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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
01-01-2019
, and ending
12-31-2019
Name of foundation
GILBERT & THYRA PLASS CHARITABLE TRUST
WELLS FARGO BANK TRUSTEE
Number and street (or P.O. box number if mail is not delivered to street address)
6325 S RAINBOW BLVD 3RD FL
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS
,
NV
89118
A Employer identification number
20-3705169
B
Telephone number (see instructions)
(704) 590-2828
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,646,065
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
65,472
65,472
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
58,629
b
Gross sales price for all assets on line 6a
1,284,126
7
Capital gain net income (from Part IV, line 2)
...
58,629
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
124,101
124,101
13
Compensation of officers, directors, trustees, etc.
34,043
25,532
8,511
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
b
Accounting fees (attach schedule)
.......
3,870
0
3,870
c
Other professional fees (attach schedule)
....
2,556
0
2,556
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
1,782
1,782
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
19
19
0
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
42,270
27,333
14,937
25
Contributions, gifts, grants paid
.......
110,000
110,000
26
Total expenses and disbursements.
Add lines 24 and 25
152,270
27,333
124,937
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-28,169
b
Net investment income
(if negative, enter -0-)
96,768
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
125,349
74,893
74,893
3
Accounts receivable
2,630
Less: allowance for doubtful accounts
29,108
2,630
2,630
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
325,673
457,958
755,338
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,827,537
1,741,362
1,813,204
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,307,667
2,276,843
2,646,065
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
2,307,667
2,276,843
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
0
0
29
Total net assets or fund balances
(see instructions)
.....
2,307,667
2,276,843
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,307,667
2,276,843
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,307,667
2
Enter amount from Part I, line 27a
.....................
2
-28,169
3
Other increases not included in line 2 (itemize)
3
409
4
Add lines 1, 2, and 3
..........................
4
2,279,907
5
Decreases not included in line 2 (itemize)
5
3,064
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,276,843
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
AQR MANAGED FUTURES
P
2018-10-09
2019-08-19
b
AQR MANAGED FUTURES
P
2019-02-27
2019-08-19
c
AT&T
P
2019-09-27
2019-10-23
d
AT&T
P
2018-04-13
2019-04-05
e
INV BALANCE RISK COMM
P
2018-10-09
2019-08-19
INV BALANCE RISK COMM
P
2019-05-15
2019-08-19
ALPHABET
P
2019-08-20
2019-10-23
ALPHABET
P
2019-09-27
2019-10-23
ALPHABET
P
2019-02-26
2019-04-05
APPLE
P
2019-08-20
2019-10-23
APPLE
P
2018-11-19
2019-04-05
APPLE
P
2019-02-26
2019-04-05
BERKSHIRE HATHAWAY
P
2019-02-26
2019-04-22
BERKSHIRE HATHAWAY
P
2019-02-26
2019-04-05
BLACKROCK INC
P
2019-02-26
2019-10-23
BLACKROCK INC
P
2019-09-27
2019-10-23
BLACKROCK INC
P
2018-08-08
2019-04-05
BLACKROCK GL L/S CREDIT
P
2019-02-27
2019-08-19
BOEING
P
2019-02-14
2019-10-23
BOEING
P
2019-02-26
2019-04-05
BROADCOM
P
2019-07-03
2019-10-23
CME GROUP
P
2018-11-19
2019-04-05
CME GROUP
P
2018-10-02
2019-07-30
CME GROUP
P
2019-02-26
2019-07-30
CVS/CAREMARK CORP
P
2019-09-10
2019-10-23
CVS/CAREMARK CORP
P
2018-11-19
2019-04-05
CELANESE CORP
P
2018-11-19
2019-04-05
CELANESE CORP
P
2019-02-26
2019-04-05
CELANESE CORP
P
2019-09-10
2019-08-20
CISCO SYSTEMS
P
2019-08-20
2019-10-23
CISCO SYSTEMS
P
2019-09-27
2019-10-23
CISCO SYSTEMS
P
2018-11-19
2019-04-05
CISCO SYSTEMS
P
2019-02-26
2019-04-05
CITIGROUP
P
2019-02-26
2019-04-05
COGNIZANT TECH SOLUTIONS
P
2018-12-28
2019-10-23
COGNIZANT TECH SOLUTIONS
P
2019-05-22
2019-10-23
COGNIZANT TECH SOLUTIONS
P
2019-02-26
2019-04-05
DIAGEO PLC
P
2019-08-20
2019-10-23
DIAGEO PLC
P
2018-12-28
2019-04-05
DIAGEO PLC
P
2019-02-26
2019-04-05
WALT DISNEY
P
2019-08-20
2019-10-23
WALT DISNEY
P
2018-11-19
2019-04-05
EOG RESOURCES
P
2018-04-13
2019-04-05
ELECTRONIC ARTS
P
2019-02-14
2019-04-05
FIDELITY NEW MRKTS INC Z
P
2019-03-29
2019-05-14
JP MORGAN MIDCAP VALUE
P
2019-08-20
2019-10-21
GILEAD SCIENCES
P
2018-11-19
2019-04-05
HOME DEPOT
P
2019-02-26
2019-04-05
ISHARES CORE MSCI EMERGING
P
2018-10-05
2019-02-26
ISHARES CORE MSCI EMERGING
P
2018-10-05
2019-09-27
ISHARES CORE MSCI EMERGING
P
2019-05-14
2019-09-27
JP MORGAN CHASE & CO
P
2018-12-06
2019-10-23
JP MORGAN CHASE & CO
P
2018-12-06
2019-10-23
JP MORGAN CHASE & CO
P
2018-11-19
2019-04-05
JOHN HANCOCK II CURR STR
P
2019-10-25
2019-12-09
JOHN HANCOCK II CURR STR
P
2019-05-15
2019-12-09
JP MORGAN HIGH YIELD FUND
P
2019-04-10
2019-10-11
JP MORGAN HIGH YIELD FUND
P
2019-08-20
2019-10-11
LAM RESEARCH CORP
P
2018-07-24
2019-04-05
LAS VEGAS SANDS
P
2019-02-26
2019-10-23
LAS VEGAS SANDS
P
2019-09-10
2019-10-23
LAS VEGAS SANDS
P
2018-07-27
2019-04-05
ELI LILLY & CO
P
2019-08-20
2019-10-23
ELI LILLY & CO
P
2019-09-27
2019-10-23
ELI LILLY & CO
P
2019-02-26
2019-04-05
ELI LILLY & CO
P
2018-11-19
2019-05-22
MANULIFE FINANCIAL CORP
P
2019-02-26
2019-04-05
MERCK & CO
P
2018-11-19
2019-04-05
MICROSOFT
P
2019-08-20
2019-10-23
MICROSOFT
P
2018-12-28
2019-04-05
MICROSOFT
P
2019-02-26
2019-04-05
MONDELEZ INTERNATIONAL
P
2019-08-20
2019-10-23
MONDELEZ INTERNATIONAL
P
2019-02-26
2019-04-05
ASG GLOBAL ALTERNATIVES
P
2019-02-27
2019-08-19
NEUBERGER BERMAN LONG SH
P
2019-02-27
2019-05-14
NEUBERGER BERMAN LONG SH
P
2019-02-27
2019-08-19
NIKE
P
2019-08-20
2019-10-23
NIKE
P
2019-02-26
2019-04-05
PNC FINANCIAL SERVICES GROUP
P
2019-08-20
2019-10-23
PNC FINANCIAL SERVICES GROUP
P
2019-09-27
2019-10-23
PNC FINANCIAL SERVICES GROUP
P
2018-11-19
2019-04-05
ROCHE HOLDINGS
P
2019-02-26
2019-04-05
ROCHE HOLDINGS
P
2018-11-19
2019-06-11
T ROWE PRICE OVERSEAS STOCK
P
2019-02-27
2019-10-21
T ROWE PRICE OVERSEAS STOCK
P
2019-03-13
2019-10-21
T ROWE PRICE INST FLOAT RATE
P
2018-10-09
2019-04-05
T ROWE PRICE REAL ESTATE
P
2019-02-27
2019-05-14
T ROWE PRICE REAL ESTATE
P
2019-02-27
2019-08-19
SPDR DJ WILSHIRE INTERNATIONAL REAL
P
2019-08-19
2019-10-21
SPIRIT AEROSYSTEMS
P
2018-11-19
2019-05-22
SUNCOR ENERGY
P
2018-11-19
2019-10-23
SUNCOR ENERGY
P
2019-02-14
2019-10-23
SUNCOR ENERGY
P
2018-11-19
2019-04-05
SUNCOR ENERGY
P
2019-02-26
2019-04-05
SUNCOR ENERGY
P
2018-11-19
2019-05-22
TCW EMRG MKTS INCM
P
2018-07-18
2019-02-26
TCW EMRG MKTS INCM
P
2018-07-18
2019-05-14
TJX COS
P
2018-11-19
2019-04-05
TARGET
P
2019-02-26
2019-04-05
TEMPLETON FOREIGN FUND
P
2018-10-09
2019-03-13
THERMO FISHER SCIENTIFIC
P
2019-08-20
2019-10-23
THERMO FISHER SCIENTIFIC
P
2018-11-19
2019-04-05
TOTAL FINA S.A.
P
2018-11-19
2019-10-23
TOTAL FINA S.A.
P
2018-12-28
2019-10-23
TOTAL FINA S.A.
P
2018-11-19
2019-04-05
TOTAL FINA S.A.
P
2019-02-26
2019-04-05
UNION PACIFIC
P
2018-11-19
2019-04-22
UNION PACIFIC
P
2018-11-19
2019-04-22
UNION PACIFIC
P
2019-02-26
2019-04-05
UNITED PARCEL SERVICE
P
2019-08-20
2019-10-23
UNITED PARCEL SERVICE
P
2018-11-19
2019-04-05
UNITED PARCEL SERVICE
P
2019-02-26
2019-04-05
UNITEDHEALTH GROUP
P
2019-08-20
2019-10-23
UNITEDHEALTH GROUP
P
2018-11-19
2019-04-05
UNITEDHEALTH GROUP
P
2018-11-19
2019-05-22
VANGUARD MIDCAP VIPER
P
2019-10-21
2019-12-09
WF EMERGING MARKETS
P
2018-10-09
2019-02-26
WF EMERGING MARKETS
P
2018-10-09
2019-09-27
WF EMERGING MARKETS
P
2019-05-15
2019-09-27
WF EMERGING MARKETS
P
2019-08-20
2019-09-27
ZOETIS
P
2018-11-19
2019-04-05
ZOETIS
P
2019-02-26
2019-04-05
EATON CORP
P
2019-08-20
2019-10-23
EATON CORP
P
2019-09-27
2019-10-23
EATON CORP
P
2018-11-19
2019-04-05
UBS GROUP
P
2018-11-19
2019-10-23
UBS GROUP
P
2019-02-26
2019-10-23
UBS GROUP
P
2019-04-22
2019-10-23
UBS GROUP
P
2019-08-20
2019-10-23
UBS GROUP
P
2018-04-13
2019-04-05
TE CONNECTIVITY
P
2019-08-20
2019-10-23
FLEXTRONICS INTL
P
2019-02-26
2019-10-22
FLEXTRONICS INTL
P
2018-04-13
2019-04-05
FLEXTRONICS INTL
P
2018-07-12
2019-04-05
AQR MANAGED FUTURES
P
2014-10-30
2019-05-14
AQR MANAGED FUTURES
P
2017-01-26
2019-08-19
AQR MANAGED FUTURES
P
2014-10-30
2019-08-19
AQR MANAGED FUTURES
P
2017-10-30
2019-08-19
AQR MANAGED FUTURES
P
2016-11-01
2019-08-19
AQR MANAGED FUTURES
P
2018-02-14
2019-08-19
AQR MANAGED FUTURES
P
2017-04-27
2019-08-19
AQR MANAGED FUTURES
P
2016-04-28
2019-08-19
AQR MANAGED FUTURES
P
2016-08-24
2019-08-19
APPLE
P
2014-07-11
2019-07-03
ARTISAN MIDCAP FUND
P
2014-06-12
2019-02-26
ARTISAN MIDCAP FUND
P
2014-06-12
2019-05-14
ARTISAN MIDCAP FUND
P
2014-06-12
2019-08-19
BERKSHIRE HATHAWAY
P
2011-08-12
2019-04-22
BLACKROCK GL L/S CREDIT
P
2016-08-24
2019-05-14
BLACKROCK GL L/S CREDIT
P
2016-01-26
2019-08-19
BLACKROCK GL L/S CREDIT
P
2016-04-28
2019-08-19
BLACKROCK GL L/S CREDIT
P
2016-08-24
2019-08-19
CME GROUP
P
2012-06-07
2019-07-30
CVS/CAREMARK CORP
P
2018-02-09
2019-10-23
CVS/CAREMARK CORP
P
2017-08-05
2019-10-23
CVS/CAREMARK CORP
P
2014-10-29
2019-04-05
CVS/CAREMARK CORP
P
2017-08-09
2019-04-05
CISCO SYSTEMS
P
2012-05-21
2019-07-03
CISCO SYSTEMS
P
2011-07-11
2019-07-03
COGNIZANT TECH SOLUTIONS
P
2016-03-17
2019-04-05
COMCAST CORP
P
2011-03-09
2019-02-14
WALT DISNEY
P
2018-04-13
2019-06-11
DODGE & COX INCOME FD
P
2017-01-26
2019-02-26
DODGE & COX INCOME FD
P
2008-06-24
2019-02-26
DODGE & COX INCOME FD
P
2015-07-29
2019-02-26
EOG RESOURCES
P
2018-04-13
2019-10-23
EATON VANCE GLOBAL MACRO
P
2017-10-30
2019-02-26
EATON VANCE GLOBAL MACRO
P
2017-10-30
2019-08-19
FIDELITY NEW MRKTS INC Z
P
2017-01-26
2019-05-14
FIDELITY NEW MRKTS INC Z
P
2015-01-28
2019-05-14
FIDELITY NEW MRKTS INC Z
P
2014-10-30
2019-05-14
FIDELITY NEW MRKTS INC Z
P
2017-10-30
2019-05-14
FIDELITY NEW MRKTS INC Z
P
2015-11-20
2019-05-14
FIDELITY NEW MRKTS INC Z
P
2018-02-14
2019-05-14
FIDELITY NEW MRKTS INC Z
P
2014-06-12
2019-05-14
FIDELITY NEW MRKTS INC Z
P
2016-08-24
2019-05-14
FIDELITY NEW MRKTS
P
2014-06-12
2019-02-26
JP MORGAN MIDCAP VALUE
P
2014-06-12
2019-02-26
JP MORGAN MIDCAP VALUE
P
2014-06-12
2019-05-14
GILEAD SCIENCES
P
2017-03-24
2019-04-05
ISHARES CORE MSCI EMERGING
P
2018-10-05
2019-10-21
JOHN HANCOCK II CURR STR
P
2017-10-30
2019-12-09
JOHN HANCOCK II CURR STR
P
2018-10-09
2019-12-09
JOHN HANCOCK II CURR STR
P
2018-02-14
2019-12-09
JOHN HANCOCK II CURR STR
P
2017-10-30
2019-02-26
JOHN HANCOCK II CURR STR
P
2017-10-30
2019-08-19
JP MORGAN HIGH YIELD FUND
P
2018-10-09
2019-10-11
JP MORGAN HIGH YIELD FUND
P
2018-02-14
2019-10-11
JP MORGAN HIGH YIELD FUND
P
2016-03-15
2019-10-01
JP MORGAN HIGH YIELD FUND
P
2017-10-30
2019-02-26
JP MORGAN HIGH YIELD FUND
P
2018-02-14
2019-02-26
JP MORGAN HIGH YIELD FUND
P
2017-04-27
2019-02-26
LAM RESEARCH CORP
P
2018-07-24
2019-10-23
LAM RESEARCH CORP
P
2018-07-24
2019-12-26
LAS VEGAS SANDS
P
2014-09-10
2019-10-23
ELI LILLY & CO
P
2016-10-03
2019-05-22
ELI LILLY & CO
P
2016-10-03
2019-07-19
MERCK & CO
P
2016-04-22
2019-07-19
MICROSOFT
P
2015-08-31
2019-07-03
ASG GLOBAL ALTERNATIVES
P
2014-02-18
2019-05-14
ASG GLOBAL ALTERNATIVES
P
2014-10-30
2019-08-19
ASG GLOBAL ALTERNATIVES
P
2014-02-18
2019-08-19
ASG GLOBAL ALTERNATIVES
P
2017-04-27
2019-08-19
ASG GLOBAL ALTERNATIVES
P
2016-04-28
2019-08-19
ASG GLOBAL ALTERNATIVES
P
2017-05-26
2019-08-19
ASG GLOBAL ALTERNATIVES
P
2016-08-24
2019-08-19
NEUBERGER BERMAN LONG SH
P
2015-01-28
2019-08-19
NEUBERGER BERMAN LONG SH
P
2016-04-28
2019-08-19
NEUBERGER BERMAN LONG SH
P
2014-07-10
2019-08-19
NIKE
P
2018-02-09
2019-04-05
NIKE
P
2018-02-09
2019-09-10
PNC FINANCIAL SERVICES GROUP
P
2015-05-27
2019-09-10
PNC FINANCIAL SERVICES GROUP
P
2015-08-31
2019-09-10
ROCHE HOLDINGS
P
2015-02-27
2019-05-22
ROCHE HOLDINGS
P
2015-10-23
2019-06-11
ROCHE HOLDINGS
P
2016-06-01
2019-06-11
ROCHE HOLDINGS
P
2016-08-24
2019-06-11
T ROWE PRICE OVERSEAS STOCK
P
2018-10-09
2019-10-21
T ROWE PRICE OVERSEAS STOCK
P
2018-02-14
2019-10-21
T ROWE PRICE INST FLOAT RATE
P
2017-04-27
2019-02-26
T ROWE PRICE INST FLOAT RATE
P
2017-10-30
2019-04-05
T ROWE PRICE INST FLOAT RATE
P
2017-04-27
2019-04-05
T ROWE PRICE INST FLOAT RATE
P
2016-04-28
2019-04-05
T ROWE PRICE INST FLOAT RATE
P
2016-08-24
2019-04-05
T ROWE PRICE REAL ESTATE
P
2016-01-26
2019-10-12
T ROWE PRICE REAL ESTATE
P
2016-01-26
2019-08-19
SPDR DJ WILSHIRE INTERNATIONAL REAL
P
2017-01-20
2019-10-21
SPIRIT AEROSYSTEMS
P
2016-10-03
2019-05-22
TCW EMRG MKTS INCM
P
2018-07-18
2019-08-19
TEMPLETON FOREIGN FUND
P
2016-01-26
2019-03-13
TEMPLETON FOREIGN FUND
P
2015-01-28
2019-03-13
TEMPLETON FOREIGN FUND
P
2014-10-30
2019-03-13
TEMPLETON FOREIGN FUND
P
2015-10-08
2019-03-13
TEMPLETON FOREIGN FUND
P
2018-02-14
2019-03-13
TEMPLETON FOREIGN FUND
P
2014-07-10
2019-03-13
THERMO FISHER SCIENTIFIC
P
2011-04-13
2019-05-22
THERMO FISHER SCIENTIFIC
P
2011-04-13
2019-07-19
UNION PACIFIC
P
2010-06-18
2019-07-19
UNION PACIFIC
P
2010-06-18
2019-07-03
WF EMERGING MARKETS
P
2015-07-29
2019-10-21
WF EMERGING MARKETS
P
2017-01-26
2019-09-27
WF EMERGING MARKETS
P
2015-07-29
2019-09-27
WF SPECIAL SM CAP VAL
P
2018-02-14
2019-10-21
WF SPECIAL SM CAP VAL
P
2018-02-14
2019-02-26
WFA SMALL COMPANY GROWTH
P
2018-02-14
2019-02-26
ZOETIS
P
2017-04-25
2019-05-22
ZOETIS
P
2017-04-25
2019-07-19
UBS GROUP
P
2018-02-09
2019-10-23
UBS GROUP
P
2018-04-13
2019-10-23
UBS GROUP
P
2018-04-30
2019-10-23
TE CONNECTIVITY
P
2017-06-12
2019-04-05
FLEXTRONICS INTL
P
2018-07-12
2019-10-23
CVS/CAREMARK CORP
P
2017-08-09
2019-04-05
CVS/CAREMARK CORP
P
2017-08-05
2019-05-22
CAPITAL GAINS DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,755
1,747
8
b
3,261
2,926
335
c
1,130
1,119
11
d
1,934
2,110
-176
e
46,325
51,389
-5,064
2,021
2,096
-75
2,511
2,383
128
3,767
3,653
114
6,044
5,572
472
4,848
4,251
597
1,968
1,859
109
1,968
1,746
222
1,048
1,010
38
1,025
1,010
15
456
442
14
1,825
1,775
50
2,225
2,445
-220
1,765
1,716
49
1,687
2,056
-369
1,960
2,143
-183
1,398
1,398
0
1,699
1,955
-256
1,974
1,735
239
1,974
1,782
192
1,506
1,469
37
1,080
1,566
-486
527
509
18
2,110
2,068
42
3,695
3,345
350
936
968
-32
1,170
1,220
-50
1,656
1,370
286
1,104
1,027
77
1,640
1,607
33
1,499
1,517
-18
300
310
-10
1,482
1,441
41
1,609
1,676
-67
812
707
105
1,624
1,575
49
1,312
1,354
-42
1,723
1,724
-1
983
1,109
-126
991
1,055
-64
402
408
-6
1,657
1,572
85
338
339
-1
1,014
936
78
2,083
1,973
110
491
493
-2
1,915
1,933
-18
623
595
28
2,494
2,378
116
2,107
2,106
1
2,374
2,361
13
2,091
2,056
35
23,116
23,244
-128
703
702
1
1,948
1,735
213
1,180
1,204
-24
767
767
0
2,955
3,200
-245
535
560
-25
1,605
1,684
-79
1,264
1,248
16
588
578
10
1,231
1,200
31
1,217
1,144
73
4,086
4,117
-31
1,197
1,015
182
2,993
2,817
176
1,052
1,085
-33
1,732
1,661
71
358
348
10
1,531
1,471
60
1,579
1,479
100
1,390
1,214
176
1,702
1,718
-16
729
636
93
1,458
1,400
58
1,918
2,024
-106
1,366
1,396
-30
3,582
3,258
324
3,254
3,105
149
2,374
2,257
117
757
768
-11
172
168
4
198
190
8
368
346
22
420
410
10
1,374
1,471
-97
305
327
-22
662
654
8
1,490
1,543
-53
640
654
-14
5,130
5,061
69
24,238
24,028
210
1,081
977
104
1,211
1,088
123
806
847
-41
1,483
1,389
94
1,380
1,160
220
789
789
0
1,842
1,849
-7
1,132
1,139
-7
1,132
1,142
-10
3,384
3,369
15
1,792
1,509
283
2,529
2,565
-36
1,149
1,163
-14
571
556
15
1,142
1,115
27
3,730
3,631
99
1,241
1,326
-85
1,249
1,326
-77
2,622
2,533
89
8,685
7,991
694
5,636
5,182
454
272
264
8
3,434
3,367
67
509
449
60
1,018
938
80
844
787
57
1,266
1,243
23
832
728
104
4,706
5,530
-824
872
948
-76
349
399
-50
2,034
1,835
199
1,127
1,127
0
3,268
3,167
101
664
698
-34
272
424
-152
1,360
1,836
-476
2,232
2,722
-490
4,748
4,925
-177
16,378
18,618
-2,240
2,534
2,501
33
448
478
-30
614
615
-1
3,472
3,442
30
2,745
3,018
-273
43,774
49,042
-5,268
3,053
1,427
1,626
5,957
7,722
-1,765
4,830
6,017
-1,187
3,636
4,212
-576
7,337
2,502
4,835
308
309
-1
56,381
54,524
1,857
4,201
4,088
113
13,459
13,351
108
1,974
536
1,438
1,310
1,310
0
458
458
0
378
595
-217
374
555
-181
1,562
467
1,095
1,506
416
1,090
741
588
153
5,973
2,035
3,938
2,710
2,013
697
21,851
21,980
-129
82,027
75,000
7,027
52,255
52,487
-232
2,876
3,656
-780
2,566
2,822
-256
2,044
2,159
-115
4,596
4,882
-286
2,209
2,245
-36
792
863
-71
1,823
2,012
-189
20,273
20,512
-239
4,048
4,262
-214
19,499
21,653
-2,154
19,274
21,014
-1,740
6,766
7,424
-658
19,133
18,920
213
992
966
26
675
674
1
2,228
2,170
58
42,514
45,524
-3,010
4,319
4,329
-10
794
822
-28
3,538
3,727
-189
907
968
-61
1,768
1,773
-5
445
451
-6
49,521
47,389
2,132
426
445
-19
802
818
-16
297
309
-12
2,317
1,735
582
2,944
1,735
1,209
708
708
0
588
403
185
1,076
807
269
1,631
1,135
496
4,111
1,306
2,805
404
418
-14
419
421
-2
33,365
34,151
-786
450
426
24
5,996
5,274
722
6,417
6,103
314
3,196
2,831
365
177
156
21
1,069
934
135
47,984
42,836
5,148
426
323
103
1,736
1,293
443
1,376
960
416
2,751
1,828
923
2,330
2,385
-55
2,559
2,542
17
341
332
9
2,729
2,499
230
1,030
1,033
-3
568
603
-35
541
553
-12
813
830
-17
257
262
-5
14,553
14,657
-104
6,132
6,225
-93
121
106
15
6
6
0
614
546
68
420
226
194
1,355
1,307
48
7,121
5,653
1,468
27,115
26,050
1,065
11,152
12,044
-892
2,274
2,166
108
1,810
1,983
-173
8,920
10,546
-1,626
2,723
551
2,172
2,914
551
2,363
1,753
380
1,373
1,713
380
1,333
494
377
117
50,145
42,018
8,127
44,470
35,257
9,213
445
455
-10
31,065
32,718
-1,653
30,322
29,697
625
1,544
827
717
2,863
1,378
1,485
697
1,112
-415
174
263
-89
1,046
1,645
-599
1,719
1,561
158
715
1,028
-313
162
238
-76
427
624
-197
17,989
17,989
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
8
b
335
c
11
d
-176
e
-5,064
-75
128
114
472
597
109
222
38
15
14
50
-220
49
-369
-183
0
-256
239
192
37
-486
18
42
350
-32
-50
286
77
33
-18
-10
41
-67
105
49
-42
-1
-126
-64
-6
85
-1
78
110
-2
-18
28
116
1
13
35
-128
1
213
-24
0
-245
-25
-79
16
10
31
73
-31
182
176
-33
71
10
60
100
176
-16
93
58
-106
-30
324
149
117
-11
4
8
22
10
-97
-22
8
-53
-14
69
210
104
123
-41
94
220
0
-7
-7
-10
15
283
-36
-14
15
27
99
-85
-77
89
694
454
8
67
60
80
57
23
104
-824
-76
-50
199
0
101
-34
-152
-476
-490
-177
-2,240
33
-30
-1
30
-273
-5,268
1,626
-1,765
-1,187
-576
4,835
-1
1,857
113
108
1,438
0
0
-217
-181
1,095
1,090
153
3,938
697
-129
7,027
-232
-780
-256
-115
-286
-36
-71
-189
-239
-214
-2,154
-1,740
-658
213
26
1
58
-3,010
-10
-28
-189
-61
-5
-6
2,132
-19
-16
-12
582
1,209
0
185
269
496
2,805
-14
-2
-786
24
722
314
365
21
135
5,148
103
443
416
923
-55
17
9
230
-3
-35
-12
-17
-5
-104
-93
15
0
68
194
48
1,468
1,065
-892
108
-173
-1,626
2,172
2,363
1,373
1,333
117
8,127
9,213
-10
-1,653
625
717
1,485
-415
-89
-599
158
-313
-76
-197
17,989
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
58,629
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
49,820
2,503,036
0.019904
2017
104,582
2,480,512
0.042161
2016
103,876
2,337,086
0.044447
2015
124,059
2,507,427
0.049477
2014
114,551
2,626,596
0.043612
2
Total
of line 1, column (d)
.....................
2
0.199601
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.039920
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,529,889
5
Multiply line 4 by line 3
......................
5
100,993
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
968
7
Add lines 5 and 6
........................
7
101,961
8
Enter qualifying distributions from Part XII, line 4
,.............
8
124,937
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
968
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
968
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
968
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
2,400
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
2,400
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
1,432
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
1,000
Refunded
11
432
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
TX
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
WELLS FARGO BANK NA
Telephone no.
(704) 590-2828
Located at
100 N MAIN STREET 6TH FLOOR
WINSTONSALEM
NC
ZIP+4
27101
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
WELLS FARGO BANK NA
TRUSTEE
1.00
34,043
0
0
100 N MAIN STREET 6TH FLOOR
WINSTONSALEM
,
NC
27101
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,382,097
b
Average of monthly cash balances
.......................
1b
186,318
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,568,415
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,568,415
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
38,526
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,529,889
6
Minimum investment return.
Enter 5% of line 5
..................
6
126,494
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
126,494
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
968
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
968
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
125,526
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
125,526
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
125,526
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
124,937
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
124,937
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
968
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
123,969
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
125,526
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
101,910
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
b
From 2015
......
c
From 2016
......
d
From 2017
......
e
From 2018
......
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
124,937
a
Applied to 2018, but not more than line 2a
101,910
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
23,027
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
102,499
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
b
Excess from 2016
....
c
Excess from 2017
....
d
Excess from 2018
....
e
Excess from 2019
....
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
WELLS FARGO BANK NA
100 N MAIN STREET 6TH FLOOR
WINSTONSALEM
,
NC
27101
(704) 590-2828
b
The form in which applications should be submitted and information and materials they should include:
ORGANIZATIONS ARE TO SUBMIT REQUESTS ON BANK TRUST DEPARTMENT'S GRANT APPLICATION AVAILABLE AT HTTPS://WWW.WELLSFARGO.COM/PRIVATEFOUNDATIONGRANTS/PLASS.
c
Any submission deadlines:
JULY 31 OF EACH YEAR
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
RESTRICTED TO CHARITABLE ORGANIZATIONS IN THE BRAZOS COUNTY, TX AREA
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
BRAZOS VALLEY FOOD BANK
380 INDUSTRIAL BLVD
BRYAN
,
TX
77801
N/A
CHARITY
FOR CHARITABLE PURPOSES
20,000
BRAZOS VALLEY HOSPICE
2729A EAST 29TH ST
BRYAN
,
TX
77802
N/A
CHARITY
FOR CHARITABLE PURPOSES
10,000
HEALTH FOR ALL
3030 E 29TH ST 111
BRYAN
,
TX
77802
N/A
CHARITY
FOR CHARITABLE PURPOSES
15,000
ST ANDREWS EPISCOPAL CHURCH
217 W 26TH STREET
BRYAN
,
TX
77806
N/A
CHARITY
FOR CHARITABLE PURPOSES
25,000
TWIN CITY MISSION
PO BOX 3490
BRYAN
,
TX
77805
N/A
CHARITY
FOR CHARITABLE PURPOSES
8,000
BRAZOS MATERNAL AND CHILD HEALTH CLINIC
3370 TEXAS AVE G
BRYAN
,
TX
77802
N/A
CHARITY
FOR CHARITABLE PURPOSES
3,000
BRAZOS VALLEY MUSEUM OF NATURAL HISTORY
3232 BRIARCREST DR
BRYAN
,
TX
77802
N/A
CHARITY
FOR CHARITABLE PURPOSES
5,000
BRAZOS VALLEY REHABILIATION CENTER
1318 MEMORIAL DR
BRYAN
,
TX
77802
N/A
CHARITY
FOR CHARITABLE PURPOSES
2,000
BRAZOS VALLEY SYMPHONY SOCIETY
750 WILLIAM D FITCH PKWY STE 430
COLLEGE STATION
,
TX
77845
N/A
CHARITY
FOR CHARITABLE PURPOSES
8,000
BRYANCOLLEGE STATION PUBLIC LIBRARY
201 E 26TH ST
BRYAN
,
TX
77803
N/A
CHARITY
FOR CHARITABLE PURPOSES
2,000
CHILDREN'S MUSEUM OF THE BRAZOS VALLEY
4001 E 29TH ST 80
BRYAN
,
TX
77802
N/A
CHARITY
FOR CHARITABLE PURPOSES
5,000
BRYAN COLLEGE STATION HABITAT FOR HUMANITY
119 LAKE ST
BRYAN
,
TX
77801
N/A
CHARITY
FOR CHARITABLE PURPOSES
3,000
SCOTTY'S HOUSE
2424 KENT ST
BRYAN
,
TX
77802
N/A
CHARITY
FOR CHARITABLE PURPOSES
4,000
Total
.................................
3a
110,000
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
65,472
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
58,629
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
124,101
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
124,101
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description