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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
CHANIL FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07 AFT
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
33-0614959
B
Telephone number (see instructions)
(888) 866-3275
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
5,081,445
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
239,738
237,740
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
65,334
b
Gross sales price for all assets on line 6a
388,861
7
Capital gain net income (from Part IV, line 2)
...
65,334
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
305,072
303,074
13
Compensation of officers, directors, trustees, etc.
14
Other employee salaries and wages
......
12,000
0
0
12,000
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
1,500
0
0
1,500
c
Other professional fees (attach schedule)
....
10,516
6,310
4,207
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
6,165
165
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
2,531
55
2,476
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
32,712
6,530
0
20,183
25
Contributions, gifts, grants paid
.......
247,600
247,600
26
Total expenses and disbursements.
Add lines 24 and 25
280,312
6,530
0
267,783
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
24,760
b
Net investment income
(if negative, enter -0-)
296,544
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
91,320
108,770
108,770
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
258,790
203,590
283,700
c
Investments—corporate bonds (attach schedule)
.......
135,510
104,412
108,264
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,756,165
1,832,463
4,580,711
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,241,785
2,249,235
5,081,445
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
2,241,785
2,249,235
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
2,241,785
2,249,235
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,241,785
2,249,235
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,241,785
2
Enter amount from Part I, line 27a
.....................
2
24,760
3
Other increases not included in line 2 (itemize)
3
89
4
Add lines 1, 2, and 3
..........................
4
2,266,634
5
Decreases not included in line 2 (itemize)
5
17,399
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,249,235
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
20. AES CORP COM
2018-09-19
2019-03-22
b
11. AES CORP COM
2018-09-19
2019-08-19
c
3. AES CORP COM
2018-09-19
2019-09-05
d
16. AES CORP COM
2018-09-20
2019-09-13
e
10. AES CORP COM
2018-09-19
2019-09-13
18. AES CORP COM
2018-09-20
2019-11-26
1. ALIBABA GROUP HOLDING LT
2019-09-05
2019-09-13
2. ALIBABA GROUP HOLDING LT
2019-09-05
2019-11-26
6. ALLY FINANCIAL INC
2018-02-08
2019-03-22
6. ALLY FINANCIAL INC
2018-02-08
2019-05-13
7. ALLY FINANCIAL INC
2018-02-09
2019-09-05
7. ALLY FINANCIAL INC
2018-02-09
2019-09-13
6. ALLY FINANCIAL INC
2018-02-09
2019-11-26
1. ALPHABET INC SHS CL C
2012-12-17
2019-05-13
1. ALPHABET INC SHS CL C
2012-12-17
2019-09-13
1. ALPHABET INC SHS CL A
2012-08-28
2019-05-13
1. ALPHABET INC SHS CL A
2012-08-28
2019-09-13
6. ALTRIA GROUP INC
2015-07-09
2019-03-22
8. ALTRIA GROUP INC
2015-07-09
2019-05-13
1. ALTRIA GROUP INC
2015-07-09
2019-08-19
2. ALTRIA GROUP INC
2015-08-05
2019-08-19
1. ALTRIA GROUP INC
2015-08-05
2019-09-05
9. ALTRIA GROUP INC
2015-08-05
2019-09-13
8. ALTRIA GROUP INC
2015-08-05
2019-11-26
1000. AMERICAN EXPRESS CO
2019-02-20
2019-05-13
1000. ANHEUSER-BUSCH INBEV FIN
2018-03-05
2019-01-08
6000. ANHEUSER-BUSCH INBEV FIN
2018-03-05
2019-02-11
1. APPLE INC
2016-03-31
2019-03-22
6. APPLE INC
2016-02-14
2019-03-22
8. APPLE INC
2016-03-31
2019-03-29
5. APPLE INC
2016-03-31
2019-04-30
2. APPLE INC
2016-03-31
2019-05-13
9. APPLE INC
2016-03-31
2019-07-01
2. APPLE INC
2016-03-31
2019-08-19
1. APPLE INC
2016-03-31
2019-09-05
4. APPLE INC
2016-03-31
2019-09-13
6. APPLE INC
2016-03-31
2019-10-29
5. APPLE INC
2016-03-31
2019-11-26
4. APPLE INC
2016-03-31
2019-12-16
1000. APPLE INC
2017-02-08
2019-05-13
1000. APPLE INC
2017-02-08
2019-11-26
5. BAE SYSTEMS PLC
2019-08-16
2019-09-13
2. BAE SYSTEMS PLC
2019-08-15
2019-09-13
7. BAE SYSTEMS PLC
2019-08-16
2019-11-26
1000. BB&T CORPORATION
2017-10-25
2019-08-19
11. BP P L C SPONS ADR
2015-09-09
2019-03-22
11. BP P L C SPONS ADR
2015-09-09
2019-05-13
5. BP P L C SPONS ADR
2015-09-09
2019-09-05
12. BP P L C SPONS ADR
2015-09-09
2019-09-13
8. BP P L C SPONS ADR
2015-09-09
2019-11-26
1000. BANK OF NY MELLON CORP
2016-09-23
2019-09-17
6. BAXTER INTERNATIONAL INC
2017-04-17
2019-03-22
11. BAXTER INTERNATIONAL INC
2017-04-17
2019-04-12
4. BAXTER INTERNATIONAL INC
2017-04-17
2019-05-13
1. BAXTER INTERNATIONAL INC
2017-04-17
2019-05-20
9. BAXTER INTERNATIONAL INC
2017-04-18
2019-05-20
2. BAXTER INTERNATIONAL INC
2017-04-18
2019-09-05
3. BAXTER INTERNATIONAL INC
2017-05-04
2019-09-13
4. BAXTER INTERNATIONAL INC
2017-05-04
2019-11-26
10. BAXTER INTERNATIONAL INC
2017-05-04
2019-12-10
7. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-11
1. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-20
9. BAXTER INTERNATIONAL INC
2017-10-10
2019-12-20
2. BAXTER INTERNATIONAL INC
2019-01-08
2019-12-23
6. BAXTER INTERNATIONAL INC
2017-10-11
2019-12-23
1. BAXTER INTERNATIONAL INC
2019-01-08
2019-12-24
1. BIOGEN INC
2016-08-30
2019-03-22
2. BIOGEN INC
2016-12-13
2019-05-13
1. BIOGEN INC
2016-12-13
2019-09-05
1. BIOGEN INC
2016-12-13
2019-09-13
3. BIOGEN INC
2016-12-13
2019-10-22
1. BIOGEN INC
2016-12-13
2019-11-26
90. BLACKROCK STRATEGIC
2014-03-04
2019-05-13
26. BLACKROCK STRATEGIC
2014-03-04
2019-08-19
44. BLACKROCK STRATEGIC
2014-03-04
2019-09-13
34. BLACKROCK STRATEGIC
2014-03-04
2019-11-26
3. CDK GLOBAL INC
2019-03-27
2019-05-13
5. CDK GLOBAL INC
2019-03-27
2019-09-05
3. CDK GLOBAL INC
2019-03-27
2019-09-13
4. CDK GLOBAL INC
2019-03-27
2019-11-26
5. CDW CORP/DE
2016-02-23
2019-03-22
4. CDW CORP/DE
2016-02-24
2019-04-12
1. CDW CORP/DE
2016-02-23
2019-04-12
4. CDW CORP/DE
2016-02-24
2019-04-16
4. CDW CORP/DE
2016-02-24
2019-04-16
2. CDW CORP/DE
2016-02-24
2019-05-13
1. CDW CORP/DE
2016-02-24
2019-08-19
1. CDW CORP/DE
2016-02-25
2019-08-19
1. CDW CORP/DE
2016-02-25
2019-09-05
2. CDW CORP/DE
2016-02-25
2019-09-13
1. CDW CORP/DE
2016-02-26
2019-09-18
11. CDW CORP/DE
2016-02-25
2019-09-18
8. CDW CORP/DE
2016-02-26
2019-09-18
2. CDW CORP/DE
2016-02-26
2019-11-26
8. CVS HEALTH CORP
2015-11-18
2019-01-30
8. CVS HEALTH CORP
2015-11-18
2019-01-30
6. CARNIVAL CORP
2015-06-10
2019-03-22
1. CARNIVAL CORP
2015-03-02
2019-03-22
6. CARNIVAL CORP
2015-06-10
2019-05-13
15. CARNIVAL CORP
2015-06-10
2019-05-15
13. CARNIVAL CORP
2015-06-11
2019-06-26
7. CARNIVAL CORP
2015-06-10
2019-06-26
6. CARNIVAL CORP
2018-08-13
2019-06-28
12. CARNIVAL CORP
2015-06-11
2019-06-28
10. CARNIVAL CORP
2018-09-06
2019-07-02
8. CARNIVAL CORP
2018-08-13
2019-07-02
13. CARNIVAL CORP
2019-01-08
2019-07-16
5. CARNIVAL CORP
2018-09-06
2019-07-16
4. CARNIVAL CORP
2019-01-10
2019-07-23
7. CARNIVAL CORP
2019-01-08
2019-07-23
2. CARNIVAL CORP
2019-01-11
2019-07-24
10. CARNIVAL CORP
2019-01-10
2019-07-24
2. CENTENE CORP DELAWARE COM
2015-06-15
2019-03-22
12. CENTENE CORP DELAWARE COM
2015-06-16
2019-04-30
6. CENTENE CORP DELAWARE COM
2015-06-15
2019-04-30
18. CENTENE CORP DELAWARE COM
2015-06-16
2019-05-02
3. CENTENE CORP DELAWARE COM
2015-06-16
2019-05-13
9. CENTENE CORP DELAWARE COM
2015-06-17
2019-07-09
7. CENTENE CORP DELAWARE COM
2015-06-16
2019-07-09
9. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-23
7. CENTENE CORP DELAWARE COM
2015-06-17
2019-07-23
11. CENTENE CORP DELAWARE COM
2017-05-31
2019-07-25
3. CHEVRON CORP
2017-01-25
2019-03-22
4. CHEVRON CORP
2017-01-25
2019-05-13
2. CHEVRON CORP
2017-01-25
2019-09-05
4. CHEVRON CORP
2017-01-25
2019-09-13
4. CHEVRON CORP
2017-01-25
2019-11-26
11. CISCO SYSTEMS INCORPORATED
2013-10-10
2019-03-22
18. CISCO SYSTEMS INCORPORATED
2013-10-10
2019-04-08
6. CISCO SYSTEMS INCORPORATED
2013-10-10
2019-05-13
12. CISCO SYSTEMS INCORPORATED
2013-10-10
2019-08-19
3. CISCO SYSTEMS INCORPORATED
2013-10-10
2019-09-05
12. CISCO SYSTEMS INCORPORATED
2013-10-10
2019-09-13
14. CISCO SYSTEMS INCORPORATED
2013-10-10
2019-11-26
1000. CISCO SYSTEMS INC
2013-07-22
2019-01-08
4000. CISCO SYSTEMS INC
2015-04-28
2019-02-15
1. CITIGROUP INC
2012-10-31
2019-03-22
2. CITIGROUP INC
2012-10-31
2019-05-13
4. CITIGROUP INC
2012-10-31
2019-09-05
2. CITIGROUP INC
2012-10-31
2019-09-13
1. CITIGROUP INC
2012-10-31
2019-11-26
1000. CITIGROUP INC
2015-04-29
2019-05-13
4. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-10
2019-03-22
4. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-11
2019-05-13
2. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-10
2019-05-13
3. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-11
2019-08-19
3. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-11
2019-09-05
6. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-11
2019-09-13
8. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-06-11
2019-11-26
15. COMCAST CORP
2012-10-04
2019-03-22
16. COMCAST CORP
2012-10-04
2019-05-13
8. COMCAST CORP
2012-10-04
2019-08-19
4. COMCAST CORP
2012-10-04
2019-09-05
16. COMCAST CORP
2012-10-04
2019-09-13
17. COMCAST CORP
2012-10-04
2019-10-14
16. COMCAST CORP
2012-10-04
2019-11-26
1. CONOCOPHILLIPS
2019-07-02
2019-09-05
6. CONOCOPHILLIPS
2019-07-02
2019-09-13
4. CONOCOPHILLIPS
2019-07-02
2019-11-26
. DOWDUPONT INC
2019-06-06
2019-06-06
1. DOWDUPONT INC
2017-01-10
2019-09-05
7. DOWDUPONT INC
2017-01-13
2019-09-13
11. DOWDUPONT INC
2017-01-12
2019-09-13
2. DOWDUPONT INC
2019-05-15
2019-11-26
7. DOWDUPONT INC
2017-01-17
2019-11-26
4. DOWDUPONT INC
2017-01-13
2019-11-26
5. DOWDUPONT INC
2019-01-17
2019-11-26
15. DR HORTON INC
2016-10-19
2019-03-22
8. DR HORTON INC
2016-10-19
2019-05-13
3. DR HORTON INC
2016-10-19
2019-08-19
2. DR HORTON INC
2017-02-21
2019-09-13
3. DR HORTON INC
2016-10-20
2019-09-13
8. DR HORTON INC
2016-10-19
2019-09-13
13. DR HORTON INC
2017-02-21
2019-11-26
.23 DELL TECHNOLOGIES INC
2018-01-26
2019-01-04
1. DELL TECHNOLOGIES INC
2016-12-13
2019-03-22
3. DELL TECHNOLOGIES INC
2017-01-25
2019-03-26
3. DELL TECHNOLOGIES INC
2016-12-13
2019-03-26
6. DELL TECHNOLOGIES INC
2017-01-26
2019-03-26
6. DELL TECHNOLOGIES INC
2017-06-23
2019-03-27
3. DELL TECHNOLOGIES INC
2017-06-22
2019-03-27
1. DELL TECHNOLOGIES INC
2017-01-27
2019-03-27
4. DELL TECHNOLOGIES INC
2017-01-26
2019-03-27
5. DELL TECHNOLOGIES INC
2018-01-26
2019-03-28
6. DELL TECHNOLOGIES INC
2017-06-23
2019-03-28
7. DELTA AIR LINES INC
2016-02-23
2019-03-22
2. DELTA AIR LINES INC
2016-05-19
2019-03-22
4. DELTA AIR LINES INC
2016-05-19
2019-05-13
4. DELTA AIR LINES INC
2016-05-19
2019-08-19
4. DELTA AIR LINES INC
2016-05-19
2019-09-05
7. DELTA AIR LINES INC
2016-05-19
2019-09-13
3. DELTA AIR LINES INC
2016-05-19
2019-11-26
4. DELTA AIR LINES INC
2017-01-11
2019-11-26
7. DISH NETWORK CORPORATION CLASS A
2018-08-20
2019-03-22
4. DISH NETWORK CORPORATION CLASS A
2018-08-20
2019-05-13
4. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-05-13
11. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-08-19
9. DISH NETWORK CORPORATION CLASS A
2018-08-22
2019-09-13
1. DISH NETWORK CORPORATION CLASS A
2018-08-21
2019-09-13
2. DISH NETWORK CORPORATION CLASS A
2018-10-10
2019-11-07
12. DISH NETWORK CORPORATION CLASS A
2018-08-23
2019-11-07
10. DISH NETWORK CORPORATION CLASS A
2018-08-22
2019-11-07
.64 DISH NETWORK CORPORATION CLASS A
2018-10-10
2019-11-26
6.36 DISH NETWORK CORPORATION CLASS A
2018-10-11
2019-11-26
5. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
4. DOLLAR GENERAL CORP
2018-11-21
2019-03-22
2. DOLLAR GENERAL CORP
2018-11-23
2019-05-13
1. DOLLAR GENERAL CORP
2018-11-21
2019-05-13
2. DOLLAR GENERAL CORP
2018-11-23
2019-08-19
2. DOLLAR GENERAL CORP
2018-11-23
2019-09-03
5. DOLLAR GENERAL CORP
2018-11-26
2019-09-03
4. DOLLAR GENERAL CORP
2018-11-26
2019-09-13
4. DOLLAR GENERAL CORP
2018-11-26
2019-11-26
1. DOLLAR GENERAL CORP
2018-11-30
2019-12-03
1. DOLLAR GENERAL CORP
2018-11-26
2019-12-03
2. DOLLAR TREE INC
2019-03-06
2019-05-13
2. DOLLAR TREE INC
2019-03-06
2019-08-19
1. DOLLAR TREE INC
2019-03-06
2019-09-05
5. DOLLAR TREE INC
2019-03-06
2019-09-13
3. DOW INC
2017-01-10
2019-05-13
12. DOW INC
2017-01-12
2019-07-22
5. DOW INC
2017-01-13
2019-07-23
7. DOW INC
2017-01-17
2019-07-30
1. DOW INC
2019-01-17
2019-07-30
6. DOW INC
2017-01-13
2019-07-30
4. DOW INC
2019-01-17
2019-07-31
1. DOW INC
2019-01-17
2019-07-31
4. DOWDUPONT INC
2017-01-10
2019-03-22
7. DOWDUPONT INC
2017-01-10
2019-05-13
.33 DUPONT DE NEMOURS INC
2019-05-15
2019-06-06
11. DUPONT DE NEMOURS INC
2017-01-12
2019-06-14
1. DUPONT DE NEMOURS INC
2017-01-10
2019-06-14
11. DUPONT DE NEMOURS INC
2017-01-13
2019-06-21
1. DUPONT DE NEMOURS INC
2017-01-17
2019-09-05
2. DUPONT DE NEMOURS INC
2017-01-17
2019-09-13
1. DUPONT DE NEMOURS INC
2017-01-17
2019-11-26
1. E*TRADE FINANCIAL CORP
2017-10-04
2019-03-22
1. E*TRADE FINANCIAL CORP
2017-10-09
2019-03-22
9. E*TRADE FINANCIAL CORP
2017-10-09
2019-05-13
4. E*TRADE FINANCIAL CORP
2017-10-09
2019-08-19
4. E*TRADE FINANCIAL CORP
2017-10-10
2019-09-05
1. E*TRADE FINANCIAL CORP
2017-10-09
2019-09-05
6. E*TRADE FINANCIAL CORP
2017-10-10
2019-09-13
6. E*TRADE FINANCIAL CORP
2017-10-10
2019-11-26
2. EMERSON ELECTRIC CO
2018-10-05
2019-03-22
4. EMERSON ELECTRIC CO
2018-10-05
2019-05-13
4. EMERSON ELECTRIC CO
2018-10-05
2019-08-02
4. EMERSON ELECTRIC CO
2018-10-05
2019-08-02
4. EMERSON ELECTRIC CO
2018-10-08
2019-08-02
9. EMERSON ELECTRIC CO
2018-10-16
2019-08-05
7. EMERSON ELECTRIC CO
2018-10-08
2019-08-05
6. EMERSON ELECTRIC CO
2018-10-31
2019-08-15
9. EMERSON ELECTRIC CO
2018-10-16
2019-08-15
3. EMERSON ELECTRIC CO
2018-10-31
2019-08-16
7. EMERSON ELECTRIC CO
2018-11-01
2019-08-16
6. EMERSON ELECTRIC CO
2018-11-02
2019-08-16
2. EMERSON ELECTRIC CO
2018-11-02
2019-08-19
1000. FEDERAL NATL MTG ASSOC
2017-06-13
2019-05-13
8. FIRSTENERGY CORP
2017-06-15
2019-01-08
8. FIRSTENERGY CORP
2017-06-14
2019-01-08
41. FIRSTENERGY CORP
2017-06-15
2019-01-09
4. FIRSTENERGY CORP
2017-06-16
2019-01-09
1. FIRSTENERGY CORP
2017-06-16
2019-01-10
18. FIRSTENERGY CORP
2017-06-16
2019-01-10
17. FIRSTENERGY CORP
2017-06-16
2019-01-11
4. FIRSTENERGY CORP
2017-06-16
2019-01-30
5. FIRSTENERGY CORP
2017-06-19
2019-01-30
7. FIRSTENERGY CORP
2017-06-30
2019-01-30
2. FIRSTENERGY CORP
2017-07-03
2019-01-31
6. FIRSTENERGY CORP
2017-06-30
2019-01-31
8. FIRSTENERGY CORP
2017-07-03
2019-02-28
9. FIRSTENERGY CORP
2018-01-25
2019-02-28
4. FIRSTENERGY CORP
2018-01-25
2019-03-01
19. FIRSTENERGY CORP
2018-01-25
2019-03-05
10. FORTIVE CORP
2017-07-17
2019-03-19
1. FORTIVE CORP
2017-07-28
2019-03-20
1. FORTIVE CORP
2017-07-17
2019-03-20
1. FORTIVE CORP
2017-07-28
2019-03-22
2. FORTIVE CORP
2017-07-28
2019-05-13
2. FORTIVE CORP
2017-07-28
2019-08-19
1. FORTIVE CORP
2017-07-31
2019-09-05
3. FORTIVE CORP
2017-07-31
2019-09-13
5. FORTIVE CORP
2017-07-31
2019-11-26
5. FOX CORP
2019-11-11
2019-11-26
24. FREEPORT-MCMORAN INC
2018-05-02
2019-03-22
15. FREEPORT-MCMORAN INC
2018-05-02
2019-05-13
6. FREEPORT-MCMORAN INC
2018-05-11
2019-05-15
81. FREEPORT-MCMORAN INC
2018-05-02
2019-05-15
65. FREEPORT-MCMORAN INC
2018-05-11
2019-05-30
13. FREEPORT-MCMORAN INC
2018-08-03
2019-05-30
46. FREEPORT-MCMORAN INC
2018-09-14
2019-06-14
47. FREEPORT-MCMORAN INC
2018-08-03
2019-06-14
19. FREEPORT-MCMORAN INC
2018-09-14
2019-06-17
16. GILEAD SCIENCES INC
2016-04-13
2019-02-13
2. GILEAD SCIENCES INC
2016-04-13
2019-03-22
14. GILEAD SCIENCES INC
2016-04-13
2019-04-30
13. GILEAD SCIENCES INC
2016-04-13
2019-05-13
17. GILEAD SCIENCES INC
2017-05-31
2019-05-16
1. GILEAD SCIENCES INC
2019-01-08
2019-05-16
2. GILEAD SCIENCES INC
2019-01-08
2019-05-17
1000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2019-05-13
1000. GLAXOSMITHKLINE CAPITAL
2018-06-08
2019-11-26
2. HARTFORD FINL SVCS GROUP INC COM
2017-11-29
2019-01-08
6. HARTFORD FINL SVCS GROUP INC COM
2017-11-28
2019-01-08
6. HARTFORD FINL SVCS GROUP INC COM
2017-06-28
2019-01-08
1. HARTFORD FINL SVCS GROUP INC COM
2017-12-15
2019-01-09
6. HARTFORD FINL SVCS GROUP INC COM
2017-11-29
2019-01-09
12. HARTFORD FINL SVCS GROUP INC COM
2017-12-15
2019-01-10
8. HARTFORD FINL SVCS GROUP INC COM
2017-12-18
2019-01-11
5. HARTFORD FINL SVCS GROUP INC COM
2017-12-15
2019-01-11
1000. HOME DEPOT INC
2019-01-11
2019-05-13
1000. HOME DEPOT INC
2019-01-11
2019-11-26
1. HUBBELL INC
2019-02-13
2019-03-22
1. HUBBELL INC
2019-02-13
2019-05-13
1. HUBBELL INC
2019-02-13
2019-08-19
1. HUBBELL INC
2019-02-15
2019-08-19
1. HUBBELL INC
2019-02-15
2019-09-05
2. HUBBELL INC
2019-02-19
2019-09-13
1. HUBBELL INC
2019-02-15
2019-09-13
1. HUBBELL INC
2019-02-19
2019-11-26
1. HUBBELL INC
2019-02-20
2019-11-26
1. HUMANA INC
2016-10-18
2019-03-22
2. HUMANA INC
2016-10-18
2019-05-13
2. HUMANA INC
2016-10-18
2019-09-13
1. HUMANA INC
2016-10-19
2019-11-26
1. HUMANA INC
2016-10-18
2019-11-26
7. IAA INC REG SHS WHEN
2018-04-02
2019-08-12
11. IAA INC REG SHS WHEN
2018-04-02
2019-08-13
3. IAA INC REG SHS WHEN
2018-04-02
2019-08-15
3. IAA INC REG SHS WHEN
2018-05-14
2019-08-15
1. IAA INC REG SHS WHEN
2018-05-17
2019-08-16
3. IAA INC REG SHS WHEN
2018-05-14
2019-08-16
4. IAA INC REG SHS WHEN
2018-05-16
2019-08-16
6. IAA INC REG SHS WHEN
2018-05-17
2019-08-19
1. IAA INC REG SHS WHEN
2018-05-17
2019-09-05
2. IAA INC REG SHS WHEN
2018-05-18
2019-09-09
4. IAA INC REG SHS WHEN
2018-05-18
2019-09-10
1. IAA INC REG SHS WHEN
2018-06-19
2019-09-11
3. IAA INC REG SHS WHEN
2018-05-18
2019-09-11
1. IAA INC REG SHS WHEN
2018-05-21
2019-09-11
4. IAA INC REG SHS WHEN
2018-06-19
2019-09-12
1. IAA INC REG SHS WHEN
2018-06-20
2019-09-12
3. IAA INC REG SHS WHEN
2018-06-21
2019-09-13
2. IAA INC REG SHS WHEN
2018-06-21
2019-10-11
4. IAA INC REG SHS WHEN
2018-06-22
2019-10-14
2. IAA INC REG SHS WHEN
2018-06-21
2019-10-14
5. IAA INC REG SHS WHEN
2019-01-17
2019-10-15
6. IAA INC REG SHS WHEN
2019-01-18
2019-10-15
1. IAA INC REG SHS WHEN
2019-01-22
2019-10-16
4. IAA INC REG SHS WHEN
2019-01-22
2019-10-18
2. IAA INC REG SHS WHEN
2019-01-22
2019-10-21
1. IAA INC REG SHS WHEN
2019-02-28
2019-10-21
1. IAA INC REG SHS WHEN
2019-02-28
2019-10-23
1. IAA INC REG SHS WHEN
2019-03-01
2019-10-23
2. IAA INC REG SHS WHEN
2019-02-28
2019-10-23
4. IAA INC REG SHS WHEN
2019-03-01
2019-10-24
2. IAA INC REG SHS WHEN
2019-03-01
2019-10-25
4. IAA INC REG SHS WHEN
2019-03-01
2019-10-28
2. IAA INC REG SHS WHEN
2019-03-04
2019-10-28
15. INVESCO S&P 500 EQUAL WEIGHT ETF
2016-10-05
2019-03-21
21. INVESCO S&P 500 EQUAL WEIGHT ETF
2016-10-05
2019-05-13
38. INVESCO S&P 500 EQUAL WEIGHT ETF
2016-10-05
2019-09-13
32. INVESCO S&P 500 EQUAL WEIGHT ETF
2016-10-05
2019-11-26
6. ISHARES CORE S&P 500 ETF
2016-10-05
2019-03-21
8. ISHARES CORE S&P 500 ETF
2016-10-05
2019-05-13
3. ISHARES CORE S&P 500 ETF
2016-10-05
2019-08-16
13. ISHARES CORE S&P 500 ETF
2016-10-05
2019-09-13
11. ISHARES CORE S&P 500 ETF
2016-10-05
2019-11-26
29. ISHARES CORE U.S. AGGREGATE BOND ETF
2016-10-05
2019-05-13
13. ISHARES CORE U.S. AGGREGATE BOND ETF
2016-10-05
2019-08-16
10. ISHARES CORE U.S. AGGREGATE BOND ETF
2016-10-05
2019-09-13
16. ISHARES CORE U.S. AGGREGATE BOND ETF
2016-10-05
2019-10-10
18. ISHARES RUSSELL 1000 VALUE ETF
2016-10-05
2019-05-13
32. ISHARES RUSSELL 1000 VALUE ETF
2016-10-05
2019-09-13
26. ISHARES RUSSELL 1000 VALUE ETF
2016-10-05
2019-11-26
4. ISHARES S&P MID-CAP 400 GROWTH ETF
2016-10-05
2019-03-21
4. ISHARES S&P MID-CAP 400 GROWTH ETF
2016-10-05
2019-05-13
8. ISHARES S&P MID-CAP 400 GROWTH ETF
2016-10-05
2019-09-13
5. ISHARES S&P MID-CAP 400 GROWTH ETF
2016-10-05
2019-11-26
31. ISHARES RUSSELL 1000 GROWTH
2016-10-05
2019-03-21
14. ISHARES RUSSELL 1000 GROWTH
2016-10-05
2019-05-13
12. ISHARES RUSSELL 1000 GROWTH
2016-10-05
2019-08-16
19. ISHARES RUSSELL 1000 GROWTH
2016-10-05
2019-09-13
21. ISHARES RUSSELL 1000 GROWTH
2016-10-05
2019-11-26
13. ISHARES RUSSELL 3000 ETF
2016-10-05
2019-03-21
13. ISHARES RUSSELL 3000 ETF
2016-10-05
2019-05-13
4. ISHARES RUSSELL 3000 ETF
2016-10-05
2019-08-16
21. ISHARES RUSSELL 3000 ETF
2016-10-05
2019-09-13
20. ISHARES RUSSELL 3000 ETF
2016-10-05
2019-11-26
15. ISHARES S&P MID-CAP 400 VALUE ETF
2016-10-05
2019-05-13
2. ISHARES S&P MID-CAP 400 VALUE ETF
2016-10-05
2019-08-16
16. ISHARES S&P MID-CAP 400 VALUE ETF
2016-10-05
2019-09-13
23. ISHARES S&P MID-CAP 400 VALUE ETF
2016-10-05
2019-11-26
7. J P MORGAN CHASE & CO COM
2012-12-17
2019-03-22
8. J P MORGAN CHASE & CO COM
2012-12-17
2019-05-13
3. J P MORGAN CHASE & CO COM
2012-12-17
2019-08-19
4. J P MORGAN CHASE & CO COM
2012-12-17
2019-09-05
8. J P MORGAN CHASE & CO COM
2012-12-17
2019-09-13
5. J P MORGAN CHASE & CO COM
2012-12-17
2019-11-26
1000. JPMORGAN CHASE & CO
2014-09-16
2019-01-08
1000. JPMORGAN CHASE & CO
2015-04-29
2019-09-17
3. KAR AUCTION SERVICES INC
2018-04-02
2019-03-22
4. KAR AUCTION SERVICES INC
2018-04-02
2019-05-13
4. KAR AUCTION SERVICES INC
2018-04-02
2019-05-13
4. KAR AUCTION SERVICES INC
2018-04-02
2019-09-05
9. KAR AUCTION SERVICES INC
2018-04-02
2019-09-13
2. KAR AUCTION SERVICES INC
2018-04-02
2019-11-26
8. KAR AUCTION SERVICES INC
2018-04-02
2019-11-26
3. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2019-03-22
2. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2019-05-13
2. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2019-08-19
1. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2019-09-05
3. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2019-09-13
4. LABORATORY CORP AMER HLDGS COM NEW
2014-12-29
2019-11-26
20. LENNAR CORP
2015-09-23
2019-03-22
2. LENNAR CORP
2015-09-23
2019-05-13
2. LENNAR CORP
2015-09-24
2019-06-14
13. LENNAR CORP
2015-09-23
2019-06-14
2. LENNAR CORP
2015-09-24
2019-06-18
9. LENNAR CORP
2017-03-08
2019-06-18
8. LENNAR CORP
2017-03-08
2019-06-19
7. LOWES COMPANIES INC COM
2013-06-21
2019-03-22
8. LOWES COMPANIES INC COM
2013-06-21
2019-04-05
7. LOWES COMPANIES INC COM
2013-06-21
2019-04-25
3. LOWES COMPANIES INC COM
2013-06-21
2019-05-13
3. LOWES COMPANIES INC COM
2013-06-21
2019-08-19
1. LOWES COMPANIES INC COM
2013-06-21
2019-09-05
4. LOWES COMPANIES INC COM
2013-06-21
2019-09-13
4. LOWES COMPANIES INC COM
2013-06-21
2019-11-26
20. MARATHON OIL CORP
2018-06-11
2019-05-13
12. MARATHON OIL CORP
2018-06-11
2019-08-19
7. MARATHON OIL CORP
2018-06-11
2019-09-05
25. MARATHON OIL CORP
2018-06-11
2019-11-26
10. MICROSOFT CORPORATION
2016-01-20
2019-01-17
7. MICROSOFT CORPORATION
2016-01-20
2019-03-22
10. MICROSOFT CORPORATION
2016-01-20
2019-05-13
6. MICROSOFT CORPORATION
2016-01-20
2019-08-19
3. MICROSOFT CORPORATION
2016-01-20
2019-09-05
11. MICROSOFT CORPORATION
2016-01-20
2019-09-13
12. MICROSOFT CORPORATION
2016-01-20
2019-11-26
3. MOLSON COORS BREWING CO CL B
2019-01-30
2019-03-22
1. MOLSON COORS BREWING CO CL B
2019-01-31
2019-05-13
3. MOLSON COORS BREWING CO CL B
2019-01-30
2019-05-13
2. MOLSON COORS BREWING CO CL B
2019-02-04
2019-06-14
8. MOLSON COORS BREWING CO CL B
2019-02-01
2019-06-14
4. MOLSON COORS BREWING CO CL B
2019-01-31
2019-06-14
2. MOLSON COORS BREWING CO CL B
2019-02-04
2019-09-05
4. MOLSON COORS BREWING CO CL B
2019-02-04
2019-09-13
1. MOLSON COORS BREWING CO CL B
2019-02-05
2019-09-13
1. MOLSON COORS BREWING CO CL B
2019-02-05
2019-11-26
1. MOLSON COORS BREWING CO CL B
2019-02-07
2019-11-26
2. NORFOLK SOUTHERN CORP
2017-01-10
2019-01-17
4. NORFOLK SOUTHERN CORP
2017-01-12
2019-01-17
6. NORFOLK SOUTHERN CORP
2017-01-12
2019-02-27
3. NORFOLK SOUTHERN CORP
2017-02-21
2019-03-05
2. NORFOLK SOUTHERN CORP
2017-01-12
2019-03-05
5. NORFOLK SOUTHERN CORP
2017-02-21
2019-03-13
3. NORFOLK SOUTHERN CORP
2017-04-03
2019-03-19
2. NORFOLK SOUTHERN CORP
2017-02-21
2019-03-19
1. NORFOLK SOUTHERN CORP
2017-04-03
2019-05-13
1. NORFOLK SOUTHERN CORP
2017-04-03
2019-08-19
1. NORFOLK SOUTHERN CORP
2017-04-03
2019-09-05
2. NORFOLK SOUTHERN CORP
2017-04-03
2019-09-13
1. NORFOLK SOUTHERN CORP
2017-04-03
2019-11-26
4. NOVARTIS AG ADR
2018-11-16
2019-03-22
3. NOVARTIS AG ADR
2018-11-16
2019-05-13
3. NOVARTIS AG ADR
2018-11-16
2019-09-05
1. NOVARTIS AG ADR
2018-11-16
2019-09-10
5. NOVARTIS AG ADR
2018-11-19
2019-09-10
4. NOVARTIS AG ADR
2018-11-19
2019-09-11
5. NOVARTIS AG ADR
2018-11-21
2019-11-26
1. NOVARTIS AG ADR
2018-11-19
2019-11-26
7. NOVO-NORDISK A S ADR
2017-09-29
2019-03-22
2. NOVO-NORDISK A S ADR
2017-10-10
2019-05-13
5. NOVO-NORDISK A S ADR
2017-10-09
2019-05-13
3. NOVO-NORDISK A S ADR
2017-10-10
2019-09-05
1. NOVO-NORDISK A S ADR
2017-10-11
2019-09-05
3. NOVO-NORDISK A S ADR
2017-10-10
2019-09-05
8. NOVO-NORDISK A S ADR
2017-10-11
2019-09-06
6. NOVO-NORDISK A S ADR
2017-10-12
2019-09-09
1. NOVO-NORDISK A S ADR
2017-10-13
2019-09-09
2. NOVO-NORDISK A S ADR
2017-10-26
2019-09-09
5. NOVO-NORDISK A S ADR
2017-10-26
2019-09-13
6. NOVO-NORDISK A S ADR
2017-10-26
2019-09-17
5. NOVO-NORDISK A S ADR
2017-10-26
2019-09-19
9. NOVO-NORDISK A S ADR
2017-10-27
2019-11-26
2. NOVO-NORDISK A S ADR
2017-10-26
2019-11-26
174. NUVEEN HIGH YIELD MUNICIPAL BOND FUND
2016-10-05
2019-05-13
22. NUVEEN HIGH YIELD MUNICIPAL BOND FUND
2016-10-05
2019-08-16
56. NUVEEN HIGH YIELD MUNICIPAL BOND FUND
2016-10-05
2019-09-13
55. NUVEEN HIGH YIELD MUNICIPAL BOND FUND
2016-10-05
2019-10-10
1. O'REILLY AUTOMOTIVE INC
2018-07-09
2019-03-22
1. O'REILLY AUTOMOTIVE INC
2018-07-09
2019-05-13
1. O'REILLY AUTOMOTIVE INC
2018-07-09
2019-08-19
1. O'REILLY AUTOMOTIVE INC
2018-07-09
2019-09-13
1. O'REILLY AUTOMOTIVE INC
2018-07-10
2019-11-26
1000. ORACLE CORP
2016-10-28
2019-05-13
1000. ORACLE CORP
2016-10-28
2019-11-26
1. PACKAGING CORP OF AMERICA
2013-02-26
2019-03-22
4. PACKAGING CORP OF AMERICA
2013-02-26
2019-05-13
2. PACKAGING CORP OF AMERICA
2013-02-26
2019-09-05
4. PACKAGING CORP OF AMERICA
2013-02-26
2019-09-13
1. PACKAGING CORP OF AMERICA
2013-02-27
2019-11-26
2. PACKAGING CORP OF AMERICA
2013-02-26
2019-11-26
1. PACKAGING CORP OF AMERICA
2013-02-27
2019-12-10
2. PACKAGING CORP OF AMERICA
2013-02-27
2019-12-11
5. PACKAGING CORP OF AMERICA
2013-02-27
2019-12-12
23. PFIZER INC
2017-04-11
2019-01-17
28. PFIZER INC
2017-04-11
2019-03-19
7. PFIZER INC
2017-04-11
2019-03-22
14. PFIZER INC
2017-04-11
2019-05-13
4. PFIZER INC
2017-04-11
2019-08-19
4. PFIZER INC
2017-04-12
2019-09-05
11. PFIZER INC
2017-04-12
2019-09-13
17. PFIZER INC
2017-04-12
2019-11-26
45. CONGRESS MID CAP GROWTH FUND
2016-10-05
2019-03-21
117. CONGRESS MID CAP GROWTH FUND
2016-10-05
2019-05-13
68. CONGRESS MID CAP GROWTH FUND
2016-10-05
2019-09-13
84. CONGRESS MID CAP GROWTH FUND
2016-10-05
2019-11-26
24. REGIONS FINANCIAL CORP
2017-01-12
2019-05-13
15. REGIONS FINANCIAL CORP
2017-01-12
2019-08-19
11. REGIONS FINANCIAL CORP
2017-01-12
2019-09-05
13. REGIONS FINANCIAL CORP
2017-01-12
2019-09-13
16. REGIONS FINANCIAL CORP
2017-01-12
2019-11-26
1000. USD ROYAL BK CANADA
2016-04-26
2019-08-19
2000. USD ROYAL BK CANADA
2016-04-26
2019-09-23
12. SPDR GOLD TRUST
2016-10-05
2019-01-08
2. SPDR GOLD TRUST
2016-10-05
2019-01-08
5. SPDR GOLD TRUST
2016-10-05
2019-01-08
47. SPDR GOLD TRUST
2016-10-05
2019-01-08
4. SPDR GOLD TRUST
2016-10-05
2019-01-08
5. SPDR GOLD TRUST
2016-10-05
2019-01-08
15. SPDR GOLD TRUST
2016-10-06
2019-01-08
12. SPDR GOLD TRUST
2017-10-09
2019-01-08
17. SPDR GOLD TRUST
2018-10-10
2019-01-08
17. SPDR GOLD TRUST
2018-10-10
2019-02-13
4. SPDR GOLD TRUST
2016-10-05
2019-02-13
2. SPDR GOLD TRUST
2016-10-05
2019-02-13
12. SPDR GOLD TRUST
2016-10-05
2019-02-13
5. SPDR GOLD TRUST
2016-10-05
2019-02-13
47. SPDR GOLD TRUST
2016-10-05
2019-02-13
15. SPDR GOLD TRUST
2016-10-06
2019-02-13
5. SPDR GOLD TRUST
2016-10-05
2019-02-13
12. SPDR GOLD TRUST
2017-10-09
2019-02-13
12. SPDR GOLD TRUST
2017-10-09
2019-03-15
47. SPDR GOLD TRUST
2016-10-05
2019-03-15
12. SPDR GOLD TRUST
2016-10-05
2019-03-15
2. SPDR GOLD TRUST
2016-10-05
2019-03-15
5. SPDR GOLD TRUST
2016-10-05
2019-03-15
4. SPDR GOLD TRUST
2016-10-05
2019-03-15
5. SPDR GOLD TRUST
2016-10-05
2019-03-15
15. SPDR GOLD TRUST
2016-10-06
2019-03-15
17. SPDR GOLD TRUST
2018-10-10
2019-03-15
4. SPDR GOLD TRUST
2016-10-05
2019-03-21
47. SPDR GOLD TRUST
2016-10-05
2019-04-04
2. SPDR GOLD TRUST
2016-10-05
2019-04-04
12. SPDR GOLD TRUST
2016-10-05
2019-04-04
5. SPDR GOLD TRUST
2016-10-05
2019-04-04
12. SPDR GOLD TRUST
2017-10-09
2019-04-04
5. SPDR GOLD TRUST
2016-10-05
2019-04-04
15. SPDR GOLD TRUST
2016-10-06
2019-04-04
17. SPDR GOLD TRUST
2018-10-10
2019-04-04
17. SPDR GOLD TRUST
2018-10-10
2019-05-10
5. SPDR GOLD TRUST
2016-10-05
2019-05-10
12. SPDR GOLD TRUST
2016-10-05
2019-05-10
2. SPDR GOLD TRUST
2016-10-05
2019-05-10
47. SPDR GOLD TRUST
2016-10-05
2019-05-10
15. SPDR GOLD TRUST
2016-10-06
2019-05-10
5. SPDR GOLD TRUST
2016-10-05
2019-05-10
12. SPDR GOLD TRUST
2017-10-09
2019-05-10
5. SPDR GOLD TRUST
2016-10-05
2019-05-13
47. SPDR GOLD TRUST
2016-10-05
2019-06-11
2. SPDR GOLD TRUST
2016-10-05
2019-06-11
12. SPDR GOLD TRUST
2016-10-05
2019-06-11
5. SPDR GOLD TRUST
2016-10-05
2019-06-11
12. SPDR GOLD TRUST
2017-10-09
2019-06-11
15. SPDR GOLD TRUST
2016-10-06
2019-06-11
17. SPDR GOLD TRUST
2018-10-10
2019-06-11
17. SPDR GOLD TRUST
2018-10-10
2019-07-09
5. SPDR GOLD TRUST
2016-10-05
2019-07-09
12. SPDR GOLD TRUST
2016-10-05
2019-07-09
2. SPDR GOLD TRUST
2016-10-05
2019-07-09
47. SPDR GOLD TRUST
2016-10-05
2019-07-09
15. SPDR GOLD TRUST
2016-10-06
2019-07-09
12. SPDR GOLD TRUST
2017-10-09
2019-07-09
12. SPDR GOLD TRUST
2017-10-09
2019-08-13
47. SPDR GOLD TRUST
2016-10-05
2019-08-13
12. SPDR GOLD TRUST
2016-10-05
2019-08-13
2. SPDR GOLD TRUST
2016-10-05
2019-08-13
5. SPDR GOLD TRUST
2016-10-05
2019-08-13
15. SPDR GOLD TRUST
2016-10-06
2019-08-13
17. SPDR GOLD TRUST
2018-10-10
2019-08-13
12. SPDR GOLD TRUST
2016-10-05
2019-08-16
5. SPDR GOLD TRUST
2016-10-05
2019-09-05
2. SPDR GOLD TRUST
2016-10-05
2019-09-05
47. SPDR GOLD TRUST
2016-10-05
2019-09-05
17. SPDR GOLD TRUST
2018-10-10
2019-09-05
15. SPDR GOLD TRUST
2016-10-06
2019-09-05
12. SPDR GOLD TRUST
2017-10-09
2019-09-05
2. SPDR GOLD TRUST
2016-10-05
2019-09-13
5. SPDR GOLD TRUST
2016-10-05
2019-10-10
96. SPDR GOLD TRUST
1901-01-01
2019-10-10
17. SPDR GOLD TRUST
2018-10-10
2019-11-13
47. SPDR GOLD TRUST
2016-10-05
2019-11-13
15. SPDR GOLD TRUST
2016-10-06
2019-11-13
12. SPDR GOLD TRUST
2017-10-09
2019-11-13
12. SPDR GOLD TRUST
2017-10-09
2019-12-10
17. SPDR GOLD TRUST
2018-10-10
2019-12-10
47. SPDR GOLD TRUST
2016-10-05
2019-12-10
15. SPDR GOLD TRUST
2016-10-06
2019-12-10
109. SPDR PORTFOLIO AGGREGATE BOND ETF
2016-10-05
2019-05-13
46. SPDR PORTFOLIO AGGREGATE BOND ETF
2016-10-05
2019-08-16
34. SPDR PORTFOLIO AGGREGATE BOND ETF
2016-10-05
2019-09-13
61. SPDR PORTFOLIO AGGREGATE BOND ETF
2016-10-05
2019-10-10
1000. SHELL INTERNATIONAL FIN
2013-07-19
2019-05-13
3000. SHELL INTERNATIONAL FIN
2015-04-28
2019-09-23
1000. SHELL INTERNATIONAL FIN
2013-07-19
2019-09-23
3. J M SMUCKER CO
2018-03-07
2019-03-05
4. J M SMUCKER CO
2018-03-06
2019-03-05
1. J M SMUCKER CO
2018-03-07
2019-03-06
2. J M SMUCKER CO
2018-03-07
2019-03-22
1. J M SMUCKER CO
2018-03-07
2019-05-13
1. J M SMUCKER CO
2018-03-08
2019-09-13
1. J M SMUCKER CO
2018-03-13
2019-09-13
1. J M SMUCKER CO
2018-03-07
2019-09-13
2. J M SMUCKER CO
2018-03-14
2019-11-11
6. J M SMUCKER CO
2018-03-13
2019-11-11
2. J M SMUCKER CO
2018-03-23
2019-11-12
3. J M SMUCKER CO
2018-03-23
2019-11-18
3. J M SMUCKER CO
2018-03-26
2019-11-19
3. J M SMUCKER CO
2018-03-23
2019-11-19
1. J M SMUCKER CO
2018-05-17
2019-11-20
5. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-09-05
7. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-09-13
3. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-10-14
4. SONY CORP/AMER SHARES NEW/
2019-06-17
2019-10-15
6. SONY CORP/AMER SHARES NEW/
2019-06-14
2019-10-15
7. SONY CORP/AMER SHARES NEW/
2019-06-19
2019-11-11
6. SONY CORP/AMER SHARES NEW/
2019-06-17
2019-11-11
1. SONY CORP/AMER SHARES NEW/
2019-06-27
2019-11-11
3. SONY CORP/AMER SHARES NEW/
2019-06-26
2019-11-11
2. SONY CORP/AMER SHARES NEW/
2019-06-20
2019-11-11
7. SONY CORP/AMER SHARES NEW/
2019-06-18
2019-11-11
5. SONY CORP/AMER SHARES NEW/
2019-06-27
2019-11-26
15. SUNCOR ENERGY INC
2013-01-17
2019-02-07
16. SUNCOR ENERGY INC
2013-01-17
2019-02-08
13. SUNCOR ENERGY INC
2013-01-17
2019-02-13
9. SUNCOR ENERGY INC
2013-01-17
2019-02-13
6. SUNCOR ENERGY INC
2013-01-17
2019-02-14
12. SUNCOR ENERGY INC
2013-02-20
2019-02-20
14. SUNCOR ENERGY INC
2013-02-20
2019-02-21
6. SUNCOR ENERGY INC
2013-12-09
2019-05-13
7. SUNCOR ENERGY INC
2013-02-20
2019-05-13
14. SUNCOR ENERGY INC
2013-12-09
2019-07-02
13. SUNCOR ENERGY INC
2017-04-25
2019-07-03
3. SUNCOR ENERGY INC
2017-04-24
2019-07-03
6. SUNCOR ENERGY INC
2017-04-26
2019-07-05
10. SUNCOR ENERGY INC
2017-04-25
2019-07-05
7. SUNCOR ENERGY INC
2017-04-26
2019-07-08
12. SUNCOR ENERGY INC
2018-02-05
2019-07-09
2. SUNCOR ENERGY INC
2017-04-26
2019-07-09
1. SUNCOR ENERGY INC
2018-02-06
2019-07-09
12. SUNCOR ENERGY INC
2018-02-06
2019-07-10
1. SUNCOR ENERGY INC
2018-02-06
2019-07-16
13. SUNCOR ENERGY INC
2018-03-05
2019-07-16
12. SUNCOR ENERGY INC
2018-03-05
2019-07-17
6. SUNCOR ENERGY INC
2018-03-05
2019-07-26
6. SUNCOR ENERGY INC
2019-01-08
2019-07-26
11. SUNCOR ENERGY INC
2019-01-08
2019-07-29
5. SUNTRUST BANKS INC
2016-06-24
2019-03-22
8. SUNTRUST BANKS INC
2016-06-24
2019-05-13
14. SUNTRUST BANKS INC
2016-06-24
2019-08-15
5. SUNTRUST BANKS INC
2016-06-24
2019-09-05
4. SUNTRUST BANKS INC
2016-06-24
2019-09-13
5. SUNTRUST BANKS INC
2016-06-24
2019-11-26
8. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-03-22
5. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-05-13
7. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-08-19
12. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-05
6. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-05
7. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-06
2. TAIWAN S MANUFCTRING ADR
2018-09-10
2019-09-13
5. TAIWAN S MANUFCTRING ADR
2018-09-07
2019-09-13
8. TAIWAN S MANUFCTRING ADR
2018-09-10
2019-11-26
.7 TRUIST FINL CORP
2016-06-27
2019-12-17
4. US BANCORP DEL
2013-01-14
2019-03-22
7. US BANCORP DEL
2013-01-14
2019-05-13
4. US BANCORP DEL
2013-01-14
2019-08-19
3. US BANCORP DEL
2013-01-14
2019-09-05
7. US BANCORP DEL
2013-01-14
2019-09-13
7. US BANCORP DEL
2013-01-14
2019-11-26
4. UNILEVER N V-W/I (NET/USD) US9047847093
2019-08-15
2019-09-13
4. UNILEVER N V-W/I (NET/USD) US9047847093
2019-08-15
2019-11-26
1000. U.S. TREASURY BOND
2013-07-19
2019-09-17
1000. U.S. TREASURY BOND 3.125% FEB 15 2042
2013-07-19
2019-05-13
1000. U.S. TREASURY BOND 3.125% FEB 15 2042
2013-07-19
2019-11-26
1000. U.S. TREASURY BOND
2016-09-23
2019-01-08
5000. U.S. TREASURY BOND
2016-09-23
2019-06-25
1000. U.S. TREASURY BOND
2018-03-05
2019-08-19
5000. U.S. TREASURY NOTE
2018-04-27
2019-01-11
3000. U.S. TREASURY NOTE
2018-03-05
2019-04-12
4000. U.S. TREASURY NOTE
2018-04-27
2019-04-12
1000. U.S. TREASURY NOTE
2018-06-08
2019-11-26
1000. U.S. TREASURY NOTE
2019-07-18
2019-09-17
1000. U.S. TREASURY NOTE
2018-09-12
2019-05-13
5000. U.S. TREASURY NOTE
2018-09-12
2019-05-15
3000. U.S. TREASURY NOTE
2018-09-12
2019-07-18
1000. U.S. TREASURY NOTE
2019-04-12
2019-05-13
1000. U.S. TREASURY NOTE
2019-04-12
2019-08-19
1000. U.S. TREASURY NOTE
2019-04-12
2019-09-17
1000. U.S. TREASURY NOTE
2019-02-20
2019-09-17
1000. U.S. TREASURY NOTE
2019-02-20
2019-11-26
3000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
4000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
1000. U.S. TREASURY NOTE
2017-03-09
2019-09-17
1000. U.S. TREASURY NOTE
2013-07-19
2019-08-19
1000. U.S. TREASURY NOTE
2017-10-25
2019-08-19
1000. U.S. TREASURY NOTE
2018-08-23
2019-08-19
2. UNITEDHEALTH GROUP INC
2014-10-27
2019-03-22
2. UNITEDHEALTH GROUP INC
2014-10-27
2019-05-13
2. UNITEDHEALTH GROUP INC
2014-10-27
2019-09-05
3. UNITEDHEALTH GROUP INC
2014-10-27
2019-09-13
2. UNITEDHEALTH GROUP INC
2014-10-27
2019-11-26
17. URBAN OUTFITTERS INC
2017-07-26
2019-03-06
13. URBAN OUTFITTERS INC
2017-07-27
2019-03-07
4. URBAN OUTFITTERS INC
2017-07-26
2019-03-07
10. URBAN OUTFITTERS INC
2017-07-28
2019-03-08
9. URBAN OUTFITTERS INC
2017-07-27
2019-03-08
7. URBAN OUTFITTERS INC
2017-07-28
2019-03-11
9. URBAN OUTFITTERS INC
2017-07-31
2019-03-11
4. URBAN OUTFITTERS INC
2019-01-08
2019-03-11
1. URBAN OUTFITTERS INC
2019-01-08
2019-03-12
4. VERIZON COMMUNICATIONS INC
2019-03-29
2019-05-13
3. VERIZON COMMUNICATIONS INC
2019-03-29
2019-09-05
12. VERIZON COMMUNICATIONS INC
2019-03-29
2019-09-13
4. VERIZON COMMUNICATIONS INC
2019-03-29
2019-11-26
10. VERIZON COMMUNICATIONS INC
2019-03-29
2019-11-26
8. WALMART INC
2017-01-10
2019-01-17
1. WALMART INC
2017-07-26
2019-01-17
4. WALMART INC
2017-07-26
2019-03-22
5. WALMART INC
2017-07-26
2019-05-13
2. WALMART INC
2017-07-26
2019-08-19
2. WALMART INC
2017-07-26
2019-09-05
3. WALMART INC
2017-07-26
2019-09-13
3. WALMART INC
2017-08-04
2019-09-13
6. WALMART INC
2017-08-04
2019-11-26
1000. WALMART INC
2018-08-23
2019-05-13
1000. WALMART INC
2018-08-23
2019-11-26
1000. WELLS FARGO & COMPANY
2016-07-26
2019-11-26
.2 ALCON SA ACT NOM
2019-01-09
2019-04-26
1. ALCON SA ACT NOM
2018-11-16
2019-05-13
1. ALCON SA ACT NOM
2018-11-21
2019-07-09
1. ALCON SA ACT NOM
2018-11-23
2019-07-09
2. ALCON SA ACT NOM
2018-11-19
2019-07-09
2. ALCON SA ACT NOM
2019-01-08
2019-07-10
1. ALCON SA ACT NOM
2018-11-30
2019-07-10
2. ALCON SA ACT NOM
2018-11-26
2019-07-10
4. ALCON SA ACT NOM
2019-04-15
2019-07-11
1. ALCON SA ACT NOM
2019-01-08
2019-07-11
4. ALCON SA ACT NOM
2019-04-15
2019-07-30
6. ALCON SA ACT NOM
2019-04-15
2019-07-31
2. ALCON SA ACT NOM
2019-04-15
2019-08-01
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
364
274
90
b
169
150
19
c
46
41
5
d
254
220
34
e
159
137
22
336
248
88
179
179
383
357
26
156
166
-10
173
166
7
229
192
37
245
192
53
190
164
26
1,129
357
772
1,230
357
873
1,133
338
795
1,230
338
892
338
309
29
412
412
47
51
-4
94
111
-17
44
55
-11
383
499
-116
395
444
-49
1,020
1,002
18
975
996
-21
5,746
5,979
-233
194
109
85
1,166
615
551
1,515
875
640
1,000
547
453
374
219
155
1,818
985
833
423
219
204
213
109
104
871
438
433
1,460
656
804
1,332
547
785
1,121
438
683
1,019
1,010
9
1,072
1,009
63
143
134
9
57
54
3
210
188
22
1,025
996
29
482
351
131
452
351
101
188
160
28
454
383
71
305
255
50
1,000
996
4
470
317
153
872
581
291
302
211
91
75
53
22
679
475
204
175
106
69
263
168
95
329
223
106
821
558
263
579
431
148
82
62
20
742
554
188
168
132
36
505
372
133
84
66
18
220
283
-63
449
530
-81
224
265
-41
237
265
-28
856
794
62
307
265
42
877
914
-37
258
264
-6
435
447
-12
337
345
-8
151
172
-21
221
287
-66
141
172
-31
214
230
-16
484
195
289
427
155
272
107
39
68
430
155
275
431
155
276
206
77
129
115
39
76
115
39
76
119
39
80
224
78
146
120
39
81
1,320
430
890
972
315
657
274
79
195
528
815
-287
528
826
-298
339
285
54
56
45
11
315
285
30
804
713
91
590
617
-27
318
333
-15
278
357
-79
556
569
-13
464
618
-154
371
476
-105
603
675
-72
232
309
-77
184
208
-24
323
363
-40
93
105
-12
467
520
-53
115
78
37
612
474
138
306
233
73
911
711
200
162
119
43
452
357
95
352
277
75
473
326
147
368
278
90
576
399
177
369
351
18
481
468
13
237
234
3
486
468
18
471
468
3
587
252
335
996
412
584
308
137
171
579
274
305
145
69
76
599
274
325
637
320
317
1,002
1,003
-1
4,000
4,000
61
37
24
130
74
56
266
149
117
141
74
67
75
37
38
1,042
1,039
3
284
261
23
230
259
-29
115
130
-15
186
194
-8
191
194
-3
389
388
1
509
517
-8
593
274
319
680
292
388
352
146
206
185
73
112
750
292
458
769
311
458
694
292
402
54
60
-6
344
361
-17
243
241
2
9
9
28
31
-3
210
219
-9
330
346
-16
52
53
-1
183
216
-33
105
125
-20
131
150
-19
614
445
169
344
237
107
145
89
56
99
62
37
148
88
60
395
237
158
712
400
312
10
10
60
46
14
175
137
38
175
137
38
349
274
75
346
274
72
173
137
36
58
46
12
231
183
48
287
228
59
345
274
71
348
343
5
99
86
13
217
173
44
233
173
60
234
173
61
423
302
121
170
130
40
227
205
22
219
245
-26
135
140
-5
135
143
-8
361
393
-32
321
316
5
36
36
69
67
2
415
421
-6
346
351
-5
22
20
2
222
196
26
3
3
472
422
50
236
212
24
118
106
12
277
212
65
311
212
99
779
535
244
629
427
202
635
427
208
153
110
43
153
107
46
200
201
-1
192
201
-9
107
100
7
563
502
61
154
168
-14
610
681
-71
259
282
-23
338
390
-52
48
55
-7
290
339
-49
192
220
-28
48
55
-7
216
230
-14
212
272
-60
24
30
-6
826
953
-127
75
86
-11
826
947
-121
69
85
-16
146
170
-24
66
85
-19
45
44
1
45
44
1
430
399
31
166
177
-11
173
176
-3
43
44
-1
272
264
8
261
264
-3
135
156
-21
258
312
-54
247
312
-65
247
318
-71
247
310
-63
540
658
-118
420
542
-122
339
412
-73
508
658
-150
173
206
-33
405
491
-86
347
421
-74
117
140
-23
981
978
3
301
238
63
301
237
64
1,556
1,218
338
152
120
32
38
30
8
688
541
147
653
511
142
155
120
35
193
149
44
271
205
66
77
59
18
232
176
56
326
234
92
367
288
79
163
128
35
769
609
160
832
644
188
83
64
19
83
64
19
83
64
19
161
129
32
140
129
11
68
65
3
211
194
17
360
323
37
179
175
4
294
362
-68
159
227
-68
65
97
-32
877
1,223
-346
636
1,053
-417
127
205
-78
491
629
-138
502
740
-238
202
260
-58
1,056
1,552
-496
129
194
-65
900
1,358
-458
826
1,261
-435
1,122
1,099
23
66
68
-2
132
136
-4
1,022
999
23
1,046
999
47
87
115
-28
260
339
-79
260
316
-56
44
56
-12
261
346
-85
529
670
-141
355
448
-93
222
279
-57
1,060
1,030
30
1,130
1,028
102
116
117
-1
118
117
1
127
122
5
127
118
9
133
118
15
275
238
37
138
118
20
148
119
29
148
120
28
273
174
99
475
347
128
552
347
205
345
175
170
345
174
171
305
233
72
507
367
140
134
100
34
134
101
33
44
34
10
131
101
30
175
134
41
267
202
65
46
34
12
97
67
30
186
134
52
46
34
12
138
100
38
46
34
12
183
137
46
46
34
12
135
103
32
74
69
5
145
137
8
72
69
3
181
159
22
217
194
23
37
32
5
151
128
23
78
64
14
39
29
10
38
29
9
38
29
9
76
59
17
154
118
36
76
59
17
153
118
35
76
59
17
1,573
1,250
323
2,172
1,750
422
4,186
3,166
1,020
3,620
2,666
954
1,719
1,303
416
2,264
1,737
527
871
651
220
3,948
2,823
1,125
3,474
2,389
1,085
3,158
3,235
-77
1,477
1,450
27
1,120
1,115
5
1,812
1,785
27
2,211
1,900
311
4,181
3,378
803
3,486
2,745
741
881
695
186
867
695
172
1,829
1,391
438
1,169
869
300
4,730
3,220
1,510
2,106
1,454
652
1,893
1,246
647
3,085
1,974
1,111
3,597
2,181
1,416
2,183
1,664
519
2,156
1,664
492
678
512
166
3,718
2,687
1,031
3,682
2,559
1,123
2,343
1,990
353
304
265
39
2,615
2,123
492
3,845
3,052
793
700
303
397
875
347
528
327
130
197
452
173
279
960
347
613
653
217
436
990
996
-6
1,056
1,016
40
146
162
-16
218
217
1
218
215
3
105
81
24
243
183
60
43
47
-4
171
163
8
465
325
140
325
217
108
337
217
120
169
108
61
518
325
193
695
434
261
955
981
-26
103
98
5
107
96
11
696
638
58
104
96
8
470
458
12
407
407
740
276
464
919
315
604
797
276
521
312
118
194
287
118
169
114
39
75
456
158
298
471
158
313
300
430
-130
155
258
-103
88
151
-63
298
538
-240
1,055
502
553
829
351
478
1,237
502
735
828
301
527
419
151
268
1,511
552
959
1,824
602
1,222
180
196
-16
58
66
-8
173
204
-31
108
132
-24
432
531
-99
216
264
-48
107
132
-25
227
263
-36
57
67
-10
52
67
-15
52
65
-13
328
219
109
657
443
214
1,082
665
417
536
371
165
357
222
135
904
619
285
539
340
199
359
247
112
195
113
82
174
113
61
176
113
63
363
227
136
197
113
84
373
351
22
241
231
10
269
231
38
89
77
12
443
387
56
354
309
45
459
392
67
92
77
15
356
335
21
95
98
-3
236
246
-10
158
146
12
53
49
4
158
146
12
422
395
27
305
295
10
51
48
3
102
98
4
248
246
2
306
295
11
255
246
9
507
448
59
113
98
15
3,071
3,085
-14
398
390
8
1,003
993
10
992
975
17
383
288
95
356
288
68
386
288
98
393
288
105
442
287
155
971
990
-19
1,025
990
35
96
42
54
384
166
218
202
83
119
435
166
269
112
42
70
224
83
141
111
42
69
224
84
140
562
209
353
974
779
195
1,178
949
229
295
237
58
566
474
92
141
136
5
145
135
10
405
372
33
653
575
78
915
704
211
2,338
1,830
508
1,464
1,064
400
1,927
1,314
613
346
344
2
216
215
1
163
158
5
214
186
28
267
229
38
999
1,004
-5
2,000
2,008
-8
2
2
1
1
1
1
1
1
1
1
2
2
1
1
1
1
2
2
1
1
1
1
495
481
14
2
2
1
1
1
1
1
1
1
1
1
1
2
2
1
1
613
601
12
2
2
1
1
1
1
1
1
2
2
1
1
1
1
2
2
1
1
1
1
1
1
1,711
1,440
271
2
2
1
1
1
1
1
1
282
240
42
708
600
108
4
4
1
1
2
2
1
1
1
1
1
1
1
1
2
2
1
1
3,107
3,207
-100
1,368
1,353
15
996
1,000
-4
1,808
1,795
13
1,005
1,007
-2
3,000
3,000
1,000
1,000
306
387
-81
408
536
-128
102
129
-27
229
258
-29
126
129
-3
106
128
-22
106
131
-25
106
129
-23
209
265
-56
626
789
-163
210
240
-30
316
360
-44
312
364
-52
313
360
-47
105
111
-6
299
257
42
423
360
63
174
154
20
232
210
22
348
309
39
427
369
58
366
314
52
61
52
9
183
158
25
122
108
14
427
366
61
315
261
54
490
518
-28
515
552
-37
422
449
-27
292
286
6
195
191
4
410
379
31
478
442
36
189
203
-14
220
221
-1
435
473
-38
405
403
2
93
92
1
189
186
3
314
310
4
220
217
3
384
416
-32
64
62
2
32
34
-2
388
404
-16
32
34
-2
410
414
-4
376
382
-6
178
191
-13
178
180
-2
321
330
-9
290
204
86
496
326
170
829
571
258
315
204
111
275
163
112
351
204
147
325
360
-35
205
225
-20
292
315
-23
531
539
-8
265
270
-5
307
315
-8
90
89
1
224
225
-1
429
357
72
39
21
18
194
134
60
357
234
123
211
134
77
161
100
61
392
234
158
419
234
185
241
233
8
234
233
1
1,357
1,142
215
1,062
924
138
1,175
924
251
906
1,029
-123
4,978
5,141
-163
1,197
968
229
5,028
4,911
117
3,029
2,996
33
3,999
3,973
26
1,065
1,000
65
1,088
1,068
20
1,024
995
29
5,123
4,975
148
3,111
2,985
126
1,062
1,049
13
1,132
1,048
84
1,111
1,047
64
1,010
1,003
7
1,011
1,002
9
3,031
3,026
5
4,041
4,009
32
1,030
976
54
1,012
1,012
1,060
994
66
1,008
1,000
8
497
184
313
478
184
294
459
184
275
701
276
425
563
184
379
518
317
201
387
250
137
119
75
44
292
194
98
263
173
90
207
136
71
266
172
94
118
131
-13
30
33
-3
228
236
-8
175
177
-2
720
709
11
238
232
6
595
591
4
771
549
222
96
79
17
394
316
78
497
394
103
228
158
70
232
158
74
353
237
116
353
242
111
714
483
231
1,030
1,012
18
1,052
1,010
42
1,002
1,000
2
11
11
62
53
9
61
54
7
61
54
7
121
107
14
122
106
16
61
55
6
122
108
14
246
221
25
62
53
9
236
221
15
353
331
22
118
110
8
1,452
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
90
b
19
c
5
d
34
e
22
88
26
-10
7
37
53
26
772
873
795
892
29
-4
-17
-11
-116
-49
18
-21
-233
85
551
640
453
155
833
204
104
433
804
785
683
9
63
9
3
22
29
131
101
28
71
50
4
153
291
91
22
204
69
95
106
263
148
20
188
36
133
18
-63
-81
-41
-28
62
42
-37
-6
-12
-8
-21
-66
-31
-16
289
272
68
275
276
129
76
76
80
146
81
890
657
195
-287
-298
54
11
30
91
-27
-15
-79
-13
-154
-105
-72
-77
-24
-40
-12
-53
37
138
73
200
43
95
75
147
90
177
18
13
3
18
3
335
584
171
305
76
325
317
-1
24
56
117
67
38
3
23
-29
-15
-8
-3
1
-8
319
388
206
112
458
458
402
-6
-17
2
9
-3
-9
-16
-1
-33
-20
-19
169
107
56
37
60
158
312
14
38
38
75
72
36
12
48
59
71
5
13
44
60
61
121
40
22
-26
-5
-8
-32
5
2
-6
-5
2
26
3
50
24
12
65
99
244
202
208
43
46
-1
-9
7
61
-14
-71
-23
-52
-7
-49
-28
-7
-14
-60
-6
-127
-11
-121
-16
-24
-19
1
1
31
-11
-3
-1
8
-3
-21
-54
-65
-71
-63
-118
-122
-73
-150
-33
-86
-74
-23
3
63
64
338
32
8
147
142
35
44
66
18
56
92
79
35
160
188
19
19
19
32
11
3
17
37
4
-68
-68
-32
-346
-417
-78
-138
-238
-58
-496
-65
-458
-435
23
-2
-4
23
47
-28
-79
-56
-12
-85
-141
-93
-57
30
102
-1
1
5
9
15
37
20
29
28
99
128
205
170
171
72
140
34
33
10
30
41
65
12
30
52
12
38
12
46
12
32
5
8
3
22
23
5
23
14
10
9
9
17
36
17
35
17
323
422
1,020
954
416
527
220
1,125
1,085
-77
27
5
27
311
803
741
186
172
438
300
1,510
652
647
1,111
1,416
519
492
166
1,031
1,123
353
39
492
793
397
528
197
279
613
436
-6
40
-16
1
3
24
60
-4
8
140
108
120
61
193
261
-26
5
11
58
8
12
464
604
521
194
169
75
298
313
-130
-103
-63
-240
553
478
735
527
268
959
1,222
-16
-8
-31
-24
-99
-48
-25
-36
-10
-15
-13
109
214
417
165
135
285
199
112
82
61
63
136
84
22
10
38
12
56
45
67
15
21
-3
-10
12
4
12
27
10
3
4
2
11
9
59
15
-14
8
10
17
95
68
98
105
155
-19
35
54
218
119
269
70
141
69
140
353
195
229
58
92
5
10
33
78
211
508
400
613
2
1
5
28
38
-5
-8
1
1
14
12
1
1
271
1
42
108
4
1
-100
15
-4
13
-2
-81
-128
-27
-29
-3
-22
-25
-23
-56
-163
-30
-44
-52
-47
-6
42
63
20
22
39
58
52
9
25
14
61
54
-28
-37
-27
6
4
31
36
-14
-1
-38
2
1
3
4
3
-32
2
-2
-16
-2
-4
-6
-13
-2
-9
86
170
258
111
112
147
-35
-20
-23
-8
-5
-8
1
-1
72
18
60
123
77
61
158
185
8
1
215
138
251
-123
-163
229
117
33
26
65
20
29
148
126
13
84
64
7
9
5
32
54
66
8
313
294
275
425
379
201
137
44
98
90
71
94
-13
-3
-8
-2
11
6
4
222
17
78
103
70
74
116
111
231
18
42
2
9
7
7
14
16
6
14
25
9
15
22
8
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
65,334
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
298,096
5,173,840
0.057616
2017
242,376
4,976,554
0.048704
2016
247,615
4,437,762
0.055797
2015
393,413
4,706,687
0.083586
2014
197,366
4,651,856
0.042427
2
Total
of line 1, column (d)
.....................
2
0.28813
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.057626
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5,016,978
5
Multiply line 4 by line 3
......................
5
289,108
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,965
7
Add lines 5 and 6
........................
7
292,073
8
Enter qualifying distributions from Part XII, line 4
,.............
8
267,783
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
5,931
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
5,931
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
5,931
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
7,686
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
2,000
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
9,686
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
3,755
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
3,755
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(888) 866-3275
Located at
114 WEST 47TH STREET NY8-114-07-07
NEW YORK
NY
ZIP+4
100361510
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
INJOA KIM
SECRETARY
1
0
12 SUNSET HARBOR
NEWPORT COAST
,
CA
92657
YOUNG J SHIN
CHAIRMAN
1
0
8 TATTERSALL
LAGUNA NIGUEL
,
CA
92677
DEAN KIM
CEO
1
0
12 SUNSET HARBOR
NEWPORT COAST
,
CA
92651
RANDA KIM
CFO
1
0
12 SUNSET HARBOR
NEWPORT COAST
,
CA
92657
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
4,598,868
b
Average of monthly cash balances
.......................
1b
494,511
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
5,093,379
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
5,093,379
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
76,401
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
5,016,978
6
Minimum investment return.
Enter 5% of line 5
..................
6
250,849
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
250,849
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
5,931
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
5,931
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
244,918
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
244,918
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
244,918
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
267,783
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
267,783
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
267,783
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
244,918
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
34,783
f
Total
of lines 3a through e
........
34,783
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
267,783
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
244,918
e
Remaining amount distributed out of corpus
22,865
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
57,648
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
57,648
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
34,783
e
Excess from 2019
....
22,865
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
INJOA KIM
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
BROOKLYN MUSEUM
200 EASTERN PARKWAY
BROOKLYN
,
NY
11238
N/A
PC
UNRESTRICTED GENERAL
5,000
METROPOLITIAN OPERA
30 LINCOLN CENTER PLAZA
NEW YORK
,
NY
10023
N/A
PC
UNRESTRICTED GENERAL
20,000
CARNEGIE HALL CORP
881 7TH AVENENUE
NEW YORK
,
NY
10019
N/A
PC
UNRESTRICTED GENERAL
3,000
KASEC-KOREAN AMERICAN SPECIAL EDUCATION
CTR
13353 ALONDRA BLVD
SANTA FE SPRINGS
,
CA
90670
N/A
PC
UNRESTRICTED GENERAL
10,000
THE CAMBRIDGE SCHOOL
12855 BLACK MOUNTAIN ROAD
SAN DIEGO
,
CA
92129
N/A
PC
UNRESTRICTED GENERAL
10,000
SEGERSTROM CENTER FOR THE ARTS
600 TOWN CENTER DRIVE
COSTA MESA
,
CA
92626
N/A
PC
UNRESTRICTED GENERAL
10,000
ORANGE COUNTY FIRE AUTHORITY
1 FIRE AUTHORITY ROAD
IRVINE
,
CA
92602
N/A
PC
UNRESTRICTED GENERAL
10,000
SECOND HARVEST FOOD BANK OF ORANGE CNTY
8014 MARINE WAY
IRVINE
,
CA
92618
N/A
PC
UNRESTRICTED GENERAL
10,000
CASA OF ORANGE COUNTY
1505 E 17TH STREET
SANTA ANA
,
CA
92705
N/A
PC
UNRESTRICTED GENERAL
10,000
ORANGE COUNTY POLICE CANINE ASSOCIATION
PO BOX 10182
SANTA ANA
,
CA
92711
N/A
PC
UNRESTRICTED GENERAL
1,500
HOME ON THE GREEN PASTURES
705 W LA VETA AVENUE
ORANGE COUNTY
,
CA
92868
N/A
PC
UNRESTRICTED GENERAL
12,000
IPA FUTURE FUND
PO BOX 17732
IRVINE
,
CA
92623
N/A
PC
UNRESTRICTED GENERAL
1,000
THE DREAM ORCHESTRA
3435 WILSHIRE BLVD
LOS ANGELES
,
CA
90010
N/A
PC
UNRESTRICTED GENERAL
42,000
REDWOOD COAST GYMNASTICS BOOSTER
1489 HOOVER STREET
EUREKA
,
CA
95501
N/A
PC
UNRESTRICTED GENERAL
1,000
FBA ACADEMY
2361 CAMPUT DR STE 128
IRVINE
,
CA
92612
N/A
PC
UNRESTRICTED GENERAL
10,100
BIOLA UNIVERSITY
13800 BIOLA AVENUE
LA MIRADA
,
CA
90639
N/A
PC
UNRESTRICTED GENERAL
20,000
LOS ANGELES COUNTY MUSEUM OF ART
5905 WILSHIRE BLVD
LOS ANGELES
,
CA
90036
N/A
PC
UNRESTRICTED GENERAL
10,000
HOAG HOSPITAL FOUNDATION
330 PLACENTIA AVENUE
NEWPORT BEACH
,
CA
92663
N/A
PC
UNRESTRICTED GENERAL
10,000
IRVINE BAPTIST CHURCH
5101 WALNUT AVE
IRVINE
,
CA
92604
N/A
PC
UNRESTRICTED GENERAL
10,000
ST MARGARET OF SCOTLAND EPISCOPAL
SCHOOL
31641 LA NOVIA AVENUE
SAN JUAN CAPO
,
CA
92675
N/A
PC
UNRESTRICTED GENERAL
25,000
CHILDREN TODAY
2951 LONG BEACH BLVD
LONG BEACH
,
CA
90806
N/A
PC
UNRESTRICTED GENERAL
7,000
CHP 11-99 FOUNDATION
2244 N STATE COLLEGE BLVD
FULLERTON
,
CA
92831
N/A
PC
UNRESTRICTED GENERAL
10,000
Total
.................................
3a
247,600
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
239,738
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
65,334
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
305,072
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
305,072
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description