Scharbauer Foundation Inc: Form 990PF 2019

- TIN:

Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2019

Open to Public Inspection

For calendar year 2019, or tax year beginning 01-01-2019 , and ending 12-31-2019

Name of foundation
SCHARBAUER FOUNDATION INC

Number and street (or P.O. box number if mail is not delivered to street address)300 N MARIENFELD SUITE 900
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
MIDLAND, TX797014387

A Employer identification number

26-2527362

B Telephone number (see instructions)

(432) 683-2222

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$335,004,154J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments	1,126,450		1,126,450
4	Dividends and interest from securities...	4,253,852		4,253,852
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		12,461,939
b	Gross sales price for all assets on line 6a 71,515,984
7	Capital gain net income (from Part IV, line 2)...			12,461,939
8	Net short-term capital gain.........
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		33,150,462	33,150,413
12	Total. Add lines 1 through 11........	50,992,703		50,992,654
13	Compensation of officers, directors, trustees, etc.	658,900		428,175	230,725
14	Other employee salaries and wages......	48,125		7,219	48,906
15	Pension plans, employee benefits.......	164,855		90,313	74,542
16a	Legal fees (attach schedule).........		17,896	7,500	10,396
b	Accounting fees (attach schedule).......		10,525	7,894	2,632
c	Other professional fees (attach schedule)....
17	Interest...............
18	Taxes (attach schedule) (see instructions)...		12,273	12,273	0
19	Depreciation (attach schedule) and depletion...		6,822	6,822
20	Occupancy..............	78,171		58,412	19,759
21	Travel, conferences, and meetings.......	50,743		38,057	12,686
22	Printing and publications..........	830		663	167
23	Other expenses (attach schedule).......		806,527	735,150	71,378
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	1,855,667		1,392,478	471,191
25	Contributions, gifts, grants paid.......	17,280,780			17,280,780
26	Total expenses and disbursements. Add lines 24 and 25	19,136,447		1,392,478	17,751,971
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	31,856,256
b	Net investment income (if negative, enter -0-)			49,600,176
c	Adjusted net income (if negative, enter -0-)...

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2019)

Form 990-PF (2019)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............	2,788,209	4,198,643	4,198,643
	2	Savings and temporary cash investments.........
	3	Accounts receivable
		Less: allowance for doubtful accounts
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	98,690,038	127,551,927	148,658,376
	c	Investments—corporate bonds (attach schedule).......	67,757,370	70,298,666	71,647,868
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........
	14	Land, buildings, and equipment: basis 435,912
		Less: accumulated depreciation (attach schedule) 94,736	58,062	341,176	326,934
	15	Other assets (describe )	4,016,987	2,232,288	110,172,333
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	173,310,666	204,622,700	335,004,154
	17	Accounts payable and accrued expenses..........	2,222
	18	Grants payable.................	5,678,500	19,600,000
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........	5,680,722	19,600,000
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	48,279,709	48,279,709
	27	Paid-in or capital surplus, or land, bldg., and equipment fund	0	0
	28	Retained earnings, accumulated income, endowment, or other funds	119,350,235	136,742,991
	29	Total net assets or fund balances (see instructions).....	167,629,944	185,022,700
	30	Total liabilities and net assets/fund balances (see instructions).	173,310,666	204,622,700

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

167,629,944

Enter amount from Part I, line 27a .....................

31,856,256

Other increases not included in line 2 (itemize) bullet

Add lines 1, 2, and 3 ..........................

199,486,200

Decreases not included in line 2 (itemize) bullet

14,463,500

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

185,022,700

Form 990-PF (2019)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	002824BB5 - ABBOTT LABS 2.95% DUE 03-15-2025/03-10-2015 REG		2015-05-08	2019-04-17
b	025816BS7 - AMERN EXPRESS CO 3.4% 02-27-2023		2018-02-22	2019-10-03
c	025816BS7 - AMERN EXPRESS CO 3.4% 02-27-2023		2018-02-22	2019-11-05
d	02665WCE9 - AMERICAN HONDA FIN CORP MED TERM NTS BOOK ENTRY 3.5% DUE 02-15-2		2018-06-08	2019-09-24
e	046353AL2 - ASTRAZENECA PLC 3.375% DUE 11-16-2025 REG		2016-08-19	2019-11-18
	084664BT7 - BERKSHIRE HATHAWAY FIN CORP 3.0% DUE 05-15-2022 REG		2015-05-08	2019-07-19
	12572QAG0 - CME GROUP INC 3.0% DUE 03-15-2025/03-09-2015 REG		2015-05-08	2019-09-10
	191216BG4 - COCA COLA CO/THE 2.45% DUE 11-01-2020 BEO		2015-05-11	2019-05-09
	191216BW9 - COCA COLA CO 2.55% DUE 06-01-2026 REG		2016-05-25	2019-06-21
	30231GAJ1 - EXXON MOBIL CORP 2.397% DUE 03-06-2022 REG		2015-05-11	2019-07-31
	30231GAJ1 - EXXON MOBIL CORP 2.397% DUE 03-06-2022 REG		2015-05-11	2019-07-24
	3137EADR7 - FEDERAL HOME LN MTG CORP 1.375% DUE 05-01-2020 REG		2015-05-08	2019-03-12
	3137EAEC9 - FEDERAL HOME LN MTG CORP PREASSIGN 000991.125% DUE 08-12-2021 RE		2018-01-08	2019-02-06
	3137EAEJ4 - FEDERAL HOME LN MTG CORP 0.0% DUE 09-30-2020 REG		2017-10-18	2019-02-06
	46625HJE1 - JPMORGAN CHASE & CO 3.25% DUE 09-23-2022REG		2017-07-13	2019-09-05
	637432MU6 - NATIONAL RURAL UTILS COOP FIN CORP 2.35%DUE 06-15-2020/06-06-201		2015-11-03	2019-04-29
	713448DN5 - PEPSICO INC 2.375% DUE 10-06-2026/07-06-2026 REG		2016-10-04	2019-09-10
	713448DN5 - PEPSICO INC 2.375% DUE 10-06-2026/07-06-2026 REG		2016-10-04	2019-09-10
	718172CD9 - PHILIP MORRIS INTL INC 2.5% 11-02-2022		2017-11-09	2019-11-05
	718172CD9 - PHILIP MORRIS INTL INC 2.5% 11-02-2022		2017-11-09	2019-11-18
	797440BR4 - SAN DIEGO GAS & ELEC CO 3.6% DUE 09-01-2023/09-09-2013 REG		2018-10-18	2019-11-18
	80283LAN3 - SANTANDER UK PLC 2.375% DUE 03-16-2020 REG		2015-05-08	2019-04-03
	828807CW5 - SIMON PPTY GROUP L P 3.3% DUE 01-15-2026/01-13-2016 REG		2016-02-09	2019-09-05
	828807CW5 - SIMON PPTY GROUP L P 3.3% DUE 01-15-2026/01-13-2016 REG		2016-02-09	2019-09-05
	828807CW5 - SIMON PPTY GROUP L P 3.3% DUE 01-15-2026/01-13-2016 REG		2016-02-09	2019-09-05
	857477AN3 - STATE STR CORP 3.3% DUE 12-16-2024 REG		2018-06-08	2019-10-30
	907818DK1 - UNION PAC CORP 4.163% DUE 07-15-2022/10-28-2011 REG		2018-05-16	2019-08-27
	91159HHN3 - U S BANCORP MEDIUM TERM NTS- BOOK ENTRY 2.375% DUE 07-22-2026/06		2016-07-19	2019-11-18
	912810RS9 - UNITED STATES OF AMER TREAS BONDS DTD 05/15/2016 2.5% DUE 05-15-		2016-06-14	2019-11-18
	912810RS9 - UNITED STATES OF AMER TREAS BONDS DTD 05/15/2016 2.5% DUE 05-15-		2016-07-06	2019-11-18
	9128282F6 - UNITED STATES TREAS NTS 1.125% DUE 08-31-2021		2016-09-09	2019-05-14
	9128282F6 - UNITED STATES TREAS NTS 1.125% DUE 08-31-2021		2016-09-09	2019-04-17
	9128282Y5 - UNITED STATES TREAS NTS 2.125% DUE 09-30-2024		2018-06-11	2019-07-24
	9128283N8 - UNITED STATES TREAS NTS 1.875% 12-31-2019		2018-06-08	2019-12-31
	912828F39 - UNITED STATES TREAS NTS DTD 09/30/2014 1.75% DUE 09-30-2019 REG		2018-06-08	2019-09-30
	912828G53 - UNITED STATES TREAS NTS DTD 11/30/2014 1.875% DUE 11-30-2021 REG		2015-05-08	2019-08-14
	912828L65 - UNITED STATES TREAS NTS FIXED 1.375% DUE09-30-2020		2015-10-27	2019-03-05
	912828N30 - UNITED STATES TREAS NTS DTD 12/31/2015 2.125% DUE 12-31-2022 REG		2015-12-31	2019-10-22
	912828N63 - UNITED STATES TREAS NTS 1.125% DUE 01-15-2019		2016-02-23	2019-01-15
	912828ST8 - UNITED STATES TREAS NTS DTD 04/30/2012 1.25% DUE 04-30-2019 REG		2017-05-01	2019-04-30
	912828T59 - UNITED STATES TREAS NTS TREASURY NOTE 1.0% DUE 10-15-2019 REG		2016-10-20	2019-10-15
	912828T59 - UNITED STATES TREAS NTS TREASURY NOTE 1.0% DUE 10-15-2019 REG		2016-10-20	2019-03-19
	912828U24 - UNITED STATES TREAS NTS DTD 11/15/2016 2.0% 11-15-2026 REG		2018-01-08	2019-02-14
	912828V80 - UNITED STATES TREAS NTS 2.25% 01-31-2024		2017-02-13	2019-11-13
	912828WC0 - UNITED STATES TREAS NTS DTD 10/31/2013 1.75% DUE 10-31-2020 REG		2015-05-11	2019-02-06
	912828WZ9 - UNITED STATES TREAS NTS DTD 04/30/2015 1.75% DUE 04-30-2022 REG		2015-05-08	2019-06-10
	91324PDH2 - UNITEDHEALTH GROUP INC 3.15% 06-15-2021		2018-06-14	2019-07-31
	961214CX9 - WESTPAC BKG CORP 2.85% DUE 05-13-2026 REG		2016-05-09	2019-09-24
	983919AH4 - XILINX INC 3.0% DUE 03-15-2021 REG		2015-10-05	2019-11-18
	DISVX - MFO DFA INVT DIMENSIONS GROUP INC INTL SMALL CAP VALUE PORTFOLIO		2017-12-14	2019-09-26
	DISVX - MFO DFA INVT DIMENSIONS GROUP INC INTL SMALL CAP VALUE PORTFOLIO		2017-06-19	2019-09-26
	DISVX - MFO DFA INVT DIMENSIONS GROUP INC INTL SMALL CAP VALUE PORTFOLIO		2017-12-14	2019-09-26
	DISVX - MFO DFA INVT DIMENSIONS GROUP INC INTL SMALL CAP VALUE PORTFOLIO		2018-06-06	2019-09-26
	DISVX - MFO DFA INVT DIMENSIONS GROUP INC INTL SMALL CAP VALUE PORTFOLIO		2018-07-10	2019-09-26
	FFCB1 - FEDERAL FARM CR BKS CONS SYSTEMWIDE BDS 2.23% 06-06-2024 REG		2016-06-02	2019-11-26
	FHLB1 - FEDERAL HOME LN BKS TRANCHE 00068 1.375%DUE 02-18-2021 REG		2018-01-08	2019-05-29
	FNMAB - FNMA TRANCHE 00653 1.25% DUE 05-06-2021 REG		2016-06-17	2019-11-18
	MTN1 - DEERE JOHN CAP CORP MEDIUM TERM NTS-BOOK3.15% DUE 10-15-2021		2018-05-17	2019-07-19
	MTN1 - WELLS FARGO & CO NEW MEDIUM TERM SR NTS 3.0% DUE 01-22-2021		2018-05-01	2019-05-16
	MTN1 - BANK NEW YORK MELLON CORP MEDIUM TERM SRNT BOOK ENTRY 3.4% 01-29-2028		2018-10-01	2019-10-18
	MTN1 - WELLS FARGO & CO NEW MEDIUM TERM SR NTS 3.0% DUE 01-22-2021		2018-05-01	2019-10-03
	NHFIX - MFB NORTHERN HIGH YIELD FIXED INCOME FUND		2015-05-01	2019-10-16
	NHFIX - MFB NORTHERN HIGH YIELD FIXED INCOME FUND		2015-05-01	2019-09-23
	NHFIX - MFB NORTHERN HIGH YIELD FIXED INCOME FUND		2015-05-01	2019-11-14
	NHFIX - MFB NORTHERN HIGH YIELD FIXED INCOME FUND		2015-05-01	2019-06-25
	TLTE - MFC FLEXSHARES TR MORNINGSTAR EMERG MKTSFACT		2018-06-06	2019-09-25
	TLTE - MFC FLEXSHARES TR MORNINGSTAR EMERG MKTSFACT		2018-06-06	2019-06-25
	TLTE - MFC FLEXSHARES TR MORNINGSTAR EMERG MKTSFACT		2015-05-01	2019-09-25
	06051GHQ5 - BANK AMER CORP 3.974% 02-07-2030		2019-02-04	2019-06-10
	097023CD5 - BOEING CO 3.2% DUE 03-01-2029/02-15-2019REG		2019-02-13	2019-09-24
	13607RAD2 - CANADIAN IMPERIAL BK COMM TORONTO BRH 3.5% DUE 09-13-2023 REG		2018-09-06	2019-06-27
	20030NCT6 - COMCAST CORP NEW 4.15% DUE 10-15-2028/10-05-2018 REG		2018-10-02	2019-06-20
	26442UAH7 - DUKE ENERGY PROGRESS LLC 3.45% 03-15-2029		2019-03-04	2019-09-24
	26884ABA0 - ERP OPER LTD PARTNERSHIP 3.0% DUE 04-15-2023		2018-11-02	2019-06-17
	26884ABL6 - ERP OPER LTD PARTNERSHIP 3.0% DUE 07-01-2029/06-26-2019 REG		2019-06-17	2019-10-18
	437076BY7 - HOME DEPOT INC 2.95% DUE 06-15-2029/06-17-2019 REG		2019-06-28	2019-10-18
	438516BU9 - HONEYWELL INTL INC 2.7% DUE 08-15-2029/08-08-2019 REG		2019-07-31	2019-09-24
	438516BU9 - HONEYWELL INTL INC 2.7% DUE 08-15-2029/08-08-2019 REG		2019-07-30	2019-09-24
	459200KA8 - INTERNATIONAL BUSINESS MACHS CORP 3.5% 05-15-2029 REG		2019-05-08	2019-09-05
	46647PBD7 - JPMORGAN CHASE & CO 3.702% 05-06-2030		2019-04-29	2019-06-18
	57636QAM6 - MASTERCARD INC 2.95% DUE 06-01-2029/05-31-2019 REG		2019-05-28	2019-09-05
	57636QAM6 - MASTERCARD INC 2.95% DUE 06-01-2029/05-31-2019 REG		2019-05-28	2019-09-05
	693475AW5 - PNC FINL SVCS GROUP INC 3.45% DUE 04-23-2029 REG		2019-04-16	2019-10-18
	718172CH0 - PHILIP MORRIS INTL INC 2.875% DUE 05-01-2024/05-01-2019 REG		2019-04-29	2019-11-13
	78013XW20 - ROYAL BK CANADA 3.7% 10-05-2023		2018-10-01	2019-08-14
	801060AC8 - SANOFI S A 3.375% DUE 06-19-2023/06-19-2018 REG		2018-06-12	2019-06-07
	808513AL9 - SCHWAB CHARLES CORP NEW 3.0% DUE 03-10-2025		2018-10-01	2019-04-17
	87236YAH1 - TD AMERITRADE HLDG CORP 3.75% DUE 04-01-2024/11-01-2018 REG		2018-10-30	2019-10-29
	87612EBH8 - TARGET CORP FIXED 3.375% 04-15-2029		2019-03-18	2019-09-18
	88579YBA8 - 3M CO 3.0% DUE 09-14-2021/09-14-2018 REG		2018-09-11	2019-04-29
	912810QY7 - UNITED STATES TREAS BDS DTD 11/15/2012 2.75% DUE 11-15-2042 REG		2019-06-10	2019-10-30
	9128284G2 - UNITED STATES TREAS NTS DTD 823 2.375% DUE 04-15-2021 REG		2018-06-08	2019-02-06
	912828A83 - UNITED STATES TREAS NTS 2.375% DUE 12-31-2020		2018-06-08	2019-02-06
	912828Y46 - UNITED STATES TREAS NTS 2.625% DUE 07-31-2020 REG		2018-08-27	2019-02-06
	91324PDS8 - UNITEDHEALTH GROUP INC 2.875% DUE 08-15-2029 REG		2019-07-24	2019-10-18
	91324PDS8 - UNITEDHEALTH GROUP INC 2.875% DUE 08-15-2029 REG		2019-07-23	2019-10-18
	931142EL3 - WALMART INC 2.85% DUE 07-08-2024/04-23-2019 REG		2019-04-17	2019-09-04
	931142EL3 - WALMART INC 2.85% DUE 07-08-2024/04-23-2019 REG		2019-04-16	2019-09-04
	983024AF7 - WYETH 6.45% DUE 02-01-2024/01-31-2024 BEO		2018-09-18	2019-02-27
	FHLB1 - FEDERAL HOME LN BKS TRANCHE 00481 2.625%DUE 10-01-2020 REG		2018-10-01	2019-03-05
	MTN1 - BB&T CORP MEDIUM TERM NTS 3.05% 06-20-2022		2019-03-11	2019-09-09
	MTN1 - CATERPILLAR FINL SVCS CORP MEDIUM TERM NTRANCHE # TR 00781 3.15% DUE		2018-09-04	2019-09-04
	VANGUARD EQ - SHORT TERM			2019-09-13
	VANGUARD EQ - LONG TERM			2019-09-13
	VANGURAD FI - SHORT TERM			2019-10-29
	CANTEL MEDICAL CORP. CMN		2018-10-24	2019-12-18
	CITIGROUP INC. LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 2050.72 STRUCTURED		2018-04-20	2019-12-17
	ENTEGRIS, INC. CMN		2018-10-26	2019-12-16
	ENTEGRIS, INC. CMN		2014-08-01	2019-12-16
	ENTEGRIS, INC. CMN		2014-07-30	2019-12-16
	COHEN & STEERS, INC. CMN		2012-08-23	2019-12-06
	FORUM ENERGY TECHNOLOGIES INC CMN		2016-02-25	2019-12-06
	FORUM ENERGY TECHNOLOGIES INC CMN		2014-04-30	2019-12-06
	FORUM ENERGY TECHNOLOGIES INC CMN		2013-11-18	2019-12-06
	FORUM ENERGY TECHNOLOGIES INC CMN		2013-11-15	2019-12-06
	FORUM ENERGY TECHNOLOGIES INC CMN		2013-08-06	2019-12-06
	FORUM ENERGY TECHNOLOGIES INC CMN		2013-08-05	2019-12-06
	FORUM ENERGY TECHNOLOGIES INC CMN		2013-07-29	2019-12-06
	PEBBLEBROOK HOTEL TRUST CMN		2017-06-29	2019-12-06
	WD 40 CO CMN		2016-02-25	2019-12-06
	WRIGHT MED GROUP N V CMN		2017-06-29	2019-12-06
	MOSAIC COMPANY (THE) CMN		2018-01-11	2019-12-05
	MOSAIC COMPANY (THE) CMN		2017-12-12	2019-12-05
	MOSAIC COMPANY (THE) CMN		2017-07-03	2019-12-05
	MOSAIC COMPANY (THE) CMN		2017-05-02	2019-12-05
	MOSAIC COMPANY (THE) CMN		2017-04-12	2019-12-05
	MOSAIC COMPANY (THE) CMN		2016-02-17	2019-12-05
	MOSAIC COMPANY (THE) CMN		2017-04-12	2019-12-04
	JARDINE MATHESON HOLDINGS LTD ADR CMN		2017-12-29	2019-11-29
	JARDINE MATHESON HOLDINGS LTD ADR CMN		2017-12-15	2019-11-29
	JARDINE MATHESON HOLDINGS LTD ADR CMN		2016-03-17	2019-11-29
	JARDINE MATHESON HOLDINGS LTD ADR CMN		2016-03-04	2019-11-29
	AIA GROUP LIMITED SPONSORED ADR CMN SERIES		2018-06-27	2019-11-28
	AIA GROUP LIMITED SPONSORED ADR CMN SERIES		2018-01-02	2019-11-28
	JARDINE MATHESON HOLDINGS LTD ADR CMN		2018-09-19	2019-11-28
	JARDINE MATHESON HOLDINGS LTD ADR CMN		2017-12-15	2019-11-28
	LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN		2018-09-19	2019-11-28
	LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN		2017-12-29	2019-11-28
	MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN		2016-06-08	2019-11-28
	MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN		2016-03-17	2019-11-28
	SOFTBANK GRP CORP UNSPONSORED ADR CMN		2018-06-27	2019-11-28
	SOFTBANK GRP CORP UNSPONSORED ADR CMN		2017-12-29	2019-11-28
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	FIREEYE, INC. CMN		2016-08-01	2019-11-20
	ENTEGRIS, INC. CMN		2018-10-26	2019-11-19
	IBERIABANK CORPORATION CMN		2016-02-25	2019-11-05
	IBERIABANK CORPORATION CMN		2012-12-07	2019-11-05
	IBERIABANK CORPORATION CMN		2012-09-07	2019-11-05
	IBERIABANK CORPORATION CMN		2012-08-23	2019-11-05
	IBERIABANK CORPORATION CMN		2012-08-13	2019-11-05
	IBERIABANK CORPORATION CMN		2012-12-26	2019-11-04
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	IBERIABANK CORPORATION CMN		2011-12-22	2019-11-04
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	IBERIABANK CORPORATION CMN		2011-03-22	2019-10-31
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	U.S. BANCORP CMN		2013-10-01	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2017-05-08	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2017-04-24	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2017-04-24	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2016-08-04	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2015-10-22	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2015-09-21	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2015-05-12	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2015-05-11	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2015-04-02	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2016-12-05	2019-10-29
	WALT DISNEY COMPANY (THE) CMN		2016-11-18	2019-10-29
	APPLE INC. CMN		2016-04-27	2019-10-28
	APPLE INC. CMN		2016-04-27	2019-10-28
	APPLE INC. CMN		2016-02-10	2019-10-28
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	PROCTER & GAMBLE COMPANY (THE) CMN		2015-06-04	2019-10-28
	PROCTER & GAMBLE COMPANY (THE) CMN		2015-04-02	2019-10-28
	ENTEGRIS, INC. CMN		2014-07-30	2019-10-18
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	CAMBREX CORPORATION CMN		2017-08-04	2019-10-17
	CAMBREX CORPORATION CMN		2017-08-03	2019-10-17
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	SILICON LABORATORIES INC. CMN		2017-02-02	2019-10-17
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	PROCTER & GAMBLE COMPANY (THE) CMN		2015-04-02	2019-10-15
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	MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN		2018-06-27	2019-10-11
	MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN		2018-01-02	2019-10-11
	MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN		2017-12-29	2019-10-11
	MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN		2016-03-17	2019-10-11
	SVENSKA HANDELSBANKEN AB UNSPONSORED ADR CMN REPRESENTING A SHARES SRS 21151		2018-09-19	2019-10-11
	SVENSKA HANDELSBANKEN AB UNSPONSORED ADR CMN REPRESENTING A SHARES SRS 21151		2018-07-25	2019-10-11
	SVENSKA HANDELSBANKEN AB UNSPONSORED ADR CMN REPRESENTING A SHARES SRS 21151		2018-06-27	2019-10-11
	SVENSKA HANDELSBANKEN AB UNSPONSORED ADR CMN REPRESENTING A SHARES SRS 21151		2016-03-17	2019-10-11
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	GS ENHANCED INCOME FUND CLASS P		2018-05-29	2019-09-24
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	ENTEGRIS, INC. CMN		2014-07-30	2019-09-13
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	CAESARS ENTERTAINMENT CORP CMN		2018-08-10	2019-09-05
	CAESARS ENTERTAINMENT CORP CMN		2018-08-01	2019-09-05
	CAESARS ENTERTAINMENT CORP CMN		2018-08-08	2019-09-04
	CAESARS ENTERTAINMENT CORP CMN		2018-06-28	2019-09-04
	MORGAN STANLEY FINANCE LLC LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA, 243		2017-06-23	2019-08-28
	ASSA ABLOY AB UNSPONSORED ADR (SWEDEN)		2016-03-17	2019-08-27
	PRUDENTIAL CORP (ADR) ADR CMN		2018-06-27	2019-08-27
	PRUDENTIAL CORP (ADR) ADR CMN		2017-12-29	2019-08-27
	PRUDENTIAL CORP (ADR) ADR CMN		2016-03-17	2019-08-27
	SAMSONITE INTERNATIONAL S.A. ADR CMN		2018-06-27	2019-08-27
	SAMSONITE INTERNATIONAL S.A. ADR CMN		2016-03-17	2019-08-27
	ENTEGRIS, INC. CMN		2014-08-04	2019-08-21
	GS ENHANCED INCOME FUND CLASS P		2018-05-29	2019-08-20
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	ENTEGRIS, INC. CMN		2014-08-04	2019-08-19
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	CAESARS ENTERTAINMENT CORP CMN		2018-06-27	2019-08-15
	CAESARS ENTERTAINMENT CORP CMN		2018-04-02	2019-08-15
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	ICU MEDICAL INC CMN		2012-12-26	2019-08-09
	ICU MEDICAL INC CMN		2012-12-07	2019-08-09
	WALT DISNEY COMPANY (THE) CMN		2018-05-02	2019-08-09
	WALT DISNEY COMPANY (THE) CMN		2018-05-02	2019-08-09
	WALT DISNEY COMPANY (THE) CMN		2016-12-16	2019-08-09
	WALT DISNEY COMPANY (THE) CMN		2016-12-05	2019-08-09
	ISHARES MSCI EAFE ETF		2018-06-15	2019-08-08
	ISHARES MSCI EAFE ETF		2018-05-29	2019-08-08
	ISHARES MSCI EAFE ETF		2018-05-15	2019-08-08
	ISHARES MSCI EAFE ETF		2016-03-16	2019-08-08
	ISHARES MSCI EAFE ETF		2016-03-02	2019-08-08
	ISHARES MSCI EAFE ETF		2015-02-25	2019-08-08
	ISHARES MSCI EAFE ETF		2014-05-27	2019-08-08
	ISHARES MSCI EAFE ETF		2014-03-31	2019-08-08
	ISHARES MSCI EAFE ETF		2014-02-26	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2018-05-29	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2017-12-29	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2017-12-26	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2016-02-22	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2014-10-13	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2014-03-31	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2013-09-30	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2013-02-26	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2013-02-21	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2013-01-24	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2012-12-28	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2012-12-21	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2012-12-05	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2012-09-20	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2012-08-22	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2012-08-10	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2012-07-24	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2010-12-27	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2010-11-22	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2010-11-03	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2010-10-18	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2010-09-09	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2010-06-09	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2018-05-29	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2018-05-15	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2018-04-18	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2017-12-29	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2017-12-28	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2016-02-22	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2014-10-13	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2014-03-31	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2013-09-30	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2013-01-24	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-12-28	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-12-27	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-12-27	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-12-21	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-12-05	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-09-20	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-08-22	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-08-10	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2012-07-24	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2010-12-27	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2010-11-22	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2010-11-03	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2010-10-18	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2010-09-09	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2010-06-09	2019-08-08
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	MEDIDATA SOLUTIONS, INC. CMN		2012-12-12	2019-08-07
	MEDIDATA SOLUTIONS, INC. CMN		2012-10-31	2019-08-07
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	TUPPERWARE BRANDS CORPORATION CMN		2015-02-03	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2012-12-26	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2012-12-07	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2012-09-21	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2012-08-23	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2012-08-13	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2011-12-22	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2011-01-06	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2011-01-03	2019-08-07
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	CAESARS ENTERTAINMENT CORP CMN		2017-10-17	2019-08-06
	CAESARS ENTERTAINMENT CORP CMN		2017-08-29	2019-08-06
	CAESARS ENTERTAINMENT CORP CMN		2017-08-25	2019-08-06
	CAESARS ENTERTAINMENT CORP CMN		2017-10-17	2019-08-05
	CAESARS ENTERTAINMENT CORP CMN		2017-07-05	2019-08-02
	CAESARS ENTERTAINMENT CORP CMN		2017-06-30	2019-08-02
	CAESARS ENTERTAINMENT CORP CMN		2017-08-08	2019-08-01
	CAESARS ENTERTAINMENT CORP CMN		2017-06-21	2019-08-01
	CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX BUFFERED CAPPED BETA,		2018-02-16	2019-07-31
	HELEN OF TROY LTD (NEW) CMN		2016-06-03	2019-07-24
	ICU MEDICAL INC CMN		2016-02-25	2019-07-24
	PROASSURANCE CORPORATION CMN		2016-02-25	2019-07-24
	PROASSURANCE CORPORATION CMN		2012-12-26	2019-07-24
	PROASSURANCE CORPORATION CMN		2012-12-07	2019-07-24
	PROASSURANCE CORPORATION CMN		2012-09-07	2019-07-24
	PROASSURANCE CORPORATION CMN		2012-08-23	2019-07-24
	PROASSURANCE CORPORATION CMN		2012-08-13	2019-07-24
	PROASSURANCE CORPORATION CMN		2011-12-22	2019-07-24
	PROASSURANCE CORPORATION CMN		2011-01-03	2019-07-24
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	CAESARS ENTERTAINMENT CORP CMN		2017-10-13	2019-07-19
	CAESARS ENTERTAINMENT CORP CMN		2017-06-21	2019-07-19
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	RYANAIR HOLDINGS PLC SPONSORED ADR CMN		2017-12-15	2019-07-08
	GS ENHANCED INCOME FUND CLASS P		2018-05-29	2019-07-03
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	HUBSPOT INC. CMN		2016-08-04	2019-06-27
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	INFOSYS LIMITED SPONSORED ADR CMN SRS 16840480		2017-06-21	2019-05-29
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	ORACLE CORPORATION CMN		2014-10-03	2019-03-25
	SOCIETE GENERALE LINKED TO MSCI EAFE BUFFERED CAPPED BETA, 1901.15 STRUCTURE		2017-06-28	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2016-08-04	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2015-10-22	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2015-09-21	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2017-04-24	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2015-05-12	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2015-05-11	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2015-04-02	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2016-08-04	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2016-02-05	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2015-10-29	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2015-10-22	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2015-09-21	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2017-05-08	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2017-04-24	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2015-08-06	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2015-05-12	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2015-05-11	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2015-04-02	2019-03-19
	WELLTOWER INC. 4.125% 04/01/2019 SR LIEN		2013-08-16	2019-03-18
	HEALTHCARE SVCS GROUP INC CMN		2016-02-25	2019-03-15
	HEALTHCARE SVCS GROUP INC CMN		2014-09-05	2019-03-15
	HEALTHCARE SVCS GROUP INC CMN		2012-12-26	2019-03-15
	HEALTHCARE SVCS GROUP INC CMN		2012-09-21	2019-03-15
	HEALTHCARE SVCS GROUP INC CMN		2012-08-23	2019-03-15
	EXXON MOBIL CORPORATION 1.708% 03/01/2019 SR LIEN		2016-03-01	2019-03-01
	MOSAIC COMPANY (THE) CMN		2017-04-11	2019-03-01
	MOSAIC COMPANY (THE) CMN		2016-12-01	2019-03-01
	DIPLOMAT PHARMACY, INC. CMN		2017-08-16	2019-02-27
	DIPLOMAT PHARMACY, INC. CMN		2015-09-29	2019-02-27
	DIPLOMAT PHARMACY, INC. CMN		2016-02-25	2019-02-25
	DIPLOMAT PHARMACY, INC. CMN		2015-11-20	2019-02-25
	DIPLOMAT PHARMACY, INC. CMN		2015-10-19	2019-02-25
	DIPLOMAT PHARMACY, INC. CMN		2015-10-16	2019-02-25
	DIPLOMAT PHARMACY, INC. CMN		2015-09-29	2019-02-25
	INSTALLED BLDG PRODS INC CMN		2018-02-08	2019-02-21
	INSTALLED BLDG PRODS INC CMN		2018-02-08	2019-02-20
	INSTALLED BLDG PRODS INC CMN		2017-11-13	2019-02-20
	INSTALLED BLDG PRODS INC CMN		2017-11-13	2019-02-19
	INSTALLED BLDG PRODS INC CMN		2017-11-10	2019-02-19
	SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND		2018-01-02	2019-02-19
	SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND		2017-12-29	2019-02-19
	SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND		2016-03-17	2019-02-19
	KUBOTA CORP ADR ADR CMN		2017-12-29	2019-02-18
	KUBOTA CORP ADR ADR CMN		2016-03-17	2019-02-18
	KUBOTA CORP ADR ADR CMN		2016-03-04	2019-02-18
	INSTALLED BLDG PRODS INC CMN		2017-11-10	2019-02-15
	EPAM SYS INC CMN		2016-02-25	2019-02-14
	EPAM SYS INC CMN		2013-11-04	2019-02-14
	INSTALLED BLDG PRODS INC CMN		2018-01-12	2019-02-14
	INSTALLED BLDG PRODS INC CMN		2017-12-12	2019-02-14
	INSTALLED BLDG PRODS INC CMN		2017-12-08	2019-02-14
	INSTALLED BLDG PRODS INC CMN		2017-11-10	2019-02-14
	INSTALLED BLDG PRODS INC CMN		2018-01-12	2019-02-13
	PROCTER & GAMBLE COMPANY (THE) CMN		2018-01-24	2019-02-12
	BLACKBAUD, INC CMN		2012-12-26	2019-02-07
	BLACKBAUD, INC CMN		2012-09-07	2019-02-07
	BLACKBAUD, INC CMN		2012-08-13	2019-02-07
	BLACKBAUD, INC CMN		2011-01-03	2019-02-07
	FIRST DATA CORPORATION CMN CLASS A		2017-12-11	2019-02-07
	BLACKBAUD, INC CMN		2016-02-25	2019-02-05
	BLACKBAUD, INC CMN		2014-05-15	2019-02-05
	BLACKBAUD, INC CMN		2011-12-22	2019-02-05
	BLACKBAUD, INC CMN		2011-01-03	2019-02-05
	FIRST DATA CORPORATION CMN CLASS A		2017-12-13	2019-02-05
	FIRST DATA CORPORATION CMN CLASS A		2017-12-11	2019-02-05
	FIRST DATA CORPORATION CMN CLASS A		2017-09-27	2019-02-05
	FIRST DATA CORPORATION CMN CLASS A		2017-08-10	2019-02-05
	EPAM SYS INC CMN		2017-03-02	2019-02-01
	FIRST DATA CORPORATION CMN CLASS A		2017-10-16	2019-02-01
	FIRST DATA CORPORATION CMN CLASS A		2017-10-12	2019-02-01
	FIRST DATA CORPORATION CMN CLASS A		2017-09-14	2019-02-01
	FIRST DATA CORPORATION CMN CLASS A		2017-08-10	2019-02-01
	WRIGHT MED GROUP N V CMN		2017-06-29	2019-02-01
	FIRST DATA CORPORATION CMN CLASS A		2017-09-15	2019-01-25
	FIRST DATA CORPORATION CMN CLASS A		2017-09-14	2019-01-25
	MORGAN STANLEY MTN 2.5% 01/24/2019 SER F SR LIEN		2014-01-21	2019-01-24
	FIRST DATA CORPORATION CMN CLASS A		2017-09-15	2019-01-23
	ASSOCIATED BRITISH FOOD PLC ADR (NEW)		2017-12-29	2019-01-17
	ASSOCIATED BRITISH FOOD PLC ADR (NEW)		2016-11-03	2019-01-17
	ASSOCIATED BRITISH FOOD PLC ADR (NEW)		2016-03-17	2019-01-17
	ASSOCIATED BRITISH FOOD PLC ADR (NEW)		2016-03-04	2019-01-17
	BRENNTAG AG ADR CMN		2017-12-29	2019-01-17
	BRENNTAG AG ADR CMN		2016-12-21	2019-01-17
	EPAM SYS INC CMN		2017-03-02	2019-01-17
	FIRST DATA CORPORATION CMN CLASS A		2017-09-15	2019-01-17
	FIRST DATA CORPORATION CMN CLASS A		2017-08-07	2019-01-17
	POWER INTEGRATIONS INC CMN		2016-02-25	2019-01-17
	POWER INTEGRATIONS INC CMN		2014-04-30	2019-01-17
	SSE PLC SPONSORED ADR CMN		2017-12-29	2019-01-17
	SSE PLC SPONSORED ADR CMN		2017-05-08	2019-01-17
	SUN HYDRAULICS INC CMN		2017-08-08	2019-01-17
	FIRST DATA CORPORATION CMN CLASS A		2017-08-28	2019-01-16
	FIRST DATA CORPORATION CMN CLASS A		2017-08-07	2019-01-16
	BNP PARIBAS SPONSORED ADR CMN		2018-01-02	2019-01-11
	BNP PARIBAS SPONSORED ADR CMN		2017-12-29	2019-01-11
	KNOWLES CORPORATION CMN		2015-08-20	2019-01-08
	KNOWLES CORPORATION CMN		2015-03-26	2019-01-08
	KNOWLES CORPORATION CMN		2015-02-26	2019-01-08
	KNOWLES CORPORATION CMN		2015-03-12	2019-01-07
	KNOWLES CORPORATION CMN		2015-03-10	2019-01-07
	KNOWLES CORPORATION CMN		2015-03-09	2019-01-07
	KNOWLES CORPORATION CMN		2015-03-06	2019-01-07
	KNOWLES CORPORATION CMN		2015-02-26	2019-01-07
	GENMAB A/S SPONSORED ADR CMN		2016-12-01	2019-01-03
	KNOWLES CORPORATION CMN		2015-03-20	2019-01-03
	KNOWLES CORPORATION CMN		2015-03-11	2019-01-03
	KNOWLES CORPORATION CMN		2015-03-10	2019-01-03
	RECKITT BENCKISER GROUP PLC SPONSORED ADR CMN		2016-03-17	2019-01-03
	ARCOSA INC CMN		2018-12-21	2019-12-19
	SITEONE LANDSCAPE SUPPLY, INC. CMN		2019-05-06	2019-12-19
	SITEONE LANDSCAPE SUPPLY, INC. CMN		2019-04-01	2019-12-19
	SITEONE LANDSCAPE SUPPLY, INC. CMN		2019-03-15	2019-12-19
	CANTEL MEDICAL CORP. CMN		2019-10-18	2019-12-18
	CANTEL MEDICAL CORP. CMN		2019-06-28	2019-12-18
	COHEN & STEERS, INC. CMN		2019-10-18	2019-12-06
	COHEN & STEERS, INC. CMN		2019-06-28	2019-12-06
	FORUM ENERGY TECHNOLOGIES INC CMN		2019-07-25	2019-12-06
	PEBBLEBROOK HOTEL TRUST CMN		2019-04-01	2019-12-06
	WD 40 CO CMN		2019-10-18	2019-12-06
	WD 40 CO CMN		2019-07-25	2019-12-06
	WD 40 CO CMN		2019-06-28	2019-12-06
	WD 40 CO CMN		2019-04-01	2019-12-06
	WRIGHT MED GROUP N V CMN		2019-08-07	2019-12-06
	WRIGHT MED GROUP N V CMN		2019-06-28	2019-12-06
	WRIGHT MED GROUP N V CMN		2019-04-01	2019-12-06
	MOSAIC COMPANY (THE) CMN		2019-03-28	2019-12-04
	MOSAIC COMPANY (THE) CMN		2019-03-28	2019-12-04
	AIA GROUP LIMITED SPONSORED ADR CMN SERIES		2019-07-25	2019-11-28
	LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN		2019-09-24	2019-11-28
	LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN		2019-07-25	2019-11-28
	SOFTBANK GRP CORP UNSPONSORED ADR CMN		2019-09-24	2019-11-28
	SOFTBANK GRP CORP UNSPONSORED ADR CMN		2019-04-10	2019-11-28
	SOFTBANK GRP CORP UNSPONSORED ADR CMN		2019-01-03	2019-11-28
	MOSAIC COMPANY (THE) CMN		2019-04-03	2019-11-26
	ARCOSA INC CMN		2018-12-21	2019-11-07
	BOOKING HOLDINGS INC. CMN		2019-03-26	2019-10-30
	COCA-COLA COMPANY (THE) CMN		2019-04-01	2019-10-30
	GRAFTECH INTERNATIONAL LTD. CMN		2019-05-28	2019-10-30
	IBERIABANK CORPORATION CMN		2019-10-18	2019-10-30
	IBERIABANK CORPORATION CMN		2019-09-10	2019-10-30
	IBERIABANK CORPORATION CMN		2019-07-25	2019-10-30
	IBERIABANK CORPORATION CMN		2019-06-28	2019-10-30
	SITEONE LANDSCAPE SUPPLY, INC. CMN		2019-07-25	2019-10-30
	SITEONE LANDSCAPE SUPPLY, INC. CMN		2019-06-28	2019-10-30
	SITEONE LANDSCAPE SUPPLY, INC. CMN		2019-05-06	2019-10-30
	STATE STREET CORPORATION (NEW) CMN		2019-04-01	2019-10-30
	STATE STREET CORPORATION (NEW) CMN		2018-12-20	2019-10-30
	SYSCO CORPORATION CMN		2019-04-01	2019-10-30
	SYSCO CORPORATION CMN		2018-12-27	2019-10-30
	U.S. BANCORP CMN		2019-04-01	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2019-04-01	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2018-12-27	2019-10-30
	WALT DISNEY COMPANY (THE) CMN		2018-12-27	2019-10-30
	BOLLORE CMN		2019-10-17	2019-10-17
	CAMBREX CORPORATION CMN		2019-07-25	2019-10-17
	CAMBREX CORPORATION CMN		2019-06-28	2019-10-17
	CAMBREX CORPORATION CMN		2019-04-01	2019-10-17
	CHURCHILL DOWNS INCORPORATED CMN		2019-07-25	2019-10-17
	CHURCHILL DOWNS INCORPORATED CMN		2019-06-28	2019-10-17
	CHURCHILL DOWNS INCORPORATED CMN		2019-03-04	2019-10-17
	FIVE BELOW INC CMN		2019-07-25	2019-10-17
	FIVE BELOW INC CMN		2019-06-28	2019-10-17
	LITHIA MOTORS INC CL-A CMN CLASS A		2019-07-25	2019-10-17
	LITHIA MOTORS INC CL-A CMN CLASS A		2019-06-28	2019-10-17
	SILICON LABORATORIES INC. CMN		2019-07-25	2019-10-17
	SILICON LABORATORIES INC. CMN		2019-06-28	2019-10-17
	PRUDENTIAL CORP (ADR) ADR CMN		2019-01-03	2019-10-15
	HUAZHU GROUP LTD SPONSORED ADR CMN		2019-02-20	2019-10-14
	HOYA CORP SPONSORED ADR CMN		2019-09-24	2019-10-11
	HOYA CORP SPONSORED ADR CMN		2019-07-08	2019-10-11
	HUAZHU GROUP LTD SPONSORED ADR CMN		2019-02-20	2019-10-11
	SVENSKA HANDELSBANKEN AB UNSPONSORED ADR CMN REPRESENTING A SHARES SRS 21151		2019-09-24	2019-10-11
	SVENSKA HANDELSBANKEN AB UNSPONSORED ADR CMN REPRESENTING A SHARES SRS 21151		2019-01-03	2019-10-11
	GS ENHANCED INCOME FUND CLASS P		2019-08-30	2019-09-24
	APPLE INC. CMN		2018-11-27	2019-09-19
	APPLE INC. CMN		2018-11-27	2019-09-19
	U.S. TREASURY NOTE 2.750000% 11/30/2020 MN OFF THE RUN		2018-12-18	2019-09-13
	INSULET CORPORATION CMN		2019-07-25	2019-09-10
	INSULET CORPORATION CMN		2019-06-28	2019-09-10
	INSULET CORPORATION CMN		2019-04-01	2019-09-10
	INSULET CORPORATION CMN		2019-03-04	2019-09-10
	INSULET CORPORATION CMN		2019-02-01	2019-09-10
	ASSA ABLOY AB UNSPONSORED ADR (SWEDEN)		2019-07-25	2019-08-27
	ASSA ABLOY AB UNSPONSORED ADR (SWEDEN)		2019-01-03	2019-08-27
	PRUDENTIAL CORP (ADR) ADR CMN		2019-07-25	2019-08-27
	PRUDENTIAL CORP (ADR) ADR CMN		2018-09-19	2019-08-27
	SAFRAN SA SPONSORED ADR CMN		2018-10-31	2019-08-27
	SAFRAN SA SPONSORED ADR CMN		2018-09-19	2019-08-27
	SAMSONITE INTERNATIONAL S.A. ADR CMN		2019-05-09	2019-08-27
	SAMSONITE INTERNATIONAL S.A. ADR CMN		2019-05-08	2019-08-27
	SAMSONITE INTERNATIONAL S.A. ADR CMN		2019-01-03	2019-08-27
	AT&T INC. CMN		2019-02-01	2019-08-26
	AT&T INC. CMN		2019-02-01	2019-08-26
	AT&T INC. CMN		2019-04-24	2019-08-22
	AT&T INC. CMN		2019-02-01	2019-08-22
	GS ENHANCED INCOME FUND CLASS P		2019-07-31	2019-08-20
	ENTEGRIS, INC. CMN		2019-07-12	2019-08-15
	ICU MEDICAL INC CMN		2019-06-29	2019-08-09
	ISHARES MSCI EAFE ETF		2018-12-14	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2019-06-19	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2019-05-17	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2019-04-25	2019-08-08
	ISHARES RUSSELL 1000 GROWTH ETF		2018-12-14	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2019-05-17	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2019-04-25	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2019-01-22	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2018-12-20	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2018-11-27	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2018-10-17	2019-08-08
	ISHARES RUSSELL 1000 VALUE ETF		2018-09-24	2019-08-08
	MEDIDATA SOLUTIONS, INC. CMN		2019-07-25	2019-08-07
	MEDIDATA SOLUTIONS, INC. CMN		2019-06-28	2019-08-07
	TUPPERWARE BRANDS CORPORATION CMN		2019-06-28	2019-08-07
	ENTEGRIS, INC. CMN		2019-07-12	2019-08-01
	POWER INTEGRATIONS INC CMN		2019-07-25	2019-07-29
	POWER INTEGRATIONS INC CMN		2019-06-28	2019-07-29
	POWER INTEGRATIONS INC CMN		2019-04-01	2019-07-29
	HELEN OF TROY LTD (NEW) CMN		2019-06-28	2019-07-24
	ICU MEDICAL INC CMN		2019-06-28	2019-07-24
	ICU MEDICAL INC CMN		2019-04-01	2019-07-24
	PROASSURANCE CORPORATION CMN		2019-06-28	2019-07-24
	TEXAS CAPITAL BANCSHARES, INC. CMN		2019-06-28	2019-07-11
	TEXAS CAPITAL BANCSHARES, INC. CMN		2019-04-01	2019-07-11
	BWX TECHNOLOGIES, INC. CMN		2018-12-27	2019-07-09
	BWX TECHNOLOGIES, INC. CMN		2018-12-27	2019-07-09
	BWX TECHNOLOGIES, INC. CMN		2018-12-24	2019-07-09
	AIRBUS S.E. ADR CMN		2018-07-25	2019-07-08
	ENBRIDGE INC. CMN		2019-02-20	2019-07-08
	RIO TINTO PLC SPONSORED ADR		2019-01-03	2019-07-08
	RIO TINTO PLC SPONSORED ADR		2018-10-31	2019-07-08
	RYANAIR HOLDINGS PLC SPONSORED ADR CMN		2019-01-03	2019-07-08
	GS ENHANCED INCOME FUND CLASS P		2019-06-28	2019-07-03
	GS ENHANCED INCOME FUND CLASS P		2019-05-31	2019-07-03
	GS ENHANCED INCOME FUND CLASS P		2019-04-30	2019-07-03
	BWX TECHNOLOGIES, INC. CMN		2018-12-27	2019-06-27
	BWX TECHNOLOGIES, INC. CMN		2018-12-21	2019-06-27
	HUBSPOT INC. CMN		2019-04-01	2019-06-27
	BOLLORE CMN NON DTC ELIGIBLE		2019-06-26	2019-06-26
	FIVE BELOW INC CMN		2019-04-01	2019-06-17
	GRAND CANYON EDUCATION, INC. CMN		2019-04-01	2019-06-17
	BWX TECHNOLOGIES, INC. CMN		2018-12-21	2019-06-11
	ENSCO ROWAN PLC CMN		2019-01-03	2019-06-03
	ENSCO ROWAN PLC CMN		2018-07-24	2019-06-03
	ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN		2019-01-03	2019-05-31
	KBC GROUP NV UNSPONSORED ADR CMN		2019-01-03	2019-05-31
	KBC GROUP NV UNSPONSORED ADR CMN		2018-09-19	2019-05-31
	KBC GROUP NV UNSPONSORED ADR CMN		2018-06-27	2019-05-31
	LLOYDS BANKING GROUP PLC SPONSORED ADR CMN		2019-04-10	2019-05-31
	SOFTBANK GRP CORP UNSPONSORED ADR CMN		2019-04-10	2019-05-31
	SOFTBANK GRP CORP UNSPONSORED ADR CMN		2018-09-19	2019-05-31
	AVON PRODUCTS INC. CMN		2018-12-27	2019-05-23
	PEPSICO, INC. CMN		2019-04-01	2019-05-23
	PROCTER & GAMBLE COMPANY (THE) CMN		2019-04-01	2019-05-23
	ABN AMRO GROUP N.V. ADR CMN		2019-02-19	2019-05-08
	ASSA ABLOY AB UNSPONSORED ADR (SWEDEN)		2018-09-19	2019-05-08
	BWX TECHNOLOGIES, INC. CMN		2019-01-03	2019-05-08
	BWX TECHNOLOGIES, INC. CMN		2018-12-21	2019-05-08
	ALCON, INC. CMN		2019-01-03	2019-05-07
	ALCON, INC. CMN		2018-09-19	2019-05-07
	ARCOSA INC CMN		2018-12-24	2019-05-06
	ARCOSA INC CMN		2018-12-21	2019-05-06
	BWX TECHNOLOGIES, INC. CMN		2019-01-03	2019-05-06
	BWX TECHNOLOGIES, INC. CMN		2019-01-04	2019-05-03
	BWX TECHNOLOGIES, INC. CMN		2019-01-03	2019-05-03
	BWX TECHNOLOGIES, INC. CMN		2019-01-07	2019-05-02
	BWX TECHNOLOGIES, INC. CMN		2019-01-04	2019-05-02
	BWX TECHNOLOGIES, INC. CMN		2019-01-08	2019-05-01
	BWX TECHNOLOGIES, INC. CMN		2019-01-07	2019-05-01
	BWX TECHNOLOGIES, INC. CMN		2018-12-11	2019-05-01
	MEDIDATA SOLUTIONS, INC. CMN		2019-04-01	2019-04-29
	GS ENHANCED INCOME FUND CLASS P		2019-03-29	2019-04-25
	GS ENHANCED INCOME FUND CLASS P		2019-02-28	2019-04-25
	GS ENHANCED INCOME FUND CLASS P		2018-05-29	2019-04-25
	BWX TECHNOLOGIES, INC. CMN		2018-12-19	2019-04-23
	BWX TECHNOLOGIES, INC. CMN		2018-12-11	2019-04-23
	FIRST DATA CORPORATION CMN CLASS A		2018-11-20	2019-04-15
	FIRST DATA CORPORATION CMN CLASS A		2018-11-19	2019-04-15
	BWX TECHNOLOGIES, INC. CMN		2018-12-19	2019-04-12
	BWX TECHNOLOGIES, INC. CMN		2018-12-10	2019-04-12
	FIRST DATA CORPORATION CMN CLASS A		2018-11-19	2019-04-12
	FIRST DATA CORPORATION CMN CLASS A		2018-11-19	2019-04-12
	BWX TECHNOLOGIES, INC. CMN		2018-12-10	2019-04-11
	EPAM SYS INC CMN		2019-04-01	2019-04-11
	FIRST DATA CORPORATION CMN CLASS A		2018-11-19	2019-04-11
	FIRST DATA CORPORATION CMN CLASS A		2018-10-30	2019-04-10
	NTT DOCOMO, INC SPONSORED ADR CMN		2018-11-01	2019-04-10
	NTT DOCOMO, INC SPONSORED ADR CMN		2018-09-19	2019-04-10
	FIRST DATA CORPORATION CMN CLASS A		2018-11-15	2019-04-09
	FIRST DATA CORPORATION CMN CLASS A		2018-10-30	2019-04-09
	APPLE INC. CMN		2018-11-27	2019-04-08
	APPLE INC. CMN		2018-11-27	2019-04-08
	APPLE INC. CMN		2018-11-27	2019-04-08
	APPLE INC. CMN		2018-11-27	2019-04-08
	APPLE INC. CMN		2018-11-27	2019-04-08
	BWX TECHNOLOGIES, INC. CMN		2018-12-17	2019-04-08
	BWX TECHNOLOGIES, INC. CMN		2018-12-10	2019-04-08
	FIRST DATA CORPORATION CMN CLASS A		2018-10-30	2019-04-08
	BWX TECHNOLOGIES, INC. CMN		2018-12-07	2019-04-05
	FIRST DATA CORPORATION CMN CLASS A		2018-11-15	2019-04-05
	FIRST DATA CORPORATION CMN CLASS A		2018-11-12	2019-04-05
	FIRST DATA CORPORATION CMN CLASS A		2018-11-15	2019-04-02
	FIRST DATA CORPORATION CMN CLASS A		2018-11-15	2019-04-02
	AVON PRODUCTS INC. CMN		2018-12-27	2019-04-01
	MICRON TECHNOLOGY, INC. CMN		2018-09-11	2019-04-01
	JARDINE MATHESON HOLDINGS LTD ADR CMN		2019-01-03	2019-03-28
	JARDINE MATHESON HOLDINGS LTD ADR CMN		2018-06-27	2019-03-28
	SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND		2019-01-03	2019-03-28
	SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND		2018-11-01	2019-03-28
	SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND		2018-06-27	2019-03-28
	HOYA CORP SPONSORED ADR CMN		2019-01-03	2019-03-27
	MULTICHOICE GROUP LTD SPONSORED ADR CMN		2019-02-28	2019-03-27
	MULTICHOICE GROUP LTD SPONSORED ADR CMN		2019-02-28	2019-03-27
	MULTICHOICE GROUP LTD SPONSORED ADR CMN		2019-02-28	2019-03-27
	TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS		2019-01-03	2019-03-27
	TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS		2018-09-19	2019-03-27
	TAIWAN SEMICONDUCTOR MFG ADS LTD ADS 1ADS EQUALS 5ORDS		2018-06-27	2019-03-27
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2018-12-27	2019-03-20
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2018-12-27	2019-03-20
	BWX TECHNOLOGIES, INC. CMN		2018-12-13	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS A		2018-12-27	2019-03-19
	TWENTY-FIRST CENTURY FOX, INC. CMN CLASS B		2018-12-27	2019-03-19
	FIRST DATA CORPORATION CMN CLASS A		2018-11-12	2019-03-13
	FIRST DATA CORPORATION CMN CLASS A		2018-11-05	2019-03-13
	FIRST DATA CORPORATION CMN CLASS A		2018-11-05	2019-03-08
	FIRST DATA CORPORATION CMN CLASS A		2018-11-06	2019-03-07
	FIRST DATA CORPORATION CMN CLASS A		2018-10-29	2019-03-07
	BWX TECHNOLOGIES, INC. CMN		2018-12-06	2019-03-01
	BWX TECHNOLOGIES, INC. CMN		2018-12-06	2019-02-27
	BWX TECHNOLOGIES, INC. CMN		2019-02-07	2019-02-26
	BWX TECHNOLOGIES, INC. CMN		2018-12-07	2019-02-26
	BWX TECHNOLOGIES, INC. CMN		2018-12-07	2019-02-26
	DIPLOMAT PHARMACY, INC. CMN		2018-07-27	2019-02-25
	AON PLC CMN		2019-01-03	2019-02-19
	AON PLC CMN		2018-09-25	2019-02-19
	SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND		2018-06-27	2019-02-19
	KUBOTA CORP ADR ADR CMN		2019-01-03	2019-02-18
	INSTALLED BLDG PRODS INC CMN		2018-03-12	2019-02-13
	FIRST DATA CORPORATION CMN CLASS A		2018-11-06	2019-02-08
	FIRST DATA CORPORATION CMN CLASS A		2018-10-29	2019-02-08
	ASSOCIATED BRITISH FOOD PLC ADR (NEW)		2018-06-27	2019-01-17
	BRENNTAG AG ADR CMN		2019-01-03	2019-01-17
	DBS GROUP HOLDINGS SPONSORED ADR CMN		2018-05-16	2019-01-17
	DBS GROUP HOLDINGS SPONSORED ADR CMN		2018-02-27	2019-01-17
	SOCIETE GENERALE S.A. (ADR) SPONSORED ADR CMN		2019-01-03	2019-01-17
	SOCIETE GENERALE S.A. (ADR) SPONSORED ADR CMN		2018-09-26	2019-01-17
	SOCIETE GENERALE S.A. (ADR) SPONSORED ADR CMN		2018-09-25	2019-01-17
	SSE PLC SPONSORED ADR CMN		2019-01-03	2019-01-17
	SUN HYDRAULICS INC CMN		2018-02-02	2019-01-17
	BNP PARIBAS SPONSORED ADR CMN		2018-09-19	2019-01-11
	RECKITT BENCKISER GROUP PLC SPONSORED ADR CMN		2018-09-19	2019-01-03
	ROYAL DUTCH SHELL PLC SPONSORED ADR CMN SERIES B		2018-06-08	2019-01-03
	VANGUARD FI STCGD	P		2019-12-20
	VANGUARD FI LTCGD	P		2019-12-20
	GS ADVISORY LTCGD	P		2019-12-31
	NT LTCGD MFO DFA INVT DIMENSIONS	P		2019-12-17
	NT LTCGD MFO DFA US SMALL CAP	P		2019-12-17
	NT LTCGD MFO DFA US L/C VALUE PORTF	P		2019-12-18
	NT LTCGD MFO AQR LG CAP MOMENTUM	P		2019-12-24
	CAPITAL GAINS DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	148,737	149,298	-561
b	130,636	124,886	5,750
c	103,864	99,909	3,955
d	107,969	98,566	9,403
e	132,224	130,777	1,447
	256,763	253,253	3,510
	261,048	249,085	11,963
	149,757	151,194	-1,437
	125,966	124,978	988
	201,660	199,248	2,412
	50,404	49,812	592
	98,709	99,069	-360
	48,316	48,316	0
	147,720	149,419	-1,699
	129,368	127,383	1,985
	74,764	74,996	-232
	111,555	110,084	1,471
	15,212	15,012	200
	75,704	74,445	1,259
	101,262	99,260	2,002
	156,977	150,027	6,950
	149,396	150,146	-750
	36,794	35,253	1,541
	68,332	65,436	2,896
	26,282	25,228	1,054
	105,166	98,521	6,645
	158,054	152,867	5,187
	120,655	119,122	1,533
	104,090	101,686	2,404
	104,090	107,251	-3,161
	73,230	74,648	-1,418
	24,282	24,883	-601
	152,092	144,551	7,541
	100,000	100,000	0
	100,000	100,000	0
	50,371	50,038	333
	58,884	60,011	-1,127
	101,617	100,052	1,565
	40,000	40,000	0
	100,000	99,941	59
	100,000	100,000	0
	74,361	75,017	-656
	215,604	216,422	-818
	102,289	99,984	2,305
	197,305	200,201	-2,896
	109,609	108,986	623
	61,056	59,968	1,088
	243,239	234,088	9,151
	111,393	110,531	862
	58,690	72,490	-13,800
	60,748	72,971	-12,223
	3,927	4,850	-923
	4,818	6,080	-1,262
	28,817	35,000	-6,183
	115,000	115,000	0
	222,119	222,119	0
	223,810	224,735	-925
	152,927	149,801	3,126
	75,281	74,631	650
	159,483	146,471	13,012
	76,103	74,631	1,472
	145,000	156,338	-11,338
	145,000	155,404	-10,404
	151,000	163,299	-12,299
	538,383	579,611	-41,228
	126,312	153,168	-26,856
	244,930	281,556	-36,626
	271,552	303,456	-31,904
	52,327	50,000	2,327
	157,811	147,740	10,071
	146,327	139,758	6,569
	66,109	59,970	6,139
	145,874	134,444	11,430
	178,465	171,058	7,407
	324,075	313,677	10,398
	262,200	256,567	5,633
	134,928	130,397	4,531
	124,549	119,572	4,977
	242,055	224,435	17,620
	46,737	45,000	1,737
	111,191	104,855	6,336
	127,075	119,959	7,116
	133,750	124,800	8,950
	128,036	124,309	3,727
	185,413	174,636	10,777
	155,468	149,741	5,727
	149,805	143,866	5,939
	264,750	249,448	15,302
	64,377	59,994	4,383
	60,782	59,877	905
	119,848	113,230	6,618
	99,691	99,484	207
	99,699	99,612	87
	100,102	99,957	145
	76,970	75,286	1,684
	102,627	99,973	2,654
	157,230	149,946	7,284
	62,892	59,927	2,965
	230,922	226,823	4,099
	115,054	114,595	459
	92,048	89,997	2,051
	40,993	39,969	1,024
	248,802	241,501	7,301
	26,796,792	25,047,566	1,749,226
	4,391	4,368	23
	3,924	4,455	-531
	123,000	123,000	0
	5,092	2,466	2,626
	51	12	39
	2,495	568	1,927
	1,680	796	884
	197	1,466	-1,269
	131	2,990	-2,859
	131	2,835	-2,704
	13	286	-273
	98	2,182	-2,084
	394	8,380	-7,986
	98	2,128	-2,030
	3,968	4,925	-957
	1,952	1,083	869
	1,480	1,344	136
	1,861	2,705	-844
	1,861	2,440	-579
	3,721	4,732	-1,011
	5,582	7,622	-2,040
	2,791	4,254	-1,463
	1,861	2,517	-656
	2,771	4,254	-1,483
	6,285	6,829	-544
	6,229	7,059	-830
	3,928	3,860	68
	3,367	3,419	-52
	1,715	1,449	266
	14,901	12,731	2,170
	4,795	5,417	-622
	2,143	2,417	-274
	7,779	5,905	1,874
	5,722	3,773	1,949
	3,252	2,362	890
	21,318	16,336	4,982
	3,961	3,703	258
	5,903	6,046	-143
	3,432	3,434	-2
	1,716	1,740	-24
	1,716	1,758	-42
	9,645	4,933	4,712
	3,914	2,376	1,538
	1,174	706	468
	78	48	30
	391	240	151
	1,174	700	474
	1,149	741	408
	1,073	677	396
	2,299	1,503	796
	2,759	2,057	702
	4,616	3,915	701
	2,125	1,657	468
	366	298	68
	150	124	26
	5,280	4,780	500
	14,316	3,349	10,967
	4,339	2,738	1,601
	1,999	1,283	716
	7,152	3,396	3,756
	3,641	1,872	1,769
	130	109	21
	390	328	62
	390	328	62
	390	328	62
	520	438	82
	390	328	62
	130	109	21
	3,253	2,500	753
	3,253	2,481	772
	12,417	4,843	7,574
	11,185	4,359	6,826
	7,457	2,880	4,577
	15,589	11,691	3,898
	8,859	5,633	3,226
	12,920	8,643	4,277
	4,863	1,158	3,705
	5,654	4,791	863
	6,250	5,645	605
	6,547	6,406	141
	8,690	8,998	-308
	5,984	1,727	4,257
	5,742	4,187	1,555
	4,390	3,727	663
	2,195	1,411	784
	375,000	375,000	0
	4,910	3,692	1,218
	6,233	4,686	1,547
	8,820	6,174	2,646
	6,850	7,213	-363
	5,729	5,841	-112
	3,183	3,309	-126
	3,660	3,117	543
	8,434	7,155	1,279
	7,174	5,992	1,182
	2,802	3,652	-850
	14,528	19,315	-4,787
	2,656	3,190	-534
	7,040	10,116	-3,076
	987	1,379	-392
	4,696	1,158	3,538
	138,979	138,244	735
	1,105	484	621
	4,708	1,158	3,550
	200,000	200,000	0
	2,273	579	1,694
	3,451	2,971	480
	2,300	1,945	355
	3,407	2,978	429
	1,136	1,055	81
	258,855	211,000	47,855
	16,564	15,309	1,255
	2,383	3,351	-968
	3,145	4,838	-1,693
	18,306	21,679	-3,373
	2,038	3,841	-1,803
	8,190	14,070	-5,880
	8,653	2,317	6,336
	98,317	97,694	623
	4,292	1,160	3,132
	4,292	1,159	3,133
	3,454	3,166	288
	5,757	5,428	329
	1,147	1,087	60
	1,147	1,086	61
	475,000	474,896	104
	8,269	2,332	5,937
	4,135	1,160	2,975
	4,214	2,269	1,945
	2,529	924	1,605
	1,180	427	753
	6,947	5,006	1,941
	6,846	5,006	1,840
	10,269	7,821	2,448
	10,421	7,500	2,921
	136,240	150,475	-14,235
	277,232	301,179	-23,947
	66,853	75,281	-8,428
	139,408	124,190	15,218
	1,901,022	1,659,237	241,785
	388,759	399,695	-10,936
	228,756	249,790	-21,034
	141,309	149,983	-8,674
	327,926	347,836	-19,910
	223,404	198,323	25,081
	175,532	148,700	26,832
	175,532	148,346	27,186
	1,230,797	725,206	505,591
	316,276	175,008	141,268
	183,510	99,639	83,871
	255,319	125,192	130,127
	175,532	74,996	100,536
	87,766	37,565	50,201
	67,819	29,035	38,784
	319,149	129,662	189,487
	271,276	111,419	159,857
	223,404	91,586	131,818
	31,915	13,600	18,315
	95,745	39,437	56,308
	122,872	50,121	72,751
	102,925	40,009	62,916
	1,811,168	650,094	1,161,074
	231,383	79,721	151,662
	295,212	100,742	194,470
	746,010	250,428	495,582
	973,403	300,010	673,393
	1,723,402	514,960	1,208,442
	524,201	501,815	22,386
	102,957	100,093	2,864
	102,329	100,102	2,227
	149,413	148,433	980
	150,669	149,621	1,048
	1,077,531	800,329	277,202
	324,942	250,803	74,139
	97,307	74,812	22,495
	326,448	224,232	102,216
	81,612	50,173	31,439
	87,262	49,989	37,273
	163,224	93,756	69,468
	113,001	64,907	48,094
	320,171	185,846	134,325
	332,726	190,652	142,074
	125,557	73,310	52,247
	87,890	49,413	38,477
	70,312	39,452	30,860
	94,796	50,200	44,596
	1,312,072	676,636	635,436
	207,169	101,128	106,041
	207,169	100,967	106,202
	517,923	250,897	267,026
	646,619	299,342	347,277
	862,577	384,756	477,821
	5,771	5,434	337
	4,617	4,519	98
	6,391	2,445	3,946
	18,259	3,838	14,421
	4,108	917	3,191
	620	1,927	-1,307
	931	4,257	-3,326
	155	629	-474
	155	648	-493
	78	280	-202
	78	271	-193
	155	536	-381
	388	1,374	-986
	465	1,441	-976
	1,396	4,314	-2,918
	155	482	-327
	3,454	3,454	0
	1,151	1,193	-42
	4,605	4,530	75
	1,151	1,130	21
	5,763	5,966	-203
	5,869	5,981	-112
	5,869	6,060	-191
	6,009	6,077	-68
	2,404	2,452	-48
	250,241	216,000	34,241
	5,152	3,657	1,495
	6,318	2,269	4,049
	2,771	3,738	-967
	739	851	-112
	739	930	-191
	739	906	-167
	369	450	-81
	369	442	-73
	1,108	1,198	-90
	3,694	3,080	614
	2,349	2,452	-103
	1,184	1,232	-48
	7,102	7,357	-255
	2,382	2,464	-82
	2,382	2,481	-99
	4,762	4,963	-201
	5,952	6,221	-269
	4,747	4,977	-230
	7,054	2,033	5,021
	2,987	1,556	1,431
	5,376	4,637	739
	5,675	5,290	385
	11,052	11,420	-368
	1,210	1,244	-34
	6,051	6,226	-175
	1,933	3,030	-1,097
	7,533	12,029	-4,496
	89,212	88,835	377
	3,616	3,738	-122
	1,191	1,246	-55
	1,191	1,255	-64
	100,000	100,000	0
	7,002	7,529	-527
	14,018	15,117	-1,099
	5,169	1,673	3,496
	5,843	6,356	-513
	5,843	6,457	-614
	7,011	7,905	-894
	1,169	1,260	-91
	7,011	7,774	-763
	3,506	3,801	-295
	5,244	1,535	3,709
	3,099	1,119	1,980
	456	175	281
	2,737	1,492	1,245
	5,931	2,870	3,061
	50,000	50,000	0
	12,156	17,248	-5,092
	2,752	3,592	-840
	655	663	-8
	14,628	11,691	2,937
	14,989	12,642	2,347
	3,593	2,579	1,014
	7,320	5,337	1,983
	16,427	11,955	4,472
	5,865	4,615	1,250
	957	796	161
	5,894	4,304	1,590
	2,681	6,134	-3,453
	1,905	4,773	-2,868
	34	84	-50
	326	1,222	-896
	1,100	4,544	-3,444
	326	1,190	-864
	3,521	13,051	-9,530
	3,390	2,607	783
	3,108	3,114	-6
	5,118	5,123	-5
	7,055	6,632	423
	408	370	38
	2,331	1,814	517
	5,367	3,157	2,210
	12,880	5,092	7,788
	4,061	1,188	2,873
	4,061	1,198	2,863
	3,182	1,740	1,442
	337	213	124
	2,528	1,200	1,328
	4,382	2,147	2,235
	16,467	5,430	11,037
	6,587	2,045	4,542
	3,293	1,017	2,276
	8,128	2,397	5,731
	16,345	3,465	12,880
	5,162	1,101	4,061
	13,764	2,930	10,834
	7,742	1,719	6,023
	2,582	3,000	-418
	11,702	13,011	-1,309
	1,804	2,013	-209
	3,156	1,086	2,070
	3,156	1,107	2,049
	3,235	1,107	2,128
	3,235	1,142	2,093
	11,574	8,088	3,486
	6,043	4,082	1,961
	14,501	5,684	8,817
	1,094	334	760
	4,153	1,172	2,981
	9,246	6,616	2,630
	4,758	4,706	52
	7,110	7,084	26
	15,768	6,435	9,333
	15,821	4,521	11,300
	5,509	4,100	1,409
	15,479	11,628	3,851
	2,624	1,946	678
	93,000	93,000	0
	21,189	10,358	10,831
	20,175	11,501	8,674
	20,327	11,654	8,673
	9,320	5,357	3,963
	23,907	14,863	9,044
	19,500	12,179	7,321
	7,446	4,774	2,672
	20,752	10,291	10,461
	13,780	6,786	6,994
	6,197	3,653	2,544
	7,339	4,225	3,114
	1,223	626	597
	8,045	4,433	3,612
	4,505	2,621	1,884
	16,734	9,118	7,616
	8,568	5,465	3,103
	6,999	4,467	2,532
	2,695	1,744	951
	300,000	300,000	0
	1,706	1,943	-237
	3,878	3,450	428
	776	576	200
	776	557	219
	465	319	146
	75,000	75,000	0
	3,104	2,865	239
	3,104	2,892	212
	2,212	5,833	-3,621
	1,207	5,140	-3,933
	588	3,359	-2,771
	882	5,292	-4,410
	764	3,829	-3,065
	353	1,708	-1,355
	112	511	-399
	4,046	5,542	-1,496
	491	685	-194
	3,128	4,379	-1,251
	1,180	1,627	-447
	1,497	2,077	-580
	2,701	3,106	-405
	6,358	7,312	-954
	10,446	10,575	-129
	2,079	2,959	-880
	7,416	7,402	14
	1,109	1,141	-32
	2,245	3,146	-901
	6,196	2,645	3,551
	2,323	550	1,773
	176	292	-116
	1,321	2,113	-792
	2,465	4,036	-1,571
	264	378	-114
	2,025	3,361	-1,336
	69,354	61,885	7,469
	1,795	569	1,226
	1,795	609	1,186
	1,795	625	1,170
	2,154	805	1,349
	7,462	4,975	2,487
	351	281	70
	7,017	3,269	3,748
	1,754	702	1,052
	6,316	2,415	3,901
	5,030	3,332	1,698
	2,515	1,658	857
	7,545	5,307	2,238
	5,030	3,546	1,484
	6,427	3,392	3,035
	9,866	7,148	2,718
	4,933	3,573	1,360
	9,866	7,156	2,710
	2,466	1,773	693
	5,147	4,703	444
	2,494	1,800	694
	4,988	3,578	1,410
	300,000	299,454	546
	9,463	7,199	2,264
	2,476	3,225	-749
	10,021	10,902	-881
	5,924	9,996	-4,072
	884	1,447	-563
	2,114	3,017	-903
	7,957	9,747	-1,790
	6,796	3,769	3,027
	4,405	3,599	806
	4,405	3,633	772
	3,437	2,457	980
	5,937	4,248	1,689
	2,475	3,022	-547
	9,095	11,799	-2,704
	1,027	1,424	-397
	12,458	10,959	1,499
	6,229	5,450	779
	1,961	3,119	-1,158
	4,064	6,455	-2,391
	5,740	6,954	-1,214
	1,276	1,930	-654
	638	969	-331
	1,258	1,972	-714
	629	986	-357
	1,258	1,963	-705
	2,515	3,879	-1,364
	629	969	-340
	12,599	13,992	-1,393
	619	1,000	-381
	1,239	1,973	-734
	1,858	2,959	-1,101
	7,637	5,332	2,305
	11,079	5,927	5,152
	3,928	2,895	1,033
	1,309	864	445
	436	273	163
	1,784	1,814	-30
	1,784	2,019	-235
	1,680	1,538	142
	3,360	2,594	766
	98	173	-75
	661	780	-119
	976	891	85
	976	896	80
	976	798	178
	976	844	132
	3,699	3,517	182
	1,480	1,485	-5
	740	785	-45
	1,847	2,733	-886
	9,237	13,583	-4,346
	5,552	5,919	-367
	5,275	4,804	471
	5,812	5,493	319
	7,708	8,325	-617
	9,630	12,132	-2,502
	1,864	1,572	292
	3,733	5,554	-1,821
	7,334	4,615	2,719
	10,185	8,894	1,291
	16,067	14,037	2,030
	6,552	5,304	1,248
	376	362	14
	4,508	4,433	75
	751	782	-31
	1,503	1,522	-19
	2,118	1,823	295
	2,118	1,739	379
	2,118	1,609	509
	2,987	3,030	-43
	9,956	9,015	941
	8,291	7,011	1,280
	6,317	4,826	1,491
	6,853	5,872	981
	2,601	2,244	357
	260	219	41
	260	219	41
	2		2
	1,488	1,117	371
	1,190	945	245
	1,190	791	399
	1,300	1,209	91
	1,950	1,718	232
	2,600	1,822	778
	1,995	1,835	160
	2,659	2,441	218
	1,276	1,363	-87
	2,552	2,417	135
	1,097	1,139	-42
	2,195	2,064	131
	8,973	8,194	779
	10,741	10,632	109
	4,776	4,840	-64
	24,208	21,644	2,564
	11,051	10,947	104
	4,759	4,755	4
	4,233	5,049	-816
	11,021	11,021	0
	11,046	8,617	2,429
	9,941	7,773	2,168
	50,504	50,060	444
	1,462	1,237	225
	731	601	130
	1,462	958	504
	6,579	4,158	2,421
	19,738	11,074	8,664
	4,131	4,567	-436
	5,332	4,341	991
	3,575	4,569	-994
	2,648	3,616	-968
	16,791	15,440	1,351
	8,678	8,589	89
	3,110	4,261	-1,151
	4,339	6,017	-1,678
	2,584	3,718	-1,134
	10,444	9,012	1,432
	6,988	6,008	980
	3,538	3,123	415
	17,690	15,019	2,671
	11,681	11,656	25
	4,135	3,656	479
	843	1,282	-439
	313,352	300,389	12,963
	75,957	74,976	981
	77,394	74,586	2,808
	71,011	69,892	1,119
	760,372	651,905	108,467
	75,334	74,627	707
	69,684	69,952	-268
	163,224	151,983	11,241
	577,563	500,421	77,142
	192,102	184,020	8,082
	207,169	203,354	3,815
	317,659	325,923	-8,264
	913	911	2
	1,369	1,366	3
	388	475	-87
	4,227	3,656	571
	452	438	14
	904	794	110
	904	713	191
	736	656	80
	3,791	3,820	-29
	2,527	2,399	128
	924	898	26
	1,493	1,543	-50
	1,195	1,127	68
	10,370	7,440	2,930
	5,876	4,204	1,672
	10,400	7,357	3,043
	20,654	18,478	2,176
	20,730	20,950	-220
	4,793	3,704	1,089
	24,209	19,619	4,590
	4,400	4,736	-336
	11,788	11,788	0
	12,041	12,028	13
	11,959	11,946	13
	4,477	3,237	1,240
	669	493	176
	861	827	34
			0
	3,278	3,042	236
	3,099	2,868	231
	4,910	3,790	1,120
	2,046	3,673	-1,627
	5,291	16,322	-11,031
	26,696	27,791	-1,095
	3,735	3,680	55
	3,047	3,617	-570
	2,752	3,204	-452
	22,254	25,605	-3,351
	14,420	15,067	-647
	5,712	5,978	-266
	32,717	13,209	19,508
	11,730	11,008	722
	12,762	12,425	337
	30,511	32,422	-1,911
	5,905	5,841	64
	655	498	157
	4,381	3,297	1,084
	583	510	73
	525	443	82
	3,713	2,445	1,268
	2,850	1,846	1,004
	10,111	7,660	2,451
	5,602	4,468	1,134
	4,313	3,332	981
	643	519	124
	4,304	3,440	864
	5,137	4,023	1,114
	4,469	3,476	993
	668	534	134
	2,727	2,231	496
	12,162	12,150	12
	11,745	11,721	24
	39,856	39,729	127
	5,269	4,127	1,142
	5,269	4,111	1,158
	12,774	8,203	4,571
	5,110	3,421	1,689
	5,195	4,127	1,068
	5,195	4,152	1,043
	5,130	3,479	1,651
	2,565	1,711	854
	5,084	4,152	932
	2,581	2,543	38
	7,594	5,218	2,376
	10,392	7,007	3,385
	15,719	17,097	-1,378
	2,685	3,576	-891
	2,619	1,782	837
	5,239	3,566	1,673
	9,985	8,680	1,305
	5,991	5,182	809
	4,979	4,349	630
	2,988	2,605	383
	1,997	1,736	261
	5,085	4,171	914
	5,085	4,152	933
	5,260	3,566	1,694
	10,192	8,372	1,820
	2,688	1,799	889
	5,377	3,597	1,780
	5,354	3,598	1,756
	5,354	3,630	1,724
	1,805	892	913
	8,416	8,691	-275
	13,438	14,059	-621
	3,729	3,712	17
	765	718	47
	21,161	21,031	130
	2,735	2,837	-102
	20,595	18,907	1,688
	600	503	97
	126	106	20
	87	73	14
	4,434	3,856	578
	5,432	5,973	-541
	6,191	5,580	611
	12,115	11,091	1,024
	11,954	10,837	1,117
	10,153	8,427	1,726
	4,444	4,040	404
	4,264	3,949	315
	7,752	5,454	2,298
	2,584	1,836	748
	7,570	5,507	2,063
	2,521	1,861	660
	5,041	3,679	1,362
	5,178	4,220	958
	10,705	8,439	2,266
	5,327	4,848	479
	16,262	12,764	3,498
	5,327	4,255	1,072
	1,029	3,879	-2,850
	14,839	12,328	2,511
	20,188	18,261	1,927
	382	385	-3
	3,673	3,752	-79
	3,081	4,331	-1,250
	2,526	1,861	665
	7,577	5,708	1,869
	2,535	3,226	-691
	18,304	17,155	1,149
	11,944	13,954	-2,010
	16,442	19,786	-3,344
	3,785	3,689	96
	11,941	16,635	-4,694
	7,818	10,887	-3,069
	3,969	3,665	304
	4,277	7,021	-2,744
	780	1,020	-240
	3,501	4,151	-650
	12,349	12,949	-600
	11,268		11,268
	11,580		11,580
	21,619		21,619
	39,506		39,506
	50,064		50,064
	142,253		142,253
	447,407		447,407
	213,355		213,355

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-561
b			5,750
c			3,955
d			9,403
e			1,447
			3,510
			11,963
			-1,437
			988
			2,412
			592
			-360
			0
			-1,699
			1,985
			-232
			1,471
			200
			1,259
			2,002
			6,950
			-750
			1,541
			2,896
			1,054
			6,645
			5,187
			1,533
			2,404
			-3,161
			-1,418
			-601
			7,541
			0
			0
			333
			-1,127
			1,565
			0
			59
			0
			-656
			-818
			2,305
			-2,896
			623
			1,088
			9,151
			862
			-13,800
			-12,223
			-923
			-1,262
			-6,183
			0
			0
			-925
			3,126
			650
			13,012
			1,472
			-11,338
			-10,404
			-12,299
			-41,228
			-26,856
			-36,626
			-31,904
			2,327
			10,071
			6,569
			6,139
			11,430
			7,407
			10,398
			5,633
			4,531
			4,977
			17,620
			1,737
			6,336
			7,116
			8,950
			3,727
			10,777
			5,727
			5,939
			15,302
			4,383
			905
			6,618
			207
			87
			145
			1,684
			2,654
			7,284
			2,965
			4,099
			459
			2,051
			1,024
			7,301
			1,749,226
			23
			-531
			0
			2,626
			39
			1,927
			884
			-1,269
			-2,859
			-2,704
			-273
			-2,084
			-7,986
			-2,030
			-957
			869
			136
			-844
			-579
			-1,011
			-2,040
			-1,463
			-656
			-1,483
			-544
			-830
			68
			-52
			266
			2,170
			-622
			-274
			1,874
			1,949
			890
			4,982
			258
			-143
			-2
			-24
			-42
			4,712
			1,538
			468
			30
			151
			474
			408
			396
			796
			702
			701
			468
			68
			26
			500
			10,967
			1,601
			716
			3,756
			1,769
			21
			62
			62
			62
			82
			62
			21
			753
			772
			7,574
			6,826
			4,577
			3,898
			3,226
			4,277
			3,705
			863
			605
			141
			-308
			4,257
			1,555
			663
			784
			0
			1,218
			1,547
			2,646
			-363
			-112
			-126
			543
			1,279
			1,182
			-850
			-4,787
			-534
			-3,076
			-392
			3,538
			735
			621
			3,550
			0
			1,694
			480
			355
			429
			81
			47,855
			1,255
			-968
			-1,693
			-3,373
			-1,803
			-5,880
			6,336
			623
			3,132
			3,133
			288
			329
			60
			61
			104
			5,937
			2,975
			1,945
			1,605
			753
			1,941
			1,840
			2,448
			2,921
			-14,235
			-23,947
			-8,428
			15,218
			241,785
			-10,936
			-21,034
			-8,674
			-19,910
			25,081
			26,832
			27,186
			505,591
			141,268
			83,871
			130,127
			100,536
			50,201
			38,784
			189,487
			159,857
			131,818
			18,315
			56,308
			72,751
			62,916
			1,161,074
			151,662
			194,470
			495,582
			673,393
			1,208,442
			22,386
			2,864
			2,227
			980
			1,048
			277,202
			74,139
			22,495
			102,216
			31,439
			37,273
			69,468
			48,094
			134,325
			142,074
			52,247
			38,477
			30,860
			44,596
			635,436
			106,041
			106,202
			267,026
			347,277
			477,821
			337
			98
			3,946
			14,421
			3,191
			-1,307
			-3,326
			-474
			-493
			-202
			-193
			-381
			-986
			-976
			-2,918
			-327
			0
			-42
			75
			21
			-203
			-112
			-191
			-68
			-48
			34,241
			1,495
			4,049
			-967
			-112
			-191
			-167
			-81
			-73
			-90
			614
			-103
			-48
			-255
			-82
			-99
			-201
			-269
			-230
			5,021
			1,431
			739
			385
			-368
			-34
			-175
			-1,097
			-4,496
			377
			-122
			-55
			-64
			0
			-527
			-1,099
			3,496
			-513
			-614
			-894
			-91
			-763
			-295
			3,709
			1,980
			281
			1,245
			3,061
			0
			-5,092
			-840
			-8
			2,937
			2,347
			1,014
			1,983
			4,472
			1,250
			161
			1,590
			-3,453
			-2,868
			-50
			-896
			-3,444
			-864
			-9,530
			783
			-6
			-5
			423
			38
			517
			2,210
			7,788
			2,873
			2,863
			1,442
			124
			1,328
			2,235
			11,037
			4,542
			2,276
			5,731
			12,880
			4,061
			10,834
			6,023
			-418
			-1,309
			-209
			2,070
			2,049
			2,128
			2,093
			3,486
			1,961
			8,817
			760
			2,981
			2,630
			52
			26
			9,333
			11,300
			1,409
			3,851
			678
			0
			10,831
			8,674
			8,673
			3,963
			9,044
			7,321
			2,672
			10,461
			6,994
			2,544
			3,114
			597
			3,612
			1,884
			7,616
			3,103
			2,532
			951
			0
			-237
			428
			200
			219
			146
			0
			239
			212
			-3,621
			-3,933
			-2,771
			-4,410
			-3,065
			-1,355
			-399
			-1,496
			-194
			-1,251
			-447
			-580
			-405
			-954
			-129
			-880
			14
			-32
			-901
			3,551
			1,773
			-116
			-792
			-1,571
			-114
			-1,336
			7,469
			1,226
			1,186
			1,170
			1,349
			2,487
			70
			3,748
			1,052
			3,901
			1,698
			857
			2,238
			1,484
			3,035
			2,718
			1,360
			2,710
			693
			444
			694
			1,410
			546
			2,264
			-749
			-881
			-4,072
			-563
			-903
			-1,790
			3,027
			806
			772
			980
			1,689
			-547
			-2,704
			-397
			1,499
			779
			-1,158
			-2,391
			-1,214
			-654
			-331
			-714
			-357
			-705
			-1,364
			-340
			-1,393
			-381
			-734
			-1,101
			2,305
			5,152
			1,033
			445
			163
			-30
			-235
			142
			766
			-75
			-119
			85
			80
			178
			132
			182
			-5
			-45
			-886
			-4,346
			-367
			471
			319
			-617
			-2,502
			292
			-1,821
			2,719
			1,291
			2,030
			1,248
			14
			75
			-31
			-19
			295
			379
			509
			-43
			941
			1,280
			1,491
			981
			357
			41
			41
			2
			371
			245
			399
			91
			232
			778
			160
			218
			-87
			135
			-42
			131
			779
			109
			-64
			2,564
			104
			4
			-816
			0
			2,429
			2,168
			444
			225
			130
			504
			2,421
			8,664
			-436
			991
			-994
			-968
			1,351
			89
			-1,151
			-1,678
			-1,134
			1,432
			980
			415
			2,671
			25
			479
			-439
			12,963
			981
			2,808
			1,119
			108,467
			707
			-268
			11,241
			77,142
			8,082
			3,815
			-8,264
			2
			3
			-87
			571
			14
			110
			191
			80
			-29
			128
			26
			-50
			68
			2,930
			1,672
			3,043
			2,176
			-220
			1,089
			4,590
			-336
			0
			13
			13
			1,240
			176
			34
			0
			236
			231
			1,120
			-1,627
			-11,031
			-1,095
			55
			-570
			-452
			-3,351
			-647
			-266
			19,508
			722
			337
			-1,911
			64
			157
			1,084
			73
			82
			1,268
			1,004
			2,451
			1,134
			981
			124
			864
			1,114
			993
			134
			496
			12
			24
			127
			1,142
			1,158
			4,571
			1,689
			1,068
			1,043
			1,651
			854
			932
			38
			2,376
			3,385
			-1,378
			-891
			837
			1,673
			1,305
			809
			630
			383
			261
			914
			933
			1,694
			1,820
			889
			1,780
			1,756
			1,724
			913
			-275
			-621
			17
			47
			130
			-102
			1,688
			97
			20
			14
			578
			-541
			611
			1,024
			1,117
			1,726
			404
			315
			2,298
			748
			2,063
			660
			1,362
			958
			2,266
			479
			3,498
			1,072
			-2,850
			2,511
			1,927
			-3
			-79
			-1,250
			665
			1,869
			-691
			1,149
			-2,010
			-3,344
			96
			-4,694
			-3,069
			304
			-2,744
			-240
			-650
			-600
			11,268
			11,580
			21,619
			39,506
			50,064
			142,253
			447,407
			213,355

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	12,461,939
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2018	15,771,858	286,991,072	0.054956
2017	8,763,950	259,921,149	0.033718
2016	11,805,340	169,963,837	0.069458
2015	7,604,374	159,617,934	0.047641
2014	8,754,930	143,784,175	0.060889

Total of line 1, column (d) .....................

0.266662

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.053332

Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......

311,457,473

Multiply line 4 by line 3......................

16,610,650

Enter 1% of net investment income (1% of Part I, line 27b)...........

496,002

Add lines 5 and 6........................

17,106,652

Enter qualifying distributions from Part XII, line 4,.............

17,751,971

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2019)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	496,002
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	496,002
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	496,002
6	Credits/Payments:

a	2019 estimated tax payments and 2018 overpayment credited to 2019	6a	538,237
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	200,000
d	Backup withholding erroneously withheld ...........	6d	0

7	Total credits and payments. Add lines 6a through 6d..............		7	738,237
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	242,235
11	Enter the amount of line 10 to be: Credited to 2020 estimated tax242,235	Refunded	11	0

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ 0(2) On foundation managers. bullet

$ 0

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

$ 0

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2019)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions Click to see attachment

.................

Yes

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

WWW.SCHARBAUERFOUNDATION.ORG

The books are in care of bullet

JOANN PRICE CONTROLLER Telephone no. bullet

(432) 683-2222

Located at bullet

300 N MARIENFELD SUITE 900MIDLANDTX ZIP+4 bullet

797014387

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2019?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2019, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2019?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2019.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?

Form 990-PF (2019)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation
CLARENCE SCHARBAUER III	DIRECTOR 0.00	0	0
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	DIRECTOR 0.00	0	0
JAMES M ALSUP	VICE PRESIDENT 0.00	0	0
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	VICE PRESIDENT 0.00	0	0
ALLEN MCGUIRE - DECEASED	DIRECTOR 0.00	0	0
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	DIRECTOR 0.00	0	0
GRANT BILLINGSLEY	EXECUTIVE VP 40.00	401,500	25,000
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	EXECUTIVE VP 40.00	401,500	25,000
TIM LEACH	PRESIDENT 0.00	0	0
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	PRESIDENT 0.00	0	0
CINDY BLACK	SECRETARY 0.00	0	0
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	SECRETARY 0.00	0	0
DAN HORD	TREASURER 0.00	0	0
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	TREASURER 0.00	0	0
SCOTT RYBURN	DIRECTOR 0.00	0	0
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	DIRECTOR 0.00	0	0
JIM NELSON	DIRECTOR 0.00	0	0
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	DIRECTOR 0.00	0	0
JOANN PRICE	CONTROLLER 40.00	125,400	25,000
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	CONTROLLER 40.00	125,400	25,000
SARAH A SCOTT	SPHR PROGRAM DIRECTOR 40.00	132,000	10,560
300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	SPHR PROGRAM DIRECTOR 40.00	132,000	10,560

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2019)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2019)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

195,957,671

Average of monthly cash balances.......................

9,747,875

Fair market value of all other assets (see instructions)................

110,494,934

Total (add lines 1a, b, and c).........................

316,200,480

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

316,200,480

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

4,743,007

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

311,457,473

Minimum investment return. Enter 5% of line 5..................

15,572,874

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

15,572,874

Tax on investment income for 2019 from Part VI, line 5......

496,002

Income tax for 2019. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

496,002

Distributable amount before adjustments. Subtract line 2c from line 1............

15,076,872

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

15,076,872

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

15,076,872

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

17,751,971

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

17,751,971

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

496,002

Adjusted qualifying distributions. Subtract line 5 from line 4..............

17,255,969

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2019)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2018	(c) 2018	(d) 2019
1 Distributable amount for 2019 from Part XI, line 7					15,076,872
2 Undistributed income, if any, as of the end of 2019:
a Enter amount for 2018 only.......				257,041
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2019:
a From 2014......
b From 2015......
c From 2016......
d From 2017......
e From 2018......
fTotal of lines 3a through e........		0
4Qualifying distributions for 2019 from Part
XII, line 4: $ 17,751,971
a Applied to 2018, but not more than line 2a				257,041
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2019 distributable amount.....					15,076,872
e Remaining amount distributed out of corpus		2,418,058
5 Excess distributions carryover applied to 2019.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		2,418,058
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2018. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2019. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2020 ..........					0
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2014 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2020. Subtract lines 7 and 8 from line 6a ......		2,418,058
10 Analysis of line 9:
a Excess from 2015....
b Excess from 2016....
c Excess from 2017....
d Excess from 2018....
e Excess from 2019....	2,418,058

Form 990-PF (2019)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2019	(b) 2018	(c) 2017	(d) 2016	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

CLARENCE SCHARBAUER III

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

SCHARBAUER FOUNDATION INC
300 N MARIENFELD ST STE 900
MIDLAND,TX797014387
(432) 683-2222

bThe form in which applications should be submitted and information and materials they should include:

ORGANIZATIONS REQUESTING FUNDING FILL OUT AND SUBMIT AN ONLINE PRE-APPLICATION THROUGH THE FOUNDATIONS WEBSITE AT WWW.SCHARBAUERFOUNDATION.ORG BY DUE DATES LISTED ON THE HOME PAGE. THE FOUNDATION WILL INVITE SELECTED PRE-APPLICANTS TO SUBMIT AN ONLINE FULL GRANT REQUEST. INSTRUCTIONS AND ATTACHMENTS ARE INCLUDED IN THE ONLINE REQUEST PROCESS.

cAny submission deadlines:

SPRING AND FALL CYCLE; DATES CHANGE EACH YEAR AND ARE POSTED ON THE ORGANIZATION'S WEBSITE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

THE SCHARBAUER FAMILY HAS A LONG HISTORY OF HELPING BUILD MIDLAND, TEXAS. WITH THAT SAME COMMITMENT, THE SCHARBAUER FOUNDATION SEEKS TO MAKE GRANTS THAT WILL HELP MIDLAND BE A BETTER PLACE IN WHICH TO LIVE AND OPERATE A BUSINESS. THE FOLLOWING ARE GENERAL GUIDELINES USED BY THE FOUNDATION IN EVALUATING GRANT REQUESTS. FOCUS AREAS * EDUCATION * HEALTH * PUBLIC/CIVIC BENEFIT * HUMAN/SOCIAL SERVICES

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

SCHARBAUER FOUNDATION INC
300 N MARIENFELD ST STE 900
MIDLAND,TX797014387
(432) 683-2222

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

SPRING AND FALL CYCLE; DATES CHANGE EACH YEAR AND ARE POSTED ON THE ORGANIZATION'S WEBSITE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

TYPES OF GRANTS PREFERENCE IS GIVEN TO REQUESTS FOR ASSISTANCE WITH CAPITAL IMPROVEMENTS, CONSTRUCTION, OR EXPANSION OF PROGRAM CAPACITY AS COMPARED TO REQUESTS INVOLVING ONGOING OR ANNUAL OPERATING EXPENSES. GENERALLY, APPLICANTS RECEIVING GRANTS FOR NONCAPITAL TYPE REQUEST MAY NOT RECEIVE SIMILAR GRANTS IN CONSECUTIVE YEARS.

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

SCHARBAUER FOUNDATION INC
300 N MARIENFELD ST STE 900
MIDLAND,TX797014387
(432) 683-2222

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

SPRING AND FALL CYCLE; DATES CHANGE EACH YEAR AND ARE POSTED ON THE ORGANIZATION'S WEBSITE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

REQUESTS WILL BE CONSIDERED ONLY FROM QUALIFIED NON-PROFIT ORGANIZATIONS WHICH O ARE TAX-EXEMPT UNDER INTERNAL REVENUE CODE SECTION 501(C)(3), O ARE FURTHER CLASSIFIED AS A PUBLIC CHARITY UNDER INTERNAL REVENUE CODE SECTION 509(A), AND, O PROVIDE A COPY OF THE IRS LETTER OF DETERMINATION RULING. APPLICANTS CLAIMING EXEMPTION AS A GOVERNMENT ENTITY MUST ALSO PROVIDE EVIDENCE OF THEIR TAX-EXEMPT STATUS, O SUBMIT ALL REQUIRED INFORMATION.

aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

SCHARBAUER FOUNDATION INC
300 N MARIENFELD ST STE 900
MIDLAND,TX797014387
(432) 683-2222

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

SPRING AND FALL CYCLE; DATES CHANGE EACH YEAR AND ARE POSTED ON THE ORGANIZATION'S WEBSITE

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

* PRE-APPLICATIONS FROM COLLEGES OR UNIVERSITIES MUST BE SUBMITTED BY THE DEVELOPMENT OFFICE ON BEHALF OF THE INSTITUTION. * NO GRANTS OR LOANS WILL BE MADE TO INDIVIDUALS OR LOBBYING ORGANIZATIONS. * ANY QUALIFIED ORGANIZATION MAY SUBMIT A PRE-APPLICATION BUT ORGANIZATIONS ARE ENCOURAGED TO REVIEW THE FOUNDATION'S AREAS OF INTEREST AND LIST OF PAST GRANTS AS AN INDICATION OF FOUNDATION PREFERENCES AND PRIORITIES. GEOGRAPHICAL PREFERENCE AREAS * MIDLAND, TEXAS * ODESSA, TEXAS

Form 990-PF (2019)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
COMMUNITIES FOUNDATION OF TEXAS INC 5500 CARUTH HAVEN LN DALLAS,TX75225	NONE	PC	ESTABLISHING IDEA PUBLIC SCHOOLS IN THE PERMIAN BASIN	3,500,000
IDEA PUBLIC SCHOOLS (PERMIAN BASIN) 2115 W PIKE BLVD WESTLACO,TX78596	NONE	PC	ESTABLISING IDEA PUBLIC SCHOOLS IN PERMIAN BASIN	3,500,000
MARC 2701 NORTH A STREET MIDLAND,TX797056611	NONE	PC	CAPITAL CAMPAIGN: NEW ADMINISTRATION & DAY CENTER BUILDINGS	1,500,000
PERMIAN BASIN PETROLEUM MUSEUM LIBR 1500 W INTERSTATE 20 WEST MIDLAND,TX79701	NONE	PC	STEM EDUCATION CENTER CAPITAL CAMPAIGN	1,400,000
MUSEUM OF THE SOUTHWEST 1705 W MISSOURI AVE MIDLAND,TX79701	NONE	PC	DURHAM CHILDREN'S MUSEUM REIMAGINED CAPITAL CAMPAIGN	1,250,000
YOUNG LIFE TEXAS 420 N CASCADE AVE COLORADO SPRINGS,CO80903	NONE	PC	CAMP LONEHOLLOW PHASE 1 CAPITAL CAMPAIGN	1,000,000
FAMILY PROMISE OF MIDLAND TEXAS INC 3500 NORTH A ST SUITE 1400 MIDLAND,TX79705	NONE	PC	DAY CENTER CAPITAL CAMPAIGN	620,000
COMMUNITIES FOUNDATION OF TEXAS INC 5500 CARUTH HAVEN LN DALLAS,TX75225	NONE	PC	MIDLAND DOWNTOWN PARK CONSERVANCEY (MDPC) ENDOWMENT FUND	500,000
HIGH SKY CHILDREN'S RANCH 8613 W COUNTY RD 60 MIDLAND,TX797071307	NONE	PC	CAMPUS CAPITAL CAMPAIGN	500,000
YOUNG LIFE TEXAS 420 N CASCADE AVE COLORADO SPRINGS,CO80903	NONE	PC	CAMPER LEGACY FUND	500,000
PERMIAN BASIN PUBLIC TELECOMMUNICATIONS INC (DBA BASIN PBS) 203 N MAIN ST MIDLAND,TX79701	NONE	PC	24/7 CHILDREN'S EDUCATIONAL TELEVISION CHANNEL	400,000
CASA DE AMIGOS OF MIDLAND TEXAS INCORPORATED 1101 GARDEN LANE MIDLAND,TX79701	NONE	PC	MAIN HALL & SENIOR AREA BATHROOM UPDATE & REMODEL	207,500
AGAPE CHRISTIAN SERVICES (DBA AGAPE COUNSELING SERVICES OF WEST TEXAS) 3500 N A ST STE 2400 MIDLAND,TX79705	NONE	PC	PROMOTING EXCELLENCE IN STAFF & TRAINING AND PROGRAM SUPPORT	205,000
THE SALVATION ARMY 300 S BAIRD MIDLAND,TX79701	NONE	PC	OPERATING FUNDS FOR NEW EMERGENCY SHELTER	200,000
CENTERS FOR CHILDREN AND FAMILIES INC 3701 ANDREWS HWY MIDLAND,TX79703	NONE	PC	PROGRAM SUPPORT	150,000
CASA OF WEST TEXAS 1611 W TEXAS AVE MIDLAND,TX79701	NONE	PC	BIG SPRING BUILIDNG CAPITAL CAMPAIGN	150,000
UNITED WAY OF MIDLAND INC 1209 W WALL ST MIDLAND,TX79701	NONE	PC	ANNUAL CAMPAIGN	150,000
SAMARITAN COUNSELING CENTER OF WEST TEXAS INC 10008 PILOT AVE MIDLAND,TX79706	NONE	PC	PROGRAM SUPPORT	125,000
EDUCATE MIDLAND 3500 N A ST SUITE 2700 MIDLAND,TX79705	NONE	PC	GENERAL OPERATING SUPPORT	110,000
REFLECTION MINISTRIES OF TEXAS INC 102 N C STREET MIDLAND,TX79701	NONE	PC	MULTIPURPOSE BUILDING/FACILITY SECURITY	108,000
MIDLAND COLLEGE FOUNDATION INC 3600 N GARFIELD ST PAD 105 MIDLAND,TX79705	NONE	PC	LEGACY SCHOLARSHIP 2020-2021	100,000
TEEN FLOW 711 S MAIN ST MIDLAND,TX79701	NONE	PC	CAPITAL EXPENSE & MAINTENANCE	80,000
TEEN CHALLENGE - ADULT CENTERS OF TEXAS INC (THE PERMIAN BASIN INC) 6901 SOUTH COUNTY ROAD 1200 MIDLAND,TX79706	NONE	PC	CONSTRUCTION OF NEW STAFF DUPLEX HOME	80,000
SPRINGBOARD CENTER 200 CORPORATE DR MIDLAND,TX797054621	NONE	PC	GENERAL OPERATING	75,000
TEXAS TECH FOUNDATION INC (DBA TEXAS TECH UNIV HEALTH SCIENCE CENTER - PB) 800 W 4TH STREET ODESSA,TX79762	NONE	PC	FAMILY MEDICINE MENTAL HEALTH FELLOWSHIP PROGRAM W/ CENTERS FOR CHILDREN'S & FAMILIES	75,000
REDIRECTION OUTREACH PROGRAM EFFORTS FOR YOUTH (DBA ROPE YOUTH) 3500 W GOLF COURSE ROAD MIDLAND,TX79703	NONE	PC	ROPE YOUTH PROGRAM EXPANSION	61,280
MIDLAND ISD EDUCATIONAL FOUNDATION 615 W MISSOURI AVE 224 MIDLAND,TX79701	NONE	PC	MISD/IDEA IN-DISTRICT CHARTER SUPPORT	50,000
MIDLAND COLLEGE FOUNDATION INC 3600 N GARFIELD ST PAD 105 MIDLAND,TX79705	NONE	PC	EARLY COLLEGE HIGH SCHOOL 2019-2020	50,000
STERLING COUNTY 609 4TH STREET STERLING CITY,TX76951	NONE	PC	STERLING COUNTY PURCHASE OF AMBULANCE FOR EMS	50,000
NONPROFIT MANAGEMENT CENTER OF THE PERMIAN BASIN 3500 N A ST SUITE 2300 MIDLAND,TX79705	NONE	PC	GENERAL SUPPORT FOR EXISTING PROGRAMS	50,000
CRISIS CENTER OF WEST TEXAS (DBA THE CRISIS CENTER) 910 S GRANT AVE SUITE B ODESSA,TX79761	NONE	PC	GENERAL OPERATING SUPPORT	45,000
GREENWOOD VOLUNTEER FIRE DEPARTMENT INC 2900 S CO RD 1083 MIDLAND,TX79706	NONE	PC	FIRE STATION SIGNAGE & BUNKER GEAR RACKS	42,000
UNITED WAY OF MIDLAND INC 1209 W WALL ST MIDLAND,TX79701	NONE	PC	BOARD DIRECTED GIFT	40,000
GREATER IDEAL FAMILY LIFE CENTER 301 S TYLER MIDLAND,TX797017562	NONE	PC	2019 SUMMER STEM CAMP & LEARNING CENTER EXPENSES	40,000
ODESSAS COMMITTEE FOR DISABLED INC (DBA THE ABLE CENTER FOR INDEPENDENT LIV 4803 PLAZA BLVD STE 401 ODESSA,TX79762	NONE	PC	"EQUIPPED FOR INDEPENDENCE" PROJECT	30,000
TEEN FLOW 711 S MAIN ST MIDLAND,TX79701	NONE	PC	GENERAL OPERATING SUPPORT	30,000
MISSION HEALTH CARE INC (DBA MISSION CENTER ADULT DAY SERVICE) 3500 N A ST STE 1300 MIDLAND,TX79705	NONE	PC	CLIENT SERVICES PROGRAM	25,000
FIELDS EDGE 3611 W WADLEY MIDLAND,TX79707	NONE	PC	BOARD DIRECTED GIFT	25,000
REFLECTION MINISTRIES OF TEXAS INC 102 N C STREET MIDLAND,TX79701	NONE	PC	BOARD DIRECTED GIFT	25,000
YOUNG LIFE TEXAS 420 N CASCADE AVE COLORADO SPRINGS,CO80903	NONE	PC	BOARD DIRECTED GIFT	25,000
PERMIAN BASIN WOMEN'S RESOURCE CENTER - THE LIFE CENTER FOUNDATION 2101 W WALL ST MIDLAND,TX79701	NONE	PC	BOARD DIRECTED GIFT	25,000
MISCELLANEOUS CONTRIBUTIONS 300 N MARIENFELD SUITE 900 MIDLAND,TX797014387	NONE	PC	MISCELLANEOUS CONTRIBUTIONS	25,000
JUNIOR ACHIEVEMENT OF THE CHISHOLM TRAIL (PERMIAN BASIN CHAPTER) 306 W WALL ST STE 827 MIDLAND,TX79701	NONE	PC	MIDLAND OPERATING SUPPORT	20,000
PERMIAN BASIN ADULT LITERACY CENTER INC 1709 W WALL ST MIDLAND,TX79701	NONE	PC	GENERAL OPERATING	20,000
APHASIA CENTER OF WEST TEXAS INC 5214 THOMASON DRIVE MIDLAND,TX79703	NONE	PC	GENERAL OPERATIONS SUPPORT	15,000
ODESSA CHRISTMAS IN ACTION INC 2981 EAST PEARL STREET ODESSA,TX79761	NONE	PC	WORKDAYS & EMERGENCY REPAIRS	15,000
MIDLAND MEMORIAL FOUNDATION 400 ROSALIND REDFERN GROVER PARKWAY MIDLAND,TX79701	NONE	PC	BOARD DIRECTED GIFT	15,000
BIG BROTHERS BIG SISTERS OF THE PERMIAN BASIN INC 714 W LOUISIANA AVE MIDLAND,TX79701	NONE	PC	MENTAL HEALTH TRAINING FOR STAFF	15,000
PERMIAN BASIN REGIONAL COUNCIL ON ALCOHOL AND DRUG ABUSE (PBRCADA) 120 E 2ND ST ODESSA,TX79761	NONE	PC	YOUTH PREVENTION INTERVENTION IN MIDLAND	10,000
TEXAS ONCOLOGY FOUNDATION INC 12221 MERIT DR 500 DALLAS,TX75251	NONE	PC	BOARD DIRECTED GIFT	10,000
EDUCATE MIDLAND 3500 N A ST SUITE 2700 MIDLAND,TX79705	NONE	PC	MISD EXCELLENCE IN EDUCATION AWARDS	10,000
GEORGE W BUSH CHILDHOOD HOME INC PO BOX 8586 MIDLAND,TX79708	NONE	PC	FENCE, WINDOW & FLOOR REPAIR	10,000
DRESS FOR SUCCESS PERMIAN BASIN-TEXAS 5050 E UNIVERSITY BLVD SUITE 7 ODESSA,TX79762	NONE	PC	SUITING & CAREER CENTER PROGRAMS	7,000
HOSPICE OF MIDLAND INCORPORATED 911 W TEXAS AVE MIDLAND,TX79701	NONE	PC	BOARD DIRECTED GIFT	5,000
THE UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER PO BOX 4486 HOUSTON,TX77210	NONE	PC	BOARD DIRECTED GIFT	5,000
Total ................................. 3a				17,280,780

bApproved for future payment

Total ................................. 3b				0

Form 990-PF (2019)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........			14	1,126,450
4 Dividends and interest from securities....			14	4,253,852
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....			15	33,150,413
8 Gain or (loss) from sales of assets other than inventory ............			18	12,461,939
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aFINANCIAL INCOME			14	49
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..		0		50,992,703	0

13Total. Add line 12, columns (b), (d), and (e)..................

50,992,703

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)
1	N/A

Form 990-PF (2019)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.) Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2019)

Additional Data

Software ID:
Software Version:

Form 990PF - Special Condition Description:

Special Condition Description

Scharbauer Foundation Inc — Form 990PF, tax year 2019