TY 2019 Form 990PF

- TIN:

Form990-PF
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Department of the Treasury
Internal Revenue Service

Return of Private Foundation

or Section 4947(a)(1) Trust Treated as Private Foundation

Do not enter social security numbers on this form as it may be made public.
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Go to www.irs.gov/Form990PF for instructions and the latest information.

OMB No. 1545-0052

2019

Open to Public Inspection

For calendar year 2019, or tax year beginning 01-01-2019 , and ending 12-31-2019

Name of foundation
CAPEWELL M UW HTFD HOSPITAL ETAL 4

Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 1802
Room/suite

City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI029011802

A Employer identification number

06-6030605

B Telephone number (see instructions)

(888) 866-3275

C If exemption application is pending, check here bullet

G Check all that apply: Initial returnInitial return of a former public charity
Final returnAmended return
Address change Name change

D 1. Foreign organizations, check here............. bullet

2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet

E If private foundation status was terminated
under section 507(b)(1)(A), check here ....... bullet

H Check type of organization: Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust Other taxable private foundation

F If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here ....... bullet

I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16) bullet

$48,410,040J Accounting method: Cash Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)

	Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)	(a) Revenue and expenses per books		(b) Net investment income	(c) Adjusted net income	(d) Disbursements for charitable purposes (cash basis only)


1	Contributions, gifts, grants, etc., received (attach schedule)
2	Check .............
3	Interest on savings and temporary cash investments
4	Dividends and interest from securities...	948,133		949,818
5a	Gross rents............
b	Net rental income or (loss)
6a	Net gain or (loss) from sale of assets not on line 10		1,093,930
b	Gross sales price for all assets on line 6a 16,601,118
7	Capital gain net income (from Part IV, line 2)...			1,093,930
8	Net short-term capital gain.........				0
9	Income modifications...........
10a	Gross sales less returns and allowances
b	Less: Cost of goods sold....
c	Gross profit or (loss) (attach schedule).....
11	Other income (attach schedule).......		40,977	359,504
12	Total. Add lines 1 through 11........	2,083,040		2,403,252
13	Compensation of officers, directors, trustees, etc.	163,553		98,132		65,421
14	Other employee salaries and wages......			0	0	0
15	Pension plans, employee benefits.......			0	0
16a	Legal fees (attach schedule).........		2,757	0	0	2,757
b	Accounting fees (attach schedule).......		4,450	2,670	0	1,780
c	Other professional fees (attach schedule)....					0
17	Interest...............					0
18	Taxes (attach schedule) (see instructions)...		91,393	18,593		0
19	Depreciation (attach schedule) and depletion...		0	0
20	Occupancy..............
21	Travel, conferences, and meetings.......			0	0
22	Printing and publications..........			0	0
23	Other expenses (attach schedule).......		8,818	23,361
24	Total operating and administrative expenses.
	Add lines 13 through 23..........	270,971		142,756	0	69,958
25	Contributions, gifts, grants paid.......	1,984,661				1,984,661
26	Total expenses and disbursements. Add lines 24 and 25	2,255,632		142,756	0	2,054,619
27	Subtract line 26 from line 12:
a	Excess of revenue over expenses and disbursements	-172,592
b	Net investment income (if negative, enter -0-)			2,260,496
c	Adjusted net income (if negative, enter -0-)...				0

For Paperwork Reduction Act Notice, see instructions.

Cat. No. 11289X Form 990-PF (2019)

Form 990-PF (2019)

Page 2

Part II		Balance Sheets	Beginning of year	End of year
Part II		Balance Sheets	(a) Book Value	(b) Book Value	(c) Fair Market Value
	1	Cash—non-interest-bearing.............
	2	Savings and temporary cash investments.........	1,028,621	2,454,772	2,454,772
	3	Accounts receivable
		Less: allowance for doubtful accounts		0	0
	4	Pledges receivable
		Less: allowance for doubtful accounts
	5	Grants receivable.................
	6	Receivables due from officers, directors, trustees, and other
		disqualified persons (attach schedule) (see instructions).....
	7	Other notes and loans receivable (attach schedule)
		Less: allowance for doubtful accounts 0
	8	Inventories for sale or use..............
	9	Prepaid expenses and deferred charges..........
	10a	Investments—U.S. and state government obligations (attach schedule)
	b	Investments—corporate stock (attach schedule).......	40,914,369	30,550,662	34,615,069
	c	Investments—corporate bonds (attach schedule).......
	11	Investments—land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	12	Investments—mortgage loans.............
	13	Investments—other (attach schedule)..........	1,171,500	862,191	2,240,812
	14	Land, buildings, and equipment: basis
		Less: accumulated depreciation (attach schedule)
	15	Other assets (describe )		8,995,677	9,099,387
	16	Total assets (to be completed by all filers—see the
		instructions. Also, see page 1, item I)	43,114,490	42,863,302	48,410,040
	17	Accounts payable and accrued expenses..........
	18	Grants payable.................
	19	Deferred revenue.................
	20	Loans from officers, directors, trustees, and other disqualified persons
	21	Mortgages and other notes payable (attach schedule)......
	22	Other liabilities (describe )
	23	Total liabilities (add lines 17 through 22).........		0
		Foundations that follow FASB ASC 958, check here
		and complete lines 24, 25, 29 and 30.
	24	Net assets without donor restrictions...........
	25	Net assets with donor restrictions............
		Foundations that do not follow FASB ASC 958, check here
		and complete lines 26 through 30.
	26	Capital stock, trust principal, or current funds........	43,114,490	42,863,302
	27	Paid-in or capital surplus, or land, bldg., and equipment fund
	28	Retained earnings, accumulated income, endowment, or other funds
	29	Total net assets or fund balances (see instructions).....	43,114,490	42,863,302
	30	Total liabilities and net assets/fund balances (see instructions).	43,114,490	42,863,302

Part III

Analysis of Changes in Net Assets or Fund Balances

Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............

43,114,490

Enter amount from Part I, line 27a .....................

-172,592

Other increases not included in line 2 (itemize) bullet

348,782

Add lines 1, 2, and 3 ..........................

43,290,680

Decreases not included in line 2 (itemize) bullet

427,378

Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .

42,863,302

Form 990-PF (2019)

Page 3

Part IV

Capital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e.g., real estate, 2-story brick warehouse; or common stock, 200 shs. MLC Co.)		(b) How acquired P—Purchase D—Donation	(c) Date acquired (mo., day, yr.)	(d) Date sold (mo., day, yr.)
1 a	2567.505 AQR LONG-SHORT EQUITY FUND CL I		2017-10-31	2019-01-31
b	2874.412 AQR LONG-SHORT EQUITY FUND CL I		2018-01-19	2019-01-31
c	3816.177 AQR LONG-SHORT EQUITY FUND CL I		2017-04-17	2019-01-31
d	55507.517 AQR LONG-SHORT EQUITY FUND CL I		2017-04-17	2019-09-24
e	430.218 AQR LONG-SHORT EQUITY FUND CL I		2019-06-18	2019-09-24
	4059.11 AQR MANAGED FUTURES STRATEGY FUND CL I		2016-08-19	2019-01-31
	1884.292 AQR MANAGED FUTURES STRATEGY FUND CL I		2016-08-19	2019-09-24
	50000. AT&T INC UNSECD SR GBL NT C12/01/26 @100		2018-03-13	2019-06-27
	50000. ACE INA HLDGS INC SR UNSECD NT CALL 2/3/26 @100		2018-11-06	2019-04-16
	4577.061 ARBITRAGE FUND CL I		2016-08-19	2019-01-31
	15000. BB&T CORP UNSECD SR MEDIUM TERM NT CALL 12/15/19 @100		2017-07-24	2019-12-16
	12000. BB&T CORP UNSECD SR MEDIUM TERM NT CALL 12/15/19 @100		2017-07-18	2019-12-16
	23000. BB&T CORP UNSECD SR MEDIUM TERM NT CALL 12/15/19 @100		2017-07-19	2019-12-16
	55000. BANK NOVA SCOTIA B C SR UNSECD NT CANADA		2017-01-12	2019-06-05
	20000. BANK NOVA SCOTIA B C SR UNSECD NT CANADA		2017-01-12	2019-06-05
	441.6 BLACKROCK EVENT DRIVEN EQUITY FUND INSTL SHS		2019-06-18	2019-09-24
	139.931 BLACKROCK EVENT DRIVEN EQUITY FUND INSTL SHS		2019-01-31	2019-09-24
	23161.187 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL		2017-10-10	2019-01-31
	443.401 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL		2017-12-08	2019-01-31
	23683.673 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL		2017-04-17	2019-01-31
	1368.498 BLACKROCK GLOBAL LONG/SHORT CREDIT FUND INSTL		2017-10-10	2019-01-31
	257.349 BLACKROCK GLOBAL LONG/SHORT CREDIT FUND INSTL		2017-10-10	2019-09-24
	50000. CARDINAL HEALTH INC UNSECD SR NT		2017-06-06	2019-01-30
	25000. CELGENE CORP SR UNSECD NT CALL 05/15/25 @100		2016-05-04	2019-01-22
	75000. DISCOVER CARD EXECUTION NT TR SER 2014-A4 CL A4		2018-03-20	2019-06-17
	12076.555 EMERGING MARKETS STOCK COMMON TRUST FUND		2016-08-19	2019-06-14
	808.561 EMERGING MARKETS STOCK COMMON TRUST FUND		2016-08-19	2019-08-09
	50000. ENERGY TRANSFER PARTNERS L P UNSECD SR NT CALL 3/1/21 @100		2018-03-28	2019-12-12
	1443.11 MID CAP VALUE CTF		2017-04-07	2019-01-31
	1394.08 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-01-31
	386.78 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-02-28
	1921.43 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-03-31
	342.74 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-04-30
	993.3 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-05-31
	869.4 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-06-30
	1657.39 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-07-31
	386.19 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-08-31
	645.11 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-09-30
	3168.69 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-10-31
	2086.09 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-11-30
	1226.2 FEDERAL HOME LN MTG CORP POOL #G07806		2016-05-26	2019-12-31
	2931.38 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-01-31
	2923.11 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-02-28
	3380.47 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-03-31
	3518.99 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-04-30
	42.939 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-05-31
	3368.881 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-05-31
	3718.64 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-06-30
	3502.15 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-07-31
	3027.44 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-08-31
	3150.92 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-09-30
	3154.57 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-10-31
	3000.38 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-11-30
	2890.37 FEDERAL HOME LN MTG CORP POOL #G16447		2018-03-27	2019-12-31
	1174.44 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-01-31
	1148.66 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-02-28
	1050.2 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-03-31
	1541.62 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-04-30
	1660.88 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-05-31
	1627.49 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-06-30
	1135.01 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-07-31
	1025.46 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-08-31
	1193.6 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-09-30
	1905.12 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-10-31
	992.9 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-11-30
	1445.93 FEDERAL HOME LN MTG CORP POOL #C91366		2016-05-10	2019-12-31
	566.32 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-01-31
	927.48 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-02-28
	770.83 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-03-31
	1367.93 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-04-30
	1358.37 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-05-31
	1403.53 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-06-30
	1742.27 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-07-31
	1518.85 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-08-31
	1610.88 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-09-30
	1575.21 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-10-31
	1599.06 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-11-30
	1694.33 FEDERAL HOME LN MTG CORP POOL #C91832		2016-05-17	2019-12-31
	231.53 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-02-28
	2950.68 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-03-31
	843.65 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-04-30
	1807.43 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-05-31
	1479.87 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-06-30
	2792.82 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-07-31
	5431.83 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-08-31
	6226.58 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-09-30
	8810.17 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-10-31
	7246. FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-11-30
	892.35 FEDERAL HOME LN MTG CORP POOL #Q48293		2019-01-18	2019-12-31
	2018.03 FEDERAL HOME LN MTG CORP POOL #QN1106		2019-12-17	2019-12-31
	1574.51 FEDERAL NATL MTG ASSN POOL #AJ7716		2016-06-22	2019-01-31
	1814.64 FEDERAL NATL MTG ASSN POOL #AJ7716		2016-06-22	2019-02-28
	2225.33 FEDERAL NATL MTG ASSN POOL #AJ7716		2016-06-22	2019-03-31
	90502.278 FEDERAL NATL MTG ASSN POOL #AJ7716		2016-06-22	2019-04-11
	1478.84 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-01-31
	1434.85 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-02-28
	1249.1 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-03-31
	2394.72 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-04-30
	1366.87 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-05-31
	2176.98 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-06-30
	1720.42 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-07-31
	1828.01 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-08-31
	2107.78 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-09-30
	1693.07 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-10-31
	1788.58 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-11-30
	1527.01 FEDERAL NATL MTG ASSN POOL #AL1697		2017-02-14	2019-12-31
	3.59 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2019-01-31
	.05 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2019-02-28
	.01 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2019-03-31
	.02 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2019-04-30
	.03 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2019-05-31
	.01 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2019-07-31
	.01 FEDERAL NATL MTG ASSN POOL #AL4416		2016-05-10	2019-08-31
	1212.63 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-01-31
	1191.37 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-02-28
	1292.56 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-03-31
	1476.55 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-04-30
	1299.22 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-05-31
	1428.64 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-06-30
	1518.78 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-07-31
	1421.66 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-08-31
	1202.67 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-09-30
	2235.62 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-10-31
	1845.27 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-11-30
	1910.43 FEDERAL NATL MTG ASSN POOL #AL8073		2016-05-09	2019-12-31
	649.63 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-01-31
	303.16 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-02-28
	1293.72 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-03-31
	1523.56 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-04-30
	2568.51 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-05-31
	999.72 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-06-30
	1078.59 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-07-31
	1495.45 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-08-31
	1312.02 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-09-30
	1086.33 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-10-31
	1355.07 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-11-30
	1256.35 FEDERAL NATL MTG ASSN POOL #AS6640		2017-12-20	2019-12-31
	1438.11 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-01-31
	1516.65 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-02-28
	1636.02 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-03-31
	2068.47 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-04-30
	1847.82 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-05-31
	2212.32 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-06-30
	3054.78 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-07-31
	3142.71 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-08-31
	5897.01 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-09-30
	5568.87 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-10-31
	3808.61 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-11-30
	102699.318 FEDERAL NATL MTG ASSN POOL #BD7060		2018-01-16	2019-12-17
	2660.23 FEDERAL NATL MTG ASSN POOL #BJ9251		2019-04-15	2019-05-31
	2648.81 FEDERAL NATL MTG ASSN POOL #BJ9251		2019-04-15	2019-06-30
	6298.86 FEDERAL NATL MTG ASSN POOL #BJ9251		2019-04-15	2019-07-31
	4314.29 FEDERAL NATL MTG ASSN POOL #BJ9251		2019-04-15	2019-08-31
	8240.7 FEDERAL NATL MTG ASSN POOL #BJ9251		2019-04-15	2019-09-30
	7927.21 FEDERAL NATL MTG ASSN POOL #BJ9251		2019-04-15	2019-10-31
	4860.08 FEDERAL NATL MTG ASSN POOL #BJ9251		2019-04-15	2019-11-30
	189566.246 FEDERAL NATL MTG ASSN POOL #BJ9251		2019-04-15	2019-12-17
	449.67 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-01-31
	1026.43 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-02-28
	597.54 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-03-31
	982.87 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-04-30
	1426.54 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-05-31
	606.39 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-06-30
	1758.99 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-07-31
	1596.81 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-08-31
	2010.56 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-09-30
	1971.31 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-10-31
	1198.22 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-11-30
	1825.35 FEDERAL NATL MTG ASSN POOL #BM1277		2017-12-04	2019-12-31
	3345.03 FEDERAL NATL MTG ASSN POOL #FM2024		2019-12-17	2019-12-31
	615.98 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-01-31
	977.18 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-02-28
	1005.71 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-03-31
	655.85 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-04-30
	651.32 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-05-31
	1190.05 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-06-30
	1151.92 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-07-31
	1627.15 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-08-31
	1418.45 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-09-30
	1035.69 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-10-31
	918.31 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-11-30
	1134.58 FEDERAL NATL MTG ASSN POOL #890696		2016-06-07	2019-12-31
	956.77 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-01-31
	911.53 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-02-28
	845.93 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-03-31
	1851.77 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-04-30
	1206.3 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-05-31
	588.92 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-06-30
	1558.2 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-07-31
	1394.5 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-08-31
	737.78 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-09-30
	483.83 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-10-31
	800.27 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-11-30
	651.82 FEDERAL NATL MTG ASSN POOL #MA1089		2017-06-16	2019-12-31
	971.27 FEDERAL NATL MTG ASSN POOL #MA3827		2019-10-07	2019-11-25
	1212.37 FEDERAL NATL MTG ASSN POOL #MA3827		2019-10-07	2019-11-30
	1327.87 FEDERAL NATL MTG ASSN POOL #MA3827		2019-10-07	2019-12-31
	7000. FIDELITY NATL INFORMATION SVCS INC UNSECD SR NT C7/15/25 @100		2016-05-12	2019-12-09
	2855.437 MID CAP GROWTH CTF		2017-04-07	2019-01-31
	6909.94 FORD CR AUTO LEASE TR 2017-A NT CL A-3		2017-05-15	2019-01-14
	8752.24 FORD CR AUTO LEASE TR 2017-A NT CL A-3		2017-05-15	2019-02-14
	8920.19 FORD CR AUTO LEASE TR 2017-A NT CL A-3		2017-05-15	2019-03-14
	8745.8 FORD CR AUTO LEASE TR 2017-A NT CL A-3		2017-05-15	2019-04-14
	6825.87 FORD CR AUTO LEASE TR 2017-A NT CL A-3		2017-05-15	2019-05-15
	1000. FORD MTR CR CO LLC SR UNSECD NT		2018-06-18	2019-01-22
	10000. FORD MTR CR CO LLC SR UNSECD NT		2018-06-15	2019-01-22
	14000. FORD MTR CR CO LLC SR UNSECD NT		2018-06-15	2019-01-22
	50000. GOLDMAN SACHS GROUP INC SR UNSECD NT		2016-04-14	2019-01-22
	75000. HSBC HLDGS PLC SR UNSECD NT UNITED KINGDOM		2018-01-24	2019-01-30
	151.114 DIVIDEND INCOME COMMON TRUST FUND		2017-12-08	2019-01-31
	442.973 DIVIDEND INCOME COMMON TRUST FUND		2018-08-10	2019-01-31
	480.767 DIVIDEND INCOME COMMON TRUST FUND		2017-04-07	2019-01-31
	2166.43 DIVIDEND INCOME COMMON TRUST FUND		2017-04-07	2019-03-08
	493. ISHARES CORE S&P MID CAP ETF		2018-08-03	2019-01-30
	561. ISHARES CORE S&P MID CAP ETF		2018-08-03	2019-03-05
	4121. ISHARES CORE S&P MID CAP ETF		2017-04-07	2019-03-05
	8121.57 J P MORGAN CHASE COML MTG SECS TR 2012-LC9 MTG PASSTHRU CTF A-		2016-05-16	2019-09-30
	2120.58 J P MORGAN CHASE COML MTG SECS TR 2012-LC9 MTG PASSTHRU CTF A-		2016-05-16	2019-10-31
	1043.732 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I		2016-08-19	2019-01-31
	225.633 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I		2019-12-23	2019-12-30
	548.54 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I		2016-08-19	2019-12-30
	75000. LLOYDS BANKING GROUP PLC UNSECD SR PIDI BD UNITED KINGDOM		2018-04-30	2019-01-30
	75000. MEDTRONIC INC SR UNSECD NT		2018-04-03	2019-03-05
	4273.81 THE MERGER FD		2016-08-19	2019-01-31
	85.384 THE MERGER FD		2019-06-18	2019-09-24
	300.974 THE MERGER FD		2019-12-23	2019-12-30
	109.068 THE MERGER FD		2019-06-18	2019-12-30
	58.525 THE MERGER FD		2016-08-19	2019-12-30
	25000. METLIFE INC SR UNSECD NT CALL 8/13/25 @100		2016-06-09	2019-04-16
	50000. METLIFE INC SR UNSECD NT CALL 8/13/25 @100		2016-06-09	2019-06-28
	948.047 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2017-10-31	2019-01-31
	460.798 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2017-10-10	2019-01-31
	14628.474 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2016-08-19	2019-01-31
	322.774 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2019-06-18	2019-09-24
	2605.017 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2016-08-19	2019-09-24
	195.632 NEUBERGER BERMAN LONG SHORT FUND INSTL CL		2019-12-23	2019-12-30
	17577.379 PRINCIPAL MIDCAP BLEND FUND INSTL CL		2017-04-07	2019-03-05
	1503.508 PRINCIPAL MIDCAP BLEND FUND INSTL CL		2017-04-07	2019-08-01
	250.639 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL		2017-10-10	2019-12-30
	166.66 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL		2017-10-10	2019-12-30
	2998.43 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2019-01-14
	2934.28 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2019-02-14
	2831.27 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2019-03-14
	330.22 SANTANDER DRIVE AUTO RECEIVABLES TR 2015-2 NT CL C		2017-03-02	2019-04-15
	16000. SYNCHRONY FINL SR UNSECD NT CALL 12/15/18 @100		2016-04-19	2019-01-15
	9000. SYNCHRONY FINL SR UNSECD NT CALL 12/15/18 @100		2016-05-11	2019-01-15
	50000. THERMO FISHER SCIENTIFIC INC UNSECD SR NT CALL 06/19/26 @100		2016-10-13	2019-01-30
	50000. UNITED STATES TREAS NT DTD 11/15/18 3.125% DUE 11/15/28		2019-03-11	2019-12-20
	50000. UNITED STATES TREAS NT DTD 02/01/16 1.375% DUE 01/31/21		2019-06-26	2019-10-08
	50000. UNITED STATES TREAS NT DTD 02/01/16 1.375% DUE 01/31/21		2019-03-21	2019-10-08
	100000. UNITED STATES TREAS NT DTD 02/01/16 1.375% DUE 01/31/21		2019-03-21	2019-12-12
	25000. UNITED STATES TREAS NT DTD 02/29/16 1.125% DUE 02/28/21		2016-03-01	2019-10-08
	50000. UNITED STATES TREAS NT DTD 02/28/17 2.125% DUE 02/29/24		2017-03-22	2019-01-30
	12000. UNITED STATES TREAS NT DTD 07/31/18 2.750% DUE 07/31/23		2018-08-28	2019-01-30
	27000. UNITEDHEALTH GROUP INC SR UNSECD NT CALL 12/14/25 @100		2017-05-10	2019-11-22
	23000. UNITEDHEALTH GROUP INC SR UNSECD NT CALL 12/14/25 @100		2017-05-09	2019-11-22
	1477. VANGUARD FTSE DEVELOPED MARKETS ETF		2015-06-24	2019-01-30
	17802. VANGUARD FTSE DEVELOPED MARKETS ETF		2013-10-15	2019-01-30
	8768. VANGUARD FTSE DEVELOPED MARKETS ETF		2013-10-15	2019-06-14
	2411. VANGUARD FTSE DEVELOPED MARKETS ETF		2013-10-07	2019-06-14
	748. VANGUARD FTSE EMERGING MKTS ETF		2018-05-31	2019-03-05
	1212. VANGUARD FTSE EMERGING MKTS ETF		2019-01-30	2019-03-05
	418. VANGUARD FTSE EMERGING MKTS ETF		2018-10-04	2019-03-05
	971. VANGUARD FTSE EMERGING MKTS ETF		2018-10-04	2019-06-14
	4117. VANGUARD FTSE EMERGING MKTS ETF		2016-06-10	2019-06-14
	1018. VANGUARD S&P 500 ETF		2018-08-03	2019-01-30
	505. VANGUARD S&P 500 ETF		2018-08-03	2019-03-05
	1328. VANGUARD S&P 500 ETF		2017-04-07	2019-03-05
	1259.09 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-01-31
	1599.22 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-02-28
	1270.58 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-03-31
	1386.99 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-04-30
	1281.24 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-05-31
	1397.35 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-06-30
	1291.98 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-07-31
	1402.11 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-08-31
	1529.27 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-09-30
	1413.84 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-10-31
	1540.67 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-11-30
	1425.67 WELLS FARGO COML MTG TR 2016-NXS 6 COML MTG PASSTHRU CTF CL A-		2016-09-29	2019-12-31
	1560.13 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I		2017-10-10	2019-01-31
	549.913 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I		2017-10-10	2019-09-24
	25000. WESTPAC BKG CORP SR UNSECD BD AUSTRALIA		2018-01-12	2019-01-22
	50000. WESTPAC BKG CORP SR UNSECD BD AUSTRALIA		2018-01-12	2019-01-30
	2672.36 WORLD OMNI AUTOMOBILE LSE SECURITIZATION TR 2017-A ASSET		2018-04-16	2019-04-14
	4203.15 WORLD OMNI AUTOMOBILE LSE SECURITIZATION TR 2017-A ASSET		2018-04-16	2019-05-14
	4963.06 WORLD OMNI AUTOMOBILE LSE SECURITIZATION TR 2017-A ASSET		2018-04-16	2019-06-14
	6236.31 WORLD OMNI AUTOMOBILE LSE SECURITIZATION TR 2017-A ASSET		2018-04-16	2019-07-14
	8736.32 WORLD OMNI AUTOMOBILE LSE SECURITIZATION TR 2017-A ASSET		2018-04-16	2019-08-14
	9249.16 WORLD OMNI AUTOMOBILE LSE SECURITIZATION TR 2017-A ASSET		2018-04-16	2019-09-14
	7477.99 WORLD OMNI AUTOMOBILE LSE SECURITIZATION TR 2017-A ASSET		2018-04-16	2019-10-14
	6461.65 WORLD OMNI AUTOMOBILE LSE SECURITIZATION TR 2017-A ASSET		2018-04-16	2019-11-15
	62318.566 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND		2017-04-07	2019-01-31
	34725.105 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND		2017-04-07	2019-06-14
	1887.818 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND		2017-04-07	2019-08-09
	2485.378 STRATEGIC GROWTH COMMON TRUST FUND		2018-08-10	2019-01-31
	5841.493 STRATEGIC GROWTH COMMON TRUST FUND		2018-08-10	2019-03-08
	8309.973 STRATEGIC GROWTH COMMON TRUST FUND		2018-05-31	2019-03-08
	12191.91 STRATEGIC GROWTH COMMON TRUST FUND		2017-04-07	2019-03-08
	83853.799 STRATEGIC GROWTH COMMON TRUST FUND		2017-04-07	2019-07-31
	4690.529 LARGE CAP CORE CTF		2018-08-10	2019-01-31
	13632.407 MID CAP CORE CTF		2018-08-10	2019-01-31
	1271.463 MID CAP CORE CTF		2018-08-10	2019-03-08
	91387.86 MID CAP CORE CTF		2018-02-28	2019-03-08
	CAPITAL GAIN DIVIDENDS	P

(e) Gross sales price		(g) Cost or other basis plus expense of sale	(h) Gain or (loss) (e) plus (f) minus (g)
a	28,910	38,461	-9,551
b	32,366	41,794	-9,428
c	42,970	51,328	-8,358
d	596,151	746,576	-150,425
e	4,621	4,681	-60
	33,325	41,565	-8,240
	16,657	19,295	-2,638
	53,445	49,701	3,744
	50,624	48,044	2,580
	60,371	60,188	183
	15,000	15,008	-8
	12,000	12,006	-6
	23,000	23,011	-11
	55,000	55,000
	20,000	20,000
	4,363	4,301	62
	1,383	1,325	58
	224,664	230,877	-6,213
	4,301	4,405	-104
	229,732	233,090	-3,358
	13,302	14,287	-985
	2,612	2,687	-75
	49,839	50,008	-169
	24,815	26,025	-1,210
	75,000	74,552	448
	670,000	692,001	-22,001
	45,000	50,246	-5,246
	51,300	50,698	602
	50,000	52,863	-2,863
	1,394	1,554	-160
	387	431	-44
	1,921	2,142	-221
	343	382	-39
	993	1,108	-115
	869	969	-100
	1,657	1,848	-191
	386	431	-45
	645	719	-74
	3,169	3,533	-364
	2,086	2,326	-240
	1,226	1,367	-141
	2,931	2,992	-61
	2,923	2,983	-60
	3,380	3,450	-70
	3,519	3,592	-73
	43	44	-1
	3,369	3,437	-68
	3,719	3,794	-75
	3,502	3,573	-71
	3,027	3,089	-62
	3,151	3,215	-64
	3,155	3,219	-64
	3,000	3,061	-61
	2,890	2,949	-59
	1,174	1,286	-112
	1,149	1,258	-109
	1,050	1,150	-100
	1,542	1,688	-146
	1,661	1,819	-158
	1,627	1,782	-155
	1,135	1,243	-108
	1,025	1,123	-98
	1,194	1,307	-113
	1,905	2,086	-181
	993	1,087	-94
	1,446	1,584	-138
	566	599	-33
	927	981	-54
	771	815	-44
	1,368	1,446	-78
	1,358	1,436	-78
	1,404	1,484	-80
	1,742	1,842	-100
	1,519	1,606	-87
	1,611	1,703	-92
	1,575	1,666	-91
	1,599	1,691	-92
	1,694	1,791	-97
	232	241	-9
	2,951	3,066	-115
	844	877	-33
	1,807	1,878	-71
	1,480	1,538	-58
	2,793	2,902	-109
	5,432	5,645	-213
	6,227	6,471	-244
	8,810	9,156	-346
	7,246	7,530	-284
	892	927	-35
	2,018	2,081	-63
	1,575	1,647	-72
	1,815	1,899	-84
	2,225	2,328	-103
	91,086	94,688	-3,602
	1,479	1,556	-77
	1,435	1,509	-74
	1,249	1,314	-65
	2,395	2,519	-124
	1,367	1,438	-71
	2,177	2,290	-113
	1,720	1,810	-90
	1,828	1,923	-95
	2,108	2,217	-109
	1,693	1,781	-88
	1,789	1,881	-92
	1,527	1,606	-79
	4	4






	1,213	1,288	-75
	1,191	1,265	-74
	1,293	1,373	-80
	1,477	1,568	-91
	1,299	1,380	-81
	1,429	1,517	-88
	1,519	1,613	-94
	1,422	1,510	-88
	1,203	1,277	-74
	2,236	2,375	-139
	1,845	1,960	-115
	1,910	2,029	-119
	650	666	-16
	303	311	-8
	1,294	1,327	-33
	1,524	1,563	-39
	2,569	2,635	-66
	1,000	1,026	-26
	1,079	1,107	-28
	1,495	1,534	-39
	1,312	1,346	-34
	1,086	1,115	-29
	1,355	1,390	-35
	1,256	1,289	-33
	1,438	1,499	-61
	1,517	1,581	-64
	1,636	1,705	-69
	2,068	2,156	-88
	1,848	1,926	-78
	2,212	2,306	-94
	3,055	3,184	-129
	3,143	3,275	-132
	5,897	6,146	-249
	5,569	5,804	-235
	3,809	3,969	-160
	107,690	107,032	658
	2,660	2,682	-22
	2,649	2,670	-21
	6,299	6,350	-51
	4,314	4,349	-35
	8,241	8,308	-67
	7,927	7,992	-65
	4,860	4,900	-40
	195,475	191,106	4,369
	450	473	-23
	1,026	1,080	-54
	598	629	-31
	983	1,034	-51
	1,427	1,501	-74
	606	638	-32
	1,759	1,850	-91
	1,597	1,680	-83
	2,011	2,115	-104
	1,971	2,074	-103
	1,198	1,260	-62
	1,825	1,920	-95
	3,345	3,441	-96
	616	646	-30
	977	1,024	-47
	1,006	1,054	-48
	656	687	-31
	651	683	-32
	1,190	1,247	-57
	1,152	1,207	-55
	1,627	1,705	-78
	1,418	1,487	-69
	1,036	1,086	-50
	918	963	-45
	1,135	1,189	-54
	957	1,022	-65
	912	973	-61
	846	903	-57
	1,852	1,977	-125
	1,206	1,288	-82
	589	629	-40
	1,558	1,664	-106
	1,395	1,489	-94
	738	788	-50
	484	517	-33
	800	854	-54
	652	696	-44
	971	985	-14
	1,212	1,229	-17
	1,328	1,346	-18
	8,014	7,559	455
	110,000	104,246	5,754
	6,910	6,932	-22
	8,752	8,781	-29
	8,920	8,949	-29
	8,746	8,774	-28
	6,826	6,848	-22
	981	995	-14
	9,812	9,946	-134
	13,737	13,923	-186
	48,873	50,982	-2,109
	74,501	75,152	-651
	9,841	11,426	-1,585
	28,849	31,198	-2,349
	31,310	33,845	-2,535
	145,000	152,932	-7,932
	90,331	98,212	-7,881
	107,296	111,758	-4,462
	788,173	702,033	86,140
	8,122	8,421	-299
	2,121	2,199	-78
	12,118	12,285	-167
	2,692	2,667	25
	6,544	6,456	88
	69,512	69,755	-243
	75,000	74,700	300
	70,646	66,244	4,402
	1,460	1,438	22
	5,168	5,234	-66
	1,873	1,837	36
	1,005	907	98
	25,745	25,753	-8
	53,176	51,464	1,712
	12,704	13,472	-768
	6,175	6,534	-359
	196,022	187,244	8,778
	4,732	4,593	139
	38,190	33,344	4,846
	2,876	2,876
	460,000	423,263	36,737
	45,000	36,204	8,796
	3,970	4,123	-153
	2,640	2,742	-102
	2,998	3,020	-22
	2,934	2,955	-21
	2,831	2,852	-21
	330	333	-3
	16,000	16,000
	9,000	9,000
	47,129	49,948	-2,819
	54,994	51,905	3,089
	49,848	49,621	227
	49,848	49,045	803
	99,680	98,090	1,590
	24,847	24,875	-28
	49,088	49,709	-621
	12,129	11,986	143
	28,304	26,902	1,402
	24,111	22,865	1,246
	59,061	61,414	-2,353
	711,855	713,486	-1,631
	358,038	351,413	6,625
	98,452	94,942	3,510
	31,614	33,337	-1,723
	51,225	50,207	1,018
	17,667	16,425	1,242
	39,626	38,155	1,471
	168,011	142,095	25,916
	251,181	264,806	-13,625
	129,628	131,363	-1,735
	340,883	287,120	53,763
	1,259	1,259
	1,599	1,599
	1,271	1,271
	1,387	1,387
	1,281	1,281
	1,397	1,397
	1,292	1,292
	1,402	1,402
	1,529	1,529
	1,414	1,414
	1,541	1,541
	1,426	1,426
	17,146	18,456	-1,310
	6,390	6,505	-115
	24,765	24,863	-98
	49,593	49,726	-133
	2,672	2,649	23
	4,203	4,166	37
	4,963	4,919	44
	6,236	6,182	54
	8,736	8,660	76
	9,249	9,168	81
	7,478	7,412	66
	6,462	6,405	57
	790,000	817,699	-27,699
	460,000	463,775	-3,775
	25,000	25,940	-940
	45,000	51,236	-6,236
	107,546	120,724	-13,178
	152,992	168,609	-15,617
	224,462	241,884	-17,422
	1,753,198	3,818,685	-2,065,487
	45,000	47,083	-2,083
	130,000	136,745	-6,745
	12,350	12,762	-412
	887,650	873,577	14,073
			222,706

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69			(l) Gains (Col. (h) gain minus col. (k), but not less than -0-) or Losses (from col.(h))
(i) F.M.V. as of 12/31/69	(j) Adjusted basis as of 12/31/69	(k) Excess of col. (i) over col. (j), if any
a			-9,551
b			-9,428
c			-8,358
d			-150,425
e			-60
			-8,240
			-2,638
			3,744
			2,580
			183
			-8
			-6
			-11


			62
			58
			-6,213
			-104
			-3,358
			-985
			-75
			-169
			-1,210
			448
			-22,001
			-5,246
			602
			-2,863
			-160
			-44
			-221
			-39
			-115
			-100
			-191
			-45
			-74
			-364
			-240
			-141
			-61
			-60
			-70
			-73
			-1
			-68
			-75
			-71
			-62
			-64
			-64
			-61
			-59
			-112
			-109
			-100
			-146
			-158
			-155
			-108
			-98
			-113
			-181
			-94
			-138
			-33
			-54
			-44
			-78
			-78
			-80
			-100
			-87
			-92
			-91
			-92
			-97
			-9
			-115
			-33
			-71
			-58
			-109
			-213
			-244
			-346
			-284
			-35
			-63
			-72
			-84
			-103
			-3,602
			-77
			-74
			-65
			-124
			-71
			-113
			-90
			-95
			-109
			-88
			-92
			-79







			-75
			-74
			-80
			-91
			-81
			-88
			-94
			-88
			-74
			-139
			-115
			-119
			-16
			-8
			-33
			-39
			-66
			-26
			-28
			-39
			-34
			-29
			-35
			-33
			-61
			-64
			-69
			-88
			-78
			-94
			-129
			-132
			-249
			-235
			-160
			658
			-22
			-21
			-51
			-35
			-67
			-65
			-40
			4,369
			-23
			-54
			-31
			-51
			-74
			-32
			-91
			-83
			-104
			-103
			-62
			-95
			-96
			-30
			-47
			-48
			-31
			-32
			-57
			-55
			-78
			-69
			-50
			-45
			-54
			-65
			-61
			-57
			-125
			-82
			-40
			-106
			-94
			-50
			-33
			-54
			-44
			-14
			-17
			-18
			455
			5,754
			-22
			-29
			-29
			-28
			-22
			-14
			-134
			-186
			-2,109
			-651
			-1,585
			-2,349
			-2,535
			-7,932
			-7,881
			-4,462
			86,140
			-299
			-78
			-167
			25
			88
			-243
			300
			4,402
			22
			-66
			36
			98
			-8
			1,712
			-768
			-359
			8,778
			139
			4,846

			36,737
			8,796
			-153
			-102
			-22
			-21
			-21
			-3


			-2,819
			3,089
			227
			803
			1,590
			-28
			-621
			143
			1,402
			1,246
			-2,353
			-1,631
			6,625
			3,510
			-1,723
			1,018
			1,242
			1,471
			25,916
			-13,625
			-1,735
			53,763












			-1,310
			-115
			-98
			-133
			23
			37
			44
			54
			76
			81
			66
			57
			-27,699
			-3,775
			-940
			-6,236
			-13,178
			-15,617
			-17,422
			-2,065,487
			-2,083
			-6,745
			-412
			14,073

2	Capital gain net income or (net capital loss)	If gain, also enter in Part I, line 7 If (loss), enter -0- in Part I, line 7	2	1,093,930
3	Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
	If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0- in Part I, line 8 ...................		3

Part V

Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? Yes No

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

1 Enter the appropriate amount in each column for each year; see instructions before making any entries.

(a) Base period years Calendar year (or tax year beginning in)	(b) Adjusted qualifying distributions	(c) Net value of noncharitable-use assets	(d) Distribution ratio (col. (b) divided by col. (c))
2018	2,213,946	45,506,922	0.048651
2017	2,060,613	44,147,275	0.046676
2016	1,952,696	40,624,282	0.048067
2015	2,089,710	42,187,293	0.049534
2014	2,116,197	43,274,264	0.048902

Total of line 1, column (d) .....................

0.24183

Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years ......

0.048366

Enter the net value of noncharitable-use assets for 2019 from Part X, line 5......

Multiply line 4 by line 3......................

Enter 1% of net investment income (1% of Part I, line 27b)...........

Add lines 5 and 6........................

Enter qualifying distributions from Part XII, line 4,.............

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.

Form 990-PF (2019)

Page 4

Part VI

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)

1a	Exempt operating foundations described in section 4940(d)(2), check here and enter “N/A" on line 1.
	Date of ruling or determination letter: (attach copy of letter if necessary–see instructions)
b	Domestic foundations that meet the section 4940(e) requirements in Part V, check	1	45,210
	hereand enter 1% of Part I, line 27b...................
c	All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2	Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	2	0
3	Add lines 1 and 2...........................	3	45,210
4	Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)	4	0
5	Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- .....	5	45,210
6	Credits/Payments:

a	2019 estimated tax payments and 2018 overpayment credited to 2019	6a	72,800
b	Exempt foreign organizations—tax withheld at source......	6b
c	Tax paid with application for extension of time to file (Form 8868)...	6c	0
d	Backup withholding erroneously withheld ...........	6d

7	Total credits and payments. Add lines 6a through 6d..............		7	72,800
8	Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached.		8	0
9	Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......		9
10	Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...		10	27,590
11	Enter the amount of line 10 to be: Credited to 2020 estimated tax0	Refunded	11	27,590

Part VII-A

Statements Regarding Activities

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did

Yes

it participate or intervene in any political campaign? ....................

Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions

for definition).................................

If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

Did the foundation file Form 1120-POL for this year?.....................

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

(1) On the foundation. bullet

$ (2) On foundation managers. bullet

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers. bullet

Has the foundation engaged in any activities that have not previously been reported to the IRS?.......

If "Yes," attach a detailed description of the activities.

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....

Did the foundation have unrelated business gross income of $1,000 or more during the year?........

If "Yes," has it filed a tax return on Form 990-T for this year?...................

Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........

If "Yes," attach the statement required by General Instruction T.

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

By language in the governing instrument, or

By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument?................

Yes

Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),

and Part XV..................................

Yes

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation .

Yes

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.

If "Yes," complete Part XIV .............................

Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses. ...............................

Form 990-PF (2019)

Page 5

Part VII-A

Statements Regarding Activities (continued)

At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement. See instructions.................

Did the foundation comply with the public inspection requirements for its annual returns and exemption application?

Yes

Website address bullet

The books are in care of bullet

BANK OF AMERICA NA Telephone no. bullet

(860) 244-4877

Located at bullet

99 FOUNDERS PLZ FL 05EAST HARTFORDCT ZIP+4 bullet

061083208

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here ......... bullet

and enter the amount of tax-exempt interest received or accrued during the year ........ bullet

16 At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over YesNo

a bank, securities, or other financial account in a foreign country? .................

16 No

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country bullet

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

Yes

During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? YesNo

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?......................YesNo

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? YesNo

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? YesNo

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?...............YesNo

(6) Agree to pay money or property to a government official? (Exception. Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days.).......YesNo

If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........

Organizations relying on a current notice regarding disaster assistance check here........ bullet

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2019?.............

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2019, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2019?.............YesNo

If "Yes," list the years bullet

20, 20, 20, 20

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement—see instructions.) ..............

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

20, 20, 20, 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year?......................YesNo

If "Yes," did it have excess business holdings in 2019 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2019.)..................

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?

Form 990-PF (2019)

Page 6

Part VII-B

Statements Regarding Activities for Which Form 4720 May Be Required (continued)

During the year did the foundation pay or incur any amount to:

Yes

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? YesNo

(2) Influence the outcome of any specific public election (see section 4955); or to carry

on, directly or indirectly, any voter registration drive?.............YesNo

(3) Provide a grant to an individual for travel, study, or other similar purposes? YesNo

(4) Provide a grant to an organization other than a charitable, etc., organization described

in section 4945(d)(4)(A)? See instructions................YesNo

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?.....YesNo

If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......

Organizations relying on a current notice regarding disaster assistance check here......... bullet

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?..........YesNo

If "Yes," attach the statement required by Regulations section 53.4945–5(d).

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract?.....................YesNo

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....

If "Yes" to 6b, file Form 8870.

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? YesNo

If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....

Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or

excess parachute payment during the year? .................YesNo

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors

1 List all officers, directors, trustees, foundation managers and their compensation. See instructions

(a) Name and address	(b) Title, and average hours per week devoted to position	(c) Compensation (If not paid, enter -0-)	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
BANK OF AMERICA N A	TRUSTEE 1	163,553
99 FOUNDERS PLZ EAST HARTFORD,CT061083208	TRUSTEE 1	163,553

2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."


(a) Name and address of each employee paid more than $50,000	(b) Title, and average hours per week devoted to position	(c) Compensation	(d) Contributions to employee benefit plans and deferred compensation	(e) Expense account, other allowances
NONE









Total number of other employees paid over $50,000...................				0

Form 990-PF (2019)

Page 7

Part VIII

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors (continued)

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a) Name and address of each person paid more than $50,000	(b) Type of service	(c) Compensation
NONE

Total number of others receiving over $50,000 for professional services............. bullet

Part IX-A

Summary of Direct Charitable Activities

List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.	Expenses
1


2


3


4

Part IX-B

Summary of Program-Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.	Amount
1


2


All other program-related investments. See instructions.
3

Total. Add lines 1 through 3......................... bullet

Form 990-PF (2019)

Page 8

Part X

Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,

purposes:

Average monthly fair market value of securities...................

43,976,654

Average of monthly cash balances.......................

2,078,902

Fair market value of all other assets (see instructions)................

Total (add lines 1a, b, and c).........................

46,055,556

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation) .............

Acquisition indebtedness applicable to line 1 assets..................

Subtract line 2 from line 1d.........................

46,055,556

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see

instructions) .............................

690,833

Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4

45,364,723

Minimum investment return. Enter 5% of line 5..................

2,268,236

Part XI

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow

and do not complete this part.)

Minimum investment return from Part X, line 6....................

2,268,236

Tax on investment income for 2019 from Part VI, line 5......

45,210

Income tax for 2019. (This does not include the tax from Part VI.)...

Add lines 2a and 2b............................

45,210

Distributable amount before adjustments. Subtract line 2c from line 1............

2,223,026

Recoveries of amounts treated as qualifying distributions................

Add lines 3 and 4............................

2,223,026

Deduction from distributable amount (see instructions).................

Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...

2,223,026

Part XII

Qualifying Distributions (see instructions)

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........

2,054,619

Program-related investments—total from Part IX-B..................

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,

purposes...............................

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)....................

Cash distribution test (attach the required schedule) .................

Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4

2,054,619

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b. See instructions.................

Adjusted qualifying distributions. Subtract line 5 from line 4..............

2,054,619

Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.

Form 990-PF (2019)

Page 9

Part XIII

Undistributed Income (see instructions)

		(a) Corpus	(b) Years prior to 2018	(c) 2018	(d) 2019
1 Distributable amount for 2019 from Part XI, line 7					2,223,026
2 Undistributed income, if any, as of the end of 2019:
a Enter amount for 2018 only.......				525,520
b Total for prior years:20, 20, 20			0
3 Excess distributions carryover, if any, to 2019:
a From 2014......	0
b From 2015......	0
c From 2016......	0
d From 2017......	0
e From 2018......	0
fTotal of lines 3a through e........		0
4Qualifying distributions for 2019 from Part
XII, line 4: $ 2,054,619
a Applied to 2018, but not more than line 2a				525,520
b Applied to undistributed income of prior years (Election required—see instructions).....			0
c Treated as distributions out of corpus (Election required—see instructions)........		0
d Applied to 2019 distributable amount.....					1,529,099
e Remaining amount distributed out of corpus		0
5 Excess distributions carryover applied to 2019.		0			0
(If an amount appears in column (d), the same amount must be shown in column (a).)
6Enter the net total of each column as indicated below:
a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5		0
b Prior years’ undistributed income. Subtract line 4b from line 2b ..........			0
c Enter the amount of prior years’ undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed......			0
d Subtract line 6c from line 6b. Taxable amount —see instructions ...........			0
e Undistributed income for 2018. Subtract line 4a from line 2a. Taxable amount—see instructions .............				0
f Undistributed income for 2019. Subtract lines 4d and 5 from line 1. This amount must be distributed in 2020 ..........					693,927
7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (Election may be required - see instructions) .......		0
8 Excess distributions carryover from 2014 not applied on line 5 or line 7 (see instructions) ...		0
9Excess distributions carryover to 2020. Subtract lines 7 and 8 from line 6a ......		0
10 Analysis of line 9:
a Excess from 2015....	0
b Excess from 2016....	0
c Excess from 2017....	0
d Excess from 2018....	0
e Excess from 2019....	0

Form 990-PF (2019)

Page 10

Part XIV

Private Operating Foundations (see instructions and Part VII-A, question 9)

1a If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling....... bullet

b Check box to indicate whether the organization is a private operating foundation described in section4942(j)(3) or4942(j)(5)

2a Enter the lesser of the adjusted net income from Part I or the minimum investment return from Part X for each year listed ..........	Tax year	Prior 3 years			(e) Total
	(a) 2019	(b) 2018	(c) 2017	(d) 2016	(e) Total

b 85% of line 2a .........
c Qualifying distributions from Part XII, line 4 for each year listed .....
d Amounts included in line 2c not used directly for active conduct of exempt activities ..........
e Qualifying distributions made directly for active conduct of exempt activities. Subtract line 2d from line 2c ....
3 Complete 3a, b, or c for the alternative test relied upon:
a “Assets" alternative test—enter:
(1) Value of all assets ......
(2) Value of assets qualifying under section 4942(j)(3)(B)(i)
b “Endowment" alternative test— enter 2/3 of minimum investment return shown in Part X, line 6 for each year listed...
c “Support" alternative test—enter:
(1) Total support other than gross investment income (interest, dividends, rents, payments on securities loans (section 512(a)(5)), or royalties) ....
(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(iii)....
(3) Largest amount of support from an exempt organization
(4) Gross investment income

Part XV

Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)

1Information Regarding Foundation Managers:

aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)

bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.

2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here bullet

if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions

aThe name, address, and telephone number or email address of the person to whom applications should be addressed:

bThe form in which applications should be submitted and information and materials they should include:

cAny submission deadlines:

dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:

Form 990-PF (2019)

Page 11

Part XV

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient	If recipient is an individual, show any relationship to any foundation manager or substantial contributor	Foundation status of recipient	Purpose of grant or contribution	Amount
Name and address (home or business)		Foundation status of recipient	Purpose of grant or contribution	Amount
aPaid during the year
HARTFORD HOSPITAL 80 SEYMOUR ST HARTFORD,CT061025037	NONE	PC	UNRESTRICTED GENERAL	661,439
CONNECTICUT CHILDREN'S MEDICAL CENTER 282 WASHINGTON ST HARTFORD,CT061063322	NONE	PC	UNRESTRICTED GENERAL	330,719
ST FRANCIS HOSPITAL 114 WOODLAND ST HARTFORD,CT061051208	NONE	PC	UNRESTRICTED GENERAL	330,719
CONNECTICUT HUMANE SOCIETY 701 RUSSELL RD NEWINGTON,CT061111527	NONE	PC	UNRESTRICTED GENERAL	20
VILLAGE FOR FAMILIES & CHILDREN 1680 ALBANY AVE HARTFORD,CT061051001	NONE	PC	UNRESTRICTED GENERAL	330,719
CT INSTITUTE FOR THE BLIND 120 HOLCOMB CT HARTFORD,CT061121529	NONE	PC	UNRESTRICTED GENERAL	165,360
HARTFORD HOSPITAL - JEFFERSON HOUSE 80 SEYMOUR ST HARTFORD,CT061025037	NONE	PC	UNRESTRICTED GENERAL	165,360
TRINITY EPISCOPAL CHURCH OF HARTFORD 120 SIGOURNEY ST HARTFORD,CT061052755	NONE	PC	UNRESTRICTED GENERAL	325
Total ................................. 3a				1,984,661

bApproved for future payment

Total ................................. 3b

Form 990-PF (2019)

Page 12

Part XVI-A

Analysis of Income-Producing Activities

Enter gross amounts unless otherwise indicated.	Unrelated business income		Excluded by section 512, 513, or 514		(e) Related or exempt function income (See instructions.)
1Program service revenue:	(a) Business code	(b) Amount	(c) Exclusion code	(d) Amount	(e) Related or exempt function income (See instructions.)
a
b
c
d
e
f
gFees and contracts from government agencies
2 Membership dues and assessments....
3 Interest on savings and temporary cash investments ...........
4 Dividends and interest from securities....			14	948,133
5 Net rental income or (loss) from real estate:
aDebt-financed property......
bNot debt-financed property.....
6 Net rental income or (loss) from personal property
7 Other investment income.....
8 Gain or (loss) from sales of assets other than inventory ............			18	1,093,930
9 Net income or (loss) from special events:
10 Gross profit or (loss) from sales of inventory
11 Other revenue: aEXCISE TAX REFUND			1	40,977
b
c
d
e
12 Subtotal. Add columns (b), (d), and (e)..				2,083,040

13Total. Add line 12, columns (b), (d), and (e)..................

2,083,040

(See worksheet in line 13 instructions to verify calculations.)

Part XVI-B

Relationship of Activities to the Accomplishment of Exempt Purposes

Line No.	Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See instructions.)

Form 990-PF (2019)

Page 13

Part XVII

Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Yes

Transfers from the reporting foundation to a noncharitable exempt organization of:

(1) Cash...................................

1a(1)

(2) Other assets.................................

1a(2)

Other transactions:

(1) Sales of assets to a noncharitable exempt organization....................

1b(1)

(2) Purchases of assets from a noncharitable exempt organization..................

1b(2)

(3) Rental of facilities, equipment, or other assets.......................

1b(3)

(4) Reimbursement arrangements...........................

1b(4)

(5) Loans or loan guarantees.............................

1b(5)

(6) Performance of services or membership or fundraising solicitations................

1b(6)

Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............

If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.

(a) Line No.	(b) Amount involved	(c) Name of noncharitable exempt organization	(d) Description of transfers, transactions, and sharing arrangements

Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........Yes No

If "Yes," complete the following schedule.

(a) Name of organization	(b) Type of organization	(c) Description of relationship

Sign Here

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
				May the IRS discuss this return with the preparer shown below (see instr.) Yes No
	Signature of officer or trustee	Date	Title

Paid Preparer Use Only	Print/Type preparer's name	Preparer's Signature	Date	Check if self- employed	PTIN
	Firm's name				Firm's EIN
	Firm's address				Phone no.

Form 990-PF (2019)

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