-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
MARGARET M DECKER FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
46-5264770
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
3,915,540
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
68,197
67,612
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
162,632
b
Gross sales price for all assets on line 6a
2,429,451
7
Capital gain net income (from Part IV, line 2)
...
162,632
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
7,942
12
Total.
Add lines 1 through 11
........
238,771
230,244
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
2,500
0
0
2,500
c
Other professional fees (attach schedule)
....
35,518
21,311
14,207
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
6,053
1,553
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
42,408
42,021
387
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
86,479
64,885
0
17,094
25
Contributions, gifts, grants paid
.......
0
0
26
Total expenses and disbursements.
Add lines 24 and 25
86,479
64,885
0
17,094
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
152,292
b
Net investment income
(if negative, enter -0-)
165,359
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
425
24,208
24,208
2
Savings and temporary cash investments
.........
162,100
116,254
116,254
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,526,055
1,585,683
2,072,509
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,393,768
1,511,724
1,702,569
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,082,348
3,237,869
3,915,540
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
3,082,348
3,237,869
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
3,082,348
3,237,869
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,082,348
3,237,869
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,082,348
2
Enter amount from Part I, line 27a
.....................
2
152,292
3
Other increases not included in line 2 (itemize)
3
3,731
4
Add lines 1, 2, and 3
..........................
4
3,238,371
5
Decreases not included in line 2 (itemize)
5
502
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
3,237,869
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
18. AIA GROUP LTD
2017-06-23
2019-01-11
b
64. ABBVIE INC
2016-12-06
2019-01-04
c
80. ABBVIE INC
2016-12-06
2019-01-25
d
27. ABBVIE INC
2017-11-29
2019-01-25
e
48. ABBVIE INC
2018-02-05
2019-01-25
28. ABBVIE INC
2018-03-22
2019-01-25
36. ADOBE SYS INC COM
2016-07-08
2019-03-12
5. AIR PRODUCTS & CHEMICALS INC
2017-06-23
2019-05-28
3. AIR PRODUCTS & CHEMICALS INC
2017-06-23
2019-06-26
1. AIR PRODUCTS & CHEMICALS INC
2017-07-27
2019-06-26
2. AIR PRODUCTS & CHEMICALS INC
2017-07-27
2019-08-13
2. AIR PRODUCTS & CHEMICALS INC
2017-12-07
2019-11-06
2. AIR PRODUCTS & CHEMICALS INC
2018-01-22
2019-11-06
3. AIR PRODUCTS & CHEMICALS INC
2017-07-27
2019-11-06
16. AKAMAI TECHNOLOGIES INC
2016-07-08
2019-08-13
7256. ALLIANZ RCM SHORT
2019-01-11
2019-03-12
71. ALLISON TRANSMISSION HOLDINGS INC
2017-09-26
2019-03-12
311. ALLISON TRANSMISSION HOLDINGS INC
2017-08-18
2019-03-12
4. ALPHABET INC SHS CL C
2016-07-08
2019-03-12
5. ALPHABET INC SHS CL A
2016-01-04
2019-03-12
11. ALPHABET INC SHS CL A
2016-01-04
2019-03-12
9. AMAZON COM INC
2015-11-02
2019-03-12
10. AMAZON COM INC
2015-11-02
2019-03-12
87. AMERICAN EXPRESS CO
2016-11-04
2019-01-17
12. AMERICAN EXPRESS CO
2017-07-10
2019-03-12
29. AMERICAN EXPRESS CO
2017-01-27
2019-03-12
42. AMERICAN EXPRESS CO
2016-11-04
2019-03-12
74. AMERICAN EXPRESS CO
2016-07-08
2019-03-12
44. ANHEUSER-BUSCH INBEV ADR
2016-07-08
2019-11-04
3. ANSYS INC
2018-06-21
2019-10-10
7. APPLE INC
2017-06-23
2019-03-12
40. APPLE INC
2017-07-10
2019-03-12
13. APPLE INC
2016-09-29
2019-03-12
117. APPLE INC
2015-11-02
2019-03-12
2. APPLE INC
2017-07-10
2019-04-12
14. APPLE INC
2017-08-23
2019-04-12
5. APPLE INC
2018-01-22
2019-04-12
13. APPLE INC
2017-10-24
2019-04-12
31. ASSA ABLOY AB ADR
2017-06-23
2019-01-11
7. AUTODESK INC COM
2017-06-23
2019-01-16
19. BIOGEN INC
2016-05-16
2019-04-03
3. BIOGEN INC
2016-05-16
2019-04-05
1. BIOGEN INC
2016-05-16
2019-04-05
3. BIOGEN INC
2016-05-16
2019-04-05
10. BIOGEN INC
2016-05-16
2019-04-09
2. BIOGEN INC
2016-07-08
2019-04-11
1. BIOGEN INC
2016-05-16
2019-04-11
6. BIOGEN INC
2016-05-16
2019-04-11
16. BIOGEN INC
2016-07-08
2019-04-16
1. BIOGEN INC
2017-07-26
2019-04-16
2. BIOGEN INC
2017-07-26
2019-05-10
3. BIOGEN INC
2019-01-11
2019-05-10
7. BIOGEN INC
2018-06-27
2019-05-10
9. BIOGEN INC
2018-02-28
2019-05-10
11. BIOGEN INC
2018-01-22
2019-05-10
5. BIOGEN INC
2018-01-16
2019-05-10
45. BLACKROCK INC CL A
2015-11-02
2019-02-08
6. BLACKROCK INC CL A
2015-11-02
2019-03-12
6. BLACKROCK INC CL A
2015-11-02
2019-03-19
2. BLACKROCK INC CL A
2015-11-02
2019-12-10
4. BLACKROCK INC CL A
2015-11-02
2019-12-13
31. BOEING CO/THE
2018-06-01
2019-03-12
21. BOEING CO/THE
2018-05-01
2019-03-12
9. BOEING CO/THE
2018-10-26
2019-03-12
4. BOEING CO/THE
2018-12-18
2019-03-12
7. BOOKING HLDGS INC
2018-12-28
2019-03-12
2. BOOKING HLDGS INC
2019-01-17
2019-03-12
2. BOOKING HLDGS INC
2019-01-24
2019-03-12
3. BOOKING HLDGS INC
2019-01-25
2019-03-26
3. BOOKING HLDGS INC
2019-01-24
2019-03-26
12. BOSTON SCIENTIFIC CORPORATION
2018-12-03
2019-01-11
57. BRISTOL MYERS SQUIBB CO COM
2019-02-07
2019-03-12
10. BROOKFIELD ASSET MANAGEMENT INC
2017-06-23
2019-04-25
19. BUNZL PLC
2018-05-01
2019-01-11
17. CAE INC
2017-09-29
2019-01-11
2. CDK GLOBAL INC
2018-08-02
2019-01-30
4. CDK GLOBAL INC
2018-07-27
2019-01-30
1. CDK GLOBAL INC
2018-01-31
2019-01-30
4. CDK GLOBAL INC
2018-01-22
2019-01-30
11. CDK GLOBAL INC
2017-06-23
2019-01-30
5. CDK GLOBAL INC
2017-06-23
2019-01-30
11. CDK GLOBAL INC
2017-06-23
2019-02-19
2. CDK GLOBAL INC
2018-08-02
2019-02-19
61. CIGNA CORP
2018-11-26
2019-02-05
8. CANADIAN NATL RY CO
2017-06-23
2019-01-11
7. CARMAX INC
2017-06-23
2019-04-25
7. CATERPILLAR INC
2018-02-22
2019-08-26
17. CATERPILLAR INC
2018-02-06
2019-08-26
5. CATERPILLAR INC
2018-02-09
2019-08-26
9. CATERPILLAR INC
2018-03-01
2019-08-26
1. CATERPILLAR INC
2018-03-01
2019-08-28
7. CATERPILLAR INC
2018-03-13
2019-08-28
8. CATERPILLAR INC
2018-04-26
2019-08-28
4. CATERPILLAR INC
2018-06-27
2019-08-28
19. CATERPILLAR INC
2019-01-11
2019-09-04
1. CATERPILLAR INC
2019-03-12
2019-09-04
20. CATERPILLAR INC
2019-03-12
2019-09-06
34. CELGENE CORP
2016-02-27
2019-01-03
5. CELGENE CORP
2016-02-27
2019-01-08
1. CELGENE CORP
2016-02-29
2019-01-08
10. CELGENE CORP
2016-02-29
2019-01-10
18. CELGENE CORP
2016-02-29
2019-01-31
11. CELGENE CORP
2017-03-13
2019-02-04
4. CELGENE CORP
2017-01-26
2019-02-04
1. CELGENE CORP
2016-02-29
2019-02-04
11. CELGENE CORP
2018-01-22
2019-02-05
7. CELGENE CORP
2017-03-13
2019-02-05
2. CELGENE CORP
2018-01-31
2019-02-08
31. CELGENE CORP
2018-01-22
2019-02-08
1. CHIPOTLE MEXICAN GRILL
2016-12-30
2019-10-02
6. CHIPOTLE MEXICAN GRILL
2018-01-22
2019-10-03
2. CHIPOTLE MEXICAN GRILL
2017-07-18
2019-10-03
1. CHIPOTLE MEXICAN GRILL
2017-08-03
2019-10-03
2. CHIPOTLE MEXICAN GRILL
2019-01-11
2019-10-04
2. CHIPOTLE MEXICAN GRILL
2018-01-22
2019-10-04
2. CHIPOTLE MEXICAN GRILL
2018-10-08
2019-10-04
2. CHIPOTLE MEXICAN GRILL
2019-03-12
2019-10-07
11. CISCO SYSTEMS INCORPORATED
2012-09-20
2019-01-11
3. CISCO SYSTEMS INCORPORATED
2018-06-27
2019-03-12
86. CISCO SYSTEMS INCORPORATED
2012-09-20
2019-03-12
17. CISCO SYSTEMS INCORPORATED
2016-07-08
2019-03-12
33. CISCO SYSTEMS INCORPORATED
2018-01-22
2019-03-12
1. CISCO SYSTEMS INCORPORATED
2018-01-31
2019-03-12
159. CISCO SYSTEMS INCORPORATED
2018-12-27
2019-03-12
63. COCA-COLA CO/THE
2016-07-08
2019-07-25
81. COCA-COLA CO/THE
2016-07-08
2019-07-31
81. COCA-COLA CO/THE
2016-07-08
2019-08-02
55. COMCAST CORP
2016-07-08
2019-06-26
6. COMERICA INC
2017-06-23
2019-01-11
49. COMERICA INC
2017-06-23
2019-07-19
16. COMERICA INC
2018-01-22
2019-07-19
2. COMERICA INC
2018-06-27
2019-07-19
11. COMERICA INC
2019-03-12
2019-07-19
27. COMPASS GROUP PLC
2017-06-23
2019-01-11
13. COPART INC
2017-06-23
2019-07-25
7. COPART INC
2017-06-23
2019-08-28
119. CORELOGIC INC
2019-04-17
2019-10-24
2. COSTCO WHSL CORP NEW
2017-10-05
2019-08-21
3. COSTCO WHSL CORP NEW
2017-10-06
2019-08-21
78. CUMMINS INC
2019-01-07
2019-03-12
19. CUMMINS INC
2019-01-17
2019-03-12
12. DAIWA HOUSE IND LTD ADR
2017-06-23
2019-01-11
115. DAIWA HOUSE IND LTD ADR
2017-06-23
2019-11-05
2. DAIWA HOUSE IND LTD ADR
2018-01-31
2019-11-13
32. DAIWA HOUSE IND LTD ADR
2017-06-23
2019-11-13
23. DAIWA HOUSE IND LTD ADR
2019-03-12
2019-11-13
4. DAIWA HOUSE IND LTD ADR
2018-06-27
2019-11-13
44. DAIWA HOUSE IND LTD ADR
2018-01-22
2019-11-13
8. DIAGEO SPONSORED ADR (UK-USD) SEDOL #2133896
2016-07-08
2019-01-11
5. DOLLAR GENERAL CORP
2017-06-23
2019-07-25
4. DOLLAR GENERAL CORP
2017-06-23
2019-10-10
1. DOLLAR GENERAL CORP
2018-01-22
2019-11-27
3. DOLLAR GENERAL CORP
2017-06-23
2019-11-27
129. E*TRADE FINANCIAL CORP
2019-07-19
2019-10-01
2. EBAY INC
2018-01-17
2019-01-11
6. EBAY INC
2016-07-08
2019-01-11
73. EBAY INC
2018-01-22
2019-09-25
4. EBAY INC
2018-01-31
2019-09-25
3. EBAY INC
2018-06-27
2019-09-25
16. EBAY INC
2019-03-12
2019-09-25
43. EBAY INC
2018-01-17
2019-09-25
2. ECHOSTAR HLDG CORP
2018-01-22
2019-08-13
1. ECHOSTAR HLDG CORP
2019-01-11
2019-08-13
8. ECHOSTAR HLDG CORP
2017-06-23
2019-08-13
1. ECHOSTAR HLDG CORP
2019-03-12
2019-08-14
2. ECHOSTAR HLDG CORP
2019-01-11
2019-08-14
13. ECOLAB INC
2016-07-08
2019-03-01
5. ECOLAB INC
2016-07-08
2019-09-11
58. EPIROC AB
2018-12-04
2019-01-11
1. EQUINIX INC
2017-06-23
2019-06-26
2. EQUINIX INC
2017-06-23
2019-06-26
1. EQUINIX INC
2017-06-23
2019-07-11
1. EQUINIX INC
2017-06-23
2019-08-14
2. EQUINIX INC
2018-01-22
2019-08-16
1. EQUINIX INC
2018-02-13
2019-10-10
1. EXPEDIA GROUP INC
2019-01-11
2019-08-02
1. EXPEDIA GROUP INC
2019-03-12
2019-08-02
. EXPEDIA GROUP INC
2019-08-07
2019-08-07
2901. FIRST EAGLE GLOBAL INCOME BUILDER FUND
2016-12-01
2019-03-12
.93 FIRST EAGLE GLOBAL INCOME BUILDER FUND
2016-12-01
2019-03-21
84. FIRST TR EXCHANGE TRADED
2018-02-13
2019-03-12
142. FIRST TR EXCHANGE TRADED
2017-08-09
2019-03-12
1. GARTNER GROUP INC NEW CL A
2017-10-11
2019-04-25
4. GARTNER GROUP INC NEW CL A
2017-09-21
2019-04-25
3. GARTNER GROUP INC NEW CL A
2017-10-25
2019-08-13
2. GARTNER GROUP INC NEW CL A
2017-10-11
2019-08-13
1. GARTNER GROUP INC NEW CL A
2017-11-15
2019-08-13
27. GENERAL DYNAMICS CORP
2016-09-27
2019-01-17
31. GENERAL DYNAMICS CORP
2017-07-10
2019-01-30
9. GENERAL DYNAMICS CORP
2016-09-29
2019-01-30
29. GENERAL DYNAMICS CORP
2016-09-27
2019-01-30
20. GRANITESHARES GOLD TRUST
2018-06-27
2019-01-09
80. GRANITESHARES GOLD TRUST
2018-06-27
2019-01-09
223. GRANITESHARES GOLD TRUST
2018-06-27
2019-02-06
223. GRANITESHARES GOLD TRUST
2018-06-27
2019-03-08
980. GRANITESHARES GOLD TRUST
2018-05-31
2019-03-26
620. GRANITESHARES GOLD TRUST
2019-01-08
2019-03-26
610. GRANITESHARES GOLD TRUST
2019-01-11
2019-03-26
20. GRANITESHARES GOLD TRUST
2018-06-27
2019-03-26
2. GRUBHUB INC SHS
2019-02-12
2019-10-29
52. GRUBHUB INC SHS
2019-02-07
2019-10-29
11. GRUBHUB INC SHS
2019-03-19
2019-11-01
17. GRUBHUB INC SHS
2019-03-08
2019-11-01
13. GRUBHUB INC SHS
2019-04-05
2019-11-01
13. GRUBHUB INC SHS
2019-03-12
2019-11-01
10. GRUBHUB INC SHS
2019-03-06
2019-11-01
7. GRUBHUB INC SHS
2019-02-12
2019-11-01
5. HDFC BANK LTD ADR
2017-06-23
2019-01-11
1. HD SUPPLY HLDGS INC
2018-01-22
2019-02-19
8. HD SUPPLY HLDGS INC
2017-06-23
2019-02-19
2. HD SUPPLY HLDGS INC
2018-01-22
2019-03-04
4. HD SUPPLY HLDGS INC
2019-01-11
2019-03-04
26. HANG SENG BK LTD SPONSORED ADR
2018-06-11
2019-01-11
8. HEXAGON AB ADR
2017-06-23
2019-01-11
58. HOME DEPOT INC/THE
2015-11-02
2019-02-08
27. HOME DEPOT INC/THE
2017-07-10
2019-02-08
9. HONEYWELL INTERNATIONAL INC
2017-03-08
2019-06-04
284. INTEL CORPORATION
2018-12-27
2019-02-08
116. INTEL CORPORATION
2019-01-07
2019-02-08
10. INTERCONTINENTAL EXCHANGE INC
2017-06-23
2019-01-11
515. INVESCO OPTIMUM YIELD
2018-05-23
2019-01-08
13. INVESCO OPTIMUM YIELD
2018-06-27
2019-01-08
22. INTUIT INC
2019-02-08
2019-03-12
4. INTUIT INC
2019-02-07
2019-03-12
52. INTUIT INC
2018-11-26
2019-03-12
88. INVESCO PREFERRED ETF
2015-10-15
2019-01-08
227. INVESCO PREFERRED ETF
2015-10-15
2019-01-08
483. INVESCO EMERGING MARKETS
2015-02-18
2019-01-08
5. INVESCO EMERGING MARKETS
2015-02-18
2019-01-08
49. INVESCO EMERGING MARKETS
2015-06-17
2019-01-08
39. INVESCO EMERGING MARKETS
2016-06-22
2019-01-16
81. INVESCO EMERGING MARKETS
2015-06-17
2019-01-16
1. INVESCO EMERGING MARKETS
2017-01-23
2019-03-20
206. INVESCO EMERGING MARKETS
2016-06-22
2019-03-20
6. IQVIA HLDGS INC
2017-06-23
2019-01-11
7. ISHARES TIPS BOND ETF
2015-06-17
2019-01-08
121. ISHARES TIPS BOND ETF
2015-02-18
2019-01-08
72. ISHARES IBOXX $ INVT GRADE CORP BD
2015-02-18
2019-01-08
167. ISHARES IBOXX $ INVT GRADE CORP BD
2015-02-18
2019-01-08
10. ISHARES IBOXX $ INVT GRADE CORP BD
2017-01-23
2019-01-08
38. ISHARES IBOXX $ INVT GRADE CORP BD
2015-06-17
2019-01-08
11. ISHARES IBOXX $ INVT GRADE CORP BD
2017-05-17
2019-01-16
5. ISHARES IBOXX $ INVT GRADE CORP BD
2018-01-31
2019-01-16
60. ISHARES IBOXX $ INVT GRADE CORP BD
2017-01-23
2019-01-16
8. ISHARES IBOXX $ INVT GRADE CORP BD
2018-01-31
2019-06-13
404. ISHARES GLOBAL HEALTHCARE ETF
2019-01-08
2019-03-12
155. ISHARES GLOBAL HEALTHCARE ETF
2019-01-11
2019-03-12
71. ISHARES 1-3 YEAR TREASURY BOND ETF
2018-01-22
2019-03-12
323. ISHARES 1-3 YEAR TREASURY BOND ETF
2019-01-11
2019-03-12
426. ISHARES 1-3 YEAR TREASURY BOND ETF
2018-12-19
2019-03-12
11. ISHARES 1-3 YEAR TREASURY BOND ETF
2018-06-27
2019-03-12
102. ISHARES 1-3 YEAR TREASURY BOND ETF
2018-03-21
2019-03-12
233. ISHARES 1-3 YEAR TREASURY BOND ETF
2017-06-23
2019-03-12
210. ISHARES U.S. FINANCIAL SERVICES ETF
2019-03-12
2019-06-21
197. ISHARES MSCI ALL COUNTRY ASIA EX JAPAN
2019-03-12
2019-10-14
81. ISHARES IBOXX$ HIGH YIEL
2016-06-22
2019-01-08
40. ISHARES IBOXX$ HIGH YIEL
2016-06-22
2019-01-16
24. ISHARES MBS ETF
2015-06-17
2019-01-08
14. ISHARES MBS ETF
2015-02-18
2019-01-08
449. ISHARES MBS ETF
2015-02-18
2019-01-08
180. ISHARES 3-7 YR TREASURY BOND ETF
2015-02-18
2019-01-08
2. ISHARES 3-7 YR TREASURY BOND ETF
2015-06-17
2019-01-08
3. ISHARES 3-7 YR TREASURY BOND ETF
2015-06-17
2019-01-16
836. ISHARES FLOATING RATE BOND ETF
2019-03-12
2019-06-04
828. ISHARES FLOATING RATE BOND ETF
2019-03-12
2019-06-05
2. ISHARES MSCI CHINA ETF
2018-06-27
2019-03-12
63. ISHARES MSCI CHINA ETF
2017-09-12
2019-03-12
20. ISHARES MSCI CHINA ETF
2018-01-22
2019-03-12
34. ISHARES MSCI CHINA ETF
2019-01-11
2019-03-12
779. ISHARES EDGE MSCI USA QUALITY FACTOR ETF
2019-01-08
2019-03-12
304. ISHARES EDGE MSCI USA QUALITY FACTOR ETF
2019-01-11
2019-03-12
1292. ISHARES CORE MSCI EAFE ETF
2018-01-30
2019-01-08
389. ISHARES CORE MSCI EAFE ETF
2018-01-30
2019-01-16
205. ISHARES CORE MSCI EAFE ETF
2018-01-30
2019-06-13
508. ISHARES CORE MSCI EMERGING MARKETS ETF
2016-05-18
2019-01-08
209. ISHARES CORE MSCI EMERGING MARKETS ETF
2017-01-23
2019-01-08
24. ISHARES CORE MSCI EMERGING MARKETS ETF
2017-01-24
2019-01-08
20. ISHARES CORE MSCI EMERGING MARKETS ETF
2018-06-27
2019-01-08
186. ISHARES CORE MSCI EMERGING MARKETS ETF
2018-01-22
2019-01-08
208. ISHARES CORE MSCI EMERGING MARKETS ETF
2017-01-24
2019-06-13
348. ISHARES EDGE MSCI
2019-01-11
2019-03-12
894. ISHARES EDGE MSCI
2019-01-08
2019-03-12
13. ISRAEL DISCOUNT BANK LTD
2017-06-23
2019-01-11
27. JULIUS BAER GROUP ADR
2017-06-23
2019-01-11
4. JULIUS BAER GROUP ADR
2018-01-31
2019-02-14
7. JULIUS BAER GROUP ADR
2018-06-27
2019-02-14
77. JULIUS BAER GROUP ADR
2018-01-22
2019-02-14
250. JULIUS BAER GROUP ADR
2017-06-23
2019-02-14
13. KAR AUCTION SERVICES INC
2017-06-23
2019-03-28
3. KAR AUCTION SERVICES INC
2019-03-12
2019-03-28
10. KAR AUCTION SERVICES INC
2019-01-11
2019-03-28
7. KAR AUCTION SERVICES INC
2018-08-02
2019-03-28
4. KAR AUCTION SERVICES INC
2018-01-22
2019-03-28
5. KAR AUCTION SERVICES INC
2018-07-27
2019-03-28
30. KAO CORP SHS ADR
2017-06-23
2019-01-11
69. KRANESHARES CSI CHINA INTERNET ETF
2017-09-12
2019-03-12
21. KRANESHARES CSI CHINA INTERNET ETF
2018-01-22
2019-03-12
2. KRANESHARES CSI CHINA INTERNET ETF
2018-06-27
2019-03-12
38. KRANESHARES CSI CHINA INTERNET ETF
2019-01-11
2019-03-12
2. LIBERTY EXPEDIA HOLDINGS
2019-01-11
2019-05-28
1. LIBERTY EXPEDIA HOLDINGS
2018-01-31
2019-05-28
6. LIBERTY EXPEDIA HOLDINGS
2018-01-22
2019-05-28
12. LIBERTY EXPEDIA HOLDINGS
2017-06-23
2019-05-28
7. LOCKHEED MARTIN CORPORATION
2018-08-02
2019-03-12
13. LOCKHEED MARTIN CORPORATION
2017-07-10
2019-03-12
58. LOCKHEED MARTIN CORPORATION
2015-11-02
2019-03-12
4. LOWES COMPANIES INC COM
2018-12-14
2019-01-11
25. LOWES COMPANIES INC COM
2018-12-14
2019-04-22
3. MARTIN MARIETTA MATERIALS INC
2017-06-23
2019-04-09
3. MARTIN MARIETTA MATERIALS INC
2017-06-23
2019-04-09
2. MARTIN MARIETTA MATERIALS INC
2017-06-23
2019-04-25
2. MARTIN MARIETTA MATERIALS INC
2017-06-23
2019-10-15
2. MARTIN MARIETTA MATERIALS INC
2017-08-10
2019-11-06
3. MARTIN MARIETTA MATERIALS INC
2017-06-23
2019-11-06
2. MARTIN MARIETTA MATERIALS INC
2017-06-23
2019-11-06
2. MARTIN MARIETTA MATERIALS INC
2017-11-15
2019-11-27
1. MARTIN MARIETTA MATERIALS INC
2017-08-10
2019-11-27
3. MC CORMICK & CO INC COMMON NON-VOTING
2017-08-09
2019-01-02
3. MC CORMICK & CO INC COMMON NON-VOTING
2017-10-04
2019-01-02
6. MC CORMICK & CO INC COMMON NON-VOTING
2017-10-04
2019-01-07
6. MC CORMICK & CO INC COMMON NON-VOTING
2017-10-04
2019-01-10
2. MC CORMICK & CO INC COMMON NON-VOTING
2018-01-22
2019-01-23
1. MC CORMICK & CO INC COMMON NON-VOTING
2017-10-04
2019-01-23
4. MC DONALDS CORPORATION COMMON
2018-12-03
2019-01-11
127. MERCK AND CO INC SHS
2019-02-08
2019-03-12
24. MERCK AND CO INC SHS
2019-02-07
2019-03-12
1. METTLER-TOLEDO INTL INC
2018-05-14
2019-02-19
1. METTLER-TOLEDO INTL INC
2018-05-14
2019-08-13
1. METTLER-TOLEDO INTL INC
2018-05-14
2019-10-10
140. MICROSOFT CORPORATION
2016-07-08
2019-03-12
5. MOHAWK INDS INC
2017-06-23
2019-07-25
2. MOHAWK INDS INC
2017-06-23
2019-08-13
4. MOHAWK INDS INC
2017-07-16
2019-08-13
3. MOHAWK INDS INC
2018-01-22
2019-08-13
7. MOODY S CORP
2017-06-23
2019-01-30
2. MOODY S CORP
2017-06-23
2019-11-06
157. NETAPP INC
2018-10-29
2019-02-14
67. NETAPP INC
2018-12-28
2019-02-14
38. NORDEA BANK ABP SHS ADR
2017-08-14
2019-01-11
247. NORDEA BANK ABP SHS ADR
2017-08-14
2019-09-09
80. NORDEA BANK ABP SHS ADR
2019-03-12
2019-09-09
233. NORDEA BANK ABP SHS ADR
2018-09-04
2019-09-09
10. NORDEA BANK ABP SHS ADR
2018-06-27
2019-09-09
3. NORDEA BANK ABP SHS ADR
2018-01-31
2019-09-09
78. NORDEA BANK ABP SHS ADR
2018-01-22
2019-09-09
61. NORTHROP GRUMMAN CORP
2019-01-30
2019-03-12
7. NOVARTIS AG ADR
2018-11-05
2019-01-11
3. O'REILLY AUTOMOTIVE INC
2017-06-23
2019-01-16
2. O'REILLY AUTOMOTIVE INC
2017-06-23
2019-01-30
3. O'REILLY AUTOMOTIVE INC
2017-06-23
2019-03-04
2. O'REILLY AUTOMOTIVE INC
2017-06-23
2019-07-11
40. OVERSEA-CHINESE BANKING CORP LTD
2017-11-22
2019-01-11
43. PALO ALTO NETWORKS INC
2018-11-07
2019-03-12
22. PALO ALTO NETWORKS INC
2018-01-22
2019-03-12
15. PALO ALTO NETWORKS INC
2017-04-07
2019-03-12
8. PALO ALTO NETWORKS INC
2016-12-05
2019-03-12
22. PAYPAL HOLDINGS INC SHS
2018-01-22
2019-03-12
1. PAYPAL HOLDINGS INC SHS
2018-01-31
2019-03-12
11. PAYPAL HOLDINGS INC SHS
2019-01-11
2019-03-12
98. PAYPAL HOLDINGS INC SHS
2016-07-08
2019-03-12
17. PAYPAL HOLDINGS INC SHS
2019-01-11
2019-05-23
1. PAYPAL HOLDINGS INC SHS
2019-02-07
2019-05-23
15. PAYPAL HOLDINGS INC SHS
2019-02-07
2019-05-24
5. PAYPAL HOLDINGS INC SHS
2019-02-08
2019-05-29
10. PAYPAL HOLDINGS INC SHS
2019-02-07
2019-05-29
9. PAYPAL HOLDINGS INC SHS
2019-02-08
2019-06-04
21. PAYPAL HOLDINGS INC SHS
2019-02-08
2019-06-05
19. PAYPAL HOLDINGS INC SHS
2019-02-08
2019-06-10
16. PAYPAL HOLDINGS INC SHS
2019-02-08
2019-06-11
31. PAYPAL HOLDINGS INC SHS
2019-02-08
2019-07-16
32. PAYPAL HOLDINGS INC SHS
2019-02-08
2019-07-22
8. PROCTER & GAMBLE CO/THE
2018-04-30
2019-01-11
12. PROGRESSIVE CORP OHIO COM
2018-01-22
2019-03-12
24. PROGRESSIVE CORP OHIO COM
2017-06-23
2019-03-12
9. PROGRESSIVE CORP OHIO COM
2018-05-14
2019-03-12
203. PROGRESSIVE CORP OHIO COM
2018-09-04
2019-03-12
6. PROGRESSIVE CORP OHIO COM
2018-09-04
2019-07-11
12. PRUDENTIAL PLC SPON ADR (UK)
2017-06-23
2019-01-11
1067.65 PRUDENTIAL PLC SPON ADR (UK)
2019-11-08
2019-11-08
26. QUALCOMM INC
2018-05-08
2019-04-10
49. QUALCOMM INC
2018-05-07
2019-04-10
42. QUALCOMM INC
2018-05-10
2019-11-18
6. QUALCOMM INC
2018-05-23
2019-11-18
3. QUALCOMM INC
2018-05-08
2019-11-18
49. RSA INSURANCE GROUP PLC
2018-03-06
2019-01-11
553. RSA INSURANCE GROUP PLC
2018-03-06
2019-09-25
13. RSA INSURANCE GROUP PLC
2018-06-27
2019-09-25
91. RSA INSURANCE GROUP PLC
2019-03-12
2019-09-25
2. RED HAT INC
2016-07-08
2019-02-07
11. RED HAT INC
2016-07-08
2019-05-31
1. RED HAT INC
2016-07-08
2019-06-10
7. RED HAT INC
2018-01-22
2019-06-10
9. RED HAT INC
2018-01-22
2019-06-12
13. RED HAT INC
2018-01-22
2019-06-21
7. RED HAT INC
2018-06-27
2019-06-21
2. REGENERON PHARMACEUTICALS INC
2017-01-06
2019-02-06
2. REGENERON PHARMACEUTICALS INC
2016-12-09
2019-02-06
6. REGENERON PHARMACEUTICALS INC
2018-01-22
2019-03-07
3. REGENERON PHARMACEUTICALS INC
2017-01-06
2019-03-07
1. REGENERON PHARMACEUTICALS INC
2017-06-02
2019-03-07
2. REGENERON PHARMACEUTICALS INC
2018-01-22
2019-03-08
1. REGENERON PHARMACEUTICALS INC
2019-01-11
2019-03-08
33. RELX PLC
2017-06-23
2019-01-11
7. RESTAURANT BRANDS INTERNATIONAL INC
2017-06-23
2019-08-13
8. RESTAURANT BRANDS INTERNATIONAL INC
2017-06-23
2019-08-28
3. ROCKWELL AUTOMATION INC
2017-06-23
2019-01-11
1. ROPER TECHNOLOGIES INC
2017-06-23
2019-01-30
105. ROSS STORES INC
2017-12-22
2019-03-12
58. ROSS STORES INC
2018-02-22
2019-03-12
2. ROSS STORES INC
2018-02-14
2019-03-12
67. ROSS STORES INC
2018-02-13
2019-03-12
5. ROSS STORES INC
2018-01-22
2019-03-12
4. RYOHIN KEIKAKU CO LTD
2017-06-23
2019-01-11
27. RYOHIN KEIKAKU CO LTD
2018-01-22
2019-04-16
1. RYOHIN KEIKAKU CO LTD
2018-06-27
2019-04-16
9. RYOHIN KEIKAKU CO LTD
2019-03-12
2019-04-16
86. RYOHIN KEIKAKU CO LTD
2017-06-23
2019-04-16
3. S&P GLOBAL INC
2017-06-23
2019-01-16
3. S&P GLOBAL INC
2017-06-23
2019-07-25
2. S&P GLOBAL INC
2017-06-23
2019-09-18
3. S&P GLOBAL INC
2017-06-23
2019-10-10
2. S&P GLOBAL INC
2017-06-23
2019-11-06
3. SBA COMMUNICATIONS CORP
2017-06-23
2019-03-04
2. SBA COMMUNICATIONS CORP
2017-06-23
2019-03-28
5. SBA COMMUNICATIONS CORP
2017-06-23
2019-04-09
3. SBA COMMUNICATIONS CORP
2017-06-23
2019-04-25
7. SBA COMMUNICATIONS CORP
2017-06-23
2019-09-24
10. SALESFORCE COM INC
2019-01-25
2019-03-12
71. SALESFORCE COM INC
2018-10-26
2019-03-12
33. SALESFORCE COM INC
2018-09-28
2019-03-12
16. SAMPO OYJ
2017-06-23
2019-01-11
3. SAMPO OYJ
2018-01-31
2019-10-18
47. SAMPO OYJ
2018-01-22
2019-10-18
35. SAMPO OYJ
2018-01-18
2019-10-18
121. SAMPO OYJ
2017-06-23
2019-10-18
4. SAMPO OYJ
2018-06-27
2019-10-18
31. SAMPO OYJ
2019-03-12
2019-10-18
25. SANLAM LTD SP ADR
2017-06-23
2019-01-11
92. SCHLUMBERGER LTD COM
2016-07-08
2019-05-08
23. SCHLUMBERGER LTD COM
2016-07-08
2019-05-10
2. SCHLUMBERGER LTD COM
2018-01-22
2019-05-10
58. SCHLUMBERGER LTD COM
2017-06-23
2019-05-10
27. SCHLUMBERGER LTD COM
2016-07-31
2019-05-10
49. SCHLUMBERGER LTD COM
2019-03-12
2019-09-20
19. SCHLUMBERGER LTD COM
2018-06-27
2019-09-20
12. SCHLUMBERGER LTD COM
2018-01-31
2019-09-20
30. SCHLUMBERGER LTD COM
2018-01-22
2019-09-20
145. CHARLES SCHWAB CORP/THE
2016-07-08
2019-02-15
155. CONSUMER DISCRETIONARY SPDR
2017-06-23
2019-01-08
46. CONSUMER DISCRETIONARY SPDR
2018-01-22
2019-01-08
1. CONSUMER DISCRETIONARY SPDR
2018-01-31
2019-01-08
5. CONSUMER DISCRETIONARY SPDR
2018-06-27
2019-01-08
22. ENERGY SELECT SECTOR SPDR FUND
2018-01-22
2019-01-08
2. ENERGY SELECT SECTOR SPDR FUND
2018-01-31
2019-01-08
2. ENERGY SELECT SECTOR SPDR FUND
2018-06-27
2019-01-08
77. ENERGY SELECT SECTOR SPDR FUND
2017-06-23
2019-01-08
2. SPDR US FINANCIAL SECTOR ETF
2018-01-31
2019-01-08
679. SPDR US FINANCIAL SECTOR ETF
2017-06-23
2019-01-08
33. SPDR US FINANCIAL SECTOR ETF
2018-06-27
2019-01-08
462. SPDR US FINANCIAL SECTOR ETF
2018-01-22
2019-01-08
94. SECTOR SPDR INDUSTRIAL
2018-04-18
2019-01-08
37. SECTOR SPDR INDUSTRIAL
2018-03-21
2019-01-08
250. SECTOR SPDR INDUSTRIAL
2018-03-21
2019-01-08
12. SECTOR SPDR INDUSTRIAL
2018-06-27
2019-03-12
86. SECTOR SPDR INDUSTRIAL
2018-04-18
2019-03-12
37. SECTOR SPDR INDUSTRIAL
2018-03-24
2019-03-12
213. SOUTHWEST AIRLINES COMPANY
2019-02-08
2019-03-12
41. SOUTHWEST AIRLINES COMPANY
2019-02-07
2019-03-12
86. SPIRIT AEROSYSTEMS HOLDINGS INC
2019-01-30
2019-03-12
7. SPIRIT AEROSYSTEMS HOLDINGS INC
2019-02-07
2019-03-12
119. SPIRIT AEROSYSTEMS HOLDINGS INC
2015-11-02
2019-03-12
5. STARBUCKS CORP COM
2018-03-21
2019-01-11
84. STARBUCKS CORP COM
2019-02-08
2019-03-12
27. STARBUCKS CORP COM
2019-02-07
2019-03-12
3. STARBUCKS CORP COM
2018-06-27
2019-03-12
68. STARBUCKS CORP COM
2018-06-06
2019-03-12
16. STARBUCKS CORP COM
2018-03-21
2019-03-12
57. STARBUCKS CORP COM
2019-02-08
2019-04-16
41. STARBUCKS CORP COM
2019-02-14
2019-04-16
21. SYMRISE AG ADR
2017-06-23
2019-01-11
10. TAIWAN S MANUFCTRING ADR
2017-06-23
2019-01-11
47. TECHNOPRO HOLDINGS INC
2018-12-04
2019-01-11
9. TENCENT HOLDINGS LTD ADR
2017-06-23
2019-01-11
21. TEXAS INSTRUMENTS INC
2016-07-08
2019-10-02
10. TORONTO DOMINION BANK
2018-06-21
2019-01-11
2. TRANSDIGM GROUP INC COM
2017-06-23
2019-03-04
1. TRANSDIGM GROUP INC COM
2017-06-23
2019-04-09
1. TRANSDIGM GROUP INC COM
2017-06-23
2019-04-25
1. TRANSDIGM GROUP INC COM
2017-06-23
2019-06-26
2. TRANSDIGM GROUP INC COM
2017-06-23
2019-07-25
2. TRANSDIGM GROUP INC COM
2017-06-23
2019-08-28
5. TRANSUNION
2017-10-11
2019-08-28
7. TRANSUNION
2017-10-11
2019-11-27
28. UBISOFT ENTERTAINMENT
2017-07-27
2019-01-11
258. UBISOFT ENTERTAINMENT
2017-07-27
2019-11-27
48. UBISOFT ENTERTAINMENT
2019-03-12
2019-11-27
6. UBISOFT ENTERTAINMENT
2018-06-27
2019-11-27
87. UBISOFT ENTERTAINMENT
2018-01-22
2019-11-27
16. UNILEVER PLC W/I (UK/USD) US9047677045
2017-06-23
2019-01-11
2. UNITED TECHNOLOGIES CORP
2017-06-23
2019-01-11
20. UNITED TECHNOLOGIES CORP
2017-06-23
2019-01-15
1. UNITED TECHNOLOGIES CORP
2018-06-27
2019-01-15
10. UNITED TECHNOLOGIES CORP
2018-01-22
2019-01-15
39. UNITEDHEALTH GROUP INC
2016-07-08
2019-03-12
57. VANECK VECTORS J.P
2016-06-22
2019-01-08
21. VANECK VECTORS J.P
2017-01-23
2019-01-08
134. VANGUARD INTERMEDIATE-TERM BOND ETF
2015-06-17
2019-01-08
243. VANGUARD INTERMEDIATE-TERM BOND ETF
2015-10-15
2019-01-08
217. VANGUARD INTERMEDIATE-TERM BOND ETF
2015-02-18
2019-01-08
30. VANGUARD INTERMEDIATE-TERM BOND ETF
2015-10-15
2019-01-16
85. VANGUARD SHORT-TERM BOND ETF
2015-02-18
2019-01-08
92. VANGUARD SHORT-TERM BOND ETF
2015-06-17
2019-01-08
39. VANGUARD SHORT-TERM BOND ETF
2015-10-15
2019-01-08
335. VANGUARD SHORT-TERM BOND ETF
2017-01-23
2019-01-08
181. VANGUARD SHORT-TERM BOND ETF
2018-06-21
2019-01-16
12. VANGUARD SHORT-TERM BOND ETF
2018-09-11
2019-01-16
194. VANGUARD SHORT-TERM BOND ETF
2017-01-23
2019-01-16
34. VANGUARD SHORT-TERM BOND ETF
2017-05-17
2019-01-16
52. VANGUARD SHORT-TERM BOND ETF
2018-01-31
2019-01-16
128. VANGUARD INFORMATION TECHNOLOGY ETF
2017-06-23
2019-01-08
1. VANGUARD INFORMATION TECHNOLOGY ETF
2018-01-31
2019-01-08
7. VANGUARD INFORMATION TECHNOLOGY ETF
2018-06-27
2019-01-08
67. VANGUARD INFORMATION TECHNOLOGY ETF
2018-01-22
2019-01-08
60. VANGUARD MATERIALS ETF
2017-06-23
2019-01-08
19. VANGUARD MATERIALS ETF
2018-01-22
2019-01-08
47. VANGUARD MATERIALS ETF
2018-03-21
2019-01-08
3. VANGUARD MATERIALS ETF
2018-06-27
2019-01-08
86. VANGUARD SMALL CAP GROWTH ETF
2017-01-23
2019-01-08
2. VANGUARD SMALL CAP GROWTH ETF
2017-01-23
2019-01-16
5. VANGUARD SMALL CAP GROWTH ETF
2017-01-23
2019-06-13
77. VANGUARD SMALL CAP VALUE ETF
2017-01-23
2019-01-08
497. VANGUARD GROWTH ETF
2015-02-18
2019-01-08
1048. VANGUARD VALUE ETF
2015-02-18
2019-01-08
19. VANGUARD VALUE ETF
2015-02-18
2019-06-13
4. VERISIGN INC
2017-06-23
2019-06-26
3. VERISIGN INC
2017-06-23
2019-07-11
1. VERISIGN INC
2017-06-23
2019-07-25
1. VERISIGN INC
2017-06-23
2019-10-10
4. VERISK ANALYTICS INC
2017-06-23
2019-04-09
5. VERISK ANALYTICS INC
2017-06-23
2019-06-26
4. VERISK ANALYTICS INC
2017-06-23
2019-07-11
2. VERISK ANALYTICS INC
2017-06-23
2019-10-10
156. VISA INC
2015-11-02
2019-03-12
25. VISA INC
2015-11-02
2019-03-12
23. WEIR GROUP PLC/THE
2018-10-09
2019-01-11
7. WELBILT INC
2018-06-27
2019-01-11
28. WELBILT INC
2018-06-22
2019-01-11
128. WELBILT INC
2018-06-21
2019-01-11
25. WELBILT INC
2018-01-22
2019-01-11
616. WISDOMTREE FLOATING RATE TREASURY FUND
2019-01-11
2019-03-12
1612. WISDOMTREE FLOATING RATE TREASURY FUND
2019-01-08
2019-03-12
15. WOLTERS KLUWER N V SPONSORED ADR
2017-06-23
2019-01-11
9. WORLDPAY INC CL A
2017-06-23
2019-01-11
37. WORLDPAY INC CL A
2017-06-23
2019-03-18
2. WORLDPAY INC CL A
2018-01-31
2019-03-18
30. WORLDPAY INC CL A
2018-01-22
2019-03-18
2. WORLDPAY INC CL A
2018-06-27
2019-03-18
17. WORLDPAY INC CL A
2019-03-12
2019-03-18
36. WORLDPAY INC CL A
2017-07-06
2019-03-18
8. YAMAHA CORP SP ADR
2017-10-02
2019-01-11
34. YUM CHINA HOLDINGS INC
2016-11-09
2019-02-08
2. YUM CHINA HOLDINGS INC
2016-11-10
2019-02-08
28. YUM CHINA HOLDINGS INC
2016-11-10
2019-03-18
14. YUM CHINA HOLDINGS INC
2016-11-10
2019-03-25
13. YUM CHINA HOLDINGS INC
2016-11-11
2019-03-25
24. YUM CHINA HOLDINGS INC
2016-11-11
2019-03-28
19. YUM CHINA HOLDINGS INC
2016-11-11
2019-04-01
19. YUM CHINA HOLDINGS INC
2017-07-07
2019-04-03
19. YUM CHINA HOLDINGS INC
2017-07-07
2019-04-04
5. YUM CHINA HOLDINGS INC
2017-07-07
2019-04-09
8. YUM CHINA HOLDINGS INC
2018-01-22
2019-04-09
1. YUM CHINA HOLDINGS INC
2018-01-22
2019-04-23
18. YUM CHINA HOLDINGS INC
2018-01-22
2019-04-23
7. YUM CHINA HOLDINGS INC
2018-01-22
2019-04-24
12. YUM CHINA HOLDINGS INC
2018-06-27
2019-04-24
23. YUM CHINA HOLDINGS INC
2019-01-11
2019-04-30
18. YUM CHINA HOLDINGS INC
2018-06-27
2019-04-30
22. YUM CHINA HOLDINGS INC
2019-01-11
2019-05-02
9. YUM CHINA HOLDINGS INC
2019-03-12
2019-05-02
13. YUM CHINA HOLDINGS INC
2019-01-11
2019-05-02
38. YUM CHINA HOLDINGS INC
2019-03-12
2019-05-17
2. AON PLC
2017-06-23
2019-01-16
2. AON PLC
2017-06-23
2019-03-28
5. ACCENTURE PLC SHS
2017-06-23
2019-01-11
11. COCA-COLA EUROPEAN
2017-06-23
2019-01-11
4. EATON CORP PLC
2017-06-23
2019-01-11
28. EATON CORP PLC
2018-06-06
2019-07-19
2. EATON CORP PLC
2018-06-27
2019-07-19
8. EATON CORP PLC
2019-03-12
2019-07-19
6. EATON CORP PLC
2017-06-23
2019-07-19
16. EATON CORP PLC
2018-01-22
2019-07-19
13. IHS MARKIT LTD SHS
2017-06-23
2019-09-18
6. IHS MARKIT LTD SHS
2017-06-23
2019-11-27
.4 ALCON SA ACT NOM
2019-03-25
2019-04-26
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
619
532
87
b
5,682
3,936
1,746
c
6,425
4,920
1,505
d
2,168
2,587
-419
e
3,855
5,442
-1,587
2,249
2,785
-536
9,516
3,481
6,035
1,021
722
299
667
433
234
222
143
79
461
286
175
436
321
115
436
336
100
654
430
224
1,392
904
488
105,139
104,777
362
3,271
2,570
701
14,326
10,791
3,535
4,787
2,815
1,972
6,015
3,782
2,233
13,233
8,320
4,913
15,105
5,626
9,479
16,784
6,251
10,533
8,635
5,738
2,897
1,334
1,009
325
3,223
2,223
1,000
4,667
2,770
1,897
8,224
4,542
3,682
3,497
5,611
-2,114
663
546
117
1,268
1,026
242
7,248
5,768
1,480
2,356
1,459
897
21,200
14,151
7,049
397
288
109
2,777
2,238
539
992
887
105
2,579
2,044
535
276
340
-64
949
752
197
4,412
4,655
-243
723
979
-256
241
245
-4
723
735
-12
2,375
3,262
-887
470
461
9
235
317
-82
1,410
1,957
-547
3,689
3,690
-1
231
296
-65
451
593
-142
677
996
-319
1,579
2,045
-466
2,030
2,620
-590
2,482
3,792
-1,310
1,128
1,705
-577
18,334
15,891
2,443
2,568
2,119
449
2,631
2,119
512
992
706
286
1,995
1,413
582
11,519
11,050
469
7,803
6,910
893
3,344
3,265
79
1,486
1,322
164
12,059
12,030
29
3,445
3,450
-5
3,445
3,592
-147
5,307
5,425
-118
5,307
5,388
-81
425
461
-36
2,888
2,842
46
479
387
92
604
572
32
334
298
36
99
124
-25
198
254
-56
50
72
-22
198
296
-98
545
690
-145
248
314
-66
642
694
-52
117
124
-7
11,395
13,198
-1,803
639
644
-5
537
429
108
801
1,110
-309
1,945
2,603
-658
572
736
-164
1,029
1,369
-340
114
152
-38
799
1,089
-290
913
1,167
-254
456
548
-92
2,258
2,504
-246
119
133
-14
2,464
2,665
-201
2,798
3,616
-818
437
532
-95
87
105
-18
869
1,052
-183
1,585
1,894
-309
964
1,119
-155
351
450
-99
88
105
-17
966
1,131
-165
615
712
-97
175
204
-29
2,709
3,186
-477
813
378
435
4,890
1,978
2,912
1,630
739
891
815
351
464
1,643
1,016
627
1,643
659
984
1,643
899
744
1,629
1,265
364
477
209
268
156
128
28
4,484
1,633
2,851
886
497
389
1,721
1,369
352
52
42
10
8,291
6,818
1,473
3,349
2,858
491
4,286
3,675
611
4,240
3,675
565
2,324
1,837
487
438
425
13
3,365
3,470
-105
1,099
1,517
-418
137
185
-48
755
907
-152
588
585
3
1,031
407
624
520
219
301
4,763
4,974
-211
551
333
218
827
472
355
12,335
10,741
1,594
3,005
2,754
251
393
414
-21
3,905
3,969
-64
63
80
-17
1,007
1,104
-97
724
728
-4
126
136
-10
1,384
1,804
-420
1,127
901
226
689
348
341
639
278
361
158
102
56
475
209
266
4,666
6,225
-1,559
61
76
-15
182
148
34
2,825
2,878
-53
155
162
-7
116
111
5
619
581
38
1,664
1,636
28
82
123
-41
41
39
2
327
486
-159
40
37
3
80
78
2
2,211
1,551
660
982
597
385
552
505
47
489
437
52
978
862
116
524
437
87
542
437
105
1,101
870
231
570
435
135
131
156
-25
131
165
-34
111
111
34,203
31,265
2,938
11
10
1
12,424
11,182
1,242
21,003
16,499
4,504
158
124
34
631
495
136
385
370
15
257
248
9
128
117
11
4,457
4,191
266
5,217
6,238
-1,021
1,515
1,410
105
4,881
4,501
380
1
1
4
4
4
4
12,868
12,742
126
8,141
7,959
182
8,010
7,835
175
263
251
12
67
160
-93
1,741
4,150
-2,409
370
798
-428
572
1,248
-676
437
933
-496
437
1,009
-572
336
775
-439
235
559
-324
513
437
76
44
39
5
352
251
101
87
77
10
173
152
21
582
674
-92
378
384
-6
10,609
7,180
3,429
4,939
4,110
829
1,512
1,096
416
13,692
13,153
539
5,593
5,488
105
729
643
86
8,086
9,872
-1,786
204
238
-34
5,539
4,920
619
1,007
884
123
13,092
10,484
2,608
1,223
1,301
-78
3,155
3,357
-202
12,930
13,687
-757
134
140
-6
1,312
1,349
-37
1,049
1,128
-79
2,178
2,230
-52
28
29
-1
5,712
5,957
-245
732
545
187
771
784
-13
13,322
13,629
-307
8,166
8,679
-513
18,941
20,043
-1,102
1,134
1,179
-45
4,310
4,395
-85
1,251
1,317
-66
569
600
-31
6,823
7,076
-253
973
960
13
24,434
23,141
1,293
9,374
8,972
402
5,946
5,940
6
27,049
27,006
43
35,674
35,494
180
921
917
4
8,542
8,503
39
19,512
19,698
-186
27,945
26,809
1,136
13,339
13,763
-424
6,781
6,805
-24
3,360
3,361
-1
2,513
2,609
-96
1,466
1,534
-68
47,010
49,194
-2,184
21,802
22,097
-295
242
245
-3
364
367
-3
42,460
42,452
8
42,062
42,046
16
123
130
-7
3,886
3,965
-79
1,234
1,473
-239
2,097
1,877
220
68,263
61,129
7,134
26,639
24,073
2,566
73,339
90,065
-16,726
22,260
27,117
-4,857
12,543
14,290
-1,747
24,424
20,169
4,255
10,049
9,369
680
1,154
1,084
70
960
1,043
-83
8,932
11,330
-2,398
10,402
9,393
1,009
9,953
9,330
623
25,568
23,709
1,859
434
342
92
211
282
-71
32
54
-22
55
81
-26
607
1,030
-423
1,972
2,612
-640
643
547
96
148
144
4
495
492
3
346
412
-66
198
217
-19
247
294
-47
414
367
47
3,208
4,013
-805
976
1,367
-391
93
122
-29
1,767
1,529
238
83
78
5
42
47
-5
250
282
-32
500
657
-157
2,110
2,257
-147
3,918
3,711
207
17,479
12,771
4,708
388
375
13
2,841
2,346
495
617
683
-66
617
683
-66
426
455
-29
531
455
76
510
415
95
765
656
109
510
455
55
545
418
127
272
208
64
407
288
119
407
298
109
830
597
233
839
597
242
277
198
79
138
99
39
727
741
-14
10,344
9,826
518
1,955
1,831
124
670
569
101
693
569
124
669
569
100
15,917
7,311
8,606
778
1,228
-450
230
491
-261
460
999
-539
345
839
-494
1,084
841
243
429
240
189
9,636
11,290
-1,654
4,112
3,972
140
343
490
-147
1,710
3,188
-1,478
554
707
-153
1,613
2,501
-888
69
95
-26
21
37
-16
540
982
-442
16,828
17,247
-419
614
623
-9
1,025
659
366
683
440
243
1,107
659
448
786
440
346
692
711
-19
10,394
8,130
2,264
5,318
3,361
1,957
3,626
1,686
1,940
1,934
1,034
900
2,153
1,840
313
98
85
13
1,077
995
82
9,592
3,655
5,937
1,868
1,538
330
110
91
19
1,651
1,365
286
551
458
93
1,101
910
191
970
825
145
2,317
1,925
392
2,209
1,741
468
1,829
1,466
363
3,731
2,841
890
3,798
2,933
865
732
580
152
881
694
187
1,763
1,060
703
661
557
104
14,910
13,858
1,052
499
410
89
450
549
-99
1,068
1,068
1,479
1,366
113
2,788
2,595
193
3,807
2,297
1,510
544
349
195
272
158
114
341
431
-90
3,510
4,859
-1,349
83
117
-34
578
658
-80
358
145
213
2,033
799
1,234
185
73
112
1,297
894
403
1,666
1,149
517
2,442
1,660
782
1,315
973
342
826
718
108
826
751
75
2,473
2,242
231
1,237
1,076
161
412
517
-105
805
747
58
403
409
-6
697
687
10
527
435
92
620
497
123
468
485
-17
283
232
51
9,556
8,427
1,129
5,278
4,602
676
182
189
-7
6,098
5,209
889
455
419
36
172
209
-37
1,056
1,749
-693
39
71
-32
352
433
-81
3,362
4,492
-1,130
551
440
111
725
440
285
508
293
215
749
440
309
505
293
212
545
397
148
385
265
120
1,003
662
341
597
397
200
1,799
926
873
1,591
1,493
98
11,293
9,875
1,418
5,249
5,286
-37
367
407
-40
59
88
-29
930
1,399
-469
692
1,024
-332
2,393
3,081
-688
79
96
-17
613
733
-120
299
256
43
3,701
7,234
-3,533
903
1,808
-905
79
158
-79
2,277
3,812
-1,535
1,060
2,216
-1,156
1,833
2,092
-259
711
1,269
-558
449
891
-442
1,122
2,375
-1,253
6,663
3,754
2,909
16,095
13,850
2,245
4,777
4,890
-113
104
109
-5
519
551
-32
1,349
1,707
-358
123
150
-27
123
151
-28
4,722
4,940
-218
48
60
-12
16,371
16,221
150
796
881
-85
11,139
13,687
-2,548
6,231
7,177
-946
2,453
2,818
-365
16,572
19,042
-2,470
893
866
27
6,398
6,566
-168
2,753
2,872
-119
10,770
12,234
-1,464
2,073
2,356
-283
7,828
7,199
629
637
651
-14
10,831
6,486
4,345
316
295
21
5,912
5,854
58
1,900
1,858
42
211
151
60
4,786
3,882
904
1,126
945
181
4,328
3,972
356
3,113
2,909
204
421
379
42
366
367
-1
436
485
-49
379
324
55
2,664
1,321
1,343
517
578
-61
869
498
371
457
249
208
476
249
227
479
249
230
999
498
501
1,041
490
551
417
249
168
609
348
261
499
361
138
3,133
3,322
-189
583
752
-169
73
133
-60
1,057
1,468
-411
838
869
-31
219
244
-25
2,194
2,441
-247
110
126
-16
1,097
1,354
-257
9,602
5,507
4,095
1,916
2,026
-110
706
726
-20
10,895
11,227
-332
19,757
20,752
-995
17,643
18,483
-840
2,444
2,562
-118
6,671
6,807
-136
7,220
7,360
-140
3,061
3,142
-81
26,291
26,710
-419
14,223
14,142
81
943
936
7
15,244
15,468
-224
2,672
2,720
-48
4,086
4,094
-8
21,483
18,599
2,884
168
177
-9
1,175
1,283
-108
11,245
11,853
-608
6,854
7,304
-450
2,170
2,703
-533
5,369
6,230
-861
343
397
-54
13,631
11,613
2,018
324
270
54
913
675
238
9,214
9,292
-78
68,774
53,809
14,965
105,066
89,427
15,639
2,085
1,621
464
829
376
453
658
282
376
214
94
120
183
94
89
540
329
211
717
411
306
602
329
273
314
164
150
23,862
11,730
12,132
3,824
1,880
1,944
207
257
-50
87
155
-68
346
622
-276
1,582
2,765
-1,183
309
569
-260
15,461
15,461
40,461
40,461
908
658
250
706
560
146
3,989
2,303
1,686
216
162
54
3,234
2,387
847
216
166
50
1,833
1,684
149
3,881
2,152
1,729
335
296
39
1,377
893
484
81
52
29
1,208
734
474
604
367
237
561
347
214
1,043
640
403
864
507
357
866
706
160
847
706
141
219
186
33
350
375
-25
44
44
798
844
-46
310
310
532
477
55
1,078
804
274
844
715
129
1,043
769
274
427
371
56
616
454
162
1,571
1,566
5
300
266
34
336
266
70
728
613
115
517
447
70
280
291
-11
2,238
2,162
76
160
146
14
639
639
480
428
52
1,279
1,280
-1
883
603
280
436
278
158
23
23
32
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
87
b
1,746
c
1,505
d
-419
e
-1,587
-536
6,035
299
234
79
175
115
100
224
488
362
701
3,535
1,972
2,233
4,913
9,479
10,533
2,897
325
1,000
1,897
3,682
-2,114
117
242
1,480
897
7,049
109
539
105
535
-64
197
-243
-256
-4
-12
-887
9
-82
-547
-1
-65
-142
-319
-466
-590
-1,310
-577
2,443
449
512
286
582
469
893
79
164
29
-5
-147
-118
-81
-36
46
92
32
36
-25
-56
-22
-98
-145
-66
-52
-7
-1,803
-5
108
-309
-658
-164
-340
-38
-290
-254
-92
-246
-14
-201
-818
-95
-18
-183
-309
-155
-99
-17
-165
-97
-29
-477
435
2,912
891
464
627
984
744
364
268
28
2,851
389
352
10
1,473
491
611
565
487
13
-105
-418
-48
-152
3
624
301
-211
218
355
1,594
251
-21
-64
-17
-97
-4
-10
-420
226
341
361
56
266
-1,559
-15
34
-53
-7
5
38
28
-41
2
-159
3
2
660
385
47
52
116
87
105
231
135
-25
-34
111
2,938
1
1,242
4,504
34
136
15
9
11
266
-1,021
105
380
1
4
4
126
182
175
12
-93
-2,409
-428
-676
-496
-572
-439
-324
76
5
101
10
21
-92
-6
3,429
829
416
539
105
86
-1,786
-34
619
123
2,608
-78
-202
-757
-6
-37
-79
-52
-1
-245
187
-13
-307
-513
-1,102
-45
-85
-66
-31
-253
13
1,293
402
6
43
180
4
39
-186
1,136
-424
-24
-1
-96
-68
-2,184
-295
-3
-3
8
16
-7
-79
-239
220
7,134
2,566
-16,726
-4,857
-1,747
4,255
680
70
-83
-2,398
1,009
623
1,859
92
-71
-22
-26
-423
-640
96
4
3
-66
-19
-47
47
-805
-391
-29
238
5
-5
-32
-157
-147
207
4,708
13
495
-66
-66
-29
76
95
109
55
127
64
119
109
233
242
79
39
-14
518
124
101
124
100
8,606
-450
-261
-539
-494
243
189
-1,654
140
-147
-1,478
-153
-888
-26
-16
-442
-419
-9
366
243
448
346
-19
2,264
1,957
1,940
900
313
13
82
5,937
330
19
286
93
191
145
392
468
363
890
865
152
187
703
104
1,052
89
-99
113
193
1,510
195
114
-90
-1,349
-34
-80
213
1,234
112
403
517
782
342
108
75
231
161
-105
58
-6
10
92
123
-17
51
1,129
676
-7
889
36
-37
-693
-32
-81
-1,130
111
285
215
309
212
148
120
341
200
873
98
1,418
-37
-40
-29
-469
-332
-688
-17
-120
43
-3,533
-905
-79
-1,535
-1,156
-259
-558
-442
-1,253
2,909
2,245
-113
-5
-32
-358
-27
-28
-218
-12
150
-85
-2,548
-946
-365
-2,470
27
-168
-119
-1,464
-283
629
-14
4,345
21
58
42
60
904
181
356
204
42
-1
-49
55
1,343
-61
371
208
227
230
501
551
168
261
138
-189
-169
-60
-411
-31
-25
-247
-16
-257
4,095
-110
-20
-332
-995
-840
-118
-136
-140
-81
-419
81
7
-224
-48
-8
2,884
-9
-108
-608
-450
-533
-861
-54
2,018
54
238
-78
14,965
15,639
464
453
376
120
89
211
306
273
150
12,132
1,944
-50
-68
-276
-1,183
-260
250
146
1,686
54
847
50
149
1,729
39
484
29
474
237
214
403
357
160
141
33
-25
-46
55
274
129
274
56
162
5
34
70
115
70
-11
76
14
52
-1
280
158
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
162,632
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
406,387
3,327,804
0.122119
2017
451,382
3,211,906
0.140534
2016
97,839
2,575,804
0.037984
2015
45,887
2,655,698
0.017279
2014
11,548
1,977,444
0.00584
2
Total
of line 1, column (d)
.....................
2
0.323756
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.064751
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
3,591,958
5
Multiply line 4 by line 3
......................
5
232,583
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,654
7
Add lines 5 and 6
........................
7
234,237
8
Enter qualifying distributions from Part XII, line 4
,.............
8
17,094
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
3,307
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
3,307
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
3,307
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
5,896
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
5,896
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
2,589
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
2,589
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
KY
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
NORMA HANLEY
DIRECTOR
2
0
7504 CHESTNUT HILL DRIVE
PROSPECT
,
KY
40059
JIM DECKER
DIRECTOR
2
0
23 LOMA LINDA
LAKELAND
,
FL
33813
JOY DECKER
DIRECTOR
2
0
7075 BRESCIA WAY
ORLANDO
,
FL
32819
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
3,531,881
b
Average of monthly cash balances
.......................
1b
114,777
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
3,646,658
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
3,646,658
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
54,700
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
3,591,958
6
Minimum investment return.
Enter 5% of line 5
..................
6
179,598
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
179,598
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
3,307
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
3,307
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
176,291
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
176,291
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
176,291
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
17,094
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
17,094
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
17,094
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
176,291
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
64,401
b
From 2015
......
45,081
c
From 2016
......
0
d
From 2017
......
201,586
e
From 2018
......
242,785
f
Total
of lines 3a through e
........
553,853
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
17,094
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
17,094
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
159,197
159,197
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
394,656
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
394,656
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
151,871
d
Excess from 2018
....
242,785
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Total
.................................
3a
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
68,197
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
162,632
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
7,942
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
238,771
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
238,771
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description