-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
THE GOODRICH FOUNDATION
C/O SYNOVUS TRUST COMPANY
Number and street (or P.O. box number if mail is not delivered to street address)
800 SHADES CREEK PARKWAY NO 125
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
BIRMINGHAM
,
AL
35209
A Employer identification number
63-0907896
B
Telephone number (see instructions)
(205) 868-6156
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
632,224
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
14,367
14,367
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
39,946
b
Gross sales price for all assets on line 6a
194,176
7
Capital gain net income (from Part IV, line 2)
...
39,946
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
15
15
12
Total.
Add lines 1 through 11
........
54,328
54,328
13
Compensation of officers, directors, trustees, etc.
5,224
3,918
1,306
14
Other employee salaries and wages
......
7,000
0
7,000
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
4,525
4,525
0
c
Other professional fees (attach schedule)
....
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
2,710
2,136
574
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
19,459
10,579
8,880
25
Contributions, gifts, grants paid
.......
135,000
135,000
26
Total expenses and disbursements.
Add lines 24 and 25
154,459
10,579
143,880
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-100,131
b
Net investment income
(if negative, enter -0-)
43,749
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
26,136
22,920
22,920
3
Accounts receivable
Less: allowance for doubtful accounts
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
200,914
202,275
443,694
c
Investments—corporate bonds (attach schedule)
.......
261,585
163,271
165,610
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
488,635
388,466
632,224
17
Accounts payable and accrued expenses
..........
38
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
38
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
488,597
388,466
29
Total net assets or fund balances
(see instructions)
.....
488,597
388,466
30
Total liabilities and net assets/fund balances
(see instructions)
.
488,635
388,466
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
488,597
2
Enter amount from Part I, line 27a
.....................
2
-100,131
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
388,466
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
388,466
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
ALIBABA GROUP
2019-03-25
2019-11-04
b
APPLIED MATERIALS INC
2019-04-03
2019-11-04
c
AT&T INC
P
2019-02-27
2019-11-04
d
CISCO SYS INC
P
2019-02-27
2019-11-04
e
CORTEVA INC COM
P
2019-02-27
2019-06-28
CORTEVA INC COM
P
2019-02-27
2019-07-18
CVS CORP
P
2019-02-27
2019-11-04
DOW INC COM
P
2019-02-27
2019-04-30
DUPONT DE NUMEROURS INC COM
P
2019-02-27
2019-06-28
FORTIVE CORP COM
P
2019-03-25
2019-11-04
GRACO INC COM
P
2019-04-03
2019-11-04
HOME DEPOT INC COM
P
2019-04-03
2019-11-04
JANUS HENDERSON ENTERPRISE FUND N SHARES
P
2019-03-25
2019-11-04
MERCK & CO INC NEW COM
P
2019-04-03
2019-11-04
NICE LTD SPONSORED ADR
P
2019-03-25
2019-11-04
NVIDIA CORP COM
P
2019-03-25
2019-11-04
PALO ALTO NETWORKS INC COM
P
2019-03-25
2019-11-04
VEEVA SYS INC CL A COM
P
2019-02-27
2019-11-04
VOYA FINL INC COM
P
2019-03-25
2019-11-04
AB SMALL CAP GROWTH PORTFOLIO INC COM
P
2012-11-09
2019-11-04
AMAZON.COM INC COM
P
2013-04-11
2019-11-04
BANK AMER CORP COM
P
2017-02-13
2019-11-04
BIOGEN, INC.
P
2016-08-10
2019-04-03
CAPITAL ONE FINL CORP COM RTS EXP
P
2013-04-11
2019-11-04
CELGENE CORP COM
P
2016-08-10
2019-02-27
CERNER CORP
P
2016-08-10
2019-11-04
CITIGROUP INC COM NEW
P
2017-08-17
2019-11-04
COGNIZANT TECH SOLUTIONS CRP COM
P
2011-05-17
2019-11-04
COLUMBIA SMALL CAP INDEX FUND INTL
P
2017-03-20
2019-11-04
DODGE & COX INCOME FUND
P
2014-01-19
2019-11-04
DUKE ENERGY CORP NEW COM
P
2014-01-16
2019-11-04
ECOLAB INC COM
P
2011-03-18
2019-11-04
EOG RES INC COM
P
2014-04-21
2019-11-04
FACEBOOK INC CL A
P
2014-04-21
2019-11-04
EDWARDS LIFESCIENCES CORP COM
P
2014-01-16
2019-11-04
FEDERATED INSTITUTIONAL HIGH YIELD BOND FUND
P
2017-05-01
2019-11-04
FEDERATED TOTAL RETURN BOND FUND CLASS R6
P
2015-03-27
2019-11-04
FISERV INC COM
P
2016-08-10
2019-11-04
GILEAD SCIENCES INC
P
2017-04-28
2019-02-27
GOLDMAN SACHS
P
2017-03-20
2019-11-04
HEWLETT PACKARD
P
2018-01-01
2019-11-04
INTEL CORP COM
P
2011-03-18
2019-11-04
LILLY ELI & CO
P
2013-04-11
2019-11-04
LOCKHEED MARTIN CORP COM
P
2019-03-22
2019-04-03
PAYPAL HLDGS INC COM
P
2018-03-16
2019-11-04
ROCKWELL AUTOMATION INC COM
P
2014-04-11
2019-11-04
ROSS STORES INC COM
P
2014-01-16
2019-11-04
SALESFORCE COM INC COM
P
2017-02-13
2019-11-04
SOUTHWEST AIRLS CO COM
P
2014-10-24
2019-11-04
THERMO ELECTRON CORP COM
P
2018-03-16
2019-11-04
VANGAUARD SHORT TERM INVESTMENT
P
2018-01-01
2019-02-13
VISA INC COM CL A
P
2015-04-21
2019-11-04
VULCAN MATLS CO
P
2017-02-13
2019-02-27
YUM CHINA HLDGS INC COM
P
2017-02-13
2019-11-04
ABBOTT LABS W/RIGHTS ATTACHED EXP
P
2010-10-28
2019-11-04
AMERICAN FUNDS EURPACIFIC GROWTH
P
2003-01-14
2019-11-04
APPLE COMPUTER INC
P
2006-06-12
2019-11-04
BAXTER INTL INC COM W/RIGHTS
P
2007-11-19
2019-11-04
CHEVRONTEXACO CORP
P
2006-03-01
2019-11-04
CORTEVA INC COM
P
2008-07-25
2019-07-18
DANAHER CORP COM
P
2005-09-21
2019-11-04
DOMINION RES INC VA NEW COM
P
2004-02-05
2019-11-04
EXXON MOBIL CORP COM
P
2001-02-02
2019-11-04
FEDERATED TOTAL RETURN BOND FUND CLASS R6
P
2010-07-06
2019-11-04
HALLIBURTON COM
P
2006-03-01
2019-11-04
HONEYWELL INTERNATIONAL INC COM
P
2010-10-28
2019-11-04
INTEL CORP COM
P
2008-01-16
2019-11-04
JOHNSON & JOHNSON COM
P
2006-03-01
2019-02-27
JP MORGAN CHASE & CO COM
P
2006-01-12
2019-11-04
JPMORGAN MID CAP VALUE FUND CLASS R6
P
2010-10-29
2019-11-04
LINDE PLC COM
P
2006-01-12
2019-11-04
MICROSOFT CORP COM
P
2006-05-03
2019-11-04
PEPSICO INC COM
P
2004-02-05
2019-11-04
PROCTER & GAMBLE CO COM
P
2004-11-10
2019-11-04
STARBUCKS CORP
P
2008-07-25
2019-11-04
TRAVELERS COS INC COM
P
2009-12-17
2019-11-04
UNITED TECHNOLOGIES CORP COM
P
2001-02-02
2019-11-04
UNITEDHEALTH CRP INC COM
P
2010-10-28
2019-11-04
WALT DISNEY CO COM
P
2006-10-04
2019-11-04
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
900
889
11
b
560
426
134
c
781
623
158
d
475
511
-36
e
17
19
-2
18
19
-1
680
595
85
39
37
2
49
54
-5
361
413
-52
465
514
-49
1,192
989
203
5,915
5,288
627
855
835
20
789
580
209
1,030
865
165
1,175
1,213
-38
731
595
136
277
240
37
999
650
349
9,005
1,344
7,661
645
470
175
2,318
2,842
-524
958
552
406
2,701
3,374
-673
339
334
5
1,125
1,007
118
615
366
249
878
885
-7
4,510
4,379
131
472
336
136
960
239
721
362
514
-152
972
302
670
1,193
181
1,012
4,870
4,995
-125
3,339
3,363
-24
1,075
520
555
2,936
3,089
-153
2,198
1,968
230
415
199
216
570
200
370
1,132
582
550
4,487
3,327
1,160
528
411
117
900
445
455
1,116
360
756
805
406
399
5,069
3,211
1,858
1,528
1,056
472
69,922
71,158
-1,236
910
328
582
1,692
1,842
-150
419
274
145
830
248
582
2,178
952
1,226
2,574
84
2,490
391
161
230
586
285
301
412
256
156
1,375
198
1,177
830
315
515
350
211
139
14,251
14,419
-168
205
344
-139
885
226
659
570
200
370
2,716
1,156
1,560
1,291
404
887
3,235
1,762
1,473
1,005
817
188
2,174
351
1,823
1,368
486
882
618
267
351
1,249
110
1,139
656
243
413
737
185
552
1,268
182
1,086
670
154
516
3,480
3,480
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
11
b
134
c
158
d
-36
e
-2
-1
85
2
-5
-52
-49
203
627
20
209
165
-38
136
37
349
7,661
175
-524
406
-673
5
118
249
-7
131
136
721
-152
670
1,012
-125
-24
555
-153
230
216
370
550
1,160
117
455
756
399
1,858
472
-1,236
582
-150
145
582
1,226
2,490
230
301
156
1,177
515
139
-168
-139
659
370
1,560
887
1,473
188
1,823
882
351
1,139
413
552
1,086
516
3,480
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
39,946
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
161,508
780,791
0.206852
2017
209,329
906,145
0.231010
2016
204,193
1,016,393
0.200900
2015
331,477
1,273,244
0.260341
2014
312,588
1,564,935
0.199745
2
Total
of line 1, column (d)
.....................
2
1.098848
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.219770
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
686,179
5
Multiply line 4 by line 3
......................
5
150,802
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
437
7
Add lines 5 and 6
........................
7
151,239
8
Enter qualifying distributions from Part XII, line 4
,.............
8
143,880
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
875
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
875
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
875
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,520
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,520
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
645
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
645
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
AL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
SYNOVUS TRUST COMPANY
Telephone no.
(205) 868-6156
Located at
800 SHADES CREEK PARKWAY SUITE 125
BIRMINGHAM
AL
ZIP+4
35209
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
WILLIAM W GOODRICH
CHAIRMAN AND TRUSTEE
4.00
0
0
0
3062 OVERHILL ROAD
BIRMINGHAM
,
AL
35223
SYDNEY GOODRICH GREEN
TRUSTEE
1.00
0
0
0
3062 OVERHILL ROAD
BIRMINGHAM
,
AL
35223
SYNOVUS TRUST COMPANY
INVESTMENT MANAGER
30.00
0
0
0
800 SHADES CREEK PARKWAY STE 125
BIRMINGHAM
,
AL
35209
FRANCES GOODRICH
SECRETARY
1.00
0
0
0
3062 OVERHILL ROAD
BIRMINGHAM
,
AL
35223
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
696,628
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
696,628
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
696,628
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
10,449
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
686,179
6
Minimum investment return.
Enter 5% of line 5
..................
6
34,309
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
34,309
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
875
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
875
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
33,434
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
33,434
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
33,434
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
143,880
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
143,880
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
143,880
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
33,434
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
237,031
b
From 2015
......
269,785
c
From 2016
......
154,887
d
From 2017
......
165,842
e
From 2018
......
123,950
f
Total
of lines 3a through e
........
951,495
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
143,880
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
33,434
e
Remaining amount distributed out of corpus
110,446
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
1,061,941
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
237,031
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
824,910
10
Analysis of line 9:
a
Excess from 2015
....
269,785
b
Excess from 2016
....
154,887
c
Excess from 2017
....
165,842
d
Excess from 2018
....
123,950
e
Excess from 2019
....
110,446
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
WILLIAM W GOODRICH
3062 OVERHILL ROAD
BIRMINGHAM
,
AL
35223
(205) 868-6156
b
The form in which applications should be submitted and information and materials they should include:
IN LETTER FORM WITH COPY OF REQUESTING ORGANIZATION'S LATEST DETERMINATION LETTER
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
NONE
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
A PLUS EDUCATION PARTNERSHIP
1 RETAIL DR
MONTGOMERY
,
AL
36110
EXEMPT
CHARITABLE
2,000
BIRMINGHAM MUSEUM OF ART
2000 REV ABRAHAM WOODS JR BLVD
BIRMINGHAM
,
AL
35203
EXEMPT
CHARITABLE
2,000
BIRMINGHAM ZOO INC
2630 CAHABA RD
BIRMINGHAM
,
AL
35223
EXEMPT
CHARITABLE
8,000
BOY SCOUTS OF AMERICA
516 LIBERTY PARKWAY
BIRMINGHAM
,
AL
35242
EXEMPT
CHARITABLE
2,000
BUILD UP BIRMINGHAM
1517 AVENUE D
BIRMINGHAM
,
AL
35218
EXEMPT
CHARITABLE
5,000
DIXIE PLANTATION RESEARCH LLC
1583 LIVINGSTON ROAD
GREENVILLE
,
FL
32331
EXEMPT
CHARITABLE
3,000
HABITAT FOR HUMANITY
121 HABITAT STREET
AMERICUS
,
GA
31709
EXEMPT
CHARITABLE
3,000
JESSIE'S PLACE OF THE JIMMIE HALE MISSION
2305 5TH AVENUE NORTH
BIRMINGHAM
,
AL
35203
EXEMPT
CHARITABLE
1,000
LINLY HEFLIN UNIT
13 OFFICE PARK CIRCLE SUITE 8
BIRMINGHAM
,
AL
35223
EXEMPT
CHARITABLE
3,000
MAGIC MOMENTS
1600 7TH AVENUE SOUTH
BIRMINGHAM
,
AL
35233
EXEMPT
CHARITABLE
2,000
TEACH FOR AMERICA - ALABAMA
2301 1ST AVENUE N 105
BIRMINGHAM
,
AL
35203
EXEMPT
CHARITABLE
3,000
THE COMMUNITY FOUNDATION OF WESTERN NORTH CAROLINA
ONE WEST PACK SQUARE SUITE 1600
ASHEVILLE
,
NC
28802
EXEMPT
CHARITABLE
75,000
THE FOUNDRY
1804 SIXTH AVENUE NORTH
BESSEMER
,
AL
35020
EXEMPT
CHARITABLE
1,000
UAB O' NEAL COMPREHENSIVE CANCER CENTER
1720 2ND AVE S
BIRMINGHAM
,
AL
35294
EXEMPT
CHARITABLE
10,000
UNITED WAY OF CENTRAL ALABAMA
2100 1ST AVENUE NORTH SUITE 500
BIRMINGHAM
,
AL
35203
EXEMPT
CHARITABLE
10,000
WOODLAWN FOUNDATION
5529 1ST AVE S
BIRMINGHAM
,
AL
35212
EXEMPT
CHARITABLE
2,000
THE NATURE CONSERVANCY OF ALABAMA
2100 1ST AVENUE NORTH
BIRMINGHAM
,
AL
35203
EXEMPT
CHARITABLE
3,000
Total
.................................
3a
135,000
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
14,367
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
15
8
Gain or (loss) from sales of assets other than
inventory
............
14
3,480
36,466
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
17,862
36,466
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
54,328
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
8
INVESTMENT ACTIVITIES
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description