-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
RICHARD S & ANN B BARSHINGER FAMILY FDN
Number and street (or P.O. box number if mail is not delivered to street address)
PO BOX 3215
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LANCASTER
,
PA
176043215
A Employer identification number
45-3986043
B
Telephone number (see instructions)
(717) 672-2026
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
3,236,307
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
60,877
60,877
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
118,833
b
Gross sales price for all assets on line 6a
1,321,977
7
Capital gain net income (from Part IV, line 2)
...
118,833
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
250
250
12
Total.
Add lines 1 through 11
........
179,960
179,960
13
Compensation of officers, directors, trustees, etc.
34,804
34,804
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
1,801
1,801
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
6,397
1,097
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
43,002
37,702
0
0
25
Contributions, gifts, grants paid
.......
150,000
150,000
26
Total expenses and disbursements.
Add lines 24 and 25
193,002
37,702
0
150,000
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-13,042
b
Net investment income
(if negative, enter -0-)
142,258
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
140,717
134,207
134,207
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
20,515
89,551
89,857
b
Investments—corporate stock (attach schedule)
.......
671,971
706,518
982,492
c
Investments—corporate bonds (attach schedule)
.......
143,679
80,760
84,145
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,804,526
1,756,845
1,945,606
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,781,408
2,767,881
3,236,307
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
2,781,408
2,767,881
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
2,781,408
2,767,881
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,781,408
2,767,881
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,781,408
2
Enter amount from Part I, line 27a
.....................
2
-13,042
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
2,768,366
5
Decreases not included in line 2 (itemize)
5
485
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,767,881
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
35. ABB LTD ADR SPON
2017-12-15
2019-01-04
b
1278.911 AQR MULTI STRATEGY ALTERNATIVE FD CL I
2015-12-18
2019-06-20
c
3000. AT&T INC 5.650% 02/15/47
2016-03-04
2019-04-09
d
1000. ABBOTT LABORATORIES 2.900% 11/30/21
2016-11-17
2019-10-31
e
2000. ABBOTT LABORATORIES 2.900% 11/30/21
2016-11-17
2019-12-19
369.584 JOHCM INTERNATIONAL SELECT FD CL I
2013-10-25
2019-06-20
87.108 JOHCM INTERNATIONAL SELECT FD CL I
2013-10-25
2019-10-31
20. ALLSTATE CORP
2012-01-25
2019-06-07
15. ALLSTATE CORP
2016-05-24
2019-10-25
13. ALLSTATE CORP
2018-03-16
2019-11-08
12. ALLSTATE CORP
2019-02-15
2019-12-06
18. ALLSTATE CORP
2018-04-20
2019-12-06
10. ALTICE USA INC
2019-04-12
2019-09-13
2000. ALTRIA GROUP INC 4.800% 02/14/29
2019-06-07
2019-07-24
22. AMERICAN EXPRESS CO
2018-03-02
2019-07-29
4000. AMERICAN EXPRESS CO 2.500% 08/01/22
2017-07-27
2019-02-19
4000. AMERICAN EXPRESS CO 3.400% 02/22/24
2019-02-19
2019-06-04
36. AMERICAN INTERNATIONAL GROUP INC
2018-12-21
2019-06-21
30. AMERICAN INTERNATIONAL GROUP INC
2019-02-22
2019-06-21
72. AMERICAN INTERNATIONAL GROUP INC
2018-05-04
2019-06-21
2000. AMERICAN INTL GROUP 4.200% 04/01/28
2018-03-19
2019-07-02
2000. ANHEUSER-BUSCH INBEV 5.550% 01/23/49 WORLDWIDE INC
2019-01-10
2019-05-29
1000. ANHEUSER BUSCH INBEV 4.000% 04/13/28 WORLDWIDE INC
2018-03-20
2019-07-01
4. ANTHEM INC
2017-01-30
2019-02-01
17. ANTHEM INC
2017-09-21
2019-04-12
32. APERGY CORP
2018-06-29
2019-09-13
12. APPLE INC
2019-01-04
2019-02-15
6000. APPLE INC 2.200% 09/11/29
2019-09-04
2019-10-28
6000. APPLE INC 2.950% 09/11/49
2019-09-04
2019-10-28
2000. ASTRAZENECA PLC 2.375% 06/12/22
2017-06-05
2019-11-27
19. BB&T CORP
2019-03-01
2019-10-11
1000. BP CAPITAL MKTS PLC 3.279% 09/19/27
2017-09-14
2019-10-31
1000. BK OF NOVA SCOTIA 2.500% 01/08/21
2018-01-05
2019-10-31
1664.286 BARON EMERGING MARKETS FD INSTL CL
2017-08-29
2019-06-20
305.398 BARON EMERGING MARKETS FD INSTL CL
2017-08-29
2019-10-31
9. BOEING CO
2017-03-07
2019-03-15
3. BOEING CO
2017-03-07
2019-03-22
11. BOEING CO
2017-03-07
2019-08-02
1. BOOKING HOLDINGS INC
2016-02-10
2019-11-08
49. BRISTOL-MYERS SQUIBB CO
2019-11-25
2019-12-20
.657 CIGNA CORP
2015-12-18
2019-01-22
.191 CIGNA CORP
2018-03-06
2019-01-22
50. CANADIAN NATURAL RESOURCES LTD
2019-01-11
2019-06-28
43. CANADIAN NATURAL RESOURCES LTD
2019-01-18
2019-07-19
49. CELGENE CORP
2016-02-10
2019-11-25
261. CEMEX SAB ADR SPON PART CER
2017-09-22
2019-07-15
10. CHEVRON CORP
2016-07-08
2019-04-26
14. CHEVRON CORP
2016-07-22
2019-07-29
65. CHEVRON CORP
2017-09-22
2019-09-27
2. CISCO SYSTEMS INC
2017-02-17
2019-03-29
60. CISCO SYSTEMS INC
2017-02-17
2019-06-17
110. CISCO SYSTEMS INC
2017-02-24
2019-06-28
30. CISCO SYSTEMS INC
2017-02-24
2019-10-04
42. CISCO SYSTEMS INC
2017-12-01
2019-11-15
13. CISCO SYSTEMS INC
2019-02-15
2019-12-06
54. CISCO SYSTEMS INC
2017-12-01
2019-12-06
46. CITIGROUP INC
2016-05-24
2019-05-24
2000. CITIGROUP INC 2.700% 10/27/22
2017-10-23
2019-12-11
1000. CITIGROUP INC 2.700% 10/27/22
2017-10-23
2019-12-17
70. COMCAST CORP CLASS A
2017-03-31
2019-06-28
60. COMCAST CORP CLASS A
2017-11-03
2019-12-20
4000. COMCAST CORP 3.700% 04/15/24
2018-10-02
2019-10-29
51. CORTEVA INC
2019-03-22
2019-06-21
.333 CORTEVA INC
2019-03-22
2019-06-27
4. CUMMINS INC
2017-10-06
2019-01-11
3. CUMMINS INC
2018-03-02
2019-01-11
16. CUMMINS INC
2018-05-25
2019-02-01
2000. DH EUROPE FIN II 3.400% 11/15/49 SARL
2019-10-29
2019-12-18
32. DXC TECHNOLOGY CO
2016-05-10
2019-05-24
19. DXC TECHNOLOGY CO
2017-01-30
2019-05-31
7. DXC TECHNOLOGY CO
2017-01-30
2019-06-07
7. DXC TECHNOLOGY CO
2018-07-06
2019-06-07
15. DXC TECHNOLOGY CO
2019-02-22
2019-08-09
10. DXC TECHNOLOGY CO
2019-01-04
2019-08-09
3. DXC TECHNOLOGY CO
2018-07-06
2019-08-09
26. DAVITA INC
2017-01-30
2019-01-30
37. DELTA AIR LINES INC
2016-10-07
2019-04-12
20. DELTA AIR LINES INC
2017-01-30
2019-09-13
22. DELTA AIR LINES INC
2019-02-01
2019-11-22
37. DELTA AIR LINES INC
2018-03-16
2019-11-22
171.963 DIAMOND HILL LONG SHORT FD CL I
2015-11-05
2019-06-20
54.191 DIAMOND HILL LONG SHORT FD CL I
2015-11-05
2019-10-31
33. DISCOVER FINANCIAL SERVICES
2017-01-30
2019-05-24
25. DOLLAR TREE INC
2018-09-28
2019-01-18
.333 DOW INC
2019-02-22
2019-05-02
12.667 DOW INC
2019-03-22
2019-08-28
38.333 DOW INC
2019-02-22
2019-08-28
.333 DUPONT DE NEMOURS INC
2019-02-22
2019-06-28
32. EQT CORP
2018-04-30
2019-01-04
7. EQT CORP
2017-12-29
2019-01-04
2000. EQUINOR ASA 3.250% 11/18/49
2019-11-13
2019-12-13
2000. EQUINOR ASA 3.250% 11/18/49
2019-11-13
2019-12-19
25.6 EQUITRANS MIDSTREAM CORP
2018-04-30
2019-01-04
5.4 EQUITRANS MIDSTREAM CORP
2017-12-29
2019-01-04
2. ESSEX PROPERTY TRUST INC
2018-11-23
2019-11-22
5. ESSEX PROPERTY TRUST INC
2018-11-02
2019-11-22
1000. EXXON MOBIL CORP 2.222% 03/01/21
2016-02-29
2019-12-19
16. FMC CORP
2017-04-13
2019-05-24
9. FMC CORP
2018-11-09
2019-12-20
246.51 FPA CRESCENT FUND INSTL CL
2018-03-07
2019-06-20
2285.192 FEDERATED STRAT VAL DIVID FD INSTL CL -662
2015-12-18
2019-02-04
257. FEDERATED CORP BOND STRATEGY PORT -157
2014-02-14
2019-10-31
509. FEDERATED HERMES HIGH YIELD STRATEGY PORT -744
2015-12-21
2019-09-27
130. FEDERATED HERMES HIGH YIELD STRATEGY PORT -744
2015-12-21
2019-10-31
60. FEDERATED INTER BD STRATY PORT -742
2014-09-05
2019-10-31
490. FEDERATED STRATEGY PORT -743
2013-07-26
2019-10-31
3000. FORD MOTOR CO 5.291% 12/08/46
2017-05-05
2019-01-11
4000. GENERAL MOTORS FIN 4.150% 06/19/23
2018-06-14
2019-05-14
10. GILEAD SCIENCES INC
2016-05-24
2019-02-22
16. GILEAD SCIENCES INC
2016-09-23
2019-03-01
40. GILEAD SCIENCES INC
2015-12-18
2019-04-26
3000. GLAXOSMITHKLINE CAP INC 3.375% 05/15/23
2018-05-10
2019-10-22
12. GOLDMAN SACHS GROUP INC
2017-07-21
2019-01-04
1000. GOLDMAN SACHS GROUP 2.908% 06/05/23
2017-05-31
2019-10-31
1000. GOLDMAN SACHS GROUP 2.905% 07/24/23
2017-07-19
2019-10-31
86. HP INC
2017-06-23
2019-03-01
95. HP INC
2017-09-22
2019-03-29
39. HP INC
2018-12-07
2019-04-05
28. HP INC
2017-09-22
2019-04-05
35. HP INC
2018-07-13
2019-04-05
3416.824 HARDING LOEVNER INSTL EMRG MKTS FD INSTL CL
2017-02-03
2019-06-20
597.647 HARDING LOEVNER INSTL EMRG MKTS FD INSTL CL
2017-02-03
2019-10-31
10109.384 OAKMARK INTL LARGE BLEND FD INSTL CL
2018-03-07
2019-06-20
11. HOME DEPOT INC
2018-12-07
2019-02-15
15. HUNTINGTON BANCSHARES INC OH
2018-10-05
2019-02-15
58. HUNTINGTON BANCSHARES INC OH
2018-10-05
2019-03-01
210. HUNTINGTON BANCSHARES INC OH
2019-01-04
2019-03-22
275. ISHARES RUSSELL 1000 VALUE ETF
2015-12-18
2019-02-04
125. ISHARES RUSSELL 1000 VALUE ETF
2015-12-18
2019-10-30
1020. ISHARES RUSSELL 1000 GROWTH ETF
2017-02-03
2019-02-04
26. JPMORGAN CHASE & CO
2012-01-25
2019-03-22
99. JPMORGAN CHASE & CO
2016-05-24
2019-03-29
4000. JPMORGAN CHASE 3.207% 04/01/23
2019-03-15
2019-07-22
32. JOHNSON & JOHNSON
2015-12-18
2019-05-03
10. JOHNSON & JOHNSON
2015-12-18
2019-07-15
11. JOHNSON & JOHNSON
2016-05-10
2019-08-02
10. JOHNSON & JOHNSON
2016-05-10
2019-09-13
63. JOHNSON & JOHNSON
2017-01-30
2019-09-27
17. KEYCORP
2017-08-22
2019-02-15
48. KEYCORP
2017-08-22
2019-03-01
154. KEYCORP
2019-01-18
2019-03-22
75. KEYCORP
2017-08-22
2019-03-22
28. KONINKLIJKE PHILIPS NV
2017-06-20
2019-01-30
5. LABORATORY CORP AMERICA HLDGS
2018-03-09
2019-01-11
1. LABORATORY CORP AMERICA HLDGS
2017-10-27
2019-01-11
.606 LIVENT CORP
2018-05-04
2019-03-28
121. LLOYDS BANKING GROUP PLC ADR SPON
2017-03-17
2019-01-18
468. LLOYDS BANKING GROUP PLC ADR SPON
2017-03-17
2019-02-15
319.383 LORD ABBETT FLOATING RATE FD I SHS FUND# 2084
2018-11-14
2019-06-20
18. LOWE'S COS INC
2018-05-18
2019-07-29
19. LOWE'S COS INC
2019-03-22
2019-09-27
105. MARATHON OIL CORP
2018-04-13
2019-01-14
18. MARATHON PETROLEUM CORP
2016-12-02
2019-01-04
30. MARATHON PETROLEUM CORP
2016-12-09
2019-01-11
10. MARATHON PETROLEUM CORP
2017-01-27
2019-01-18
36. MARATHON PETROLEUM CORP
2017-06-16
2019-02-15
52. MERCK & CO INC
2017-01-30
2019-01-04
2000. MERCK & CO INC 3.400% 03/07/29
2019-03-05
2019-07-03
15. METHANEX CORP
2017-02-24
2019-01-04
7. MICROSOFT CORP
2016-05-24
2019-01-18
12. MICROSOFT CORP
2015-07-21
2019-04-12
1000. MICROSOFT CORP 2.400% 08/08/26
2016-08-01
2019-10-31
27. MOLSON COORS BEVERAGE COMPANY CLASS B
2019-01-18
2019-06-07
30. MONDELEZ INTERNATIONAL INC CLASS A
2019-02-15
2019-12-13
1000. MORGAN STANLEY 4.431% 01/23/30
2019-01-17
2019-02-12
1000. MORGAN STANLEY 3.125% 01/23/23
2018-01-18
2019-10-31
26. NETAPP INC
2018-03-02
2019-02-08
16. NETAPP INC
2017-09-15
2019-02-08
21. NORDSTROM INC
2018-10-05
2019-01-30
23. NOVARTIS AG ADR SPON
2018-04-20
2019-02-01
19. NOVARTIS AG ADR SPON
2018-11-23
2019-05-24
15. NOVARTIS AG ADR SPON
2018-04-20
2019-05-24
22. NOVARTIS AG ADR SPON
2019-03-22
2019-07-15
24. NUTRIEN LTD ADR SPON
2018-02-23
2019-05-24
60. NUTRIEN LTD ADR SPON
2019-03-15
2019-07-05
13. NUTRIEN LTD ADR SPON
2018-02-23
2019-07-05
2000. OCCIDENTAL PETROLEUM 2.900% 08/15/24
2019-08-06
2019-09-12
28. ORACLE CORP
2016-07-01
2019-10-11
5000. ORACLE CORP 3.250% 11/15/27
2017-11-08
2019-07-01
73. PETROLEO BRASILEIRO SA SP ADR SPON
2019-03-15
2019-04-26
62. PFIZER INC COM
2016-12-16
2019-01-18
262.697 PIMCO ALL ASSET FUND INSTL CL
2015-12-18
2019-02-04
785.653 PIMCO ALL ASSET FUND INSTL CL
2015-12-18
2019-06-20
17.065 PIMCO ALL ASSET FUND INSTL CL
2015-12-18
2019-10-31
15. PIONEER NATURAL RESOURCES CO
2019-03-29
2019-10-21
64.516 PRINCIPAL MID CAP FD INSTL CL
2019-06-20
2019-10-31
3. PROCTER & GAMBLE CO
2018-12-07
2019-04-05
10. PROCTER & GAMBLE CO
2018-12-07
2019-04-26
40. PULTEGROUP INC
2018-11-02
2019-02-15
17. QUEST DIAGNOSTICS INC
2019-03-15
2019-10-21
15. REGIONS FINANCIAL CORP
2017-05-19
2019-02-15
49. REGIONS FINANCIAL CORP
2017-05-26
2019-03-01
83. REGIONS FINANCIAL CORP
2017-06-30
2019-03-22
44. REGIONS FINANCIAL CORP
2019-01-04
2019-03-22
35. RIO TINTO PLC ADR SPON
2018-04-20
2019-02-08
3000. ROYAL BK OF CANADA 2.150% 10/26/20
2017-10-18
2019-03-14
4000. ROYAL BK OF CANADA 3.700% 10/05/23
2018-10-01
2019-03-19
20. ROYAL DUTCH SHELL PLC ADR A SPON
2017-09-29
2019-06-28
26. ROYAL DUTCH SHELL PLC ADR A SPON
2017-11-03
2019-08-09
77. ROYAL DUTCH SHELL PLC ADR A SPON
2017-12-01
2019-11-22
6. SL GREEN REALTY CORP
2018-06-29
2019-06-21
26. SL GREEN REALTY CORP
2018-05-25
2019-06-21
30. CHARLES SCHWAB CORP
2019-06-28
2019-12-06
2000. SHELL INTL FIN BV 3.500% 11/13/23
2018-11-07
2019-12-13
3000. SHELL INTL FIN BV 3.875% 11/13/28
2018-11-07
2019-07-26
4000. SHELL INTL FIN BV 2.375% 11/07/29
2019-11-04
2019-12-18
23. SOUTHWEST AIRLINES CO
2017-03-07
2019-06-07
15. SUNTRUST BANKS INC
2019-03-01
2019-10-11
16. TARGET CORP COM
2018-11-30
2019-05-03
28. TARGET CORP COM
2019-01-04
2019-05-24
2000. TEVA PHARM FIN NL 2.200% 07/21/21 NETHERLANDS III BV
2016-07-18
2019-12-04
8. TEXAS INSTRUMENTS INC
2017-01-30
2019-01-30
2000. 3M CO 2.375% 08/26/29
2019-08-19
2019-11-07
44. TOLL BROTHERS INC
2019-01-04
2019-02-15
1000. TORONTO DOMINION BK 3.500% 07/19/23
2018-07-12
2019-10-31
3000. TOYOTA MOTOR CR CORP 3.450% 09/20/23
2018-09-17
2019-03-15
3000. TOYOTA MOTOR CR CORP 3.450% 09/20/23
2018-09-17
2019-03-18
.08 TRUIST FINL CORP
2019-03-01
2019-12-12
10. TYSON FOODS INC CLASS A
2019-01-04
2019-12-13
10. UNION PACIFIC CORP
2018-10-12
2019-07-19
7. UNION PACIFIC CORP
2018-10-12
2019-10-11
2000. UNITED PARCEL SVC 2.200% 09/01/24
2019-08-13
2019-10-30
1000. US TREAS BONDS 3.000% 02/15/48
2018-04-24
2019-01-07
2000. US TREAS BONDS 3.000% 02/15/48
2018-04-24
2019-01-10
1000. US TREAS BONDS 3.000% 02/15/48
2018-08-14
2019-01-16
4000. US TREAS BONDS 3.000% 02/15/48
2019-01-11
2019-09-04
1000. US TREAS BONDS 3.000% 02/15/48
2019-04-09
2019-09-04
2000. US TREAS BONDS 3.000% 02/15/48
2019-04-09
2019-10-29
1000. US TREAS BONDS 3.000% 02/15/48
2019-05-29
2019-10-31
3000. US TREAS BONDS 3.000% 02/15/48
2019-09-11
2019-11-13
5000. US TREAS NOTES 1.375% 07/31/19
2019-01-07
2019-02-21
3000. US TREAS NOTES 1.375% 07/31/19
2019-01-07
2019-04-23
1000. US TREAS NOTES 2.250% 11/15/27
2019-02-13
2019-06-07
3000. US TREAS NOTES 2.875% 08/15/28
2018-10-10
2019-01-07
1000. US TREAS NOTES 2.750% 09/15/21
2018-10-11
2019-01-04
3000. US TREAS NOTES 2.750% 09/15/21
2018-10-11
2019-01-07
1000. US TREAS NOTES 3.125% 11/15/28
2019-01-11
2019-01-16
2000. US TREAS NOTES 2.625% 02/15/29
2019-02-21
2019-03-05
3000. US TREAS NOTES 2.625% 02/15/29
2019-02-21
2019-05-01
2000. US TREAS NOTES 2.625% 02/15/29
2019-02-28
2019-07-08
2000. US TREAS NOTES 2.625% 02/15/29
2019-02-28
2019-08-13
2000. US TREAS NOTES 2.625% 02/15/29
2019-03-13
2019-08-19
5000. US TREAS NOTES 2.625% 02/15/29
2019-04-23
2019-09-04
2000. US TREAS NOTES 2.625% 02/15/29
2019-07-01
2019-11-04
2000. US TREAS NOTES 2.625% 02/15/29
2019-04-23
2019-11-04
1000. US TREAS NOTES 2.500% 02/28/21
2019-03-14
2019-03-15
2000. US TREAS NOTES 2.500% 02/28/21
2019-03-14
2019-04-23
7000. US TREAS NOTES 2.375% 02/29/24
2019-03-19
2019-05-01
3000. US TREAS NOTES 2.250% 04/30/24
2019-05-02
2019-07-16
1000. US TREAS NOTES 2.250% 04/30/24
2019-05-08
2019-08-06
1000. US TREAS NOTES 2.250% 04/30/24
2019-05-08
2019-08-13
3000. US TREAS NOTES 2.250% 04/30/24
2019-05-08
2019-09-11
1000. US TREAS NOTES 2.250% 04/30/24
2019-05-08
2019-10-09
1000. US TREAS NOTES 2.375% 05/15/29
2019-07-01
2019-08-14
1000. US TREAS NOTES 2.375% 05/15/29
2019-07-02
2019-10-31
2000. US TREAS NOTES 1.500% 02/28/19
2018-05-09
2019-01-16
1000. US TREAS NOTES 1.500% 02/28/19
2018-08-15
2019-01-17
5000. US TREAS NOTES 1.500% 02/28/19
2018-12-31
2019-02-28
1000. US TREAS NOTES 1.500% 10/31/19
2019-02-27
2019-04-23
3000. US TREAS NOTES 1.500% 10/31/19
2019-02-27
2019-05-02
11000. US TREAS NOTES 1.500% 10/31/19
2019-05-01
2019-05-08
1000. US TREAS NOTES 1.500% 10/31/19
2019-05-01
2019-06-12
2000. US TREAS NOTES 1.500% 10/31/19
2019-07-03
2019-07-16
1000. US TREAS NOTES 2.000% 05/31/24
2019-06-12
2019-10-31
1000. US TREAS NOTES 1.250% 08/31/24
2019-09-12
2019-09-30
1000. US TREAS NOTES 1.250% 08/31/24
2019-09-12
2019-10-31
1000. US TREAS NOTES 1.500% 09/15/22
2019-09-27
2019-10-31
1000. US TREAS NOTES 1.375% 10/15/22
2019-10-22
2019-10-31
683.321 VANGUARD DEVELOPED MKTS IDX FD ADM CL
2019-06-20
2019-10-31
432.651 VANGUARD EMRG MKTS STK IDX FD ADM CL
2019-02-05
2019-06-20
1049.618 VANGUARD MARKET NEUTRAL FD INV CL
2016-05-24
2019-06-20
160.833 VANGUARD MARKET NEUTRAL FD INV CL
2016-05-24
2019-10-31
446.772 VANGUARD MID CAP INDEX FD ADM CL
2017-09-01
2019-06-20
9.052 VANGUARD MID CAP INDEX FD ADM CL
2017-09-01
2019-10-31
679.652 VANGUARD SMALL CAP INDEX FD ADM CL
2017-09-01
2019-06-20
142.157 VANGUARD SMALL CAP INDEX FD ADM CL
2018-07-20
2019-06-20
37.343 VANGUARD SMALL CAP INDEX FD ADM CL
2018-07-20
2019-10-31
2000. WALMART INC 3.700% 06/26/28
2018-06-20
2019-03-13
49. WALGREEN BOOTS ALLIANCE INC
2018-11-02
2019-06-21
21. WELLS FARGO & CO
2017-04-28
2019-02-15
5000. WELLS FARGO 4.150% 01/24/29
2019-01-16
2019-02-28
4000. WESTPAC BKG CORP 3.650% 05/15/23
2018-05-08
2019-05-29
8. WESTROCK CO
2016-05-23
2019-01-11
37. WESTROCK CO
2017-01-30
2019-02-08
10. WYNDHAM DESTINATIONS INC
2018-04-20
2019-09-13
5. WYNDHAM HOTELS & RESORTS INC
2018-04-20
2019-07-29
7. WYNDHAM HOTELS & RESORTS INC
2018-04-20
2019-08-02
16. WYNDHAM HOTELS & RESORTS INC
2018-06-22
2019-08-28
12. WYNDHAM HOTELS & RESORTS INC
2019-05-24
2019-10-04
5. WYNDHAM HOTELS & RESORTS INC
2018-06-22
2019-10-04
8. AON PLC
2018-11-02
2019-07-29
5. AON PLC
2019-02-15
2019-12-13
5. AON PLC
2018-11-02
2019-12-13
24. COCA-COLA EUROPEAN PARTNERS PLC
2016-08-19
2019-04-05
37. COCA-COLA EUROPEAN PARTNERS PLC
2017-01-30
2019-08-28
26. EATON CORP PLC ADR SPON
2017-03-10
2019-10-21
72. LIBERTY GLOBAL PLC SER C
2018-09-21
2019-10-25
32. LIBERTY GLOBAL PLC SER C
2019-02-08
2019-11-08
3. LIBERTY GLOBAL PLC SER C
2018-09-21
2019-11-08
1.6 ALCON INC
2018-10-26
2019-04-26
6.4 ALCON INC
2019-03-22
2019-04-26
3. ALCON INC
2018-04-20
2019-04-26
.2 ALCON INC
2019-03-22
2019-04-30
19. TE CONNECTIVITY LTD
2017-07-28
2019-02-15
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
674
913
-239
b
9,400
13,608
-4,208
c
3,325
3,027
298
d
1,020
998
22
e
2,039
1,996
43
8,700
6,457
2,243
2,000
1,522
478
2,019
589
1,430
1,608
632
976
1,403
1,077
326
1,337
1,132
205
2,005
1,766
239
292
233
59
2,170
2,115
55
2,799
2,096
703
3,919
3,997
-78
4,109
3,995
114
1,951
1,375
576
1,626
1,302
324
3,901
4,519
-618
2,139
1,993
146
2,234
1,993
241
1,075
992
83
1,207
550
657
4,258
2,829
1,429
920
1,326
-406
2,043
1,783
260
5,872
5,976
-104
5,735
5,956
-221
2,020
1,994
26
990
986
4
1,056
1,000
56
1,007
999
8
23,300
19,657
3,643
4,300
4,299
1
3,420
1,645
1,775
1,094
548
546
3,741
2,011
1,730
1,877
1,030
847
137
104
33
125
123
2
36
36
1,342
1,362
-20
1,125
1,176
-51
5,293
5,882
-589
1,040
2,516
-1,476
1,169
1,049
120
1,740
1,477
263
7,732
7,054
678
108
67
41
3,318
2,025
1,293
5,955
3,717
2,238
1,415
1,028
387
1,887
1,450
437
570
642
-72
2,367
2,033
334
2,961
2,085
876
2,028
1,993
35
1,014
997
17
2,951
2,241
710
2,635
2,185
450
4,262
4,000
262
1,395
1,534
-139
8
10
-2
558
688
-130
418
477
-59
2,351
2,524
-173
2,054
1,995
59
1,704
1,045
659
908
737
171
347
372
-25
347
584
-237
536
996
-460
357
575
-218
107
250
-143
1,450
1,651
-201
2,140
1,590
550
1,205
836
369
1,214
1,105
109
2,042
2,026
16
4,600
4,199
401
1,500
1,323
177
2,537
1,968
569
2,377
2,075
302
19
16
3
536
595
-59
1,622
1,829
-207
25
35
-10
617
867
-250
135
211
-76
2,047
1,968
79
2,027
1,968
59
530
780
-250
112
183
-71
623
515
108
1,557
1,239
318
1,005
1,000
5
1,135
1,002
133
890
649
241
8,300
8,749
-449
12,500
12,683
-183
2,940
2,793
147
6,637
6,382
255
1,690
1,564
126
892
905
-13
4,900
4,832
68
2,505
2,990
-485
4,072
3,994
78
655
852
-197
1,056
1,347
-291
2,598
4,409
-1,811
3,137
2,986
151
2,104
2,760
-656
1,016
1,000
16
1,016
1,000
16
1,680
1,536
144
1,844
1,823
21
770
898
-128
553
559
-6
691
831
-140
72,300
54,133
18,167
12,700
10,782
1,918
229,988
257,049
-27,061
2,116
1,903
213
209
232
-23
831
898
-67
2,553
3,030
-477
32,898
26,818
6,080
16,319
12,151
4,168
145,690
103,785
41,905
2,599
969
1,630
10,012
5,622
4,390
4,078
4,000
78
4,542
3,229
1,313
1,346
1,025
321
1,439
1,140
299
1,306
1,150
156
8,088
7,196
892
296
300
-4
837
848
-11
2,298
2,581
-283
1,119
1,325
-206
1,069
852
217
653
873
-220
131
155
-24
7
8
-1
354
429
-75
1,362
1,659
-297
2,846
2,900
-54
1,872
1,556
316
2,080
1,928
152
134
134
1,097
808
289
1,955
1,608
347
660
519
141
2,339
1,861
478
3,962
2,993
969
2,141
1,989
152
776
776
755
357
398
1,449
562
887
1,025
998
27
1,534
1,712
-178
1,597
1,444
153
1,034
1,000
34
1,030
998
32
1,708
1,522
186
1,051
655
396
952
1,265
-313
2,017
1,797
220
1,668
1,453
215
1,317
1,030
287
1,961
1,807
154
1,152
1,271
-119
3,201
3,217
-16
694
656
38
2,002
1,997
5
1,594
1,147
447
5,243
5,028
215
1,125
1,205
-80
2,633
2,026
607
3,000
2,707
293
9,200
8,095
1,105
200
176
24
1,875
2,295
-420
2,000
1,907
93
310
277
33
1,052
925
127
1,084
975
109
1,740
1,509
231
239
214
25
799
698
101
1,116
1,200
-84
592
625
-33
1,958
1,992
-34
2,971
2,998
-27
4,099
3,992
107
1,304
1,212
92
1,493
1,579
-86
4,501
4,937
-436
505
614
-109
2,190
2,575
-385
1,482
1,211
271
2,109
1,992
117
3,288
2,977
311
3,949
3,972
-23
1,166
1,316
-150
1,008
998
10
1,227
1,136
91
2,262
1,940
322
1,908
1,997
-89
816
606
210
1,970
1,978
-8
1,620
1,480
140
1,056
999
57
3,070
2,994
76
3,069
2,994
75
4
4
884
555
329
1,748
1,637
111
1,119
1,071
48
2,011
1,998
13
1,005
967
38
1,972
1,934
38
984
987
-3
4,910
3,801
1,109
1,227
1,018
209
2,276
2,036
240
1,172
1,067
105
3,397
3,396
1
4,969
4,969
2,982
2,981
1
1,016
966
50
3,051
2,913
138
1,007
995
12
3,018
2,984
34
1,034
1,036
-2
1,984
1,988
-4
3,039
2,982
57
2,100
1,988
112
2,163
1,988
175
2,180
1,996
184
5,511
5,021
490
2,147
2,108
39
2,147
2,010
137
1,001
1,001
2,005
2,001
4
7,039
6,986
53
3,050
2,986
64
1,033
999
34
1,030
999
31
3,084
2,998
86
1,037
999
38
1,070
1,030
40
1,061
1,035
26
1,988
1,988
996
996
4,987
4,987
994
993
1
2,981
2,980
1
10,948
10,947
1
996
996
1,994
1,994
1,022
1,006
16
986
981
5
987
981
6
1,000
997
3
996
993
3
9,300
9,150
150
15,255
15,000
255
11,000
12,595
-1,595
1,700
1,930
-230
93,000
75,567
17,433
1,900
1,624
276
51,110
44,456
6,654
10,690
10,938
-248
2,800
2,873
-73
2,074
1,994
80
2,586
3,879
-1,293
1,035
1,093
-58
5,120
4,991
129
4,125
3,999
126
327
303
24
1,397
1,714
-317
479
520
-41
286
318
-32
391
445
-54
806
994
-188
608
656
-48
253
315
-62
1,565
1,248
317
1,029
857
172
1,029
780
249
1,219
917
302
2,051
1,270
781
2,179
1,684
495
1,673
2,043
-370
749
774
-25
70
85
-15
92
83
9
370
356
14
173
142
31
11
11
1,560
1,484
76
12,265
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-239
b
-4,208
c
298
d
22
e
43
2,243
478
1,430
976
326
205
239
59
55
703
-78
114
576
324
-618
146
241
83
657
1,429
-406
260
-104
-221
26
4
56
8
3,643
1
1,775
546
1,730
847
33
2
-20
-51
-589
-1,476
120
263
678
41
1,293
2,238
387
437
-72
334
876
35
17
710
450
262
-139
-2
-130
-59
-173
59
659
171
-25
-237
-460
-218
-143
-201
550
369
109
16
401
177
569
302
3
-59
-207
-10
-250
-76
79
59
-250
-71
108
318
5
133
241
-449
-183
147
255
126
-13
68
-485
78
-197
-291
-1,811
151
-656
16
16
144
21
-128
-6
-140
18,167
1,918
-27,061
213
-23
-67
-477
6,080
4,168
41,905
1,630
4,390
78
1,313
321
299
156
892
-4
-11
-283
-206
217
-220
-24
-1
-75
-297
-54
316
152
134
289
347
141
478
969
152
398
887
27
-178
153
34
32
186
396
-313
220
215
287
154
-119
-16
38
5
447
215
-80
607
293
1,105
24
-420
93
33
127
109
231
25
101
-84
-33
-34
-27
107
92
-86
-436
-109
-385
271
117
311
-23
-150
10
91
322
-89
210
-8
140
57
76
75
329
111
48
13
38
38
-3
1,109
209
240
105
1
1
50
138
12
34
-2
-4
57
112
175
184
490
39
137
4
53
64
34
31
86
38
40
26
1
1
1
16
5
6
3
3
150
255
-1,595
-230
17,433
276
6,654
-248
-73
80
-1,293
-58
129
126
24
-317
-41
-32
-54
-188
-48
-62
317
172
249
302
781
495
-370
-25
-15
9
14
31
76
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
118,833
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
157,000
3,136,173
0.050061
2017
154,000
3,094,038
0.049773
2016
148,775
2,929,467
0.050786
2015
107,296
2,158,777
0.049702
2014
100,335
2,201,222
0.045581
2
Total
of line 1, column (d)
.....................
2
0.245903
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.049181
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
3,050,301
5
Multiply line 4 by line 3
......................
5
150,017
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,423
7
Add lines 5 and 6
........................
7
151,440
8
Enter qualifying distributions from Part XII, line 4
,.............
8
150,000
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,845
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,845
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,845
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
3,478
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
3,478
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
633
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
633
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
PA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
FULTON BANK NA
Telephone no.
(717) 672-2026
Located at
ONE PENN SQUARE
LANCASTER
PA
ZIP+4
17602
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
FULTON BANK N A
TRUSTEE
0
26,826
ONE PENN SQUARE
LANCASTER
,
PA
17602
REBECCA RISHEL
CO-TRUSTEE
0
3,989
7291 YELLOW CHURCH ROAD
SEVEN VALLEYS
,
PA
17360
ELAINE KOWALSKI
CO-TRUSTEE
0
3,989
307 ROCK HILL ROAD
MILLERSVILLE
,
PA
17551
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,983,684
b
Average of monthly cash balances
.......................
1b
113,068
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
3,096,752
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
3,096,752
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
46,451
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
3,050,301
6
Minimum investment return.
Enter 5% of line 5
..................
6
152,515
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
152,515
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,845
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,845
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
149,670
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
149,670
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
149,670
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
150,000
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
150,000
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
150,000
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
149,670
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
459
e
From 2018
......
3,513
f
Total
of lines 3a through e
........
3,972
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
150,000
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
149,670
e
Remaining amount distributed out of corpus
330
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
4,302
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
4,302
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
459
d
Excess from 2018
....
3,513
e
Excess from 2019
....
330
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AARONS ACRES
1861 CHARTER LANE SUITE 114
LANCASTER
,
PA
17601
N/A
PC
OPERATIONS
10,000
MUSIC FOR EVERYONE
42 N PRINCE STREET
LANCASTER
,
PA
17603
N/A
PC
OPERATIONS
2,500
VISIONCORPS FOUNDATION
244 N QUEEN ST SUITE 301
LANCASTER
,
PA
17603
N/A
PC
OPERATIONS
5,000
CLARE HOUSE
344 EAST CHESTNUT ST
LANCASTER
,
PA
176022708
N/A
PC
OPERATIONS
5,000
MAKE A WISH FOUNDATION
C/O DENNIS HERON
1054 NEW HOLLAND AVE
LANCASTER
,
PA
17601
N/A
PC
OPERATIONS
7,500
MESSIAH COLLEGE
ONE COLLEGE AVE SUITE 3010
MECHANICSBURG
,
PA
17055
N/A
PC
OPERATIONS
7,500
SCHREIBER PEDIATRIC REHAB
CENTER OF LANCASTER CO
625 COMMUNITY WAY
LANCASTER
,
PA
17601
N/A
PC
OPERATIONS
5,000
LANCASTER BIBLE COLLEGE
901 EDEN ROAD
LANCASTER
,
PA
176015036
N/A
PC
OPERATIONS
20,000
BOY SCOUTS OF AMERICA
PA DUTCH COUNCIL
630 JANET AVE B-114
LANCASTER
,
PA
17601
N/A
PC
OPERATIONS
5,000
FRIENDSHIP COMMUNITY
1149 EAST OREGON ROAD
LITITZ
,
PA
17543
N/A
PC
OPERATIONS
5,000
A WOMAN'S CONCERN INC
616 NORTH DUKE STREET
LANCASTER
,
PA
17602
N/A
PC
OPERATIONS
5,000
LANCASTER HEALTH CENTER
304 NORTH WATER STREET
LANCASTER
,
PA
17603
N/A
PC
OPERATIONS
5,000
PENNSYLVANIA COLLEGE OF ART & DESIGN
ATTN MEGAN GALLAGHER
204 N PRINCE STREET
LANCASTER
,
PA
176080059
N/A
PC
OPERATIONS
15,000
MILLERSVILLE UNIVERSITY
42 NORTH PRINCE ST
LANCASTER
,
PA
17603
N/A
PC
OPERATIONS & PERFORMING &
5,000
MOMS HOUSE INC OF LANCASTER
415 SOUTH QUEEN STREET
LANCASTER
,
PA
176080787
N/A
PC
OPERATIONS
4,000
PAI CORPORATION
DBA EXCENTIA HUMAN SERVICES
1810 ROHRERSTOWN RD
LANCASTER
,
PA
17602
NONE
PC
GENERAL SUPPORT
5,000
GOOD SAMARITAN SERVICES
PO BOX 551
PHOENIXVILLE
,
PA
19460
N/A
PC
OPERATIONS
5,000
UNITED DISABILITIES SERVICES
FOUNDATION
PO BOX 10485
LANCASTER
,
PA
176050485
N/A
PC
OPERATIONS
5,000
THADDEUS STEVENS COLLEGE
OF TECHNOLOGY
740 EAST END AVE
LANCASTER
,
PA
17602
N/A
PC
OPERATIONS
10,000
GIRLS ON THE RUN OF LANCASTER
PO BOX 262
LANDISVILLE
,
PA
175380262
N/A
PC
OPERATIONS
2,500
LANCASTER SCIENCE FACTORY
454 NEW HOLLAND AVENUE
LANCASTER
,
PA
17602
N/A
PC
OPERATIONS
10,000
KPETS - KEYSTONE PET ENHANCED
THERAPY SERVICES
630 JANET AVENUE
LANCASTER
,
PA
17601
N/A
PC
OPERATIONS
2,500
SUSQUEHANNA HERITAGE
CORPORATION
1706 LONG LEVEL ROAD
WRIGHTSVILLE
,
PA
17368
N/A
PC
OPERATIONS
3,500
Total
.................................
3a
150,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
60,877
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
118,833
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
OTHER INCOME
14
250
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
179,960
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
179,960
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description