-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
ROCKEFELLER JR TR AMER BAPTIST CH NE #2
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 75000
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
DETROIT
,
MI
482757874
A Employer identification number
13-6041301
B
Telephone number (see instructions)
(313) 222-3018
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
768,781
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
17,376
17,376
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
12,111
b
Gross sales price for all assets on line 6a
232,771
7
Capital gain net income (from Part IV, line 2)
...
12,111
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
29,487
29,487
13
Compensation of officers, directors, trustees, etc.
1,798
1,618
180
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
315
72
0
243
b
Accounting fees (attach schedule)
.......
1,250
625
0
625
c
Other professional fees (attach schedule)
....
10,772
10,772
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
1,231
353
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
100
100
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
15,466
13,440
0
1,148
25
Contributions, gifts, grants paid
.......
33,465
33,465
26
Total expenses and disbursements.
Add lines 24 and 25
48,931
13,440
0
34,613
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-19,444
b
Net investment income
(if negative, enter -0-)
16,047
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
21,134
13,753
13,753
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
363,457
355,876
449,481
c
Investments—corporate bonds (attach schedule)
.......
300,456
294,607
305,547
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
685,047
664,236
768,781
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
685,047
664,236
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
685,047
664,236
30
Total liabilities and net assets/fund balances
(see instructions)
.
685,047
664,236
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
685,047
2
Enter amount from Part I, line 27a
.....................
2
-19,444
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
665,603
5
Decreases not included in line 2 (itemize)
5
1,367
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
664,236
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
2. AFLAC INC
2018-11-29
2019-05-24
b
2. AFLAC INC
2018-11-29
2019-06-25
c
4. AFLAC INC
2018-11-29
2019-12-30
d
2. AIA GROUP LTD ADR
2018-09-10
2019-07-03
e
1. ABBOTT LABS
2018-09-10
2019-03-15
1. ABBOTT LABS
2018-09-10
2019-05-24
1. ABBOTT LABS
2018-09-10
2019-06-25
12. ABBOTT LABS
2018-09-10
2019-07-23
35. ABBOTT LABS
2018-09-10
2019-12-18
4000. ABBVIE INC 2.3% 05/14/2021-2021
2018-08-27
2019-03-15
.9 AIR LIQUIDE ADR
2019-06-10
2019-10-17
4. AKAMAI TECHNOLOGIES
2016-09-14
2019-08-13
2. ALEXION PHARMACEUTICALS INC
2016-09-14
2019-03-14
1. ALIBABA GROUP HLDG LTD ADR
2018-08-27
2019-01-25
2. ALIBABA GROUP HLDG LTD ADR
2018-08-24
2019-12-16
1. ALIBABA GROUP HLDG LTD ADR
2018-08-24
2019-12-30
1. ALPHABET INC CL C
2018-09-10
2019-01-25
2. ALPHABET INC CL C
2018-09-10
2019-07-23
2. ALPHABET INC CL C
2018-09-10
2019-09-26
3. AMAZON COM INC
2018-10-31
2019-12-17
5000. AMAZON COM INC NT 2.5% 11/29/2022-2022
2012-12-05
2019-02-21
1. AMERICAN WATER WORKS CO INC
2018-09-10
2019-03-15
1. AMERICAN WATER WORKS CO INC
2018-09-10
2019-06-25
2. AMERICAN WATER WORKS CO INC
2018-09-10
2019-12-30
1. ANHEUSER BUSCH INBEV SA/NV ADR
2016-09-14
2019-03-14
2. APPLE COMPUTER INC
2018-03-05
2019-04-12
2. APPLE COMPUTER INC
2018-03-05
2019-12-30
2000. APPLE INC 2.4% 05/03/2023
2018-05-03
2019-10-04
3. AQUA AMERICA INC
2018-09-10
2019-06-25
51. AQUA AMERICA INC
2018-09-10
2019-11-18
28. AQUA AMERICA INC
2019-03-14
2019-11-18
26. ASSA ABLOY AB ADR
2018-09-05
2019-11-15
5000. ASTRAZENECA PLC NT 1.95% 09/18/2019
2016-09-14
2019-08-08
1000. BNP PARIBAS / BNP PARIBAS US MED 3.25% 0
2019-05-22
2019-10-02
18. BAYER AG ADR
2019-01-29
2019-10-25
2. BAYER AG ADR
2018-09-05
2019-10-25
15. BAYER AG ADR
2018-09-05
2019-12-16
1. BIO RAD LABS INC CL A
2018-09-10
2019-06-25
1. BIO RAD LABS INC CL A
2018-09-10
2019-08-02
2. BIOGEN IDEC INC
2016-09-14
2019-04-03
1. BIOGEN IDEC INC
2016-09-14
2019-04-05
1. BIOGEN IDEC INC
2016-09-14
2019-04-09
2. BIOGEN IDEC INC
2016-09-14
2019-04-11
2. BIOGEN IDEC INC
2017-02-06
2019-04-16
1. BLACKROCK INC
2016-09-14
2019-03-14
1. BLACKROCK INC
2016-09-14
2019-03-19
1. BLACKROCK INC
2016-09-14
2019-12-13
6000. BLACKROCK INC 3.5% 03/18/2024
2014-04-24
2019-07-09
1. BRIGHT HORIZONS FAMILY SOLUTIONS
2018-09-10
2019-03-15
1. BRIGHT HORIZONS FAMILY SOLUTIONS
2018-09-10
2019-05-24
1. BRIGHT HORIZONS FAMILY SOLUTIONS
2018-09-10
2019-06-25
12. BRIGHT HORIZONS FAMILY SOLUTIONS
2018-09-10
2019-10-04
2. BRIGHT HORIZONS FAMILY SOLUTIONS
2019-12-20
2019-12-30
23. BRUKER BIOSCIENCES CORP
2018-09-10
2019-01-18
2. BRUKER BIOSCIENCES CORP
2018-09-10
2019-05-24
2. BRUKER BIOSCIENCES CORP
2018-09-10
2019-06-25
14. BRUKER BIOSCIENCES CORP
2018-09-10
2019-07-25
4. BRUKER BIOSCIENCES CORP
2018-09-10
2019-12-30
13. CHR HANSEN HLDG A/S SPONSORED ADR
2018-09-05
2019-05-13
3. CSL LTD - SPONSORED ADR
2018-09-05
2019-09-03
2000. CVS/CAREMARK CORP 3.875% 07/20/2025-2025
2016-09-14
2019-09-25
2000. CVS/CAREMARK CORP 4.3% 03/25/2028-2027
2018-09-06
2019-01-09
2. CANADIAN PACIFIC RAILWAY LTD
2018-09-05
2019-05-13
1. CANADIAN PACIFIC RAILWAY LTD
2018-09-05
2019-06-24
1. CANADIAN PACIFIC RAILWAY LTD
2018-09-05
2019-08-19
2. CANADIAN PACIFIC RAILWAY LTD
2018-09-05
2019-12-16
3. CARNIVAL PLC ADR
2018-09-05
2019-07-03
10. CARNIVAL PLC ADR
2018-09-05
2019-11-15
6. CATERPILLAR INC
2018-02-06
2019-08-26
3. CATERPILLAR INC
2018-03-01
2019-08-28
2. CATERPILLAR INC
2018-03-01
2019-09-04
3. CATERPILLAR INC
2018-04-26
2019-09-06
2000. CATERPILLAR FINL SVCS CORP 1.35% 05/18/2
2018-09-06
2019-05-18
7. CELGENE CORP
2016-09-14
2019-01-08
2. CELGENE CORP
2016-09-14
2019-01-10
1. CELGENE CORP
2016-09-14
2019-01-17
4. CELGENE CORP
2016-09-14
2019-01-30
3. CELGENE CORP
2016-09-14
2019-01-31
2. CELGENE CORP
2016-09-14
2019-02-04
4. CELGENE CORP
2016-09-14
2019-02-05
5. CELGENE CORP
2016-09-14
2019-02-08
2. CHIPOTLE MEXICAN GRILL INC CL A
2016-12-09
2019-10-02
1. CHIPOTLE MEXICAN GRILL INC CL A
2017-07-28
2019-10-03
5. CIENA CORP
2019-09-03
2019-12-30
12. COCA COLA CO
2016-09-09
2019-07-25
11. COCA COLA CO
2016-09-14
2019-07-31
11. COCA COLA CO
2016-09-29
2019-08-02
6. COMCAST CORP CL A
2014-03-31
2019-03-14
10. COMCAST CORP CL A
2014-03-31
2019-06-26
5. COMCAST CORP CL A
2014-03-31
2019-12-30
1. CONCHO RES INC
2018-09-10
2019-06-25
30. CONCHO RES INC
2018-12-26
2019-09-04
86. CONTINENTAL AG ADR
2018-09-05
2019-01-10
1. COSTCO WHOLESALE CORP
2017-10-06
2019-08-21
6. CREDIT SUISSE GROUP-SPON ADR
2018-09-05
2019-07-03
8. DBS GROUP HLDGS LTD SPONSORED ADR
2018-09-05
2019-06-10
5. DBS GROUP HLDGS LTD SPONSORED ADR
2018-09-05
2019-07-25
5. DBS GROUP HLDGS LTD SPONSORED ADR
2018-09-05
2019-09-03
1. DANAHER CORP
2018-09-10
2019-03-15
4. DANAHER CORP
2018-09-10
2019-03-25
1. DANAHER CORP
2018-09-10
2019-05-24
1. DANAHER CORP
2018-09-10
2019-06-25
2. DANAHER CORP
2018-09-10
2019-12-30
1000. DEUTSCHE BK AG GLOBAL MEDIUM TER 3.125%
2018-09-06
2019-01-22
2. DIAGEO PLC SPNSRD ADR NEW
2016-09-09
2019-02-20
2. WALT DISNEY CO
2016-09-14
2019-06-25
13. WALT DISNEY CO
2018-09-10
2019-11-05
1. WALT DISNEY CO
2018-09-10
2019-12-30
4000. DOW CHEMICAL CO NT 4.25% 11/15/2020-2020
2016-09-14
2019-06-19
2. EOG RESOURCES INC
2018-09-10
2019-06-25
1. EOG RESOURCES INC
2018-09-10
2019-08-02
31. EOG RESOURCES INC
2018-09-10
2019-12-18
4000. EBAY INC 3.45% 08/01/2024-2024
2016-09-14
2019-12-03
4. ECOLAB INC
2016-01-29
2019-03-01
1. ECOLAB INC
2014-12-10
2019-06-25
1. ECOLAB INC
2018-09-10
2019-09-11
1. ECOLAB INC
2018-09-10
2019-12-30
1000. ENTERPRISE PRODS OPER LLC GTD SR NT 2.55
2018-09-06
2019-10-15
1. EQUINIX INC
2018-02-13
2019-08-14
5. ESSILOR INTL ADR
2018-09-05
2019-02-20
16. ETSY INC
2018-09-10
2019-01-17
1. ETSY INC
2018-09-10
2019-01-25
1. ETSY INC
2018-09-10
2019-05-24
8. ETSY INC
2019-07-23
2019-11-12
31. ETSY INC
2018-10-12
2019-11-12
4000. GENERAL ELEC CAP CORP 6% 08/07/2019
2010-04-19
2019-08-07
18. GENMAB A/S SPONSORED ADR
2018-09-05
2019-10-25
10. GENMAB A/S SPONSORED ADR
2018-09-05
2019-12-16
5000. GOLDMAN SACHS GROUP INC 6% 06/15/2020
2011-10-05
2019-01-09
1. GRAINGER W W INC
2016-09-14
2019-03-14
18. GRIFOLS S A SPONSORED ADR REPSTG 1/2 CL
2018-09-05
2019-10-25
13. GRUBHUB INC
2019-03-19
2019-10-29
5. GRUBHUB INC
2019-04-05
2019-11-01
9. HEXCEL CORP NEW
2018-09-10
2019-03-14
11. HEXCEL CORP NEW
2018-09-10
2019-03-27
2. HEXCEL CORP NEW
2018-09-10
2019-06-25
3. HEXCEL CORP NEW
2019-12-18
2019-12-30
1. HOME DEPOT INC
2014-03-31
2019-08-02
1. HOME DEPOT INC
2019-12-17
2019-12-30
2. HONEYWELL INTERNATIONAL INC
2017-09-15
2019-06-04
1. INTERCONTINENTALEXCHANGE GROUP I
2018-09-10
2019-03-15
1. INTERCONTINENTALEXCHANGE GROUP I
2018-09-10
2019-06-25
2. INTERCONTINENTALEXCHANGE GROUP I
2018-09-10
2019-08-02
20. JOHNSON & JOHNSON
2019-06-10
2019-07-23
1. KLA-TENCOR CORP
2018-09-10
2019-01-25
7. KLA-TENCOR CORP
2018-09-10
2019-04-17
1. KLA-TENCOR CORP
2018-09-10
2019-06-25
16. KLA-TENCOR CORP
2018-09-10
2019-07-31
5. KAO CORP-SPONSORED ADR
2018-09-05
2019-07-03
126. KAO CORP-SPONSORED ADR
2018-09-05
2019-11-15
1. KEYSIGHT TECHNOLOGIES INC - W/I
2019-06-26
2019-08-02
1. KEYSIGHT TECHNOLOGIES INC - W/I
2019-06-26
2019-12-30
6. KONINKLIJKE (ROYAL) PHILIPS ELECTRONICS NY SHR
2019-12-20
2019-12-30
.429 KONTOOR BRANDS INC
2018-09-10
2019-05-23
6. KONTOOR BRANDS INC
2018-09-10
2019-05-29
6. LVMH MOET HENNESSY LOUIS VUITTON ADR
2018-09-05
2019-05-13
16. LONDON STK EXCHANGE GROUP ADR
2018-09-05
2019-06-24
31. LONDON STK EXCHANGE GROUP ADR
2018-09-05
2019-09-03
14. LONDON STK EXCHANGE GROUP ADR
2018-09-05
2019-11-15
348.828 LOOMIS SAYLES SECURITIZED ASSET
2019-07-02
2019-08-01
234.866 LOOMIS SAYLES SECURITIZED ASSET
2018-09-06
2019-10-02
27.175 LOOMIS SAYLES SECURITIZED ASSET
2019-09-04
2019-10-02
84.975 LOOMIS SAYLES SECURITIZED ASSET
2019-11-04
2019-12-11
5.427 LOOMIS SAYLES SECURITIZED ASSET
2018-09-06
2019-12-11
28.643 LOOMIS SAYLES SECURITIZED ASSET
2019-12-03
2019-12-26
1. LULULEMON ATHLETICA INC
2019-12-18
2019-12-30
20. LUMENTUM HLDGS INC
2019-04-01
2019-08-23
9. LUMENTUM HLDGS INC
2019-04-01
2019-12-18
2. LUMENTUM HLDGS INC
2019-04-01
2019-12-30
1. MSCI INC CL A
2018-09-10
2019-01-25
3. MSCI INC CL A
2018-09-10
2019-03-25
3. MSCI INC CL A
2018-09-10
2019-04-30
1. MSCI INC CL A
2018-09-10
2019-06-25
6. MSCI INC CL A
2018-09-10
2019-10-22
1. MSCI INC CL A
2018-09-10
2019-12-30
6. MANULIFE FINANCIAL CORP
2018-09-05
2019-07-03
1. MC CORMICK & CO
2017-10-04
2019-01-02
2. MC CORMICK & CO
2017-10-04
2019-01-07
1. MC CORMICK & CO
2017-08-09
2019-01-10
1. MC CORMICK & CO
2017-08-09
2019-01-17
1. MC CORMICK & CO
2017-08-09
2019-01-23
1000. MCDONALDS CORP 5% 02/01/2019
2018-09-06
2019-02-01
1. MEDIDATA SOLUTIONS INC
2018-09-10
2019-01-25
9. MEDIDATA SOLUTIONS INC
2018-09-10
2019-02-11
7. MEDIDATA SOLUTIONS INC
2018-09-10
2019-04-29
7. MEDIDATA SOLUTIONS INC
2018-09-10
2019-05-22
21. MEDIDATA SOLUTIONS INC
2018-10-02
2019-07-25
1000. METLIFE INC SR NT SER D 4.368% 09/15/202
2018-09-06
2019-01-17
2. MICROSOFT CORP
2016-09-14
2019-03-14
1. MICROSOFT CORP
2016-09-14
2019-03-15
9. MICROSOFT CORP
2016-09-14
2019-12-17
2. MICROSOFT CORP
2016-09-14
2019-12-30
2000. MICROSOFT CORP 3.625% 12/15/2023
2016-09-14
2019-07-09
1. MONOLITHIC POWER SYSTEMS INC
2018-09-10
2019-01-25
8. MONOLITHIC POWER SYSTEMS INC
2018-09-10
2019-02-12
1. MONOLITHIC POWER SYSTEMS INC
2018-09-10
2019-03-15
4. MONOLITHIC POWER SYSTEMS INC
2018-09-10
2019-04-30
1. MONOLITHIC POWER SYSTEMS INC
2018-09-10
2019-05-24
5. MONOLITHIC POWER SYSTEMS INC
2018-09-10
2019-07-24
1. MONOLITHIC POWER SYSTEMS INC
2018-09-10
2019-12-30
1000. MORGAN STANLEY 3.75% 02/25/2023
2018-09-06
2019-03-06
2000. NATIONAL OILWELL 2.6% 12/01/2022-2022
2016-09-14
2019-12-04
1000. NATIONAL OILWELL 2.6% 12/01/2022-2022
2016-09-14
2019-12-09
1. NESTLE SA SPONSORED ADR
2018-09-10
2019-03-15
5. NESTLE SA SPONSORED ADR
2018-09-10
2019-06-10
2. NESTLE SA SPONSORED ADR
2018-09-10
2019-06-25
1. NESTLE SA SPONSORED ADR
2018-09-10
2019-07-03
2. NESTLE SA SPONSORED ADR
2018-09-10
2019-12-30
10. NEW RELIC INC
2018-09-10
2019-02-06
1. NEW RELIC INC
2018-09-10
2019-05-24
21. NEW RELIC INC
2018-10-12
2019-06-27
1. NEXTERA ENERGY INC
2018-09-10
2019-05-24
5. NEXTERA ENERGY INC
2018-09-10
2019-07-23
2. NIKE INC CL B
2019-12-17
2019-12-30
10. NINTENDO CO LTD ADR
2018-09-05
2019-05-13
1. NVIDIA CORP
2018-09-10
2019-06-25
2000. ONEOK INC 3.4% 09/01/2029-2029
2019-08-14
2019-10-30
1. ORACLE CORPORATION
2017-12-08
2019-02-08
1. PALO ALTO NETWORKS INC
2016-09-14
2019-03-14
3. PAYPAL HLDGS INC
2016-09-14
2019-03-14
2. PAYPAL HLDGS INC
2016-09-14
2019-05-23
2. PAYPAL HLDGS INC
2016-09-14
2019-05-24
2. PAYPAL HLDGS INC
2016-09-14
2019-05-29
2. PAYPAL HLDGS INC
2016-09-14
2019-06-04
3. PAYPAL HLDGS INC
2016-09-14
2019-06-05
2. PAYPAL HLDGS INC
2016-09-14
2019-06-10
2. PAYPAL HLDGS INC
2016-09-14
2019-06-11
5. PAYPAL HLDGS INC
2016-09-14
2019-07-16
4. PAYPAL HLDGS INC
2016-09-14
2019-07-22
1. PAYPAL HLDGS INC
2019-08-22
2019-12-30
7. PING AN INS GROUP CO CHINA LTD ADR
2018-09-05
2019-07-03
1. PROCTER & GAMBLE CO
2018-12-26
2019-05-24
1. PROCTER & GAMBLE CO
2019-12-17
2019-12-30
1. PROOFPOINT INC
2019-01-11
2019-01-25
2. PROOFPOINT INC
2019-03-14
2019-12-30
2. PRUDENTIAL PLC ADR
2018-09-05
2019-07-03
3. QUALCOMM INC
2018-05-10
2019-04-10
6. QUALCOMM INC
2018-05-10
2019-11-18
1. RED HAT INC
2016-09-14
2019-01-22
1. RED HAT INC
2016-09-14
2019-01-30
1. RED HAT INC
2016-09-14
2019-02-07
1. RED HAT INC
2016-09-14
2019-04-02
2. RED HAT INC
2016-09-14
2019-05-31
1. RED HAT INC
2016-09-14
2019-06-10
1. RED HAT INC
2016-09-14
2019-06-12
3. RED HAT INC
2016-09-14
2019-06-21
1. REGENERON PHARMACEUTICALS INC
2016-12-09
2019-02-06
2. REGENERON PHARMACEUTICALS INC
2017-01-06
2019-03-07
4000. REGIONS FINL CORP 3.2% 02/08/2021-2021
2019-09-25
2019-12-09
1. ROCKWELL AUTOMATION INC
2018-09-10
2019-06-25
1. ROCKWELL AUTOMATION INC
2018-09-10
2019-12-30
1. ROYAL DUTCH SHELL PLC ADR-B
2018-09-05
2019-07-03
1. SBA COMMUNICATIONS CORP
2018-09-10
2019-08-02
3. SBA COMMUNICATIONS CORP
2018-09-10
2019-09-27
5. SBA COMMUNICATIONS CORP
2018-09-10
2019-11-12
11. SBA COMMUNICATIONS CORP
2018-09-10
2019-12-19
24. SAILPOINT TECHNOLOGIES HLDGS INC
2018-09-10
2019-02-20
44. SAILPOINT TECHNOLOGIES HLDGS INC
2018-09-10
2019-10-07
57. SAILPOINT TECHNOLOGIES HLDGS INC
2019-06-27
2019-10-07
1. SALESFORCE.COM INC
2018-09-10
2019-01-25
1. SALESFORCE.COM INC
2019-11-20
2019-12-30
13. SCHLUMBERGER LTD
2014-03-31
2019-05-08
16. SCHLUMBERGER LTD
2016-09-14
2019-05-10
2. SCHWAB CHARLES CORP NEW
2018-09-10
2019-03-15
18. SCHWAB CHARLES CORP NEW
2018-09-10
2019-06-26
3. SCHWAB CHARLES CORP NEW
2018-09-10
2019-08-02
3. SCHWAB CHARLES CORP NEW
2018-09-10
2019-12-30
20. SIEMENS AG ADR
2018-09-05
2019-10-29
34. SOFTBANK CORP ADR
2018-09-05
2019-02-15
60. SOFTBANK CORP ADR
2018-09-05
2019-10-01
4. SPLUNK INC
2017-07-11
2019-03-14
1. STARBUCKS CORP
2019-12-18
2019-12-30
18. SYMRISE AG ADR
2018-09-05
2019-05-13
2000. SYNCHRONY FINL 3% 08/15/2019-2019
2018-09-06
2019-05-15
5. TAIWAN SEMICONDUCTOR SPON ADR
2008-01-07
2019-05-13
7. TAL ED GROUP ADS REPSTG COM SHS
2019-02-20
2019-12-16
3. TEXAS INSTRS INC
2014-03-31
2019-10-02
2. THERMO ELECTRON CORP
2016-09-14
2019-03-14
1000. 21ST CENTY FOX AMER INC 4.5% 02/15/2021
2016-09-14
2019-03-20
4000. 21ST CENTY FOX AMER INC 4.5% 02/15/2021
2016-09-14
2019-09-18
11. ULTA SALON COSMETICS & FRAGRANCE
2018-12-26
2019-11-12
2. UNILEVER PLC ADR
2018-09-10
2019-03-15
2. UNILEVER PLC ADR
2018-09-10
2019-06-25
48. UNILEVER PLC ADR
2018-09-10
2019-10-02
1000. UNITED STATES TREAS BDS 3% 05/15/2045
2018-09-06
2019-10-07
1000. UNITED STATES TREAS BDS 2.875% 11/15/204
2018-09-06
2019-10-02
1000. UNITED STATES TREAS BDS 2.75% 08/15/2047
2018-09-06
2019-10-02
1000. UNITED STATES TREAS BDS 2.75% 09/30/2020
2018-10-02
2019-02-08
1. UNITEDHEALTH GROUP INC
2018-09-10
2019-05-24
2. UNITEDHEALTH GROUP INC
2018-09-10
2019-12-17
1. UNITEDHEALTH GROUP INC
2018-09-10
2019-12-30
1. V F CORP
2018-09-10
2019-06-25
2. V F CORP
2018-09-10
2019-12-30
5000. VERIZON COMMUNICATIONS NT 2.45% 11/01/20
2012-12-05
2019-02-20
7. VESTAS WIND SYS A/S UTD KINGDOM ADR
2018-09-10
2019-03-15
5. VESTAS WIND SYS A/S UTD KINGDOM ADR
2018-09-10
2019-06-25
5. VESTAS WIND SYS A/S UTD KINGDOM ADR
2018-09-10
2019-12-30
2000. VIRGINIA ELEC & PWR CO 3.8% 04/01/2028-2
2018-09-10
2019-05-14
2. VISA INC CL A
2016-09-14
2019-03-14
1. VISA INC CL A
2016-09-14
2019-03-15
1. VISA INC CL A
2019-06-21
2019-06-25
8. VISA INC CL A
2018-09-10
2019-10-22
1. VISA INC CL A
2018-09-10
2019-12-30
1000. WELLS FARGO COMPANY 3.3% 09/09/2024
2018-09-06
2019-06-14
1. WEST PHARMACEUTICAL SERVICES
2018-09-10
2019-01-25
1. WEST PHARMACEUTICAL SERVICES
2018-09-10
2019-08-02
1. WEST PHARMACEUTICAL SERVICES
2018-09-10
2019-12-30
1. XYLEM INC
2018-09-10
2019-03-15
2. XYLEM INC
2018-09-10
2019-06-25
4. XYLEM INC
2018-09-10
2019-12-30
6. YUM CHINA HLDGS INC
2016-11-09
2019-02-08
3. YUM CHINA HLDGS INC
2016-11-09
2019-03-18
4. YUM CHINA HLDGS INC
2016-11-10
2019-03-25
3. YUM CHINA HLDGS INC
2016-11-10
2019-03-28
3. YUM CHINA HLDGS INC
2016-11-10
2019-04-01
3. YUM CHINA HLDGS INC
2016-11-10
2019-04-03
2. YUM CHINA HLDGS INC
2016-11-10
2019-04-04
2. YUM CHINA HLDGS INC
2016-11-10
2019-04-09
2. YUM CHINA HLDGS INC
2018-07-12
2019-04-23
1. YUM CHINA HLDGS INC
2016-11-10
2019-04-23
2. YUM CHINA HLDGS INC
2018-07-12
2019-04-24
7. YUM CHINA HLDGS INC
2018-07-12
2019-04-30
3. YUM CHINA HLDGS INC
2018-07-12
2019-05-02
3. YUM CHINA HLDGS INC
2018-07-12
2019-05-02
5. YUM CHINA HLDGS INC
2018-07-12
2019-05-17
1. ZENDESK INC
2019-07-25
2019-12-30
3. ZOETIS INC
2016-03-30
2019-03-14
1. CREDITCORP LTD ADR
2018-09-10
2019-01-25
12. CREDITCORP LTD ADR
2018-09-10
2019-06-27
1. ICON PLC
2018-09-10
2019-01-25
1. ICON PLC
2019-06-27
2019-08-02
1. ICON PLC
2018-09-10
2019-12-30
11. APTIV PLC
2018-09-10
2019-03-14
1. APTIV PLC
2018-09-10
2019-03-15
1. APTIV PLC
2018-09-10
2019-06-25
3. APTIV PLC
2019-12-18
2019-12-30
2. ASML HOLDING NV NY REG SHS
2018-09-05
2019-10-25
1. ASML HOLDING NV NY REG SHS
2018-09-05
2019-11-15
1. NXP SEMICONDUCTORS NV
2018-09-05
2019-07-03
2. NXP SEMICONDUCTORS NV
2019-11-12
2019-11-15
2. NXP SEMICONDUCTORS NV
2018-09-05
2019-12-30
31. QIAGEN NV
2019-07-26
2019-12-19
5. QIAGEN NV
2019-07-26
2019-12-30
14. FLEXTRONICS INTERNATIONAL LTD
2019-11-12
2019-12-30
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
104
91
13
b
110
91
19
c
211
181
30
d
89
63
26
e
79
67
12
77
67
10
84
67
17
1,057
800
257
3,047
2,332
715
3,921
3,903
18
23
22
1
354
208
146
269
259
10
159
179
-20
417
348
69
213
174
39
1,088
1,167
-79
2,287
2,333
-46
2,473
1,931
542
5,369
5,490
-121
4,948
4,986
-38
105
89
16
118
89
29
246
178
68
80
123
-43
397
354
43
583
354
229
2,045
1,926
119
125
113
12
2,224
1,922
302
1,221
1,000
221
304
265
39
4,997
5,088
-91
1,042
1,020
22
331
342
-11
37
46
-9
299
343
-44
302
310
-8
335
310
25
464
559
-95
241
280
-39
237
280
-43
470
559
-89
461
544
-83
433
363
70
439
363
76
499
363
136
6,342
5,966
376
126
117
9
136
117
19
149
117
32
1,828
1,406
422
300
303
-3
783
813
-30
85
71
14
97
71
26
685
495
190
202
141
61
344
323
21
241
246
-5
2,115
2,176
-61
1,971
1,996
-25
430
417
13
239
208
31
239
208
31
506
417
89
135
182
-47
422
605
-183
686
918
-232
342
457
-115
237
299
-62
370
439
-69
2,000
1,988
12
611
744
-133
174
213
-39
87
106
-19
351
425
-74
264
319
-55
175
213
-38
351
425
-74
437
531
-94
1,622
737
885
813
351
462
213
203
10
637
516
121
582
469
113
575
463
112
238
147
91
422
245
177
226
122
104
102
133
-31
2,180
3,753
-1,573
1,273
1,528
-255
276
158
118
73
92
-19
574
571
3
390
357
33
347
357
-10
129
105
24
518
421
97
132
105
27
142
105
37
306
211
95
970
994
-24
315
224
91
279
185
94
1,717
1,443
274
144
111
33
4,111
4,351
-240
181
229
-48
83
115
-32
2,466
3,552
-1,086
4,182
4,151
31
680
428
252
192
105
87
196
154
42
191
154
37
1,000
999
1
542
435
107
302
357
-55
861
758
103
55
47
8
65
47
18
330
551
-221
1,279
1,335
-56
4,000
4,325
-325
380
301
79
220
167
53
5,174
5,145
29
298
224
74
379
381
-2
445
1,020
-575
168
364
-196
615
593
22
748
725
23
157
132
25
222
222
212
79
133
217
218
-1
336
255
81
74
78
-4
86
78
8
181
156
25
2,574
2,654
-80
102
105
-3
866
738
128
114
105
9
2,207
1,686
521
77
78
-1
1,954
1,516
438
88
87
1
102
87
15
293
291
2
15
15
199
214
-15
437
396
41
282
244
38
651
473
178
309
214
95
3,457
3,399
58
2,332
2,281
51
270
271
-1
836
841
-5
53
53
280
282
-2
231
224
7
1,119
1,154
-35
677
519
158
160
115
45
164
179
-15
575
536
39
668
536
132
232
179
53
1,319
1,072
247
257
179
78
111
108
3
136
99
37
277
199
78
140
96
44
139
96
43
138
96
42
1,000
1,011
-11
69
84
-15
664
756
-92
637
588
49
639
588
51
1,912
1,660
252
1,043
1,044
-1
230
113
117
117
56
61
1,394
508
886
316
113
203
2,117
2,194
-77
131
146
-15
1,040
1,170
-130
142
146
-4
622
585
37
120
146
-26
759
731
28
178
146
32
1,016
1,007
9
2,046
1,876
170
1,006
938
68
94
83
11
510
417
93
207
167
40
104
83
21
216
167
49
1,035
1,057
-22
98
106
-8
1,804
2,018
-214
204
172
32
1,042
862
180
202
199
3
416
440
-24
152
275
-123
1,976
1,987
-11
51
49
2
243
149
94
298
120
178
220
80
140
220
80
140
220
80
140
216
80
136
331
120
211
233
80
153
229
80
149
601
199
402
475
159
316
108
109
-1
173
135
38
107
87
20
124
126
-2
98
92
6
231
245
-14
90
89
1
171
164
7
544
323
221
175
73
102
176
73
103
179
73
106
183
73
110
370
146
224
185
73
112
185
73
112
564
220
344
413
376
37
825
719
106
4,059
4,049
10
162
185
-23
204
185
19
65
67
-2
249
159
90
732
478
254
1,133
797
336
2,590
1,753
837
733
777
-44
816
1,424
-608
1,057
1,356
-299
149
151
-2
163
164
-1
523
1,268
-745
629
1,312
-683
91
101
-10
713
911
-198
123
152
-29
144
152
-8
1,173
1,269
-96
1,607
1,496
111
1,182
1,320
-138
507
233
274
87
88
-1
421
405
16
2,002
1,999
3
204
43
161
323
226
97
381
142
239
522
292
230
1,026
1,116
-90
4,131
4,464
-333
2,697
2,621
76
113
111
2
125
111
14
2,856
2,668
188
1,197
990
207
1,164
966
198
1,139
941
198
1,004
999
5
248
260
-12
581
519
62
294
260
34
86
85
1
199
170
29
4,903
5,069
-166
198
159
39
150
113
37
168
113
55
2,081
2,029
52
309
164
145
156
82
74
171
174
-3
1,392
1,155
237
188
144
44
1,025
978
47
107
117
-10
136
117
19
151
117
34
77
80
-3
164
161
3
316
321
-5
243
158
85
129
79
50
172
105
67
130
79
51
136
78
58
137
79
58
89
52
37
87
52
35
89
73
16
44
26
18
89
73
16
327
257
70
142
110
32
142
110
32
207
183
24
76
94
-18
289
132
157
236
210
26
2,770
2,523
247
136
146
-10
155
151
4
171
146
25
891
938
-47
82
85
-3
78
85
-7
286
292
-6
527
396
131
274
198
76
97
94
3
236
241
-5
255
189
66
1,280
1,186
94
168
191
-23
177
169
8
94
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
13
b
19
c
30
d
26
e
12
10
17
257
715
18
1
146
10
-20
69
39
-79
-46
542
-121
-38
16
29
68
-43
43
229
119
12
302
221
39
-91
22
-11
-9
-44
-8
25
-95
-39
-43
-89
-83
70
76
136
376
9
19
32
422
-3
-30
14
26
190
61
21
-5
-61
-25
13
31
31
89
-47
-183
-232
-115
-62
-69
12
-133
-39
-19
-74
-55
-38
-74
-94
885
462
10
121
113
112
91
177
104
-31
-1,573
-255
118
-19
3
33
-10
24
97
27
37
95
-24
91
94
274
33
-240
-48
-32
-1,086
31
252
87
42
37
1
107
-55
103
8
18
-221
-56
-325
79
53
29
74
-2
-575
-196
22
23
25
133
-1
81
-4
8
25
-80
-3
128
9
521
-1
438
1
15
2
-15
41
38
178
95
58
51
-1
-5
-2
7
-35
158
45
-15
39
132
53
247
78
3
37
78
44
43
42
-11
-15
-92
49
51
252
-1
117
61
886
203
-77
-15
-130
-4
37
-26
28
32
9
170
68
11
93
40
21
49
-22
-8
-214
32
180
3
-24
-123
-11
2
94
178
140
140
140
136
211
153
149
402
316
-1
38
20
-2
6
-14
1
7
221
102
103
106
110
224
112
112
344
37
106
10
-23
19
-2
90
254
336
837
-44
-608
-299
-2
-1
-745
-683
-10
-198
-29
-8
-96
111
-138
274
-1
16
3
161
97
239
230
-90
-333
76
2
14
188
207
198
198
5
-12
62
34
1
29
-166
39
37
55
52
145
74
-3
237
44
47
-10
19
34
-3
3
-5
85
50
67
51
58
58
37
35
16
18
16
70
32
32
24
-18
157
26
247
-10
4
25
-47
-3
-7
-6
131
76
3
-5
66
94
-23
8
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
12,111
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
30,289
712,312
0.042522
2017
28,508
711,334
0.040077
2016
0
0
0.0
2015
0
0
0.0
2014
0
0
0.0
2
Total
of line 1, column (d)
.....................
2
0.082599
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.027533
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
726,869
5
Multiply line 4 by line 3
......................
5
20,013
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
160
7
Add lines 5 and 6
........................
7
20,173
8
Enter qualifying distributions from Part XII, line 4
,.............
8
34,613
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
160
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
160
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
160
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
576
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
576
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
416
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
160
Refunded
11
256
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
NY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
COMERICA BANK
Telephone no.
(313) 222-3568
Located at
411 WEST LAFAYETTE M/C 3420
DETROIT
MI
ZIP+4
48226
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
COMERICA BANK
TRUSTEE
2
1,798
411 WEST LAFAYETTE M/C 3420
DETROIT
,
MI
48226
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
N/A
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
716,266
b
Average of monthly cash balances
.......................
1b
21,672
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
737,938
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
737,938
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
11,069
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
726,869
6
Minimum investment return.
Enter 5% of line 5
..................
6
36,343
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
36,343
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
160
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
160
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
36,183
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
36,183
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
36,183
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
34,613
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
34,613
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
160
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
34,453
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
36,183
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
10,966
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
34,613
a
Applied to 2018, but not more than line 2a
10,966
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
23,647
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
12,536
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AMERICAN BAPTIST CHURCH OF
475 RIVERSIDE DRIVE 432
NEW YORK
,
NY
10115
NONE
EXEMPT CHURCH
TO BE USED FOR DAILY
33,465
Total
.................................
3a
33,465
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
17,376
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
12,111
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
29,487
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
29,487
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description