-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
T GARY AND KATHLEEN ROGERS PRIVATE
FAMILY FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
10 CLAY STREET NO 200
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
OAKLAND
,
CA
94607
A Employer identification number
65-1202020
B
Telephone number (see instructions)
(510) 899-7900
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
78,917,990
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
689,780
1,287,412
5a
Gross rents
............
696,000
696,000
b
Net rental income or (loss)
-244,722
6a
Net gain or (loss) from sale of assets not on line 10
2,689,426
b
Gross sales price for all assets on line 6a
4,902,560
7
Capital gain net income (from Part IV, line 2)
...
3,734,995
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
0
-287,826
12
Total.
Add lines 1 through 11
........
4,075,206
5,430,581
13
Compensation of officers, directors, trustees, etc.
436,850
0
436,850
14
Other employee salaries and wages
......
904,863
0
1,145,326
15
Pension plans, employee benefits
.......
235,638
0
0
16a
Legal fees (attach schedule)
.........
97,091
0
96,519
b
Accounting fees (attach schedule)
.......
72,698
30,430
88,408
c
Other professional fees (attach schedule)
....
320,416
196,357
125,731
17
Interest
...............
154,382
154,382
0
18
Taxes (attach schedule) (see instructions)
...
16,779
14,969
810
19
Depreciation (attach schedule) and depletion
...
886,792
870,159
20
Occupancy
..............
463,659
0
502,489
21
Travel, conferences, and meetings
.......
48,729
0
49,601
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
112,526
410,974
36,592
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
3,750,423
1,677,271
2,482,326
25
Contributions, gifts, grants paid
.......
3,219,338
3,820,155
26
Total expenses and disbursements.
Add lines 24 and 25
6,969,761
1,677,271
6,302,481
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-2,894,555
b
Net investment income
(if negative, enter -0-)
3,753,310
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2,334,696
1,459,291
1,459,291
2
Savings and temporary cash investments
.........
2,027,197
1,153,230
1,153,230
3
Accounts receivable
Less: allowance for doubtful accounts
139,215
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
159,192
200,626
200,626
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
23,306,349
27,545,938
27,545,938
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
36,318,969
35,724,916
35,724,916
14
Land, buildings, and equipment: basis
21,834,468
Less: accumulated depreciation (attach schedule)
9,142,232
13,240,329
12,692,236
12,692,236
15
Other assets (describe
)
0
141,753
141,753
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
77,525,947
78,917,990
78,917,990
17
Accounts payable and accrued expenses
..........
72,291
20,348
18
Grants payable
.................
2,932,053
3,017,337
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
5,120,000
5,120,000
22
Other liabilities (describe
)
116,122
80,000
23
Total liabilities
(add lines 17 through 22)
.........
8,240,466
8,237,685
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
69,285,481
70,680,305
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
69,285,481
70,680,305
30
Total liabilities and net assets/fund balances
(see instructions)
.
77,525,947
78,917,990
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
69,285,481
2
Enter amount from Part I, line 27a
.....................
2
-2,894,555
3
Other increases not included in line 2 (itemize)
3
4,289,379
4
Add lines 1, 2, and 3
..........................
4
70,680,305
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
70,680,305
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
PUBLICLY TRADED SECURITIES
b
CERBERUS INSTITUTIONAL PARTNERS, LP (SERIES FOUR)
P
2019-01-01
2019-12-31
c
CROSSLINK VENTURES V, LP
P
2019-01-01
2019-12-31
d
DODDINGTON EMERGING MARKETS FUND, LLC
P
2019-01-01
2019-12-31
e
EMERGING MARKETS GLOBAL FUND
P
2019-01-01
2019-12-31
ENCAP ENERGY CAPITAL FUND VI-B, LP
P
2019-01-01
2019-12-31
ENCAP ENERGY CAPITAL FUND VII-B, LP
P
2019-01-01
2019-12-31
ENCAP ENERGY CAPITAL FUND X, LP
P
2019-01-01
2019-12-31
EPI HACIENDA LLC
P
2019-01-01
2019-12-31
EPL PRUNEYARD, LLC
P
2019-01-01
2019-12-31
EPL PRUNEYARD OFFICE INVESTORS, LLC
P
2019-01-01
2019-12-31
FARALLON CAPITAL INSTITUTIONAL PARTNERS, LP
P
2019-01-01
2019-12-31
FINTAN IRUSAN FUND, LP
P
2019-01-01
2019-12-31
GREENSPRING SPV (AV IV), LP
P
2019-01-01
2019-12-31
HELLMAN & FRIEDMAN CAPITAL PARTNERS VI, LP
P
2019-01-01
2019-12-31
H&F GALAXY AIV, LP
P
2019-01-01
2019-12-31
IEC FUND III, LP
P
2019-01-01
2019-12-31
JC FLOWERS II, LP
P
2019-01-01
2019-12-31
JH INVESTMENT PARTNERS II, LP
P
2019-01-01
2019-12-31
LIGHT STREET SPV, L.P.
P
2019-01-01
2019-12-31
OWL CREEK OVERSEAS
P
2019-01-01
2019-12-31
PASSPORT SPECIAL OPPORTUNITIES FUND, LP
P
2019-01-01
2019-12-31
PRIME FINANCE CMBS B-PIECE FUND I, LP
P
2019-01-01
2019-12-31
PRIME FINANCE SHORT DURATION VI, LP
P
2019-01-01
2019-12-31
RESOURCE CAPITAL FUND IV, LP
P
2019-01-01
2019-12-31
SPO PARTNERS II, LP
P
2019-01-01
2019-12-31
SRI INVESTORS EIGHT, LLC
P
2019-01-01
2019-12-31
SRI INVESTORS ELEVEN, LLC
P
2019-01-01
2019-12-31
SVERICA CAPITAL PARTNERS IV LP
P
2019-01-01
2019-12-31
TRI-COUNTY INVESTMENTS, LLC (PORTLAND)
P
2019-01-01
2019-12-31
SFW CAPITAL PARTNERS II, L.P
P
2019-01-01
2019-12-31
SPO PARTNERS & CO. LIQUIDATING TRUST
P
2019-01-01
2019-12-31
BAY RESOURCE PARTNERS OFFSHORE FUND, LTD.
P
2019-01-01
2019-12-31
INDABA CAPITAL PARTNERS (CAYMAN), L.P.
P
2019-01-01
2019-12-31
PERRY PARTNERS INTERNATIONAL INC
P
2019-01-01
2019-12-31
TIGER GLOBAL, LTD.
P
2019-01-01
2019-12-31
COMPUTER
P
2019-01-01
2019-12-31
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,263,820
420,524
843,296
b
37,001
37,001
c
2,099
2,099
d
124,980
74,390
50,590
e
25,092
25,092
46,890
40,199
6,691
3,209
-3,209
23,755
27,537
-3,782
105,564
105,564
970,205
970,205
5,186
5,186
0
6,551
1,863
4,688
40,184
18,214
21,970
0
14,102
14,102
0
5,832
-5,832
335,515
3,688
331,827
17,235
17,235
1,280
-1,280
275,556
-275,556
356,536
356,536
0
139,705
119,087
20,618
42,754
42,754
0
5,020
5,321
-301
6,862
-6,862
9,273
9,273
98,898
98,898
0
336,779
-336,779
257,299
257,299
200,453
200,453
202,961
202,961
483,700
483,700
862
862
320,988
320,988
750
750
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
843,296
b
37,001
c
2,099
d
50,590
e
25,092
6,691
-3,209
-3,782
105,564
970,205
0
4,688
21,970
0
0
-5,832
331,827
17,235
-1,280
-275,556
356,536
0
20,618
0
-301
-6,862
9,273
98,898
0
-336,779
257,299
200,453
202,961
483,700
862
320,988
750
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
3,734,995
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
5,167,575
38,737,041
0.133401
2017
1,533,673
70,033,677
0.021899
2016
3,378,302
64,600,449
0.052295
2015
1,712,829
61,655,902
0.027780
2014
1,552,473
76,329,588
0.020339
2
Total
of line 1, column (d)
.....................
2
0.255714
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.051143
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
63,932,928
5
Multiply line 4 by line 3
......................
5
3,269,722
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
37,533
7
Add lines 5 and 6
........................
7
3,307,255
8
Enter qualifying distributions from Part XII, line 4
,.............
8
7,084,686
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
37,533
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
37,533
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
37,533
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
4,203
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
54,000
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
58,203
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
328
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
20,342
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
20,342
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
Yes
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
Yes
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
ROGERSFOUNDATION.ORG
14
The books are in care of
KATHLEEN ROGERS
Telephone no.
(510) 899-7900
Located at
10 CLAY STREET STE 200
OAKLAND
CA
ZIP+4
94607
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
RHONNEL S SOTELO
EXECUTIVE DIRECTOR
40.00
253,025
15,543
32,539
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
BRIAN K ROGERS
CEO AND BOARD SECRETARY
40.00
183,825
11,399
32,945
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
KATHLEEN ROGERS
DIRECTOR
1.00
0
0
0
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
GREGORY D KLEIN
SENIOR DIR, INNOVATI
40.00
121,620
8,049
28,463
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
DANA A WELLHAUSEN
SENIOR DIR OF STRATE
40.00
136,057
8,472
12,432
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
JONATHON B STEWART
SENIOR FELLOW, CORE
40.00
122,292
7,606
24,332
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
BONNIE LOOK
GRANT & PROGRAM OPER
40.00
103,994
6,691
14,062
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
SARA R LEVINE
SENIOR PROGRAM OFFIC
40.00
108,081
6,579
9,588
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
Total
number of other employees paid over $50,000
...................
3
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
HOOD & STRONG LLP
ACCOUNTING
97,718
275 BATTERY ST STE 900
SAN FRANCISCO
,
CA
94111
MANATT PHELPS & PHILLIPS LLP
LEGAL
92,112
11355 WEST OLYMPIC BLVD
LOS ANGELES
,
CA
90064
MASTERY DESIGN COLLABORATIVE INC
TEACHER COACHING CONSULTING
51,120
827 VERMONT STREET
OAKLAND
,
CA
94610
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
EDUCATION FOR CHANGE - TO PROVIDE BRIDGE FINANCING TO THE SCHOOL FOR THE PURPOSE OF CONSTRUCTING NEW CLASSROOMS AND A MULTI-PURPOSE ROOM.
443,487
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
443,487
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
25,512,425
b
Average of monthly cash balances
.......................
1b
3,326,807
c
Fair market value of all other assets (see instructions)
................
1c
36,067,294
d
Total
(add lines 1a, b, and c)
.........................
1d
64,906,526
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
64,906,526
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
973,598
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
63,932,928
6
Minimum investment return.
Enter 5% of line 5
..................
6
3,196,646
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
3,196,646
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
37,533
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
37,533
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
3,159,113
4
Recoveries of amounts treated as qualifying distributions
................
4
443,487
5
Add lines 3 and 4
............................
5
3,602,600
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
3,602,600
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
6,302,481
b
Program-related investments—total from Part IX-B
..................
1b
443,487
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
338,718
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
7,084,686
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
37,533
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
7,047,153
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
3,602,600
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
398,575
f
Total
of lines 3a through e
........
398,575
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
7,084,686
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
3,602,600
e
Remaining amount distributed out of corpus
3,482,086
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
3,880,661
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
3,880,661
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
398,575
e
Excess from 2019
....
3,482,086
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
KATHLEEN ROGERS
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
APPLICATIONS ARE COMPLETED VIA OUR
10 CLAY STREET STE 200
OAKLAND
,
CA
94607
(510) 899-7900
b
The form in which applications should be submitted and information and materials they should include:
IF REQUIRED, APPLICATIONS ARE GENERALLY SUBMITTED ELECTRONICALLY THROUGH A GRANTEE PORTAL. GRANTEES PROVIDE INFORMATION ON THE PURPOSE OF THE GRANT, INTENDED OUTCOMES AND OUTPUTS, THE REQUESTED GRANT AMOUNT, AND A BUDGET.
c
Any submission deadlines:
APPLICATIONS ARE DUE APRIL FOR OUR JUNE BOARD MEETING AND OCTOBER FOR OUR DECEMBER BOARD MEETING.
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
EDUCATION STRATEGY GRANTS ARE FOCUSED ON NON-PROFITS THAT FOCUS ON SUPPORTING AND EDUCATION STUDENTS IN OAKLAND, CA. GRANTS OUTSIDE OF OUR STRATEGY ARE DIRECTED BY THE FAMILY AND DO NOT HAVE THE SAME LIMITATIONS. TO BE ELIGIBLE GRANT APPLICANTS MUST BE TAX-EXEMPT UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND NOT CLASSIFIED AS A PRIVATE FOUNDATION UNDER SECTION 509(A) OF THE CODE. POTENTIAL GRANTEES CAN ALSO SUBMIT APPLICATIONS THROUGH A SPONSORING ORGANIZATION IF THE SPONSOR HAS 501(C)(3) STATUS, IS NOT A PRIVATE FOUNDATION UNDER SECTION 509(A), AND PROVIDES CONFIRMATION OF ITS WILLINGNESS TO ACT AS THE FISCAL SPONSOR. AS DETERMINED BY THE FOUNDATION, A GRANT TO A FOR PROFIT CAN BE MADE EXERCISING EXPENDITURE RESPONSIBILITY IF THERE IS A CLEAR CHARITABLE PURPOSE. THE FOUNDATION DOES NOT FUND: I. SCHOLARSHIP FUNDS FOR INDIVIDUALS II. RESERVE FUNDS III. POLITICAL CAMPAIGNS OR LOBBYING EFFORTS IV. ONE-DAY OR SHORT-TERM EVENTS V. FUNDRAISING EVENTS
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
THE GILLISPIE SCHOOL
7380 GIRARD AVE
LA JOLLA
,
CA
92037
N/A
PC
GENERAL SUPPORT
250,000
OAKLAND REACH
134 LINDEN STREET
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
26,000
BISHOP O'DOWD HIGH SCHOOL
9500 STEARNS AVENUE
OAKLAND
,
CA
946054799
N/A
PC
GENERAL SUPPORT
10,000
ST JOSEPH NOTRE DAME HIGH SCHOOL
1011 CHESTNUT STREET
ALAMEDA
,
CA
94501
N/A
PC
GENERAL SUPPORT
10,000
SOCIAL GOOD FUND
12651 SAN PABLO AVE UNIT 5473
RICHMOND
,
CA
94805
N/A
PC
GENERAL SUPPORT
100,000
CORE DISTRICTS FOR OAKLAND
1107 9TH STREET SUITE 500
SACRAMENTO
,
CA
95814
N/A
PC
GENERAL SUPPORT
32,200
INNOVATE PUBLIC SCHOOLS
1400 PARKMOOR AVE STE 240
SAN JOSE
,
CA
951263794
N/A
PC
GENERAL SUPPORT
3,500
CHILDREN'S FAIRYLAND
699 BELLEVUE AVENUE
OAKLAND
,
CA
94610
N/A
PC
GENERAL SUPPORT
2,500
BOY SCOUTS OF AMERICA-SF BAY AREA COUNCIL
1001 DAVIS STREET
SAN LEANDRO
,
CA
94577
N/A
PC
GENERAL SUPPORT
34,000
ROSES IN CONCRETE COMMUNITY SCHOOL
4551 STEELE STREET
OAKLAND
,
CA
94619
N/A
PC
GENERAL SUPPORT
2,000
FRIENDS OF THE OAKLAND PUBLIC LIBRARY
721 WASHINGTON STREET
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
500
OAKLAND LITERACY COALITION
120 LINDENT STREET
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
257,270
AIM HIGH
PO BOX 410715
SAN FRANCISCO
,
CA
94141
N/A
PC
GENERAL SUPPORT
25,000
EAST OAKLAND YOUTH DEVELOPMENT CENTER
8200 INTERNATIONAL BLVD
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
15,000
SURGE INSTITUTE
5250 N LINCOLN AVENUE APT 4A
CHICAGO
,
IL
60625
N/A
PC
GENERAL SUPPORT
25,000
MOVING FORWARD INSTITUTE
1425 PARK AVENUE
EMERYVILLE
,
CA
94608
N/A
PC
GENERAL SUPPORT
50,000
FAMILY ENGAGEMENT LAB
548 MARKET ST STE 42210
SAN FRANCISCO
,
CA
941045401
N/A
PC
GENERAL SUPPORT
25,000
GIRLS INCORPORATED OF ALAMEDA COUNTY
510 16TH ST
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
40,000
EDUCATION TRUST WEST
1250 H STREET NW SUITE 700
WASHINGTON
,
DC
20005
N/A
PC
GENERAL SUPPORT
1,000
CHABOT SPACE & SCIENCE CENTER
10000 SKYLINE BOULEVARD
OAKLAND
,
CA
94619
N/A
SO I
GENERAL SUPPORT
5,000
READING PARTNERS
180 GRAND AVENUE SUITE 800
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
50,000
SPRINGBOARD COLLABORATIVE
2 PENN CENTER 1500 JFK BLVD SUITE
1160
PHILADELPHIA
,
PA
19102
N/A
PC
GENERAL SUPPORT
62,500
FAITH NETWORK OF THE EAST BAY
2633 TELEGRAPH AVE 412
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
30,000
MILLS COLLEGE
5000 MACARTHUR BLVD
OAKLAND
,
CA
94613
N/A
PC
GENERAL SUPPORT
25,000
FRIENDS OF OAKLAND PUBLIC SCHOOL LIBRARIES
5945 JOHNSTON DR
OAKLAND
,
CA
94611
N/A
PC
GENERAL SUPPORT
10,000
TEACH FOR AMERICA BAY AREA
685 MARKET ST 500
SAN FRANCISCO
,
CA
94103
N/A
PC
GENERAL SUPPORT
15,000
NATIONAL EQUITY PROJECT
1720 BROADWAY FOURTH FLOOR
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
40,000
INQUIRING SYSTEMS INC
101 BROOKWOOD AVENUE SUITE 204
SANTA ROSA
,
CA
95404
N/A
PC
GENERAL SUPPORT
25,000
GREAT SCHOOL CHOICES INC
342 E 119TH ST APT 3A
NEW YORK
,
NY
100354279
N/A
PC
GENERAL SUPPORT
22,000
OAKLAND MUSEUM OF CALIFORNIA
1000 OAK STREET
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
5,000
ATTITUDINAL HEALING CONNECTION
1980 MANDELA PARKWAY
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
2,500
GO PUBLIC SCHOOLS
54 WASHINGTON ST
OAKLAND
,
CA
946073737
N/A
PC
GENERAL SUPPORT
412,500
ASPIRE PUBLIC SCHOOLS
1001 22ND AVENUE SUITE 100
OAKLAND
,
CA
94606
N/A
PC
GENERAL SUPPORT
62,500
COMMUNITY INITIATIVES
1000 BROADWAY SUITE 480
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
10,000
ENVISION EDUCATION
111 MYRTLE STREET SUITE 203
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
185,338
LIGHTHOUSE COMMUNITY CHARTER SCHOOL
444 HEGENBERGER ROAD
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
993,094
COMMUNITY SCHOOL FOR CREATIVE EDUCATION
2111 INTERNATIONAL BOULEVARD
OAKLAND
,
CA
94606
N/A
PC
GENERAL SUPPORT
18,570
URBAN MONTESSORI CHARTER SCHOOL
5328 BRANN STREET
OAKLAND
,
CA
94619
N/A
PC
GENERAL SUPPORT
154,520
EAST BAY INNOVATION ACADEMY
3400 MALCOLM AVENUE
OAKLAND
,
CA
94605
N/A
PC
GENERAL SUPPORT
3,281
EDUCATE78
2323 BROADWAY
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
250,000
BOYS AND GIRLS CLUBS OF OAKLAND
3300 HIGH STREET 2ND FLOOR
OAKLAND
,
CA
94619
N/A
PC
GENERAL SUPPORT
5,000
EDUCATION FOR CHANGE
333 HEGENBERGER RD STE 600
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
210,000
DONORSCHOOSE
134 W 37 TH STREET FLOOR 11
NEW YORK
,
NY
10018
N/A
PC
GENERAL SUPPORT
15,251
ST ELIZABETH'S ELEMENTARY SCHOOL
1516 33RD AVENUE
OAKLAND
,
CA
94602
N/A
GOV
GENERAL SUPPORT
10,000
PHILANTHROPIC VENTURES FOUNDATION
1222 PRESERVATION PARK WAY
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
105,000
EAST BAY ZOOLOGICAL SOCIETY
9777 GOLF LINKS ROAD
OAKLAND
,
CA
94605
N/A
PC
GENERAL SUPPORT
5,000
OAKLAND PUBLIC EDUCATION FUND
520 3RD STSUITE 109
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
114,600
OAKLAND COMMUNITY ORGANIZATIONS
5001 FOOTHILL BLVD
OAKLAND
,
CA
94601
N/A
PC
GENERAL SUPPORT
10,000
PLANTING JUSTICE
319 105TH AVE
OAKLAND
,
CA
94603
N/A
PC
GENERAL SUPPORT
258
MEMORIAL SLOAN KETTERING
1275 YORK AVE
NEW YORK
,
NY
10065
N/A
PC
GENERAL SUPPORT
35
BAY AREA CHILDREN'S THEATER
6114 LASALLE AVE 431
OAKLAND
,
CA
946110000
N/A
PC
GENERAL SUPPORT
25
ARTSPAN
934 BRANNAN STREET 2ND FLOOR
SAN FRANCISCO
,
CA
94103
N/A
PC
GENERAL SUPPORT
500
ENVISION SCHOOL
1515 WEBSTER ST
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
500
NATIONAL PARK FOUNDATION
1110 VERMONT AVE NW SUITE 200
WASHINGTON
,
DC
20005
N/A
PC
GENERAL SUPPORT
200
BEYOND EMANCIPATION
675 HEGENBERGER RD 100
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
200
ORIGINAL PRACTICE SHAKESPEARE FESTIVAL
3945 SE MADISON ST
PORTLAND
,
OR
972144421
N/A
PC
GENERAL SUPPORT
50
FRIENDS OF OAKLAND PARKS AND RECREATION
PO BOX 13267
OAKLAND
,
CA
946610267
N/A
PC
GENERAL SUPPORT
610
CAMP PHOENIX
39931 PARADA STREET B APT 6
NEWARK
,
CA
94560
N/A
PC
GENERAL SUPPORT
200
SUPER STARS LITERACY
333 HEGENBERGER ROAD STE 503
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
30,100
OAKLAND PROMISE
PO BOX 71005
OAKLAND
,
CA
94312
N/A
PC
GENERAL SUPPORT
26
LUCILE PACKARD FOUNDATION
343 SECOND STREET
LOS ALTOS
,
CA
94022
N/A
PC
GENERAL SUPPORT
25
UC BERKELEY FOUNDATION
1995 UNIVERSITY AVENUE SUITE 401
BERKELEY
,
CA
94704
N/A
PC
GENERAL SUPPORT
10,025
AL OTRO LADO
1200 N STATE ST 1008
LOS ANGELES
,
CA
90033
N/A
PC
GENERAL SUPPORT
250
NORTH SHORE ANIMAL LEAGUE
25 DAVIS AVENUE
PORT WASHINGTON
,
NY
11050
N/A
PC
GENERAL SUPPORT
100
OAKLAND LITERACY COALITION
120 LINDENT STREET
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
51
MOREAU CATHOLIC HIGH SCHOOL
27170 MISSION BLVD
HAYWARD
,
CA
94544
N/A
PC
GENERAL SUPPORT
25
SIERRA BUTTES TRAIL STEWARDSHIP
550 CRESCENT ST
QUINCY
,
CA
959719130
N/A
PC
GENERAL SUPPORT
10
NATIONAL MULTIPLE SCLEROSIS SOCIETY
733 THIRD AVENUE 3RD FLOOR
NEW YORK
,
NY
10017
N/A
PC
GENERAL SUPPORT
130
SANTA CLARA UNIVERSITY
500 EL CAMINO REAL
SANTA CLARA
,
CA
950531400
N/A
PC
GENERAL SUPPORT
2,500
DIG DEEP
891 BEACH ST
SAN FRANCISCO
,
CA
941091102
N/A
PC
GENERAL SUPPORT
275
EDNA BREWER MIDDLE SCHOOL
3748 13TH AVE
OAKLAND
,
CA
94610
N/A
GOV
GENERAL SUPPORT
25
ALZHEIMER'S ASSOCIATION
2290 N 1ST ST 101
SAN JOSE
,
CA
95131
N/A
PC
GENERAL SUPPORT
20
OTIS ELEMENTARY SCHOOL
3010 FILLMORE
ALAMEDA
,
CA
94501
N/A
GOV
GENERAL SUPPORT
243
CITIZENS FOR RESPONSIBLE ETHICS IN WASHINGTON
455 MASSACHUSETTS AVENUE NW SIXTH
FLOOR
WASHINGTON
,
DC
20001
N/A
PC
GENERAL SUPPORT
500
BORDER KINDNESS INC
125 E 3RD ST PMB 4
CALEXICO
,
CA
922312663
N/A
PC
GENERAL SUPPORT
268
CROCKER HIGHLANDS ELEMENTARY SCHOOL
525 MIDCREST RD
OAKLAND
,
CA
94610
N/A
GOV
GENERAL SUPPORT
715
COVENANT HOUSE
200 HARRISON ST
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
105
EAST OAKLAND BOXING ASSOCIATION
816 98TH AVE
OAKLAND
,
CA
94603
N/A
PC
GENERAL SUPPORT
5,100
THE PRAXIS PROJECT INC
1900 FRUITVALE AVENUE NO 3D
OAKLAND
,
CA
94601
N/A
PC
GENERAL SUPPORT
100
EAST BAY SPCA OAKLAND
8323 BALDWIN STREET
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
75
TEEN SHARP
1200 N FRENCH ST 5TH FLOOR
WILMINGTON
,
DE
198013239
N/A
PC
GENERAL SUPPORT
53
JUNTOS COLLECTIVE
1220 STANNAGE AVE
BERKELEY
,
CA
947062224
N/A
PC
GENERAL SUPPORT
232
ARCHBISHOP OF SF
1 PETER YORKE WAY
SAN FRANCISCO
,
CA
94109
N/A
PC
GENERAL SUPPORT
1,000
Total
.................................
3a
3,820,155
b
Approved for future payment
OAKLAND LITERACY COALITION
120 LINDENT STREET
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
200,051
BOY SCOUTS OF AMERICA-SF BAY AREA COUNCIL
1001 DAVIS STREET
SAN LEANDRO
,
CA
94577
N/A
PC
GENERAL SUPPORT
66,000
GIRLS INCORPORATED OF ALAMEDA COUNTY
510 16TH ST
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
40,000
PHILANTHROPIC VENTURES FOUNDATION
1222 PRESERVATION PARK WAY
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
50,000
READING PARTNERS
180 GRAND AVENUE SUITE 800
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
50,000
SUPER STARS LITERACY
333 HEGENBERGER ROAD STE 503
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
20,000
OAKLAND PUBLIC EDUCATION FUND
520 3RD STSUITE 109
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
25,103
FAITH NETWORK OF THE EAST BAY
2633 TELEGRAPH AVE 412
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
10,000
SPRINGBOARD COLLABORATIVE
2 PENN CENTER 1500 JFK BLVD SUITE
1160
PHILADELPHIA
,
PA
19102
N/A
PC
GENERAL SUPPORT
62,500
UC BERKELEY FOUNDATION
1995 UNIVERSITY AVENUE SUITE 401
BERKELEY
,
CA
94704
N/A
PC
GENERAL SUPPORT
10,075
NATIONAL EQUITY PROJECT
1720 BROADWAY FOURTH FLOOR
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
25,000
EDUCATION FOR CHANGE
333 HEGENBERGER ROAD STE 600
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
120,000
GO PUBLIC SCHOOLS
54 WASHINGTON ST
OAKLAND
,
CA
946073737
N/A
PC
GENERAL SUPPORT
380,000
ASPIRE PUBLIC SCHOOLS
1001 22ND AVENUE SUITE 100
OAKLAND
,
CA
94606
N/A
PC
GENERAL SUPPORT
62,500
COMMUNITY INITIATIVES
1000 BROADWAY SUITE 480
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
10,000
ENVISION EDUCATION
111 MYRTLE STREET SUITE 203
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
52,625
COMMUNITY SCHOOL FOR CREATIVE EDUCATION
2113 INTERNATIONAL BOULEVARD
OAKLAND
,
CA
94606
N/A
PC
GENERAL SUPPORT
17,380
LIGHTHOUSE COMMUNITY CHARTER SCHOOL
444 HEGENBERGER ROAD
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
63,062
URBAN MONTESSORI CHARTER SCHOOL
5328 BRANN STREET
OAKLAND
,
CA
94619
N/A
PC
GENERAL SUPPORT
127,380
EAST BAY INNOVATION ACADEMY
3400 MALCOLM AVENUE
OAKLAND
,
CA
94605
N/A
PC
GENERAL SUPPORT
2,188
MILLS COLLEGE OFFICE OF INSTITUTIONAL ADVANCEMENT
500 MACARTHUR BOULEVARD
OAKLAND
,
CA
946131301
N/A
PC
GENERAL SUPPORT
400
CAMP PHOENIX
39931 PARADA STREET B
NEWARK
,
CA
94560
N/A
PC
GENERAL SUPPORT
75
OUR FAMILY COALITION
1385 MISSION STREET SUITE 340
SAN FRANCISCO
,
CA
94103
N/A
PC
GENERAL SUPPORT
75
FIRST DESCENTS
3001 BRIGHTON BLVD SUITE 623
DENVER
,
CO
80216
N/A
PC
GENERAL SUPPORT
153
JUNTOS COLLECTIVE
1220 STANNAGE AVENUE
BERKELEY
,
CA
94706
N/A
PC
GENERAL SUPPORT
26
MOVEMENT STRATEGY CENTER
436 14TH ST 500
OAKLAND
,
CA
94612
N/A
PC
GENERAL SUPPORT
25
EDUCATION LEADERS OF COLOR INC
3680 WILSHIRE BLVD STE P-04-1052
LOS ANGELES
,
CA
90010
N/A
PC
GENERAL SUPPORT
250
EAT LEARN PLAY FOUNDATION
10 CLAY STREET SUITE 250
OAKLAND
,
CA
94607
N/A
PC
GENERAL SUPPORT
100
SOCCER WITHOUT BORDERS
3700 EASTERN AVE
BALTIMORE
,
MD
21224
N/A
PC
GENERAL SUPPORT
103
VIDA VERDE NATURE EDUCATION
1043 TUNITAS CREEK ROAD
HALF MOON BAY
,
CA
94019
N/A
PC
GENERAL SUPPORT
150
TIDES CENTER
1012 TORNEY AVENUE
SAN FRANCISCO
,
CA
941291755
N/A
PC
GENERAL SUPPORT
52
INTERNATIONAL RESCUE COMMITTEE
122 EAST 42ND STREET
NEW YORK
,
NY
10168
N/A
PC
GENERAL SUPPORT
103
EDEN I & R INC
570 B STREET
HAYWARD
,
CA
94541
N/A
PC
GENERAL SUPPORT
200
LANDSCAPE ARCHITECTURE FOUNDATION
1129 20TH STREET NW SUITE 202
WASHINGTON
,
DC
20036
N/A
PC
GENERAL SUPPORT
200
OAKLAND PARKS AND RECREATION FOUNDATION
PO BOX 13267
OAKLAND
,
CA
94661
N/A
PC
GENERAL SUPPORT
50
LIGHTHOUSE COMMUNITY CHARTER SCHOOLS
444 HEGENBERGER ROAD
OAKLAND
,
CA
94621
N/A
PC
GENERAL SUPPORT
500
KQED
PO BOX 7618
SAN FRANCISCO
,
CA
94120
N/A
PC
GENERAL SUPPORT
150
SMILE TRAIN
41 MADISON AVENUE 28TH FLOOR
NEW YORK
,
NY
10010
N/A
PC
GENERAL SUPPORT
250
SALVATION ARMY NATIONAL HEADQUARTERS
615 SLATERS LANE
ALEXANDRIA
,
VA
22313
N/A
PC
GENERAL SUPPORT
156
YOUNG VETERANS INC
255 SHORELINE DRIVE SUITE 510
REDWOOD CITY
,
CA
94065
N/A
PC
GENERAL SUPPORT
1,049
UNIVERSITY OF WASHINGTON
4333 BROOKLYN AVE NE BOX 359505
SEATTLE
,
WA
981959505
N/A
GOV
GENERAL SUPPORT
250
UC DAVIS FOUNDATION
ONE SHIELDS AVENUE
DAVIS
,
CA
956168574
N/A
PC
GENERAL SUPPORT
150
Total
.................................
3b
1,398,331
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
689,780
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
16
-244,722
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
2,689,426
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
3,134,484
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
3,134,484
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description