-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
OTTUMWA REGIONAL LEGACY FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)
111 EAST MAIN STREET
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
OTTUMWA
,
IA
52501
A Employer identification number
42-0681060
B
Telephone number (see instructions)
(641) 455-5260
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
77,307,699
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
426,505
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
1,518,422
1,569,013
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
2,247,908
b
Gross sales price for all assets on line 6a
13,829,874
7
Capital gain net income (from Part IV, line 2)
...
2,317,941
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
108,062
b
Less: Cost of goods sold
....
47,742
c
Gross profit or (loss) (attach schedule)
.....
60,320
11
Other income (attach schedule)
.......
496,866
413,152
12
Total.
Add lines 1 through 11
........
4,750,021
4,300,106
13
Compensation of officers, directors, trustees, etc.
387,606
58,141
329,465
14
Other employee salaries and wages
......
592,257
28,229
564,028
15
Pension plans, employee benefits
.......
226,912
10,045
216,867
16a
Legal fees (attach schedule)
.........
31,383
563
30,820
b
Accounting fees (attach schedule)
.......
38,358
0
38,358
c
Other professional fees (attach schedule)
....
721,589
284,511
437,078
17
Interest
...............
8,327
8,327
0
18
Taxes (attach schedule) (see instructions)
...
243,148
6,544
60,240
19
Depreciation (attach schedule) and depletion
...
318,209
105,694
20
Occupancy
..............
171,305
141,703
29,602
21
Travel, conferences, and meetings
.......
85,623
179
85,444
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
369,655
36,070
300,830
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
3,194,372
680,006
2,092,732
25
Contributions, gifts, grants paid
.......
1,895,117
1,434,432
26
Total expenses and disbursements.
Add lines 24 and 25
5,089,489
680,006
3,527,164
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-339,468
b
Net investment income
(if negative, enter -0-)
3,620,100
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
227,341
341,670
341,670
2
Savings and temporary cash investments
.........
1,908,355
1,780,176
1,780,176
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
6,126
9
Prepaid expenses and deferred charges
..........
50,636
124,328
124,328
10a
Investments—U.S. and state government obligations (attach schedule)
2,296,952
2,647,548
2,647,548
b
Investments—corporate stock (attach schedule)
.......
9,243,800
10,555,450
10,555,450
c
Investments—corporate bonds (attach schedule)
.......
4,241,773
3,981,912
3,981,912
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
45,777,181
50,857,276
50,857,276
14
Land, buildings, and equipment: basis
2,058,907
Less: accumulated depreciation (attach schedule)
457,049
1,556,960
1,601,858
1,601,858
15
Other assets (describe
)
4,597,398
5,417,481
5,417,481
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
69,906,522
77,307,699
77,307,699
17
Accounts payable and accrued expenses
..........
244,238
314,890
18
Grants payable
.................
460,310
19
Deferred revenue
.................
39,807
32,068
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
370,854
805,434
22
Other liabilities (describe
)
25,000
106,000
23
Total liabilities
(add lines 17 through 22)
.........
679,899
1,718,702
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
64,200,902
69,557,649
25
Net assets with donor restrictions
............
5,025,721
6,031,348
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
69,226,623
75,588,997
30
Total liabilities and net assets/fund balances
(see instructions)
.
69,906,522
77,307,699
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
69,226,623
2
Enter amount from Part I, line 27a
.....................
2
-339,468
3
Other increases not included in line 2 (itemize)
3
6,701,842
4
Add lines 1, 2, and 3
..........................
4
75,588,997
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
75,588,997
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
PUBLICLY TRADED SECURITIES
2019-01-01
2019-06-30
b
PUBLICLY TRADED SECURITIES
2018-01-01
2019-12-31
c
RC IV, LLC - SCH K-1
P
2018-01-01
2019-12-31
d
RC IV, LLC - SCH K-1
P
2019-01-01
2019-12-31
e
HARBOURVEST REAL ASSETS - SCH K-1
P
2018-01-01
2019-12-31
CANYON LAUREL INVESTMENT FUND - SCH K-1
P
2018-01-01
2019-12-31
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
857,396
862,255
-4,859
b
12,972,478
10,719,711
2,252,767
c
13,513
13,513
d
10,538
10,538
e
31,933
31,933
14,049
14,049
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-4,859
b
2,252,767
c
13,513
d
10,538
e
31,933
14,049
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
2,317,941
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
4,344,466
63,408,777
0.068515
2017
4,711,185
66,925,658
0.070394
2016
7,387,833
66,164,391
0.111659
2015
5,820,071
67,244,843
0.086550
2014
2
Total
of line 1, column (d)
.....................
2
0.337118
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.084280
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
64,266,010
5
Multiply line 4 by line 3
......................
5
5,416,339
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
36,201
7
Add lines 5 and 6
........................
7
5,452,540
8
Enter qualifying distributions from Part XII, line 4
,.............
8
4,712,880
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
72,402
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
72,402
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
72,402
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
80,000
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
80,000
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
7,598
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
7,598
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
Yes
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
IA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
WWW.ORLF.ORG
14
The books are in care of
MIKE SPIELER
Telephone no.
(641) 455-5260
Located at
111 EAST MAIN STREET
OTTUMWA
IA
ZIP+4
52501
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
ELDON HUNSICKER
CHAIR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
DR MARLENE SPROUSE
VICE CHAIR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
MARK FRANKE
TREASURER/SECRETARY
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
BYRON LEU
PAST CHAIR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
JEFF HENDRED
DIRECTOR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
DR DEBRA MILLER
DIRECTOR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
PAM KAUPINS
DIRECTOR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
TOM LAZIO
DIRECTOR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
HIMAR HERNANDEZ
DIRECTOR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
NATALIE BOLIN
DIRECTOR
1.00
0
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
MADONNA FISHER
VP OF FINANCE
40.00
154,538
28,059
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
STEVE DUST
PRESIDENT/CEO
40.00
233,068
44,805
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
KELLY GENNERS
VP OF PROGRAMS & INI
40.00
126,841
37,645
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
HOLLIE TOMETICH
EXEC. DIRECTOR OTTUM
40.00
93,116
26,459
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
SEAN FLATTERY
EXEC. DIRECTOR RIPPL
40.00
85,089
10,045
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
AMY NOSSAMAN
GRANTS PROGRAM MANAG
40.00
66,861
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
ANDY MAW
NEWCOMER RELATIONS C
40.00
63,825
0
0
111 EAST MAIN STREET
OTTUMWA
,
IA
52501
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
VANDEWALLE & ASSOCIATES
URBAN PLANNING
113,081
PO BOX 259036
MADISON
,
WI
53725
GENUS LANDSCAPE ARCHITECTS
ARCHITECT SERVICES/CONSULTING
83,375
325 E FIFTH STREET
DES MOINES
,
IA
50309
MCCLURE ENGINEERING
ENGINEERING
62,450
1360 NW 121ST ST
CLIVE
,
IA
50325
FLYNN WRIGHT
CONSULTING
56,339
1408 LOCUST ST
DES MOINES
,
IA
50309
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
REVITALIZATION - DOWNTOWN IS A SYMBOL OF THE HISTORIC HEART OF THE CITY. WE ARE WORKING TO REVITALIZE DOWNTOWN OTTUMWA AND THE SURROUNDING AREAS TO MAKE IT AN ATTRACTIVE PLACE TO LIVE AND WORK. OUR CURRENT PROJECTS FALL UNDER 4 THEMES: RECLAIMING MAIN STREET, RIVERFRONT RENAISSANCE, OTTUMWA SPORTS CAMPUS & EXTENDING CENTRAL PARK TO THE RIVER.
445,143
2
LEADERSHIP ACADEMY - TO CARRY OUT OUR INITIATIVES WE NEED SUPPORTIVE LEADERSHIP AT ALL LEVELS. WE HAVE ESTABLISHED THE OTTUMWA LEADERSHIP ACADEMY WHICH IS A 10 MONTH PROGRAM THAT STRIVES TO EDUCATE, EMPOWER, ENCOURAGE AND ENGAGE FUTURE LEADERS TO CREATE POSITIVE CHANGE IN OUR COMMUNITY, GOVERNMENT AND BUSINESSES.
187,904
3
WELCOME AND CONNECT SERVICES: THIS PROGRAM HOSTS A SERIES OF FREE, INTERACTIVE SESSIONS DESIGNED TO CONNECT NEWCOMERS TO THE ATTRIBUTES AND AMENITIES OF THE COMMUNITY OF OTTUMWA. BUSINESSES ARE PROVIDED ASSISTANCE WITH THEIR RECRUITMENT OF STAFF BY OFFERING COMMUNITY TOURS FOR NEW APPLICANTS.
119,697
4
OTHER CHARITABLE ACTIVITIES:JOBS: THE LEGACY FOUNDATION WORKS WITH THE OTTUMWA ECONOMIC DEVELOPMENT CORPORATION, THE CITY OF OTTUMWA AND VARIOUS OTHER ORGANIZATIONS TO ATTRACT BUSINESSES TO OUR COMMUNITY. EDUCATION: THE LEGACY FOUNDATION COLLABORATES WITH THE SCHOOLS IN WAPELLO COUNTY TO IMPROVE THE EDUCATION THROUGH TECHNOLOGY AS WELL AS MENTORING PROGRAMS, DAYCARE AND PRESCHOOL PROGRAMS AND ADULT LEARNING OPPORTUNITIES. HOUSING: THE LEGACY FOUNDATION HAS BEEN A KEY PARTNER WITH SEVERAL ORGANIZATIONS IN THE COMMUNITY IN CONDUCTING VARIOUS HOUSING STUDIES AND EXPLORING OPPORTUNITIES FOR ADDITIONAL HOUSING IN THE OTTUMWA AREA.
296,758
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
RIPPLING WATERS PROPERTY DEVELOPMENT, LLC, A LAND BANKING ORGANIZATION WHICH IS A SOLELY-OWNED LLC, WAS ESTABLISHED IN 2015 TO ASSIST IN OUR REVITALIZATION EFFORTS. A BUILDING WAS ACQUIRED AND REMODELED TO HOUSE A CALL CENTER. ATTRACTING A NEW CALL CENTER BUSINESS TENANT CREATES NEEDED JOBS FOR OTTUMWA CITIZENS. THIS ORGANIZATION ALSO PURCHASES BUILDINGS AND LAND TO FACILITATE THE RENOVATION OF THESE PROPERTIES INTO MUCH NEEDED HOUSING UNITS.
989,012
2
OTTUMWA FIBER - THE LEGACY FOUNDATION IS WORKING TO CONSTRUCT A FIBER NETWORK TO ENHANCE INTERNET CONNECTIVITY IN THE OTTUMWA COMMUNITY. THE NETWORK IS DESIGNED TO STRENGTHEN OUR CURRENT AREA BUSINESSES, NON-PROFITS, AND GOVERNMENT ORGANIZATIONS AND ADD NEW JOBS AND ATTRACT NEW BUSINESSES.
45,609
All other program-related investments. See instructions.
3
0
Total.
Add lines 1 through 3
.........................
1,034,621
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
64,264,446
b
Average of monthly cash balances
.......................
1b
980,234
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
65,244,680
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
65,244,680
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
978,670
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
64,266,010
6
Minimum investment return.
Enter 5% of line 5
..................
6
3,213,301
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
3,213,301
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
72,402
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
72,402
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
3,140,899
4
Recoveries of amounts treated as qualifying distributions
................
4
32,018
5
Add lines 3 and 4
............................
5
3,172,917
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
3,172,917
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
3,527,164
b
Program-related investments—total from Part IX-B
..................
1b
1,034,621
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
151,095
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
4,712,880
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
4,712,880
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
3,172,917
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
2,534,132
c
From 2016
......
4,094,991
d
From 2017
......
1,403,669
e
From 2018
......
1,256,859
f
Total
of lines 3a through e
........
9,289,651
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
4,712,880
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
3,172,917
e
Remaining amount distributed out of corpus
1,539,963
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
10,829,614
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
10,829,614
10
Analysis of line 9:
a
Excess from 2015
....
2,534,132
b
Excess from 2016
....
4,094,991
c
Excess from 2017
....
1,403,669
d
Excess from 2018
....
1,256,859
e
Excess from 2019
....
1,539,963
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
KELLY GENNERS
111 E MAIN STREET
OTTUMWA
,
IA
52501
(641) 455-5260
KGENNERS@ORLF.ORG
b
The form in which applications should be submitted and information and materials they should include:
THE FOUNDATION USES AN ONLINE GRANT APPLICATION PROCESS. REQUIRED INFORMATION INCLUDES THE FOLLOWING: - A SUMMARY OF THE PROJECT - GEOGRAPHIC AREA TO BE SERVED - DEMOGRAPHICS OF THOSE TO BE SERVED (GENDER, AGE, ETHNICITIES, ETC.) - GOALS OF THE PROJECT/INITIATIVE - PLANS TO ACCOMPLISH PROJECT GOALS - A DESCRIPTION OF THE WAYS IN WHICH THE PROJECT WILL IMPROVE THE LIVES OF THE COMMUNITY RESIDENTS - A DESCRIPTION OF THE WAYS IN WHICH THE PROJECT WILL ADDRESS COMMUNITY NEEDS - TIMETABLE FOR IMPLEMENTATION - STRATEGY FOR PROJECT SUSTAINABILITY - STRATEGIC PARTNERS - EVALUATION PLANS - USE OF EVALUATION RESULTS - ANTICIPATED MEASURABLE OUTCOMES - WHETHER PROJECT COSTS WERE BID COMPETITIVELY - WHETHER THE PROJECT SUPPORTS OTHER LOCAL BUSINESSES - PROJECT BUDGET - IRS FORM 990, IRS TAX EXEMPT DETERMINATION LETTER, AUDITED FINANCIAL STATEMENTS, LETTER FROM BOARD CHAIR, IF APPLICABLE. - OTHER PERTINENT DOCUMENTS MAY ALSO BE REQUIRED
c
Any submission deadlines:
APPLICATIONS ARE ACCEPTED 3 TIMES PER YEAR. SUBMISSION DEADLINES ARE AVAILABLE ONLINE.
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
GEOGRAPHICAL AREA SERVED IS THE CITY OF OTTUMWA AND WAPELLO COUNTY.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CARDINAL YOUTH FOUNDATION
4045 ASHLAND RD
ELDON
,
IA
52554
PC
SUPPORT OF THE CARDINAL/PEKIN TRAP TEAM
2,500
JENNIFER LYNN TOMLIN
3005 HIGHLAND PKWY
DOWNERS GROVE
,
IL
60515
N/A
I
SCHOLARSHIP
1,000
AMANDA HEDGE
3005 HIGHLAND PKWY
DOWNERS GROVE
,
IL
60515
N/A
I
SCHOLARSHIP
1,000
CITY OF OTTUMWA
105 E THIRD STREET
OTTUMWA
,
IA
52501
GOV
PLACARD HOUSING-YEAR 2
100,000
CITY OF OTTUMWA
105 E THIRD STREET
OTTUMWA
,
IA
52501
GOV
QUIET ZONES
298,311
CHARLES JOSEPH ALTFILLISCH
2500 CALIFORNIA PLAZA
OMAHA
,
NE
68178
N/A
I
SCHOLARSHIP
2,000
KATELYN M CAMP
3200 GRAND AVE
DES MOINES
,
IA
50312
N/A
I
SCHOLARSHIP
1,000
EDDYVILLE COMMUNITY FOUNDATION
103 N FRONT ST
EDDYVILLE
,
IA
52553
PC
THE ROCKET CLOSET: PANTRY AT EBF HIGH SCHOOL
2,500
ELDON UPTOWN-DOWNTOWN
PO BOX 303
ELDON
,
IA
52554
PC
RESTORATION OF 417/419 WEST ELM BUILDINGS-ELDON
30,000
FIRST RESOURCES CORPORATION
102 S MAIN ST
SIGOURNEY
,
IA
52591
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - OAK MEADOW TREATMENT AND RECOVERY CENTER
10,000
FOOD BANK OF IOWA
PO BOX 1517
DES MOINES
,
IA
50305
PC
COMMUNITY KITCHEN & VOLUNTEER CENTER
30,000
FREMONT COMMUNITY FOUNDATION
PO BOX 235
FREMONT
,
IA
52561
PC
PLAYGROUND EQUIPMENT AT FREMONT PRESCHOOL
2,015
FRIENDS OF NAS OTTUMWA INC
8023 SUTTON DR
URBANDALE
,
IA
50322
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - HVAC INSTALLATION
20,000
FRIENDS OF THE BLAKESBURG PUBLIC LIBRARY
PO BOX 43
BLAKESBURG
,
IA
52536
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - FRIENDS OF THE LIBRARY BUILDING RENOVATION
22,000
FRIENDS OF THE EDDYVILLE PUBLIC LIBRARY
202 S 2ND ST
EDDYVILLE
,
IA
52553
PC
EDDYVILLE PUBLIC LIBRARY SUMMER READING PROGRAM
2,500
TAYLOR MADISON
1 UNIVERSITY PLACE
LAMONI
,
IA
50140
N/A
I
SCHOLARSHIP
1,000
GREATER OTTUMWA VOCAL ARTS PROJECT INC
PO BOX 789
OTTUMWA
,
IA
52501
PC
FESTIVAL PRODUCTION OF DISNEY'S "NEWSIES"
2,250
INDIAN HILLS COMMUNITY COLLEGE
525 GRANDVIEW BLDG 1
OTTUMWA
,
IA
52501
GOV
2018 HEALTH CAREER ACADEMY
7,480
INDIAN HILLS COMMUNITY COLLEGE
525 GRANDVIEW BLDG 1
OTTUMWA
,
IA
52501
GOV
2019 HEALTH CAREER ACADEMY
5,825
INDIAN HILLS COMMUNITY COLLEGE DEVELOPMENT INC
525 GRANDVIEW BLDG 1
OTTUMWA
,
IA
52501
SO III - FI
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - TECHNOLOGY UPGRADES FOR ST. JOHN'S AUDITORIUM
20,000
IOWA LEGAL AID
112 E 3RD ST
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - HOUSING JUSTICE PROJECT
20,000
MALLORY EILEEN WELLS
0210 BEARDSHEAR HALL
AMES
,
IA
50011
N/A
I
SCHOLARSHIP
1,000
JOHN LAWRENCE DAVIS
0210 BEARDSHEAR HALL
AMES
,
IA
50011
N/A
I
SCHOLARSHIP
1,000
SYDNEY PAIGE CORMENY
601 N MAIN ST
MT PLEASANT
,
IA
52641
N/A
I
SCHOLARSHIP
1,000
IZAAK WALTON LEAGUE OTTUMWA CHAPTER
11077 90TH ST
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - ATTIC INSULATION IN THE MEETING HOUSE
4,000
LATINAS LATINOS AL EXITO INC
PO BOX 93531
DES MOINES
,
IA
50393
PC
AL EXITO/OPL BILINGUAL STORYTIME
1,000
MAIN STREET OTTUMWA
217 E MAIN STREET
OTTUMWA
,
IA
52501
PC
CAPACITY SUPPORT NAT'L MAIN STREET CONFERENCE
3,750
MILESTONES AREA ON AGING
632 PENN
OTTUMWA
,
IA
52501
PC
NO SENIOR LEFT BEHIND HOME-DELIVERED MEALS
11,000
OJCC STUDENT GOVERNMENT ASSOCIATION
15229 TRUMAN ST
OTTUMWA
,
IA
52501
PC
OJCC/OHS AFTER-SCHOOL COLLABORATION
10,000
OTTUMWA AREA CHAMBER OF COMMERCE
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
GOPIP SUPER BOARD MEETING & RETREAT
5,000
OTTUMWA ATHLETIC CLUB INC
PO BOX 533
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - UPGRADES TO OHS WEIGHT ROOM
28,300
OTTUMWA COMMUNITY SCHOOL DISTRICT
1112 N VAN BUREN
OTTUMWA
,
IA
52501
GOV
SPARK TANK-INSTALLMENT 2 OF 3
232,250
OTTUMWA COMMUNITY SCHOOL DISTRICT
1112 N VAN BUREN
OTTUMWA
,
IA
52501
GOV
PRESCHOOL-INSTALLMENT 2 OF 3
175,000
OTTUMWA COMMUNITY SCHOOL DISTRICT
1112 N VAN BUREN
OTTUMWA
,
IA
52501
GOV
OHS GEAR UP COORDINATOR INSTALLMENT 4 OF 4
24,833
OTTUMWA COMMUNITY SCHOOL DISTRICT
1112 N VAN BUREN
OTTUMWA
,
IA
52501
GOV
4 PILLARS FACULTY TRAINING SESSION
4,000
OTTUMWA COMMUNITY SCHOOL FOUNDATION INC
1112 N VAN BUREN
OTTUMWA
,
IA
52501
PC
BULLDOG MANUFACTURING
30,000
OTTUMWA COMMUNITY SCHOOL FOUNDATION INC
1112 N VAN BUREN
OTTUMWA
,
IA
52501
PC
PURCHASE OF COUNTRY FLAGS AND PLAQUES
560
OTTUMWA COMMUNITY SCHOOL FOUNDATION INC
1112 N VAN BUREN
OTTUMWA
,
IA
52501
PC
BUSING TO IHCC TECH FAIR FOR 4TH GRADE STUDENTS
640
OTTUMWA COMMUNITY SCHOOL FOUNDATION INC
1112 N VAN BUREN
OTTUMWA
,
IA
52501
PC
BUSING TO IHCC LITERACY FAIR FOR 3RD GRADERS
640
OTTUMWA COMMUNITY SCHOOL FOUNDATION INC
1112 N VAN BUREN
OTTUMWA
,
IA
52501
PC
SENSORY EQUIPMENT FOR SENSORY ROOM AT PICKWICK
2,460
OTTUMWA HIGH SCHOOL MUSIC BOOSTERS INC
501 E 2ND ST
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - NEW FRENCH HORN
3,900
OTTUMWA SYMPHONY ORCHESTRA
PO BOX 173
OTTUMWA
,
IA
52501
PC
CAPACITY SUPPORT: MISSION, VISION AND SUCCESSION
4,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
CONTRIBUTION-CEO FUNDING
18,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
CONTRIBUTION-CEO FUNDING
18,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
GOPIP STRATEGIC PLANNING SESSION
1,075
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
CONTRIBUTION-CEO FUNDING
14,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
CONTRIBUTION-CEO FUNDING
16,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
MAIN STREET DIRECTOR SUPPORT
12,500
SE IOWA DREAM CENTER
133 W 2ND ST
OTTUMWA
,
IA
52501
PC
SECOND SATURDAY COMMUNITY IMPROVEMENT PROJECTS
11,755
SPARKY CLAUS
201 N WAPELLO
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - SPARKY CLAUS COMMUNITY SMOKE ALARMS
21,640
TENCO INDUSTRIES
710 GATEWAY DR
OTTUMWA
,
IA
52501
PC
PROTECTING THE PRIVACY OF PEOPLE W/ DISABILITIES
29,700
UNITED WAY OF WAPELLO COUNTY
224 E 2ND ST STE 1
OTTUMWA
,
IA
52501
PC
UWWC FOOD PANTRY GARDEN
2,500
DALTON RIPPEY
5 CALVIN HALL
IOWA CITY
,
IA
52242
N/A
I
HCA SCHOLARSHIP
500
SAMANTHA JANAE ROSONKE
5 CALVIN HALL
IOWA CITY
,
IA
52242
N/A
I
SCHOLARSHIP
2,000
CLAIRE MARIE CARMICHAEL
5 CALVIN HALL
IOWA CITY
,
IA
52242
N/A
I
SCHOLARSHIP
3,000
ELLEN MAUREEN CARLSON
5 CALVIN HALL
IOWA CITY
,
IA
52242
N/A
I
SCHOLARSHIP
2,000
KATE LYNN BIRCHMIER
9863120 NEBRASKA MEDICAL CENTER
OMAHA
,
NE
68198
N/A
I
SCHOLARSHIP
3,000
EMILY BEMIS
105 GILCHRIST HALL
CEDAR FALLS
,
IA
50614
N/A
I
SCHOLARSHIP
1,000
MAGGIE ELIZABETH VOYLES
W 22ND ST
SIOUX FALLS
,
SD
57105
N/A
I
SCHOLARSHIP
1,000
VIDEO GAME CAPITAL OF THE WORLD MUSEUM
501 WAVERLY AVE
OTTUMWA
,
IA
52501
PC
CAPACITY SUPPORT-PROF CONSULTANT SERVICES
5,000
WAPELLO COUNTY 4-H EXPO
13011 120TH AVE
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - WAPELLO COUNTY EXPO GROUNDS EVENTS CENTER
30,000
WAPELLO COUNTY 4-H EXPO
13011 120TH AVE
OTTUMWA
,
IA
52501
PC
4-H FIREARMS SAFETY TRAINING
1,000
WAPELLO COUNTY SHERIFF'S RESERVE
330 W 2ND ST
OTTUMWA
,
IA
52501
PC
WAPELLO COUNTY PUBLIC LAW BUILDINGS SECURITY PROJECT
10,000
WAPELLO HERITAGE FOUNDATION INC
1339 HWY 163
BLOOMFIELD
,
IA
52537
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - PEARSON PARK PROJECT
30,000
NIKKI D DRISH
3885 W CAMPUS DR
OGDEN
,
UT
84408
N/A
I
SCHOLARSHIP
1,000
WHATSOEVER YOU DO
105 S IOWA AVE
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - SE IA EMERGENCY SHELTER FOR WOMEN & CHILDREN-PHASE 1
30,000
Y M C A
611 N HANCOCK
OTTUMWA
,
IA
52501
PC
IPADS TO EXPAND STEM LEARNING EXPERIENCE
1,200
ALBIA ROAD BAPTIST CHURCH
1601 ALBIA RD
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - TOWER GARDENS AT GOOD SAMARITAN SOCIETY - OTTUMWA
6,360
AMERICAN HOME FINDING ASSOCIATION
217 E 5TH ST
OTTUMWA
,
IA
52501
PC
BRIGHT IDEAS COMMUNITY ENRICHMENT FUND - RENOVATIONS AT THE AGENCY EMERGENCY YOUTH SHELTER
27,988
AMERICAN HOME FINDING ASSOCIATION
217 E 5TH ST
OTTUMWA
,
IA
52501
PC
NEW BEDS FOR EMERGENCY YOUTH SHELTER
2,500
BLAKESBURG HISTORICAL PRESERVATION SOCIETY
PO BOX 183
OTTUMWA
,
IA
52501
PC
CAPACITY SUPPORT: STRATEGIC PLANNING AND VISIONING
5,000
MEGAN A MWANGI
3303 REBECCA ST
SIOUX CITY
,
IA
51104
N/A
I
SCHOLARSHIP
1,000
Total
.................................
3a
1,434,432
b
Approved for future payment
CITY OF OTTUMWA
105 E THIRD STREET
OTTUMWA
,
IA
52501
GOV
STREETSCAPE
228,185
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
MAIN STREET DIRECTOR SUPPORT
37,500
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
MAIN STREET
80,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
LEADERSHIP SUPPORT
25,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
LEADERSHIP SUPPORT
50,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
HOMETOWN REWARDS PROGRAM
35,000
PARTNERS IN PROGRESS INC
217 E MAIN ST
OTTUMWA
,
IA
52501
NC
CHAMBER ALLIANCE MEMBERSHIP
5,000
Total
.................................
3b
460,685
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
1,518,422
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
397,256
8
Gain or (loss) from sales of assets other than
inventory
............
18
2,247,908
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
60,320
11
Other revenue:
a
TUITION & DUES
22,648
b
GRANTS RETURNED
32,018
c
MISCELLANEOUS INCOME
44,944
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
4,163,586
159,930
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
4,323,516
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
11A
TUITION & DUES FROM THE LEADERSHIP ACADEMY
11B
GRANT FUNDS RETURNED PURSUANT TO TERMS OF GRANT AGREEMENTS
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description