-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
08-01-2019
, and ending
07-31-2020
Name of foundation
HUGH AND ANNY K GODSEY SCHOLARSHIP FUND
Number and street (or P.O. box number if mail is not delivered to street address)
114 W 47TH ST NY8-114-07-07
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK
,
NY
100361510
A Employer identification number
22-3790896
B
Telephone number (see instructions)
(609) 274-6834
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,619,002
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
52,829
52,829
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
182,356
b
Gross sales price for all assets on line 6a
1,167,324
7
Capital gain net income (from Part IV, line 2)
...
182,356
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
235,185
235,185
13
Compensation of officers, directors, trustees, etc.
59,547
14,114
45,433
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
8,496
0
0
8,496
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
3,385
805
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
95
95
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
71,523
15,014
0
53,929
25
Contributions, gifts, grants paid
.......
73,440
73,440
26
Total expenses and disbursements.
Add lines 24 and 25
144,963
15,014
0
127,369
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
90,222
b
Net investment income
(if negative, enter -0-)
220,171
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
-1,321
369
369
2
Savings and temporary cash investments
.........
3,782
105,240
105,240
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,252,012
1,428,522
1,922,820
c
Investments—corporate bonds (attach schedule)
.......
659,560
488,145
559,640
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
43,491
30,977
30,933
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,957,524
2,053,253
2,619,002
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,957,524
2,053,253
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
1,957,524
2,053,253
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,957,524
2,053,253
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,957,524
2
Enter amount from Part I, line 27a
.....................
2
90,222
3
Other increases not included in line 2 (itemize)
3
5,576
4
Add lines 1, 2, and 3
..........................
4
2,053,322
5
Decreases not included in line 2 (itemize)
5
69
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,053,253
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
10. ALCON SA ACT NOM
2019-04-15
2019-08-01
b
22. EMERSON ELECTRIC CO
2018-10-16
2019-08-02
c
27. EMERSON ELECTRIC CO
2018-10-17
2019-08-02
d
22. EMERSON ELECTRIC CO
2018-10-16
2019-08-05
e
54. EMERSON ELECTRIC CO
2018-10-11
2019-08-05
7. EMERSON ELECTRIC CO
2018-10-17
2019-08-05
30. IAA INC REG SHS WHEN
2018-06-19
2019-08-12
9. IAA INC REG SHS WHEN
2018-05-17
2019-08-12
37. IAA INC REG SHS WHEN
2018-06-19
2019-08-13
11. IAA INC REG SHS WHEN
2018-05-17
2019-08-13
48. EMERSON ELECTRIC CO
2018-10-11
2019-08-15
30. EMERSON ELECTRIC CO
2018-10-31
2019-08-15
34. IAA INC REG SHS WHEN
2018-05-17
2019-08-15
49. SUNTRUST BANKS INC
2017-09-11
2019-08-15
23. SUNTRUST BANKS INC
2016-06-24
2019-08-15
29. EMERSON ELECTRIC CO
2018-10-31
2019-08-16
22. EMERSON ELECTRIC CO
2018-11-02
2019-08-16
31. EMERSON ELECTRIC CO
2018-11-01
2019-08-16
36. IAA INC REG SHS WHEN
2018-05-17
2019-08-16
11. EMERSON ELECTRIC CO
2018-11-02
2019-08-19
24. IAA INC REG SHS WHEN
2018-05-17
2019-08-19
32. DOLLAR GENERAL CORP
2019-04-05
2019-09-03
3. NOVO NORDISK A/S ADR
2017-10-09
2019-09-05
15. NOVO NORDISK A/S ADR
2018-01-17
2019-09-05
69. TAIWAN SEMICONDUCTOR ADR
2018-09-11
2019-09-05
8. NOVO NORDISK A/S ADR
2017-10-09
2019-09-06
31. NOVO NORDISK A/S ADR
2018-01-17
2019-09-06
44. TAIWAN SEMICONDUCTOR ADR
2018-09-11
2019-09-06
7. IAA INC REG SHS WHEN
2018-05-17
2019-09-09
6. IAA INC REG SHS WHEN
2018-04-02
2019-09-09
8. NOVO NORDISK A/S ADR
2017-10-09
2019-09-09
35. NOVO NORDISK A/S ADR
2018-01-17
2019-09-09
14. IAA INC REG SHS WHEN
2018-05-17
2019-09-10
12. IAA INC REG SHS WHEN
2018-04-02
2019-09-10
27. NOVARTIS AG SPNSRD ADR
2018-11-30
2019-09-10
4. NOVARTIS AG SPNSRD ADR
2018-11-21
2019-09-10
15. IAA INC REG SHS WHEN
2018-05-17
2019-09-11
13. IAA INC REG SHS WHEN
2018-04-02
2019-09-11
18. NOVARTIS AG SPNSRD ADR
2018-11-30
2019-09-11
2. NOVARTIS AG SPNSRD ADR
2018-11-21
2019-09-11
13. IAA INC REG SHS WHEN
2018-05-17
2019-09-12
11. IAA INC REG SHS WHEN
2018-04-02
2019-09-12
44. NOVO NORDISK A/S ADR
2017-10-09
2019-09-17
6. NOVO NORDISK A/S ADR
2017-10-26
2019-09-17
45. CDW CORP/DE
2015-11-10
2019-09-18
70. CDW CORP/DE
2015-11-10
2019-09-18
38. NOVO NORDISK A/S ADR
2017-09-27
2019-09-19
3000. USD ROYAL BK CANADA
2018-10-11
2019-09-23
2000. USD ROYAL BK CANADA
2017-09-01
2019-09-23
9000. USD ROYAL BK CANADA
2016-05-23
2019-09-23
23000. SHELL INTERNATIONAL FIN
2009-10-07
2019-09-23
17. IAA INC REG SHS WHEN
2018-04-02
2019-10-11
50. COMCAST CORP
2017-12-01
2019-10-14
62. COMCAST CORP
2018-05-17
2019-10-14
36. IAA INC REG SHS WHEN
2018-04-02
2019-10-14
15. SONY CORP ADR AMERN SH NEW
2019-07-26
2019-10-14
26. IAA INC REG SHS WHEN
2018-04-02
2019-10-15
26. IAA INC REG SHS WHEN
2019-01-17
2019-10-15
37. SONY CORP ADR AMERN SH NEW
2019-07-26
2019-10-15
6. IAA INC REG SHS WHEN
2019-01-18
2019-10-16
1. IAA INC REG SHS WHEN
2019-01-17
2019-10-16
23. IAA INC REG SHS WHEN
2019-01-18
2019-10-18
22. IAA INC REG SHS WHEN
2019-01-22
2019-10-21
17. BIOGEN IDEC INC
2017-01-17
2019-10-22
13. IAA INC REG SHS WHEN
2019-01-22
2019-10-23
11. IAA INC REG SHS WHEN
2019-02-28
2019-10-23
11. IAA INC REG SHS WHEN
2019-02-28
2019-10-24
11. IAA INC REG SHS WHEN
2019-03-01
2019-10-24
15. IAA INC REG SHS WHEN
2019-03-01
2019-10-25
22. IAA INC REG SHS WHEN
2019-03-01
2019-10-28
9. IAA INC REG SHS WHEN
2019-03-04
2019-10-28
2. APPLE INC
2015-03-04
2019-10-29
32. APPLE INC
2016-04-13
2019-10-29
174. DISH NETWORK CORPATION
2018-08-22
2019-11-07
15. JM SMUCKER CO/THE
2018-03-07
2019-11-11
32. JM SMUCKER CO/THE
2018-03-13
2019-11-11
29. SONY CORP ADR AMERN SH NEW
2019-06-18
2019-11-11
58. SONY CORP ADR AMERN SH NEW
2019-06-17
2019-11-11
67. SONY CORP ADR AMERN SH NEW
2019-06-14
2019-11-11
2. JM SMUCKER CO/THE
2018-03-13
2019-11-12
16. JM SMUCKER CO/THE
2018-03-23
2019-11-12
20. JM SMUCKER CO/THE
2018-03-23
2019-11-18
29. JM SMUCKER CO/THE
2018-05-17
2019-11-19
10. JM SMUCKER CO/THE
2018-05-17
2019-11-20
33. DISH NETWORK CORP RIGHTS
2019-11-22
2019-12-02
. DISH NETWORK CORP RIGHTS
2019-12-03
2019-12-03
34. DOLLAR GENERAL CORP
2018-11-30
2019-12-03
23. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-10
47. BAXTER INTERNATIONAL INC
2017-04-12
2019-12-10
10. PACKAGING CORP OF AMERICA
2018-06-19
2019-12-10
4. PACKAGING CORP OF AMERICA
2013-04-01
2019-12-10
15. BAXTER INTERNATIONAL INC
2017-05-05
2019-12-11
30. BAXTER INTERNATIONAL INC
2017-04-12
2019-12-11
6. PACKAGING CORP OF AMERICA
2013-04-01
2019-12-11
14. PACKAGING CORP OF AMERICA
2018-06-19
2019-12-11
17. PACKAGING CORP OF AMERICA
2018-06-19
2019-12-12
7. PACKAGING CORP OF AMERICA
2013-04-01
2019-12-12
25. APPLE INC
2010-06-24
2019-12-16
.46 TRUIST FINL CORP
2013-01-28
2019-12-17
13000. U.S. TREASURY NOTE
2019-09-25
2019-12-18
31000. U.S. TREASURY NOTE
2019-02-20
2019-12-18
62. BAXTER INTERNATIONAL INC
2017-04-12
2019-12-20
53. BAXTER INTERNATIONAL INC
2017-04-12
2019-12-23
1. BAXTER INTERNATIONAL INC
2017-04-12
2019-12-24
28. APPLE INC
2016-04-13
2020-01-07
22. HUMANA INC
2015-09-16
2020-01-09
13. UNITEDHEALTH GROUP INC
2019-01-02
2020-01-09
10. UNITEDHEALTH GROUP INC
2015-03-04
2020-01-09
22. HUMANA INC
2015-09-16
2020-01-10
12. UNITEDHEALTH GROUP INC
2019-01-02
2020-01-10
9. UNITEDHEALTH GROUP INC
2015-03-04
2020-01-10
16. KAR AUCTION SERVICES INC
2019-09-18
2020-01-15
16. KAR AUCTION SERVICES INC
2019-09-19
2020-01-15
2. KAR AUCTION SERVICES INC
2019-09-20
2020-01-15
8. KAR AUCTION SERVICES INC
2019-10-22
2020-01-15
6. KAR AUCTION SERVICES INC
2019-10-24
2020-01-15
26. KAR AUCTION SERVICES INC
2019-09-18
2020-01-16
26. KAR AUCTION SERVICES INC
2019-09-19
2020-01-16
4. KAR AUCTION SERVICES INC
2019-09-20
2020-01-16
14. KAR AUCTION SERVICES INC
2019-10-22
2020-01-16
10. KAR AUCTION SERVICES INC
2019-10-24
2020-01-16
26. KAR AUCTION SERVICES INC
2019-09-18
2020-01-17
27. KAR AUCTION SERVICES INC
2019-09-19
2020-01-17
5. KAR AUCTION SERVICES INC
2019-09-20
2020-01-17
15. KAR AUCTION SERVICES INC
2019-10-22
2020-01-17
11. KAR AUCTION SERVICES INC
2019-10-24
2020-01-17
45. LOWES COMPANIES INC COM
2013-06-21
2020-01-22
7. KAR AUCTION SERVICES INC
2019-07-09
2020-01-23
11. KAR AUCTION SERVICES INC
2019-07-10
2020-01-23
3. KAR AUCTION SERVICES INC
2019-10-22
2020-01-23
8. KAR AUCTION SERVICES INC
2019-10-23
2020-01-23
23. KAR AUCTION SERVICES INC
2019-07-09
2020-01-24
31. KAR AUCTION SERVICES INC
2019-07-10
2020-01-24
9. KAR AUCTION SERVICES INC
2019-10-22
2020-01-24
23. KAR AUCTION SERVICES INC
2019-10-23
2020-01-24
8. APPLE INC
2010-06-24
2020-01-27
. DUPONT DE NEMOURS INC
2019-06-04
2020-01-27
46. DUPONT DE NEMOURS INC
2019-05-15
2020-01-27
1. DUPONT DE NEMOURS INC
2019-05-15
2020-01-27
24. DUPONT DE NEMOURS INC
2017-01-17
2020-01-27
22. DUPONT DE NEMOURS INC
2019-01-17
2020-01-27
21. DUPONT DE NEMOURS INC
2013-10-25
2020-01-27
1. DUPONT DE NEMOURS INC
2017-01-27
2020-01-27
22. KAR AUCTION SERVICES INC
2019-07-09
2020-01-27
30. KAR AUCTION SERVICES INC
2019-07-10
2020-01-27
9. KAR AUCTION SERVICES INC
2019-10-22
2020-01-27
23. KAR AUCTION SERVICES INC
2019-10-23
2020-01-27
7. KAR AUCTION SERVICES INC
2019-07-09
2020-01-28
9. KAR AUCTION SERVICES INC
2019-07-10
2020-01-28
2. KAR AUCTION SERVICES INC
2019-10-22
2020-01-28
7. KAR AUCTION SERVICES INC
2019-10-23
2020-01-28
35. E*TRADE FINANCIAL CORP
2017-09-29
2020-01-29
97. REGIONS FINANCIAL CORP
2017-01-17
2020-01-29
49. E*TRADE FINANCIAL CORP
2017-09-29
2020-01-30
130. REGIONS FINANCIAL CORP
2017-01-17
2020-01-30
38. E*TRADE FINANCIAL CORP
2017-10-09
2020-01-31
7. E*TRADE FINANCIAL CORP
2017-09-29
2020-01-31
49. KAR AUCTION SERVICES INC
2018-04-02
2020-01-31
120. REGIONS FINANCIAL CORP
2017-01-17
2020-01-31
10. CDW CORP/DE
2016-03-01
2020-02-03
29. CDW CORP/DE
2015-11-10
2020-02-03
89. KAR AUCTION SERVICES INC
2018-04-02
2020-02-03
40. KAR AUCTION SERVICES INC
2018-05-17
2020-02-03
1. DISH NETWORK CORPATION
2018-10-11
2020-02-04
4. DISH NETWORK CORPATION
2018-10-19
2020-02-04
15. DISH NETWORK CORPATION
2018-08-22
2020-02-04
16. DISH NETWORK CORPATION
2018-10-22
2020-02-04
14. KAR AUCTION SERVICES INC
2018-05-17
2020-02-04
152. REGIONS FINANCIAL CORP
2017-01-17
2020-02-04
69. REGIONS FINANCIAL CORP
2017-12-19
2020-02-04
25. WAL MART STORES INC
2018-08-03
2020-02-04
1. WAL MART STORES INC
2017-08-04
2020-02-04
41. WAL MART STORES INC
2018-02-28
2020-02-04
5. DISH NETWORK CORPATION
2018-10-11
2020-02-05
17. DISH NETWORK CORPATION
2018-10-19
2020-02-05
53. DISH NETWORK CORPATION
2018-08-22
2020-02-05
55. DISH NETWORK CORPATION
2018-10-22
2020-02-05
124. REGIONS FINANCIAL CORP
2017-01-17
2020-02-05
56. REGIONS FINANCIAL CORP
2017-12-19
2020-02-05
15000. U.S. TREASURY NOTE
2019-07-18
2020-02-05
6. DISH NETWORK CORPATION
2018-10-11
2020-02-06
7. DISH NETWORK CORPATION
2018-10-19
2020-02-06
23. DISH NETWORK CORPATION
2018-08-22
2020-02-06
24. DISH NETWORK CORPATION
2018-10-22
2020-02-06
33. NOVARTIS AG SPNSRD ADR
2018-11-21
2020-02-06
26. NOVARTIS AG SPNSRD ADR
2018-11-26
2020-02-06
16. UNITEDHEALTH GROUP INC
2015-03-04
2020-02-06
37. WAL MART STORES INC
2017-08-04
2020-02-06
3. WAL MART STORES INC
2017-07-31
2020-02-06
109. KAR AUCTION SERVICES INC
2018-05-17
2020-02-07
33. KAR AUCTION SERVICES INC
2018-06-19
2020-02-07
161. REGIONS FINANCIAL CORP
2017-01-17
2020-02-07
24. DISH NETWORK CORPATION
2018-10-11
2020-02-10
27. KAR AUCTION SERVICES INC
2019-01-17
2020-02-10
24. KAR AUCTION SERVICES INC
2019-01-18
2020-02-10
34. KAR AUCTION SERVICES INC
2018-06-19
2020-02-10
129. REGIONS FINANCIAL CORP
2017-01-17
2020-02-10
78. DISH NETWORK CORPATION
2018-10-11
2020-02-11
53. DISH NETWORK CORPATION
2018-12-19
2020-02-11
70. DISH NETWORK CORPATION
2018-12-20
2020-02-11
5. KAR AUCTION SERVICES INC
2019-01-18
2020-02-11
35. KAR AUCTION SERVICES INC
2019-01-22
2020-02-11
11. KAR AUCTION SERVICES INC
2019-02-28
2020-02-11
92. DISH NETWORK CORPATION
2019-01-17
2020-02-12
51. DISH NETWORK CORPATION
2019-01-18
2020-02-12
25. DISH NETWORK CORPATION
2018-12-20
2020-02-12
48. KAR AUCTION SERVICES INC
2019-03-01
2020-02-12
3. KAR AUCTION SERVICES INC
2019-03-04
2020-02-12
11. KAR AUCTION SERVICES INC
2019-02-28
2020-02-12
6. KAR AUCTION SERVICES INC
2019-03-04
2020-02-13
24. KAR AUCTION SERVICES INC
2019-07-09
2020-02-13
3. KAR AUCTION SERVICES INC
2019-07-11
2020-02-13
7. PACKAGING CORP OF AMERICA
2013-04-01
2020-02-13
628. BLACKROCK STRATEGIC
2014-05-14
2020-02-19
63. REGIONS FINANCIAL CORP
2017-01-17
2020-02-19
1. ALPHABET INC SHS CL C
2018-11-30
2020-02-20
4000. AMERICAN EXPRESS CO
2019-02-20
2020-02-20
4000. APPLE INC
2017-02-08
2020-02-20
4000. BB&T CORPORATION
2017-10-25
2020-02-20
1000. BANK OF NY MELLON CORP
2016-09-28
2020-02-20
1000. CITIGROUP INC
2012-09-19
2020-02-20
4000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-02-20
3000. GLAXOSMITHKLINE CAPITAL
2018-06-07
2020-02-20
2000. HOME DEPOT INC
2019-01-11
2020-02-20
6. J P MORGAN CHASE & CO
2015-09-16
2020-02-20
3000. JPMORGAN CHASE & CO
2014-09-29
2020-02-20
9. MICROSOFT CORP COM
2018-01-04
2020-02-20
16. NOVARTIS AG SPNSRD ADR
2018-11-16
2020-02-20
47. NOVARTIS AG SPNSRD ADR
2018-11-19
2020-02-20
7. NOVARTIS AG SPNSRD ADR
2018-11-23
2020-02-20
21. NOVARTIS AG SPNSRD ADR
2018-11-26
2020-02-20
3000. ORACLE CORP
2016-10-28
2020-02-20
42. PACKAGING CORP OF AMERICA
2013-04-01
2020-02-20
35. PACKAGING CORP OF AMERICA
2019-01-02
2020-02-20
6. PACKAGING CORP OF AMERICA
2019-01-03
2020-02-20
233. REGIONS FINANCIAL CORP
2017-01-17
2020-02-20
2000. U.S. TREASURY BOND
2016-04-13
2020-02-20
5000. U.S. TREASURY BOND 3.125% FEB 15 2042
2014-12-17
2020-02-20
2000. U.S. TREASURY BOND
2018-03-01
2020-02-20
3000. U.S. TREASURY BOND
2019-06-25
2020-02-20
1000. U.S. TREASURY NOTE
2018-06-08
2020-02-20
6000. U.S. TREASURY NOTE
2019-04-12
2020-02-20
1000. U.S. TREASURY NOTE
2017-03-09
2020-02-20
1000. U.S. TREASURY NOTE
2017-08-23
2020-02-20
3000. U.S. TREASURY NOTE
2015-03-05
2020-02-20
4000. U.S. TREASURY NOTE
2017-09-20
2020-02-20
2000. U.S. TREASURY NOTE
2018-08-23
2020-02-20
4000. U.S. TREASURY NOTE
2019-12-18
2020-02-20
2000. U.S. TREASURY NOTE
2019-12-18
2020-02-20
2000. U.S. TREASURY NOTE
2020-02-05
2020-02-20
3000. WALMART INC
2018-08-23
2020-02-20
1000. WELLS FARGO & COMPANY
2016-07-26
2020-02-20
33. PACKAGING CORP OF AMERICA
2013-04-01
2020-02-24
35. NOVARTIS AG SPNSRD ADR
2019-01-08
2020-02-25
18. NOVARTIS AG SPNSRD ADR
2019-01-09
2020-02-25
18. NOVARTIS AG SPNSRD ADR
2018-11-16
2020-02-25
39. PACKAGING CORP OF AMERICA
2013-04-01
2020-02-25
15000. U.S. TREASURY NOTE
2019-12-18
2020-02-25
4. PACKAGING CORP OF AMERICA
2013-04-01
2020-02-26
29. CDW CORP/DE
2016-03-01
2020-02-27
39. J P MORGAN CHASE & CO
2015-09-16
2020-02-28
43. CDW CORP/DE
2016-03-01
2020-03-02
18. CDW CORP/DE
2016-03-01
2020-03-03
11. J P MORGAN CHASE & CO
2015-09-16
2020-03-03
37. J P MORGAN CHASE & CO
2013-01-28
2020-03-03
69. US BANCORP DEL
2015-05-29
2020-03-03
8. MICROSOFT CORP COM
2018-01-04
2020-03-06
4. MICROSOFT CORP COM
2017-06-21
2020-03-06
150. DELTA AIR LINES INC
2016-03-01
2020-03-09
56. DELTA AIR LINES INC
2017-01-17
2020-03-09
100. DELTA AIR LINES INC
2016-05-19
2020-03-09
32. J P MORGAN CHASE & CO
2013-01-28
2020-03-09
64. MARATHON OIL CORP
2018-10-11
2020-03-09
249. MARATHON OIL CORP
2019-01-16
2020-03-09
402. MARATHON OIL CORP
2019-03-19
2020-03-09
71. MARATHON OIL CORP
2019-03-20
2020-03-09
53. MARATHON OIL CORP
2020-02-20
2020-03-09
325. MARATHON OIL CORP
2018-06-29
2020-03-09
85. TRUIST FINL CORP
2013-01-28
2020-03-09
143. DR HORTON INC
2016-10-18
2020-03-10
30. DR HORTON INC
2017-02-21
2020-03-10
189. DELTA AIR LINES INC
2017-01-17
2020-03-10
33. MARATHON OIL CORP
2020-02-20
2020-03-10
7. HUMANA INC
2015-09-16
2020-03-12
64. DR HORTON INC
2017-04-04
2020-03-13
142. DR HORTON INC
2018-05-17
2020-03-13
48. DR HORTON INC
2020-02-20
2020-03-13
1. DR HORTON INC
2017-04-04
2020-03-16
1. DR HORTON INC
2018-05-17
2020-03-16
1. DR HORTON INC
2020-02-20
2020-03-16
30. HUMANA INC
2016-10-18
2020-03-16
7. HUMANA INC
2019-07-23
2020-03-16
30. HUMANA INC
2016-10-18
2020-03-17
7. HUMANA INC
2019-07-23
2020-03-17
15. O'REILLY AUTOMOTIVE INC
2019-01-02
2020-03-18
5. O'REILLY AUTOMOTIVE INC
2018-10-25
2020-03-18
37. VERIZON COMMUNICATIONS INC
2019-03-29
2020-03-26
1. ALPHABET INC SHS CL C
2018-11-30
2020-04-01
2. ALPHABET INC SHS CL A
2016-03-01
2020-04-01
26. MICROSOFT CORP COM
2017-06-21
2020-04-01
4000. AMERICAN EXPRESS CO
2019-02-20
2020-04-07
4000. APPLE INC
2017-02-08
2020-04-07
4000. BB&T CORPORATION
2017-10-25
2020-04-07
3000. BANK OF NY MELLON CORP
2016-09-28
2020-04-07
593. BLACKROCK STRATEGIC
2014-05-14
2020-04-07
4000. FEDERAL NATL MTG ASSOC
2017-06-13
2020-04-07
5000. GLAXOSMITHKLINE CAPITAL
2018-06-07
2020-04-07
5000. HOME DEPOT INC
2019-01-11
2020-04-07
5000. JPMORGAN CHASE & CO
2014-09-29
2020-04-07
5000. ORACLE CORP
2016-10-28
2020-04-07
4000. U.S. TREASURY BOND
2016-04-13
2020-04-07
7000. U.S. TREASURY BOND 3.125% FEB 15 2042
2014-12-17
2020-04-07
3000. U.S. TREASURY BOND
2018-03-01
2020-04-07
5000. U.S. TREASURY BOND
2019-06-25
2020-04-07
3000. U.S. TREASURY NOTE
2018-06-08
2020-04-07
10000. U.S. TREASURY NOTE
2019-04-12
2020-04-07
6000. U.S. TREASURY NOTE
2017-08-23
2020-04-07
4000. U.S. TREASURY NOTE
2015-03-05
2020-04-07
4000. U.S. TREASURY NOTE
2017-09-20
2020-04-07
1000. U.S. TREASURY NOTE
2017-10-25
2020-04-07
3000. U.S. TREASURY NOTE
2018-08-23
2020-04-07
5000. U.S. TREASURY NOTE
2019-12-18
2020-04-07
3000. U.S. TREASURY NOTE
2020-02-05
2020-04-07
5000. WALMART INC
2018-08-23
2020-04-07
3000. WELLS FARGO & COMPANY
2016-07-26
2020-04-07
50. ALLY FINANCIAL INC
2018-02-08
2020-04-08
46. ALTRIA GROUP INC
2015-09-16
2020-04-08
1. BOOKING HLDGS INC
2020-03-24
2020-04-08
2000. CITIGROUP INC
2012-09-19
2020-04-08
11. LABORATORY CORP AMER HLDGS
2015-03-04
2020-04-08
11. LOWES COMPANIES INC COM
2015-03-04
2020-04-08
12. LOWES COMPANIES INC COM
2013-06-21
2020-04-08
9. ROSS STORES INC
2020-03-24
2020-04-08
31. SANOFI-SYNTHELABO
2020-02-20
2020-04-08
3. DOLLAR GENERAL CORP
2019-04-05
2020-04-13
27. DOLLAR GENERAL CORP
2019-01-08
2020-04-13
3. DOLLAR GENERAL CORP
2019-01-09
2020-04-13
8. SONY CORP ADR AMERN SH NEW
2019-06-18
2020-04-13
21. SONY CORP ADR AMERN SH NEW
2019-06-19
2020-04-13
9. SONY CORP ADR AMERN SH NEW
2019-06-20
2020-04-13
24. SONY CORP ADR AMERN SH NEW
2019-07-25
2020-04-13
1. SONY CORP ADR AMERN SH NEW
2019-07-26
2020-04-13
25. WAL MART STORES INC
2017-09-05
2020-04-13
22. WAL MART STORES INC
2017-07-31
2020-04-13
9. SONY CORP ADR AMERN SH NEW
2019-06-19
2020-04-14
3. SONY CORP ADR AMERN SH NEW
2019-06-20
2020-04-14
7. SONY CORP ADR AMERN SH NEW
2019-07-25
2020-04-14
24. AES CORP/VA
2018-10-02
2020-04-16
124. AES CORP/VA
2019-05-13
2020-04-16
84. AES CORP/VA
2019-05-14
2020-04-16
53. LOWES COMPANIES INC COM
2015-03-04
2020-04-16
38. MICROSOFT CORP COM
2017-06-21
2020-04-16
3. MICROSOFT CORP COM
2016-01-22
2020-04-16
8. SONY CORP ADR AMERN SH NEW
2019-06-19
2020-04-16
1. SONY CORP ADR AMERN SH NEW
2019-06-20
2020-04-16
5. SONY CORP ADR AMERN SH NEW
2019-06-26
2020-04-16
92. VERIZON COMMUNICATIONS INC
2019-03-29
2020-04-16
14. AES CORP/VA
2018-10-02
2020-04-17
75. AES CORP/VA
2019-05-13
2020-04-17
51. AES CORP/VA
2019-05-14
2020-04-17
15. SONY CORP ADR AMERN SH NEW
2019-06-26
2020-04-17
37. SONY CORP ADR AMERN SH NEW
2019-06-27
2020-04-17
11. DOLLAR GENERAL CORP
2019-01-08
2020-04-24
7. DOLLAR GENERAL CORP
2018-11-26
2020-04-24
5. DOLLAR GENERAL CORP
2018-11-30
2020-04-24
27. MICROSOFT CORP COM
2016-01-22
2020-04-24
30. WAL MART STORES INC
2017-09-05
2020-04-24
18. LABORATORY CORP AMER HLDGS
2018-05-17
2020-04-28
10. LABORATORY CORP AMER HLDGS
2020-02-20
2020-04-28
28. MICROSOFT CORP COM
2016-01-22
2020-04-28
9. NOVO NORDISK A/S ADR
2019-01-09
2020-04-28
37. NOVO NORDISK A/S ADR
2017-10-26
2020-04-28
15. SONY CORP ADR AMERN SH NEW
2019-07-01
2020-04-28
16. SONY CORP ADR AMERN SH NEW
2020-04-08
2020-04-28
6000. U.S. TREASURY NOTE
2018-10-11
2020-04-28
8000. U.S. TREASURY NOTE
2018-08-23
2020-04-28
8. NOVO NORDISK A/S ADR
2019-01-09
2020-04-29
30. NOVO NORDISK A/S ADR
2017-10-26
2020-04-29
21. SONY CORP ADR AMERN SH NEW
2019-07-01
2020-04-29
22. SONY CORP ADR AMERN SH NEW
2020-04-08
2020-04-29
13000. U.S. TREASURY NOTE
2020-02-05
2020-04-29
19. MOLSON COORS BREWING CO
2019-02-04
2020-05-13
12. MOLSON COORS BREWING CO
2019-02-05
2020-05-13
21. MOLSON COORS BREWING CO
2019-02-07
2020-05-13
38. MOLSON COORS BREWING CO
2019-02-08
2020-05-13
24. MOLSON COORS BREWING CO
2019-02-20
2020-05-13
71. VERIZON COMMUNICATIONS INC
2019-05-20
2020-05-13
15. VERIZON COMMUNICATIONS INC
2019-03-29
2020-05-13
2. MOLSON COORS BREWING CO
2019-02-04
2020-05-14
1. MOLSON COORS BREWING CO
2019-02-05
2020-05-14
2. MOLSON COORS BREWING CO
2019-02-07
2020-05-14
4. MOLSON COORS BREWING CO
2019-02-08
2020-05-14
3. MOLSON COORS BREWING CO
2019-02-20
2020-05-14
8000. U.S. TREASURY NOTE
2015-03-05
2020-05-15
3000. U.S. TREASURY NOTE
2018-10-11
2020-05-15
5000. U.S. TREASURY NOTE
2017-08-23
2020-05-15
101. DR HORTON INC
2017-04-04
2020-05-20
2. MOLSON COORS BREWING CO
2019-02-20
2020-05-20
24. MOLSON COORS BREWING CO
2019-02-21
2020-05-20
74. MOLSON COORS BREWING CO
2019-03-05
2020-05-21
10. MOLSON COORS BREWING CO
2019-02-21
2020-05-21
5. MOLSON COORS BREWING CO
2019-10-22
2020-05-21
22. MOLSON COORS BREWING CO
2020-04-08
2020-05-22
17. MOLSON COORS BREWING CO
2020-02-20
2020-05-22
36. MOLSON COORS BREWING CO
2019-10-22
2020-05-22
28. MOLSON COORS BREWING CO
2019-10-23
2020-05-22
42. NOVO NORDISK A/S ADR
2019-01-09
2020-05-29
34. NOVO NORDISK A/S ADR
2019-01-10
2020-05-29
53. SONY CORP ADR AMERN SH NEW
2019-07-01
2020-06-03
17. SONY CORP ADR AMERN SH NEW
2019-07-01
2020-06-03
26. SONY CORP ADR AMERN SH NEW
2019-07-02
2020-06-03
29. SONY CORP ADR AMERN SH NEW
2019-06-27
2020-06-03
25. SONY CORP ADR AMERN SH NEW
2019-06-28
2020-06-03
14. DOLLAR GENERAL CORP
2018-11-26
2020-06-05
20. DOLLAR GENERAL CORP
2018-11-26
2020-06-05
13. FACEBOOK INC
2020-02-10
2020-06-08
16. FACEBOOK INC
2020-02-20
2020-06-08
5. DOLLAR GENERAL CORP
2018-11-23
2020-06-09
17. DOLLAR GENERAL CORP
2018-11-26
2020-06-09
28. ALIBABA GROUP HOLDING LT
2020-03-09
2020-06-15
4. DOLLAR GENERAL CORP
2018-12-11
2020-06-15
23. DOLLAR GENERAL CORP
2018-11-23
2020-06-15
4. LABORATORY CORP AMER HLDGS
2018-05-15
2020-06-15
14. LABORATORY CORP AMER HLDGS
2018-05-17
2020-06-15
64. VERIZON COMMUNICATIONS INC
2019-06-14
2020-06-15
18. VERIZON COMMUNICATIONS INC
2019-05-20
2020-06-15
3. LABORATORY CORP AMER HLDGS
2018-05-15
2020-06-16
12. LABORATORY CORP AMER HLDGS
2018-05-17
2020-06-16
16. VERIZON COMMUNICATIONS INC
2020-04-08
2020-06-16
13. VERIZON COMMUNICATIONS INC
2019-06-14
2020-06-16
58. VERIZON COMMUNICATIONS INC
2019-05-16
2020-06-16
17. VERIZON COMMUNICATIONS INC
2020-02-20
2020-06-16
14. FACEBOOK INC
2020-02-10
2020-06-18
56. CITIGROUP INC
2012-08-07
2020-06-29
110. CITIGROUP INC
2015-05-29
2020-06-29
12. DR HORTON INC
2017-04-04
2020-06-29
38. DR HORTON INC
2017-02-21
2020-06-29
6. VERIZON COMMUNICATIONS INC
2019-05-16
2020-06-29
73. VERIZON COMMUNICATIONS INC
2019-04-30
2020-06-29
9. DR HORTON INC
2017-04-04
2020-06-30
28. DR HORTON INC
2017-02-21
2020-06-30
37. MICROSOFT CORP COM
2016-01-22
2020-07-02
2. VERIZON COMMUNICATIONS INC
2019-04-30
2020-07-02
65. VERIZON COMMUNICATIONS INC
2019-05-30
2020-07-02
21. VERIZON COMMUNICATIONS INC
2019-07-30
2020-07-02
42. ALLY FINANCIAL INC
2018-02-08
2020-07-07
3. ALPHABET INC SHS CL C
2012-08-07
2020-07-07
3. ALPHABET INC SHS CL A
2012-08-07
2020-07-07
80. ALTRIA GROUP INC
2015-09-16
2020-07-07
2. AMAZON COM INC
2020-01-07
2020-07-07
6. ANTHEM INC
2020-01-09
2020-07-07
3. APPLE INC
2016-03-01
2020-07-07
26. APPLE INC
2010-06-24
2020-07-07
45. BP P L C SPONS ADR
2016-01-22
2020-07-07
6. BERKSHIRE HATHAWAYINC
2020-04-24
2020-07-07
8. BIOGEN IDEC INC
2017-01-17
2020-07-07
20. CHEVRONTEXACO CORP
2017-01-17
2020-07-07
68. CISCO SYSTEMS INC
2013-08-23
2020-07-07
43. COGNIZANT TECHNOLOGY SOLUTIONS CORP
2015-05-29
2020-07-07
86. COMCAST CORP
2012-11-28
2020-07-07
24. CONOCOPHILLIPS
2019-07-02
2020-07-07
. DOWDUPONT INC
2019-06-06
2020-07-07
34. DOWDUPONT INC
2017-01-17
2020-07-07
51. DOWDUPONT INC
2013-10-25
2020-07-07
40. DOLLAR TREE INC
2019-03-06
2020-07-07
24. E*TRADE FINANCIAL CORP
2017-10-09
2020-07-07
15. FACEBOOK INC
2020-02-04
2020-07-07
31. FORTIVE CORP
2017-07-13
2020-07-07
13. HUBBELL INC
2019-02-15
2020-07-07
20. J P MORGAN CHASE & CO
2013-01-28
2020-07-07
42. KONINKLIJKE PHILIPS NV
2020-01-27
2020-07-07
13. LABORATORY CORP AMER HLDGS
2015-03-04
2020-07-07
11. LOWES COMPANIES INC COM
2015-03-04
2020-07-07
22. MICROSOFT CORP COM
2010-04-27
2020-07-07
7. NORFOLK SOUTHERN CORP
2017-01-17
2020-07-07
3. O'REILLY AUTOMOTIVE INC
2018-07-09
2020-07-07
15. OTIS WORLDWIDE CORP REG
2020-04-16
2020-07-07
73. PFIZER INC
2016-02-03
2020-07-07
40. QUANTA SERVICES INC
2020-03-19
2020-07-07
15. SANOFI-SYNTHELABO
2020-02-20
2020-07-07
41. TAIWAN SEMICONDUCTOR ADR
2018-09-11
2020-07-07
23. UNILEVER NV
2019-08-15
2020-07-07
7. UNITEDHEALTH GROUP INC
2014-12-17
2020-07-07
14. VISA INC
2020-02-13
2020-07-07
31. WAL MART STORES INC
2017-01-17
2020-07-07
.27 KONINKLIJKE PHILIPS NV
2020-01-27
2020-07-09
.27 KONINKLIJKE PHILIPS NV
2020-01-27
2020-07-09
52. VERIZON COMMUNICATIONS INC
2019-05-15
2020-07-10
57. VERIZON COMMUNICATIONS INC
2019-07-30
2020-07-10
53. COMCAST CORP
2018-05-17
2020-07-22
23. COMCAST CORP
2020-02-20
2020-07-22
59. COMCAST CORP
2015-05-29
2020-07-22
57. DR HORTON INC
2017-02-21
2020-07-23
23. DR HORTON INC
2020-04-08
2020-07-24
83. DR HORTON INC
2017-02-21
2020-07-24
14. APPLE INC
2016-04-13
2020-07-27
88. TAIWAN SEMICONDUCTOR ADR
2018-09-11
2020-07-27
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
592
552
40
b
1,358
1,611
-253
c
1,667
1,984
-317
d
1,319
1,611
-292
e
3,237
3,948
-711
420
514
-94
1,306
1,025
281
392
304
88
1,704
1,264
440
507
371
136
2,711
3,509
-798
1,694
2,060
-366
1,515
1,148
367
2,900
2,633
267
1,361
943
418
1,677
1,991
-314
1,272
1,543
-271
1,792
2,173
-381
1,573
1,215
358
643
772
-129
1,063
810
253
4,984
3,912
1,072
158
148
10
791
839
-48
3,052
3,064
-12
422
394
28
1,635
1,735
-100
1,931
1,954
-23
339
236
103
290
200
90
406
394
12
1,777
1,958
-181
650
473
177
557
401
156
2,391
2,165
226
354
313
41
688
506
182
596
434
162
1,595
1,444
151
177
157
20
595
439
156
503
367
136
2,245
2,165
80
306
295
11
5,465
1,905
3,560
8,403
2,963
5,440
1,937
1,832
105
3,000
2,984
16
2,000
2,006
-6
9,000
9,039
-39
23,000
23,000
631
568
63
2,261
1,922
339
2,804
2,022
782
1,303
1,203
100
868
822
46
940
869
71
940
827
113
2,145
2,028
117
222
194
28
37
32
5
870
744
126
859
705
154
4,848
4,451
397
496
417
79
420
324
96
422
324
98
422
324
98
572
442
130
841
648
193
344
267
77
487
257
230
7,788
3,580
4,208
6,022
6,124
-102
1,564
1,923
-359
3,337
4,195
-858
1,769
1,514
255
3,538
3,038
500
4,087
3,445
642
210
262
-52
1,676
1,924
-248
2,106
2,405
-299
3,021
3,227
-206
1,045
1,113
-68
17
17
5,204
3,753
1,451
1,888
1,284
604
3,859
2,498
1,361
1,115
1,169
-54
446
178
268
1,241
837
404
2,482
1,594
888
671
267
404
1,565
1,637
-72
1,912
1,988
-76
787
312
475
7,004
968
6,036
26
10
16
13,133
13,111
22
31,317
31,069
248
5,113
3,295
1,818
4,460
2,817
1,643
84
53
31
8,377
3,132
5,245
8,046
4,139
3,907
3,827
3,175
652
2,944
1,131
1,813
8,036
4,139
3,897
3,539
2,931
608
2,654
1,018
1,636
353
415
-62
353
420
-67
44
51
-7
177
205
-28
132
154
-22
577
674
-97
577
682
-105
89
103
-14
311
358
-47
222
257
-35
571
674
-103
593
708
-115
110
128
-18
330
384
-54
242
283
-41
5,498
1,779
3,719
156
174
-18
246
274
-28
67
77
-10
179
203
-24
507
571
-64
683
772
-89
198
230
-32
507
584
-77
2,473
310
2,163
2,653
3,080
-427
58
81
-23
1,384
2,046
-662
1,269
1,839
-570
1,211
1,250
-39
58
91
-33
483
546
-63
659
747
-88
198
230
-32
505
584
-79
154
174
-20
199
224
-25
44
51
-7
154
178
-24
1,545
1,523
22
1,499
1,363
136
2,158
2,132
26
2,003
1,826
177
1,628
1,683
-55
300
305
-5
1,030
999
31
1,861
1,686
175
1,329
405
924
3,854
1,228
2,626
1,864
1,814
50
838
824
14
37
33
4
147
139
8
552
528
24
589
557
32
297
288
9
2,469
2,135
334
1,121
1,194
-73
2,888
2,243
645
116
80
36
4,737
3,732
1,005
190
164
26
646
592
54
2,013
1,865
148
2,089
1,916
173
2,048
1,742
306
925
969
-44
16,525
15,983
542
224
196
28
261
244
17
859
809
50
896
836
60
3,178
2,585
593
2,504
2,032
472
4,651
1,809
2,842
4,314
2,974
1,340
350
240
110
2,392
2,246
146
724
688
36
2,624
2,262
362
883
785
98
586
524
62
521
474
47
738
709
29
2,096
1,812
284
3,010
2,553
457
2,045
1,548
497
2,701
1,913
788
109
99
10
761
685
76
239
198
41
3,782
2,691
1,091
2,097
1,510
587
1,028
683
345
1,070
863
207
67
54
13
245
198
47
135
109
26
538
596
-58
67
73
-6
700
312
388
6,337
6,436
-99
1,036
885
151
1,508
1,085
423
4,234
4,007
227
4,340
4,036
304
4,162
3,982
180
1,016
999
17
1,050
1,020
30
4,151
3,913
238
3,151
2,997
154
2,282
2,056
226
821
385
436
3,217
2,984
233
1,643
788
855
1,537
1,233
304
4,515
3,636
879
672
541
131
2,017
1,641
376
3,128
2,970
158
4,176
1,869
2,307
3,480
2,952
528
597
498
99
3,844
3,273
571
2,790
2,635
155
6,108
5,351
757
2,445
1,950
495
3,610
3,218
392
1,076
1,000
76
6,802
6,273
529
1,047
976
71
1,047
1,008
39
3,013
3,012
1
4,257
4,036
221
2,009
2,000
9
4,026
3,953
73
2,015
1,997
18
2,008
2,006
2
3,169
3,029
140
1,005
1,000
5
3,271
1,469
1,802
3,084
2,658
426
1,586
1,375
211
1,586
1,387
199
3,724
1,736
1,988
15,190
14,976
214
385
178
207
3,408
1,174
2,234
4,524
2,503
2,021
5,081
1,740
3,341
2,132
729
1,403
1,287
706
581
4,330
1,728
2,602
3,204
3,006
198
1,276
701
575
638
281
357
6,509
7,341
-832
2,430
2,832
-402
4,340
4,299
41
3,035
1,495
1,540
230
1,323
-1,093
896
3,877
-2,981
1,446
6,956
-5,510
255
1,229
-974
191
545
-354
1,169
6,869
-5,700
2,913
1,929
984
7,075
4,169
2,906
1,484
927
557
8,260
9,557
-1,297
125
339
-214
2,067
1,317
750
2,422
2,131
291
5,373
5,875
-502
1,816
2,960
-1,144
34
33
1
34
41
-7
34
62
-28
8,196
5,167
3,029
1,912
1,974
-62
8,130
5,167
2,963
1,897
1,974
-77
4,268
5,154
-886
1,423
1,631
-208
1,969
2,188
-219
1,111
1,085
26
2,217
1,478
739
3,980
1,828
2,152
4,161
4,006
155
4,352
4,036
316
4,059
3,982
77
3,025
2,998
27
5,545
6,078
-533
4,275
3,913
362
5,278
4,995
283
5,578
5,137
441
5,329
4,973
356
5,156
4,950
206
6,104
5,263
841
9,515
7,490
2,025
4,136
2,925
1,211
6,806
5,363
1,443
3,356
2,999
357
11,987
10,448
1,539
6,549
6,045
504
4,014
4,007
7
4,474
4,036
438
1,119
994
125
3,024
3,000
24
5,223
4,942
281
3,069
3,009
60
5,329
5,046
283
2,999
3,001
-2
766
1,395
-629
1,837
2,540
-703
1,392
1,258
134
2,078
2,038
40
1,574
1,362
212
1,038
817
221
1,133
474
659
807
638
169
1,399
1,573
-174
512
367
145
4,605
3,063
1,542
512
345
167
479
418
61
1,257
1,108
149
539
485
54
1,436
1,311
125
60
55
5
3,100
1,990
1,110
2,728
1,761
967
552
475
77
184
162
22
429
382
47
292
345
-53
1,511
1,988
-477
1,024
1,364
-340
4,911
3,937
974
6,663
2,672
3,991
526
156
370
498
422
76
62
54
8
311
263
48
5,253
5,440
-187
179
202
-23
957
1,202
-245
651
828
-177
960
788
172
2,368
1,934
434
1,938
1,248
690
1,233
749
484
881
552
329
4,671
1,408
3,263
3,877
2,388
1,489
3,181
3,186
-5
1,767
1,891
-124
4,789
1,460
3,329
584
440
144
2,400
1,818
582
948
799
149
1,011
989
22
6,039
5,976
63
8,052
8,000
52
504
391
113
1,890
1,474
416
1,356
1,119
237
1,420
1,361
59
13,307
13,038
269
686
1,251
-565
433
798
-365
758
1,375
-617
1,372
2,477
-1,105
867
1,505
-638
3,897
4,192
-295
823
887
-64
70
132
-62
35
67
-32
70
131
-61
139
261
-122
105
188
-83
8,000
8,000
3,000
3,000
5,000
5,000
5,261
3,363
1,898
76
125
-49
909
1,491
-582
2,748
4,511
-1,763
371
621
-250
186
296
-110
804
990
-186
622
934
-312
1,316
2,128
-812
1,024
1,658
-634
2,737
2,051
686
2,215
1,646
569
3,496
2,844
652
1,121
906
215
1,715
1,390
325
1,913
1,516
397
1,649
1,313
336
2,599
1,497
1,102
3,713
2,136
1,577
3,000
2,758
242
3,693
3,421
272
930
530
400
3,162
1,816
1,346
6,076
5,489
587
750
424
326
4,314
2,439
1,875
680
707
-27
2,381
2,478
-97
3,600
3,721
-121
1,012
1,063
-51
519
530
-11
2,077
2,124
-47
910
923
-13
739
756
-17
3,298
3,336
-38
967
987
-20
3,293
2,970
323
2,795
1,638
1,157
5,491
5,987
-496
654
400
254
2,072
1,175
897
326
345
-19
3,970
4,186
-216
495
300
195
1,541
865
676
7,681
1,929
5,752
110
115
-5
3,586
3,714
-128
1,158
1,191
-33
827
1,172
-345
4,475
962
3,513
4,490
965
3,525
3,209
4,417
-1,208
6,045
3,802
2,243
1,603
1,845
-242
1,126
301
825
9,758
1,007
8,751
1,043
1,362
-319
1,087
1,113
-26
2,164
2,095
69
1,744
2,330
-586
3,115
1,635
1,480
2,411
2,785
-374
3,457
1,562
1,895
989
1,443
-454
920
1,052
-132
1,381
1,101
280
3,629
4,019
-390
1,179
1,063
116
3,641
3,152
489
2,125
2,000
125
1,623
1,535
88
1,845
934
911
2,019
2,012
7
2,259
1,610
649
1,486
817
669
4,644
682
3,962
1,224
769
455
1,271
866
405
854
676
178
2,496
2,170
326
1,548
1,083
465
775
761
14
2,498
1,821
677
1,228
1,339
-111
2,097
685
1,412
2,747
2,909
-162
3,906
2,128
1,778
13
13
13
13
2,833
2,943
-110
3,105
3,232
-127
2,258
1,729
529
980
1,049
-69
2,514
1,734
780
3,628
1,762
1,866
1,463
922
541
5,280
2,566
2,714
5,304
1,566
3,738
7,295
3,908
3,387
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
40
b
-253
c
-317
d
-292
e
-711
-94
281
88
440
136
-798
-366
367
267
418
-314
-271
-381
358
-129
253
1,072
10
-48
-12
28
-100
-23
103
90
12
-181
177
156
226
41
182
162
151
20
156
136
80
11
3,560
5,440
105
16
-6
-39
63
339
782
100
46
71
113
117
28
5
126
154
397
79
96
98
98
130
193
77
230
4,208
-102
-359
-858
255
500
642
-52
-248
-299
-206
-68
17
1,451
604
1,361
-54
268
404
888
404
-72
-76
475
6,036
16
22
248
1,818
1,643
31
5,245
3,907
652
1,813
3,897
608
1,636
-62
-67
-7
-28
-22
-97
-105
-14
-47
-35
-103
-115
-18
-54
-41
3,719
-18
-28
-10
-24
-64
-89
-32
-77
2,163
-427
-23
-662
-570
-39
-33
-63
-88
-32
-79
-20
-25
-7
-24
22
136
26
177
-55
-5
31
175
924
2,626
50
14
4
8
24
32
9
334
-73
645
36
1,005
26
54
148
173
306
-44
542
28
17
50
60
593
472
2,842
1,340
110
146
36
362
98
62
47
29
284
457
497
788
10
76
41
1,091
587
345
207
13
47
26
-58
-6
388
-99
151
423
227
304
180
17
30
238
154
226
436
233
855
304
879
131
376
158
2,307
528
99
571
155
757
495
392
76
529
71
39
1
221
9
73
18
2
140
5
1,802
426
211
199
1,988
214
207
2,234
2,021
3,341
1,403
581
2,602
198
575
357
-832
-402
41
1,540
-1,093
-2,981
-5,510
-974
-354
-5,700
984
2,906
557
-1,297
-214
750
291
-502
-1,144
1
-7
-28
3,029
-62
2,963
-77
-886
-208
-219
26
739
2,152
155
316
77
27
-533
362
283
441
356
206
841
2,025
1,211
1,443
357
1,539
504
7
438
125
24
281
60
283
-2
-629
-703
134
40
212
221
659
169
-174
145
1,542
167
61
149
54
125
5
1,110
967
77
22
47
-53
-477
-340
974
3,991
370
76
8
48
-187
-23
-245
-177
172
434
690
484
329
3,263
1,489
-5
-124
3,329
144
582
149
22
63
52
113
416
237
59
269
-565
-365
-617
-1,105
-638
-295
-64
-62
-32
-61
-122
-83
1,898
-49
-582
-1,763
-250
-110
-186
-312
-812
-634
686
569
652
215
325
397
336
1,102
1,577
242
272
400
1,346
587
326
1,875
-27
-97
-121
-51
-11
-47
-13
-17
-38
-20
323
1,157
-496
254
897
-19
-216
195
676
5,752
-5
-128
-33
-345
3,513
3,525
-1,208
2,243
-242
825
8,751
-319
-26
69
-586
1,480
-374
1,895
-454
-132
280
-390
116
489
125
88
911
7
649
669
3,962
455
405
178
326
465
14
677
-111
1,412
-162
1,778
-110
-127
529
-69
780
1,866
541
2,714
3,738
3,387
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
182,356
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
115,179
2,385,572
0.048282
2017
121,826
2,372,122
0.051357
2016
111,734
2,468,059
0.045272
2015
95,220
2,078,175
0.045819
2014
100,660
2,159,478
0.046613
2
Total
of line 1, column (d)
.....................
2
0.237343
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.047469
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,453,619
5
Multiply line 4 by line 3
......................
5
116,471
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,202
7
Add lines 5 and 6
........................
7
118,673
8
Enter qualifying distributions from Part XII, line 4
,.............
8
127,369
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,202
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,202
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,202
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
2,394
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
2,394
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
5
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
187
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
187
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
FL
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
BANK OF AMERICA
Telephone no.
(609) 274-6834
Located at
1300 MERRILL LYNCH DRIVE
PENNINGTON
NJ
ZIP+4
085341501
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
UST-ML A DIVISION OF BANK OF AMERI
CA NA
CO-TRUSTEE
2
35,286
PO Box 1501 NJ2-130-03-31
PENNINGTON
,
NJ
085341501
Arthur Redgrave
CO-TRUSTEE
2
24,261
225 NE Mizner Blvd Ste 440
Boca Raton
,
FL
334324086
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,427,406
b
Average of monthly cash balances
.......................
1b
63,578
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,490,984
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,490,984
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
37,365
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,453,619
6
Minimum investment return.
Enter 5% of line 5
..................
6
122,681
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
122,681
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,202
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,202
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
120,479
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
120,479
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
120,479
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
127,369
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
127,369
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
2,202
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
125,167
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
120,479
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
73,444
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
127,369
a
Applied to 2018, but not more than line 2a
73,444
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
53,925
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
66,554
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
Florida Atlantic University Foundation
777 GLADES ROAD ADM 295
BOCA RATON
,
FL
33431
NONE
PC
GENERAL OPERATING
73,440
Total
.................................
3a
73,440
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
52,829
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
182,356
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
235,185
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
235,185
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description