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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
09-01-2019
, and ending
08-31-2020
Name of foundation
THOMAS C WILLIAMS JR A C AGECROFT UW
Number and street (or P.O. box number if mail is not delivered to street address)
P O BOX 40200 FL9-300-01-16
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
JACKSONVILLE
,
FL
322030200
A Employer identification number
54-6034859
B
Telephone number (see instructions)
(877) 446-1410
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
7,953,546
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
175,865
173,840
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,899,686
b
Gross sales price for all assets on line 6a
6,688,757
7
Capital gain net income (from Part IV, line 2)
...
1,899,686
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
12
Total.
Add lines 1 through 11
........
2,075,551
2,073,526
13
Compensation of officers, directors, trustees, etc.
3,235
1,941
1,294
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
845
507
0
338
c
Other professional fees (attach schedule)
....
1,014
1,014
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
7,145
1,033
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
4,230
60
4,170
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
16,469
4,555
0
5,802
25
Contributions, gifts, grants paid
.......
333,623
333,623
26
Total expenses and disbursements.
Add lines 24 and 25
350,092
4,555
0
339,425
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
1,725,459
b
Net investment income
(if negative, enter -0-)
2,068,971
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
145,010
211,805
211,805
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
4,916,890
6,576,488
7,741,741
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
5,061,900
6,788,293
7,953,546
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
4,814,022
4,814,022
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
247,878
1,974,271
29
Total net assets or fund balances
(see instructions)
.....
5,061,900
6,788,293
30
Total liabilities and net assets/fund balances
(see instructions)
.
5,061,900
6,788,293
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
5,061,900
2
Enter amount from Part I, line 27a
.....................
2
1,725,459
3
Other increases not included in line 2 (itemize)
3
3,491
4
Add lines 1, 2, and 3
..........................
4
6,790,850
5
Decreases not included in line 2 (itemize)
5
2,557
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
6,788,293
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
742.498 AQR LONG-SHORT EQUITY FUND CL I
2018-02-26
2019-09-24
b
25.962 AQR MANAGED FUTURES STRATEGY FUND CL I
2018-02-26
2019-09-24
c
80.74 AQR MANAGED FUTURES STRATEGY FUND CL I
2018-02-26
2020-03-18
d
46. ABBOTT LABORATORIES
2020-06-17
2020-08-12
e
650. ABBVIE INC COM
2006-11-28
2020-06-17
16. ACTIVISION BLIZZARD INC COM
2020-06-17
2020-08-12
9. ADOBE SYS INC
2020-06-17
2020-08-12
250. AIR PRODUCTS AND CHEMICALS INC
2011-12-14
2020-06-17
4. ALIBABA GROUP HLDG LTD ADS
2020-07-06
2020-07-09
3. ALIBABA GROUP HLDG LTD ADS
2020-06-29
2020-07-09
40. ALPHABET INC CL A COM
2015-02-04
2020-06-17
2. ALPHABET INC CL A COM
2012-10-10
2020-06-17
3. ALPHABET INC CL A COM
2012-10-10
2020-08-12
45. AMAZON COM INC
2010-02-03
2020-06-17
2. AMAZON COM INC
2010-02-03
2020-08-12
14. AMERICAN WTR WKS CO INC NEW COM
2020-06-17
2020-08-12
208. APPLE INC COM
2013-01-14
2020-06-17
26. APPLE INC COM
2013-01-14
2020-08-12
3.497 ARBITRAGE FUND CL I
2019-09-24
2020-02-03
8.15 ARBITRAGE FUND CL I
2019-12-30
2020-02-03
422.855 ARBITRAGE FUND CL I
2018-02-26
2020-02-03
13000. BHP BILLITON FIN USA LTD SR UNSECD NT AUSTRALIA
2018-06-06
2020-06-15
87000. BHP BILLITON FIN USA LTD SR UNSECD NT AUSTRALIA
2018-06-06
2020-06-15
73. BP AMOCO P L C SPONSORED ADR
2020-06-17
2020-08-12
100000. BP CAP MKTS PLC SR UNSECD GTD NT UNITED KINGDOM
2018-06-06
2020-06-12
3395.586 BAIRD AGGREGATE BD FUND INSTL CL SHS
2020-06-12
2020-06-26
3778.338 BAIRD AGGREGATE BD FUND INSTL CL SHS
2020-06-12
2020-08-12
9. BAXTER INTERNATIONAL INC
2020-06-17
2020-08-12
50. BECTON DICKINSON & COMPANY
2017-12-29
2020-06-17
250. BECTON DICKINSON & COMPANY
2012-11-07
2020-06-17
20. BERKSHIRE HATHAWAY INC DEL NEW CL B COM
2020-06-17
2020-08-12
82. BLACKROCK INC CL A
2012-10-10
2020-06-17
3. BLACKROCK INC CL A
2012-10-10
2020-08-12
7.317 BLACKROCK EVENT DRIVEN EQUITY FUND INSTL SHS
2019-01-31
2019-09-24
3.496 BLACKROCK EVENT DRIVEN EQUITY FUND INSTL SHS
2020-02-03
2020-03-18
4000. BLACKSTONE ALTERNATIVE MULTI- STRATEGY FUND-ISTL
2016-04-15
2020-06-11
5000. BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL
2017-03-30
2020-06-11
7500. BLACKROCK STRATEGIC INCOME OPPORTUNITIES PORTFOLIO INSTL CL
2017-04-03
2020-06-11
3.831 BLACKROCK GLOBAL LONG/SHORT CREDIT FUND INSTL
2018-02-26
2019-09-24
16.933 BLACKROCK GLOBAL LONG/SHORT CREDIT FUND INSTL
2018-02-26
2020-03-18
151. BOEING CO
2012-10-10
2020-06-17
2. BOEING CO
2012-10-10
2020-08-12
24. BOOZ ALLEN HAMILTON HLDG CORP CL A COM
2020-06-17
2020-08-12
38. BOSTON SCIENTIFIC CORPORATION
2020-06-17
2020-08-12
7. BROADCOM INC COM
2020-06-17
2020-08-12
47. BUNZL PLC SPONSORED ADR NEW
2020-06-29
2020-07-29
37. CANTEL MED CORP COM
2020-06-29
2020-07-27
43. CANTEL MED CORP COM
2020-06-29
2020-08-31
100. CAPITAL ONE FINANCIAL CORPORATION
2016-03-18
2020-06-17
50. CAPITAL ONE FINANCIAL CORPORATION
2016-06-21
2020-06-17
350. CAPITAL ONE FINANCIAL CORPORATION
2016-02-04
2020-06-17
18. CARMAX INC
2020-06-17
2020-08-12
40. CARRIER GLOBAL CORP COM
2001-01-02
2020-06-17
260. CARRIER GLOBAL CORP COM
2002-06-06
2020-06-17
100. CARRIER GLOBAL CORP COM
2001-12-28
2020-06-17
15. CATERPILLAR INCORPORATED
2020-06-17
2020-08-12
50000. CATERPILLAR FINL SVCS CORP UNSECD MTN
2015-12-11
2019-12-01
464. CENTENE CORP DELAWARE COM
2017-01-12
2020-06-17
12. CENTENE CORP DELAWARE COM
2017-01-12
2020-08-12
119. CHEVRONTEXACO CORP COM
2009-03-26
2020-06-17
25. CHEVRONTEXACO CORP COM
2009-03-26
2020-08-12
45000. CHEVRON CORP NEW SR UNSECD NT CALL 09/05/22 @100
2017-03-27
2020-06-15
5000. CHEVRON CORP NEW SR UNSECD NT CALL 09/05/22 @100
2017-03-27
2020-06-15
23. CHURCH & DWIGHT INC
2020-06-17
2020-08-12
430. CISCO SYSTEMS INCORPORATED
2012-08-09
2020-06-17
213. CISCO SYSTEMS INCORPORATED
2012-08-09
2020-06-24
51. CISCO SYSTEMS INCORPORATED
2012-08-09
2020-08-12
62. CITIGROUP INC NEW COM
2020-06-17
2020-08-12
200. COCA COLA CO COM
2016-11-30
2020-06-17
81. COCA COLA CO COM
2002-07-25
2020-06-17
64. COCA COLA CO COM
2002-07-25
2020-08-12
2500. COLUMBIA MID CAP INDEX FUND INSTL CL
2016-11-30
2020-06-11
650. COLUMBIA MID CAP INDEX FUND INSTL CL
2016-12-08
2020-06-11
9306.785 COLUMBIA MID CAP INDEX FUND INSTL CL
2003-05-14
2020-06-11
4041.031 COLUMBIA MID CAP INDEX FUND INSTL CL
2002-08-14
2020-06-11
7113. COLUMBIA MID CAP INDEX FUND INSTL CL
2002-09-24
2020-06-11
2367.255 COLUMBIA MID CAP INDEX FUND INSTL CL
2009-03-26
2020-06-11
5982.119 COLUMBIA MID CAP INDEX FUND INSTL CL
2009-01-27
2020-06-11
500. COLUMBIA SMALL CAP INDEX FUND INSTL CL
2016-11-30
2020-06-11
500. COLUMBIA SMALL CAP INDEX FUND INSTL CL
2016-12-08
2020-06-11
370.375 COLUMBIA SMALL CAP INDEX FUND INSTL CL
2008-06-10
2020-06-11
3226.084 COLUMBIA SMALL CAP INDEX FUND INSTL CL
2010-08-16
2020-06-11
1489.098 COLUMBIA SMALL CAP INDEX FUND INSTL CL
2009-08-20
2020-06-11
1857.751 COLUMBIA SMALL CAP INDEX FUND INSTL CL
2002-08-14
2020-06-11
4262. COLUMBIA SMALL CAP INDEX FUND INSTL CL
2002-09-24
2020-06-11
1794.918 COLUMBIA SMALL CAP INDEX FUND INSTL CL
2009-01-27
2020-06-11
1834.425 COLUMBIA SMALL CAP INDEX FUND INSTL CL
2009-03-26
2020-06-11
54. COMCAST CORP NEW CL A COM
2020-06-17
2020-08-12
69. CONTINENTAL AG SPONSORED ADR
2020-08-17
2020-08-28
257. CONTINENTAL AG SPONSORED ADR
2020-06-29
2020-08-28
149.5 CORTEVA INC COM
2014-08-05
2020-06-17
166.667 CORTEVA INC COM
2015-02-04
2020-06-17
42.733 CORTEVA INC COM
2014-07-07
2020-06-17
64.1 CORTEVA INC COM
2015-09-28
2020-06-17
107. COSTCO WHSL CORP NEW COM
2014-02-12
2020-06-17
8. COSTCO WHSL CORP NEW COM
2014-02-12
2020-08-12
50000. COSTCO WHOLESALE CORP NEW SR UNSECD NT
2016-02-04
2020-05-28
3. CROWN CASTLE INTL CORP REITS
2020-06-17
2020-08-12
36. DBS GROUP HLDGS LTD SPONSORED ADR
2020-06-29
2020-07-27
30. DR HORTON
2020-06-29
2020-08-27
25. DANONE SPONSORED ADR
2020-06-29
2020-08-04
108. DANONE SPONSORED ADR
2020-06-29
2020-08-04
8. DEERE & COMPANY
2020-06-17
2020-08-12
7. DEUTSCHE POST AG SPONSORED ADR
2020-06-29
2020-07-10
11. DISNEY WALT CO
2020-06-17
2020-08-12
275. DOMINION ENERGY INC COM
2016-02-04
2020-06-17
149.5 DOW INC COM
2014-08-05
2020-06-17
166.667 DOW INC COM
2015-02-04
2020-06-17
42.733 DOW INC COM
2014-07-07
2020-06-17
64.1 DOW INC COM
2015-09-28
2020-06-17
14. DUPONT DE NEMOURS INC COM
2020-06-17
2020-08-12
350. EOG RESOURCES INC
2015-10-27
2020-06-17
100. EOG RESOURCES INC
2016-01-28
2020-06-17
8. ELECTRONIC ARTS
2020-06-17
2020-08-12
57. EMERGENT BIOSOLUTIONS INC COM
2020-06-29
2020-08-03
2. EQUINIX INC REITS
2020-06-17
2020-08-12
47. ESSILOR INT'L ADR
2020-06-29
2020-07-29
550. EXXON MOBIL CORPORATION
1992-07-06
2020-06-17
75. FACEBOOK INC CL A COM
2016-08-26
2020-06-17
50. FACEBOOK INC CL A COM
2016-07-11
2020-06-17
108. FACEBOOK INC CL A COM
2016-02-04
2020-06-17
6. FACEBOOK INC CL A COM
2016-02-04
2020-08-12
3303.025 FIDELITY ADVISOR FLTG RATE HIGH INCOME FUND CL Z
2018-10-10
2020-06-26
1822.26 FIDELITY ADVISOR FLTG RATE HIGH INCOME FUND CL Z
2018-10-10
2020-06-26
19. FORTIVE CORP COM
2020-06-24
2020-08-12
14. FRESHPET INC COM
2020-06-29
2020-07-30
11. FRESHPET INC COM
2020-06-29
2020-08-18
47. GARRETT MOTION INC COM
2010-08-17
2020-06-17
15. GENERAC HLDGS INC COM
2020-06-29
2020-08-10
175. GENERAL DYNAMICS CORP
2016-06-21
2020-06-17
50000. GENERAL ELEC CAP CORP MTN
2011-03-03
2020-06-15
29. GENERAL MTRS CO COM
2020-06-17
2020-08-12
105. GENMARK DIAGNOSTICS INC COM
2020-06-29
2020-07-08
350. GILEAD SCIENCES INC
2012-10-10
2020-06-17
50. GOLDMAN SACHS GROUP INC
2015-09-28
2020-06-17
200. GOLDMAN SACHS GROUP INC
2016-07-11
2020-06-17
16. GRAND CANYON ED INC COM
2020-06-29
2020-08-05
13. GRAND CANYON ED INC COM
2020-06-29
2020-08-12
7. GRAND CANYON ED INC COM
2020-06-29
2020-08-13
49. HEALTHCARE SVCS GROUP INC COM
2020-06-29
2020-07-22
7. HEALTHCARE SVCS GROUP INC COM
2020-06-29
2020-07-23
27. HILL ROM HLDGS INC COM
2020-06-17
2020-08-12
158. HOME DEPOT INC
2012-10-10
2020-06-17
22. HOME DEPOT INC
2012-10-10
2020-08-12
315. HONEYWELL INTERNATIONAL INC
2010-08-17
2020-06-17
15. HONEYWELL INTERNATIONAL INC
2010-08-17
2020-08-12
.955 IBERDROLA S A SPONSORED ADR REPSTG 1 ORD SHS
2020-08-17
2020-08-25
8. IDEXX LABS INC
2020-06-17
2020-08-12
6. ILLINOIS TOOL WORKS INCORPORATED
2020-06-17
2020-08-12
1250. INTEL CORPORATION
1993-07-15
2020-06-17
19. INTERCONTINENTAL EXCHANGE INC COM
2020-06-17
2020-08-12
2850. ISHR MSCI EAFE INDEX FUND
2009-01-27
2020-06-11
390. ISHARES US AEROSPACE & DEFENSE ETF
2017-06-13
2020-06-11
220. ISHARES MSCI INDIA ETF
2017-08-09
2020-02-28
645. ISHARES MSCI INDIA ETF
2017-08-09
2020-06-11
1315. ISHARES MSCI INDIA ETF
2017-06-13
2020-06-11
2055. ISHARES EDGE MSCI USA QUALITY FACTOR ETF
2019-06-13
2020-06-11
1125. ISHARES CORE MSCI EMERGING MKTS ETF
2017-08-09
2020-06-11
1500. ISHARES CORE MSCI EMERGING MKTS ETF
2017-03-27
2020-06-11
399. J P MORGAN CHASE & CO COM
2007-01-26
2020-06-17
35. J P MORGAN CHASE & CO COM
2007-01-26
2020-08-12
110000. JPMORGAN CHASE & CO SR UNSECD NT
2010-10-14
2020-06-12
331. JOHNSON & JOHNSON
1997-06-04
2020-06-17
15. JOHNSON & JOHNSON
1997-06-04
2020-08-12
.927 KONINKLIJKE PHILIPS ELECTRS N V
2020-06-29
2020-07-31
9. L3HARRIS TECHNOLOGIES INC COM
2020-06-17
2020-08-12
300. ESTEE LAUDER COMPANIES CL A
2017-01-12
2020-06-17
7.318 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I
2018-02-26
2019-12-30
4.682 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I
2018-02-26
2020-03-18
500. LILLY ELI & COMPANY
2016-11-30
2020-06-17
59. LIVERAMP HLDGS INC COM
2020-06-29
2020-08-06
24. LIVERAMP HLDGS INC COM
2020-06-29
2020-08-26
11. MCDONALDS CORP
2020-06-17
2020-08-12
450. MERCK & CO INC NEW COM
2009-03-26
2020-06-17
300. MERCK & CO INC NEW COM
2004-11-12
2020-06-17
1.668 THE MERGER FD
2018-02-26
2019-09-24
2.277 THE MERGER FD
2018-02-26
2019-12-30
14.449 THE MERGER FD
2020-02-03
2020-03-18
584. MICROSOFT CORPORATION
1997-06-06
2020-06-17
51. MICROSOFT CORPORATION
1997-06-06
2020-08-12
56. MONDELEZ INTL INC COM
2020-06-17
2020-08-12
41. MORGAN STANLEY DEAN WITTER DISCOVER & CO
2020-06-17
2020-08-12
29. MORGAN STANLEY DEAN WITTER DISCOVER & CO
2016-08-26
2020-08-12
40.22 NEUBERGER BERMAN LONG SHORT FUND INSTL CL
2018-02-26
2019-09-24
4.321 NEUBERGER BERMAN LONG SHORT FUND INSTL CL
2020-02-03
2020-03-18
750. NEUBERGER BERMAN LONG SHORT FUND INSTL CL
2016-06-21
2020-06-11
1500. NEUBERGER BERMAN LONG SHORT FUND INSTL CL
2016-07-05
2020-06-11
38. NEW RELIC INC COM
2020-06-29
2020-07-06
35. NEW RELIC INC COM
2020-06-29
2020-08-26
15. NIKE INC CL B
2020-06-17
2020-08-12
350. NORFOLK SOUTHERN CORP
2012-10-10
2020-06-17
15. NVIDIA CORP COM
2020-06-17
2020-06-24
8. NVIDIA CORP COM
2020-06-17
2020-08-12
64. NUTRIEN LTD COM CANADA
2020-06-29
2020-07-07
140. NUTRIEN LTD COM CANADA
2020-06-29
2020-07-28
20. OTIS WORLDWIDE CORP COM
2001-01-02
2020-06-17
130. OTIS WORLDWIDE CORP COM
2002-06-06
2020-06-17
50. OTIS WORLDWIDE CORP COM
2001-12-28
2020-06-17
202. OVERSEA-CHINESE BKG CORP LTD UNSPONSORED ADR
2020-06-29
2020-08-05
500. PNC BK CORP
2009-01-27
2020-06-17
9. PALO ALTO NETWORKS INC COM
2020-06-17
2020-08-12
12. PAYLOCITY HLDG CORP COM
2020-06-29
2020-07-06
20. PAYPAL HOLDINGS INC COM
2020-06-17
2020-08-12
10. PEPSICO INCORPORATED
2001-01-02
2020-06-17
180. PEPSICO INCORPORATED
2001-08-10
2020-06-17
60. PEPSICO INCORPORATED
2002-09-30
2020-06-17
450. PFIZER INC
1997-08-26
2020-06-17
800. PFIZER INC
2009-07-14
2020-06-17
50000. PHILIP MORRIS INTL INC SR UNSECD NT
2015-12-15
2020-06-12
275. PHILLIPS 66 COM
2009-11-02
2020-06-17
32.627 PIMCO UNCONSTRAINED BD FUND INSTL CL
2019-01-31
2020-03-18
3500. PRINCIPAL PFD SECS FUND INSTL CL
2015-02-04
2020-06-11
4500. PRINCIPAL PFD SECS FUND INSTL CL
2015-05-11
2020-06-11
1000. PRINCIPAL PFD SECS FUND INSTL CL
2015-10-26
2020-06-11
5000. PRINCIPAL PFD SECS FUND INSTL CL
2013-09-10
2020-06-11
100. PROCTER & GAMBLE CO COM
1997-08-26
2020-06-17
400. PROCTER & GAMBLE CO COM
2000-07-03
2020-06-17
21. PROLOGIS INC REITS
2020-06-17
2020-08-12
350. PRUDENTIAL FINL INC COM
2016-03-18
2020-06-17
3552.398 PRUDENTIAL SHORT-TERM CORPORATE BD FUND INC CL Z
2020-06-12
2020-06-26
3957.784 PRUDENTIAL SHORT-TERM CORPORATE BD FUND INC CL Z
2020-06-12
2020-08-12
3.346 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2018-02-26
2019-12-30
168.302 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2018-02-26
2020-02-03
1.589 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2019-09-24
2020-02-03
12.739 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2019-01-31
2020-02-03
500. BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2014-08-05
2020-06-11
3000. BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2014-03-24
2020-06-11
1000. BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2014-02-12
2020-06-11
3000. BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2013-10-02
2020-06-11
2000. BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL
2013-08-05
2020-06-11
6. RWE AG SPONSORED ADR REPSTG ORD PAR
2020-06-29
2020-08-12
.44 RAYTHEON TECHNOLOGIES CORP COM
2015-07-28
2020-05-29
700. RAYTHEON TECHNOLOGIES CORP COM
2015-07-28
2020-06-17
40. RAYTHEON TECHNOLOGIES CORP COM
2001-01-02
2020-06-17
260. RAYTHEON TECHNOLOGIES CORP COM
2002-06-06
2020-06-17
100. RAYTHEON TECHNOLOGIES CORP COM
2001-12-28
2020-06-17
25. REPLIGEN CORP COM
2020-06-17
2020-08-12
79. RESIDEO TECHNOLOGIES INC COM
2010-08-17
2020-06-17
39. RITCHIE BROS AUCTIONEERS INC COM
2020-06-29
2020-08-18
49. ROCHE HLDG LTD SPONSORED ADR
2020-06-29
2020-07-29
32. ROCHE HLDG LTD SPONSORED ADR
2020-06-17
2020-08-12
5. ROCKWELL INTL CORP
2020-06-29
2020-08-24
345. S&P DEPOSITARY RECEIPTS SERIES 1
2019-06-13
2020-06-11
26. SPDR S&P BIOTECH ETF
2020-06-17
2020-08-12
310. SALESFORCE.COM INC COMMON
2015-03-11
2020-06-17
19. SALESFORCE.COM INC COMMON
2015-03-11
2020-08-12
4. SAP AG ADR
2020-06-29
2020-07-13
336. SELECT SECTOR SPDR TR HEALTHCARE SHS BEN INT
2018-02-28
2020-06-11
2250. SELECT SECTOR SPDR TR FINANCIAL SHS BEN INT
2017-10-23
2020-06-11
600. SELECT SECTOR SPDR TR INDUSTRIAL SHS BEN INT
2017-10-30
2020-06-11
256. SEMPRA ENERGY
2009-10-28
2020-06-17
9. SEMPRA ENERGY
2009-10-28
2020-08-12
72. SHISEIDO CO LTD SPONS ADR JAPAN
2020-06-29
2020-08-13
2. SHOPIFY INC COM
2020-06-17
2020-08-12
29. SIEMENS HEALTHINEERS AG UNSPONSORED ADR
2020-06-29
2020-08-21
67. SIEMENS HEALTHINEERS AG UNSPONSORED ADR
2020-06-29
2020-08-21
67. SIEMENS HEALTHINEERS AG UNSPONSORED ADR
2020-06-25
2020-08-24
11. SIEMENS HEALTHINEERS AG UNSPONSORED ADR
2020-06-29
2020-08-24
84. SIEMENS HEALTHINEERS AG UNSPONSORED ADR
2020-06-29
2020-08-25
13. SIMPSON MFG INC
2020-06-29
2020-08-18
17. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2020-06-29
2020-07-24
2. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2020-07-13
2020-07-27
33. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2020-06-29
2020-07-27
29. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2020-06-29
2020-07-28
23. TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR
2020-06-29
2020-08-14
37. TARGET CORP
2020-06-17
2020-08-12
15. TELADOC HEALTH INC COM
2020-06-17
2020-08-12
60. TENCENT HLDGS LTD ADR
2020-06-17
2020-08-12
875. TEXAS INSTRS INC
2008-04-01
2020-06-17
7. THERMON GROUP HLDGS INC COM
2020-06-29
2020-07-31
72. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-03
40. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-04
21. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-05
54. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-07
60. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-10
38. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-11
12. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-12
18. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-13
56. THERMON GROUP HLDGS INC COM
2020-06-29
2020-08-14
250. 3M CO COM
2015-02-04
2020-06-17
100000. TOTAL CAP INTL SA CO GTD NT FRANCE
2015-02-09
2020-06-12
50. TRAVELERS COS INC COM
2014-02-12
2020-06-17
350. TRAVELERS COS INC COM
2012-10-10
2020-06-17
26. TRUIST FINL CORP COM
2020-06-17
2020-08-12
40. 2U INC COM
2020-06-29
2020-07-06
38. 2U INC COM
2020-06-29
2020-07-08
10. UNION PAC CORP COM
2020-06-17
2020-08-12
50000. UNITEDHEALTH GROUP INC SR UNSECD NT
2015-03-31
2020-06-16
27. VALERO ENERGY CORP - NEW
2020-06-17
2020-08-12
500. VANGUARD TOTAL BD MARKET ETF
2015-10-27
2020-06-11
550. VANGUARD FTSE DEVELOPED MARKETS ETF
2017-09-07
2020-06-11
2705. VANGUARD FTSE DEVELOPED MARKETS ETF
2017-08-09
2020-06-11
75. VANGUARD FTSE EMERGING MKTS ETF
2008-11-13
2020-06-11
2500. VANGUARD FTSE EMERGING MKTS ETF
2009-01-27
2020-06-11
645. VANGUARD MID-CAP ETF
2019-06-13
2020-06-11
330. VANGUARD LARGE-CAP ETF
2019-06-13
2020-06-11
210. VANGUARD LARGE-CAP ETF
2018-06-12
2020-06-11
1055. VANGUARD INDEX TR VANGUARD TOTAL STK MKT VIPERS
2018-06-05
2020-06-11
185. VERIZON COMMUNICATIONS
2005-02-07
2020-06-17
302. VERIZON COMMUNICATIONS
1993-01-12
2020-06-17
46. VERIZON COMMUNICATIONS
1993-01-12
2020-08-12
1750. VICTORY SMALL CO OPPTY FUND CL I SHS
2016-02-23
2020-06-11
1350. VICTORY SMALL CO OPPTY FUND CL I SHS
2016-02-05
2020-06-11
305. VISA INC CL A COM
2015-03-06
2020-06-17
31. VISA INC CL A COM
2015-03-06
2020-08-12
100000. VISA INC UNSECD SR NT CALL 09/14/25 @100
2016-07-13
2020-06-16
11. VULCAN MATERIALS COMPANY
2020-06-17
2020-08-12
500. WASTE MANAGEMENT INC
2016-11-30
2020-06-17
50000. WELLS FARGO & CO NEW MEDIUM TERM SR NT
2011-04-01
2020-06-16
7.717 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I
2018-02-26
2019-09-24
9915.716 INTERMEDIATE CROSSOVER FIXED INCOME COMMON TRUST FUND
2019-04-30
2020-06-12
7500. INTERMEDIATE CROSSOVER FIXED INCOME COMMON TRUST FUND
2014-07-18
2020-06-12
167. EATON CORP PLC COM
2016-03-18
2020-06-17
29. EATON CORP PLC COM
2016-03-18
2020-08-12
50. MARVELL TECHNOLOGY GROUP LTD COM
2020-06-17
2020-08-12
67. UBS GROUP AG COM
2020-08-17
2020-08-28
271. UBS GROUP AG COM
2020-06-29
2020-08-28
13. LYONDELLBASELL INDUSTRIES NV CL A COM
2020-06-17
2020-08-12
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
7,974
10,647
-2,673
b
230
238
-8
c
697
740
-43
d
4,631
4,178
453
e
62,619
15,753
46,866
1,305
1,182
123
3,995
3,724
271
59,617
18,328
41,289
1,028
934
94
771
646
125
57,754
21,272
36,482
2,888
745
2,143
4,518
1,117
3,401
118,762
5,319
113,443
6,300
236
6,064
2,049
1,797
252
73,521
14,958
58,563
11,693
1,870
9,823
47
47
109
109
5,670
5,586
84
14,345
13,234
1,111
96,004
88,496
7,508
1,766
1,766
103,869
96,388
7,481
40,000
39,864
136
45,000
44,358
642
746
766
-20
11,838
10,716
1,122
59,191
18,964
40,227
4,255
3,651
604
45,671
15,388
30,283
1,768
563
1,205
72
69
3
30
34
-4
38,920
39,400
-480
49,050
49,396
-346
73,575
73,964
-389
39
40
-1
157
177
-20
29,199
10,632
18,567
349
141
208
2,054
1,880
174
1,516
1,391
125
2,336
2,185
151
1,383
1,272
111
1,866
1,609
257
2,277
1,870
407
7,257
7,059
198
3,628
3,214
414
25,399
22,223
3,176
1,900
1,749
151
874
286
588
5,680
1,663
4,017
2,184
616
1,568
2,124
1,938
186
50,000
50,000
29,405
14,424
14,981
782
373
409
11,101
8,281
2,820
2,249
1,740
509
46,739
44,336
2,403
5,192
4,926
266
2,180
1,739
441
19,984
7,558
12,426
9,488
3,744
5,744
2,438
896
1,542
3,287
3,333
-46
9,361
8,203
1,158
3,791
1,930
1,861
3,106
1,525
1,581
33,425
40,075
-6,650
8,691
10,166
-1,475
124,432
71,941
52,491
54,029
30,389
23,640
95,101
48,937
46,164
31,650
15,411
16,239
79,981
38,764
41,217
9,220
12,125
-2,905
9,220
12,070
-2,850
6,830
7,030
-200
59,489
44,552
14,937
27,459
18,822
8,637
34,257
23,166
11,091
78,591
49,141
29,450
33,098
18,021
15,077
33,827
17,904
15,923
2,337
2,141
196
747
761
-14
2,782
2,515
267
4,076
3,682
394
4,544
3,984
560
1,165
849
316
1,748
1,227
521
32,138
12,316
19,822
2,695
921
1,774
51,670
50,162
1,508
496
513
-17
2,149
2,116
33
2,213
1,627
586
330
350
-20
1,424
1,513
-89
1,524
1,258
266
268
251
17
1,437
1,298
139
23,120
19,379
3,741
6,256
7,190
-934
6,975
7,779
-804
1,788
1,659
129
2,682
2,395
287
820
742
78
18,756
28,475
-9,719
5,359
6,717
-1,358
1,115
1,021
94
6,570
4,247
2,323
1,545
1,397
148
3,224
3,113
111
26,101
6,452
19,649
17,549
9,333
8,216
11,699
5,896
5,803
25,271
11,867
13,404
1,562
659
903
29,001
31,841
-2,840
15,999
17,567
-1,568
1,414
1,254
160
1,337
1,131
206
1,221
889
332
251
212
39
2,639
1,789
850
27,556
24,431
3,125
50,387
48,450
1,937
809
800
9
1,980
1,450
530
26,043
11,893
14,150
10,391
8,688
1,703
41,563
30,491
11,072
1,663
1,450
213
1,269
1,178
91
681
634
47
1,330
1,187
143
188
170
18
2,615
2,593
22
39,958
9,522
30,436
6,170
1,326
4,844
46,798
12,671
34,127
2,389
603
1,786
48
49
-1
3,085
2,530
555
1,192
1,022
170
75,676
4,180
71,496
1,893
1,799
94
172,991
112,119
60,872
66,125
61,763
4,362
6,943
7,447
-504
17,434
21,833
-4,399
35,544
42,988
-7,444
194,924
186,317
8,607
52,804
59,364
-6,560
70,405
72,172
-1,767
40,349
19,957
20,392
3,574
1,751
1,823
110,424
110,446
-22
47,939
9,878
38,061
2,241
448
1,793
50
42
8
1,654
1,704
-50
58,760
23,678
35,082
87
92
-5
50
59
-9
80,958
33,663
47,295
2,952
2,513
439
1,281
1,022
259
2,268
2,111
157
34,353
12,234
22,119
22,902
8,013
14,889
29
27
2
39
37
2
227
249
-22
113,826
8,961
104,865
10,643
783
9,860
3,142
2,960
182
2,138
1,973
165
1,512
900
612
590
594
-4
58
65
-7
11,213
9,555
1,658
22,425
19,050
3,375
2,638
2,551
87
2,189
2,350
-161
1,561
1,489
72
62,609
23,229
39,380
5,549
5,484
65
3,631
2,925
706
2,107
2,090
17
4,607
4,571
36
1,155
400
755
7,508
2,326
5,182
2,888
861
2,027
2,532
2,683
-151
56,836
15,220
41,616
2,334
2,071
263
1,827
1,680
147
3,806
3,262
544
1,327
491
836
23,894
8,249
15,645
7,965
2,165
5,800
15,082
8,229
6,853
26,812
11,740
15,072
51,637
50,177
1,460
20,557
6,346
14,211
323
351
-28
34,405
36,225
-1,820
44,235
46,440
-2,205
9,830
10,270
-440
49,150
50,350
-1,200
11,853
3,390
8,463
47,411
11,097
36,314
2,157
2,033
124
22,794
26,037
-3,243
40,000
39,858
142
45,000
44,406
594
53
58
-5
2,590
2,937
-347
24
25
-1
196
192
4
6,495
7,425
-930
38,970
43,590
-4,620
12,990
14,330
-1,340
38,970
40,710
-1,740
25,980
27,060
-1,080
235
207
28
30
20
10
47,185
31,447
15,738
2,696
845
1,851
17,526
4,909
12,617
6,741
1,818
4,923
3,579
2,920
659
878
573
305
2,468
1,547
921
2,192
2,139
53
1,386
1,431
-45
1,147
1,042
105
104,645
99,838
4,807
2,842
2,738
104
56,348
19,908
36,440
3,668
1,220
2,448
623
551
72
32,758
28,832
3,926
52,649
59,998
-7,349
41,101
43,082
-1,981
31,399
13,232
18,167
1,204
465
739
3,851
4,629
-778
1,987
1,643
344
667
698
-31
1,542
1,612
-70
1,564
1,681
-117
257
265
-8
1,935
2,020
-85
1,315
1,073
242
1,269
952
317
162
132
30
2,680
1,848
832
2,297
1,624
673
1,804
1,288
516
4,954
4,367
587
2,766
2,915
-149
4,070
3,505
565
110,746
25,549
85,197
95
103
-8
985
1,055
-70
548
586
-38
296
308
-12
765
791
-26
882
879
3
568
557
11
173
176
-3
252
264
-12
790
821
-31
39,876
41,317
-1,441
103,418
100,685
2,733
5,747
4,106
1,641
40,228
24,307
15,921
1,050
1,056
-6
1,557
1,481
76
1,602
1,407
195
1,918
1,721
197
51,804
50,341
1,463
1,461
1,722
-261
43,864
41,135
2,729
21,075
23,595
-2,520
103,653
114,703
-11,050
2,904
1,705
1,199
96,789
54,193
42,596
103,216
106,209
-2,993
46,401
43,865
2,536
29,528
26,972
2,556
161,770
149,826
11,944
10,502
6,142
4,360
17,144
7,773
9,371
2,698
1,184
1,514
61,460
58,923
2,537
47,412
44,402
3,010
59,198
20,767
38,431
6,151
2,111
4,040
112,351
104,960
7,391
1,438
1,337
101
52,831
35,090
17,741
51,614
49,377
2,237
90
87
3
103,254
102,023
1,231
78,099
76,425
1,674
14,696
8,956
5,740
2,971
1,555
1,416
1,772
1,749
23
828
822
6
3,347
3,077
270
903
891
12
31,968
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
-2,673
b
-8
c
-43
d
453
e
46,866
123
271
41,289
94
125
36,482
2,143
3,401
113,443
6,064
252
58,563
9,823
84
1,111
7,508
7,481
136
642
-20
1,122
40,227
604
30,283
1,205
3
-4
-480
-346
-389
-1
-20
18,567
208
174
125
151
111
257
407
198
414
3,176
151
588
4,017
1,568
186
14,981
409
2,820
509
2,403
266
441
12,426
5,744
1,542
-46
1,158
1,861
1,581
-6,650
-1,475
52,491
23,640
46,164
16,239
41,217
-2,905
-2,850
-200
14,937
8,637
11,091
29,450
15,077
15,923
196
-14
267
394
560
316
521
19,822
1,774
1,508
-17
33
586
-20
-89
266
17
139
3,741
-934
-804
129
287
78
-9,719
-1,358
94
2,323
148
111
19,649
8,216
5,803
13,404
903
-2,840
-1,568
160
206
332
39
850
3,125
1,937
9
530
14,150
1,703
11,072
213
91
47
143
18
22
30,436
4,844
34,127
1,786
-1
555
170
71,496
94
60,872
4,362
-504
-4,399
-7,444
8,607
-6,560
-1,767
20,392
1,823
-22
38,061
1,793
8
-50
35,082
-5
-9
47,295
439
259
157
22,119
14,889
2
2
-22
104,865
9,860
182
165
612
-4
-7
1,658
3,375
87
-161
72
39,380
65
706
17
36
755
5,182
2,027
-151
41,616
263
147
544
836
15,645
5,800
6,853
15,072
1,460
14,211
-28
-1,820
-2,205
-440
-1,200
8,463
36,314
124
-3,243
142
594
-5
-347
-1
4
-930
-4,620
-1,340
-1,740
-1,080
28
10
15,738
1,851
12,617
4,923
659
305
921
53
-45
105
4,807
104
36,440
2,448
72
3,926
-7,349
-1,981
18,167
739
-778
344
-31
-70
-117
-8
-85
242
317
30
832
673
516
587
-149
565
85,197
-8
-70
-38
-12
-26
3
11
-3
-12
-31
-1,441
2,733
1,641
15,921
-6
76
195
197
1,463
-261
2,729
-2,520
-11,050
1,199
42,596
-2,993
2,536
2,556
11,944
4,360
9,371
1,514
2,537
3,010
38,431
4,040
7,391
101
17,741
2,237
3
1,231
1,674
5,740
1,416
23
6
270
12
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,899,686
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
378,178
7,322,805
0.051644
2017
368,629
7,547,612
0.04884
2016
468,239
7,014,273
0.066755
2015
349,310
6,811,386
0.051283
2014
332,557
7,122,750
0.046689
2
Total
of line 1, column (d)
.....................
2
0.265211
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.053042
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
7,401,628
5
Multiply line 4 by line 3
......................
5
392,597
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
20,690
7
Add lines 5 and 6
........................
7
413,287
8
Enter qualifying distributions from Part XII, line 4
,.............
8
339,425
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
41,379
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
41,379
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
41,379
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
7,046
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
7,046
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
34,333
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
VA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
BANK OF AMERICA NA
Telephone no.
(877) 446-1410
Located at
PO BOX 40200 FL9-300-01-16
JACKSONVILLE
FL
ZIP+4
32203
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
BANK OF AMERICA NA
TRUSTEE
1
3,235
1111 EAST MAIN STREET
RICHMOND
,
VA
23219
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
7,240,692
b
Average of monthly cash balances
.......................
1b
273,651
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
7,514,343
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
7,514,343
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
112,715
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
7,401,628
6
Minimum investment return.
Enter 5% of line 5
..................
6
370,081
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
370,081
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
41,379
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
41,379
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
328,702
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
328,702
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
328,702
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
339,425
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
339,425
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
339,425
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
328,702
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
11,041
d
From 2017
......
0
e
From 2018
......
19,084
f
Total
of lines 3a through e
........
30,125
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
339,425
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
328,702
e
Remaining amount distributed out of corpus
10,723
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
40,848
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
40,848
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
11,041
c
Excess from 2017
....
0
d
Excess from 2018
....
19,084
e
Excess from 2019
....
10,723
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
AGECROFT ASSOCIATION
4305 SULGRAVE ROAD
RICHMOND
,
VA
23221
N/A
PC
UNRESTRICTED GENERAL
333,623
Total
.................................
3a
333,623
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
175,865
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
1,899,686
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
2,075,551
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
2,075,551
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description