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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
W SETON BELT CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)
116 ALLEGHENY CENTER MALL P8YB3502L
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH
,
PA
15212
A Employer identification number
47-3462346
B
Telephone number (see instructions)
(412) 768-9969
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
48,380,709
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
981,900
981,900
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
5,341,219
b
Gross sales price for all assets on line 6a
41,076,890
7
Capital gain net income (from Part IV, line 2)
...
5,341,219
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
57,349
46,100
12
Total.
Add lines 1 through 11
........
6,380,468
6,369,219
13
Compensation of officers, directors, trustees, etc.
178,952
143,162
35,790
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
83,231
3,548
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
15,147
15,107
40
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
277,330
161,817
0
35,830
25
Contributions, gifts, grants paid
.......
2,514,980
2,514,980
26
Total expenses and disbursements.
Add lines 24 and 25
2,792,310
161,817
0
2,550,810
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
3,588,158
b
Net investment income
(if negative, enter -0-)
6,207,402
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
2,293,306
1,263,313
1,263,313
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
2,675,435
11,515,994
12,371,309
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
37,020,784
32,787,126
34,746,087
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
41,989,525
45,566,433
48,380,709
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
41,838,828
45,566,433
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
150,697
0
29
Total net assets or fund balances
(see instructions)
.....
41,989,525
45,566,433
30
Total liabilities and net assets/fund balances
(see instructions)
.
41,989,525
45,566,433
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
41,989,525
2
Enter amount from Part I, line 27a
.....................
2
3,588,158
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
45,577,683
5
Decreases not included in line 2 (itemize)
5
11,250
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
45,566,433
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
70. APPLE INC
2013-09-24
2019-01-09
b
4. CATERPILLAR INC
2018-01-19
2019-01-09
c
66. CATERPILLAR INC
2018-01-19
2019-01-09
d
342. CAPITAL ONE FINANCIAL CORP
2018-09-21
2019-01-24
e
16. MCCORMICK & CO INC COM NON VTG
2018-07-09
2019-01-29
154. MCCORMICK & CO INC COM NON VTG
2018-07-09
2019-01-29
70. MCCORMICK & CO INC COM NON VTG
2018-08-09
2019-01-29
950. MORGAN STANLEY
2016-10-27
2019-01-29
220. TOTAL FINA S A
2016-02-12
2019-01-29
250. ABBVIE INC
2017-07-12
2019-02-07
370. SERVICE CORP INTL COM
2018-04-05
2019-02-07
4447.739 DODGE & COX INCOME FUND
2014-09-26
2019-02-08
242.425 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I
2014-12-10
2019-02-08
14.424 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I
2014-12-10
2019-02-08
47649.797 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I
2013-10-28
2019-02-08
4805.707 MAINSTAY EPOCH GLOBAL EQUITY YIELD FUND CLASS I
2014-01-14
2019-02-08
7129.278 PNC TOTAL RETURN ADVANTAGE FUND MERGED 11/15/19
2013-07-09
2019-02-08
1105.845 T ROWE PRICE GROWTH STOCK FUND
2014-01-14
2019-02-08
1970.832 PRINCIPAL MID CAP FUND CLASS INS
2015-10-16
2019-02-08
202.974 TEMPLETON GLOBAL BOND FUND AD FUND
2014-12-17
2019-02-08
24318.37 TEMPLETON GLOBAL BOND FUND AD FUND
2013-12-05
2019-02-08
12.695 TEMPLETON GLOBAL BOND FUND AD FUND
2012-12-19
2019-02-08
6470.701 TEMPLETON GLOBAL BOND FUND AD FUND
2012-06-25
2019-02-08
460. ALTRIA GROUP INC
2018-02-20
2019-02-11
115. ARCHER DANIELS MIDLAND CO
2018-10-10
2019-02-21
480. ARCHER DANIELS MIDLAND CO
2018-08-09
2019-02-21
18. ARCHER DANIELS MIDLAND CO
2019-02-04
2019-02-21
49. OCCIDENTAL PETE CORP COM
2018-01-16
2019-02-21
9. OCCIDENTAL PETE CORP COM
2019-02-04
2019-02-21
241. OCCIDENTAL PETE CORP COM
2018-01-16
2019-02-21
150. OCCIDENTAL PETE CORP COM
2018-05-31
2019-02-21
35. SERVICE CORP INTL COM
2018-04-05
2019-02-21
415. SERVICE CORP INTL COM
2018-04-05
2019-02-21
6. SERVICE CORP INTL COM
2019-02-04
2019-02-21
310. MORGAN STANLEY
2016-10-03
2019-02-25
76. PRICE T ROWE GROUP INC COM
2016-05-18
2019-02-25
9. PRICE T ROWE GROUP INC COM
2017-01-17
2019-02-25
35. PRUDENTIAL FINANCIAL INC COM
2016-11-28
2019-02-25
330. PRICE T ROWE GROUP INC COM
2017-08-28
2019-02-26
171. EOG RES INC
2018-10-03
2019-03-01
1. MERCK & CO XXX-XX-XXXX
2001-01-01
2019-03-11
175. OCCIDENTAL PETE CORP COM
2018-01-17
2019-03-12
255. CISCO SYS INC COM
2011-09-09
2019-04-05
220. EASTMAN CHEM CO
2018-02-15
2019-04-08
88. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2018-07-09
2019-04-08
33. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2018-07-09
2019-04-08
69. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2018-07-09
2019-04-09
7. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2019-02-04
2019-04-09
48. BOEING CO
2019-02-07
2019-04-15
290. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019
2016-09-15
2019-04-16
110. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3
2018-05-11
2019-04-16
33. BOEING CO
2017-12-19
2019-04-17
7. BOEING CO
2017-12-19
2019-04-17
5. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019
2017-01-30
2019-04-17
46. MARATHON PETROLEUM CORP
2018-09-05
2019-04-18
214. MARATHON PETROLEUM CORP
2018-09-05
2019-04-18
3. MARATHON PETROLEUM CORP
2019-02-04
2019-04-18
40. UNITEDHEALTH GROUP INC COM
2016-11-28
2019-04-18
650. BANK NEW YORK MELLON CORP COM
2016-04-27
2019-04-23
63. BANK NEW YORK MELLON CORP COM
2018-05-03
2019-04-23
87. BANK NEW YORK MELLON CORP COM
2018-05-03
2019-04-23
130. RAYTHEON COMPANY
2015-12-03
2019-04-23
19663. ISHARES TR RUSSELL 1000 GROWTH INDEX FD
2013-06-17
2019-04-26
1159.528 JPMORGAN VALUE ADVANTAGE-INS FD 1400
2013-12-13
2019-04-26
57383.232 JPMORGAN VALUE ADVANTAGE-INS FD 1400
2013-10-28
2019-04-26
979. ISHARES TR RUSSELL 1000 GROWTH INDEX FD
2016-02-26
2019-04-29
99.885 JPMORGAN VALUE ADVANTAGE-INS FD 1400
2013-12-13
2019-04-29
3903.774 JPMORGAN VALUE ADVANTAGE-INS FD 1400
2014-01-14
2019-04-29
708.818 ROWE T PRICE VALUE FD INC COM
2014-01-14
2019-04-29
720. AT&T INC
2015-07-30
2019-05-09
590. AT&T INC
2018-10-03
2019-05-09
16. AT&T INC
2019-02-04
2019-05-09
170. CLOROX CO
2019-02-21
2019-05-09
480. INTEL CORP
2015-12-22
2019-05-20
260. BP PLC SPONSORED ADR
2019-02-21
2019-05-23
180. KOHLS CORP COM
2018-03-23
2019-05-23
55. KOHLS CORP COM
2018-05-24
2019-05-23
530. KOHLS CORP COM
2018-03-13
2019-05-23
51. KONTOOR BRANDS INC - W/I
2019-05-01
2019-05-29
.714 KONTOOR BRANDS INC - W/I
2019-05-01
2019-05-30
130. SIMON PROPERTY GROUP INC
2018-06-01
2019-06-04
150. SIMON PROPERTY GROUP INC
2018-07-09
2019-06-04
380. CENTENE CORP
2018-04-19
2019-06-10
8. CENTENE CORP
2019-02-04
2019-06-10
370. CISCO SYS INC COM
2013-03-18
2019-06-10
480. INTEL CORP
2016-07-19
2019-06-10
225. BRISTOL MYERS SQUIBB CO
2018-10-26
2019-06-11
530. BRISTOL MYERS SQUIBB CO
2018-10-15
2019-06-11
21. BRISTOL MYERS SQUIBB CO
2019-02-04
2019-06-11
230. DUKE ENERGY HOLDING CORP
2018-12-11
2019-06-11
174. DUKE ENERGY HOLDING CORP
2019-02-04
2019-06-11
276. INTEL CORP
2009-07-09
2019-06-11
24. INTEL CORP
2011-06-29
2019-06-11
1470. REGIONS FINANCIAL CORP
2018-03-16
2019-06-11
105. TEXAS INSTRS INC COM
2015-04-17
2019-06-11
61. APPLE INC
2019-05-01
2019-06-18
43. ECOLAB INC
2019-05-01
2019-06-18
36. PEPSICO INC COM
2019-05-01
2019-06-18
250. PHILIP MORRIS INTERNAT-W/I
2019-02-11
2019-06-18
40. UNITEDHEALTH GROUP INC COM
2019-05-01
2019-06-18
45. BROADCOM INC
2017-12-11
2019-06-21
60. CISCO SYS INC COM
2013-04-15
2019-06-21
30. JOHNSON & JOHNSON COM
2015-05-18
2019-06-21
115. MERCK & CO INC
2011-05-24
2019-06-21
24. ECOLAB INC
2019-05-01
2019-07-01
41. PROCTER & GAMBLE CO
2019-05-01
2019-07-01
300. CARNIVAL CORP SEDOL 2523044
2016-05-10
2019-07-08
125. CISCO SYS INC COM
2013-04-15
2019-07-08
122. DUKE ENERGY HOLDING CORP
2018-12-10
2019-07-08
100. CARNIVAL CORP SEDOL 2523044
2016-08-17
2019-07-09
80. CISCO SYS INC COM
2013-04-15
2019-07-09
25. INTUIT SOFTWARE
2019-05-01
2019-07-09
30. STRYKER CORP
2019-05-01
2019-07-09
90. BROADCOM INC
2018-11-05
2019-07-10
70. CULLEN FROST BANKERS INC
2018-05-31
2019-07-10
110. CULLEN FROST BANKERS INC
2018-05-31
2019-07-11
7. CULLEN FROST BANKERS INC
2019-02-04
2019-07-11
1. AMERICAN INTERNATIONAL GROUP, INC., SECURITIES LITIGATION
2001-01-01
2019-07-11
1. BANK OF AMERICA XXX-XX-XXXX
2001-01-01
2019-07-11
1. PFIZER INC XXX-XX-XXXX
2001-01-01
2019-07-11
23. ECOLAB INC
2019-05-01
2019-07-15
20. MASTERCARD INC CL A
2019-05-01
2019-07-15
44. AMGEN INC
2019-04-30
2019-07-18
558. ZIONS BANCORP
2017-08-25
2019-07-23
182. ZIONS BANCORP
2017-08-25
2019-07-23
2. ZIONS BANCORP
2019-02-04
2019-07-23
23. ECOLAB INC
2019-05-01
2019-07-25
14. MASTERCARD INC CL A
2019-05-01
2019-07-25
77. PROCTER & GAMBLE CO
2019-05-01
2019-07-25
29. STRYKER CORP
2019-05-01
2019-07-25
220. M&T BK CORP
2019-01-24
2019-07-29
9. M&T BK CORP
2019-02-04
2019-07-29
20. APPLE INC
2019-05-01
2019-07-31
380. BERRY GLOBAL GROUP INC
2019-04-08
2019-07-31
30. PROCTER & GAMBLE CO
2019-05-01
2019-07-31
17. STRYKER CORP
2019-05-01
2019-07-31
21. UNITEDHEALTH GROUP INC COM
2019-05-01
2019-07-31
28. INTUIT SOFTWARE
2019-05-01
2019-08-01
28. ECOLAB INC
2019-05-01
2019-08-05
147. INTERNATIONAL FLAVORS & FRAGRANCES INC
2019-01-29
2019-08-07
1429. MARATHON OIL CORP COM
2019-04-18
2019-08-07
92. MARATHON OIL CORP COM
2019-04-18
2019-08-07
39. MARATHON OIL CORP COM
2019-04-18
2019-08-07
130. PIONEER NAT RES CO
2019-05-23
2019-08-07
37. PRUDENTIAL FINANCIAL INC COM
2017-04-19
2019-08-08
273. PRUDENTIAL FINANCIAL INC COM
2017-05-02
2019-08-08
3. PRUDENTIAL FINANCIAL INC COM
2019-02-04
2019-08-08
38. PROCTER & GAMBLE CO
2019-05-01
2019-08-13
21. STRYKER CORP
2019-05-01
2019-08-13
32. ECOLAB INC
2019-05-01
2019-08-26
37. PROCTER & GAMBLE CO
2019-05-01
2019-08-26
137. NORFOLK SOUTHN CORP COM
2018-11-30
2019-08-27
30. STRYKER CORP
2019-05-01
2019-09-03
156. PRUDENTIAL FINANCIAL INC COM
2016-11-28
2019-09-06
70. SIMON PROPERTY GROUP INC
2018-06-18
2019-09-06
38. PRUDENTIAL FINANCIAL INC COM
2017-02-22
2019-09-09
34. ECOLAB INC
2019-05-01
2019-09-16
55. PROCTER & GAMBLE CO
2019-05-01
2019-09-16
21. STRYKER CORP
2019-05-01
2019-09-16
630. DISCOVERY INC CLASS A
2018-07-05
2019-09-17
320. DISCOVERY INC CLASS A
2019-07-10
2019-09-17
2. DISCOVERY INC CLASS A
2019-02-04
2019-09-17
410. E*TRADE FINANCIAL CORP MERGED 10/02/20
2019-04-23
2019-09-17
20. S&P GLOBAL INC
2016-05-24
2019-09-17
1. AMGEN INC XXX-XX-XXXX
2001-01-01
2019-09-18
25. WATERS CORP
2019-05-01
2019-09-24
230. ROYAL CARRIBEAN CRUISES LTD SEDOL 2754907 ISIN LR0008862868
2019-02-21
2019-09-25
190. ALTRIA GROUP INC
2015-01-13
2019-09-30
23. ECOLAB INC
2019-05-01
2019-09-30
70. NORFOLK SOUTHN CORP COM
2018-12-10
2019-09-30
25. NORFOLK SOUTHN CORP COM
2019-04-17
2019-09-30
36. PROCTER & GAMBLE CO
2019-05-01
2019-09-30
21. STRYKER CORP
2019-05-01
2019-09-30
225. ABBOTT LABORATORIES INC
2016-06-07
2019-10-03
150. ABBVIE INC
2017-06-20
2019-10-03
30. AIR PRODUCTS & CHEMICALS INC
2018-10-26
2019-10-03
65. AIR PRODUCTS & CHEMICALS INC
2016-03-31
2019-10-03
120. ALLSTATE CORP
2019-02-25
2019-10-03
165. AMERICAN ELECTRIC POWER INC
2015-12-17
2019-10-03
185. AMERICAN WATER WORKS CO INC
2015-12-17
2019-10-03
100. AMERIPRISE FINANCIAL INC
2017-03-31
2019-10-03
25. AMERIPRISE FINANCIAL INC
2019-06-11
2019-10-03
120. AMGEN INC
2013-12-23
2019-10-03
270. BB&T CORP
2018-02-07
2019-10-03
275. BP PLC SPONSORED ADR
2019-03-12
2019-10-03
285. BANK OF AMERICA CORP
2019-07-08
2019-10-03
1145. BANK OF AMERICA CORP
2017-08-22
2019-10-03
160. CSX CORP COM
2018-10-26
2019-10-03
310. CSX CORP COM
2018-07-25
2019-10-03
60. CELANESE CORP
2018-10-26
2019-10-03
100. CELANESE CORP
2018-06-28
2019-10-03
105. CHEVRON CORPORATION
2018-06-28
2019-10-03
420. CISCO SYS INC COM
2013-04-15
2019-10-03
355. COMCAST CORPORATION CL A
2018-09-17
2019-10-03
135. COMCAST CORPORATION CL A
2019-06-11
2019-10-03
235. COMCAST CORPORATION CL A
2018-11-19
2019-10-03
235. CONOCOPHILLIPS
2018-05-11
2019-10-03
80. CROWN CASTLE INTL CORP
2019-09-06
2019-10-03
115. CULLEN FROST BANKERS INC
2017-05-24
2019-10-03
140. DARDEN RESTAURANTS INC W I
2019-07-08
2019-10-03
190. DISCOVER FINANCIAL W/I
2019-09-06
2019-10-03
55. ESSEX PPTY TR INC REIT
2018-02-23
2019-10-03
175. EXTRA SPACE STORAGE INC
2014-11-18
2019-10-03
150. FMC CORPORATION NEW
2019-04-16
2019-10-03
90. GENERAL DYNAMICS CORP
2019-09-30
2019-10-03
90. HERSHEY FOODS CORP COM
2019-07-08
2019-10-03
120. HOME DEPOT INC COM
2011-05-24
2019-10-03
155. HONEYWELL INTL INC
2015-01-13
2019-10-03
1570. HUNTINGTON BANCSHARES INC
2014-07-24
2019-10-03
25. J P MORGAN CHASE & CO COM
2019-06-11
2019-10-03
400. J P MORGAN CHASE & CO COM
2011-09-09
2019-10-03
85. JOHNSON & JOHNSON COM
2016-04-26
2019-10-03
126. KIMBERLY-CLARK CORP COM
2017-02-22
2019-10-03
100. LILLY ELI & CO
2018-10-15
2019-10-03
20. LOCKHEED MARTIN CORP
2019-06-21
2019-10-03
50. LOCKHEED MARTIN CORP
2014-10-14
2019-10-03
70. M&T BK CORP
2019-01-09
2019-10-03
125. MARSH & MCLENNAN COS INC COM
2019-02-25
2019-10-03
110. MCDONALDS CORP COM
2015-10-28
2019-10-03
285. MERCK & CO INC
2014-01-27
2019-10-03
126. NASDAQ INC
2018-12-10
2019-10-03
115. NEXTERA ENERGY INC
2011-05-24
2019-10-03
160. OMNICOM GROUP INC
2017-06-27
2019-10-03
65. OMNICOM GROUP INC
2019-06-11
2019-10-03
170. PAYCHEX INC COM
2015-12-02
2019-10-03
210. PEPSICO INC COM
2011-05-24
2019-10-03
770. PFIZER INC COM
2010-01-07
2019-10-03
105. PHILIP MORRIS INTERNAT-W/I
2019-09-30
2019-10-03
115. PRICE T ROWE GROUP INC COM
2017-01-17
2019-10-03
150. PROCTER & GAMBLE CO
2019-04-16
2019-10-03
230. PROCTER & GAMBLE CO
2018-12-18
2019-10-03
170. REALTY INCOME CORP COM
2019-06-21
2019-10-03
415. ROYAL DUTCH SHELL PLC ADR A
2017-11-02
2019-10-03
365. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2
2018-03-13
2019-10-03
455. SUNTRUST BANKS INC COM
2016-07-26
2019-10-03
270. SYNOVUS FINANCIAL CORP
2018-06-04
2019-10-03
210. TARGET CORP
2019-05-23
2019-10-03
258. TC ENERGY CORPORATION SEDOL BJMY6F9
2017-01-30
2019-10-03
105. TEXAS INSTRS INC COM
2015-04-17
2019-10-03
445. TOTAL FINA S A
2015-08-07
2019-10-03
415. US BANCORP DEL COM NEW
2011-05-24
2019-10-03
55. US BANCORP DEL COM NEW
2019-06-11
2019-10-03
220. UNITED RENTALS INC COM
2017-02-03
2019-10-03
40. UNITEDHEALTH GROUP INC COM
2018-12-27
2019-10-03
220. VERIZON COMMUNICATIONS COM
2014-11-14
2019-10-03
130. VERIZON COMMUNICATIONS COM
2018-11-19
2019-10-03
130. WASTE MANAGEMENT INC
2018-08-13
2019-10-03
50. WASTE MANAGEMENT INC
2019-04-17
2019-10-03
335. XCEL ENERGY INC COM
2015-03-13
2019-10-03
280. ZIONS BANCORP
2018-11-19
2019-10-03
70. ACCENTURE PLC CLASS A SEDOL B4BNMY3
2019-04-05
2019-10-03
155. EATON CORP PLC SEDOL B8KQN82
2019-06-11
2019-10-03
115. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-01-09
2019-10-03
85. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-04-17
2019-10-03
290. AGCO CORP
2019-10-03
2019-10-04
100. AIR PRODUCTS & CHEMICALS INC
2019-08-07
2019-10-04
340. ALLSTATE CORP
2019-02-26
2019-10-04
390. AMERICAN WATER WORKS CO INC
2014-08-14
2019-10-04
220. AMERIPRISE FINANCIAL INC
2019-06-10
2019-10-04
120. AMGEN INC
2018-01-11
2019-10-04
37. AUTOZONE INC
2018-10-12
2019-10-04
480. BP PLC SPONSORED ADR
2019-02-21
2019-10-04
3010. BANK OF AMERICA CORP
2016-12-01
2019-10-04
410. BAXTER INTERNATIONAL INC
2018-01-11
2019-10-04
250. CDW CORP/DE
2014-07-10
2019-10-04
190. CELANESE CORP
2018-05-17
2019-10-04
114. CELANESE CORP
2018-10-26
2019-10-04
100. CHEVRON CORPORATION
2019-06-11
2019-10-04
270. CHEVRON CORPORATION
2018-06-12
2019-10-04
5. CHEVRON CORPORATION
2019-02-04
2019-10-04
450. CHURCH & DWIGHT INC
2018-11-07
2019-10-04
300. CISCO SYS INC COM
2018-10-22
2019-10-04
260. CISCO SYS INC COM
2014-04-11
2019-10-04
140. CITIZENS FINANCIAL GROUP
2019-04-23
2019-10-04
980. CITIZENS FINANCIAL GROUP
2016-10-04
2019-10-04
190. COMCAST CORPORATION CL A
2018-10-22
2019-10-04
718. COMCAST CORPORATION CL A
2011-10-13
2019-10-04
240. COMCAST CORPORATION CL A
2019-05-09
2019-10-04
580. CONOCOPHILLIPS
2017-11-06
2019-10-04
92. DANAHER CORP
2018-10-15
2019-10-04
210. DANAHER CORP
2018-08-21
2019-10-04
390. DISCOVER FINANCIAL W/I
2019-07-29
2019-10-04
150. DOLLAR GENERAL CORP
2019-09-25
2019-10-04
70. ESSEX PPTY TR INC REIT
2019-08-07
2019-10-04
270. FMC CORPORATION NEW
2019-04-08
2019-10-04
160. GENERAL DYNAMICS CORP
2019-10-03
2019-10-04
160. HERSHEY FOODS CORP COM
2019-06-10
2019-10-04
190. HOME DEPOT INC COM
2016-05-13
2019-10-04
190. HONEYWELL INTL INC
2019-04-23
2019-10-04
1240. INVITATION HOMES INC
2019-06-04
2019-10-04
789. J P MORGAN CHASE & CO COM
2013-05-31
2019-10-04
50. J P MORGAN CHASE & CO COM
2019-04-23
2019-10-04
4. J P MORGAN CHASE & CO COM
2019-02-04
2019-10-04
100. L3 HARRIS TECHNOLOGIES INC
2019-08-27
2019-10-04
5. LILLY ELI & CO
2019-02-04
2019-10-04
240. LILLY ELI & CO
2018-07-09
2019-10-04
76. LOCKHEED MARTIN CORP
2018-11-30
2019-10-04
210. MARSH & MCLENNAN COS INC COM
2019-05-20
2019-10-04
110. MCDONALDS CORP COM
2018-10-26
2019-10-04
380. MERCK & CO INC
2016-11-01
2019-10-04
80. MICROSOFT CORP
2018-10-26
2019-10-04
210. MICROSOFT CORP
2018-07-05
2019-10-04
490. MONDELEZ INTERNATIONAL
2019-05-09
2019-10-04
150. MOTOROLA SOLUTIONS INC
2018-03-12
2019-10-04
260. NASDAQ INC
2019-09-17
2019-10-04
80. NORTHROP GRUMMAN CORPORATION
2015-05-18
2019-10-04
310. OMNICOM GROUP INC
2019-05-09
2019-10-04
230. PEPSICO INC COM
2019-06-18
2019-10-04
110. PFIZER INC COM
2018-10-10
2019-10-04
1125. PFIZER INC COM
2015-11-30
2019-10-04
240. PRICE T ROWE GROUP INC COM
2019-08-08
2019-10-04
540. PROCTER & GAMBLE CO
2018-10-26
2019-10-04
464. PROGRESSIVE CORP OHIO
2019-01-29
2019-10-04
650. REALTY INCOME CORP COM
2019-06-04
2019-10-04
80. ROYAL DUTCH SHELL PLC ADR A
2019-05-09
2019-10-04
17. ROYAL DUTCH SHELL PLC ADR A
2019-02-04
2019-10-04
340. ROYAL DUTCH SHELL PLC ADR A
2017-11-03
2019-10-04
80. S&P GLOBAL INC
2016-07-08
2019-10-04
280. SEMPRA ENERGY
2019-06-11
2019-10-04
600. SUNTRUST BANKS INC COM
2016-05-23
2019-10-04
290. T-MOBILE US INC
2017-05-12
2019-10-04
150. T-MOBILE US INC
2019-06-10
2019-10-04
400. TARGET CORP
2019-05-23
2019-10-04
170. TEXAS INSTRS INC COM
2019-07-31
2019-10-04
14. TOTAL FINA S A
2019-02-04
2019-10-04
490. TOTAL FINA S A
2016-02-23
2019-10-04
570. US BANCORP DEL COM NEW
2019-07-23
2019-10-04
130. UNITEDHEALTH GROUP INC COM
2016-11-28
2019-10-04
500. VERIZON COMMUNICATIONS COM
2019-09-17
2019-10-04
10. WEC ENERGY GROUP INC
2019-02-04
2019-10-04
276. WEC ENERGY GROUP INC
2009-05-20
2019-10-04
280. WASTE MANAGEMENT INC
2018-03-12
2019-10-04
430. XCEL ENERGY INC COM
2015-02-26
2019-10-04
250. INGERSOLL-RAND PLC EXCHANGE 3/02/2020
2019-04-15
2019-10-04
20. WATERS CORP
2019-05-01
2019-10-07
58. AMPHENOL CORP NEW CL A
2019-05-01
2019-10-14
24. ECOLAB INC
2019-05-01
2019-10-14
18. BECTON DICKINSON & CO
2019-05-01
2019-10-23
13566.356 DODGE & COX INCOME FUND
2014-09-26
2019-10-23
203528.165 DODGE & COX INCOME FUND
2014-09-29
2019-10-23
26. ECOLAB INC
2019-05-01
2019-10-23
110. ORACLE CORP
2019-05-01
2019-10-23
21367.383 PNC TOTAL RETURN ADVANTAGE FUND MERGED 11/15/19
2013-07-09
2019-10-23
255430.609 PNC TOTAL RETURN ADVANTAGE FUND MERGED 11/15/19
2013-07-12
2019-10-23
64. PEPSICO INC COM
2019-05-01
2019-10-23
71. PROCTER & GAMBLE CO
2019-05-01
2019-10-23
43. STRYKER CORP
2019-05-01
2019-10-23
4095.004 CAMBIAR INTL EQUITY FUND-INS
2019-02-08
2019-10-25
145814.646 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO
2017-12-19
2019-10-25
106.625 BLACKROCK HIGH YIELD BOND PORTFOLIO CL INSTL
2011-12-22
2019-10-25
10277.547 BLACKROCK HIGH YIELD BOND PORTFOLIO CL INSTL
2011-03-18
2019-10-25
4038.918 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO
2017-06-08
2019-10-25
63408.236 HARDING LOEVNER INTERNATIONAL EQUITY PORTFOLIO
2017-04-26
2019-10-25
1270. ISHARES TR RUSSELL 2000
2017-06-08
2019-10-25
18269. ISHARES TR RUSSELL 2000
2017-06-12
2019-10-25
3589.527 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2013-06-20
2019-10-25
54898.649 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2013-10-28
2019-10-25
7942.52 PACIFIC FUNDS FLOATING RATE INCOME
2018-04-13
2019-10-25
75385.728 PACIFIC FUNDS FLOATING RATE INCOME
2018-04-13
2019-10-25
48.546 T ROWE PRICE GROWTH STOCK FUND
2014-12-15
2019-10-25
2060.466 T ROWE PRICE GROWTH STOCK FUND
2014-01-14
2019-10-25
582.481 T ROWE PR GROWTH STOCK-I
2014-12-15
2019-10-25
58342.31 T ROWE PR GROWTH STOCK-I
2011-05-23
2019-10-25
1877.63 PRINCIPAL MIDCAP FUND-R6
2015-10-16
2019-10-25
43379.735 PRINCIPAL MIDCAP FUND-R6
2015-10-19
2019-10-25
68.769 ROWE T PRICE VALUE FD INC COM
2014-12-15
2019-10-25
4015.924 ROWE T PRICE VALUE FD INC COM
2014-01-14
2019-10-25
1194.621 T ROWE PRICE VALUE FUND-I
2013-12-16
2019-10-25
47716.501 T ROWE PRICE VALUE FUND-I
2013-10-28
2019-10-25
408. VANGUARD FTSE EMERGING MARKETS ETF
2011-06-17
2019-10-25
972. VANGUARD FTSE EMERGING MARKETS ETF
2019-02-08
2019-10-25
470.99 AQR LONG-SHORT EQUITY-I
2018-05-21
2019-10-28
5445.913 AQR LONG-SHORT EQUITY-I
2018-05-21
2019-10-28
56. AMPHENOL CORP NEW CL A
2019-05-01
2019-10-28
190.626 BLACKROCK EVENT DRIVEN EQ-IS
2018-05-21
2019-10-28
2132.638 BLACKROCK EVENT DRIVEN EQ-IS
2018-05-21
2019-10-28
26.407 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND
2018-05-21
2019-10-28
235.388 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND
2018-05-21
2019-10-28
601.096 GOTHAM ABSOLUTE RETURN-INS
2018-05-21
2019-10-28
6965.926 GOTHAM ABSOLUTE RETURN-INS
2018-05-21
2019-10-28
1111.968 BRANDYWINE GLOBAL ALTERNATIVE CREDIT FUND CLASS I
2018-05-21
2019-10-28
12884.927 BRANDYWINE GLOBAL ALTERNATIVE CREDIT FUND CLASS I
2018-05-21
2019-10-28
151. TJX COS INC NEW COM
2019-05-01
2019-10-28
10999.488 HARBOR FD VALUE FUND
2019-04-29
2019-10-30
2834.184 JENSEN QUALITY GROWTH-Y
2019-04-29
2019-10-30
4659.218 PRINCIPAL MIDCAP FUND-R6
2015-10-16
2019-10-30
14. ROYAL DUTCH SHELL PLC ADR A
2019-10-30
2019-11-01
274. ROYAL DUTCH SHELL PLC ADR A
2019-10-11
2019-11-01
9103.613 AQR LONG-SHORT EQUITY-I
2018-05-21
2019-11-04
780.846 AQR LONG-SHORT EQUITY-I
2018-05-21
2019-11-04
1021.821 AQR MANAGED FUTURES STRATEGY FUND CLASS I
2019-10-28
2019-11-04
14646.522 AQR MANAGED FUTURES STRATEGY FUND CLASS I
2018-05-21
2019-11-04
1260.181 AQR MANAGED FUTURES STRATEGY FUND CLASS I
2018-05-21
2019-11-04
83.725 AQR MANAGED FUTURES STRATEGY FUND CLASS I
2019-10-28
2019-11-04
11984.642 ANGEL OAK MULTI-STRATEGY INCOME FUND INSTL CLASS
2019-10-28
2019-11-04
1027.961 ANGEL OAK MULTI-STRATEGY INCOME FUND INSTL CLASS
2019-10-28
2019-11-04
26774.972 BLACKROCK EVENT DRIVEN EQ-IS
2018-05-21
2019-11-04
2296.575 BLACKROCK EVENT DRIVEN EQ-IS
2018-05-21
2019-11-04
171569.078 BLACKROCK HIGH YIELD BOND PORTFOLIO CL INSTL
2010-11-10
2019-11-04
23095.355 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND
2018-05-21
2019-11-04
1980.962 EATON VANCE GLOBAL MACRO ABSOLUTE RETURN ADVANTAGE FUND
2018-05-21
2019-11-04
6567.821 GOTHAM ABSOLUTE RETURN-INS
2018-05-21
2019-11-04
563.343 GOTHAM ABSOLUTE RETURN-INS
2018-05-21
2019-11-04
9004.75 361 GLOBAL LNG/SHRT EQ-Y
2019-10-28
2019-11-04
772.366 361 GLOBAL LNG/SHRT EQ-Y
2019-10-28
2019-11-04
12587.286 BRANDYWINE GLOBAL ALTERNATIVE CREDIT FUND CLASS I
2018-05-21
2019-11-04
1079.652 BRANDYWINE GLOBAL ALTERNATIVE CREDIT FUND CLASS I
2018-05-21
2019-11-04
7972.956 PGIM QMA LONG/SHORT EQTY-Q
2019-10-28
2019-11-04
683.867 PGIM QMA LONG/SHORT EQTY-Q
2019-10-28
2019-11-04
2. AIR PRODUCTS & CHEMICALS INC
2019-11-01
2019-11-05
1. MARTIN MARIETTA MATLS INC
2019-11-01
2019-11-05
6. MURATA MFG CO LTD ADR UNSPON ADR
2019-10-30
2019-11-05
43. MURATA MFG CO LTD ADR UNSPON ADR
2019-10-11
2019-11-05
10868.332 BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO
2017-11-22
2019-11-08
18564.356 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2013-12-05
2019-11-08
485.85 PNC INTERNATIONAL EQUITY-R6 MERGED 11/15/19
2013-06-20
2019-11-08
23. TWITTER INC
2019-11-01
2019-11-12
125. ADIDAS AG SPONSORED ADR
2019-10-10
2019-11-13
7. ADIDAS AG SPONSORED ADR
2019-10-30
2019-11-13
72167.547 PRINCIPAL MIDCAP FUND-R6
2015-10-19
2019-11-13
303. SIEMENS HEALTHINEE-UNSP ADR SEDOL BG0KD79
2019-10-11
2019-11-13
2208. VANGUARD REAL ESTATE ETF
2012-09-25
2019-11-13
1100. ACADIA HEALTH CARE CO INC
2019-04-30
2019-11-14
2089. TORAY INDUSTRIES - ADR ISIN US8908802064
2019-10-11
2019-11-15
127. TORAY INDUSTRIES - ADR ISIN US8908802064
2019-10-30
2019-11-15
36. ECOLAB INC
2019-05-01
2019-11-18
56. PROCTER & GAMBLE CO
2019-05-01
2019-11-18
5. TJX COS INC NEW COM
2019-11-01
2019-11-18
5. UNILEVER N V N Y SHS NEW
2019-11-01
2019-11-19
4. AMPHENOL CORP NEW CL A
2019-11-01
2019-11-25
67. AMPHENOL CORP NEW CL A
2019-05-01
2019-11-25
2. ECOLAB INC
2019-11-01
2019-11-25
3. PROCTER & GAMBLE CO
2019-11-01
2019-11-25
1. MARTIN MARIETTA MATLS INC
2019-11-01
2019-11-26
1424. SECOM LTD UNSPON ADR
2019-10-11
2019-11-26
80. SECOM LTD UNSPON ADR
2019-10-30
2019-11-26
1984. UBI SOFT ENTERTAIN UNSPON ADR
2019-10-10
2019-11-29
115. UBI SOFT ENTERTAIN UNSPON ADR
2019-10-30
2019-11-29
25. ECOLAB INC
2019-05-01
2019-12-03
39. PROCTER & GAMBLE CO
2019-05-01
2019-12-03
75. CHR HANSEN HOLDING -SPON ADR ADR SEDOL BJBQFW6
2019-10-30
2019-12-10
1288. CHR HANSEN HOLDING -SPON ADR ADR SEDOL BJBQFW6
2019-10-10
2019-12-10
413. BANCO BILBAO VIZCAYA ARGENTARIA S A
2019-11-01
2019-12-13
7677. BANCO BILBAO VIZCAYA ARGENTARIA S A
2019-04-30
2019-12-13
7. EMERSON ELEC CO COM
2019-11-01
2019-12-13
149. EMERSON ELEC CO COM
2019-05-01
2019-12-13
4. MICROSOFT CORP
2019-11-01
2019-12-13
100. MICROSOFT CORP
2019-05-01
2019-12-13
19. ORACLE CORP
2019-11-01
2019-12-13
340. ORACLE CORP
2019-05-01
2019-12-13
5. UNITEDHEALTH GROUP INC COM
2019-11-01
2019-12-13
89. UNITEDHEALTH GROUP INC COM
2019-05-01
2019-12-13
2. PROCTER & GAMBLE CO
2019-11-01
2019-12-16
.65 COMMERCE BANCSHARES INC
2019-11-01
2019-12-19
.7 COMMERCE BANCSHARES INC
2019-10-18
2019-12-19
474. TWITTER INC
2019-04-30
2019-12-19
3. AMPHENOL CORP NEW CL A
2019-11-01
2019-12-23
63. AMPHENOL CORP NEW CL A
2019-05-01
2019-12-23
1. MASTERCARD INC CL A
2019-11-01
2019-12-23
22. MASTERCARD INC CL A
2019-05-01
2019-12-23
33. PROCTER & GAMBLE CO
2019-05-01
2019-12-24
1. WATERS CORP
2019-11-01
2019-12-24
10. WATERS CORP
2019-06-18
2019-12-24
.5 CALLON PETE CO DEL
2019-11-01
2019-12-31
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
10,742
5,143
5,599
b
527
675
-148
c
8,650
11,144
-2,494
d
27,368
32,896
-5,528
e
1,931
1,913
18
18,598
18,411
187
8,454
8,956
-502
40,257
38,761
1,496
11,897
9,538
2,359
19,671
17,980
1,691
16,075
14,113
1,962
60,000
61,379
-1,379
4,242
4,701
-459
252
280
-28
833,871
912,419
-78,548
84,100
92,430
-8,330
75,000
75,856
-856
70,000
58,223
11,777
50,000
43,910
6,090
2,340
2,495
-155
280,391
302,158
-21,767
146
157
-11
74,607
80,959
-6,352
22,405
29,718
-7,313
4,883
5,872
-989
20,380
24,035
-3,655
762
800
-38
3,319
3,716
-397
602
610
-8
16,130
18,276
-2,146
10,040
12,619
-2,579
1,488
1,335
153
17,563
15,723
1,840
254
261
-7
13,164
9,870
3,294
7,495
5,746
1,749
888
658
230
3,356
3,493
-137
32,555
27,747
4,808
16,388
21,881
-5,493
1,904
1,904
11,239
13,264
-2,025
14,084
4,157
9,927
18,005
21,987
-3,982
8,034
9,625
-1,591
3,021
3,610
-589
6,225
7,547
-1,322
632
612
20
18,028
19,552
-1,524
13,487
13,602
-115
10,066
12,397
-2,331
12,531
9,785
2,746
2,659
2,076
583
234
236
-2
2,776
3,809
-1,033
12,836
17,719
-4,883
180
198
-18
8,686
6,061
2,625
31,353
26,847
4,506
3,039
3,374
-335
4,153
4,660
-507
24,329
16,387
7,942
3,107,875
1,889,083
1,218,792
41,198
31,897
9,301
2,038,826
1,542,183
496,643
155,217
96,298
58,919
3,552
2,797
755
138,818
105,995
32,823
25,000
24,057
943
21,833
25,055
-3,222
17,891
19,639
-1,748
485
476
9
25,022
26,867
-1,845
21,039
15,612
5,427
10,720
10,992
-272
9,195
11,327
-2,132
2,810
3,513
-703
27,074
34,134
-7,060
1,672
2,094
-422
23
29
-6
20,995
20,903
92
24,225
26,363
-2,138
20,871
21,215
-344
439
517
-78
20,876
8,304
12,572
22,508
20,271
2,237
10,534
11,350
-816
24,813
30,675
-5,862
983
1,062
-79
19,826
20,716
-890
14,999
15,476
-477
12,912
5,458
7,454
1,122
516
606
21,185
28,878
-7,693
11,822
6,040
5,782
12,188
13,115
-927
8,251
7,944
307
4,783
4,601
182
19,219
19,814
-595
9,931
9,361
570
12,443
11,742
701
3,454
1,276
2,178
4,241
3,205
1,036
9,684
4,899
4,785
4,674
4,434
240
4,504
4,356
148
13,928
14,593
-665
7,030
2,657
4,373
10,903
10,971
-68
4,597
4,681
-84
4,509
1,701
2,808
6,743
6,211
532
6,261
5,627
634
24,839
19,691
5,148
6,476
8,097
-1,621
10,119
12,724
-2,605
644
695
-51
917
917
558
558
864
864
4,574
4,249
325
5,586
5,028
558
7,888
7,859
29
23,741
24,947
-1,206
7,766
8,444
-678
85
98
-13
4,559
4,249
310
3,918
3,520
398
8,679
8,181
498
6,185
5,439
746
36,255
37,020
-765
1,483
1,476
7
4,345
4,300
45
17,119
21,289
-4,170
3,580
3,187
393
3,613
3,188
425
5,356
4,915
441
7,905
6,957
948
5,476
5,173
303
17,413
20,381
-2,968
16,879
25,215
-8,336
1,084
1,623
-539
459
688
-229
15,537
18,821
-3,284
3,181
3,889
-708
23,440
30,025
-6,585
258
279
-21
4,458
4,037
421
4,616
3,939
677
6,499
5,912
587
4,408
3,931
477
23,338
23,469
-131
6,539
5,627
912
12,830
15,920
-3,090
10,560
11,538
-978
3,186
4,205
-1,019
6,547
6,281
266
6,555
5,844
711
4,545
3,939
606
17,087
17,393
-306
8,679
10,120
-1,441
54
57
-3
18,456
20,778
-2,322
5,048
2,196
2,852
456
456
5,642
5,325
317
25,038
28,151
-3,113
7,758
9,727
-1,969
4,567
4,249
318
12,629
10,840
1,789
4,510
4,920
-410
4,493
3,825
668
4,563
3,939
624
18,198
9,163
9,035
11,059
10,753
306
6,358
4,489
1,869
13,776
8,686
5,090
12,687
11,409
1,278
15,242
9,497
5,745
22,905
11,176
11,729
13,535
13,024
511
3,384
3,794
-410
23,032
15,588
7,444
13,718
14,623
-905
9,969
11,683
-1,714
7,872
8,329
-457
31,627
27,323
4,304
10,669
10,534
135
20,671
21,665
-994
7,071
5,721
1,350
11,785
11,040
745
11,760
13,204
-1,444
19,685
10,303
9,382
15,621
13,149
2,472
5,940
5,589
351
10,340
9,005
1,335
12,446
16,271
-3,825
10,989
11,747
-758
9,550
10,822
-1,272
16,054
17,430
-1,376
14,489
15,627
-1,138
18,094
12,440
5,654
20,359
10,173
10,186
12,469
12,066
403
15,733
16,504
-771
13,959
12,475
1,484
27,043
4,964
22,079
24,981
14,627
10,354
21,339
15,784
5,555
2,808
2,767
41
44,921
15,821
29,100
11,170
10,883
287
17,660
16,432
1,228
10,714
11,098
-384
7,594
7,206
388
18,984
9,630
9,354
10,514
10,653
-139
12,064
11,616
448
22,965
13,595
9,370
23,546
17,372
6,174
12,212
11,005
1,207
26,452
9,136
17,316
12,270
12,983
-713
4,985
5,146
-161
13,867
9,189
4,678
29,332
18,125
11,207
26,969
21,727
5,242
8,071
7,971
100
12,570
9,010
3,560
18,337
16,128
2,209
28,117
21,331
6,786
13,200
12,299
901
23,625
26,490
-2,865
10,884
11,910
-1,026
29,642
21,104
8,538
9,085
15,020
-5,935
22,178
17,016
5,162
13,035
12,197
838
13,506
6,057
7,449
22,055
21,298
757
21,978
10,525
11,453
2,913
2,924
-11
25,043
28,262
-3,219
8,600
9,627
-1,027
12,991
11,120
1,871
7,676
7,896
-220
14,959
11,696
3,263
5,753
5,265
488
21,225
11,325
9,900
11,855
13,609
-1,754
12,976
12,456
520
12,098
12,303
-205
13,496
10,854
2,642
9,975
10,145
-170
21,228
20,840
388
21,403
22,194
-791
36,500
32,134
4,366
48,800
23,700
25,100
29,770
31,815
-2,045
23,419
21,860
1,559
38,795
28,522
10,273
17,635
20,344
-2,709
84,715
72,315
12,400
35,296
28,191
7,105
30,352
10,925
19,427
22,709
21,653
1,056
13,625
10,933
2,692
11,282
12,272
-990
30,462
34,181
-3,719
564
595
-31
34,194
29,505
4,689
14,129
13,489
640
12,245
5,874
6,371
4,695
4,991
-296
32,864
25,239
7,625
8,503
6,809
1,694
32,131
14,143
17,988
10,740
10,270
470
30,718
33,226
-2,508
12,972
9,501
3,471
29,611
21,185
8,426
30,150
35,769
-5,619
24,092
23,911
181
23,048
21,030
2,018
22,312
21,784
528
28,107
27,886
221
25,004
21,977
3,027
43,327
27,408
15,919
30,981
32,799
-1,818
37,176
32,389
4,787
89,655
48,038
41,617
5,682
5,662
20
455
416
39
20,595
21,111
-516
537
599
-62
25,795
21,131
4,664
29,116
22,698
6,418
20,544
20,127
417
23,162
19,095
4,067
32,136
22,920
9,216
10,997
8,551
2,446
28,868
20,866
8,002
27,184
25,196
1,988
25,089
16,421
8,668
25,643
26,602
-959
29,187
12,647
16,540
23,882
24,622
-740
32,036
30,562
1,474
3,927
5,004
-1,077
40,158
38,080
2,078
26,457
26,326
131
66,600
48,887
17,713
35,319
30,477
4,842
50,817
45,990
4,827
4,566
5,054
-488
970
1,074
-104
19,403
21,802
-2,399
19,530
8,683
10,847
41,036
37,567
3,469
39,531
25,473
14,058
22,518
19,072
3,446
11,647
11,595
52
43,571
32,947
10,624
22,011
21,640
371
685
777
-92
23,962
22,933
1,029
30,518
31,880
-1,362
28,395
22,002
6,393
29,764
29,860
-96
961
728
233
26,523
5,160
21,363
32,451
24,293
8,158
27,756
15,243
12,513
29,464
28,702
762
4,499
4,253
246
5,618
5,811
-193
4,657
4,434
223
4,539
4,287
252
191,286
187,139
4,147
2,869,747
2,810,795
58,952
4,932
4,803
129
5,987
6,090
-103
236,110
227,866
8,244
2,822,508
2,743,605
78,903
8,774
8,180
594
8,762
7,544
1,218
9,064
8,065
999
107,535
100,000
7,535
1,446,481
1,450,000
-3,519
820
838
-18
79,034
79,629
-595
91,078
85,100
5,978
1,429,856
1,330,000
99,856
195,436
187,933
7,503
2,811,358
2,709,379
101,979
85,000
59,431
25,569
1,300,000
1,064,378
235,622
78,472
80,696
-2,224
744,811
765,919
-21,108
3,334
2,469
865
141,513
106,291
35,222
40,069
29,674
10,395
4,013,368
2,743,707
1,269,661
58,000
41,773
16,227
1,340,000
965,111
374,889
2,504
2,308
196
146,220
136,096
10,124
43,544
39,478
4,066
1,739,266
1,639,996
99,270
17,009
19,050
-2,041
40,522
39,851
671
5,153
6,401
-1,248
59,578
74,010
-14,432
5,674
5,610
64
1,889
1,739
150
21,134
19,450
1,684
274
269
5
2,443
2,394
49
9,131
8,782
349
105,812
101,772
4,040
11,709
11,509
200
135,678
133,359
2,319
8,842
8,234
608
180,942
171,922
9,020
148,256
143,268
4,988
144,855
123,416
21,439
819
840
-21
16,038
15,859
179
100,686
123,718
-23,032
8,636
10,612
-1,976
8,614
8,614
123,470
131,819
-8,349
10,623
11,342
-719
706
706
132,670
132,670
11,380
11,380
266,143
244,188
21,955
22,828
20,945
1,883
1,319,366
1,337,743
-18,377
241,346
234,880
6,466
20,701
20,146
555
101,079
95,956
5,123
8,670
8,230
440
100,043
99,502
541
8,581
8,535
46
132,796
130,278
2,518
11,390
11,174
216
101,257
99,502
1,755
8,685
8,535
150
430
428
2
256
263
-7
85
80
5
609
584
25
107,923
108,000
-77
450,000
369,452
80,548
11,777
8,044
3,733
669
678
-9
18,422
19,259
-837
1,032
1,082
-50
2,250,906
1,857,889
393,017
7,245
5,830
1,415
201,573
139,147
62,426
33,483
34,850
-1,367
29,393
32,087
-2,694
1,787
1,807
-20
6,859
6,651
208
6,830
5,950
880
296
291
5
297
294
3
411
409
2
6,879
6,712
167
365
384
-19
360
372
-12
264
263
1
31,083
32,353
-1,270
1,746
1,822
-76
23,806
24,934
-1,128
1,380
1,347
33
4,624
4,619
5
4,763
4,144
619
1,454
1,455
-1
24,976
25,271
-295
2,241
2,188
53
41,648
47,060
-5,412
533
498
35
11,338
10,587
751
616
573
43
15,401
12,996
2,405
1,044
1,045
-1
18,675
18,825
-150
1,426
1,271
155
25,377
20,829
4,548
251
248
3
44
40
4
47
42
5
15,139
18,998
-3,859
324
307
17
6,795
6,311
484
299
277
22
6,582
5,531
1,051
4,129
3,506
623
233
214
19
2,332
2,062
270
2
2
33,048
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
5,599
b
-148
c
-2,494
d
-5,528
e
18
187
-502
1,496
2,359
1,691
1,962
-1,379
-459
-28
-78,548
-8,330
-856
11,777
6,090
-155
-21,767
-11
-6,352
-7,313
-989
-3,655
-38
-397
-8
-2,146
-2,579
153
1,840
-7
3,294
1,749
230
-137
4,808
-5,493
1,904
-2,025
9,927
-3,982
-1,591
-589
-1,322
20
-1,524
-115
-2,331
2,746
583
-2
-1,033
-4,883
-18
2,625
4,506
-335
-507
7,942
1,218,792
9,301
496,643
58,919
755
32,823
943
-3,222
-1,748
9
-1,845
5,427
-272
-2,132
-703
-7,060
-422
-6
92
-2,138
-344
-78
12,572
2,237
-816
-5,862
-79
-890
-477
7,454
606
-7,693
5,782
-927
307
182
-595
570
701
2,178
1,036
4,785
240
148
-665
4,373
-68
-84
2,808
532
634
5,148
-1,621
-2,605
-51
917
558
864
325
558
29
-1,206
-678
-13
310
398
498
746
-765
7
45
-4,170
393
425
441
948
303
-2,968
-8,336
-539
-229
-3,284
-708
-6,585
-21
421
677
587
477
-131
912
-3,090
-978
-1,019
266
711
606
-306
-1,441
-3
-2,322
2,852
456
317
-3,113
-1,969
318
1,789
-410
668
624
9,035
306
1,869
5,090
1,278
5,745
11,729
511
-410
7,444
-905
-1,714
-457
4,304
135
-994
1,350
745
-1,444
9,382
2,472
351
1,335
-3,825
-758
-1,272
-1,376
-1,138
5,654
10,186
403
-771
1,484
22,079
10,354
5,555
41
29,100
287
1,228
-384
388
9,354
-139
448
9,370
6,174
1,207
17,316
-713
-161
4,678
11,207
5,242
100
3,560
2,209
6,786
901
-2,865
-1,026
8,538
-5,935
5,162
838
7,449
757
11,453
-11
-3,219
-1,027
1,871
-220
3,263
488
9,900
-1,754
520
-205
2,642
-170
388
-791
4,366
25,100
-2,045
1,559
10,273
-2,709
12,400
7,105
19,427
1,056
2,692
-990
-3,719
-31
4,689
640
6,371
-296
7,625
1,694
17,988
470
-2,508
3,471
8,426
-5,619
181
2,018
528
221
3,027
15,919
-1,818
4,787
41,617
20
39
-516
-62
4,664
6,418
417
4,067
9,216
2,446
8,002
1,988
8,668
-959
16,540
-740
1,474
-1,077
2,078
131
17,713
4,842
4,827
-488
-104
-2,399
10,847
3,469
14,058
3,446
52
10,624
371
-92
1,029
-1,362
6,393
-96
233
21,363
8,158
12,513
762
246
-193
223
252
4,147
58,952
129
-103
8,244
78,903
594
1,218
999
7,535
-3,519
-18
-595
5,978
99,856
7,503
101,979
25,569
235,622
-2,224
-21,108
865
35,222
10,395
1,269,661
16,227
374,889
196
10,124
4,066
99,270
-2,041
671
-1,248
-14,432
64
150
1,684
5
49
349
4,040
200
2,319
608
9,020
4,988
21,439
-21
179
-23,032
-1,976
-8,349
-719
21,955
1,883
-18,377
6,466
555
5,123
440
541
46
2,518
216
1,755
150
2
-7
5
25
-77
80,548
3,733
-9
-837
-50
393,017
1,415
62,426
-1,367
-2,694
-20
208
880
5
3
2
167
-19
-12
1
-1,270
-76
-1,128
33
5
619
-1
-295
53
-5,412
35
751
43
2,405
-1
-150
155
4,548
3
4
5
-3,859
17
484
22
1,051
623
19
270
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
5,341,219
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
2,071,360
45,827,537
0.045199
2017
1,589,099
43,696,424
0.036367
2016
1,615,728
40,194,352
0.040198
2015
842,449
41,040,631
0.020527
2014
2
Total
of line 1, column (d)
.....................
2
0.142291
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.035573
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
45,875,607
5
Multiply line 4 by line 3
......................
5
1,631,933
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
62,074
7
Add lines 5 and 6
........................
7
1,694,007
8
Enter qualifying distributions from Part XII, line 4
,.............
8
2,550,810
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
62,074
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
62,074
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
62,074
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
70,622
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
23,683
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
94,305
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
32,231
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
31,038
Refunded
11
1,193
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
PA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
PNC BANK NA
Telephone no.
(412) 768-9969
Located at
116 ALLEHENY CENTER MALL
PITTSBURGH
PA
ZIP+4
15212
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
No
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
PNC BANK N A
TRUSTEE
37
178,952
116 ALLEGHENY CENTER MALL
PITTSBURGH
,
PA
15212
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
46,574,220
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
46,574,220
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
46,574,220
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
698,613
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
45,875,607
6
Minimum investment return.
Enter 5% of line 5
..................
6
2,293,780
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2,293,780
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
62,074
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
62,074
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
2,231,706
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
2,231,706
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
2,231,706
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
2,550,810
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
2,550,810
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
62,074
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
2,488,736
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
2,231,706
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
2,229,008
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
2,550,810
a
Applied to 2018, but not more than line 2a
2,229,008
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
321,802
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
1,909,904
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
ST BARNABAS CHURCH
ATTN TRESURER
14111 OAK GROVE RD
UPPER MARLBORO
,
MD
207748424
NONE
PC
GENERAL SUPPORT
492,287
VESTRY OF QUEEN ANNE PARISH
ST BARNABAS CHURCH
14111 OAK GROVE ROAD
UPPER MARLBORO
,
MD
207748424
NONE
PC
GENERAL SUPPORT
844,250
DIOCESE OF WASH-RET CLERGY FD
EPISCOPAL CHURCH HOUSE
WASHINGTON
,
DC
200165094
NONE
PC
GENERAL SUPPORT
63,939
EPISCOPAL DIOCESE OF WASHINGTON
ATTN MR KELLY COOPER
EPISCOPAL CHURCH HOUSE
WASHINGTON
,
DC
200165094
NONE
PC
GENERAL SUPPORT
1,114,504
Total
.................................
3a
2,514,980
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
981,900
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
5,341,218
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
STAR MOUNTAIN DIVE
14
57,350
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
6,380,468
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
6,380,468
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description