-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
07-01-2019
, and ending
06-30-2020
Name of foundation
The Robert Fleming & Jane Howe Patrick
Foundation Inc
Number and street (or P.O. box number if mail is not delivered to street address)
PO Box 234
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
Charlotte
,
VT
05445
A Employer identification number
03-0317962
B
Telephone number (see instructions)
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
1,804,917
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
2,737
2,737
4
Dividends and interest from securities
...
30,617
30,617
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
57,033
b
Gross sales price for all assets on line 6a
740,883
7
Capital gain net income (from Part IV, line 2)
...
79,254
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
39
12
Total.
Add lines 1 through 11
........
90,426
112,608
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
2,650
2,650
c
Other professional fees (attach schedule)
....
28,195
28,195
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
1,238
1,238
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
32,083
32,083
0
25
Contributions, gifts, grants paid
.......
94,000
94,000
26
Total expenses and disbursements.
Add lines 24 and 25
126,083
32,083
94,000
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-35,657
b
Net investment income
(if negative, enter -0-)
80,525
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
16,134
10,746
10,746
2
Savings and temporary cash investments
.........
158,051
183,287
183,287
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,131,946
1,077,900
1,610,884
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,306,131
1,271,933
1,804,917
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
2,065
2,065
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
895
2,354
23
Total liabilities
(add lines 17 through 22)
.........
2,960
4,419
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
1,303,171
1,267,514
29
Total net assets or fund balances
(see instructions)
.....
1,303,171
1,267,514
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,306,131
1,271,933
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,303,171
2
Enter amount from Part I, line 27a
.....................
2
-35,657
3
Other increases not included in line 2 (itemize)
3
4
Add lines 1, 2, and 3
..........................
4
1,267,514
5
Decreases not included in line 2 (itemize)
5
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,267,514
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
0.3 L3HARRIS TECHNOLOGIES INC
P
2007-01-11
2019-07-01
b
22 PAYPAL HLDGS INC COM
P
2009-07-02
2019-07-16
c
15 CITIGROUP INC NEW
P
2013-11-21
2019-07-17
d
24 PAYPAL HLDGS INC COM
P
2009-07-02
2019-07-22
e
33 COCA COLA CO
P
2015-05-13
2019-07-25
38 COCA COLA CO
P
2016-09-29
2019-07-25
96 MICRON TECH INC
P
2016-07-11
2019-07-30
36 PFIZER INC
P
2019-03-01
2019-07-30
19 COCA COLA CO
P
2018-08-23
2019-07-31
1 COCA COLA CO
P
2011-05-12
2019-07-31
39 COCA COLA CO
P
2015-05-13
2019-07-31
59 COCA COLA CO
P
2011-05-12
2019-08-02
188 KKR & CO INC CL A
P
2018-07-03
2019-08-08
68 ANADARKO PETE
P
2006-09-25
2019-08-09
14 ANADARKO PETE
P
2006-09-25
2019-08-09
10 ANADARKO PETE
P
2008-10-24
2019-08-09
8 ANADARKO PETE
P
2008-10-24
2019-08-09
16 ANADARKO PETE
P
2008-10-24
2019-08-09
146 ANADARKO PETE
P
2016-01-12
2019-08-09
28 ANADARKO PETE
P
2016-06-10
2019-08-09
0.086 OCCIDENTAL PETROLEUM CORP DE
P
2019-08-09
2019-08-09
68 MICRON TECH INC
P
2016-07-11
2019-08-12
20 AKAMAI TECHNOLOGIES INC
P
2016-09-29
2019-08-13
15 AKAMAI TECHNOLOGIES INC
P
2017-04-04
2019-08-13
3 EQUINIX INC COM PAR $0.001
P
2018-02-13
2019-08-14
2 EQUINIX INC COM PAR $0.001
P
2018-02-15
2019-08-14
1 EQUINIX INC COM PAR $0.001
P
2018-03-13
2019-08-16
1 EQUINIX INC COM PAR $0.001
P
2018-05-04
2019-08-16
1 COSTCO WHOLESALE CORP NEW
P
2017-10-05
2019-08-21
6 COSTCO WHOLESALE CORP NEW
P
2017-10-25
2019-08-21
8 CATERPILLAR INC
P
2018-02-22
2019-08-26
21 CATERPILLAR INC
P
2018-03-13
2019-08-26
13 CATERPILLAR INC
P
2018-02-06
2019-08-28
1 CATERPILLAR INC
P
2018-03-13
2019-08-28
9 CATERPILLAR INC
P
2018-02-06
2019-09-04
3 CATERPILLAR INC
P
2018-02-09
2019-09-04
1 CATERPILLAR INC
P
2018-03-01
2019-09-04
5 CATERPILLAR INC
P
2018-02-09
2019-09-06
11 CATERPILLAR INC
P
2018-04-26
2019-09-06
20 NVIDIA CORPORATION
P
2018-11-16
2019-09-09
6 NVIDIA CORPORATION
P
2019-05-13
2019-09-09
13 NVIDIA CORPORATION
P
2019-05-13
2019-09-09
80 MICRON TECH INC
P
2016-07-11
2019-09-10
3 ECOLAB INC
P
2016-01-04
2019-09-11
6 ECOLAB INC
P
2016-01-06
2019-09-11
0.375 CERENCE INC
P
2014-03-14
2019-10-02
11 TEXAS INSTRUMENTS
P
2012-04-05
2019-10-02
15 TEXAS INSTRUMENTS
P
2015-08-05
2019-10-02
7 CHIPOTLE MEXICAN GRILL INC COM
P
2016-12-12
2019-10-09
2 CHIPOTLE MEXICAN GRILL INC COM
P
2016-12-30
2019-10-09
2 CHIPOTLE MEXICAN GRILL INC COM
P
2017-07-18
2019-10-09
2 CHIPOTLE MEXICAN GRILL INC COM
P
2017-07-28
2019-10-09
2 CHIPOTLE MEXICAN GRILL INC COM
P
2017-08-03
2019-10-09
33 D R HORTON INC
P
2018-02-28
2019-10-10
42 GRUBHUB INC.
P
2019-02-07
2019-10-29
10 GRUBHUB INC.
P
2019-02-12
2019-10-29
4 GRUBHUB INC.
P
2019-02-12
2019-11-01
9 GRUBHUB INC.
P
2019-03-06
2019-11-01
15 GRUBHUB INC.
P
2019-03-08
2019-11-01
8 GRUBHUB INC.
P
2019-03-19
2019-11-01
10 GRUBHUB INC.
P
2019-04-05
2019-11-01
2 JPMORGAN CHASE & CO
P
2009-07-02
2019-11-06
66 JPMORGAN CHASE & CO
P
2011-05-12
2019-11-06
6 NVIDIA CORPORATION
P
2018-12-10
2019-11-08
8 NVIDIA CORPORATION
P
2019-05-13
2019-11-08
29 QUALCOMM INC
P
2019-08-01
2019-11-18
2 QUALCOMM INC
P
2018-05-10
2019-11-18
9 QUALCOMM INC
P
2018-05-23
2019-11-18
68 E*TRADE FINANCIAL CORP NEW COM
P
2019-02-14
2019-11-21
8 E*TRADE FINANCIAL CORP NEW COM
P
2019-03-25
2019-11-21
91 PULTE GROUP INC
P
2018-11-08
2019-11-27
8 FACEBOOK INC CL-A
P
2018-08-27
2019-12-02
2 BLACKROCK INC
P
2010-05-07
2019-12-09
2 BLACKROCK INC
P
2010-11-10
2019-12-09
20 JPMORGAN CHASE & CO
P
2009-07-02
2019-12-11
3 BLACKROCK INC
P
2010-11-10
2019-12-13
30 JPMORGAN CHASE & CO
P
2009-07-02
2019-12-16
16 JPMORGAN CHASE & CO
P
2011-10-13
2019-12-30
27 PFIZER INC
P
2019-03-01
2019-12-30
38 CROWN HLDGS INC (HOLDING CO)
P
2017-02-01
2019-12-31
5 BLACKROCK INC
P
2010-05-21
2020-01-09
5 BLACKROCK INC
P
2010-05-21
2020-01-10
5 BLACKROCK INC
P
2010-05-21
2020-01-13
2 BLACKROCK INC
P
2010-11-10
2020-01-13
13 ORACLE CORP
P
2017-12-08
2020-01-15
34 ORACLE CORP
P
2017-12-14
2020-01-15
5 ORACLE CORP
P
2018-01-31
2020-01-15
21 D R HORTON INC
P
2017-02-09
2020-01-28
48 D R HORTON INC
P
2018-02-28
2020-01-28
30 PULTE GROUP INC
P
2018-11-08
2020-01-28
30.333 DOW INC
P
2018-05-07
2020-01-31
0.667 DOW INC
P
2018-06-19
2020-01-31
9 PALO ALTO NETWORKS INC
P
2016-09-01
2020-02-03
6 PALO ALTO NETWORKS INC
P
2016-12-05
2020-02-03
16 ADOBE INC
P
2015-08-26
2020-02-06
1 ADOBE INC
P
2016-02-12
2020-02-06
94 AMERICAN AIRLS GROUP INC
P
2015-07-08
2020-02-06
34 AMERICAN AIRLS GROUP INC
P
2016-11-10
2020-02-06
80 AMERICAN AIRLS GROUP INC
P
2017-09-21
2020-02-06
35 AMERICAN AIRLS GROUP INC
P
2018-08-06
2020-02-06
89 AMERICAN AIRLS GROUP INC
P
2018-09-19
2020-02-06
6 NVIDIA CORPORATION
P
2019-11-18
2020-02-11
3 NVIDIA CORPORATION
P
2018-11-20
2020-02-11
3 NVIDIA CORPORATION
P
2018-12-10
2020-02-11
19 NVIDIA CORPORATION
P
2019-01-14
2020-02-11
3 NVIDIA CORPORATION
P
2019-01-28
2020-02-11
6 NVIDIA CORPORATION
P
2019-01-28
2020-02-11
5 NVIDIA CORPORATION
P
2019-01-28
2020-02-11
1 NVIDIA CORPORATION
P
2019-01-28
2020-02-11
13 NVIDIA CORPORATION
P
2019-01-28
2020-02-11
21 AMERICAN AIRLS GROUP INC
P
2018-08-06
2020-02-13
120 AMERICAN AIRLS GROUP INC
P
2018-10-24
2020-02-13
21 CITIGROUP INC NEW
P
2015-02-12
2020-02-13
188 HALLIBURTON CO
P
2018-04-19
2020-02-13
3 SCHLUMBERGER LTD
P
2014-12-05
2020-02-13
31 SCHLUMBERGER LTD
P
2014-12-08
2020-02-13
8 SCHLUMBERGER LTD
P
2014-12-08
2020-02-13
26 SCHLUMBERGER LTD
P
2014-12-08
2020-02-13
15 SCHLUMBERGER LTD
P
2015-01-16
2020-02-13
35 SCHLUMBERGER LTD
P
2015-10-27
2020-02-13
17 SCHLUMBERGER LTD
P
2015-10-27
2020-02-13
8 SCHLUMBERGER LTD
P
2015-10-27
2020-02-13
50 SCHLUMBERGER LTD
P
2015-12-21
2020-02-13
15 SCHLUMBERGER LTD
P
2015-12-21
2020-02-13
63 SCHLUMBERGER LTD
P
2016-04-04
2020-02-13
84 SCHLUMBERGER LTD
P
2017-12-20
2020-02-13
97 NORWEGIAN CRUISE LINE HLDG LTD
P
2019-09-10
2020-02-14
83 AMERICAN AIRLS GROUP INC
P
2019-06-06
2020-02-24
46 AMERICAN AIRLS GROUP INC
P
2018-10-24
2020-02-24
158 HALLIBURTON CO
P
2019-05-28
2020-02-24
73 HALLIBURTON CO
P
2019-06-06
2020-02-24
16 HALLIBURTON CO
P
2018-04-19
2020-02-24
28 NORWEGIAN CRUISE LINE HLDG LTD
P
2019-09-10
2020-02-24
45 NORWEGIAN CRUISE LINE HLDG LTD
P
2019-11-08
2020-02-24
96 SCHLUMBERGER LTD
P
2017-12-20
2020-02-24
16 SCHLUMBERGER LTD
P
2018-08-16
2020-02-24
47 SCHLUMBERGER LTD
P
2018-08-16
2020-02-24
1 SCHLUMBERGER LTD
P
2018-09-10
2020-02-24
10 SCHLUMBERGER LTD
P
2018-09-10
2020-02-25
30 SCHLUMBERGER LTD
P
2018-09-10
2020-02-25
135 SCHLUMBERGER LTD
P
2018-10-30
2020-02-25
2 AERCAP HOLDINGS N.V.
P
2016-01-25
2020-02-26
67 AERCAP HOLDINGS N.V.
P
2016-02-12
2020-02-26
3 FLUOR CORP NEW
P
2011-10-04
2020-02-26
9 LINDE PLC
P
2017-11-09
2020-02-26
11 LINDE PLC
P
2017-11-17
2020-02-26
2 LINDE PLC
P
2018-02-09
2020-02-26
1 LOGMEIN INC COM
P
2013-06-26
2020-02-26
1 LOGMEIN INC COM
P
2013-12-04
2020-02-26
3 LOGMEIN INC COM
P
2013-12-04
2020-02-26
3 LOGMEIN INC COM
P
2013-12-04
2020-02-26
3 LOGMEIN INC COM
P
2013-12-04
2020-02-26
132 AERCAP HOLDINGS N.V.
P
2016-02-12
2020-02-27
8 ECOLAB INC
P
2016-01-06
2020-02-27
15 FLUOR CORP NEW
P
2011-10-04
2020-02-27
24 FLUOR CORP NEW
P
2016-06-28
2020-02-27
31 FLUOR CORP NEW
P
2016-06-28
2020-02-28
114 FLUOR CORP NEW
P
2016-06-28
2020-02-28
8 LINDE PLC
P
2018-02-09
2020-02-28
27 D R HORTON INC
P
2017-02-09
2020-03-02
72 EBAY INC
P
2018-11-28
2020-03-02
2 LINDE PLC
P
2017-11-13
2020-03-02
6 LINDE PLC
P
2018-02-06
2020-03-02
16 JOHNSON & JOHNSON
P
2019-12-30
2020-03-03
31 MAGNA INTERNATIONAL INC
P
2018-10-30
2020-03-03
35 ORACLE CORP
P
2017-12-08
2020-03-03
7 LINDE PLC
P
2017-11-13
2020-03-04
8 PULTE GROUP INC
P
2018-11-08
2020-03-04
40 PULTE GROUP INC
P
2019-01-29
2020-03-04
1 CHARLES SCHWAB NEW
P
2019-03-20
2020-03-05
9 CHARLES SCHWAB NEW
P
2019-03-20
2020-03-05
47 CHARLES SCHWAB NEW
P
2012-03-20
2020-03-05
48 MAGNA INTERNATIONAL INC
P
2015-09-25
2020-03-05
3 MAGNA INTERNATIONAL INC
P
2016-06-28
2020-03-05
58 MAGNA INTERNATIONAL INC
P
2018-10-30
2020-03-05
22 ORACLE CORP
P
2017-12-08
2020-03-05
10 ORACLE CORP
P
2017-12-15
2020-03-05
42 PULTE GROUP INC
P
2018-11-08
2020-03-05
6 LINDE PLC
P
2017-11-10
2020-03-06
3 LINDE PLC
P
2017-11-13
2020-03-06
11 LINDE PLC
P
2017-11-15
2020-03-06
4 MC CORMICK AND CO NON VOTING
P
2019-02-05
2020-03-06
6 MC CORMICK AND CO NON VOTING
P
2019-02-13
2020-03-06
13 ANHEUSER BUSCH INBEV SA SPON
P
2018-03-06
2020-03-09
14 ANHEUSER BUSCH INBEV SA SPON
P
2018-05-14
2020-03-09
12 CHARLES SCHWAB NEW
P
2012-03-20
2020-03-09
45 CHARLES SCHWAB NEW
P
2012-03-20
2020-03-09
6 MC CORMICK AND CO NON VOTING
P
2019-01-31
2020-03-09
2 MC CORMICK AND CO NON VOTING
P
2019-02-05
2020-03-09
3 W W GRAINGER INC
P
2014-06-11
2020-03-09
1 W W GRAINGER INC
P
2018-10-17
2020-03-09
4 W W GRAINGER INC
P
2018-10-19
2020-03-09
2 W W GRAINGER INC
P
2018-10-24
2020-03-09
84 AT&T INC
P
2016-12-15
2020-03-10
19 IPG PHOTONICS CORP
P
2018-10-29
2020-03-10
4 MC CORMICK AND CO NON VOTING
P
2019-01-30
2020-03-10
44 NEWMONT CORPORATION
P
2019-03-01
2020-03-10
63 VERIZON COMMUNICATIONS
P
2020-02-13
2020-03-10
56 GAMING & LEISURE PPTYS INC COM
P
2019-08-08
2020-03-11
98 EBAY INC
P
2018-11-28
2020-03-12
78 GAMING & LEISURE PPTYS INC COM
P
2019-08-08
2020-03-12
11 UNITEDHEALTH GP INC
P
2019-04-12
2020-03-12
4 UNITEDHEALTH GP INC
P
2019-04-12
2020-03-12
5 UNITEDHEALTH GP INC
P
2013-04-18
2020-03-12
21 UNITEDHEALTH GP INC
P
2013-10-21
2020-03-12
14 GUARDANT HEALTH INC
P
2020-03-04
2020-03-13
10 JOHNSON & JOHNSON
P
2019-12-30
2020-03-13
32 JOHNSON & JOHNSON
P
2019-03-01
2020-03-13
3 MC CORMICK AND CO NON VOTING
P
2019-01-28
2020-03-13
1 MC CORMICK AND CO NON VOTING
P
2019-01-30
2020-03-13
229 DESIGNER BRANDS INC CL A
P
2020-01-06
2020-03-16
34 HORIZON THERAPEUTICS PUB LTD
P
2017-04-11
2020-03-16
217 HORIZON THERAPEUTICS PUB LTD
P
2017-04-27
2020-03-16
46 ORACLE CORP
P
2017-12-15
2020-03-16
11 MC CORMICK AND CO NON VOTING
P
2017-08-09
2020-03-17
11 BERKSHIRE HATHAWAY CL-B NEW
P
2019-02-25
2020-03-18
8 GILEAD SCIENCE
P
2020-02-06
2020-03-18
66 GILEAD SCIENCE
P
2016-05-25
2020-03-18
31 HALLIBURTON CO
P
2019-06-06
2020-03-18
246 HALLIBURTON CO
P
2019-08-22
2020-03-18
3 MC CORMICK AND CO NON VOTING
P
2017-10-04
2020-03-18
1 MC CORMICK AND CO NON VOTING
P
2019-01-28
2020-03-18
5 MC CORMICK AND CO NON VOTING
P
2019-01-29
2020-03-18
91 CINEMARK HOLDINGS INC.
P
2019-12-03
2020-03-19
17 CINEMARK HOLDINGS INC.
P
2019-12-03
2020-03-19
77 CINEMARK HOLDINGS INC.
P
2019-12-03
2020-03-19
8 JOHNSON & JOHNSON
P
2019-05-30
2020-03-19
2 JOHNSON & JOHNSON
P
2019-05-30
2020-03-19
2 JOHNSON & JOHNSON
P
2019-08-27
2020-03-19
25 JOHNSON & JOHNSON
P
2019-03-01
2020-03-19
33 MOHAWK INDUSTRIES INC
P
2018-10-24
2020-03-19
35 MOHAWK INDUSTRIES INC
P
2018-10-26
2020-03-19
14 MOHAWK INDUSTRIES INC
P
2018-10-30
2020-03-19
72.999 VERIZON COMMUNICATIONS
P
2020-02-13
2020-03-19
18.001 VERIZON COMMUNICATIONS
P
2020-02-13
2020-03-19
63 VERIZON COMMUNICATIONS
P
2020-01-29
2020-03-19
25 AT&T INC
P
2020-02-06
2020-03-20
15 CINEMARK HOLDINGS INC.
P
2019-12-03
2020-03-20
17 CINEMARK HOLDINGS INC.
P
2019-11-16
2020-03-20
77 CINEMARK HOLDINGS INC.
P
2019-11-24
2020-03-20
27 E*TRADE FINANCIAL CORP NEW COM
P
2019-03-25
2020-03-20
103 E*TRADE FINANCIAL CORP NEW COM
P
2018-12-19
2020-03-20
2 AMAZON COM INC
P
2014-04-25
2020-03-24
3 JOHNSON & JOHNSON
P
2019-08-27
2020-03-24
48 ORACLE CORP
P
2017-12-15
2020-03-25
47 ORACLE CORP
P
2018-03-20
2020-03-25
1 BIOGEN INC COM
P
2009-07-16
2020-03-27
1 BIOGEN INC COM
P
2009-07-16
2020-03-27
2 BIOGEN INC COM
P
2009-07-16
2020-03-27
3 BIOGEN INC COM
P
2009-07-16
2020-03-27
5 BIOGEN INC COM
P
2009-10-21
2020-03-27
10 BIOGEN INC COM
P
2016-12-08
2020-03-27
8 BIOGEN INC COM
P
2018-05-02
2020-03-27
4 BIOGEN INC COM
P
2018-05-02
2020-03-27
32 BP PLC ADS
P
2011-04-05
2020-03-27
37 BP PLC ADS
P
2011-04-15
2020-03-27
3 BP PLC ADS
P
2012-07-19
2020-03-27
70 CANADIAN NATURAL RESOURCES LTD
P
2014-05-15
2020-03-27
70 CANADIAN NATURAL RESOURCES LTD
P
2014-08-08
2020-03-27
18 CHEVRON CORP
P
2019-02-25
2020-03-27
51 CHEVRON CORP
P
2019-02-25
2020-03-27
29 CONOCOPHILLIPS
P
2020-03-02
2020-03-27
162 CONOCOPHILLIPS
P
2017-05-30
2020-03-27
23 ROYAL DUTCH SHELL PLC CL B
P
2019-03-20
2020-03-27
60 ROYAL DUTCH SHELL PLC CL B
P
2019-03-20
2020-03-27
1 AMGEN INC
P
2020-03-19
2020-03-30
156 CANADIAN NATURAL RESOURCES LTD
P
2014-03-27
2020-03-31
66 CANADIAN NATURAL RESOURCES LTD
P
2014-04-08
2020-03-31
3 CANADIAN NATURAL RESOURCES LTD
P
2014-05-15
2020-03-31
48 CANADIAN NATURAL RESOURCES LTD
P
2018-06-18
2020-03-31
70 CANADIAN NATURAL RESOURCES LTD
P
2014-04-28
2020-03-31
70 CANADIAN NATURAL RESOURCES LTD
P
2014-07-22
2020-03-31
17 BP PLC ADS
P
2012-07-19
2020-04-01
59 BP PLC ADS
P
2012-07-19
2020-04-01
120 BP PLC ADS
P
2014-10-27
2020-04-01
3 BP PLC ADS
P
2012-06-24
2020-04-01
43 CANADIAN NATURAL RESOURCES LTD
P
2014-03-18
2020-04-01
3 CANADIAN NATURAL RESOURCES LTD
P
2014-04-24
2020-04-01
71 CANADIAN NATURAL RESOURCES LTD
P
2018-06-18
2020-04-02
156 CANADIAN NATURAL RESOURCES LTD
P
2014-03-06
2020-04-02
23 CANADIAN NATURAL RESOURCES LTD
P
2014-03-18
2020-04-02
48 CANADIAN NATURAL RESOURCES LTD
P
2018-05-28
2020-04-02
0.5 OTIS WORLDWIDE CORP
P
2020-02-26
2020-04-03
2 HOME DEPOT INC
P
2009-07-02
2020-04-06
16 HOME DEPOT INC
P
2011-05-12
2020-04-06
69 AT&T INC
P
2020-02-06
2020-04-07
65 AT&T INC
P
2016-12-15
2020-04-07
101 AT&T INC
P
2017-10-11
2020-04-07
17 CARRIER GLOBAL CORPORATION
P
2020-02-26
2020-04-09
13 CARRIER GLOBAL CORPORATION
P
2020-02-27
2020-04-09
16 CARRIER GLOBAL CORPORATION
P
2020-02-28
2020-04-09
13 CARRIER GLOBAL CORPORATION
P
2020-03-02
2020-04-09
16 CARRIER GLOBAL CORPORATION
P
2020-03-03
2020-04-09
6 CARRIER GLOBAL CORPORATION
P
2020-03-13
2020-04-09
20 CARRIER GLOBAL CORPORATION
P
2020-03-24
2020-04-09
34 STANLEY BLACK & DECKER INC
P
2020-03-19
2020-04-09
7 WALT DISNEY CO HLDG CO
P
2016-08-30
2020-04-09
3 WALT DISNEY CO HLDG CO
P
2016-08-30
2020-04-09
21 WALT DISNEY CO HLDG CO
P
2019-01-22
2020-04-09
4 AKAMAI TECHNOLOGIES INC
P
2015-12-16
2020-04-13
15 AKAMAI TECHNOLOGIES INC
P
2016-09-29
2020-04-13
65 NEWMONT CORPORATION
P
2019-03-01
2020-04-13
31 ROYAL DUTCH SHELL PLC CL B
P
2020-03-10
2020-04-15
4 ROYAL DUTCH SHELL PLC CL B
P
2020-03-30
2020-04-15
72 ROYAL DUTCH SHELL PLC CL B
P
2019-03-20
2020-04-15
23 ROYAL DUTCH SHELL PLC CL B
P
2019-02-23
2020-04-15
60 ROYAL DUTCH SHELL PLC CL B
P
2019-03-03
2020-04-15
66 GILEAD SCIENCE
P
2020-02-06
2020-04-17
72 NEWMONT CORPORATION
P
2019-03-01
2020-04-17
2 NVIDIA CORPORATION
P
2019-01-28
2020-04-20
1 NVIDIA CORPORATION
P
2019-01-30
2020-04-20
7 PIONEER NATURAL RESOURCES CO
P
2019-05-08
2020-04-20
5 PIONEER NATURAL RESOURCES CO
P
2019-05-29
2020-04-20
2 PIONEER NATURAL RESOURCES CO
P
2017-02-24
2020-04-20
1 PIONEER NATURAL RESOURCES CO
P
2017-02-24
2020-04-21
5 PIONEER NATURAL RESOURCES CO
P
2017-03-09
2020-04-21
2 PIONEER NATURAL RESOURCES CO
P
2017-03-09
2020-04-22
5 PIONEER NATURAL RESOURCES CO
P
2017-04-25
2020-04-22
3 PIONEER NATURAL RESOURCES CO
P
2017-05-08
2020-04-22
45 NEWMONT CORPORATION
P
2019-03-01
2020-04-23
45 ABBVIE INC COM
P
2019-07-01
2020-04-27
9 ADOBE INC
P
2015-08-26
2020-04-27
14 ALEXION PHARM INC
P
2016-01-28
2020-04-27
9 ALEXION PHARM INC
P
2016-02-01
2020-04-27
9 ALEXION PHARM INC
P
2016-02-03
2020-04-27
4 ALEXION PHARM INC
P
2016-02-12
2020-04-27
2 ALEXION PHARM INC
P
2016-09-08
2020-04-27
1 ALPHABET INC CL C
P
2015-01-12
2020-04-27
7 ALPHABET INC CL C
P
2016-06-23
2020-04-27
1 AMAZON COM INC
P
2019-10-25
2020-04-27
1 AMAZON COM INC
P
2019-11-04
2020-04-27
1 AMAZON COM INC
P
2014-04-25
2020-04-27
11 AUTODESK INC DELAWARE
P
2011-08-10
2020-04-27
20 AUTODESK INC DELAWARE
P
2012-08-24
2020-04-27
8 AUTODESK INC DELAWARE
P
2012-08-28
2020-04-27
16 BERKSHIRE HATHAWAY CL-B NEW
P
2016-02-12
2020-04-27
9 BERKSHIRE HATHAWAY CL-B NEW
P
2019-02-25
2020-04-27
20 BROADCOM INC
P
2020-03-19
2020-04-27
38 CITIGROUP INC NEW
P
2020-03-04
2020-04-27
49 CITIGROUP INC NEW
P
2020-03-10
2020-04-27
1 COSTCO WHOLESALE CORP NEW
P
2017-10-25
2020-04-27
4 COSTCO WHOLESALE CORP NEW
P
2019-01-04
2020-04-27
2 EQUINIX INC COM PAR $0.001
P
2018-02-23
2020-04-27
1 EQUINIX INC COM PAR $0.001
P
2018-03-13
2020-04-27
3 EQUINIX INC COM PAR $0.001
P
2018-10-16
2020-04-27
11 FACEBOOK INC CL-A
P
2018-08-27
2020-04-27
21 FACEBOOK INC CL-A
P
2018-08-27
2020-04-27
136 MARVELL TECH GROUP LTD
P
2019-04-11
2020-04-27
34 MEDTRONIC PLC SHS
P
2017-03-28
2020-04-27
1 NUANCE COMMUNICATIONS INC
P
2014-03-18
2020-04-27
47 NUANCE COMMUNICATIONS INC
P
2014-03-20
2020-04-27
90 NUANCE COMMUNICATIONS INC
P
2014-03-24
2020-04-27
2 PIONEER NATURAL RESOURCES CO
P
2017-05-04
2020-04-27
3 PIONEER NATURAL RESOURCES CO
P
2017-05-05
2020-04-27
4 PIONEER NATURAL RESOURCES CO
P
2017-05-08
2020-04-27
19 THERMO FISHER SCIENTIFIC
P
2011-05-12
2020-04-27
295 TWO HARBORS INVESTMENT CORP
P
2020-02-28
2020-04-27
108 TWO HARBORS INVESTMENT CORP
P
2020-03-05
2020-04-27
181 TWO HARBORS INVESTMENT CORP
P
2020-03-11
2020-04-27
321 TWO HARBORS INVESTMENT CORP
P
2019-03-19
2020-04-27
7 UNITED PARCEL SER INC CL-B
P
2019-08-26
2020-04-27
13 UNITED PARCEL SER INC CL-B
P
2019-10-02
2020-04-27
5 UNITED PARCEL SER INC CL-B
P
2017-02-07
2020-04-27
8 UNITEDHEALTH GP INC
P
2020-04-07
2020-04-27
6 UNITEDHEALTH GP INC
P
2020-04-07
2020-04-27
6 UNITEDHEALTH GP INC
P
2013-04-18
2020-04-27
7 VERTEX PHARMACEUTICALS
P
2011-06-09
2020-04-27
2 VERTEX PHARMACEUTICALS
P
2011-08-10
2020-04-27
18 VERTEX PHARMACEUTICALS
P
2016-11-02
2020-04-27
33 ZOETIS INC CLASS-A
P
2013-10-30
2020-04-27
19.865 OCCIDENTAL PETROLEUM CORP DE
P
2019-08-09
2020-04-29
2.934 OCCIDENTAL PETROLEUM CORP DE
P
2019-08-09
2020-04-29
42.837 OCCIDENTAL PETROLEUM CORP DE
P
2019-08-09
2020-04-29
8.215 OCCIDENTAL PETROLEUM CORP DE
P
2019-08-09
2020-04-29
2.347 OCCIDENTAL PETROLEUM CORP DE
P
2019-08-09
2020-04-29
4.694 OCCIDENTAL PETROLEUM CORP DE
P
2019-08-09
2020-04-29
4.108 OCCIDENTAL PETROLEUM CORP DE
P
2019-08-09
2020-04-29
78 OCCIDENTAL PETROLEUM CORP DE
P
2020-03-02
2020-04-29
8 PIONEER NATURAL RESOURCES CO
P
2017-05-04
2020-04-29
2 PIONEER NATURAL RESOURCES CO
P
2017-07-20
2020-04-29
18 CANADIAN NATURAL RESOURCES LTD
P
2018-05-26
2020-04-30
31 CARMAX INC
P
2020-04-03
2020-04-30
10 FACEBOOK INC CL-A
P
2018-08-27
2020-04-30
26 FACEBOOK INC CL-A
P
2018-08-27
2020-04-30
7 PIONEER NATURAL RESOURCES CO
P
2017-08-02
2020-04-30
9 MOLSON COORS BEVERAGE CO CL B
P
2017-07-12
2020-05-07
0.538 ABBVIE INC COM
P
2020-05-11
2020-05-11
13 ALLERGAN PLC SHS
P
2009-07-30
2020-05-11
12 ALLERGAN PLC SHS
P
2010-02-11
2020-05-11
23 ALLERGAN PLC SHS
P
2010-05-11
2020-05-11
1 ALLERGAN PLC SHS
P
2011-04-04
2020-05-11
3 ALLERGAN PLC SHS
P
2013-02-15
2020-05-11
5 ALLERGAN PLC SHS
P
2015-10-21
2020-05-11
8 ALLERGAN PLC SHS
P
2016-05-04
2020-05-11
26 ALLERGAN PLC SHS
P
2016-12-08
2020-05-11
2 ALLERGAN PLC SHS
P
2018-02-14
2020-05-11
23 MICROSOFT CORP
P
2015-03-03
2020-05-12
15 FACEBOOK INC CL-A
P
2018-08-23
2020-05-13
6 FACEBOOK INC CL-A
P
2018-08-27
2020-05-13
7 FACEBOOK INC CL-A
P
2018-09-10
2020-05-13
39 FIVE BELOW
P
2020-03-27
2020-05-15
48 FIVE BELOW
P
2020-04-02
2020-05-15
165 CANADIAN NATURAL RESOURCES LTD
P
2017-03-02
2020-05-19
13 CANADIAN NATURAL RESOURCES LTD
P
2018-06-18
2020-05-19
53 CANADIAN NATURAL RESOURCES LTD
P
2018-05-26
2020-05-19
2 HONEYWELL INTERNATIONAL INC
P
2017-03-08
2020-05-19
13 HONEYWELL INTERNATIONAL INC
P
2017-03-10
2020-05-19
13 HONEYWELL INTERNATIONAL INC
P
2017-03-15
2020-05-19
11 MICROSOFT CORP
P
2015-03-03
2020-05-21
0.102 LIBERTY MEDIA CORP DEL
P
2020-03-02
2020-05-26
5.898 LIBERTY MEDIA CORP DEL
P
2008-06-23
2020-05-26
3 LIBERTY MEDIA CORP DEL
P
2008-06-23
2020-05-26
39 CARMAX INC
P
2020-04-03
2020-05-27
6 HONEYWELL INTERNATIONAL INC
P
2017-03-08
2020-05-27
2 ULTA BEAUTY INC
P
2020-03-19
2020-05-27
6 ULTA BEAUTY INC
P
2020-03-19
2020-05-27
4 ULTA BEAUTY INC
P
2020-05-21
2020-05-27
1 ULTA BEAUTY INC
P
2020-05-22
2020-05-27
8 OTIS WORLDWIDE CORP
P
2020-02-26
2020-05-28
6.5 OTIS WORLDWIDE CORP
P
2020-02-27
2020-05-28
1.5 OTIS WORLDWIDE CORP
P
2020-03-03
2020-05-28
8 OTIS WORLDWIDE CORP
P
2020-02-28
2020-05-29
6.5 OTIS WORLDWIDE CORP
P
2020-03-02
2020-05-29
6.5 OTIS WORLDWIDE CORP
P
2020-03-03
2020-05-29
3 OTIS WORLDWIDE CORP
P
2020-03-13
2020-05-29
2 OTIS WORLDWIDE CORP
P
2020-03-24
2020-05-29
45 CARMAX INC
P
2020-04-03
2020-06-01
8 OTIS WORLDWIDE CORP
P
2020-03-24
2020-06-01
5 OTIS WORLDWIDE CORP
P
2020-04-09
2020-06-01
5 HONEYWELL INTERNATIONAL INC
P
2017-03-08
2020-06-02
4 HONEYWELL INTERNATIONAL INC
P
2017-03-13
2020-06-02
8 HONEYWELL INTERNATIONAL INC
P
2017-03-13
2020-06-04
1 HONEYWELL INTERNATIONAL INC
P
2017-03-16
2020-06-04
46 CHARLES SCHWAB NEW
P
2020-04-15
2020-06-05
1 CHARLES SCHWAB NEW
P
2019-03-25
2020-06-05
9 CHARLES SCHWAB NEW
P
2019-03-25
2020-06-05
23 EASTMAN CHEMICAL COMPANY
P
2017-01-27
2020-06-09
7 EASTMAN CHEMICAL COMPANY
P
2017-07-12
2020-06-09
52 EASTMAN CHEMICAL COMPANY
P
2018-10-30
2020-06-09
7 HONEYWELL INTERNATIONAL INC
P
2017-03-16
2020-06-09
271 FREEPORT-MCMORAN CL-B
P
2020-01-28
2020-06-11
162 FREEPORT-MCMORAN CL-B
P
2016-09-12
2020-06-11
39 FREEPORT-MCMORAN CL-B
P
2018-12-28
2020-06-11
272 FREEPORT-MCMORAN CL-B
P
2018-12-28
2020-06-11
4 HONEYWELL INTERNATIONAL INC
P
2017-03-09
2020-06-11
5 HONEYWELL INTERNATIONAL INC
P
2017-03-16
2020-06-11
18 CHARLES SCHWAB NEW
P
2020-04-15
2020-06-12
111 ALCOA CORP
P
2020-05-19
2020-06-16
31 CHARLES SCHWAB NEW
P
2020-04-15
2020-06-16
113 ESSENT GROUP LTD COM
P
2020-03-05
2020-06-16
6 HONEYWELL INTERNATIONAL INC
P
2017-03-09
2020-06-16
12 HONEYWELL INTERNATIONAL INC
P
2017-03-27
2020-06-16
3 ALPHABET INC CL A
P
2009-07-02
2020-06-18
7 ALPHABET INC CL A
P
2011-03-07
2020-06-18
3 ALPHABET INC CL A
P
2011-05-12
2020-06-18
2 ALPHABET INC CL A
P
2013-10-09
2020-06-18
83 MARVELL TECH GROUP LTD
P
2019-04-04
2020-06-19
5 MARVELL TECH GROUP LTD
P
2019-04-11
2020-06-19
116 MARVELL TECH GROUP LTD
P
2019-05-31
2020-06-19
44 CHARLES SCHWAB NEW
P
2020-04-15
2020-06-24
15 FACEBOOK INC CL-A
P
2020-06-18
2020-06-24
105 HORIZON THERAPEUTICS PUB LTD
P
2017-04-11
2020-06-24
42 CHART INDUSTRIES INC.
P
2020-02-24
2020-06-29
127 KKR & CO INC CL A
P
2020-03-09
2020-06-30
52 KKR & CO INC CL A
P
2020-03-12
2020-06-30
Unlocated Difference
P
2019-01-01
2019-01-01
Wash Sale
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
54
18
36
b
2,646
219
2,427
c
1,071
777
294
d
2,848
239
2,609
e
1,752
1,358
394
2,018
1,602
416
4,472
1,220
3,252
1,425
1,566
-141
1,005
871
134
53
34
19
2,063
1,605
458
3,088
2,012
1,076
4,730
4,956
-226
4,936
2,829
2,107
1,016
583
433
726
291
435
581
233
348
1,161
466
695
10,598
5,410
5,188
2,032
1,492
540
4
4
2,824
864
1,960
1,776
1,057
719
1,332
887
445
1,627
1,303
324
1,084
814
270
550
401
149
550
403
147
276
166
110
1,654
972
682
915
1,268
-353
2,403
3,266
-863
1,483
1,993
-510
114
156
-42
1,070
1,380
-310
357
442
-85
119
152
-33
616
736
-120
1,355
1,606
-251
3,602
3,313
289
1,081
957
124
2,342
2,074
268
3,933
1,016
2,917
589
336
253
1,179
647
532
5
6
-1
1,395
358
1,037
1,903
763
1,140
5,755
2,664
3,091
1,644
757
887
1,644
740
904
1,644
703
941
1,644
701
943
1,716
1,412
304
1,424
3,351
-1,927
339
798
-459
134
319
-185
302
695
-393
504
1,100
-596
269
579
-310
336
718
-382
259
66
193
8,553
2,901
5,652
1,253
905
348
1,671
1,276
395
2,628
2,071
557
181
109
72
816
524
292
2,892
3,141
-249
340
361
-21
3,651
2,211
1,440
1,605
1,417
188
991
346
645
991
333
658
2,686
657
2,029
1,496
499
997
4,152
986
3,166
2,226
496
1,730
1,052
1,175
-123
2,751
2,053
698
2,564
821
1,743
2,564
821
1,743
2,601
821
1,780
1,040
333
707
713
643
70
1,865
1,708
157
274
258
16
1,281
627
654
2,929
2,053
876
1,394
729
665
1,422
1,981
-559
31
44
-13
2,120
1,255
865
1,413
776
637
5,872
1,218
4,654
367
77
290
2,659
3,697
-1,038
962
1,451
-489
2,263
3,651
-1,388
990
1,346
-356
2,518
3,691
-1,173
1,630
1,264
366
815
446
369
815
453
362
5,160
2,850
2,310
815
408
407
1,630
815
815
1,348
680
668
272
136
136
3,506
1,767
1,739
632
807
-175
3,612
3,894
-282
1,658
1,069
589
4,138
9,830
-5,692
104
261
-157
1,071
2,615
-1,544
276
675
-399
898
2,193
-1,295
518
1,207
-689
1,209
2,704
-1,495
587
1,313
-726
276
618
-342
1,727
3,383
-1,656
518
1,015
-497
2,176
4,544
-2,368
2,901
5,487
-2,586
5,114
5,295
-181
2,117
2,506
-389
1,173
1,493
-320
3,187
3,640
-453
1,472
1,561
-89
323
837
-514
1,239
1,529
-290
1,990
2,347
-357
3,045
6,271
-3,226
507
1,002
-495
1,491
2,944
-1,453
32
60
-28
293
603
-310
878
1,808
-930
3,951
6,986
-3,035
109
62
47
3,666
1,868
1,798
36
138
-102
1,839
1,471
368
2,247
1,798
449
409
327
82
85
86
-1
85
49
36
255
196
59
255
173
82
255
221
34
6,889
3,680
3,209
1,508
862
646
153
692
-539
245
1,118
-873
292
1,444
-1,152
1,075
5,308
-4,233
1,512
1,308
204
1,462
806
656
2,548
2,128
420
389
327
62
1,166
981
185
2,182
2,324
-142
1,440
1,511
-71
1,741
1,730
11
1,414
1,144
270
347
194
153
1,735
1,050
685
35
45
-10
316
408
-92
1,649
726
923
2,231
2,273
-42
139
101
38
2,696
2,827
-131
1,070
1,087
-17
486
481
5
1,849
1,020
829
1,133
981
152
567
490
77
2,078
1,798
280
599
497
102
898
771
127
640
1,463
-823
690
1,340
-650
368
185
183
1,381
695
686
872
743
129
291
248
43
777
807
-30
259
281
-22
1,037
1,106
-69
518
549
-31
2,977
3,493
-516
2,263
2,659
-396
592
492
100
2,130
1,501
629
3,533
3,702
-169
2,205
2,103
102
3,315
2,896
419
2,690
2,929
-239
2,829
2,496
333
1,031
908
123
1,286
299
987
5,401
1,436
3,965
944
1,147
-203
1,284
1,453
-169
4,108
4,392
-284
399
363
36
133
123
10
1,283
3,748
-2,465
895
516
379
5,710
3,356
2,354
2,063
2,211
-148
1,451
1,058
393
1,874
2,254
-380
622
545
77
5,130
5,684
-554
135
663
-528
1,070
4,612
-3,542
423
299
124
141
121
20
706
605
101
1,059
3,086
-2,027
198
577
-379
896
2,612
-1,716
1,028
1,057
-29
257
264
-7
257
261
-4
3,212
3,431
-219
2,071
4,963
-2,892
2,197
4,126
-1,929
879
1,663
-784
3,989
4,289
-300
984
1,058
-74
3,443
3,845
-402
728
961
-233
162
509
-347
183
787
-604
830
3,453
-2,623
819
1,219
-400
3,124
4,550
-1,426
3,877
616
3,261
352
391
-39
2,274
2,307
-33
2,227
2,217
10
303
44
259
303
44
259
607
87
520
910
131
779
1,517
214
1,303
3,035
2,616
419
2,428
2,191
237
1,214
1,095
119
716
1,498
-782
828
1,662
-834
67
126
-59
658
2,837
-2,179
658
2,902
-2,244
1,265
2,164
-899
3,584
6,130
-2,546
849
1,392
-543
4,744
7,297
-2,553
702
1,497
-795
1,832
3,904
-2,072
205
202
3
2,108
5,961
-3,853
892
2,643
-1,751
41
122
-81
649
1,525
-876
946
3,302
-2,356
946
3,367
-2,421
429
713
-284
1,489
2,473
-984
3,029
5,021
-1,992
76
154
-78
580
1,831
-1,251
40
129
-89
1,024
2,256
-1,232
2,250
6,356
-4,106
332
979
-647
692
1,647
-955
21
37
-16
378
46
332
3,020
597
2,423
2,102
2,652
-550
1,980
2,703
-723
3,077
3,853
-776
247
445
-198
189
327
-138
233
385
-152
189
319
-130
233
401
-168
87
116
-29
291
315
-24
4,030
2,741
1,289
738
665
73
316
285
31
2,214
2,321
-107
376
211
165
1,412
793
619
3,884
2,218
1,666
1,032
1,119
-87
133
125
8
2,398
4,685
-2,287
766
1,817
-1,051
1,998
4,238
-2,240
5,449
4,494
955
4,197
2,457
1,740
579
272
307
290
135
155
507
1,069
-562
362
728
-366
145
370
-225
71
185
-114
355
923
-568
159
369
-210
397
888
-491
238
514
-276
2,840
1,536
1,304
3,812
3,289
523
3,137
685
2,452
1,557
2,065
-508
1,001
1,285
-284
1,001
1,278
-277
445
555
-110
222
258
-36
1,278
490
788
8,949
4,888
4,061
2,382
1,747
635
2,382
1,809
573
2,382
308
2,074
2,011
316
1,695
3,657
603
3,054
1,463
252
1,211
2,992
2,041
951
1,683
1,844
-161
5,369
3,782
1,587
1,773
2,508
-735
2,286
2,584
-298
309
162
147
1,236
822
414
1,404
795
609
702
401
301
2,105
1,219
886
2,074
1,948
126
3,959
3,719
240
3,728
3,038
690
3,440
2,748
692
20
14
6
926
671
255
1,773
1,301
472
149
330
-181
224
506
-282
298
686
-388
6,506
1,174
5,332
1,264
4,021
-2,757
463
1,517
-1,054
775
2,150
-1,375
1,375
4,478
-3,103
721
797
-76
1,339
1,497
-158
515
529
-14
2,352
2,027
325
1,764
1,520
244
1,764
359
1,405
1,890
341
1,549
540
86
454
4,860
1,403
3,457
4,231
1,068
3,163
325
920
-595
48
136
-88
701
1,984
-1,283
134
380
-246
38
109
-71
77
217
-140
67
190
-123
1,276
2,497
-1,221
694
1,321
-627
173
329
-156
302
601
-299
2,282
1,522
760
2,051
1,771
280
5,333
4,605
728
620
1,022
-402
343
785
-442
47
45
2
2,512
1,037
1,475
2,319
1,023
1,296
4,444
1,836
2,608
193
131
62
580
361
219
966
1,279
-313
1,546
1,712
-166
5,024
4,917
107
386
330
56
4,267
996
3,271
3,071
2,613
458
1,228
1,063
165
1,433
1,152
281
3,456
2,867
589
4,253
3,110
1,143
3,101
4,893
-1,792
244
413
-169
996
1,770
-774
267
243
24
1,738
1,584
154
1,738
1,583
155
2,033
476
1,557
1
1
48
48
24
24
3,424
1,914
1,510
891
730
161
498
283
215
1,494
850
644
996
879
117
249
219
30
414
586
-172
337
457
-120
78
105
-27
411
538
-127
334
446
-112
334
456
-122
154
163
-9
103
88
15
4,072
2,209
1,863
430
352
78
268
236
32
739
609
130
591
487
104
1,229
974
255
154
122
32
2,002
1,575
427
44
42
2
392
381
11
1,749
1,765
-16
532
601
-69
3,954
4,038
-84
1,110
851
259
2,677
3,040
-363
1,600
1,755
-155
385
411
-26
2,687
2,866
-179
584
486
98
730
608
122
653
616
37
1,303
882
421
1,151
1,062
89
4,293
5,199
-906
898
729
169
1,795
1,432
363
4,308
616
3,692
10,053
2,080
7,973
4,308
804
3,504
2,872
853
2,019
2,862
1,734
1,128
172
112
60
4,000
2,597
1,403
1,502
1,507
-5
3,628
3,519
109
5,724
1,594
4,130
1,934
2,798
-864
3,926
3,103
823
1,607
1,162
445
5
5
22,221
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
36
b
2,427
c
294
d
2,609
e
394
416
3,252
-141
134
19
458
1,076
-226
2,107
433
435
348
695
5,188
540
1,960
719
445
324
270
149
147
110
682
-353
-863
-510
-42
-310
-85
-33
-120
-251
289
124
268
2,917
253
532
-1
1,037
1,140
3,091
887
904
941
943
304
-1,927
-459
-185
-393
-596
-310
-382
193
5,652
348
395
557
72
292
-249
-21
1,440
188
645
658
2,029
997
3,166
1,730
-123
698
1,743
1,743
1,780
707
70
157
16
654
876
665
-559
-13
865
637
4,654
290
-1,038
-489
-1,388
-356
-1,173
366
369
362
2,310
407
815
668
136
1,739
-175
-282
589
-5,692
-157
-1,544
-399
-1,295
-689
-1,495
-726
-342
-1,656
-497
-2,368
-2,586
-181
-389
-320
-453
-89
-514
-290
-357
-3,226
-495
-1,453
-28
-310
-930
-3,035
47
1,798
-102
368
449
82
-1
36
59
82
34
3,209
646
-539
-873
-1,152
-4,233
204
656
420
62
185
-142
-71
11
270
153
685
-10
-92
923
-42
38
-131
-17
5
829
152
77
280
102
127
-823
-650
183
686
129
43
-30
-22
-69
-31
-516
-396
100
629
-169
102
419
-239
333
123
987
3,965
-203
-169
-284
36
10
-2,465
379
2,354
-148
393
-380
77
-554
-528
-3,542
124
20
101
-2,027
-379
-1,716
-29
-7
-4
-219
-2,892
-1,929
-784
-300
-74
-402
-233
-347
-604
-2,623
-400
-1,426
3,261
-39
-33
10
259
259
520
779
1,303
419
237
119
-782
-834
-59
-2,179
-2,244
-899
-2,546
-543
-2,553
-795
-2,072
3
-3,853
-1,751
-81
-876
-2,356
-2,421
-284
-984
-1,992
-78
-1,251
-89
-1,232
-4,106
-647
-955
-16
332
2,423
-550
-723
-776
-198
-138
-152
-130
-168
-29
-24
1,289
73
31
-107
165
619
1,666
-87
8
-2,287
-1,051
-2,240
955
1,740
307
155
-562
-366
-225
-114
-568
-210
-491
-276
1,304
523
2,452
-508
-284
-277
-110
-36
788
4,061
635
573
2,074
1,695
3,054
1,211
951
-161
1,587
-735
-298
147
414
609
301
886
126
240
690
692
6
255
472
-181
-282
-388
5,332
-2,757
-1,054
-1,375
-3,103
-76
-158
-14
325
244
1,405
1,549
454
3,457
3,163
-595
-88
-1,283
-246
-71
-140
-123
-1,221
-627
-156
-299
760
280
728
-402
-442
2
1,475
1,296
2,608
62
219
-313
-166
107
56
3,271
458
165
281
589
1,143
-1,792
-169
-774
24
154
155
1,557
1
48
24
1,510
161
215
644
117
30
-172
-120
-27
-127
-112
-122
-9
15
1,863
78
32
130
104
255
32
427
2
11
-16
-69
-84
259
-363
-155
-26
-179
98
122
37
421
89
-906
169
363
3,692
7,973
3,504
2,019
1,128
60
1,403
-5
109
4,130
-864
823
445
5
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
79,254
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
83,600
1,811,748
0.04614
2017
96,500
1,815,973
0.05314
2016
94,500
1,650,325
0.05726
2015
79,000
1,567,890
0.05039
2014
86,900
1,667,815
0.05210
2
Total
of line 1, column (d)
.....................
2
0.259034
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.051807
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
1,801,717
5
Multiply line 4 by line 3
......................
5
93,342
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
805
7
Add lines 5 and 6
........................
7
94,147
8
Enter qualifying distributions from Part XII, line 4
,.............
8
94,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,611
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
3
Add lines 1 and 2
...........................
3
1,611
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,611
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
520
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
520
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
35
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
1,126
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
VT
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
Harriet S Patrick
Telephone no.
(802) 425-2508
Located at
705 Cedar Beach Road
Charlotte
VT
ZIP+4
05445
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
Harriet S Patrick
President
0.50
0
705 Cedar Beach Road
Charlotte
,
VT
05445
Richard Cunningham
Vice President
0.50
0
705 Cedar Beach Road
Charlotte
,
VT
05445
C Dennis Hill
Director
0.50
0
121 Conner Way
Williston
,
VT
05495
Glen A Wright
Director
0.50
0
12380 SW 140th Loop
Dunnellon
,
FL
34432
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
1,746,546
b
Average of monthly cash balances
.......................
1b
82,608
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
1,829,154
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
3
Subtract line 2 from line 1d
.........................
3
1,829,154
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
27,437
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
1,801,717
6
Minimum investment return.
Enter 5% of line 5
..................
6
90,086
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
90,086
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,611
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,611
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
88,475
4
Recoveries of amounts treated as qualifying distributions
................
4
5
Add lines 3 and 4
............................
5
88,475
6
Deduction from distributable amount (see instructions)
.................
6
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
88,475
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
94,000
b
Program-related investments—total from Part IX-B
..................
1b
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
94,000
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
94,000
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
88,475
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
b
Total for prior years:
20
,
20
,
20
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
7,174
b
From 2015
......
1,850
c
From 2016
......
14,424
d
From 2017
......
8,423
e
From 2018
......
f
Total
of lines 3a through e
........
31,871
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
94,000
a
Applied to 2018, but not more than line 2a
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
88,475
e
Remaining amount distributed out of corpus
5,525
5
Excess distributions carryover applied to 2019.
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
37,396
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
7,174
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
30,222
10
Analysis of line 9:
a
Excess from 2015
....
1,850
b
Excess from 2016
....
14,424
c
Excess from 2017
....
8,423
d
Excess from 2018
....
e
Excess from 2019
....
5,525
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
The Robert Fleming Jane Patrick Fou
PO Box 234
Charlotte
,
VT
05445
(802) 425-2508
b
The form in which applications should be submitted and information and materials they should include:
Written request for support to include description of charitable organization, detailed description of program/project requested grant to support and copy of requesting organization's federal tax exemption as a Sec501(c)(3) organization.
c
Any submission deadlines:
None
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
All awards limited to organizations serving Vermont activities.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Vermont Foodbank
33 Parker Road
Barre
,
VT
05641
None
PC
Program Support
38,500
Faith in Action Northern Comm
71 Depot Street
Lyndonville
,
VT
05851
None
PC
Program Support
5,000
Hope
282 Boardman St Ste 1A
Middlebury
,
VT
05753
None
501(c)(3)
Operating Activities
10,000
NEKCA - Northeast Kingdom Com Actio
PO Box 346
Newport
,
VT
05855
None
PC
Warmth Program
3,000
CVCAC - Central VT Comm Action Coun
20 Gable Place
Berlin
,
VT
05602
None
PC
Warmth Program
3,000
Age Well
76 Pearl Street Suite 201
Essex Jct
,
VT
05453
None
PC
Program Support
5,000
John Graham Shelter
69 Main Street
Vergennes
,
VT
05491
None
PC
Program Support
3,000
Camp Thorpe
PO Box 82
Brandon
,
VT
05733
None
PC
Program Support
1,000
Connecting Hope
92 Summer Street
Barre
,
VT
05641
None
PC
Program Support
1,000
Charlotte Library
PO Box 120
Charlotte
,
VT
05445
None
GOV
Program Support
5,000
United Way of Addison County
Box 555
Middlebury
,
VT
05753
None
PC
Program Support
10,000
Charlotte Foodshelf
403 Churchhill Road
Charlotte
,
VT
05445
None
PC
Program Support
3,000
Vergennes Foodshelf
30 S Water Street
Vergennes
,
VT
05491
None
PC
Program Support
3,000
United Methodist Church WRJ
106 Gates Street
White River Junction
,
VT
05001
None
PC
Program Support
1,000
Good Samaritan Haven
PO Box 1104
Barre
,
VT
05641
None
PC
Program Support
2,500
Total
.................................
3a
94,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
14
2,737
4
Dividends and interest from securities
....
14
30,617
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
39
8
Gain or (loss) from sales of assets other than
inventory
............
57,033
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
33,393
57,033
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
90,426
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
19009920
Software Version:
2019v5.0
Form 990PF - Special Condition Description:
Special Condition Description