TY 2019 Form 990

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)
(1) KEVIN J ALBANESE...................................................................... TRUSTEE	5.0 ................. 0.0	X
(2) FG CROSTHWAITE...................................................................... TRUSTEE	5.0 ................. 0.0	X
(3) THOMAS HOLSMAN...................................................................... TRUSTEE	5.0 ................. 0.0	X
(4) TOM SQUERI...................................................................... TRUSTEE	5.0 ................. 0.0	X
(5) JAMES E MURRAY...................................................................... CO-CHAIRMAN	5.0 ................. 0.0	X
(6) MARK SWANEY...................................................................... TRUSTEE	5.0 ................. 0.0	X
(7) MICHAEL VLAMING...................................................................... TRUSTEE	5.0 ................. 0.0	X
(8) MIKE CROLL...................................................................... TRUSTEE	5.0 ................. 0.0	X
(9) JUSTIN DISTON...................................................................... TRUSTEE	5.0 ................. 0.0	X
(10) BRUCE NOEL...................................................................... TRUSTEE	5.0 ................. 0.0	X
(11) STEVE INGERSOLL...................................................................... TRUSTEE	5.0 ................. 0.0	X
(12) DAN REDING...................................................................... CO-CHAIRMAN	5.0 ................. 0.0	X
(13) JAMES SULLIVAN...................................................................... TRUSTEE	5.0 ................. 0.0	X
(14) NATE TUCKER...................................................................... TRUSTEE	5.0 ................. 0.0	X
(15) MICHAEL BATTAINI...................................................................... TRUSTEE	5.0 ................. 0.0	X
(16) CHARLIE WARREN...................................................................... TRUSTEE	5.0 ................. 0.0	X
(17) BRYAN K FLAKE...................................................................... TRUSTEE	5.0 ................. 0.0	X

(A) Name and business address	(B) Description of services	(C) Compensation
INCOME RESEARCH MANAGEMENT, 100 FEDERAL ST 30TH FL BOSTON,MA02110	INVESTMENT MGMT	270,275
THE SEGAL COMPANY INC, 100 MONTGOMERY ST 5TH FL STE 500 SAN FRANCISCO,CA94104	CONSULTING	249,825
CHARTWELL INVESTMENT PARTNERS, 1235 WESTLAKES DR STE 400 BERWYN,PA19312	INVESTMENT MGMT	467,229
ZENITH AMERICAN SOLUTIONS, 1600 HARBOR BAY PKWY STE 200 ALAMEDA,CA94502	CONTRACT ADMIN.	3,560,096
MCMORGAN COMPANY LLC, 1 FRONT ST STE 500 SAN FRANCISCO,CA94111	INVESTMENT MGMT	288,109
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 5

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

OPERATING ENGINEERS HEALTH AND WELFARE TRUST
FUND

Employer identification number

94-2784001

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....
b	Contributions ...
c	Net investment earnings, gains, and losses
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...
f	Administrative expenses ....
g	End of year balance ......

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

Term endowment SchDMd Bullet

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

(ii) Related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....
b	Buildings ....
c	Leasehold improvements
d	Equipment ....
e	Other .....
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3) Other (A) LIMITED PARTNERSHIPS	110,041,097	F
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	110,041,097

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes	0
(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	216,525,677
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......			1	364,726,916
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a	11,841,742
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................			2e	11,841,742
3	Subtract line 2e from line 1..................			3	352,885,174
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................			4c
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......			5	352,885,174

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........			1	288,059,738
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................			2e
3	Subtract line 2e from line 1...................			3	288,059,738
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b	3,555,116
c	Add lines 4a and 4b.....................			4c	3,555,116
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......			5	291,614,854

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference	Explanation
part x, line 2:	Accounting principles generally accepted in the United States of America require management to evaluate tax positions taken by the Plan and recognize a tax liability if the Plan has taken a tax position that more likely than not would not be sustained upon examination by a tax authority. The Plan is subject to routine audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress. PART XII, 4B: CHANGE IN BENEFIT OBLIGATIONS

Return Reference

Explanation

part x, line 2:

Accounting principles generally accepted in the United States of America require management to evaluate tax positions taken by the Plan and recognize a tax liability if the Plan has taken a tax position that more likely than not would not be sustained upon examination by a tax authority. The Plan is subject to routine audits by taxing jurisdictions; however, there are currently no audits for any tax periods in progress. PART XII, 4B: CHANGE IN BENEFIT OBLIGATIONS

Schedule D (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
MediumBullet

Attach to Form 990 or 990-EZ.
MediumBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

OPERATING ENGINEERS HEALTH AND WELFARE TRUST
FUND

Employer identification number

94-2784001

Return Reference	Explanation
PART VI, SECTION A, LINE 1A:	the labor trustees and the management trustees are the two segments of the governing body. each member of the governing body has the power to vote on all matters, however, the votes within each segment are accumulated and a unit vote is determined based on the majority of votes within each segment. part vi, section a, line 8b: the plan does not have any committees with the authority to act on behalf of the governing body. part vi, section b, line 11b: the plan's 990 is available on the trustee website for review prior to filing. part vi, section b, line 12c: the quarterly board meetings provide an official venue for officers, directors, and trustees to disclose such interests that could give rise to conflict. part vi, section c, line 19: the plan makes its governing documents and financial statements available to participants upon request. on an annual basis, a form 5500 annual return/report of employee benefit plan is filed with the department of labor. the report is available on their website. part vii, section a, line 1a: trustees are not compensated by the trust. compensation paid to trustees employed by other related organizations is reported on the form 990 filed with the irs by the related tax-exempt organization. if you would like additional information, please contact the third-party administrator, zenith american solutions. below is the related organization that paid compensation to the trustees: international union of operating engineers local no. 3 ein: 94-0577785

Return Reference

Explanation

PART VI, SECTION A, LINE 1A:

the labor trustees and the management trustees are the two segments of the governing body. each member of the governing body has the power to vote on all matters, however, the votes within each segment are accumulated and a unit vote is determined based on the majority of votes within each segment. part vi, section a, line 8b: the plan does not have any committees with the authority to act on behalf of the governing body. part vi, section b, line 11b: the plan's 990 is available on the trustee website for review prior to filing. part vi, section b, line 12c: the quarterly board meetings provide an official venue for officers, directors, and trustees to disclose such interests that could give rise to conflict. part vi, section c, line 19: the plan makes its governing documents and financial statements available to participants upon request. on an annual basis, a form 5500 annual return/report of employee benefit plan is filed with the department of labor. the report is available on their website. part vii, section a, line 1a: trustees are not compensated by the trust. compensation paid to trustees employed by other related organizations is reported on the form 990 filed with the irs by the related tax-exempt organization. if you would like additional information, please contact the third-party administrator, zenith american solutions. below is the related organization that paid compensation to the trustees: international union of operating engineers local no. 3 ein: 94-0577785

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE R
(Form 990)

Department of the Treasury
Internal Revenue Service

Related Organizations and Unrelated Partnerships

Complete if the organization answered "Yes" on Form 990, Part IV, line 33, 34, 35b, 36, or 37.
MediumBullet

Attach to Form 990.
MediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

OPERATING ENGINEERS HEALTH AND WELFARE TRUST
FUND

Employer identification number

94-2784001

Part I

Identification of Disregarded Entities. Complete if the organization answered "Yes" on Form 990, Part IV, line 33.

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity

Part II

Identification of Related Tax-Exempt Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related tax-exempt organizations during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No
(1)See Supplemental Information					N/A
(2)INTL UNION OF OPERATING ENG LO UNION 3 1620 S LOOP RD ALAMEDA,CA94502 94-0577785	LABOR UNION	CA	501(C)(5)		NA		No
(3)MULTI-PLAN SERVICE AGENCY INC 1600 HARBOR BAY PKWY STE 200 ALAMEDA,CA94502 81-3751949	SHARED EXP	CA	501(C)(3)	10	NA		No

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50135Y

Schedule R (Form 990) 2019

Page 2

Part III

Identification of Related Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, because it had one or more related organizations treated as a partnership during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) see supplemental information			na

Part IV

Identification of Related Organizations Taxable as a Corporation or Trust. Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	(i) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Type of entity (C corp, S corp, or trust)	(f) Share of total income	(g) Share of end-of-year assets	Yes	No
(1) see supplemental information			na

Schedule R (Form 990) 2019

Page 3

Part V

Transactions With Related Organizations. Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35b, or 36.

Note. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

Yes

1 During the tax year, did the orgranization engage in any of the following transactions with one or more related organizations listed in Parts II-IV?

a Receipt of (i) interest, (ii) annuities, (iii) royalties, or (iv) rent from a controlled entity .....................

b Gift, grant, or capital contribution to related organization(s) ............................

c Gift, grant, or capital contribution from related organization(s) ............................

d Loans or loan guarantees to or for related organization(s) ............................

e Loans or loan guarantees by related organization(s) ............................

f Dividends from related organization(s) ............................

g Sale of assets to related organization(s) ............................

h Purchase of assets from related organization(s) ............................

i Exchange of assets with related organization(s) ............................

j Lease of facilities, equipment, or other assets to related organization(s) .......................

k Lease of facilities, equipment, or other assets from related organization(s) ......................

l Performance of services or membership or fundraising solicitations for related organization(s) .....................

m Performance of services or membership or fundraising solicitations by related organization(s) .................

n Sharing of facilities, equipment, mailing lists, or other assets with related organization(s) ...................

o Sharing of paid employees with related organization(s) ............................

p Reimbursement paid to related organization(s) for expenses ............................

Yes

q Reimbursement paid by related organization(s) for expenses ............................

r Other transfer of cash or property to related organization(s) ............................

s Other transfer of cash or property from related organization(s) ............................

Yes

If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved

Schedule R (Form 990) 2019

Page 4

Part VI

Unrelated Organizations Taxable as a Partnership. Complete if the organization answered "Yes" on Form 990, Part IV, line 37.

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No

Schedule R (Form 990) 2019

Page 5

Part VII

Supplemental Information

Provide additional information for responses to questions on Schedule R. (see instructions).

Return Reference	Explanation
3B Enterprises, Llc	3-Bar Corporation A & M Excavating A C L Construction Co Inc A M Backhoe A M Stephens Construction Company Inc. A R B Inc A Ruiz Const Co & Assoc Inc A.S. Mobile Mechanical Services A-1 Sweeping Service AAA Diesel Repair and Services Inc. Abbett Electric Corp ABC Liovin Drilling, Inc Abercrombie Pipeline Services, LLC ABM GeoConstructors Inc. Absl Construction AC Electric Company Acacia Erosion Control Inc Access Limited Construction Achievement Engineering Corp Acme Concrete Paving Action Sweeping Services, Inc. Adam Moreno & Sons Inc Admiralty Diesel Services Inc Advanced Geosolutions Inc AECOM Energy & Construction Inc Aerco Pacific Inc Agee Construction Corporation Aggregate Engineering, Inc. AJW Construction Inc Akeff Const Services Inc Akima Construction Services Alb Incorporated Alex Sweeney Construction Alimak Hek Aliquot Assoc Inc All American Construction, Inc All Valley Surveying, Inc Allen A Waggoner Construction Inc Alliance Roofing Co. Inc. Allied Concrete Pumping Allied West Construction Co. Allison Sierra Inc Als Landclearing Inc American Civil Constructors American Concrete Placement, Inc. American Crane Rental American Integrated Services, Inc American Pavement Systems Inc. American Paving Co Ames Construction Ampco North, Inc Andes Construction Andreini Bros Inc Andrew M Jordan, Inc. Annex Fence Company Inc Anrak Corporation Antigo Const Inc Anvil Builders Anza Eng Corp APB GENERAL ENGINEERING Apco Asphalt Paving Co Apex Civil Engineering & Land Surveying Apex Fence Co Inc Apex Testing Laboratores Inc Appian Engineering APTIM & Environmental & Infrastructure Aquatic Designing Inc Arborlift, Inc. Argonaut Const Arnaudo Construction Inc. Arrow Construction Arthur & Orum Well Drilling Co Inc A-S PIPELINES CO INC Assistance Recovery Program Assoc Eng Srvng Svcs Inc Associated Crane, Llc Asta Const Co Atlantic Plant Maintenance Atlas Peak Const Austerman Inc. Avar Sas Avison Construction Inc Ayala Boring Inc Azco, Inc. Azul Works, Inc. B & C Asphalt Grinding Inc. B J Reess Enterprise Badger Daylighting Corp Baker-Williams Eng Grp Baldry Bros Drilling Baldwin Con Co Inc Balfour Beatty Infrastructure Inc Barnard Bessac JV Barrys Backhoe Svc BARTLEY PUMP PM, LLC Bauman Landscape Bay Area Commercial Sweeping Bay Area Drilling Bay Area Hydrovac, LLC Bay Area Lightworks, Inc Bay Cities Paving & Grading Inc Bay Engineering Bay Pacific Pipeline Bay Power, LLC Bcj Sand And Rock Corp Bcp 3d Inc Becho Inc Bedrock Excavating Inc. Benchmark Engineering Inc Bentancourt Bros Construction, Inc. Berkel & Co Cntrctrs Inc Berkeley Asphalt Co Berkeley Cement Inc. Berkeley Concrete Pump Berkeley Ready Mix Co Berlogar Stevens & Associates Bertco Inc. Bertram Drilling Inc Bestor Engineers Inc Bfi Of California Inc Dba Ox Mountain La BHM Construction, Inc. Bigge Crane & Rigging Bilardi Construction Inc. Bill Nelson General Engineering Const. Bjork Construction Co. Inc. Bkf Bkf Engineers - A Rate Black Gold Paving & Sealing Blackwell General Eng Blaze Engineering, Inc. Blue Iron Foundation & Shoring Llc Bobs Tractor Repair Inc -Tier I Bockmon & Woody Electric Co Inc Bortolussi & Watkin, Inc. Bosco Constructors Inc Bowman & Williams -Apprentice Rate BR Welding & Fabrication Brad Dales Excavating Inc Brad Dales Excavating, Inc. Bradley Tanks, Inc Bragg Crane Bragg Crane & Rigging Brazo Backhoe Brelje & Race Engineers Bridgeway Civil Constructors Inc Brightview Landscape Development Broom Service Inc Brosamer & Wall, Inc Brotherton Corporation Broward Builders Inc Brown & Fesler, Inc. Bruce Carone Grdng & Paving Inc Bryant Surveys Inc BTI Services, Inc Bultena Construction Company Burlington Civil, Inc. Bush Engineering Inc C & D Contractors Inc C Aparicio Cement Contractors Inc C F & T & Available C F Archibald Pav Inc C V Larsen Co C W Roen Const Co C2r Engineering, Inc Cabrillo Hoist Cahill Contractors Llc Cal Con Pumping Llc Cal Crush Corp Cal Electro Inc Cal Pacific Constructors, Inc. Cal Valley Construction Cal-Dorado Inc California Auger Boring Inc California Caisson & Shoring Inc California Compaction Corp California Concrete Pumping Inc. California Const Surveying Inc California Cut & Core, Inc. California Engineering Contrs Inc California Generator Service Corp California Prison Industry Authority (ca California Trenchless Inc California Utility Engineering, Inc. Calmat Company DBA Shamrock Materials Cal-Neva Construction Services Inc Cal-Safety Inc Camenzind Dredging Inc Campanella Corp Cano Excavating Company, Inc. Capex Engineering Inc Carlile Macy Inc Carlson Barbee & Gibson Carone & Co Inc Cascade Drilling, Inc Case Pacific Co Castle Concrete Pump Cazadoro Construction, Inc CBI Services Inc Celik Engineering Corp Cemex Cencal Services Inc Central Concrete Supply Co., Inc Central Concrete Supply Company Inc Central Sweeping Corporation Central Valley Asphalt Central Valley Engineering & Surveying Ceres Environmental Services Cggs Backhoe Service Chaudhary & Associates, Inc Chester Bross Construction Co Cinquini & Passarino Inc City Of San Jose Civil Eng Assoc Inc Civil Engineering Const Inc Civil Substations Inc Clark Bros Inc Clauss Construction Clear Creek Systems, Inc. Clipper International Equip Co Inc Cnsb Inc Dba Allstate Boring Cntrl State Lnd Svys Inc Coast Counties Truck & Equip Co Coast Crane Co & Maxim Crane Works LP Coastside Concrete & Construction Inc Coastwide Environmental Tech, Inc. Coffman Specialties Inc Collins Construction Columbia Electric Inc Commercial Power Sweep Inc Commercial Tree Care Community Playgrounds Inc Compass Equipment Inc Compass Equipment Services Of Nv CON QUEST CONTRACTORS INC Conco Pumping Conco West Inc Condon-Johnson & Assoc Consolidated Engineering Labs, Inc Consolidated Security Integration Inc Construction & Turnaround Services, LLC Construction Survey Construction Testing Services Inc Conti Corporation dba Conti MEP Corp Converse Construction, Inc. Cook Engineering Inc Cooper, Thorne & Assoc Inc. Coral Construction Company Corey Delta Constructors Corless Inc Corrpro Companies, Inc. Coughlin Co Country Builders Construction, Inc Cox & Cox Construction Cozart Bros Inc Crane Inspection Agency Crane Spec, Inc Cratus Inc Critical Weld Inspections Inc Crystal Creek Aggregate Inc Cs Marine Cnstrctrs Inc Culver Group Inc Custom Crushing Industries Inc CVE DEMOLITION INC D & B Trenching D & D Pipelines Inc. D & M Equip Co D A Wood Construction, Inc. D D Laster Lndscap Cons D H Blattner & Sons Inc D R Brown Excavation & Paving D S S Company D W Young Const Co Inc D.a.v.e. Sweeping Daleo Inc Danu Inc Darcy & Harty Constr Inc Darren Taylor Construction David R. Copeland Enterprises David T Price Inc Dawson Mauldin Const Inc Dawson-Mauldin LLC De Silva-Gates Cnst Lp Debolt Civil Eng Inc Decker Landscaping, Inc. Dees Burke Engineering Constructors, LLC Dees-Hennessey Inc Dekay Demolition And Clearing Inc Del Monte Electric, Inc Delta Grinding Co, Inc Dba Diablo Grindi Delta Grinding Company, Inc. Delta Surveying Inc Delta Sweepers Demo Masters Inc Demolition Services And Grading, Inc Dept of Corrections & Rehabilitation Desert Commercial Sweeping Inc Desilva Gates, Oliver Desilva, Gallgher Devincenzi Concrete Const Dewitt Bros & Co Inc DGI-Menard Inc. Dick Anderson Construction, Inc Dirt & Aggregate Interchange, Inc. Dirt Dynasty, Inc. Dirty Hands Heavy Equipment Repair Discovery Hydrovac Llc Disney Construction Inc Dixon Marine Dk Associates -Apprentice Rate Dk Environmental/mcnabb Construction Inc Dl Equip Co Inc Dlc Equipment Inc D-Line Constructors, Inc Dmc Llc Dmz Builders DN Tanks DN Tanks, Inc DOCON, INC Don Berry Const Don Lawley Co Inc Don Pridmore & Son Don Tucker & Sons Dorfman Const Co Inc Doty Bros Eqpt Co Dba Doty Bros Const Downing Diversified, LLC Doyles Work Company DPI INC. Dragados Usa Dragados/Flatiron West/JV Drill Tech Drilling & Shoring Inc Drilling Division of Moore Twining Duke Sherwood Contr Dunton Construction Co Inc Duran & Venables Gen En Durans Paving Rentals Dutch Construction Inc Dwite C Forbush Inc Dyer Corp dba Dyer All Terrain Excav. Dynomaster Inc/Diesel Master Inc E & Y Sweeping Inc E E Gilbert Const Inc Eanna Construction East Construction Company ECAST Engineering Inc. Ecco Equip Corp Eco Bay Services Inc EDCO Enterprises, Inc Edward W Scott Elect Co Eldorado Excavation Inc Element 26 Contracting Elite Diesel Service Inc Elmer J Freethy Co Emmett's Excavation Grading And Paving Empire Engineering & Construction, Inc. Engelke Construction Inc Engeo Inc Enoch Smith Sons Co Environmental Design, Inc Epiroc USA, LLC Ercon Construction Inc Eric Krismans Equip Svc Inc Eslick Construction Inc ESP Surveying, Inc. Esquivel Grading & Paving Inc Euro Marine Evans Bros Inc Evans Brothers Inc EWE Inc Express Concrete Breaking F & H Construction F C B Engineering F Johnston Const Co F M K Construction Inc F W Spencer & Son Inc F3 Land Surveying Fanfa Inc Gen Eng Contractor Farrell Design Build Farrell Design Build Companies, Inc. Feeney Engineering & Surveying Incorpora

Return Reference

Explanation

3B Enterprises, Llc

3-Bar Corporation A & M Excavating A C L Construction Co Inc A M Backhoe A M Stephens Construction Company Inc. A R B Inc A Ruiz Const Co & Assoc Inc A.S. Mobile Mechanical Services A-1 Sweeping Service AAA Diesel Repair and Services Inc. Abbett Electric Corp ABC Liovin Drilling, Inc Abercrombie Pipeline Services, LLC ABM GeoConstructors Inc. Absl Construction AC Electric Company Acacia Erosion Control Inc Access Limited Construction Achievement Engineering Corp Acme Concrete Paving Action Sweeping Services, Inc. Adam Moreno & Sons Inc Admiralty Diesel Services Inc Advanced Geosolutions Inc AECOM Energy & Construction Inc Aerco Pacific Inc Agee Construction Corporation Aggregate Engineering, Inc. AJW Construction Inc Akeff Const Services Inc Akima Construction Services Alb Incorporated Alex Sweeney Construction Alimak Hek Aliquot Assoc Inc All American Construction, Inc All Valley Surveying, Inc Allen A Waggoner Construction Inc Alliance Roofing Co. Inc. Allied Concrete Pumping Allied West Construction Co. Allison Sierra Inc Als Landclearing Inc American Civil Constructors American Concrete Placement, Inc. American Crane Rental American Integrated Services, Inc American Pavement Systems Inc. American Paving Co Ames Construction Ampco North, Inc Andes Construction Andreini Bros Inc Andrew M Jordan, Inc. Annex Fence Company Inc Anrak Corporation Antigo Const Inc Anvil Builders Anza Eng Corp APB GENERAL ENGINEERING Apco Asphalt Paving Co Apex Civil Engineering & Land Surveying Apex Fence Co Inc Apex Testing Laboratores Inc Appian Engineering APTIM & Environmental & Infrastructure Aquatic Designing Inc Arborlift, Inc. Argonaut Const Arnaudo Construction Inc. Arrow Construction Arthur & Orum Well Drilling Co Inc A-S PIPELINES CO INC Assistance Recovery Program Assoc Eng Srvng Svcs Inc Associated Crane, Llc Asta Const Co Atlantic Plant Maintenance Atlas Peak Const Austerman Inc. Avar Sas Avison Construction Inc Ayala Boring Inc Azco, Inc. Azul Works, Inc. B & C Asphalt Grinding Inc. B J Reess Enterprise Badger Daylighting Corp Baker-Williams Eng Grp Baldry Bros Drilling Baldwin Con Co Inc Balfour Beatty Infrastructure Inc Barnard Bessac JV Barrys Backhoe Svc BARTLEY PUMP PM, LLC Bauman Landscape Bay Area Commercial Sweeping Bay Area Drilling Bay Area Hydrovac, LLC Bay Area Lightworks, Inc Bay Cities Paving & Grading Inc Bay Engineering Bay Pacific Pipeline Bay Power, LLC Bcj Sand And Rock Corp Bcp 3d Inc Becho Inc Bedrock Excavating Inc. Benchmark Engineering Inc Bentancourt Bros Construction, Inc. Berkel & Co Cntrctrs Inc Berkeley Asphalt Co Berkeley Cement Inc. Berkeley Concrete Pump Berkeley Ready Mix Co Berlogar Stevens & Associates Bertco Inc. Bertram Drilling Inc Bestor Engineers Inc Bfi Of California Inc Dba Ox Mountain La BHM Construction, Inc. Bigge Crane & Rigging Bilardi Construction Inc. Bill Nelson General Engineering Const. Bjork Construction Co. Inc. Bkf Bkf Engineers - A Rate Black Gold Paving & Sealing Blackwell General Eng Blaze Engineering, Inc. Blue Iron Foundation & Shoring Llc Bobs Tractor Repair Inc -Tier I Bockmon & Woody Electric Co Inc Bortolussi & Watkin, Inc. Bosco Constructors Inc Bowman & Williams -Apprentice Rate BR Welding & Fabrication Brad Dales Excavating Inc Brad Dales Excavating, Inc. Bradley Tanks, Inc Bragg Crane Bragg Crane & Rigging Brazo Backhoe Brelje & Race Engineers Bridgeway Civil Constructors Inc Brightview Landscape Development Broom Service Inc Brosamer & Wall, Inc Brotherton Corporation Broward Builders Inc Brown & Fesler, Inc. Bruce Carone Grdng & Paving Inc Bryant Surveys Inc BTI Services, Inc Bultena Construction Company Burlington Civil, Inc. Bush Engineering Inc C & D Contractors Inc C Aparicio Cement Contractors Inc C F & T & Available C F Archibald Pav Inc C V Larsen Co C W Roen Const Co C2r Engineering, Inc Cabrillo Hoist Cahill Contractors Llc Cal Con Pumping Llc Cal Crush Corp Cal Electro Inc Cal Pacific Constructors, Inc. Cal Valley Construction Cal-Dorado Inc California Auger Boring Inc California Caisson & Shoring Inc California Compaction Corp California Concrete Pumping Inc. California Const Surveying Inc California Cut & Core, Inc. California Engineering Contrs Inc California Generator Service Corp California Prison Industry Authority (ca California Trenchless Inc California Utility Engineering, Inc. Calmat Company DBA Shamrock Materials Cal-Neva Construction Services Inc Cal-Safety Inc Camenzind Dredging Inc Campanella Corp Cano Excavating Company, Inc. Capex Engineering Inc Carlile Macy Inc Carlson Barbee & Gibson Carone & Co Inc Cascade Drilling, Inc Case Pacific Co Castle Concrete Pump Cazadoro Construction, Inc CBI Services Inc Celik Engineering Corp Cemex Cencal Services Inc Central Concrete Supply Co., Inc Central Concrete Supply Company Inc Central Sweeping Corporation Central Valley Asphalt Central Valley Engineering & Surveying Ceres Environmental Services Cggs Backhoe Service Chaudhary & Associates, Inc Chester Bross Construction Co Cinquini & Passarino Inc City Of San Jose Civil Eng Assoc Inc Civil Engineering Const Inc Civil Substations Inc Clark Bros Inc Clauss Construction Clear Creek Systems, Inc. Clipper International Equip Co Inc Cnsb Inc Dba Allstate Boring Cntrl State Lnd Svys Inc Coast Counties Truck & Equip Co Coast Crane Co & Maxim Crane Works LP Coastside Concrete & Construction Inc Coastwide Environmental Tech, Inc. Coffman Specialties Inc Collins Construction Columbia Electric Inc Commercial Power Sweep Inc Commercial Tree Care Community Playgrounds Inc Compass Equipment Inc Compass Equipment Services Of Nv CON QUEST CONTRACTORS INC Conco Pumping Conco West Inc Condon-Johnson & Assoc Consolidated Engineering Labs, Inc Consolidated Security Integration Inc Construction & Turnaround Services, LLC Construction Survey Construction Testing Services Inc Conti Corporation dba Conti MEP Corp Converse Construction, Inc. Cook Engineering Inc Cooper, Thorne & Assoc Inc. Coral Construction Company Corey Delta Constructors Corless Inc Corrpro Companies, Inc. Coughlin Co Country Builders Construction, Inc Cox & Cox Construction Cozart Bros Inc Crane Inspection Agency Crane Spec, Inc Cratus Inc Critical Weld Inspections Inc Crystal Creek Aggregate Inc Cs Marine Cnstrctrs Inc Culver Group Inc Custom Crushing Industries Inc CVE DEMOLITION INC D & B Trenching D & D Pipelines Inc. D & M Equip Co D A Wood Construction, Inc. D D Laster Lndscap Cons D H Blattner & Sons Inc D R Brown Excavation & Paving D S S Company D W Young Const Co Inc D.a.v.e. Sweeping Daleo Inc Danu Inc Darcy & Harty Constr Inc Darren Taylor Construction David R. Copeland Enterprises David T Price Inc Dawson Mauldin Const Inc Dawson-Mauldin LLC De Silva-Gates Cnst Lp Debolt Civil Eng Inc Decker Landscaping, Inc. Dees Burke Engineering Constructors, LLC Dees-Hennessey Inc Dekay Demolition And Clearing Inc Del Monte Electric, Inc Delta Grinding Co, Inc Dba Diablo Grindi Delta Grinding Company, Inc. Delta Surveying Inc Delta Sweepers Demo Masters Inc Demolition Services And Grading, Inc Dept of Corrections & Rehabilitation Desert Commercial Sweeping Inc Desilva Gates, Oliver Desilva, Gallgher Devincenzi Concrete Const Dewitt Bros & Co Inc DGI-Menard Inc. Dick Anderson Construction, Inc Dirt & Aggregate Interchange, Inc. Dirt Dynasty, Inc. Dirty Hands Heavy Equipment Repair Discovery Hydrovac Llc Disney Construction Inc Dixon Marine Dk Associates -Apprentice Rate Dk Environmental/mcnabb Construction Inc Dl Equip Co Inc Dlc Equipment Inc D-Line Constructors, Inc Dmc Llc Dmz Builders DN Tanks DN Tanks, Inc DOCON, INC Don Berry Const Don Lawley Co Inc Don Pridmore & Son Don Tucker & Sons Dorfman Const Co Inc Doty Bros Eqpt Co Dba Doty Bros Const Downing Diversified, LLC Doyles Work Company DPI INC. Dragados Usa Dragados/Flatiron West/JV Drill Tech Drilling & Shoring Inc Drilling Division of Moore Twining Duke Sherwood Contr Dunton Construction Co Inc Duran & Venables Gen En Durans Paving Rentals Dutch Construction Inc Dwite C Forbush Inc Dyer Corp dba Dyer All Terrain Excav. Dynomaster Inc/Diesel Master Inc E & Y Sweeping Inc E E Gilbert Const Inc Eanna Construction East Construction Company ECAST Engineering Inc. Ecco Equip Corp Eco Bay Services Inc EDCO Enterprises, Inc Edward W Scott Elect Co Eldorado Excavation Inc Element 26 Contracting Elite Diesel Service Inc Elmer J Freethy Co Emmett's Excavation Grading And Paving Empire Engineering & Construction, Inc. Engelke Construction Inc Engeo Inc Enoch Smith Sons Co Environmental Design, Inc Epiroc USA, LLC Ercon Construction Inc Eric Krismans Equip Svc Inc Eslick Construction Inc ESP Surveying, Inc. Esquivel Grading & Paving Inc Euro Marine Evans Bros Inc Evans Brothers Inc EWE Inc Express Concrete Breaking F & H Construction F C B Engineering F Johnston Const Co F M K Construction Inc F W Spencer & Son Inc F3 Land Surveying Fanfa Inc Gen Eng Contractor Farrell Design Build Farrell Design Build Companies, Inc. Feeney Engineering & Surveying Incorpora

Schedule R (Form 990) 2019

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: TO PROVIDE HEALTH AND WELFARE BENEFITS TO ELIGIBLE EMPLOYEES AND THEIR DEPENDENTS PER THE COLLECTIVE BARGAINING AGREEMENT BETWEEN EMPLOYERS AND THE UNION.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	22
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	0
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	0
6	Total number of volunteers (estimate if necessary) .............	6	0
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	0
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b	0

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	0	0
9	Program service revenue (Part VIII, line 2g) .........	302,319,955	301,965,317
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	16,891,794	32,170,759
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	18,543,945	18,749,098
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	337,755,694	352,885,174
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	0	0
14	Benefits paid to or for members (Part IX, column (A), line 4).....	267,958,743	283,073,402
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	31,831	20,863
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	0	0
b	Total fundraising expenses (Part IX, column (D), line 25) 0
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	6,972,898	8,520,589
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	274,963,472	291,614,854
19	Revenue less expenses. Subtract line 18 from line 12.......	62,792,222	61,270,320
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	566,978,987	643,293,483
21	Total liabilities (Part X, line 26).............	213,708,852	216,911,286
22	Net assets or fund balances. Subtract line 21 from line 20.....	353,270,135	426,382,197

Sign Here

	Signature of officer	Date

	Type or print name and title


4a	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )
	TO PROVIDE HEALTH AND WELFARE BENEFITS TO ELIGIBLE EMPLOYEES AND THEIR DEPENDENTS PER THE COLLECTIVE BARGAINING AGREEMENT BETWEEN EMPLOYERS AND THE UNION.

4b	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4c	(Code: ) (Expenses $ including grants of $ ) (Revenue $ )












4d	Other program services (Describe in Schedule O.)
	(Expenses $ including grants of $ ) (Revenue $ )
4e	Total program service expenses

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)		(D) Reportable compensation from the organization (W-2/1099-MISC)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(A) Name and title
(18) DAVID STANTON........................................................................ TRUSTEE	5.0 .......................0.0	X		0	0	0
(19) DAVID HARRISON........................................................................ TRUSTEE	5.0 .......................0.0	X		0	0	0
(20) PATTY DUTRA BRUCE........................................................................ trustee	5.0 .......................0.0	X		0	0	0
(21) FRANK WILLIAMS........................................................................ TRUSTEE	5.0 .......................0.0	X		0	0	0
(22) PANE MEATOGA........................................................................ TRUSTEE	5.0 .......................0.0	X		0	0	0
(23) RUSS BURNS........................................................................ CO-CHAIRMAN (FORMER)	5.0 .......................0.0		X	0	0	0

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	0	0	0

1a	Federated campaigns..		1a
b	Membership dues..		1b
c	Fundraising events..		1c
d	Related organizations		1d
e	Government grants (contributions)		1e

f	All other contributions, gifts, grants, and similar amounts not included above		1f

g	Noncash contributions included in lines 1a - 1f:$		1g

h Total. Add lines 1a-1f.......		0

		Business Code
2a	EMPLOYER CONTRIBUTIONS	900099	300,744,888	300,744,888
b	PARTICIPANT CONTRIBUTIONS	900099	1,220,429	1,220,429
c
d
e
f	All other program service revenue.
g	Total. Add lines 2a–2f .....		301,965,317

3 Investment income (including dividends, interest, and othersimilar amounts) ......			17,569,033			17,569,033
4 Income from investment of tax-exempt bond proceeds			0
5 Royalties...........			0
		(ii) Personal	(i) Real
6a	Gross rents			6a
b	Less: rental expenses			6b
c	Rental income or (loss)	0	0	6c
d	Net rental income or (loss).......			0
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory		324,011,137	7a
b	Less: cost or other basis and sales expenses		309,409,411	7b
c	Gain or (loss)		14,601,726	7c
d	Net gain or (loss).........			14,601,726			14,601,726
8a	Gross income from fundraising events (not including $ of contributions reported on line 1c). See Part IV, line 18 ....
			8a	0
b	Less: direct expenses ...		8b	0
c	Net income or (loss) from fundraising events..			0
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a	0
b	Less: direct expenses ...		9b	0
c	Net income or (loss) from gaming activities..			0
10a	Gross sales of inventory, less returns and allowances ..
			10a	0
b	Less: cost of goods sold ..		10b	0
c	Net income or (loss) from sales of inventory..			0
Business Code			Miscellaneous Revenue
11a	STOP LOSS REIMBURSEMENTS		900099	10,425,478	10,425,478
b	DENTAL EXPERIENCE REFUNDS		900099	1,189,843	1,189,843
c	PRESCRIPTION REBATES		900099	7,129,476	7,129,476
d	All other revenue ....			4,301	4,301
e	Total. Add lines 11a–11d ......			18,749,098
12	Total revenue. See instructions.....			352,885,174	320,714,415		32,170,759

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	0
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	0
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	0
4	Benefits paid to or for members .......	283,073,402
5	Compensation of current officers, directors, trustees, and key employees ...........	0
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	0
7	Other salaries and wages........	0
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	0
9	Other employee benefits .......	0
10	Payroll taxes ...........	20,863
11	Fees for services (non-employees):
a	Management ......	3,560,096
b	Legal .........	153,031
c	Accounting ...........	105,783
d	Lobbying ...........	0
e	Professional fundraising services. See Part IV, line 17	0
f	Investment management fees ......	1,151,149
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	307,462
12	Advertising and promotion ....	0
13	Office expenses .......	382,286
14	Information technology ......	0
15	Royalties ..	0
16	Occupancy ...........	0
17	Travel ............	0
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .	0
19	Conferences, conventions, and meetings ....	19,778
20	Interest ...........	0
21	Payments to affiliates .......	0
22	Depreciation, depletion, and amortization ..	0
23	Insurance ...	64,662
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	MPSA INC. FEES	1,913,628
b	PROVIDER ADMINISTRATION FEES	755,230
c	MISCELLANEOUS	26,911
d	PCORI FEES	80,573
e	All other expenses
25	Total functional expenses. Add lines 1 through 24e	291,614,854
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).

1	Cash–non-interest-bearing ........		56,627,274	1	62,887,706
2	Savings and temporary cash investments .........		9,394,414	2	69,138,450
3	Pledges and grants receivable, net ......		0	3	0
4	Accounts receivable, net .............		52,027,476	4	35,912,313
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
			0	5	0
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
			0	6	0
7	Notes and loans receivable, net ...........		0	7	0
8	Inventories for sale or use ............		0	8	0
9	Prepaid expenses and deferred charges ......		4,242	9	6,534
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a
b	Less: accumulated depreciation	10b	0	10c	0
11	Investments—publicly traded securities .		370,456,522	11	364,925,383
12	Investments—other securities. See Part IV, line 11 .....		78,087,059	12	110,041,097
13	Investments—program-related. See Part IV, line 11 ..		0	13	0
14	Intangible assets ...............		0	14	0
15	Other assets. See Part IV, line 11 ...........		382,000	15	382,000
16	Total assets. Add lines 1 through 15 (must equal line 33)...		566,978,987	16	643,293,483

17	Accounts payable and accrued expenses .....	738,291	17	385,609
18	Grants payable ...	0	18	0
19	Deferred revenue .........	0	19	0
20	Tax-exempt bond liabilities .........	0	20	0
21	Escrow or custodial account liability. Complete Part IV of Schedule D	0	21	0
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
		0	22	0
23	Secured mortgages and notes payable to unrelated third parties ..	0	23	0
24	Unsecured notes and loans payable to unrelated third parties ..	0	24	0
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	212,970,561	25	216,525,677
26	Total liabilities. Add lines 17 through 25..	213,708,852	26	216,911,286

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........		27
28	Net assets with donor restrictions ...........		28
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....	0	29	0
30	Paid-in or capital surplus, or land, building or equipment fund ...	0	30	0
31	Retained earnings, endowment, accumulated income, or other funds	353,270,135	31	426,382,197
32	Total net assets or fund balances ...........	353,270,135	32	426,382,197
33	Total liabilities and net assets/fund balances ........	566,978,987	33	643,293,483