-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
05-01-2019
, and ending
04-30-2020
Name of foundation
CHU AND CHAN FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
11-3440906
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,201,700
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
29,463
29,463
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
94,646
b
Gross sales price for all assets on line 6a
572,559
7
Capital gain net income (from Part IV, line 2)
...
94,646
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
1,680
12
Total.
Add lines 1 through 11
........
125,789
124,109
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,500
0
0
1,500
c
Other professional fees (attach schedule)
....
18,228
10,937
7,291
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
2,098
279
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
268
250
18
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
22,094
11,466
0
8,809
25
Contributions, gifts, grants paid
.......
69,850
69,850
26
Total expenses and disbursements.
Add lines 24 and 25
91,944
11,466
0
78,659
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
33,845
b
Net investment income
(if negative, enter -0-)
112,643
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
203
6,985
6,985
2
Savings and temporary cash investments
.........
60,828
87,691
87,691
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
152,838
b
Investments—corporate stock (attach schedule)
.......
740,650
819,201
846,887
c
Investments—corporate bonds (attach schedule)
.......
132,141
212,751
240,387
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
6,985
13
Investments—other (attach schedule)
..........
19,585
13,490
12,765
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,106,245
1,140,118
1,201,700
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,106,245
1,140,118
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,106,245
1,140,118
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,106,245
1,140,118
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,106,245
2
Enter amount from Part I, line 27a
.....................
2
33,845
3
Other increases not included in line 2 (itemize)
3
28
4
Add lines 1, 2, and 3
..........................
4
1,140,118
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,140,118
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
49. AES CORP COM
2018-09-19
2020-01-10
b
41. AES CORP COM
2018-09-19
2020-04-16
c
52. AES CORP COM
2018-09-20
2020-04-16
d
57. AES CORP COM
2018-09-20
2020-04-17
e
2. ALIBABA GROUP HOLDING LT
2019-09-05
2020-01-10
38. ALLY FINANCIAL INC
2018-02-08
2020-03-06
2. ALPHABET INC SHS CL C
2012-06-29
2020-01-10
1. ALPHABET INC SHS CL C
2012-06-29
2020-04-01
2. ALPHABET INC SHS CL A
2012-06-29
2020-01-10
1. ALPHABET INC SHS CL A
2012-06-29
2020-04-01
2000. AMERICAN EXPRESS CO
2019-02-20
2020-02-20
2000. AMERICAN EXPRESS CO
2019-02-20
2020-04-07
10. APPLE INC
2012-06-29
2019-07-01
2. APPLE INC
2012-06-29
2019-10-29
8. APPLE INC
2015-05-07
2019-10-29
4. APPLE INC
2015-11-18
2019-12-16
11. APPLE INC
2015-06-15
2019-12-16
2. APPLE INC
2015-05-07
2019-12-16
12. APPLE INC
2015-11-18
2020-01-07
7. APPLE INC
2015-11-18
2020-01-27
1000. APPLE INC
2017-02-08
2020-02-20
2000. APPLE INC
2017-02-08
2020-04-07
1000. BB&T CORPORATION
2017-10-25
2020-02-20
2000. BB&T CORPORATION
2017-10-25
2020-04-07
20. BP P L C SPONS ADR
2015-05-07
2020-01-10
3. BP P L C SPONS ADR
2015-08-24
2020-01-10
12. BP P L C SPONS ADR
2014-10-27
2020-01-10
1000. BANK OF NY MELLON CORP
2016-09-23
2020-04-07
7. BAXTER INTERNATIONAL INC
2017-04-17
2019-05-20
17. BAXTER INTERNATIONAL INC
2017-04-13
2019-05-20
33. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-10
5. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-11
14. BAXTER INTERNATIONAL INC
2017-04-18
2019-12-11
2. BAXTER INTERNATIONAL INC
2017-04-17
2019-12-11
5. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-20
23. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-20
7. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-23
16. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-23
1. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-24
3. BIOGEN INC
2016-08-30
2019-10-22
7. BIOGEN INC
2016-08-24
2019-10-22
2. BIOGEN INC
2016-08-30
2020-01-10
336. BLACKROCK STRATEGIC
2014-03-04
2020-02-19
145. BLACKROCK STRATEGIC
2014-03-04
2020-03-06
119. BLACKROCK STRATEGIC
2014-03-04
2020-04-07
9. CDW CORP/DE
2016-02-23
2019-09-18
18. CDW CORP/DE
2015-09-17
2019-09-18
2. CDW CORP/DE
2015-10-06
2019-09-18
7. CDW CORP/DE
2015-09-17
2019-09-18
14. CDW CORP/DE
2015-10-05
2019-09-18
3. CDW CORP/DE
2016-02-23
2020-01-10
1. CDW CORP/DE
2016-02-24
2020-01-10
12. CDW CORP/DE
2016-02-24
2020-02-03
4. CDW CORP/DE
2016-02-25
2020-02-03
10. CDW CORP/DE
2016-02-25
2020-02-27
5. CDW CORP/DE
2016-02-26
2020-02-27
10. CDW CORP/DE
2016-02-26
2020-03-02
10. CDW CORP/DE
2016-02-29
2020-03-02
3. CDW CORP/DE
2020-02-20
2020-03-03
4. CDW CORP/DE
2016-02-29
2020-03-03
33. CARNIVAL CORP
2015-03-02
2019-05-15
14. CARNIVAL CORP
2015-05-07
2019-05-15
6. CARNIVAL CORP
2015-05-07
2019-06-26
40. CARNIVAL CORP
2015-06-10
2019-06-26
7. CARNIVAL CORP
2015-06-10
2019-06-28
35. CARNIVAL CORP
2015-06-11
2019-06-28
1. CARNIVAL CORP
2018-08-10
2019-06-28
29. CARNIVAL CORP
2018-08-10
2019-07-02
13. CARNIVAL CORP
2018-09-06
2019-07-02
21. CARNIVAL CORP
2019-01-08
2019-07-16
21. CARNIVAL CORP
2018-09-06
2019-07-16
5. CARNIVAL CORP
2019-01-10
2019-07-23
10. CARNIVAL CORP
2019-01-09
2019-07-23
11. CARNIVAL CORP
2019-01-08
2019-07-23
6. CARNIVAL CORP
2019-01-11
2019-07-24
23. CARNIVAL CORP
2019-01-10
2019-07-24
38. CENTENE CORP DELAWARE COM
2015-06-15
2019-05-02
39. CENTENE CORP DELAWARE COM
2015-06-16
2019-07-09
15. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-23
5. CENTENE CORP DELAWARE COM
2015-06-16
2019-07-23
18. CENTENE CORP DELAWARE COM
2015-06-17
2019-07-23
25. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-25
21. CISCO SYSTEMS INCORPORATED
2013-10-10
2020-01-10
5. CITIGROUP INC
2015-05-07
2020-01-10
3. CITIGROUP INC
2012-10-31
2020-01-10
1000. CITIGROUP INC
2011-11-17
2020-02-20
1000. CITIGROUP INC
2011-11-17
2020-04-08
63. COMCAST CORP
2012-10-04
2019-10-14
26. COMCAST CORP
2012-10-04
2020-01-10
. DOWDUPONT INC
2019-06-06
2019-06-06
10. DR HORTON INC
2016-07-13
2020-01-10
23. DR HORTON INC
2016-07-14
2020-01-10
27. DR HORTON INC
2016-07-14
2020-03-10
46. DR HORTON INC
2016-10-18
2020-03-10
17. DR HORTON INC
2016-10-19
2020-03-10
78. DR HORTON INC
2016-10-19
2020-03-13
4. DR HORTON INC
2016-10-20
2020-03-13
18. DR HORTON INC
2017-02-21
2020-03-13
9. DR HORTON INC
2017-03-30
2020-03-13
1. DR HORTON INC
2017-03-30
2020-03-16
21. DELTA AIR LINES INC
2016-02-22
2020-01-10
18. DELTA AIR LINES INC
2017-01-11
2020-03-09
30. DELTA AIR LINES INC
2016-05-19
2020-03-09
42. DELTA AIR LINES INC
2016-02-22
2020-03-09
49. DELTA AIR LINES INC
2016-02-23
2020-03-09
58. DELTA AIR LINES INC
2017-01-11
2020-03-10
17. DELTA AIR LINES INC
2017-01-12
2020-03-10
11. DELTA AIR LINES INC
2020-02-20
2020-03-10
24. DISH NETWORK CORPORATION CLASS A
2018-08-22
2019-11-07
23. DISH NETWORK CORPORATION CLASS A
2018-08-20
2019-11-07
34. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-11-07
1.41 DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-01-10
13.59 DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-01-10
6.26 DISH NETWORK CORPORATION CLASS A
2018-10-10
2020-02-04
9.74 DISH NETWORK CORPORATION CLASS A
2018-08-23
2020-02-04
1.03 DISH NETWORK CORPORATION CLASS A
2018-10-10
2020-02-05
12.74 DISH NETWORK CORPORATION CLASS A
2018-10-10
2020-02-05
42.23 DISH NETWORK CORPORATION CLASS A
2018-10-11
2020-02-05
.77 DISH NETWORK CORPORATION CLASS A
2018-10-11
2020-02-06
2.33 DISH NETWORK CORPORATION CLASS A
2018-10-11
2020-02-06
.65 DISH NETWORK CORPORATION CLASS A
2018-10-19
2020-02-06
12. DISH NETWORK CORPORATION CLASS A
2018-10-19
2020-02-06
9.26 DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-06
2.38 DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-10
7.62 DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-10
1.08 DISH NETWORK CORPORATION CLASS A
2018-12-19
2020-02-11
20. DISH NETWORK CORPORATION CLASS A
2018-12-19
2020-02-11
39.79 DISH NETWORK CORPORATION CLASS A
2018-12-20
2020-02-11
27.13 DISH NETWORK CORPORATION CLASS A
2018-10-22
2020-02-11
44. DISH NETWORK CORPORATION CLASS A
2019-01-17
2020-02-12
2.38 DISH NETWORK CORPORATION CLASS A
2019-01-17
2020-02-12
23. DISH NETWORK CORPORATION CLASS A
2019-01-18
2020-02-12
1.24 DISH NETWORK CORPORATION CLASS A
2019-01-18
2020-02-12
2.17 DISH NETWORK CORPORATION CLASS A
2018-12-20
2020-02-12
.21 DISH NETWORK CORPORATION CLASS A
2018-12-20
2020-02-12
15. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
11. DOLLAR GENERAL CORP
2018-11-21
2019-09-03
5. DOLLAR GENERAL CORP
2018-11-26
2019-12-03
13. DOLLAR GENERAL CORP
2018-11-23
2019-12-03
1. DOLLAR GENERAL CORP
2018-11-21
2019-12-03
5. DOLLAR GENERAL CORP
2018-11-26
2020-04-13
14. DOLLAR GENERAL CORP
2018-11-26
2020-04-13
3. DOLLAR GENERAL CORP
2018-11-26
2020-04-24
6. DOLLAR GENERAL CORP
2018-11-30
2020-04-24
12. DOW INC
2013-10-23
2019-07-22
1. DOW INC
2019-04-05
2019-07-22
7. DOW INC
2017-01-09
2019-07-22
9. DOW INC
2015-06-15
2019-07-22
3. DOW INC
2017-01-10
2019-07-22
5. DOW INC
2017-01-10
2019-07-23
8. DOW INC
2017-01-12
2019-07-23
7. DOW INC
2017-01-12
2019-07-30
14. DOW INC
2017-01-13
2019-07-30
9. DOW INC
2017-01-17
2019-07-30
1. DOW INC
2017-01-25
2019-07-30
11. DOW INC
2019-01-17
2019-07-31
2. DOW INC
2017-01-25
2019-07-31
.33 DUPONT DE NEMOURS INC
2019-05-15
2019-06-06
12. DUPONT DE NEMOURS INC
2013-10-23
2019-06-14
9. DUPONT DE NEMOURS INC
2015-06-15
2019-06-14
6. DUPONT DE NEMOURS INC
2017-01-09
2019-06-14
1. DUPONT DE NEMOURS INC
2017-01-09
2019-06-21
8. DUPONT DE NEMOURS INC
2017-01-10
2019-06-21
15. DUPONT DE NEMOURS INC
2017-01-12
2019-06-21
2. DUPONT DE NEMOURS INC
2017-01-13
2019-06-21
12. DUPONT DE NEMOURS INC
2017-01-13
2020-01-27
18. DUPONT DE NEMOURS INC
2019-05-15
2020-01-27
9. DUPONT DE NEMOURS INC
2017-01-17
2020-01-27
11. DUPONT DE NEMOURS INC
2019-01-17
2020-01-27
3. DUPONT DE NEMOURS INC
2017-01-25
2020-01-27
27. E*TRADE FINANCIAL CORP
2017-10-03
2020-01-10
4. E*TRADE FINANCIAL CORP
2017-10-03
2020-01-29
9. E*TRADE FINANCIAL CORP
2017-10-04
2020-01-29
15. E*TRADE FINANCIAL CORP
2017-10-04
2020-01-30
5. E*TRADE FINANCIAL CORP
2017-10-09
2020-01-30
16. E*TRADE FINANCIAL CORP
2017-10-09
2020-01-31
2. E*TRADE FINANCIAL CORP
2017-10-10
2020-01-31
2. EMERSON ELECTRIC CO
2018-10-08
2019-08-02
29. EMERSON ELECTRIC CO
2018-10-05
2019-08-02
22. EMERSON ELECTRIC CO
2018-10-08
2019-08-05
18. EMERSON ELECTRIC CO
2018-10-16
2019-08-05
16. EMERSON ELECTRIC CO
2018-10-31
2019-08-15
17. EMERSON ELECTRIC CO
2018-10-17
2019-08-15
3. EMERSON ELECTRIC CO
2018-10-16
2019-08-15
12. EMERSON ELECTRIC CO
2018-11-02
2019-08-16
15. EMERSON ELECTRIC CO
2018-11-01
2019-08-16
11. EMERSON ELECTRIC CO
2018-10-31
2019-08-16
4. EMERSON ELECTRIC CO
2018-11-02
2019-08-19
2. FACEBOOK INC
2020-02-04
2020-03-06
2000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-02-20
2000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-04-07
199. FREEPORT-MCMORAN INC
2018-05-02
2019-05-15
63. FREEPORT-MCMORAN INC
2018-05-02
2019-05-30
4. FREEPORT-MCMORAN INC
2018-08-03
2019-05-30
114. FREEPORT-MCMORAN INC
2018-05-11
2019-05-30
122. FREEPORT-MCMORAN INC
2018-08-03
2019-06-14
95. FREEPORT-MCMORAN INC
2018-09-14
2019-06-14
47. FREEPORT-MCMORAN INC
2018-09-14
2019-06-17
28. GILEAD SCIENCES INC
2016-04-13
2019-05-13
9. GILEAD SCIENCES INC
2016-04-13
2019-05-16
31. GILEAD SCIENCES INC
2017-05-31
2019-05-16
6. GILEAD SCIENCES INC
2017-05-31
2019-05-17
1000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-02-20
2000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2020-04-07
1000. HOME DEPOT INC
2019-01-11
2020-02-20
2000. HOME DEPOT INC
2019-01-11
2020-04-07
3. HUBBELL INC
2019-02-13
2020-01-10
10. HUMANA INC
2015-08-06
2020-01-09
9. HUMANA INC
2015-08-06
2020-01-10
5. HUMANA INC
2015-08-06
2020-03-12
2. HUMANA INC
2015-08-06
2020-03-16
8. HUMANA INC
2016-10-18
2020-03-16
6. HUMANA INC
2016-10-19
2020-03-16
12. HUMANA INC
2016-10-19
2020-03-17
4. HUMANA INC
2019-07-23
2020-03-17
19. IAA INC REG SHS WHEN
2018-04-02
2019-08-12
24. IAA INC REG SHS WHEN
2018-04-02
2019-08-13
15. IAA INC REG SHS WHEN
2018-04-02
2019-08-15
5. IAA INC REG SHS WHEN
2018-04-02
2019-08-16
13. IAA INC REG SHS WHEN
2018-05-11
2019-08-16
10. IAA INC REG SHS WHEN
2018-05-11
2019-08-19
5. IAA INC REG SHS WHEN
2018-05-11
2019-09-09
5. IAA INC REG SHS WHEN
2018-05-16
2019-09-10
7. IAA INC REG SHS WHEN
2018-05-11
2019-09-10
11. IAA INC REG SHS WHEN
2018-05-17
2019-09-11
2. IAA INC REG SHS WHEN
2018-05-16
2019-09-11
9. IAA INC REG SHS WHEN
2018-05-18
2019-09-12
2. IAA INC REG SHS WHEN
2018-05-17
2019-09-12
1. IAA INC REG SHS WHEN
2018-06-19
2019-10-11
1. IAA INC REG SHS WHEN
2018-05-21
2019-10-11
5. IAA INC REG SHS WHEN
2018-05-18
2019-10-11
10. IAA INC REG SHS WHEN
2018-06-19
2019-10-14
3. IAA INC REG SHS WHEN
2018-06-20
2019-10-14
3. IAA INC REG SHS WHEN
2018-06-21
2019-10-14
11. IAA INC REG SHS WHEN
2018-06-21
2019-10-15
8. IAA INC REG SHS WHEN
2018-06-22
2019-10-15
6. IAA INC REG SHS WHEN
2019-01-17
2019-10-15
3. IAA INC REG SHS WHEN
2019-01-17
2019-10-16
3. IAA INC REG SHS WHEN
2019-01-17
2019-10-18
8. IAA INC REG SHS WHEN
2019-01-18
2019-10-18
6. IAA INC REG SHS WHEN
2019-01-18
2019-10-21
4. IAA INC REG SHS WHEN
2019-01-22
2019-10-21
11. IAA INC REG SHS WHEN
2019-01-22
2019-10-23
1. IAA INC REG SHS WHEN
2019-01-22
2019-10-24
8. IAA INC REG SHS WHEN
2019-02-28
2019-10-24
1. IAA INC REG SHS WHEN
2019-03-01
2019-10-24
6. IAA INC REG SHS WHEN
2019-03-01
2019-10-25
3. IAA INC REG SHS WHEN
2019-03-04
2019-10-28
12. IAA INC REG SHS WHEN
2019-03-01
2019-10-28
23. J P MORGAN CHASE & CO COM
2012-06-15
2020-01-10
3. J P MORGAN CHASE & CO COM
2012-06-15
2020-02-28
12. J P MORGAN CHASE & CO COM
2012-06-25
2020-02-28
10. J P MORGAN CHASE & CO COM
2012-06-26
2020-02-28
2. J P MORGAN CHASE & CO COM
2012-06-26
2020-03-03
11. J P MORGAN CHASE & CO COM
2012-06-27
2020-03-03
8. J P MORGAN CHASE & CO COM
2012-06-28
2020-03-03
1. J P MORGAN CHASE & CO COM
2012-12-17
2020-03-09
3. J P MORGAN CHASE & CO COM
2012-06-28
2020-03-09
12. J P MORGAN CHASE & CO COM
2012-06-29
2020-03-09
2000. JPMORGAN CHASE & CO
2014-09-16
2020-02-20
2000. JPMORGAN CHASE & CO
2014-09-16
2020-04-07
28. KAR AUCTION SERVICES INC
2018-04-02
2020-01-15
35. KAR AUCTION SERVICES INC
2018-04-02
2020-01-16
8. KAR AUCTION SERVICES INC
2018-05-11
2020-01-16
27. KAR AUCTION SERVICES INC
2018-05-11
2020-01-17
7. KAR AUCTION SERVICES INC
2018-05-16
2020-01-17
11. KAR AUCTION SERVICES INC
2018-05-17
2020-01-17
2. KAR AUCTION SERVICES INC
2018-05-17
2020-01-23
11. KAR AUCTION SERVICES INC
2018-05-18
2020-01-23
3. KAR AUCTION SERVICES INC
2018-05-18
2020-01-24
11. KAR AUCTION SERVICES INC
2018-06-19
2020-01-24
3. KAR AUCTION SERVICES INC
2018-06-20
2020-01-24
1. KAR AUCTION SERVICES INC
2018-05-21
2020-01-24
14. KAR AUCTION SERVICES INC
2018-06-21
2020-01-24
5. KAR AUCTION SERVICES INC
2018-06-22
2020-01-24
12. KAR AUCTION SERVICES INC
2019-01-17
2020-01-27
14. KAR AUCTION SERVICES INC
2019-01-18
2020-01-27
3. KAR AUCTION SERVICES INC
2018-06-22
2020-01-27
7. KAR AUCTION SERVICES INC
2019-01-22
2020-01-27
9. KAR AUCTION SERVICES INC
2019-01-22
2020-01-28
3. KAR AUCTION SERVICES INC
2019-02-28
2020-01-28
16. KAR AUCTION SERVICES INC
2019-03-01
2020-01-31
5. KAR AUCTION SERVICES INC
2019-02-28
2020-01-31
3. KAR AUCTION SERVICES INC
2019-03-01
2020-02-03
3. KAR AUCTION SERVICES INC
2019-03-04
2020-02-03
37. KAR AUCTION SERVICES INC
2019-07-09
2020-02-03
13. KAR AUCTION SERVICES INC
2019-07-10
2020-02-03
6. KAR AUCTION SERVICES INC
2019-07-10
2020-02-04
15. KAR AUCTION SERVICES INC
2019-07-10
2020-02-07
1. KAR AUCTION SERVICES INC
2019-07-11
2020-02-07
36. KAR AUCTION SERVICES INC
2019-09-18
2020-02-07
9. KAR AUCTION SERVICES INC
2019-09-19
2020-02-07
28. KAR AUCTION SERVICES INC
2019-09-19
2020-02-10
5. KAR AUCTION SERVICES INC
2019-09-20
2020-02-10
3. KAR AUCTION SERVICES INC
2019-10-22
2020-02-10
22. KAR AUCTION SERVICES INC
2019-10-22
2020-02-11
2. KAR AUCTION SERVICES INC
2019-10-22
2020-02-12
27. KAR AUCTION SERVICES INC
2019-10-23
2020-02-12
2. KAR AUCTION SERVICES INC
2019-10-23
2020-02-13
12. KAR AUCTION SERVICES INC
2019-10-24
2020-02-13
13. LABORATORY CORP AMER HLDGS COM NEW
2014-12-26
2020-01-10
11. LABORATORY CORP AMER HLDGS COM NEW
2014-12-26
2020-04-28
8. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2020-04-28
36. LENNAR CORP
2015-09-23
2019-06-14
23. LENNAR CORP
2015-09-23
2019-06-18
2. LENNAR CORP
2015-09-24
2019-06-18
3. LENNAR CORP
2015-09-24
2019-06-19
16. LENNAR CORP
2017-03-08
2019-06-19
4. LOWES COMPANIES INC COM
2013-06-21
2020-01-10
5. LOWES COMPANIES INC COM
2015-05-07
2020-01-22
18. LOWES COMPANIES INC COM
2013-06-21
2020-01-22
4. LOWES COMPANIES INC COM
2015-05-07
2020-04-08
21. LOWES COMPANIES INC COM
2015-05-07
2020-04-16
7. LOWES COMPANIES INC COM
2015-06-15
2020-04-16
172. MARATHON OIL CORP
2018-06-11
2020-03-09
45. MARATHON OIL CORP
2018-06-12
2020-03-09
117. MARATHON OIL CORP
2019-01-16
2020-03-09
170. MARATHON OIL CORP
2019-03-19
2020-03-09
15. MARATHON OIL CORP
2019-03-20
2020-03-09
15. MARATHON OIL CORP
2019-03-20
2020-03-10
10. MICROSOFT CORPORATION
2015-06-15
2020-01-10
29. MICROSOFT CORPORATION
2015-11-18
2020-01-10
21. MICROSOFT CORPORATION
2015-11-18
2020-03-06
10. MICROSOFT CORPORATION
2015-11-18
2020-04-01
6. MICROSOFT CORPORATION
2016-01-06
2020-04-16
14. MICROSOFT CORPORATION
2015-11-18
2020-04-16
28. MICROSOFT CORPORATION
2016-01-06
2020-04-24
19. MICROSOFT CORPORATION
2016-01-06
2020-04-28
3. MOLSON COORS BREWING CO CL B
2019-02-04
2019-06-14
15. MOLSON COORS BREWING CO CL B
2019-02-01
2019-06-14
11. MOLSON COORS BREWING CO CL B
2019-01-31
2019-06-14
8. MOLSON COORS BREWING CO CL B
2019-01-30
2019-06-14
3. NORFOLK SOUTHERN CORP
2017-01-12
2020-01-10
18. NOVARTIS AG ADR
2018-11-16
2019-09-10
7. NOVARTIS AG ADR
2018-11-19
2019-09-11
5. NOVARTIS AG ADR
2018-11-16
2019-09-11
5. NOVARTIS AG ADR
2018-11-19
2020-01-10
9. NOVARTIS AG ADR
2018-11-19
2020-02-06
16. NOVARTIS AG ADR
2018-11-21
2020-02-06
1. NOVARTIS AG ADR
2018-11-21
2020-02-20
3. NOVARTIS AG ADR
2018-11-23
2020-02-20
22. NOVARTIS AG ADR
2018-11-26
2020-02-20
14. NOVARTIS AG ADR
2018-11-30
2020-02-20
17. NOVARTIS AG ADR
2019-01-08
2020-02-25
7. NOVARTIS AG ADR
2019-01-09
2020-02-25
7. NOVARTIS AG ADR
2018-11-30
2020-02-25
10. NOVO-NORDISK A S ADR
2017-09-26
2019-09-05
18. NOVO-NORDISK A S ADR
2017-09-27
2019-09-06
3. NOVO-NORDISK A S ADR
2017-09-26
2019-09-06
3. NOVO-NORDISK A S ADR
2017-09-29
2019-09-09
18. NOVO-NORDISK A S ADR
2017-09-28
2019-09-09
3. NOVO-NORDISK A S ADR
2017-09-27
2019-09-09
11. NOVO-NORDISK A S ADR
2017-09-29
2019-09-17
7. NOVO-NORDISK A S ADR
2017-10-09
2019-09-17
5. NOVO-NORDISK A S ADR
2017-10-10
2019-09-17
11. NOVO-NORDISK A S ADR
2017-10-11
2019-09-19
6. NOVO-NORDISK A S ADR
2017-10-10
2019-09-19
1. NOVO-NORDISK A S ADR
2017-10-11
2020-01-10
9. NOVO-NORDISK A S ADR
2017-10-12
2020-01-10
1. NOVO-NORDISK A S ADR
2017-10-13
2020-01-10
2. NOVO-NORDISK A S ADR
2017-10-26
2020-01-10
25. NOVO-NORDISK A S ADR
2017-10-26
2020-04-28
1. NOVO-NORDISK A S ADR
2017-10-27
2020-04-28
9. NOVO-NORDISK A S ADR
2018-01-17
2020-04-29
12. NOVO-NORDISK A S ADR
2017-10-27
2020-04-29
5. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-01-10
1. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-03-16
3. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-03-18
4. O'REILLY AUTOMOTIVE INC
2018-07-10
2020-03-18
2. O'REILLY AUTOMOTIVE INC
2018-07-19
2020-03-18
1000. ORACLE CORP
2016-10-28
2020-02-20
2000. ORACLE CORP
2016-10-28
2020-04-07
1. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-10
8. PACKAGING CORP OF AMERICA
2013-02-25
2019-12-10
11. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-11
16. PACKAGING CORP OF AMERICA
2013-02-26
2019-12-12
3. PACKAGING CORP OF AMERICA
2013-02-26
2020-02-13
10. PACKAGING CORP OF AMERICA
2015-05-07
2020-02-20
6. PACKAGING CORP OF AMERICA
2015-06-15
2020-02-20
5. PACKAGING CORP OF AMERICA
2013-02-26
2020-02-20
17. PACKAGING CORP OF AMERICA
2013-02-27
2020-02-20
1. PACKAGING CORP OF AMERICA
2019-01-02
2020-02-24
1. PACKAGING CORP OF AMERICA
2015-06-15
2020-02-24
9. PACKAGING CORP OF AMERICA
2018-06-19
2020-02-24
3. PACKAGING CORP OF AMERICA
2018-06-20
2020-02-24
16. PACKAGING CORP OF AMERICA
2019-01-02
2020-02-25
2. PACKAGING CORP OF AMERICA
2019-01-03
2020-02-25
1. PACKAGING CORP OF AMERICA
2019-01-03
2020-02-26
30. PFIZER INC
2016-03-31
2020-01-10
65. REGIONS FINANCIAL CORP
2017-01-10
2020-01-10
34. REGIONS FINANCIAL CORP
2017-01-10
2020-01-29
7. REGIONS FINANCIAL CORP
2017-01-11
2020-01-29
56. REGIONS FINANCIAL CORP
2017-01-11
2020-01-30
42. REGIONS FINANCIAL CORP
2017-01-11
2020-01-31
3. REGIONS FINANCIAL CORP
2017-01-11
2020-01-31
6. REGIONS FINANCIAL CORP
2017-01-12
2020-01-31
96. REGIONS FINANCIAL CORP
2017-01-12
2020-02-04
60. REGIONS FINANCIAL CORP
2017-01-12
2020-02-05
18. REGIONS FINANCIAL CORP
2017-01-13
2020-02-05
70. REGIONS FINANCIAL CORP
2017-01-13
2020-02-07
56. REGIONS FINANCIAL CORP
2017-01-13
2020-02-10
17. REGIONS FINANCIAL CORP
2017-01-13
2020-02-19
10. REGIONS FINANCIAL CORP
2017-12-19
2020-02-19
102. REGIONS FINANCIAL CORP
2017-12-19
2020-02-20
5000. USD ROYAL BK CANADA
2016-04-26
2019-09-23
1000. USD ROYAL BK CANADA
2017-05-04
2019-09-23
1000. SHELL INTERNATIONAL FIN
2013-09-12
2019-09-23
1000. SHELL INTERNATIONAL FIN
2017-05-04
2019-09-23
7000. SHELL INTERNATIONAL FIN
2009-09-17
2019-09-23
1000. SHELL INTERNATIONAL FIN
2010-01-19
2019-09-23
2. J M SMUCKER CO
2018-03-14
2019-11-11
1. J M SMUCKER CO
2018-03-08
2019-11-11
8. J M SMUCKER CO
2018-03-07
2019-11-11
10. J M SMUCKER CO
2018-03-13
2019-11-11
3. J M SMUCKER CO
2018-03-14
2019-11-12
5. J M SMUCKER CO
2018-03-23
2019-11-12
7. J M SMUCKER CO
2018-03-23
2019-11-18
2. J M SMUCKER CO
2018-03-26
2019-11-18
2. J M SMUCKER CO
2018-05-17
2019-11-19
9. J M SMUCKER CO
2018-05-16
2019-11-19
3. J M SMUCKER CO
2018-03-26
2019-11-19
4. J M SMUCKER CO
2018-05-17
2019-11-20
9. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-10-14
23. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-10-15
15. SONY CORP/AMER SHARES NEW/
2019-06-19
2019-11-11
16. SONY CORP/AMER SHARES NEW/
2019-06-18
2019-11-11
25. SONY CORP/AMER SHARES NEW/
2019-06-17
2019-11-11
15. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-11-11
2. SONY CORP/AMER SHARES NEW/
2019-06-19
2020-01-10
4. SONY CORP/AMER SHARES NEW/
2019-06-20
2020-01-10
2. SONY CORP/AMER SHARES NEW/
2019-06-20
2020-04-13
8. SONY CORP/AMER SHARES NEW/
2019-06-26
2020-04-13
22. SONY CORP/AMER SHARES NEW/
2019-06-27
2020-04-13
8. SONY CORP/AMER SHARES NEW/
2019-06-27
2020-04-14
2. SONY CORP/AMER SHARES NEW/
2019-06-28
2020-04-14
6. SONY CORP/AMER SHARES NEW/
2019-06-28
2020-04-16
19. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-17
3. SONY CORP/AMER SHARES NEW/
2019-06-28
2020-04-17
11. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-28
4. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-28
14. SONY CORP/AMER SHARES NEW/
2019-07-01
2020-04-29
8. SONY CORP/AMER SHARES NEW/
2019-07-02
2020-04-29
19. SUNCOR ENERGY INC
2015-05-07
2019-07-02
12. SUNCOR ENERGY INC
2013-02-20
2019-07-02
5. SUNCOR ENERGY INC
2013-01-15
2019-07-02
34. SUNCOR ENERGY INC
2015-06-15
2019-07-03
2. SUNCOR ENERGY INC
2017-04-24
2019-07-03
1. SUNCOR ENERGY INC
2015-05-07
2019-07-03
3. SUNCOR ENERGY INC
2017-04-26
2019-07-05
13. SUNCOR ENERGY INC
2017-04-24
2019-07-05
22. SUNCOR ENERGY INC
2017-04-25
2019-07-05
11. SUNCOR ENERGY INC
2017-04-26
2019-07-08
7. SUNCOR ENERGY INC
2018-02-05
2019-07-08
18. SUNCOR ENERGY INC
2018-02-06
2019-07-09
16. SUNCOR ENERGY INC
2018-02-05
2019-07-09
22. SUNCOR ENERGY INC
2018-03-05
2019-07-10
6. SUNCOR ENERGY INC
2018-02-06
2019-07-10
33. SUNCOR ENERGY INC
2018-03-05
2019-07-16
1. SUNCOR ENERGY INC
2018-03-06
2019-07-16
10. SUNCOR ENERGY INC
2018-03-06
2019-07-17
19. SUNCOR ENERGY INC
2019-01-02
2019-07-17
28. SUNCOR ENERGY INC
2019-01-02
2019-07-26
26. SUNCOR ENERGY INC
2019-01-02
2019-07-29
20. SUNTRUST BANKS INC
2015-08-24
2019-08-15
12. SUNTRUST BANKS INC
2015-05-07
2019-08-15
8. SUNTRUST BANKS INC
2016-06-24
2019-08-15
40. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-05
26. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-06
12. TAIWAN S MANUFCTRING ADR
2018-09-07
2020-01-10
.22 TRUIST FINL CORP
2016-06-24
2019-12-17
15. TRUIST FINL CORP
2016-06-24
2020-01-10
42. TRUIST FINL CORP
2016-06-24
2020-03-09
21. US BANCORP DEL
2012-10-31
2020-01-10
14. US BANCORP DEL
2013-01-14
2020-03-03
24. US BANCORP DEL
2012-10-31
2020-03-03
1000. U.S. TREASURY BOND
2009-06-24
2020-02-20
1000. U.S. TREASURY BOND
2010-01-19
2020-04-07
1000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-09-10
2020-02-20
2000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-02-24
2020-02-20
3000. U.S. TREASURY BOND 3.125% FEB 15 2042
2012-09-10
2020-04-07
10000. U.S. TREASURY BOND
2016-09-23
2019-06-25
2000. U.S. TREASURY BOND
2017-05-04
2019-06-25
1000. U.S. TREASURY BOND
2018-03-01
2020-02-20
2000. U.S. TREASURY BOND
2019-06-25
2020-02-20
2000. U.S. TREASURY BOND
2019-06-25
2020-04-07
1000. U.S. TREASURY NOTE
2018-06-08
2020-02-20
1000. U.S. TREASURY NOTE
2018-06-08
2020-04-07
7000. U.S. TREASURY NOTE
2019-07-18
2020-02-05
13000. U.S. TREASURY NOTE
2018-09-12
2019-05-15
6000. U.S. TREASURY NOTE
2018-09-12
2019-07-18
4000. U.S. TREASURY NOTE
2019-04-12
2020-02-20
4000. U.S. TREASURY NOTE
2019-04-12
2020-04-07
6000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
14000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
2000. U.S. TREASURY NOTE
2017-03-09
2020-02-20
3000. U.S. TREASURY NOTE
2017-03-09
2020-04-07
1000. U.S. TREASURY NOTE
2010-06-11
2020-02-20
2000. U.S. TREASURY NOTE
2010-06-11
2020-04-07
2000. U.S. TREASURY NOTE
2017-10-25
2020-02-20
2000. U.S. TREASURY NOTE
2017-10-25
2020-04-07
1000. U.S. TREASURY NOTE
2018-08-23
2020-02-20
1000. U.S. TREASURY NOTE
2018-08-23
2020-04-07
6000. U.S. TREASURY NOTE
2018-08-23
2020-04-28
2000. U.S. TREASURY NOTE
2019-12-18
2020-02-20
3000. U.S. TREASURY NOTE
2019-12-18
2020-04-07
1000. U.S. TREASURY NOTE
2019-12-18
2020-02-20
7000. U.S. TREASURY NOTE
2019-12-18
2020-02-25
1000. U.S. TREASURY NOTE
2020-02-05
2020-02-20
1000. U.S. TREASURY NOTE
2020-02-05
2020-04-07
6000. U.S. TREASURY NOTE
2020-02-05
2020-04-29
9. UNITEDHEALTH GROUP INC
2014-10-27
2020-01-09
10. UNITEDHEALTH GROUP INC
2014-10-27
2020-01-10
9. UNITEDHEALTH GROUP INC
2014-10-27
2020-02-06
19. VERIZON COMMUNICATIONS INC
2019-03-29
2020-01-10
28. VERIZON COMMUNICATIONS INC
2019-03-29
2020-03-26
33. VERIZON COMMUNICATIONS INC
2019-04-25
2020-04-16
17. VERIZON COMMUNICATIONS INC
2019-03-29
2020-04-16
2. VISA INC
2020-02-13
2020-03-06
18. WALMART INC
2017-01-09
2020-01-10
1. WALMART INC
2017-01-09
2020-02-04
24. WALMART INC
2017-01-10
2020-02-04
17. WALMART INC
2017-01-10
2020-02-06
17. WALMART INC
2018-08-03
2020-04-07
23. WALMART INC
2017-08-04
2020-04-07
23. WALMART INC
2017-09-05
2020-04-07
13. WALMART INC
2017-01-10
2020-04-07
26. WALMART INC
2017-08-17
2020-04-07
19. WALMART INC
2017-07-26
2020-04-07
13. WALMART INC
2018-02-26
2020-04-07
1000. WALMART INC
2018-08-23
2020-02-20
2000. WALMART INC
2018-08-23
2020-04-07
1000. WELLS FARGO & COMPANY
2016-07-26
2020-02-20
1000. WELLS FARGO & COMPANY
2016-07-26
2020-04-07
3. ALCON SA ACT NOM
2018-11-21
2019-07-09
4. ALCON SA ACT NOM
2018-11-19
2019-07-09
4. ALCON SA ACT NOM
2018-11-16
2019-07-09
1. ALCON SA ACT NOM
2018-11-21
2019-07-10
5. ALCON SA ACT NOM
2018-11-26
2019-07-10
4. ALCON SA ACT NOM
2018-11-30
2019-07-10
2. ALCON SA ACT NOM
2019-01-08
2019-07-10
1. ALCON SA ACT NOM
2019-01-08
2019-07-11
2. ALCON SA ACT NOM
2019-01-09
2019-07-11
6. ALCON SA ACT NOM
2019-04-15
2019-07-11
10. ALCON SA ACT NOM
2019-04-15
2019-07-30
14. ALCON SA ACT NOM
2019-04-15
2019-07-31
4. ALCON SA ACT NOM
2019-04-15
2019-08-01
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
990
670
320
b
500
561
-61
c
634
716
-82
d
727
785
-58
e
447
357
90
928
1,053
-125
2,856
576
2,280
1,111
288
823
2,855
578
2,277
1,109
289
820
2,117
2,003
114
2,081
2,003
78
2,020
829
1,191
487
166
321
1,947
1,007
940
1,121
468
653
3,082
1,398
1,684
560
252
308
3,590
1,404
2,186
2,164
819
1,345
1,085
1,009
76
2,176
2,018
158
1,041
996
45
2,030
1,991
39
777
836
-59
117
95
22
466
503
-37
1,008
996
12
528
370
158
1,282
907
375
2,709
1,743
966
414
279
135
1,158
739
419
165
106
59
412
280
132
1,897
1,285
612
589
434
155
1,347
986
361
84
62
22
856
848
8
1,996
2,044
-48
593
565
28
3,390
3,413
-23
1,454
1,473
-19
1,113
1,209
-96
1,080
351
729
2,186
753
1,433
240
83
157
840
293
547
1,681
580
1,101
429
117
312
143
39
104
1,595
464
1,131
532
156
376
1,175
391
784
588
197
391
1,182
394
788
1,182
395
787
355
409
-54
474
158
316
1,770
1,498
272
751
623
128
272
267
5
1,816
1,901
-85
324
333
-9
1,620
1,661
-41
46
60
-14
1,346
1,735
-389
604
803
-199
974
1,092
-118
974
1,297
-323
231
260
-29
461
519
-58
507
572
-65
280
314
-34
1,074
1,196
-122
1,923
1,474
449
1,961
1,541
420
788
544
244
263
198
65
945
714
231
1,308
906
402
994
480
514
398
267
131
239
112
127
1,050
957
93
1,039
957
82
2,849
1,152
1,697
1,172
475
697
9
9
540
339
201
1,241
784
457
1,336
920
416
2,276
1,353
923
841
504
337
2,952
2,313
639
151
117
34
681
553
128
341
301
40
34
33
1
1,246
1,019
227
781
924
-143
1,302
1,296
6
1,823
2,037
-214
2,126
2,398
-272
2,535
2,976
-441
743
854
-111
481
644
-163
831
843
-12
796
805
-9
1,177
1,214
-37
50
47
3
479
453
26
230
198
32
358
324
34
39
33
6
484
403
81
1,604
1,303
301
29
24
5
87
72
15
24
21
3
448
396
52
346
306
40
88
79
9
280
252
28
42
30
12
772
554
218
1,536
1,032
504
1,047
897
150
1,809
1,221
588
98
66
32
946
646
300
51
35
16
89
56
33
9
5
4
8
8
1,713
1,161
552
765
535
230
1,990
1,378
612
153
106
47
853
535
318
2,388
1,495
893
529
320
209
1,057
662
395
610
482
128
51
51
356
398
-42
458
452
6
153
168
-15
259
279
-20
415
454
-39
338
397
-59
676
790
-114
434
501
-67
48
57
-9
529
603
-74
96
115
-19
24
30
-6
901
736
165
676
689
-13
451
521
-70
75
87
-12
601
682
-81
1,127
1,299
-172
150
172
-22
692
1,034
-342
1,038
1,225
-187
519
765
-246
634
920
-286
173
263
-90
1,254
1,195
59
177
177
397
399
-2
661
665
-4
220
222
-2
685
710
-25
86
88
-2
123
155
-32
1,790
2,260
-470
1,319
1,704
-385
1,079
1,318
-239
904
1,099
-195
960
1,249
-289
169
220
-51
694
842
-148
867
1,051
-184
636
755
-119
234
281
-47
360
420
-60
2,075
1,957
118
2,137
1,957
180
2,155
3,005
-850
617
951
-334
39
63
-24
1,116
1,847
-731
1,302
1,922
-620
1,014
1,299
-285
500
643
-143
1,787
2,717
-930
594
873
-279
2,046
2,004
42
396
388
8
1,050
999
51
2,111
1,998
113
1,141
1,028
113
2,231
2,055
176
434
351
83
3,657
1,860
1,797
3,275
1,674
1,601
1,476
930
546
546
372
174
2,185
1,390
795
1,639
1,049
590
3,252
2,097
1,155
1,084
1,128
-44
827
632
195
1,106
798
308
668
499
169
218
166
52
568
434
134
443
334
109
242
167
75
232
167
65
325
234
91
504
371
133
92
67
25
412
300
112
92
67
25
37
34
3
37
34
3
186
167
19
362
342
20
109
103
6
109
103
6
398
379
19
289
274
15
217
191
26
111
95
16
113
95
18
302
259
43
234
194
40
156
128
28
420
353
67
38
32
6
307
235
72
38
29
9
229
177
52
115
89
26
459
353
106
3,136
803
2,333
348
105
243
1,392
422
970
1,160
358
802
234
72
162
1,287
400
887
936
284
652
95
43
52
285
106
179
1,138
432
706
2,145
1,993
152
2,132
1,993
139
618
568
50
777
711
66
178
163
15
593
550
43
154
143
11
242
226
16
45
41
4
246
224
22
66
61
5
242
229
13
66
63
3
22
20
2
308
294
14
110
105
5
263
233
30
307
276
31
66
63
3
154
137
17
199
176
23
66
54
12
336
288
48
105
90
15
63
54
9
63
54
9
775
919
-144
272
324
-52
127
149
-22
329
374
-45
22
24
-2
790
933
-143
198
236
-38
608
735
-127
109
128
-19
65
77
-12
478
563
-85
45
51
-6
602
686
-84
45
51
-6
269
309
-40
2,310
1,411
899
1,944
1,194
750
1,414
868
546
1,927
1,766
161
1,201
1,128
73
104
96
8
153
145
8
814
815
-1
486
158
328
611
362
249
2,199
709
1,490
378
290
88
1,946
1,521
425
649
483
166
619
3,700
-3,081
162
966
-804
421
1,822
-1,401
612
2,941
-2,329
54
260
-206
57
260
-203
1,620
454
1,166
4,698
1,551
3,147
3,351
1,123
2,228
1,531
535
996
1,052
325
727
2,455
749
1,706
4,844
1,518
3,326
3,250
1,030
2,220
162
198
-36
810
995
-185
594
726
-132
432
524
-92
595
332
263
1,594
1,387
207
620
542
78
443
385
58
471
387
84
867
696
171
1,541
1,253
288
96
78
18
288
232
56
2,113
1,719
394
1,345
1,123
222
1,498
1,291
207
617
535
82
617
561
56
528
482
46
949
869
80
158
144
14
152
144
8
914
866
48
152
145
7
561
526
35
357
345
12
255
244
11
561
543
18
306
293
13
59
49
10
529
442
87
59
48
11
118
98
20
1,622
1,228
394
65
50
15
567
506
61
756
598
158
2,180
1,441
739
311
288
23
854
865
-11
1,138
1,148
-10
569
598
-29
1,043
990
53
2,063
1,980
83
111
42
69
892
334
558
1,229
458
771
1,799
666
1,133
300
125
175
994
693
301
597
401
196
497
208
289
1,690
712
978
99
84
15
99
67
32
892
1,053
-161
297
349
-52
1,528
1,349
179
191
166
25
96
83
13
1,187
900
287
1,068
948
120
525
496
29
108
101
7
863
807
56
651
606
45
47
43
4
93
86
7
1,559
1,375
184
991
860
131
297
265
32
1,141
1,030
111
910
824
86
279
250
29
164
173
-9
1,683
1,762
-79
5,000
5,021
-21
1,000
1,002
-2
1,000
1,000
1,000
1,000
7,000
6,964
36
1,000
1,000
209
265
-56
104
128
-24
834
1,031
-197
1,043
1,315
-272
314
398
-84
524
601
-77
737
841
-104
211
242
-31
208
222
-14
937
1,008
-71
312
364
-52
418
445
-27
521
463
58
1,333
1,183
150
915
791
124
976
836
140
1,525
1,310
215
915
771
144
142
106
36
285
216
69
120
108
12
479
420
59
1,317
1,150
167
491
418
73
123
105
18
373
315
58
1,216
1,012
204
192
158
34
695
590
105
253
213
40
904
751
153
517
428
89
591
571
20
373
379
-6
155
173
-18
1,059
948
111
62
61
1
31
30
1
94
93
1
409
398
11
692
682
10
346
340
6
220
243
-23
576
606
-30
512
555
-43
711
703
8
194
202
-8
1,042
1,054
-12
32
32
314
322
-8
596
535
61
832
789
43
760
733
27
1,184
785
399
710
503
207
473
326
147
1,769
1,798
-29
1,141
1,169
-28
708
539
169
12
7
5
842
472
370
1,439
1,323
116
1,195
699
496
650
469
181
1,114
798
316
1,395
1,010
385
1,526
994
532
1,222
1,051
171
2,443
2,005
438
4,078
3,153
925
9,957
10,283
-326
1,991
1,799
192
1,222
975
247
2,407
2,145
262
2,722
2,145
577
1,076
1,000
76
1,119
1,000
119
7,711
7,459
252
13,319
12,935
384
6,222
5,970
252
4,535
4,182
353
4,795
4,179
616
6,061
6,051
10
14,143
14,031
112
2,094
1,953
141
3,275
2,929
346
1,004
1,001
3
2,007
2,000
7
2,128
1,989
139
2,237
1,989
248
1,005
1,000
5
1,008
1,000
8
6,039
6,000
39
2,013
1,977
36
3,134
2,965
169
1,008
998
10
7,089
6,989
100
1,004
1,003
1
1,023
1,003
20
6,142
6,018
124
2,649
828
1,821
2,954
920
2,034
2,616
828
1,788
1,122
1,123
-1
1,490
1,656
-166
1,884
1,844
40
971
1,005
-34
363
416
-53
2,097
1,236
861
116
69
47
2,773
1,646
1,127
1,982
1,166
816
2,127
1,530
597
2,877
1,851
1,026
2,877
1,830
1,047
1,626
891
735
3,253
2,066
1,187
2,377
1,499
878
1,626
1,210
416
1,056
1,010
46
2,131
2,018
113
1,005
1,000
5
1,000
1,000
182
162
20
242
214
28
242
213
29
61
54
7
305
270
35
244
222
22
122
105
17
62
53
9
123
106
17
369
331
38
590
552
38
823
773
50
237
221
16
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
320
b
-61
c
-82
d
-58
e
90
-125
2,280
823
2,277
820
114
78
1,191
321
940
653
1,684
308
2,186
1,345
76
158
45
39
-59
22
-37
12
158
375
966
135
419
59
132
612
155
361
22
8
-48
28
-23
-19
-96
729
1,433
157
547
1,101
312
104
1,131
376
784
391
788
787
-54
316
272
128
5
-85
-9
-41
-14
-389
-199
-118
-323
-29
-58
-65
-34
-122
449
420
244
65
231
402
514
131
127
93
82
1,697
697
9
201
457
416
923
337
639
34
128
40
1
227
-143
6
-214
-272
-441
-111
-163
-12
-9
-37
3
26
32
34
6
81
301
5
15
3
52
40
9
28
12
218
504
150
588
32
300
16
33
4
8
552
230
612
47
318
893
209
395
128
51
-42
6
-15
-20
-39
-59
-114
-67
-9
-74
-19
-6
165
-13
-70
-12
-81
-172
-22
-342
-187
-246
-286
-90
59
-2
-4
-2
-25
-2
-32
-470
-385
-239
-195
-289
-51
-148
-184
-119
-47
-60
118
180
-850
-334
-24
-731
-620
-285
-143
-930
-279
42
8
51
113
113
176
83
1,797
1,601
546
174
795
590
1,155
-44
195
308
169
52
134
109
75
65
91
133
25
112
25
3
3
19
20
6
6
19
15
26
16
18
43
40
28
67
6
72
9
52
26
106
2,333
243
970
802
162
887
652
52
179
706
152
139
50
66
15
43
11
16
4
22
5
13
3
2
14
5
30
31
3
17
23
12
48
15
9
9
-144
-52
-22
-45
-2
-143
-38
-127
-19
-12
-85
-6
-84
-6
-40
899
750
546
161
73
8
8
-1
328
249
1,490
88
425
166
-3,081
-804
-1,401
-2,329
-206
-203
1,166
3,147
2,228
996
727
1,706
3,326
2,220
-36
-185
-132
-92
263
207
78
58
84
171
288
18
56
394
222
207
82
56
46
80
14
8
48
7
35
12
11
18
13
10
87
11
20
394
15
61
158
739
23
-11
-10
-29
53
83
69
558
771
1,133
175
301
196
289
978
15
32
-161
-52
179
25
13
287
120
29
7
56
45
4
7
184
131
32
111
86
29
-9
-79
-21
-2
36
-56
-24
-197
-272
-84
-77
-104
-31
-14
-71
-52
-27
58
150
124
140
215
144
36
69
12
59
167
73
18
58
204
34
105
40
153
89
20
-6
-18
111
1
1
1
11
10
6
-23
-30
-43
8
-8
-12
-8
61
43
27
399
207
147
-29
-28
169
5
370
116
496
181
316
385
532
171
438
925
-326
192
247
262
577
76
119
252
384
252
353
616
10
112
141
346
3
7
139
248
5
8
39
36
169
10
100
1
20
124
1,821
2,034
1,788
-1
-166
40
-34
-53
861
47
1,127
816
597
1,026
1,047
735
1,187
878
416
46
113
5
20
28
29
7
35
22
17
9
17
38
38
50
16
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
94,646
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
83,718
1,272,762
0.065777
2017
106,289
1,301,669
0.081656
2016
58,686
1,190,942
0.049277
2015
158,691
1,275,965
0.124369
2014
138,917
1,416,620
0.098062
2
Total
of line 1, column (d)
.....................
2
0.419141
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.083828
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,245,974
5
Multiply line 4 by line 3
......................
5
104,448
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,126
7
Add lines 5 and 6
........................
7
105,574
8
Enter qualifying distributions from Part XII, line 4
,.............
8
78,659
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,253
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,253
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,253
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,804
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,804
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
449
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
TONY CHU
PRESIDENT
20
0
14616 EDGEBROOK DRIVE
FISHERS
,
IN
46040
EMILY CHU
DIRECTOR
20
0
14616 EDGEBROOK DRIVE
FISHERS
,
IN
46040
THOMAS SOBEL
SECRETARY
0
0
1013 ROCKYSIDE ROAD
NEW CUMBERLAND
,
WV
26047
JEFF SOBEL
PRESIDENT
0
0
53 HAMPTON CIRCLE
NICEVILLE
,
FL
32578
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,189,646
b
Average of monthly cash balances
.......................
1b
75,302
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,264,948
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
1,264,948
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
18,974
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,245,974
6
Minimum investment return.
Enter 5% of line 5
..................
6
62,299
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
62,299
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,253
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,253
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
60,046
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
60,046
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
60,046
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
78,659
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
78,659
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
78,659
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
60,046
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
70,349
b
From 2015
......
96,287
c
From 2016
......
856
d
From 2017
......
42,991
e
From 2018
......
21,883
f
Total
of lines 3a through e
........
232,366
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
78,659
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
60,046
e
Remaining amount distributed out of corpus
18,613
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
250,979
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
70,349
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
180,630
10
Analysis of line 9:
a
Excess from 2015
....
96,287
b
Excess from 2016
....
856
c
Excess from 2017
....
42,991
d
Excess from 2018
....
21,883
e
Excess from 2019
....
18,613
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
TONY CHU EMILY CHU THOMAS S
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
INDIANA UNIVERSITY FOUNDATION
PO BOX 500
BLOOMINGTON
,
IN
47402
N/A
PC
BECKY SOBEL BREAST CANCER
10,000
HOSPICE OF SOUTHERN ILLINOIS
305 S ILLINOIS STREET
BELLEVILLE
,
IL
62220
N/A
PC
UNRESTRICTED GENERAL
24,850
NATIONAL MARFAN FOUNDATION
22 MANHASSET AVENUE
PORT WASHINGTON
,
NY
11050
N/A
PC
UNRESTRICTED GENERAL
35,000
Total
.................................
3a
69,850
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
29,463
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
94,646
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
1,680
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
125,789
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
125,789
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description