-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
MARTIN SILVIA GREENE FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
30-6529435
B
Telephone number (see instructions)
(212) 852-3049
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
5,281,883
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
917,314
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
152,634
125,668
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
156,003
b
Gross sales price for all assets on line 6a
1,702,830
7
Capital gain net income (from Part IV, line 2)
...
156,003
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
3,020
12
Total.
Add lines 1 through 11
........
1,228,971
281,671
13
Compensation of officers, directors, trustees, etc.
47,562
19,025
28,537
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
15,330
4,006
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
663
653
10
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
63,555
23,684
0
28,547
25
Contributions, gifts, grants paid
.......
96,696
96,696
26
Total expenses and disbursements.
Add lines 24 and 25
160,251
23,684
0
125,243
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
1,068,720
b
Net investment income
(if negative, enter -0-)
257,987
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
820
0
2
Savings and temporary cash investments
.........
98,363
262,311
262,311
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
0
0
c
Investments—corporate bonds (attach schedule)
.......
0
0
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
3,756,449
4,579,121
5,019,572
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
3,855,632
4,841,432
5,281,883
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
3,855,632
4,841,432
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
3,855,632
4,841,432
30
Total liabilities and net assets/fund balances
(see instructions)
.
3,855,632
4,841,432
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
3,855,632
2
Enter amount from Part I, line 27a
.....................
2
1,068,720
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
4,924,352
5
Decreases not included in line 2 (itemize)
5
82,920
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
4,841,432
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
45. COCA-COLA CO/THE
2018-05-31
2019-01-02
b
11. COCA-COLA CO/THE
2018-01-11
2019-01-02
c
19. COCA-COLA CO/THE
2016-08-05
2019-01-02
d
70. COCA-COLA CO/THE
2016-06-02
2019-01-02
e
6. COCA-COLA CO/THE
2016-04-21
2019-01-02
2. NESTLE S A SPONSORED ADR
2018-05-31
2019-01-02
11. NESTLE S A SPONSORED ADR
2018-02-21
2019-01-02
25. NESTLE S A SPONSORED ADR
2016-11-22
2019-01-02
43. NESTLE S A SPONSORED ADR
2016-06-02
2019-01-02
2. NOVARTIS AG SPNSRD ADR
2016-06-15
2019-01-02
17. NOVARTIS AG SPNSRD ADR
2017-04-24
2019-01-02
17. NOVARTIS AG SPNSRD ADR
2016-11-22
2019-01-02
26. NOVARTIS AG SPNSRD ADR
2016-06-02
2019-01-02
18. PROCTER & GAMBLE CO/THE
2017-03-10
2019-01-02
27. PROCTER & GAMBLE CO/THE
2017-07-05
2019-01-02
19. PROCTER & GAMBLE CO/THE
2018-05-10
2019-01-02
11. PROCTER & GAMBLE CO/THE
2018-07-19
2019-01-02
43. SANOFI-SYNTHELABO
2016-06-02
2019-01-02
7. UNILEVER NV
2016-06-27
2019-01-02
37. UNILEVER NV
2016-06-22
2019-01-02
8. UNILEVER NV
2016-06-21
2019-01-02
3. NOVARTIS AG SPNSRD ADR
2017-04-24
2019-01-03
33. NOVARTIS AG SPNSRD ADR
2018-05-31
2019-01-03
52. NOVARTIS AG SPNSRD ADR
2018-07-19
2019-01-03
114. SANOFI-SYNTHELABO
2018-07-19
2019-01-03
30. SANOFI-SYNTHELABO
2017-11-29
2019-01-03
20. SANOFI-SYNTHELABO
2017-09-01
2019-01-03
13. SANOFI-SYNTHELABO
2016-08-12
2019-01-03
127. SANOFI-SYNTHELABO
2016-06-02
2019-01-03
14. UNILEVER NV
2016-06-27
2019-01-03
1. UNILEVER NV
2016-08-08
2019-01-03
10. UNILEVER NV
2016-08-10
2019-01-03
6. UNILEVER NV
2016-06-28
2019-01-03
17. UNILEVER NV
2018-03-12
2019-01-03
58. UNILEVER NV
2018-02-01
2019-01-03
5. UNILEVER NV
2017-05-18
2019-01-03
8. UNILEVER NV
2017-05-17
2019-01-03
10. UNILEVER NV
2016-08-09
2019-01-03
8. NOVO NORDISK A/S ADR
2017-04-03
2019-01-07
29. NOVO NORDISK A/S ADR
2016-06-02
2019-01-07
23. NOVO NORDISK A/S ADR
2016-07-11
2019-01-07
90. PFIZER INC
2016-04-21
2019-01-07
7. PUBLIC SERVICE ENTERPRISE GROUP INC
2018-07-19
2019-01-07
27. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-06-22
2019-01-07
2. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-03
2019-01-07
20. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-17
2019-01-07
5. PUBLIC SERVICE ENTERPRISE GROUP INC
2017-05-18
2019-01-07
158. SUNTRUST BANKS INC
2018-07-19
2019-01-07
9. SUNTRUST BANKS INC
2018-07-20
2019-01-07
16. UNITEDHEALTH GROUP INC
2016-04-21
2019-01-07
4. NOVO NORDISK A/S ADR
2017-04-03
2019-01-08
10. NOVO NORDISK A/S ADR
2017-04-04
2019-01-08
2000. U.S. TREASURY NOTE
2018-07-20
2019-01-11
18000. U.S. TREASURY NOTE
2018-07-19
2019-01-11
8000. U.S. TREASURY NOTE
2018-04-27
2019-01-11
7. NEXTERA ENERGY INC
2016-04-21
2019-01-14
13. NEXTERA ENERGY INC
2018-07-19
2019-01-14
21. CDW CORP/DE
2018-07-19
2019-01-23
43. CDW CORP/DE
2018-07-19
2019-01-24
13. CDW CORP/DE
2018-07-20
2019-01-25
14. CDW CORP/DE
2018-07-19
2019-01-25
6. UNITED PARCEL SERVICE INC
2018-07-20
2019-01-30
67. UNITED PARCEL SERVICE INC
2018-07-19
2019-01-30
33. UNITED PARCEL SERVICE INC
2016-04-21
2019-01-30
11. DIAGEO PLC SPON ADR NEW
2016-04-21
2019-01-31
4. DIAGEO PLC SPON ADR NEW
2016-06-02
2019-01-31
10. DIAGEO PLC SPON ADR NEW
2016-06-02
2019-02-01
69. HESS CORP
2018-07-19
2019-02-06
75. PUBLIC SERVICE ENTERPRISE GROUP INC
2018-07-19
2019-02-06
10. UNITEDHEALTH GROUP INC
2018-07-19
2019-02-06
5. UNITEDHEALTH GROUP INC
2016-04-21
2019-02-06
76. MERCK AND CO INC SHS
2016-04-21
2019-02-08
37. PFIZER INC
2016-04-29
2019-02-08
70. PFIZER INC
2016-04-21
2019-02-08
34. KONE OYJ
2016-07-12
2019-02-08
88. KONE OYJ
2016-06-02
2019-02-08
12. KONE OYJ
2017-04-24
2019-02-08
20000. ANHEUSER-BUSCH INBEV FIN
2018-07-19
2019-02-11
10000. ANHEUSER-BUSCH INBEV FIN
2018-03-01
2019-02-11
1000. ANHEUSER-BUSCH INBEV FIN
2018-07-20
2019-02-11
41. KELLOGG CO
2017-11-08
2019-02-13
8. KELLOGG CO
2018-07-19
2019-02-13
20. KELLOGG CO
2017-11-09
2019-02-13
10. MERCK AND CO INC SHS
2017-09-18
2019-02-13
40. MERCK AND CO INC SHS
2016-04-21
2019-02-13
21. MOTOROLA SOLUTIONS INC
2016-04-21
2019-02-13
9. MOTOROLA SOLUTIONS INC
2016-04-21
2019-02-14
13. ALTRIA GROUP INC
2017-07-06
2019-02-15
28. ALTRIA GROUP INC
2017-12-13
2019-02-15
21. ALTRIA GROUP INC
2017-05-18
2019-02-15
12. ALTRIA GROUP INC
2016-08-08
2019-02-15
38. ALTRIA GROUP INC
2016-06-02
2019-02-15
5. ALTRIA GROUP INC
2017-08-04
2019-02-15
10. ALTRIA GROUP INC
2016-06-02
2019-02-15
15. ALTRIA GROUP INC
2016-06-02
2019-02-15
30. ALTRIA GROUP INC
2016-06-02
2019-02-15
18. ALTRIA GROUP INC
2017-08-04
2019-02-15
14. ALTRIA GROUP INC
2017-09-25
2019-02-15
1000. CISCO SYSTEMS INC
2018-07-20
2019-02-15
19000. CISCO SYSTEMS INC
2018-07-19
2019-02-15
7000. CISCO SYSTEMS INC
2016-04-22
2019-02-15
73. SANOFI-SYNTHELABO
2018-07-19
2019-02-15
62. SANOFI-SYNTHELABO
2018-07-19
2019-02-19
33. DEVON ENERGY CORP
2018-05-08
2019-02-20
30. DEVON ENERGY CORP
2018-05-08
2019-02-21
39. DEVON ENERGY CORP
2018-05-09
2019-02-21
27. DEVON ENERGY CORP
2018-07-19
2019-02-21
56. ROGERS COMMUNICATIONS INC
2016-06-02
2019-02-21
39. ROGERS COMMUNICATIONS INC
2016-06-02
2019-02-22
85. CISCO SYSTEMS INC
2016-06-02
2019-02-25
68. HESS CORP
2018-07-19
2019-02-25
95. SUNCOR ENERGY INC
2016-06-02
2019-02-25
22. UNION PACIFIC CORP
2016-04-21
2019-02-25
29. ANTHEM INC
2016-04-21
2019-03-01
5. ANTHEM INC
2016-04-21
2019-03-01
192. DEVON ENERGY CORP
2018-07-19
2019-03-01
19. DEVON ENERGY CORP
2018-07-20
2019-03-01
142. MERCK AND CO INC SHS
2018-07-19
2019-03-01
8. MERCK AND CO INC SHS
2017-09-18
2019-03-01
7. PFIZER INC
2018-05-31
2019-03-01
36. PFIZER INC
2018-03-15
2019-03-01
25. PFIZER INC
2017-10-10
2019-03-01
32. PFIZER INC
2017-09-01
2019-03-01
40. PFIZER INC
2017-05-26
2019-03-01
34. PFIZER INC
2017-05-03
2019-03-01
25. PFIZER INC
2017-05-02
2019-03-01
5. PFIZER INC
2016-04-29
2019-03-01
11. ANTA SPORTS PRODUCTS LTD
2017-01-12
2019-03-04
11. ANTA SPORTS PRODUCTS LTD
2017-05-31
2019-03-04
1. ANTA SPORTS PRODUCTS LTD
2017-05-30
2019-03-04
3. ANTA SPORTS PRODUCTS LTD
2016-12-29
2019-03-04
11. HESS CORP
2018-07-19
2019-03-08
3. HONEYWELL INTERNATIONAL INC
2018-07-19
2019-03-08
26. HONEYWELL INTERNATIONAL INC
2016-04-21
2019-03-08
48. MERCK AND CO INC SHS
2018-07-19
2019-03-08
36. HESS CORP
2018-07-19
2019-03-11
15. HESS CORP
2018-07-19
2019-03-11
2. HESS CORP
2018-07-19
2019-03-12
21. HESS CORP
2018-07-20
2019-03-12
2. ASTRAZENECA PLC SPONS ADR
2017-01-18
2019-03-19
8. ASTRAZENECA PLC SPONS ADR
2016-11-11
2019-03-19
29. ASTRAZENECA PLC SPONS ADR
2016-11-10
2019-03-19
21. ASTRAZENECA PLC SPONS ADR
2016-10-20
2019-03-19
44. ASTRAZENECA PLC SPONS ADR
2016-06-02
2019-03-19
38. CARDINAL HEALTH INC COM
2018-07-19
2019-03-19
6. MCKESSON CORP
2018-03-12
2019-03-19
6. MCKESSON CORP
2018-07-19
2019-03-19
5. MCKESSON CORP
2017-07-20
2019-03-19
21. MCKESSON CORP
2018-07-19
2019-03-19
23. CARDINAL HEALTH INC COM
2018-07-19
2019-03-20
29. CARDINAL HEALTH INC COM
2018-07-19
2019-03-21
11. CARDINAL HEALTH INC COM
2018-07-20
2019-03-21
23. SUNCOR ENERGY INC
2016-06-02
2019-03-21
8. SUNCOR ENERGY INC
2016-08-09
2019-03-21
10. SUNCOR ENERGY INC
2016-08-10
2019-03-21
21. SUNCOR ENERGY INC
2016-08-11
2019-03-21
1. SUNCOR ENERGY INC
2016-10-14
2019-03-21
63. BRITISH AMERICAN TOBACCO PLC
2016-06-02
2019-03-22
6. BRITISH AMERICAN TOBACCO PLC
2016-08-11
2019-03-22
24. BRITISH AMERICAN TOBACCO PLC
2016-11-10
2019-03-22
5. BRITISH AMERICAN TOBACCO PLC
2017-09-25
2019-03-22
20. BRITISH AMERICAN TOBACCO PLC
2016-11-11
2019-03-22
13. SUNCOR ENERGY INC
2017-08-01
2019-03-22
9. SUNCOR ENERGY INC
2017-07-28
2019-03-22
12. SUNCOR ENERGY INC
2017-07-31
2019-03-22
8. SUNCOR ENERGY INC
2017-02-23
2019-03-22
6. SUNCOR ENERGY INC
2017-09-01
2019-03-22
4. SUNCOR ENERGY INC
2017-02-24
2019-03-22
14. SUNCOR ENERGY INC
2016-10-18
2019-03-22
9. SUNCOR ENERGY INC
2017-02-22
2019-03-22
12. SUNCOR ENERGY INC
2016-10-17
2019-03-22
10. SUNCOR ENERGY INC
2016-10-14
2019-03-22
10. SUNCOR ENERGY INC
2017-09-01
2019-03-25
25. SUNCOR ENERGY INC
2017-09-05
2019-03-25
11. SUNCOR ENERGY INC
2018-05-08
2019-03-25
177. SUNCOR ENERGY INC
2018-07-19
2019-03-25
209. SUNCOR ENERGY INC
2018-07-19
2019-03-26
65. CISCO SYSTEMS INC
2016-06-02
2019-04-04
12. CISCO SYSTEMS INC
2017-11-29
2019-04-04
22. CISCO SYSTEMS INC
2018-01-29
2019-04-04
47. GENUINE PARTS CO
2016-06-02
2019-04-04
69. JAPAN TOBACCO INC JPY50000 ORDS
2017-07-28
2019-04-05
14. JAPAN TOBACCO INC JPY50000 ORDS
2017-08-01
2019-04-05
31. JAPAN TOBACCO INC JPY50000 ORDS
2018-01-12
2019-04-05
1. JAPAN TOBACCO INC JPY50000 ORDS
2018-07-19
2019-04-05
9. JAPAN TOBACCO INC JPY50000 ORDS
2017-08-02
2019-04-05
19. JAPAN TOBACCO INC JPY50000 ORDS
2017-07-31
2019-04-05
176. JAPAN TOBACCO INC JPY50000 ORDS
2018-07-19
2019-04-08
108. JAPAN TOBACCO INC JPY50000 ORDS
2018-07-19
2019-04-09
19. JAPAN TOBACCO INC JPY50000 ORDS
2018-07-20
2019-04-09
4. INVESCO GLOBAL REAL ESTATE INCOME FUND
2016-10-30
2019-04-12
1288. AT&T INC
2016-10-30
2019-04-12
13. ALLETE INC
2016-10-30
2019-04-12
65. ALLIANT ENERGY CORP
2016-10-30
2019-04-12
105. AMERICAN BALANCED FUND
2016-10-30
2019-04-12
9. ANDEAVOR LOGISTICS
2016-10-30
2019-04-12
39. ASHLAND GLOBAL HOLDINGS INC
2016-10-30
2019-04-12
9. BERKSHIRE HATHAWAYINC
2016-10-30
2019-04-12
32. BLACKROCK CORE BOND PORTFOLIO
2016-10-30
2019-04-12
2. BRIGHTHOUSE FINL INC REG
2017-06-22
2019-04-12
3. BRIGHTHOUSE FINL INC REG
2017-01-11
2019-04-12
13. CBS CORP
2016-10-30
2019-04-12
103. AMERICAN CAPITAL
2016-10-30
2019-04-12
5. CHARTER COMMUNICATIONS
2016-10-30
2019-04-12
33. CHEVRONTEXACO CORP
2016-10-30
2019-04-12
9. COSTCO WHSL CORP NEW
2016-10-30
2019-04-12
4. DCP MIDSTREAM LP
2016-10-30
2019-04-12
45. DOWDUPONT INC
2016-10-30
2019-04-12
9. DUKE ENERGY CORP
2016-10-30
2019-04-12
60. ENTERPRISE PRODUCTS PARTNERS LP
2016-10-30
2019-04-12
27. EVERGY INC
2016-10-30
2019-04-12
20. EXELON CORP
2016-10-30
2019-04-12
94. EXXON MOBIL CORP
2016-10-30
2019-04-12
115. FIDELITY ADVISOR BIOTECHNOLOGY FUND
2016-10-30
2019-04-12
2. GARRETT MOTION INC
2016-10-30
2019-04-12
5. GENERAL ELECTRIC CO
2016-10-30
2019-04-12
23. HESS CORP
2016-10-30
2019-04-12
126. HUNTINGTON BANCSHARES INC/OH
2016-10-30
2019-04-12
42. INTEL CORPORATION
2016-10-30
2019-04-12
64. INTERPUBLIC GROUP OF COS INC/THE
2017-10-12
2019-04-12
131. ISHARES RUSSELL 1000 VALUE ETF
2017-10-19
2019-04-12
9. KAYNE ANDERSON MLP INVT CO
2016-10-30
2019-04-12
88. KEYCORP NEW COM
2016-10-30
2019-04-12
27. KIMBERLY-CLARK CORP
2016-10-30
2019-04-12
9. MAGELLAN MIDSTREAM PARTNERS LP
2016-10-30
2019-04-12
71. MAINSTAY LARGE CAP GROWTH FUND
2016-10-30
2019-04-12
29. MERCK AND CO INC SHS
2016-10-30
2019-04-12
4. METTLER-TOLEDO INTL INC
2016-10-30
2019-04-12
29. NCR CORP
2016-10-30
2019-04-12
13. NGL ENERGY PARTNERS LP
2016-10-30
2019-04-12
26. NEWMONT MINING CORP
2016-10-30
2019-04-12
7. NEXTERA ENERGY INC
2016-10-30
2019-04-12
206. NISOURCE INC
2016-10-30
2019-04-12
11. NORTHWESTERN CORP
2016-10-30
2019-04-12
529. OGE ENERGY CORP
2016-10-30
2019-04-12
2. OCCIDENTAL PETROLEUM CORP
2016-10-30
2019-04-12
17. LUKOIL PJSC
2016-10-30
2019-04-12
25. PLDT INC SHS ADR
2016-10-30
2019-04-12
8. PRUDENTIAL FINANCIAL INC
2016-10-30
2019-04-12
30. REALTY INCOME CORP
2016-10-30
2019-04-12
3. RESIDEO TECHNOLOGIES INC
2016-10-30
2019-04-12
41. ROYAL BANK OF CANADA
2016-10-30
2019-04-12
31. ROYAL DUTCH SHELL PLC
2017-05-05
2019-04-12
13. ROYAL DUTCH SHELL PLC
2017-05-08
2019-04-12
21. ROYAL DUTCH SHELL PLC
2017-05-04
2019-04-12
100. SOUTHERN CO/THE
2016-10-30
2019-04-12
27. SUNCOR ENERGY INC
2016-10-30
2019-04-12
57. SUNTRUST BANKS INC
2016-10-30
2019-04-12
29. TERADATA CORP DEL
2016-10-30
2019-04-12
12. TOTAL FINA ELF S.A. ADR
2016-04-21
2019-04-12
1. UNION PACIFIC CORP
2016-04-21
2019-04-12
16. UNION PACIFIC CORP
2016-10-30
2019-04-12
10. UNITED PARCEL SERVICE INC
2016-10-30
2019-04-12
3. UNITEDHEALTH GROUP INC
2016-10-30
2019-04-12
106. VALVOLINE INC
2016-10-30
2019-04-12
290. VERIZON COMMUNICATIONS INC
2016-10-30
2019-04-12
34. VERIZON COMMUNICATIONS INC
2016-06-02
2019-04-12
98. VERIZON COMMUNICATIONS INC
2016-04-21
2019-04-12
17. VISA INC
2016-10-30
2019-04-12
170. WEC ENERGY GROUP INC
2016-10-30
2019-04-12
18. WELLS FARGO GOVERNMENT SECURITIES FUND
2016-10-30
2019-04-12
36. WEYERHAEUSER CO
2016-10-30
2019-04-12
181. XCEL ENERGY INC
2016-10-30
2019-04-12
23. INVESCO LTD
2016-10-30
2019-04-12
6. LINDE PLC REG SHS
2016-10-30
2019-04-12
32. NIELSEN HOLDINGS PLC SHS
2017-09-22
2019-04-12
5000. U.S. TREASURY PRIN STRIP
2016-10-30
2019-04-15
1000. U.S. TREASURY NOTE
2018-07-20
2019-04-15
10000. U.S. TREASURY NOTE
2018-07-19
2019-04-15
5000. U.S. TREASURY NOTE
2018-03-01
2019-04-15
1000. U.S. TREASURY NOTE
2018-07-20
2019-04-15
7000. U.S. TREASURY NOTE
2018-04-27
2019-04-15
16000. U.S. TREASURY NOTE
2018-07-19
2019-04-15
5000. U.S. TREASURY NOTE
2016-10-30
2019-04-15
12. GOLDMAN SACHS GROUP INC
2016-10-30
2019-04-18
21. GOLDMAN SACHS GROUP INC
2016-04-21
2019-04-18
4. GOLDMAN SACHS GROUP INC
2017-05-03
2019-04-18
47. MASCO CORP
2019-04-12
2019-04-18
131. MASCO CORP
2019-01-07
2019-04-18
113. MASCO CORP
2019-01-09
2019-04-18
219. PFIZER INC
2016-10-30
2019-04-18
16. APPLE INC
2019-04-12
2019-04-26
46. APPLE INC
2018-12-20
2019-04-26
21. APPLE INC
2019-03-01
2019-04-26
96. MERCK AND CO INC SHS
2018-07-19
2019-04-26
21. MERCK AND CO INC SHS
2018-07-20
2019-04-26
25. MERCK AND CO INC SHS
2016-10-30
2019-04-26
2. WELLS FARGO & CO
2016-10-30
2019-04-26
.4 ALCON SA ACT NOM
2018-12-14
2019-04-26
115. DEUTSCHE POST AG
2016-06-02
2019-05-01
13. PAYCHEX INC
2018-07-13
2019-05-01
13. PAYCHEX INC
2018-07-06
2019-05-01
14. PAYCHEX INC
2018-07-05
2019-05-01
266. SCHNEIDER ELEC SA ADR
2018-05-29
2019-05-01
18. UNITED TECHNOLOGIES CORP
2016-04-21
2019-05-01
7. UNITED TECHNOLOGIES CORP
2016-04-21
2019-05-01
3. 3M CO
2016-08-09
2019-05-10
16. 3M CO
2016-06-02
2019-05-10
13. 3M CO
2016-04-21
2019-05-10
42000. U.S. TREASURY NOTE
2018-09-12
2019-05-15
28. HEINEKEN N V ADR
2017-02-10
2019-05-17
7. HEINEKEN N V ADR
2017-02-13
2019-05-17
26. HEINEKEN N V ADR
2017-02-09
2019-05-17
13. NESTLE S A SPONSORED ADR
2016-10-30
2019-05-17
11. NESTLE S A SPONSORED ADR
2018-07-19
2019-05-17
20. NESTLE S A SPONSORED ADR
2018-05-31
2019-05-17
14. PEPSICO INC
2017-07-05
2019-05-17
11. PEPSICO INC
2016-06-02
2019-05-17
6. PEPSICO INC
2018-02-01
2019-05-17
11. AMCOR LTD ADR NEW
2017-08-22
2019-05-20
5. AMCOR LTD ADR NEW
2017-08-23
2019-05-20
46. MICROSOFT CORP COM
2016-04-21
2019-05-20
7. ORACLE CORP
2016-10-30
2019-05-20
15. ORACLE CORP
2016-08-08
2019-05-20
83. ORACLE CORP
2016-04-21
2019-05-20
3. ORACLE CORP
2016-04-29
2019-05-20
6. AMCOR LTD ADR NEW
2017-10-10
2019-05-21
6. AMCOR LTD ADR NEW
2017-08-23
2019-05-21
7. AMCOR LTD ADR NEW
2017-08-24
2019-05-21
3. AMCOR LTD ADR NEW
2017-08-25
2019-05-21
6. AMCOR LTD ADR NEW
2017-10-11
2019-05-21
3. AMCOR LTD ADR NEW
2017-08-28
2019-05-21
4. AMCOR LTD ADR NEW
2017-10-12
2019-05-21
5. AMCOR LTD ADR NEW
2017-10-13
2019-05-21
5. AMCOR LTD ADR NEW
2017-10-16
2019-05-21
9. AMCOR LTD ADR NEW
2017-10-17
2019-05-21
11. KONE OYJ
2017-04-24
2019-05-21
11. KONE OYJ
2018-05-29
2019-05-22
12. KONE OYJ
2018-07-13
2019-05-22
7. KONE OYJ
2018-05-30
2019-05-22
10. KONE OYJ
2018-07-13
2019-05-23
9. KONE OYJ
2018-07-19
2019-05-23
18. KONE OYJ
2018-07-16
2019-05-23
35. KONE OYJ
2018-07-19
2019-05-24
26. JOHNSON CTLS INTL PLC
2018-08-06
2019-05-28
131. JOHNSON CTLS INTL PLC
2018-08-07
2019-05-28
122. KONE OYJ
2018-07-19
2019-05-28
19. PROCTER & GAMBLE CO/THE
2016-10-30
2019-05-31
27. PROCTER & GAMBLE CO/THE
2018-07-19
2019-05-31
21. ANADARKO PETE CORP
2018-05-18
2019-06-04
26. ANADARKO PETE CORP
2018-05-21
2019-06-04
84. ANADARKO PETE CORP
2018-07-19
2019-06-04
47. ANADARKO PETE CORP
2019-02-25
2019-06-06
6. ANADARKO PETE CORP
2018-07-20
2019-06-06
19. ANADARKO PETE CORP
2018-07-19
2019-06-06
. DOWDUPONT INC
2019-06-06
2019-06-06
.33 DUPONT DE NEMOURS INC
2019-05-10
2019-06-06
85. SUNCOR ENERGY INC
2018-07-19
2019-06-07
80. SUNCOR ENERGY INC
2016-10-30
2019-06-07
71. TAIWAN SEMICONDUCTOR ADR
2017-01-23
2019-06-14
62. TAIWAN SEMICONDUCTOR ADR
2016-06-02
2019-06-14
49. TAIWAN SEMICONDUCTOR ADR
2017-01-20
2019-06-14
12. TAIWAN SEMICONDUCTOR ADR
2017-03-07
2019-06-14
40. TAIWAN SEMICONDUCTOR ADR
2017-01-20
2019-06-14
19. TAIWAN SEMICONDUCTOR ADR
2017-03-08
2019-06-14
5. TAIWAN SEMICONDUCTOR ADR
2017-01-23
2019-06-14
18. TAIWAN SEMICONDUCTOR ADR
2017-03-10
2019-06-14
20. TAIWAN SEMICONDUCTOR ADR
2017-03-09
2019-06-14
42. ANADARKO PETE CORP
2019-02-25
2019-06-19
142. ANADARKO PETE CORP
2019-03-01
2019-06-19
10. ONEOK INC
2018-08-03
2019-06-19
4. ONEOK INC
2017-07-05
2019-06-19
17. ORACLE CORP
2017-11-08
2019-06-19
17. ORACLE CORP
2018-07-19
2019-06-19
22. ORACLE CORP
2017-01-06
2019-06-19
94. ORACLE CORP
2016-10-30
2019-06-19
15. ORACLE CORP
2016-11-17
2019-06-19
26. ORACLE CORP
2017-02-21
2019-06-19
7. MARSH & MCLENNAN COS INC
2016-08-09
2019-06-20
13. MARSH & MCLENNAN COS INC
2016-08-10
2019-06-20
9. MARSH & MCLENNAN COS INC
2016-08-11
2019-06-20
15. ONEOK INC
2018-08-06
2019-06-20
9. ONEOK INC
2018-08-03
2019-06-20
5. MARSH & MCLENNAN COS INC
2016-08-15
2019-06-21
4. MARSH & MCLENNAN COS INC
2016-08-11
2019-06-21
3. MARSH & MCLENNAN COS INC
2016-10-30
2019-06-21
12. MARSH & MCLENNAN COS INC
2016-08-12
2019-06-21
42. ONEOK INC
2018-08-06
2019-06-21
36. MARSH & MCLENNAN COS INC
2018-07-19
2019-06-24
13. MARSH & MCLENNAN COS INC
2016-10-30
2019-06-24
9000. U.S. TREASURY BOND
2016-09-23
2019-06-25
25000. U.S. TREASURY BOND
2018-07-19
2019-06-25
3000. U.S. TREASURY BOND
2019-04-16
2019-06-25
1000. U.S. TREASURY BOND
2018-07-20
2019-06-25
15. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-10-30
2019-06-26
24. US BANCORP DEL
2016-10-30
2019-06-26
40. PUBLIC SERVICE ENTERPRISE GROUP INC
2018-07-19
2019-06-27
37. PUBLIC SERVICE ENTERPRISE GROUP INC
2016-10-30
2019-06-27
122. US BANCORP DEL
2018-07-19
2019-06-27
28. US BANCORP DEL
2016-10-30
2019-06-27
36. DUPONT DE NEMOURS INC
2018-07-19
2019-06-28
30. DUPONT DE NEMOURS INC
2016-10-30
2019-06-28
3. DUPONT DE NEMOURS INC
2017-04-17
2019-06-28
15. INTERNATIONAL PAPER CO
2016-10-30
2019-06-28
121. INTERNATIONAL PAPER CO
2016-06-02
2019-06-28
35. INTERNATIONAL PAPER CO
2016-04-21
2019-06-28
31. DIAGEO PLC SPON ADR NEW
2016-06-02
2019-07-01
141. ORACLE CORP
2018-07-19
2019-07-01
9. QUALCOMM INC
2017-09-05
2019-07-01
13. QUALCOMM INC
2017-09-01
2019-07-01
22. QUALCOMM INC
2017-08-16
2019-07-01
39. QUALCOMM INC
2016-10-30
2019-07-01
23. QUALCOMM INC
2016-04-21
2019-07-01
9000. U.S. TREASURY NOTE
2018-09-12
2019-07-18
10000. U.S. TREASURY NOTE
2019-04-16
2019-07-18
5. DIAGEO PLC SPON ADR NEW
2016-06-02
2019-07-19
1. DIAGEO PLC SPON ADR NEW
2016-08-25
2019-07-19
8. DIAGEO PLC SPON ADR NEW
2016-08-26
2019-07-19
2. DIAGEO PLC SPON ADR NEW
2016-10-30
2019-07-19
24. PEPSICO INC
2018-06-13
2019-07-19
54. PEPSICO INC
2018-07-19
2019-07-19
11. PEPSICO INC
2018-06-14
2019-07-19
20. PEPSICO INC
2018-05-31
2019-07-19
4. PEPSICO INC
2018-02-01
2019-07-19
13. DIAGEO PLC SPON ADR NEW
2016-10-30
2019-07-22
3. DIAGEO PLC SPON ADR NEW
2017-02-01
2019-07-22
4. DIAGEO PLC SPON ADR NEW
2017-02-02
2019-07-22
27. DIAGEO PLC SPON ADR NEW
2018-07-19
2019-07-22
67. CISCO SYSTEMS INC
2018-01-29
2019-07-26
188. CISCO SYSTEMS INC
2018-07-19
2019-07-26
57. NOVARTIS AG SPNSRD ADR
2018-07-19
2019-07-26
15. ANTA SPORTS PRODUCTS LTD
2018-07-19
2019-07-29
1. ANTA SPORTS PRODUCTS LTD
2017-05-31
2019-07-29
59. MICROSOFT CORP COM
2016-10-30
2019-07-31
70. MICROSOFT CORP COM
2016-04-21
2019-07-31
30. DIAGEO PLC SPON ADR NEW
2018-07-19
2019-08-08
13. MICROSOFT CORP COM
2018-07-19
2019-08-08
24. MICROSOFT CORP COM
2016-10-30
2019-08-08
79. ORACLE CORP
2018-07-19
2019-08-08
1. TAIWAN SEMICONDUCTOR ADR
2017-03-10
2019-08-14
3. TAIWAN SEMICONDUCTOR ADR
2017-03-13
2019-08-14
118. TAIWAN SEMICONDUCTOR ADR
2018-07-19
2019-08-14
245. TAIWAN SEMICONDUCTOR ADR
2018-07-19
2019-08-15
4. MEDTRONIC PLC SHS
2017-10-27
2019-08-15
26. MEDTRONIC PLC SHS
2017-10-26
2019-08-15
19. MEDTRONIC PLC SHS
2017-10-26
2019-08-15
85. HONEYWELL INTERNATIONAL INC
2018-07-19
2019-08-20
16. HONEYWELL INTERNATIONAL INC
2016-10-30
2019-08-20
34. NOVARTIS AG SPNSRD ADR
2018-07-19
2019-08-20
164. SUNCOR ENERGY INC
2018-07-19
2019-08-20
260. TAIWAN SEMICONDUCTOR ADR
2018-07-19
2019-08-20
61. TAIWAN SEMICONDUCTOR ADR
2018-07-20
2019-08-20
1. 3M CO
2018-05-18
2019-08-20
3. 3M CO
2016-08-09
2019-08-20
18. 3M CO
2016-10-30
2019-08-20
4. 3M CO
2017-03-10
2019-08-20
6. 3M CO
2018-05-08
2019-08-20
34. DIAGEO PLC SPON ADR NEW
2018-07-19
2019-08-21
13. LOCKHEED MARTIN CORP
2016-10-30
2019-08-21
12. NORTHROP GRUMMAN CORP
2016-04-21
2019-08-21
92. NOVARTIS AG SPNSRD ADR
2018-07-19
2019-08-21
50. ONEOK INC
2018-08-07
2019-08-21
21. ONEOK INC
2018-08-06
2019-08-21
24. SUNCOR ENERGY INC
2018-10-04
2019-08-21
55. SUNCOR ENERGY INC
2018-10-05
2019-08-21
44. SUNCOR ENERGY INC
2018-07-20
2019-08-21
5. SUNCOR ENERGY INC
2018-07-19
2019-08-21
27. DIAGEO PLC SPON ADR NEW
2018-07-19
2019-08-22
7. KONINKLIJKE PHILIPS NV
2017-03-20
2019-08-22
26. KONINKLIJKE PHILIPS NV
2017-03-21
2019-08-23
77. KONINKLIJKE PHILIPS NV
2017-03-20
2019-08-23
33. PROCTER & GAMBLE CO/THE
2018-07-19
2019-08-23
87. ASTRAZENECA PLC SPONS ADR
2016-10-30
2019-08-28
11. ANTA SPORTS PRODUCTS LTD
2018-07-19
2019-08-29
46. ASTRAZENECA PLC SPONS ADR
2017-01-18
2019-08-29
14. ASTRAZENECA PLC SPONS ADR
2016-10-30
2019-08-29
26. ASTRAZENECA PLC SPONS ADR
2017-07-27
2019-08-29
6. ANTA SPORTS PRODUCTS LTD
2018-07-19
2019-08-30
11. ANTA SPORTS PRODUCTS LTD
2018-07-19
2019-09-03
11. ANTA SPORTS PRODUCTS LTD
2018-07-19
2019-09-04
18. JOHNSON CTLS INTL PLC
2018-08-07
2019-09-05
33. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-05
212. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-18
2019-09-05
73. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-06
82. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-04-12
2019-09-06
52. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-18
2019-09-06
192. MARVELL TECHNOLOGY GROUP LTD 0.002
2019-01-22
2019-09-06
12. ANTA SPORTS PRODUCTS LTD
2018-07-19
2019-09-09
8. ANTA SPORTS PRODUCTS LTD
2019-04-12
2019-09-09
5. ANTA SPORTS PRODUCTS LTD
2019-04-12
2019-09-09
11000. USD ROYAL BK CANADA
2018-07-19
2019-09-23
4000. USD ROYAL BK CANADA
2016-04-26
2019-09-23
1000. USD ROYAL BK CANADA
2018-07-24
2019-09-23
3000. USD ROYAL BK CANADA
2019-04-16
2019-09-23
4000. SHELL INTERNATIONAL FIN
2019-04-16
2019-09-23
1000. SHELL INTERNATIONAL FIN
2018-07-20
2019-09-23
19000. SHELL INTERNATIONAL FIN
2018-07-19
2019-09-23
7000. SHELL INTERNATIONAL FIN
2016-04-21
2019-09-23
56. MARATHON PETROLEUM CORP
2011-04-12
2019-09-24
17. MARSH & MCLENNAN COS INC
2018-07-19
2019-09-24
21. MCKESSON CORP
2018-07-19
2019-09-24
6. MCKESSON CORP
2018-04-05
2019-09-24
5. MCKESSON CORP
2017-08-13
2019-09-24
28. ONEOK INC
2018-08-07
2019-09-24
43. PEPSICO INC
2018-07-19
2019-09-24
125. PFIZER INC
2018-07-19
2019-09-24
57. PFIZER INC
2018-05-31
2019-09-24
14. PFIZER INC
2016-10-30
2019-09-24
41. QUALCOMM INC
2018-07-19
2019-09-24
12. QUALCOMM INC
2017-10-10
2019-09-24
10. QUALCOMM INC
2017-10-11
2019-09-24
44. JOHNSON CTLS INTL PLC
2018-08-08
2019-09-24
18. JOHNSON CTLS INTL PLC
2018-11-05
2019-09-24
16. MARATHON PETROLEUM CORP
2018-07-19
2019-09-25
23. MARATHON PETROLEUM CORP
2016-10-30
2019-09-25
8. MARATHON PETROLEUM CORP
2011-04-12
2019-09-25
2. MARSH & MCLENNAN COS INC
2018-07-20
2019-09-25
31. MARSH & MCLENNAN COS INC
2018-07-19
2019-09-25
4. ONEOK INC
2018-08-07
2019-09-25
39. ONEOK INC
2018-11-05
2019-09-25
126. JOHNSON CTLS INTL PLC
2018-11-05
2019-09-25
46. JOHNSON CTLS INTL PLC
2019-03-08
2019-09-25
12. IMPERIAL BRANDS PLC
2016-11-14
2019-09-27
2. IMPERIAL BRANDS PLC
2018-07-19
2019-09-27
30. IMPERIAL BRANDS PLC
2018-02-22
2019-09-27
23. IMPERIAL BRANDS PLC
2017-10-20
2019-09-27
23. IMPERIAL BRANDS PLC
2017-08-04
2019-09-27
52. IMPERIAL BRANDS PLC
2016-11-11
2019-09-27
15. IMPERIAL BRANDS PLC
2016-08-09
2019-09-27
119. IMPERIAL BRANDS PLC
2016-06-02
2019-09-27
195. IMPERIAL BRANDS PLC
2018-07-19
2019-09-30
73. IMPERIAL BRANDS PLC
2018-07-19
2019-10-01
29. TEXAS INSTRUMENTS INC
2018-11-08
2019-10-03
92. BAE SYSTEMS PLC
2018-10-08
2019-10-24
26. INTERNATIONAL PAPER CO
2018-07-19
2019-10-24
2. INTERNATIONAL PAPER CO
2016-10-30
2019-10-24
23. INTERNATIONAL PAPER CO
2017-04-24
2019-10-24
31. SCHNEIDER ELEC SA ADR
2018-05-29
2019-10-24
3. SCHNEIDER ELEC SA ADR
2018-05-29
2019-10-24
89. SVENSKA HANDELSBANKEN AB
2016-06-02
2019-10-24
32. INTERNATIONAL PAPER CO
2018-07-19
2019-10-25
87. SCHNEIDER ELEC SA ADR
2018-05-29
2019-10-25
459. SVENSKA HANDELSBANKEN AB
2016-06-02
2019-10-25
33. MATTEL INC
2017-08-02
2019-10-30
33. MATTEL INC
2017-08-01
2019-10-30
107. MATTEL INC
2018-07-19
2019-10-30
32. MATTEL INC
2017-07-31
2019-10-30
32. MATTEL INC
2017-08-03
2019-10-30
105. MATTEL INC
2018-07-19
2019-10-31
58. MATTEL INC
2018-07-20
2019-10-31
76. MATTEL INC
2019-04-12
2019-10-31
14. PHILIP MORRIS INTERNATIONAL INC
2016-04-28
2019-11-05
27. PHILIP MORRIS INTERNATIONAL INC
2016-04-21
2019-11-05
70. TAIWAN SEMICONDUCTOR ADR
2018-12-13
2019-11-05
16. TAIWAN SEMICONDUCTOR ADR
2018-07-20
2019-11-05
278. IMPERIAL BRANDS PLC
2018-07-19
2019-11-06
58. QUALCOMM INC
2018-07-19
2019-11-14
85. KONE OYJ
2018-07-19
2019-11-14
7. ASTRAZENECA PLC SPONS ADR
2017-07-27
2019-11-18
10. ASTRAZENECA PLC SPONS ADR
2018-07-19
2019-11-18
47. DOW INC
2018-07-19
2019-11-18
3. DOW INC
2017-04-17
2019-11-18
. DOW INC
2019-04-05
2019-11-18
8. GOLDMAN SACHS GROUP INC
2018-07-19
2019-11-18
4. GOLDMAN SACHS GROUP INC
2017-05-03
2019-11-18
1. GOLDMAN SACHS GROUP INC
2017-05-03
2019-11-18
5. GOLDMAN SACHS GROUP INC
2017-05-17
2019-11-18
96. ORACLE CORP
2018-07-19
2019-11-18
86. PROCTER & GAMBLE CO/THE
2018-07-19
2019-11-18
241. ASTRAZENECA PLC SPONS ADR
2018-07-19
2019-11-19
13. DOW INC
2018-07-19
2019-11-19
4. DOW INC
2018-07-20
2019-11-19
23. DOW INC
2019-03-01
2019-11-19
26. DOW INC
2019-03-08
2019-11-19
24. DOW INC
2019-03-26
2019-11-19
1. DOW INC
2019-03-26
2019-11-19
24. DOW INC
2019-04-12
2019-11-19
4. GOLDMAN SACHS GROUP INC
2018-07-20
2019-11-19
1. GOLDMAN SACHS GROUP INC
2019-04-12
2019-11-19
50. GOLDMAN SACHS GROUP INC
2018-07-19
2019-11-19
15. NOVO NORDISK A/S ADR
2017-04-04
2019-11-19
13. NOVO NORDISK A/S ADR
2017-10-17
2019-11-19
12. ORACLE CORP
2018-07-19
2019-11-19
18. PROCTER & GAMBLE CO/THE
2018-07-19
2019-11-19
28. SONY CORP ADR AMERN SH NEW
2019-07-03
2019-11-19
4. SONY CORP ADR AMERN SH NEW
2019-07-05
2019-11-19
6. NOVO NORDISK A/S ADR
2017-10-17
2019-11-20
40. NOVO NORDISK A/S ADR
2017-10-18
2019-11-20
28. NOVO NORDISK A/S ADR
2017-10-17
2019-11-20
171. SONY CORP ADR AMERN SH NEW
2019-07-05
2019-11-20
100. INTERNATIONAL PAPER CO
2018-07-19
2019-11-21
50. TAIWAN SEMICONDUCTOR ADR
2018-12-13
2019-11-21
13. TAIWAN SEMICONDUCTOR ADR
2019-03-07
2019-11-21
53. DEUTSCHE POST AG
2016-06-02
2019-11-22
19. DEUTSCHE POST AG
2016-08-09
2019-11-22
59. DEUTSCHE POST AG
2018-03-16
2019-11-22
26. DEUTSCHE POST AG
2018-07-19
2019-11-22
108. SCHNEIDER ELEC SA ADR
2018-07-19
2019-11-22
148. SCHNEIDER ELEC SA ADR
2018-05-29
2019-11-22
74. KONE OYJ
2018-07-19
2019-11-22
45. IMPERIAL BRANDS PLC
2018-07-20
2019-11-27
137. IMPERIAL BRANDS PLC
2019-04-12
2019-11-27
100. IMPERIAL BRANDS PLC
2018-08-30
2019-11-27
21. IMPERIAL BRANDS PLC
2018-07-19
2019-11-27
181. IMPERIAL BRANDS PLC
2019-05-10
2019-11-29
36. IMPERIAL BRANDS PLC
2019-04-12
2019-11-29
26. DOLLAR GENERAL CORP
2016-04-21
2019-12-02
8. IMPERIAL BRANDS PLC
2019-05-10
2019-12-02
177. IMPERIAL BRANDS PLC
2019-05-20
2019-12-02
130. SONIC HEALTHCARE LTD
2016-06-02
2019-12-02
10. DOLLAR GENERAL CORP
2016-10-30
2019-12-03
1. DOLLAR GENERAL CORP
2018-07-19
2019-12-03
2. DOLLAR GENERAL CORP
2016-04-21
2019-12-03
102. SONIC HEALTHCARE LTD
2016-06-02
2019-12-03
41. NOVO NORDISK A/S ADR
2018-07-19
2019-12-17
5. NOVO NORDISK A/S ADR
2017-10-25
2019-12-17
19. NOVO NORDISK A/S ADR
2017-10-24
2019-12-17
8. NOVO NORDISK A/S ADR
2017-10-18
2019-12-17
3. NOVO NORDISK A/S ADR
2017-10-18
2019-12-17
11. NOVO NORDISK A/S ADR
2017-10-18
2019-12-17
86. NOVO NORDISK A/S ADR
2018-07-19
2019-12-18
18000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
9000. U.S. TREASURY NOTE
2019-04-16
2019-12-18
34000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
103. SANOFI-SYNTHELABO
2018-07-19
2019-12-19
200. SVENSKA HANDELSBANKEN AB
2018-05-14
2019-12-20
96. SVENSKA HANDELSBANKEN AB
2016-08-11
2019-12-20
578. SVENSKA HANDELSBANKEN AB
2018-07-19
2019-12-20
102. SVENSKA HANDELSBANKEN AB
2016-06-02
2019-12-20
297. SVENSKA HANDELSBANKEN AB
2018-07-19
2019-12-23
15. ABBVIE INC
2016-06-02
2019-12-26
22. ALTRIA GROUP INC
2016-06-02
2019-12-26
32. AMERICAN INTERNATIONAL GROUP INC
2016-04-21
2019-12-26
6. ANTHEM INC
2016-04-21
2019-12-26
45. BAE SYSTEMS PLC
2018-10-08
2019-12-26
13. BP P L C SPONS ADR
2018-01-24
2019-12-26
39. BP P L C SPONS ADR
2018-01-23
2019-12-26
13. BP P L C SPONS ADR
2018-01-22
2019-12-26
18. BRISTOL-MYERS SQUIBB CO
2019-08-08
2019-12-26
28. BRITISH AMERICAN TOBACCO PLC
2016-06-23
2019-12-26
18. CVS HEALTH CORP
2018-11-30
2019-12-26
48. CITIGROUP INC
2016-04-21
2019-12-26
10. CITIZENS FINANCIAL GROUP INC
2016-08-05
2019-12-26
30. CITIZENS FINANCIAL GROUP INC
2016-06-02
2019-12-26
21. COCA-COLA CO/THE
2018-05-31
2019-12-26
6. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2018-06-14
2019-12-26
18. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2018-06-13
2019-12-26
9. FEDEX CORP
2019-06-26
2019-12-26
41. FIRSTENERGY CORP
2017-07-21
2019-12-26
12. ARTHUR J GALLAGHER & CO
2018-10-12
2019-12-26
28. GLAXOSMITHKLINE PLC
2016-06-02
2019-12-26
4. HUMANA INC
2018-01-23
2019-12-26
11. J P MORGAN CHASE & CO
2016-10-30
2019-12-26
11. JOHNSON & JOHNSON
2016-10-30
2019-12-26
52. KONINKLIJKE PHILIPS NV
2017-03-21
2019-12-26
3. LOCKHEED MARTIN CORP
2016-10-30
2019-12-26
8. M&T BANK CORP
2016-06-02
2019-12-26
18. MARATHON PETROLEUM CORP
2018-07-19
2019-12-26
41. METLIFE INC
2016-04-21
2019-12-26
22. MICROSOFT CORP COM
2018-07-19
2019-12-26
24. MORGAN STANLEY
2016-04-21
2019-12-26
7. MOTOROLA SOLUTIONS INC
2016-04-21
2019-12-26
16. NESTLE S A SPONSORED ADR
2018-07-19
2019-12-26
5. NEXTERA ENERGY INC
2016-10-30
2019-12-26
18. NOVARTIS AG SPNSRD ADR
2018-07-19
2019-12-26
19. NOVO NORDISK A/S ADR
2018-07-19
2019-12-26
3. PAYCHEX INC
2018-07-19
2019-12-26
12. PAYCHEX INC
2018-07-16
2019-12-26
81. PFIZER INC
2018-07-19
2019-12-26
2. PHILIP MORRIS INTERNATIONAL INC
2016-04-28
2019-12-26
13. PHILIP MORRIS INTERNATIONAL INC
2016-04-28
2019-12-26
27. ROGERS COMMUNICATIONS INC
2016-06-02
2019-12-26
790. SVENSKA HANDELSBANKEN AB
2018-07-19
2019-12-26
83. TELUS CORP
2016-06-02
2019-12-26
26. UNILEVER NV
2016-10-30
2019-12-26
5. UNITEDHEALTH GROUP INC
2016-10-30
2019-12-26
61. VERIZON COMMUNICATIONS INC
2016-10-30
2019-12-26
173. WELLS FARGO & CO NEW
2016-10-30
2019-12-26
6. WILLIAMS COS INC/THE
2018-05-18
2019-12-26
78. WILLIAMS COS INC/THE
2018-05-21
2019-12-26
61. AMCOR PLC REG SHS
2017-11-30
2019-12-26
24. AMCOR PLC REG SHS
2017-11-03
2019-12-26
52. AMCOR PLC REG SHS
2017-11-02
2019-12-26
68. AMCOR PLC REG SHS
2017-11-01
2019-12-26
24. AMCOR PLC REG SHS
2017-10-17
2019-12-26
7. MEDTRONIC PLC SHS
2017-10-30
2019-12-26
15. MEDTRONIC PLC SHS
2017-10-27
2019-12-26
7. WILLIS TOWERS WATSON PLC
2019-02-11
2019-12-26
19. ALCON SA ACT NOM
2018-07-19
2019-12-26
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,106
1,930
176
b
515
506
9
c
889
830
59
d
3,275
3,122
153
e
281
262
19
161
153
8
884
882
2
2,008
1,675
333
3,454
3,193
261
168
149
19
1,430
1,266
164
1,430
1,157
273
2,187
2,099
88
1,635
1,638
-3
2,453
2,370
83
1,726
1,388
338
999
870
129
1,834
1,771
63
374
303
71
1,975
1,691
284
427
363
64
253
223
30
2,785
2,459
326
4,388
4,206
182
4,840
4,786
54
1,274
1,377
-103
849
987
-138
552
523
29
5,391
5,231
160
743
606
137
53
45
8
531
459
72
319
268
51
903
934
-31
3,079
3,397
-318
265
271
-6
425
438
-13
531
459
72
382
274
108
1,385
1,616
-231
1,099
1,276
-177
3,893
2,988
905
361
367
-6
1,394
1,183
211
103
87
16
1,032
874
158
258
218
40
8,615
10,934
-2,319
491
639
-148
3,843
2,127
1,716
193
137
56
482
359
123
2,011
1,976
35
18,099
17,843
256
8,044
7,858
186
1,197
792
405
2,223
2,220
3
1,710
1,832
-122
3,500
3,752
-252
1,069
1,129
-60
1,151
1,222
-71
606
673
-67
6,769
7,521
-752
3,334
3,482
-148
1,676
1,209
467
610
431
179
1,515
1,079
436
3,798
4,447
-649
4,124
3,936
188
2,682
2,523
159
1,341
665
676
5,879
4,295
1,584
1,552
1,200
352
2,936
2,324
612
1,685
1,606
79
4,361
4,087
274
595
584
11
19,153
19,882
-729
9,576
9,969
-393
958
994
-36
2,328
2,551
-223
454
559
-105
1,136
1,258
-122
789
660
129
3,156
2,260
896
2,889
1,575
1,314
1,236
675
561
636
966
-330
1,371
2,024
-653
1,028
1,485
-457
587
797
-210
1,860
2,435
-575
245
329
-84
490
598
-108
734
898
-164
1,469
1,940
-471
881
1,184
-303
685
891
-206
1,000
1,000
19,000
19,000
7,000
7,000
3,099
3,065
34
2,631
2,603
28
1,003
1,277
-274
903
1,161
-258
1,174
1,568
-394
813
1,190
-377
3,090
2,144
946
2,162
1,493
669
4,316
2,464
1,852
3,912
4,382
-470
3,232
2,603
629
3,734
1,944
1,790
8,908
4,234
4,674
1,536
754
782
5,745
8,459
-2,714
568
841
-273
11,600
8,873
2,727
654
528
126
304
252
52
1,562
1,317
245
1,085
910
175
1,389
1,086
303
1,736
1,286
450
1,475
1,137
338
1,085
839
246
217
162
55
1,685
804
881
1,685
816
869
153
72
81
460
220
240
603
709
-106
454
426
28
3,933
2,863
1,070
3,813
2,999
814
2,001
2,320
-319
839
967
-128
114
129
-15
1,198
1,349
-151
86
57
29
343
221
122
1,242
803
439
900
651
249
1,885
1,303
582
1,920
1,884
36
733
944
-211
733
807
-74
611
829
-218
2,565
2,824
-259
1,137
1,140
-3
1,448
1,438
10
549
538
11
795
630
165
276
218
58
345
275
70
725
587
138
35
29
6
2,571
3,783
-1,212
245
387
-142
980
1,271
-291
204
310
-106
816
1,082
-266
437
419
18
303
292
11
403
388
15
269
260
9
202
192
10
134
128
6
471
404
67
303
290
13
403
343
60
336
285
51
331
320
11
827
792
35
364
420
-56
5,854
7,228
-1,374
6,966
8,535
-1,569
3,584
1,884
1,700
662
454
208
1,213
943
270
5,324
4,521
803
1,666
2,416
-750
338
486
-148
749
1,007
-258
24
26
-2
217
314
-97
459
659
-200
4,225
4,576
-351
2,565
2,808
-243
451
507
-56
37
35
2
41,395
47,202
-5,807
1,054
780
274
3,026
2,456
570
2,827
2,582
245
315
432
-117
3,102
4,370
-1,268
1,888
1,298
590
304
312
-8
80
125
-45
119
196
-77
671
732
-61
4,982
4,563
419
1,784
1,245
539
3,960
3,426
534
2,175
1,343
832
133
135
-2
1,762
2,112
-350
811
712
99
1,770
1,561
209
1,557
1,270
287
993
670
323
7,633
7,940
-307
2,625
1,957
668
35
23
12
45
147
-102
1,500
1,149
351
1,719
2,147
-428
2,358
1,468
890
1,399
1,306
93
16,568
15,703
865
146
169
-23
1,480
1,246
234
3,314
3,087
227
565
615
-50
657
655
2
2,320
1,719
601
2,957
1,608
1,349
841
1,017
-176
183
240
-57
937
928
9
1,330
885
445
5,749
4,718
1,031
766
625
141
22,198
16,292
5,906
130
147
-17
1,474
831
643
571
794
-223
812
679
133
2,127
1,756
371
60
57
3
3,216
2,565
651
2,006
1,672
334
841
707
134
1,359
1,100
259
5,221
5,109
112
898
828
70
3,593
2,587
1,006
1,273
783
490
677
611
66
169
88
81
2,699
1,417
1,282
1,140
1,078
62
676
422
254
1,986
2,166
-180
17,017
14,009
3,008
1,995
1,720
275
5,751
4,920
831
2,699
1,066
1,633
13,165
10,024
3,141
194
205
-11
968
1,086
-118
10,083
7,409
2,674
490
656
-166
1,083
981
102
859
1,309
-450
2,513
2,517
-4
1,010
994
16
10,096
9,950
146
5,048
4,998
50
1,000
992
8
6,997
6,952
45
15,993
15,876
117
4,881
5,051
-170
2,490
2,129
361
4,357
3,486
871
830
905
-75
1,873
1,900
-27
5,222
4,145
1,077
4,504
3,656
848
8,450
7,013
1,437
3,259
3,167
92
9,370
7,357
2,013
4,278
3,673
605
7,333
5,999
1,334
1,604
1,308
296
1,910
1,481
429
2,611
2,608
3
23
22
1
3,999
3,407
592
1,083
915
168
1,083
904
179
1,167
965
202
4,622
4,734
-112
2,568
1,902
666
999
754
245
524
536
-12
2,793
2,684
109
2,269
2,200
69
43,030
41,790
1,240
1,518
1,100
418
379
275
104
1,409
1,025
384
1,283
949
334
1,086
881
205
1,974
1,525
449
1,823
1,614
209
1,432
1,118
314
781
725
56
501
564
-63
228
251
-23
5,807
2,570
3,237
376
268
108
805
618
187
4,454
3,403
1,051
161
125
36
273
287
-14
273
301
-28
318
355
-37
136
153
-17
273
290
-17
136
153
-17
182
195
-13
227
245
-18
227
248
-21
409
449
-40
635
535
100
636
540
96
694
613
81
405
345
60
571
511
60
514
497
17
1,028
943
85
2,005
1,934
71
1,002
979
23
5,050
4,987
63
6,881
6,741
140
1,979
1,652
327
2,812
2,136
676
1,482
1,480
2
1,835
1,863
-28
5,928
5,953
-25
3,298
2,077
1,221
421
426
-5
1,333
1,346
-13
9
9
24
31
-7
2,597
3,471
-874
2,444
2,453
-9
2,697
2,154
543
2,355
1,556
799
1,862
1,473
389
456
376
80
1,520
1,202
318
722
595
127
190
152
38
684
558
126
760
619
141
2,942
1,856
1,086
9,945
6,260
3,685
662
649
13
265
193
72
892
859
33
892
825
67
1,155
847
308
4,935
3,600
1,335
787
603
184
1,365
1,100
265
682
469
213
1,266
872
394
876
607
269
1,013
987
26
608
584
24
487
337
150
390
270
120
292
191
101
1,170
809
361
2,883
2,764
119
3,530
3,145
385
1,275
826
449
8,961
9,255
-294
24,892
22,800
2,092
2,987
2,730
257
996
901
95
888
621
267
1,249
1,074
175
2,354
2,099
255
2,177
1,531
646
6,337
6,256
81
1,454
1,253
201
2,680
3,510
-830
2,233
3,099
-866
223
274
-51
651
677
-26
5,251
5,161
90
1,519
1,514
5
5,292
3,343
1,949
8,179
6,846
1,333
698
462
236
1,008
676
332
1,705
1,166
539
3,023
2,695
328
1,783
1,138
645
9,334
8,955
379
10,371
10,136
235
850
539
311
170
115
55
1,361
921
440
340
215
125
3,150
2,524
626
7,088
6,276
812
1,444
1,157
287
2,625
2,001
624
525
483
42
2,194
1,397
797
506
336
170
675
445
230
4,556
4,013
543
3,785
2,872
913
10,621
7,960
2,661
5,305
4,051
1,254
2,849
1,962
887
190
74
116
8,228
3,546
4,682
9,762
3,912
5,850
4,893
4,459
434
1,784
1,364
420
3,294
1,443
1,851
4,293
3,836
457
40
31
9
121
94
27
4,772
4,746
26
9,586
9,853
-267
407
323
84
2,647
2,089
558
1,935
1,527
408
13,954
12,058
1,896
2,627
1,758
869
3,038
2,416
622
4,624
6,697
-2,073
10,939
10,456
483
2,566
2,481
85
162
200
-38
485
663
-178
2,907
2,988
-81
646
763
-117
969
1,208
-239
5,731
5,053
678
4,975
3,225
1,750
4,426
2,411
2,015
8,274
6,538
1,736
3,556
3,284
272
1,494
1,367
127
683
956
-273
1,564
2,180
-616
1,252
1,809
-557
142
204
-62
4,522
4,013
509
327
222
105
1,210
822
388
3,584
2,438
1,146
3,915
2,611
1,304
3,894
2,474
1,420
2,269
1,439
830
2,088
1,313
775
635
398
237
1,180
746
434
1,243
785
458
2,242
1,439
803
2,193
1,439
754
773
685
88
1,417
1,244
173
5,264
3,599
1,665
3,134
2,751
383
2,043
1,919
124
1,295
883
412
4,782
3,180
1,602
2,405
1,570
835
1,603
1,380
223
1,003
863
140
11,000
10,928
72
4,000
4,016
-16
1,000
993
7
3,000
2,994
6
4,000
4,000
1,000
1,000
19,000
19,000
7,000
7,000
3,107
1,141
1,966
1,708
1,485
223
2,948
2,824
124
842
911
-69
702
801
-99
2,076
1,839
237
5,818
4,997
821
4,502
4,676
-174
2,053
2,056
-3
504
448
56
3,083
2,433
650
902
645
257
752
542
210
1,913
1,658
255
783
596
187
936
1,169
-233
1,345
315
1,030
468
163
305
201
175
26
3,115
2,708
407
295
263
32
2,872
2,404
468
5,496
4,172
1,324
2,006
1,644
362
260
519
-259
43
76
-33
650
1,097
-447
498
970
-472
498
1,016
-518
1,126
2,257
-1,131
325
787
-462
2,577
6,418
-3,841
4,339
7,391
-3,052
1,649
2,767
-1,118
3,727
2,845
882
2,644
2,932
-288
1,096
1,378
-282
84
90
-6
969
1,225
-256
574
529
45
56
53
3
444
562
-118
1,368
1,696
-328
1,611
1,485
126
2,299
2,901
-602
390
647
-257
390
650
-260
1,266
1,716
-450
379
627
-248
379
609
-230
1,244
1,684
-440
687
927
-240
901
1,032
-131
1,179
1,308
-129
2,274
2,680
-406
3,760
2,613
1,147
860
651
209
6,397
10,536
-4,139
5,247
3,442
1,805
5,332
4,696
636
335
201
134
479
370
109
2,557
3,006
-449
163
179
-16
1,758
1,845
-87
879
908
-29
220
226
-6
1,099
1,074
25
5,392
4,661
731
10,479
6,805
3,674
11,501
8,914
2,587
692
831
-139
213
257
-44
1,224
1,193
31
1,384
1,381
3
1,278
1,256
22
53
52
1
1,278
1,387
-109
879
926
-47
220
208
12
10,985
11,528
-543
855
539
316
741
642
99
678
583
95
2,196
1,424
772
1,732
1,532
200
247
219
28
334
296
38
2,224
2,015
209
1,557
1,382
175
10,543
9,369
1,174
4,485
5,301
-816
2,655
1,866
789
690
502
188
1,983
1,570
413
711
589
122
2,207
2,681
-474
973
883
90
2,058
1,786
272
2,821
2,526
295
4,541
4,089
452
987
1,727
-740
3,004
4,493
-1,489
2,193
3,583
-1,390
461
796
-335
3,981
5,171
-1,190
792
1,181
-389
4,032
2,178
1,854
178
229
-51
3,933
4,941
-1,008
2,668
2,001
667
1,533
684
849
153
99
54
307
168
139
2,042
1,570
472
2,383
2,040
343
291
251
40
1,104
957
147
465
403
62
174
151
23
639
554
85
4,924
4,279
645
18,184
18,153
31
9,092
9,025
67
34,348
34,075
273
5,185
4,324
861
1,062
1,154
-92
510
612
-102
3,070
3,202
-132
542
645
-103
1,582
1,645
-63
1,345
966
379
1,111
1,375
-264
1,622
1,791
-169
1,828
904
924
1,368
1,434
-66
495
572
-77
1,486
1,687
-201
495
563
-68
1,144
848
296
1,181
1,672
-491
1,338
1,453
-115
3,814
2,221
1,593
407
233
174
1,221
714
507
1,154
901
253
374
471
-97
1,121
1,410
-289
1,364
1,442
-78
1,991
1,296
695
1,134
850
284
1,313
1,184
129
1,478
1,130
348
1,525
761
764
1,602
1,268
334
2,545
1,644
901
1,171
744
427
1,357
955
402
1,095
1,315
-220
2,098
1,690
408
3,480
2,309
1,171
1,225
654
571
1,134
525
609
1,740
1,281
459
1,207
632
575
1,709
1,279
430
1,103
945
158
255
212
43
1,018
848
170
3,188
3,030
158
172
192
-20
1,116
1,215
-99
1,330
1,034
296
4,220
4,377
-157
3,178
2,623
555
1,480
1,088
392
1,478
704
774
3,732
2,947
785
9,401
8,005
1,396
143
163
-20
1,863
2,108
-245
659
718
-59
259
276
-17
562
603
-41
735
806
-71
259
300
-41
788
562
226
1,688
1,212
476
1,410
1,184
226
1,083
934
149
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
176
b
9
c
59
d
153
e
19
8
2
333
261
19
164
273
88
-3
83
338
129
63
71
284
64
30
326
182
54
-103
-138
29
160
137
8
72
51
-31
-318
-6
-13
72
108
-231
-177
905
-6
211
16
158
40
-2,319
-148
1,716
56
123
35
256
186
405
3
-122
-252
-60
-71
-67
-752
-148
467
179
436
-649
188
159
676
1,584
352
612
79
274
11
-729
-393
-36
-223
-105
-122
129
896
1,314
561
-330
-653
-457
-210
-575
-84
-108
-164
-471
-303
-206
34
28
-274
-258
-394
-377
946
669
1,852
-470
629
1,790
4,674
782
-2,714
-273
2,727
126
52
245
175
303
450
338
246
55
881
869
81
240
-106
28
1,070
814
-319
-128
-15
-151
29
122
439
249
582
36
-211
-74
-218
-259
-3
10
11
165
58
70
138
6
-1,212
-142
-291
-106
-266
18
11
15
9
10
6
67
13
60
51
11
35
-56
-1,374
-1,569
1,700
208
270
803
-750
-148
-258
-2
-97
-200
-351
-243
-56
2
-5,807
274
570
245
-117
-1,268
590
-8
-45
-77
-61
419
539
534
832
-2
-350
99
209
287
323
-307
668
12
-102
351
-428
890
93
865
-23
234
227
-50
2
601
1,349
-176
-57
9
445
1,031
141
5,906
-17
643
-223
133
371
3
651
334
134
259
112
70
1,006
490
66
81
1,282
62
254
-180
3,008
275
831
1,633
3,141
-11
-118
2,674
-166
102
-450
-4
16
146
50
8
45
117
-170
361
871
-75
-27
1,077
848
1,437
92
2,013
605
1,334
296
429
3
1
592
168
179
202
-112
666
245
-12
109
69
1,240
418
104
384
334
205
449
209
314
56
-63
-23
3,237
108
187
1,051
36
-14
-28
-37
-17
-17
-17
-13
-18
-21
-40
100
96
81
60
60
17
85
71
23
63
140
327
676
2
-28
-25
1,221
-5
-13
9
-7
-874
-9
543
799
389
80
318
127
38
126
141
1,086
3,685
13
72
33
67
308
1,335
184
265
213
394
269
26
24
150
120
101
361
119
385
449
-294
2,092
257
95
267
175
255
646
81
201
-830
-866
-51
-26
90
5
1,949
1,333
236
332
539
328
645
379
235
311
55
440
125
626
812
287
624
42
797
170
230
543
913
2,661
1,254
887
116
4,682
5,850
434
420
1,851
457
9
27
26
-267
84
558
408
1,896
869
622
-2,073
483
85
-38
-178
-81
-117
-239
678
1,750
2,015
1,736
272
127
-273
-616
-557
-62
509
105
388
1,146
1,304
1,420
830
775
237
434
458
803
754
88
173
1,665
383
124
412
1,602
835
223
140
72
-16
7
6
1,966
223
124
-69
-99
237
821
-174
-3
56
650
257
210
255
187
-233
1,030
305
26
407
32
468
1,324
362
-259
-33
-447
-472
-518
-1,131
-462
-3,841
-3,052
-1,118
882
-288
-282
-6
-256
45
3
-118
-328
126
-602
-257
-260
-450
-248
-230
-440
-240
-131
-129
-406
1,147
209
-4,139
1,805
636
134
109
-449
-16
-87
-29
-6
25
731
3,674
2,587
-139
-44
31
3
22
1
-109
-47
12
-543
316
99
95
772
200
28
38
209
175
1,174
-816
789
188
413
122
-474
90
272
295
452
-740
-1,489
-1,390
-335
-1,190
-389
1,854
-51
-1,008
667
849
54
139
472
343
40
147
62
23
85
645
31
67
273
861
-92
-102
-132
-103
-63
379
-264
-169
924
-66
-77
-201
-68
296
-491
-115
1,593
174
507
253
-97
-289
-78
695
284
129
348
764
334
901
427
402
-220
408
1,171
571
609
459
575
430
158
43
170
158
-20
-99
296
-157
555
392
774
785
1,396
-20
-245
-59
-17
-41
-71
-41
226
476
226
149
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
156,003
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
62,164
2,442,288
0.025453
2017
16,534
1,138,881
0.014518
2016
36,218
951,766
0.038053
2015
0
0
0.0
2014
0
0
0.0
2
Total
of line 1, column (d)
.....................
2
0.078024
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.026008
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
4,670,745
5
Multiply line 4 by line 3
......................
5
121,477
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,580
7
Add lines 5 and 6
........................
7
124,057
8
Enter qualifying distributions from Part XII, line 4
,.............
8
125,243
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,580
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,580
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,580
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
11,324
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
11,324
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
8,744
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
8,744
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OF AMERICA
Telephone no.
(212) 852-3049
Located at
114 W 47TH ST NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA N A
TRUSTEE
2
47,562
114 W 47TH ST NY8-114-07-07
NEW YORK
,
NY
100361510
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
4,537,445
b
Average of monthly cash balances
.......................
1b
204,428
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
4,741,873
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
4,741,873
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
71,128
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
4,670,745
6
Minimum investment return.
Enter 5% of line 5
..................
6
233,537
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
233,537
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,580
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,580
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
230,957
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
230,957
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
230,957
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
125,243
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
125,243
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
2,580
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
122,663
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
230,957
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
96,695
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
125,243
a
Applied to 2018, but not more than line 2a
96,695
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
28,548
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
202,409
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
CENTRO CRISTIANO EVANGELISTICO
1589 HAMPTON WAY
SANTA ROSA
,
CA
95407
NONE
PC
GENERAL OPERATING
32,232
COMPASSION INTERNATIONAL
12290 VOYAGER PKWY
COLORADO SPRINGS
,
CO
80921
NONE
PC
GENERAL OPERATING
32,232
TENDERLOIN NEIGHBORHOOD DEVELOPMENT CORP
201 EDDY STREET
SAN FRANCISCO
,
CA
94102
NONE
PC
GENERAL OPERATING
32,232
Total
.................................
3a
96,696
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
152,634
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
156,003
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
3,020
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
311,657
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
311,657
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description