011-10-11
2019-02-15
87. PFIZER INC
2011-10-11
2019-03-08
12. PFIZER INC
2011-10-11
2019-04-18
7. PFIZER INC
2011-10-11
2019-11-04
12. PHILIP MORRIS INTL INC COM
2019-07-26
2019-09-06
19. PHILIP MORRIS INTL INC COM
2019-07-26
2019-11-04
6. PHILIP MORRIS INTL INC COM
2019-04-18
2019-11-04
5. PHILIP MORRIS INTL INC COM
2019-02-15
2019-11-04
15. POPULAR INC NEW COM
2018-10-31
2019-02-13
47. POPULAR INC NEW COM
2018-10-31
2019-11-04
14. PREMIER INC CL A
2018-10-31
2019-01-22
6. PREMIER INC CL A
2018-10-31
2019-03-29
6. PRICE T ROWE GROUP INC COM
2018-09-18
2019-01-22
16. PRICE T ROWE GROUP INC COM
2017-12-18
2019-01-22
4. PRICE T ROWE GROUP INC COM
2017-12-18
2019-02-13
27. PRICE T ROWE GROUP INC COM
2017-12-18
2019-02-15
32. PRICE T ROWE GROUP INC COM
2017-12-18
2019-03-08
1. PROCTER & GAMBLE CO COM
2018-12-31
2019-02-13
4. PROCTER & GAMBLE CO COM
2019-09-06
2019-11-04
7. PROCTER & GAMBLE CO COM
2019-03-29
2019-11-04
9. PRUDENTIAL FINL INC COM
2018-08-28
2019-02-13
1. PRUDENTIAL FINL INC COM
2018-08-28
2019-11-04
13. PRUDENTIAL FINL INC COM
2019-07-02
2019-11-04
15. PRUDENTIAL FINL INC COM
2018-05-14
2019-11-04
15. PRUDENTIAL FINL INC COM
2018-05-14
2019-11-08
15. PRUDENTIAL FINL INC COM
2018-05-14
2019-12-20
15. PUBLIC SERVICE ENTERPRISE GROUP INC
2018-04-24
2019-02-13
12. PUBLIC SERVICE ENTERPRISE GROUP INC
2018-04-24
2019-03-08
2. PUBLIC SERVICE ENTERPRISE GROUP INC
2012-03-12
2019-03-08
6. PUBLIC SERVICE ENTERPRISE GROUP INC
2012-03-12
2019-05-31
47. PUBLIC SERVICE ENTERPRISE GROUP INC
2012-03-12
2019-09-06
127. PUBLIC SERVICE ENTERPRISE GROUP INC
2012-03-12
2019-09-27
30. PUBLIC SERVICE ENTERPRISE GROUP INC
2012-03-12
2019-10-18
53. PUBLIC SERVICE ENTERPRISE GROUP INC
2013-01-10
2019-10-18
8. PUBLIC STORAGE INC COM (REIT)
2019-09-27
2019-11-04
23. QORVO INC COM
2019-09-06
2019-11-04
18. QUALCOMM INC
2018-08-06
2019-02-13
47. QUALCOMM INC
2018-08-06
2019-03-29
119. QUALCOMM INC
2018-08-06
2019-04-18
22. QUALCOMM INC
2018-06-13
2019-04-18
51. QUALCOMM INC
2018-06-13
2019-05-10
38. QUALCOMM INC
2018-05-14
2019-05-10
3089.888 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2018-01-29
2019-09-04
59. RALPH LAUREN CORP CL A COM
2017-11-07
2019-01-22
4. RAYONIER INC REIT
2018-10-31
2019-02-13
49. RAYONIER INC REIT
2018-10-31
2019-02-15
1. REALOGY HLDGS CORP COM
2017-11-07
2019-02-13
10. REALOGY HLDGS CORP COM
2017-11-07
2019-03-08
1. REGENERON PHARMACEUTICALS INC
2019-07-02
2019-11-04
4. RELIANCE STL & ALUM CO
2019-10-18
2019-11-04
2. SCHLUMBERGER LTD COM
2018-06-13
2019-02-13
9. SCHLUMBERGER LTD COM
2018-06-13
2019-06-21
3. SCHLUMBERGER LTD COM
2018-06-25
2019-06-21
7. SCHLUMBERGER LTD COM
2018-06-25
2019-11-04
13. SEALED AIR CORP
2019-09-27
2019-11-04
2. SIMON PPTY GROUP INC NEW COM
2018-11-19
2019-02-13
3. SIMON PPTY GROUP INC NEW COM
2018-11-19
2019-11-04
12. SIMON PPTY GROUP INC NEW COM
2019-03-29
2019-11-04
3. SIMON PPTY GROUP INC NEW COM
2019-03-29
2019-11-04
3. SIMON PPTY GROUP INC NEW COM
2018-09-18
2019-11-08
18. SIMON PPTY GROUP INC NEW COM
2018-09-18
2019-12-20
8. SIMON PPTY GROUP INC NEW COM
2018-08-06
2019-12-20
3. SIMON PPTY GROUP INC NEW COM
2018-11-02
2019-12-20
2. SIMON PPTY GROUP INC NEW COM
2018-12-12
2019-12-20
3. SIMON PPTY GROUP INC NEW COM
2019-03-12
2019-12-20
20. SIMON PPTY GROUP INC NEW COM
2019-03-08
2019-12-20
9. SIMON PPTY GROUP INC NEW COM
2019-07-02
2019-12-20
5. SINCLAIR BROADCAST GROUP INC CL A
2019-07-02
2019-11-04
25. SINCLAIR BROADCAST GROUP INC CL A
2019-07-02
2019-12-20
5. SNAP ON TOOLS CORP
2018-10-09
2019-02-13
5. SNAP ON TOOLS CORP
2018-09-17
2019-05-10
27. SNAP ON TOOLS CORP
2018-10-09
2019-05-10
9. SNAP ON TOOLS CORP
2019-04-18
2019-05-10
6. SNAP ON TOOLS CORP
2019-01-22
2019-05-10
16. SNAP ON TOOLS CORP
2019-01-22
2019-05-31
12. SNAP ON TOOLS CORP
2018-10-31
2019-05-31
1. SNAP ON TOOLS CORP
2018-10-31
2019-07-26
5. SNAP ON TOOLS CORP
2018-12-31
2019-07-26
5. SOUTHWEST AIRLINES COMPANY
2019-01-22
2019-02-13
46. SOUTHWEST AIRLINES COMPANY
2019-03-08
2019-11-04
24. SPIRIT RLTY CAP INC NEW REITS
2018-11-19
2019-02-13
39.2 SPIRIT RLTY CAP INC NEW REITS
2018-11-19
2019-08-16
55.8 SPIRIT RLTY CAP INC NEW REITS
2018-12-10
2019-08-16
71. SPIRIT RLTY CAP INC NEW REITS
2018-12-10
2019-09-06
49. SPIRIT RLTY CAP INC NEW REITS
2018-12-10
2019-09-27
22. SPIRIT RLTY CAP INC NEW REITS
2019-01-22
2019-09-27
1. SPIRIT RLTY CAP INC NEW REITS
2018-12-31
2019-09-27
67. SPIRIT RLTY CAP INC NEW REITS
2018-12-31
2019-10-18
2. SPIRIT RLTY CAP INC NEW REITS
2018-12-31
2019-11-04
11. SPIRIT RLTY CAP INC NEW REITS
2018-12-31
2019-11-26
2. STEEL DYNAMICS INC
2018-10-31
2019-02-13
24. STEEL DYNAMICS INC
2018-10-31
2019-11-04
20. STEEL DYNAMICS INC
2019-05-10
2019-11-04
30. SYNCHRONY FINL COM
2019-06-21
2019-11-04
15. 3M CO COM
2019-07-02
2019-11-04
4. UNITI GROUP INC REITS
2019-01-22
2019-02-13
74. UNITI GROUP INC REITS
2019-02-15
2019-03-29
48. UNITI GROUP INC REITS
2019-01-22
2019-03-29
10. VALERO ENERGY CORP - NEW
2018-10-31
2019-02-13
2. VALERO ENERGY CORP - NEW
2012-03-12
2019-02-13
7. VALERO ENERGY CORP - NEW
2012-03-12
2019-03-08
30. VALERO ENERGY CORP - NEW
2012-03-12
2019-04-18
21. VALERO ENERGY CORP - NEW
2019-06-21
2019-11-04
7. VALERO ENERGY CORP - NEW
2019-07-02
2019-11-04
100. VANGUARD MID-CAP GROWTH INDEX FUND
2017-02-01
2019-09-23
7. VERISIGN INC
2019-07-26
2019-11-04
5. VERISIGN INC
2019-07-26
2019-11-04
30. VERIZON COMMUNICATIONS
2018-10-09
2019-02-13
10. VERIZON COMMUNICATIONS
2018-10-09
2019-09-06
75. VERIZON COMMUNICATIONS
2018-10-09
2019-11-04
6. VERIZON COMMUNICATIONS
2018-09-18
2019-11-04
10. WAL-MART STORES INCORPORATED
2018-06-13
2019-02-13
7. WAL-MART STORES INCORPORATED
2018-06-13
2019-03-08
8. WAL-MART STORES INCORPORATED
2019-09-06
2019-11-04
17. WAL-MART STORES INCORPORATED
2018-06-13
2019-11-04
17. WALGREENS BOOTS ALLIANCE INC COM
2018-01-30
2019-02-13
17. WALGREENS BOOTS ALLIANCE INC COM
2018-01-30
2019-07-26
4. WALGREENS BOOTS ALLIANCE INC COM
2018-01-30
2019-09-06
27. WALGREENS BOOTS ALLIANCE INC COM
2018-01-30
2019-11-04
27. WALGREENS BOOTS ALLIANCE INC COM
2018-03-13
2019-11-04
34. WASTE MANAGEMENT INC
2019-07-26
2019-10-18
30. WELLS FARGO COMPANY
2019-07-26
2019-11-04
3. WELLS FARGO COMPANY
2019-04-18
2019-11-04
24. WESTLAKE CHEM CORP COM
2018-05-14
2019-01-22
7. WESTLAKE CHEM CORP COM
2018-06-25
2019-01-22
5. WESTLAKE CHEM CORP COM
2018-06-25
2019-02-13
29. WESTLAKE CHEM CORP COM
2018-06-25
2019-02-15
2. WESTLAKE CHEM CORP COM
2018-08-28
2019-02-15
12. WESTLAKE CHEM CORP COM
2018-08-28
2019-03-08
19. WESTLAKE CHEM CORP COM
2018-09-18
2019-03-08
13. WYNDHAM DESTINATIONS INC COM
2019-09-06
2019-11-04
28. XCEL ENERGY INC COM
2019-09-27
2019-11-04
30. ZIONS BANCORP
2019-02-15
2019-06-21
63. ZIONS BANCORP
2019-03-29
2019-06-21
61. ZIONS BANCORP
2019-03-29
2019-09-06
46. ZIONS BANCORP
2019-03-29
2019-09-27
1. ALLERGAN PLC COM
2018-07-16
2019-02-13
6. ALLERGAN PLC COM
2018-07-16
2019-11-04
1. ALLERGAN PLC COM
2018-07-18
2019-11-04
1. ALLERGAN PLC COM
2019-03-08
2019-11-04
15. ALLERGAN PLC COM
2019-03-08
2019-11-08
5. ALLERGAN PLC COM
2019-03-08
2019-11-26
8. ALLERGAN PLC COM
2019-02-15
2019-12-20
30. EATON CORP PLC COM
2019-09-06
2019-11-04
5. EATON CORP PLC COM
2019-09-27
2019-11-04
2. EATON CORP PLC COM
2019-10-18
2019-11-04
14. HERBALIFE LTD COMMON STOCK
2018-08-06
2019-02-13
84. HERBALIFE LTD COMMON STOCK
2018-08-06
2019-03-29
7. HERBALIFE LTD COMMON STOCK
2018-08-28
2019-03-29
13. HERBALIFE LTD COMMON STOCK
2018-08-28
2019-07-02
9. HERBALIFE LTD COMMON STOCK
2018-11-19
2019-07-02
59. HERBALIFE LTD COMMON STOCK
2018-07-16
2019-07-02
29. HERBALIFE LTD COMMON STOCK
2018-07-16
2019-07-26
8. HERBALIFE LTD COMMON STOCK
2018-10-31
2019-07-26
8. MEDTRONIC PLC COM
2019-10-18
2019-11-04
7. PERRIGO CO COM
2019-02-15
2019-05-10
24. PERRIGO CO COM
2019-02-15
2019-07-26
9. LYONDELLBASELL INDUSTRIES NV CL A COM
2018-10-31
2019-02-13
1. LYONDELLBASELL INDUSTRIES NV CL A COM
2018-12-10
2019-02-13
3. LYONDELLBASELL INDUSTRIES NV CL A COM
2019-04-18
2019-09-06
4. LYONDELLBASELL INDUSTRIES NV CL A COM
2018-12-10
2019-09-06
10. LYONDELLBASELL INDUSTRIES NV CL A COM
2016-07-18
2019-09-06
25. LYONDELLBASELL INDUSTRIES NV CL A COM
2016-07-18
2019-11-04
3. LYONDELLBASELL INDUSTRIES NV CL A COM
2016-08-08
2019-11-04
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
611
577
34
b
1,936
1,757
179
c
1,884
1,599
285
d
1,982
1,583
399
e
28,506
30,000
-1,494
806
984
-178
1,050
1,008
42
1,944
1,823
121
74
72
2
575
614
-39
1,317
1,403
-86
1,582
1,667
-85
1,916
1,823
93
999
867
132
1,582
1,181
401
501
491
10
1,360
1,309
51
6,513
6,056
457
810
818
-8
806
784
22
204,041
191,313
12,728
50,880
45,000
5,880
28,489
25,000
3,489
125
126
-1
436
531
-95
848
739
109
573
493
80
2,044
1,642
402
1,226
965
261
2,023
1,528
495
106
74
32
1,259
1,408
-149
223
237
-14
913
983
-70
318
274
44
2,598
2,194
404
3,487
2,880
607
514
506
8
370
378
-8
463
459
4
1,758
1,733
25
7,706
7,470
236
3,327
3,139
188
2,218
2,051
167
2,291
2,051
240
3,279
2,988
291
486
528
-42
486
528
-42
945
977
-32
1,047
902
145
349
292
57
893
730
163
312
349
-37
937
876
61
1,015
944
71
234
197
37
246
197
49
657
496
161
413
407
6
1,961
1,866
95
235
347
-112
941
1,315
-374
1,651
2,297
-646
826
1,053
-227
2,890
3,675
-785
1,651
2,065
-414
54,182
54,984
-802
558
583
-25
2,627
2,910
-283
559
602
-43
1,314
1,368
-54
1,350
1,470
-120
1,147
1,242
-95
328
352
-24
525
527
-2
2,071
2,185
-114
166
257
-91
1,276
1,545
-269
750
989
-239
47
62
-15
375
494
-119
403
509
-106
958
1,174
-216
3,001
3,275
-274
282
206
76
3,536
3,845
-309
3,317
3,525
-208
2,111
2,101
10
275
300
-25
1,374
1,310
64
275
255
20
3,299
2,467
832
285
289
-4
434
434
4,171
4,091
80
189
182
7
84
86
-2
2,108
2,390
-282
785
890
-105
100
95
5
877
856
21
181
188
-7
2,176
2,257
-81
181
179
2
1,995
1,883
112
3,752
4,218
-466
391
469
-78
487
547
-60
2,049
2,187
-138
322
402
-80
619
704
-85
442
488
-46
450
488
-38
90
97
-7
958
967
-9
1,149
1,157
-8
97
96
1
1,740
1,660
80
691
645
46
1,044
922
122
2,126
2,502
-376
2,407
2,613
-206
983
1,056
-73
103
90
13
3,387
2,735
652
888
683
205
123
91
32
2,271
1,720
551
956
996
-40
365
363
2
4,014
3,886
128
487
464
23
1,430
608
822
1,175
446
729
845
304
541
4,654
1,642
3,012
1,729
628
1,101
1,450
505
945
1,674
569
1,105
7,364
2,408
4,956
6,168
1,988
4,180
4,983
1,934
3,049
1,646
1,486
160
320
286
34
512
367
145
280
247
33
375
308
67
2,851
1,745
1,106
1,726
915
811
453
239
214
742
806
-64
1,533
1,411
122
1,183
1,059
124
1,304
1,378
-74
507
485
22
1,087
840
247
464
491
-27
2,090
1,891
199
813
724
89
3,888
3,769
119
2,143
1,966
177
909
990
-81
12,663
14,194
-1,531
472
409
63
671
654
17
745
1,097
-352
142
201
-59
497
693
-196
69
99
-30
651
916
-265
1,748
2,420
-672
592
759
-167
37
40
-3
370
380
-10
737
721
16
805
797
8
651
610
41
2,125
1,939
186
97
125
-28
456
749
-293
380
620
-240
76
119
-43
444
712
-268
687
693
-6
959
1,064
-105
2,790
3,495
-705
1,092
1,319
-227
2,001
2,391
-390
3,874
3,683
191
1,970
2,122
-152
2,443
2,435
8
766
705
61
534
584
-50
1,334
1,453
-119
489
533
-44
1,897
1,862
35
6,765
9,043
-2,278
173
174
-1
774
748
26
954
851
103
972
835
137
457
485
-28
1,334
1,536
-202
1,005
1,132
-127
617
727
-110
2,374
2,265
109
945
915
30
1,121
1,078
43
1,783
1,623
160
657
603
54
887
1,047
-160
2,658
3,446
-788
469
574
-105
984
1,109
-125
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
2
1,626
1,539
87
167
205
-38
1,166
1,383
-217
178
179
-1
971
939
32
923
978
-55
458
544
-86
1,734
1,820
-86
1,801
1,882
-81
1,073
1,200
-127
1,073
1,188
-115
2,204
2,143
61
695
671
24
929
787
142
410
336
74
518
403
115
2,075
1,591
484
50,000
53,972
-3,972
717
755
-38
170,608
176,039
-5,431
271
259
12
327
342
-15
56
73
-17
595
763
-168
205
226
-21
2,435
2,882
-447
8,494
15,254
-6,760
15,357
25,000
-9,643
117,473
116,841
632
2,413
3,006
-593
783
863
-80
4,382
4,100
282
2,767
2,514
253
3,229
2,928
301
1,171
1,046
125
3,515
3,346
169
1,066
1,073
-7
1,077
920
157
2,333
1,935
398
5,543
4,614
929
166
192
-26
1,302
1,452
-150
1,015
1,099
-84
2,259
1,945
314
290
229
61
1,152
915
237
600
614
-14
928
921
7
2,476
2,376
100
3,713
3,457
256
1,547
1,406
141
534
702
-168
693
681
12
2,640
2,193
447
2,174
1,249
925
2,152
1,249
903
5,034
2,975
2,059
1,007
568
439
7,450
4,174
3,276
1,309
527
782
2,618
974
1,644
3,423
1,251
2,172
1,309
461
848
1,675
461
1,214
404
261
143
130
87
43
521
260
261
931
952
-21
903
833
70
2,327
2,141
186
210
240
-30
979
1,119
-140
467
560
-93
932
1,519
-587
638
1,029
-391
2,993
4,742
-1,749
245
385
-140
687
1,065
-378
638
932
-294
1,165
1,057
108
2,781
2,114
667
2,170
1,691
479
1,362
1,840
-478
738
964
-226
1,500
1,446
54
1,079
963
116
906
749
157
4,090
3,853
237
6,817
6,319
498
1,514
1,474
40
110
105
5
1,762
1,634
128
2,753
2,695
58
257
245
12
2,487
2,450
37
754
735
19
1,692
1,627
65
573
563
10
1,223
1,127
96
912
888
24
862
800
62
205
178
27
2,150
1,766
384
807
753
54
525
539
-14
369
404
-35
1,241
1,213
28
726
628
98
1,240
1,363
-123
1,240
1,130
110
907
753
154
712
688
24
398
400
-2
8,851
8,317
534
1,018
960
58
2,191
2,079
112
337
317
20
444
470
-26
2,612
2,739
-127
429
423
6
545
493
52
1,089
861
228
817
635
182
3,659
2,752
907
2,451
1,905
546
1,089
831
258
484
523
-39
667
697
-30
283
226
57
2,948
2,304
644
936
864
72
444
471
-27
74
70
4
4,521
4,631
-110
850
853
-3
1,870
1,853
17
136
127
9
1,619
1,460
159
880
766
114
2,110
2,181
-71
1,027
1,092
-65
963
1,126
-163
89
139
-50
103
186
-83
722
1,163
-441
423
435
-12
1,533
1,330
203
391
404
-13
1,661
1,731
-70
52
40
12
979
733
246
1,906
1,350
556
1,020
772
248
57
39
18
2,770
1,855
915
6,727
4,353
2,374
2,338
1,514
824
117
74
43
2,511
1,736
775
978
1,052
-74
780
1,013
-233
690
894
-204
97
156
-59
561
831
-270
731
979
-248
2,315
3,093
-778
1,998
2,279
-281
485
489
-4
335
287
48
1,545
1,409
136
778
871
-93
150
155
-5
1,786
2,293
-507
2,164
2,620
-456
1,926
2,267
-341
2,877
3,069
-192
6,018
2,780
3,238
1,294
603
691
10,086
4,626
5,460
4,535
2,027
2,508
678
302
376
3,525
1,640
1,885
471
226
245
267
132
135
867
1,033
-166
1,586
1,635
-49
501
510
-9
417
414
3
837
792
45
2,647
2,482
165
552
626
-74
205
268
-63
567
656
-89
1,513
1,672
-159
393
418
-25
2,619
2,822
-203
3,075
3,345
-270
99
92
7
476
492
-16
833
723
110
848
903
-55
95
100
-5
1,230
1,304
-74
1,419
1,503
-84
1,378
1,503
-125
1,426
1,503
-77
840
746
94
704
597
107
117
61
56
351
183
168
2,850
1,434
1,416
7,895
3,874
4,021
1,856
915
941
3,280
1,595
1,685
1,729
1,974
-245
2,333
1,745
588
931
1,182
-251
2,682
3,086
-404
9,507
7,814
1,693
1,758
1,323
435
4,347
3,068
1,279
3,239
2,160
1,079
46,874
55,000
-8,126
6,462
5,038
1,424
115
122
-7
1,400
1,492
-92
18
27
-9
120
270
-150
311
315
-4
474
399
75
89
137
-48
346
617
-271
115
196
-81
254
458
-204
541
539
2
368
371
-3
473
557
-84
1,891
2,197
-306
473
549
-76
463
545
-82
2,640
3,272
-632
1,173
1,419
-246
440
531
-91
293
351
-58
440
523
-83
2,933
3,479
-546
1,320
1,457
-137
198
273
-75
827
1,363
-536
777
890
-113
832
922
-90
4,491
4,807
-316
1,497
1,513
-16
998
971
27
2,495
2,588
-93
1,871
1,826
45
153
152
1
767
723
44
291
255
36
2,613
2,365
248
950
924
26
1,814
1,508
306
2,582
2,110
472
3,397
2,684
713
2,335
1,852
483
1,048
821
227
48
35
13
3,227
2,352
875
100
70
30
566
387
179
74
80
-6
759
956
-197
633
651
-18
1,085
1,030
55
2,614
2,604
10
79
74
5
814
1,444
-630
528
890
-362
836
929
-93
167
52
115
550
181
369
2,650
776
1,874
2,128
1,717
411
709
558
151
14,924
10,931
3,993
1,310
1,508
-198
936
1,077
-141
1,637
1,651
-14
590
550
40
4,485
4,127
358
359
328
31
979
842
137
680
590
90
939
923
16
1,995
1,432
563
1,233
1,296
-63
936
1,296
-360
210
305
-95
1,616
2,058
-442
1,616
1,903
-287
3,928
4,019
-91
1,580
1,452
128
158
143
15
1,785
2,830
-1,045
521
739
-218
389
528
-139
2,309
3,060
-751
159
195
-36
809
1,171
-362
1,281
1,610
-329
622
595
27
1,729
1,838
-109
1,346
1,498
-152
2,826
2,866
-40
2,516
2,775
-259
2,041
2,093
-52
141
175
-34
1,075
1,053
22
179
174
5
179
144
35
2,710
2,153
557
927
718
209
1,530
1,116
414
2,725
2,473
252
454
412
42
182
163
19
816
827
-11
4,433
4,961
-528
369
408
-39
558
758
-200
386
490
-104
2,533
3,185
-652
1,171
1,565
-394
323
424
-101
857
868
-11
362
344
18
1,277
1,178
99
776
806
-30
86
85
1
232
274
-42
309
338
-29
773
784
-11
2,418
1,961
457
290
226
64
15,475
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
34
b
179
c
285
d
399
e
-1,494
-178
42
121
2
-39
-86
-85
93
132
401
10
51
457
-8
22
12,728
5,880
3,489
-1
-95
109
80
402
261
495
32
-149
-14
-70
44
404
607
8
-8
4
25
236
188
167
240
291
-42
-42
-32
145
57
163
-37
61
71
37
49
161
6
95
-112
-374
-646
-227
-785
-414
-802
-25
-283
-43
-54
-120
-95
-24
-2
-114
-91
-269
-239
-15
-119
-106
-216
-274
76
-309
-208
10
-25
64
20
832
-4
80
7
-2
-282
-105
5
21
-7
-81
2
112
-466
-78
-60
-138
-80
-85
-46
-38
-7
-9
-8
1
80
46
122
-376
-206
-73
13
652
205
32
551
-40
2
128
23
822
729
541
3,012
1,101
945
1,105
4,956
4,180
3,049
160
34
145
33
67
1,106
811
214
-64
122
124
-74
22
247
-27
199
89
119
177
-81
-1,531
63
17
-352
-59
-196
-30
-265
-672
-167
-3
-10
16
8
41
186
-28
-293
-240
-43
-268
-6
-105
-705
-227
-390
191
-152
8
61
-50
-119
-44
35
-2,278
-1
26
103
137
-28
-202
-127
-110
109
30
43
160
54
-160
-788
-105
-125
87
-38
-217
-1
32
-55
-86
-86
-81
-127
-115
61
24
142
74
115
484
-3,972
-38
-5,431
12
-15
-17
-168
-21
-447
-6,760
-9,643
632
-593
-80
282
253
301
125
169
-7
157
398
929
-26
-150
-84
314
61
237
-14
7
100
256
141
-168
12
447
925
903
2,059
439
3,276
782
1,644
2,172
848
1,214
143
43
261
-21
70
186
-30
-140
-93
-587
-391
-1,749
-140
-378
-294
108
667
479
-478
-226
54
116
157
237
498
40
5
128
58
12
37
19
65
10
96
24
62
27
384
54
-14
-35
28
98
-123
110
154
24
-2
534
58
112
20
-26
-127
6
52
228
182
907
546
258
-39
-30
57
644
72
-27
4
-110
-3
17
9
159
114
-71
-65
-163
-50
-83
-441
-12
203
-13
-70
12
246
556
248
18
915
2,374
824
43
775
-74
-233
-204
-59
-270
-248
-778
-281
-4
48
136
-93
-5
-507
-456
-341
-192
3,238
691
5,460
2,508
376
1,885
245
135
-166
-49
-9
3
45
165
-74
-63
-89
-159
-25
-203
-270
7
-16
110
-55
-5
-74
-84
-125
-77
94
107
56
168
1,416
4,021
941
1,685
-245
588
-251
-404
1,693
435
1,279
1,079
-8,126
1,424
-7
-92
-9
-150
-4
75
-48
-271
-81
-204
2
-3
-84
-306
-76
-82
-632
-246
-91
-58
-83
-546
-137
-75
-536
-113
-90
-316
-16
27
-93
45
1
44
36
248
26
306
472
713
483
227
13
875
30
179
-6
-197
-18
55
10
5
-630
-362
-93
115
369
1,874
411
151
3,993
-198
-141
-14
40
358
31
137
90
16
563
-63
-360
-95
-442
-287
-91
128
15
-1,045
-218
-139
-751
-36
-362
-329
27
-109
-152
-40
-259
-52
-34
22
5
35
557
209
414
252
42
19
-11
-528
-39
-200
-104
-652
-394
-101
-11
18
99
-30
1
-42
-29
-11
457
64
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
71,300
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
244,511
5,234,769
0.046709
2017
229,757
5,075,570
0.045267
2016
241,752
4,673,906
0.051724
2015
228,086
4,979,466
0.045805
2014
222,859
5,015,855
0.044431
2
Total
of line 1, column (d)
.....................
2
0.233936
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.046787
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5,119,698
5
Multiply line 4 by line 3
......................
5
239,535
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,461
7
Add lines 5 and 6
........................
7
240,996
8
Enter qualifying distributions from Part XII, line 4
,.............
8
258,143
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,461
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
1,461
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,461
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,308
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,308
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
1,847
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
1,464
Refunded
11
383
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(866) 752-2127
Located at
135 SOUTH LASALLE ST
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Paul A Svoboda
Pres/Secry/Dir
1
0
c/o Bk of Amer 135 S LaSalle St
Chicago
,
IL
60603
Barbara Kelly Hull
VP/Dir
1
0
c/o Bk of Amer 135 S LaSalle St
Chicago
,
IL
60603
Arthur L Kelly
Treas/Dir
1
0
c/o Bk of Amer 135 S LaSalle St
Chicago
,
IL
60603
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
NOT APPLICABLE
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
5,024,576
b
Average of monthly cash balances
.......................
1b
173,087
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
5,197,663
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
5,197,663
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
77,965
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
5,119,698
6
Minimum investment return.
Enter 5% of line 5
..................
6
255,985
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
255,985
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,461
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,461
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
254,524
4
Recoveries of amounts treated as qualifying distributions
................
4
2,000
5
Add lines 3 and 4
............................
5
256,524
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
256,524
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
258,143
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
258,143
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
1,461
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
256,682
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
256,524
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
254,023
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
258,143
a
Applied to 2018, but not more than line 2a
254,023
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
4,120
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
252,404
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
SRILATHA V LAKKARAJU
c/o BANK OF AMERICA 135 S LASALLE
CHICAGO
,
IL
60603
(312) 828-8166
b
The form in which applications should be submitted and information and materials they should include:
NO FORMAL APPLICATION REQUIRED
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
NONE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
SEE ATTACHED SCHEDULE
SEE ATTACHED
SEE ATTACHED
,
IL
11111
N/A
PC
SEE ATTACHED SCHEDULE
234,000
Total
.................................
3a
234,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
107,492
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
71,300
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
178,792
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
178,792
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
4
NOT APPLICABLE
8
NOT APPLICABLE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description