-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
10-01-2019
, and ending
09-30-2020
Name of foundation
ETHEL VINCENT CHARITABLE TRUST
Number and street (or P.O. box number if mail is not delivered to street address)
116 ALLEGHENY CENTER MALL P8YB3502L
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PITTSBURGH
,
PA
15212
A Employer identification number
23-7886897
B
Telephone number (see instructions)
(412) 565-4532
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
2,206,073
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
49,104
49,104
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
61,411
b
Gross sales price for all assets on line 6a
374,557
7
Capital gain net income (from Part IV, line 2)
...
61,411
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
8,075
8,075
12
Total.
Add lines 1 through 11
........
118,590
118,590
13
Compensation of officers, directors, trustees, etc.
30,185
18,645
11,540
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
1,499
0
0
1,499
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
4,268
801
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
1,684
1,684
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
37,636
21,130
0
13,039
25
Contributions, gifts, grants paid
.......
100,125
100,125
26
Total expenses and disbursements.
Add lines 24 and 25
137,761
21,130
0
113,164
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-19,171
b
Net investment income
(if negative, enter -0-)
97,460
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
53,070
90,896
90,896
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
264,092
270,806
462,350
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
1,377,474
1,313,772
1,652,827
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
1,694,636
1,675,474
2,206,073
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
1,689,368
1,670,763
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
5,268
4,711
29
Total net assets or fund balances
(see instructions)
.....
1,694,636
1,675,474
30
Total liabilities and net assets/fund balances
(see instructions)
.
1,694,636
1,675,474
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
1,694,636
2
Enter amount from Part I, line 27a
.....................
2
-19,171
3
Other increases not included in line 2 (itemize)
3
9
4
Add lines 1, 2, and 3
..........................
4
1,675,474
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
1,675,474
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
16. BIOMARIN PHARMACEUTICAL INC
2013-03-13
2019-10-01
b
14. BIOMARIN PHARMACEUTICAL INC
2013-06-14
2019-10-01
c
7. PAYPAL HOLDINGS INC-W/I
2018-10-30
2019-10-01
d
10. DEUTSCHE TELEKOM AG SPONSORED ADR
2006-10-16
2019-10-02
e
17. TAIWAN SEMICONDUCTOR MTG CO ADR
2008-01-16
2019-10-02
12. TENCENT HOLDINGS LTD UNSPON ADR
2017-08-25
2019-10-02
4. UNITED OVERSEAS BK LTD SPONSORED ADR
2016-06-14
2019-10-02
19. IBERDROLA SA SPON ADR
2012-04-26
2019-10-08
16. TENCENT HOLDINGS LTD UNSPON ADR
2017-08-25
2019-10-10
5. ROYAL DUTCH SHELL PLC ADR B
2016-02-03
2019-10-11
11. TENCENT HOLDINGS LTD UNSPON ADR
2017-08-25
2019-10-11
7. TENCENT HOLDINGS LTD UNSPON ADR
2018-11-08
2019-10-11
22. IBERDROLA SA SPON ADR
2012-04-26
2019-10-15
18. TENCENT HOLDINGS LTD UNSPON ADR
2018-11-08
2019-10-16
3. LAUDER ESTEE COS INC CL A
2017-08-22
2019-10-18
3. BOEING CO
2010-02-19
2019-10-21
5. PAYPAL HOLDINGS INC-W/I
2018-10-30
2019-10-23
6. PAYPAL HOLDINGS INC-W/I
2017-08-08
2019-10-23
22. IBERDROLA SA SPON ADR
2012-06-13
2019-10-24
18. TENCENT HOLDINGS LTD UNSPON ADR
2018-11-08
2019-10-25
12. TENCENT HOLDINGS LTD UNSPON ADR
2018-11-08
2019-10-28
3. CROWN CASTLE INTL CORP
2018-10-08
2019-10-30
3. SQUARE INC - A
2019-06-13
2019-11-01
3. SQUARE INC - A
2018-01-09
2019-11-01
5. SQUARE INC - A
2018-12-24
2019-11-01
7. CROWN CASTLE INTL CORP
2018-10-08
2019-11-05
3. AMERICAN TOWER CORP
2019-08-02
2019-11-07
2. ILLUMINA INC COM
2017-03-17
2019-11-07
3. AMERICAN TOWER CORP
2019-07-30
2019-11-08
23. ZURICH INS GROUP LTD ADR
2009-09-23
2019-11-18
1. AMERICAN TOWER CORP
2018-12-07
2019-11-25
1. AMERICAN TOWER CORP
2019-07-30
2019-11-25
5. AMERICAN TOWER CORP
2018-12-07
2019-11-27
12. SAGE THERAPEUTICS INC
2019-02-13
2019-12-05
2074.689 AQR EQUITY MARKET NEUTRAL-I
2017-06-05
2019-12-06
2. ADIDAS AG SPONSORED ADR
2019-08-01
2019-12-06
4. ADOBE SYSTEMS INC
2019-09-27
2019-12-06
14. AIRBUS SE ADR
2019-10-22
2019-12-06
5. ALIBABA GROUP HOLDING LTD ADR SEDOL BP41ZD1
2019-11-07
2019-12-06
1. ALPHABET INC/CA-CL C
2008-12-23
2019-12-06
1. ALPHABET INC/CA-CL A
2008-12-23
2019-12-06
1. AMAZON.COM INC
2019-05-23
2019-12-06
7. APPLE INC
2019-10-01
2019-12-06
11. ASTRAZENECA PLC SPONS ADR
2018-05-21
2019-12-06
1774.623 BAIRD INTERMEDIATE BD FD INSTL FD 70
2015-02-24
2019-12-06
2. BOEING CO
2010-02-19
2019-12-06
1. BROADCOM INC
2017-01-27
2019-12-06
558.024 CARILLON EAGLE SMALL CAP GROWTH-I FUND 3933
2013-05-21
2019-12-06
1. CHIPOTLE MEXICAN GRIL CL A
2019-04-30
2019-12-06
2. CONSTELLATION BRANDS INC CL A
2019-04-08
2019-12-06
4. COSTCO WHSL CORP NEW COM
2007-05-24
2019-12-06
3. DANAHER CORP
2019-03-21
2019-12-06
2. DEXCOM INC
2019-08-22
2019-12-06
2. DISNEY WALT CO
2019-06-13
2019-12-06
4. EDWARDS LIFESCIENCES CORP
2019-01-22
2019-12-06
3. FACEBOOK INC
2019-07-25
2019-12-06
4. FACEBOOK INC
2019-04-25
2019-12-06
2. GUARDANT HEALTH INC
2019-05-28
2019-12-06
3. HOME DEPOT INC COM
2019-08-15
2019-12-06
2. ILLUMINA INC COM
2011-12-01
2019-12-06
1. INTUITIVE SURGICAL INC
2018-10-08
2019-12-06
128. ISHARES TR S&P 500 INDEX FD
2015-02-24
2019-12-06
2. J P MORGAN CHASE & CO COM
2016-12-01
2019-12-06
5. KERING S A ADR
2019-09-13
2019-12-06
33. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2011-01-07
2019-12-06
5. LAUDER ESTEE COS INC CL A
2017-08-17
2019-12-06
4. LULULEMON ATHLETICA INC
2019-04-29
2019-12-06
6. MASTERCARD INC CL A
2009-02-18
2019-12-06
8. MICROSOFT CORP
2016-02-01
2019-12-06
3. MICROSOFT CORP
2019-10-25
2019-12-06
4. NETFLIX.COM INC
2013-06-03
2019-12-06
2. NIKE INC CL B
2018-02-14
2019-12-06
8. NIKE INC CL B
2019-04-24
2019-12-06
1. NVIDIA CORP
2016-01-13
2019-12-06
4. PAYPAL HOLDINGS INC-W/I
2019-11-27
2019-12-06
3. QUALCOMM
2019-04-23
2019-12-06
2. S&P GLOBAL INC
2018-09-27
2019-12-06
15. SAFRAN SA UNSPON ADR
2018-09-07
2019-12-06
2. SALESFORCE.COM
2009-06-18
2019-12-06
13. SALESFORCE.COM
2019-06-10
2019-12-06
3. SERVICE NOW INC
2019-04-30
2019-12-06
1. SHOPIFY INC - A W/I SEDOL BXDZ9Z0
2019-09-12
2019-12-06
4. SPLUNK INC
2012-10-10
2019-12-06
3. SQUARE INC - A
2018-01-09
2019-12-06
3. TESLA INC
2019-08-09
2019-12-06
2. TWILIO INC - A
2019-06-10
2019-12-06
2. UNION PAC CORP COM
2018-11-06
2019-12-06
5. VERTEX PHARMACEUTICALS INC
2017-05-01
2019-12-06
7. VISA INC CLASS A SHARES
2011-12-16
2019-12-06
7. WORKDAY INC CL A
2012-11-30
2019-12-06
3. EDWARDS LIFESCIENCES CORP
2018-10-18
2019-12-12
4. HOME DEPOT INC COM
2016-01-13
2019-12-12
33. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2011-01-07
2019-12-18
3. FACEBOOK INC
2012-11-20
2020-01-06
2. FLEETCOR TECHNOLOGIES INC
2019-08-15
2020-01-06
1. FLEETCOR TECHNOLOGIES INC
2019-05-20
2020-01-06
9. SINGAPORE TELECOMMUNICATION ADR ISIN US82929R3049
2008-06-11
2020-01-06
1. TESLA INC
2019-08-09
2020-01-06
3. VERTEX PHARMACEUTICALS INC
2017-04-20
2020-01-06
3. XILINX INC COM
2019-05-17
2020-01-06
2. FLEETCOR TECHNOLOGIES INC
2019-05-20
2020-01-07
2. BOEING CO
2010-02-19
2020-01-09
16. NATIONAL GRID GROUP PLC SEDOL BZ8FYV0
2012-11-09
2020-01-09
2. DISNEY WALT CO
2019-06-13
2020-01-13
1. FLEETCOR TECHNOLOGIES INC
2019-06-06
2020-01-13
5. QUALCOMM
2019-04-23
2020-01-13
56. DEUTSCHE TELEKOM AG SPONSORED ADR
2006-10-16
2020-01-17
14. NATIONAL GRID GROUP PLC SEDOL BZ8FYV0
2005-11-16
2020-01-17
1. ADOBE SYSTEMS INC
2019-10-31
2020-01-22
1. ADOBE SYSTEMS INC
2013-10-30
2020-01-22
5. DISNEY WALT CO
2019-05-16
2020-01-22
7. NOVARTIS AG SPONSORED ADR
2019-12-09
2020-01-24
8. QUALCOMM
2019-04-23
2020-01-24
2. ILLUMINA INC COM
2011-12-01
2020-01-28
1. INTUITIVE SURGICAL INC
2018-08-17
2020-01-28
4. DISNEY WALT CO
2019-05-15
2020-01-30
2. ILLUMINA INC COM
2011-12-01
2020-01-30
6. NIKE INC CL B
2018-02-14
2020-01-30
3. UNIVERSAL DISPLAY CORP
2019-07-10
2020-01-31
2487.562 DRIEHAUS ACTIVE INCOME FUND FUND 640
2017-06-05
2020-02-03
1. INTUITIVE SURGICAL INC
2018-07-16
2020-02-03
4. DANAHER CORP
2019-02-27
2020-02-04
1. TESLA INC
2013-09-06
2020-02-04
1. TESLA INC
2020-01-31
2020-02-04
13. NATIONAL GRID GROUP PLC SEDOL BZ8FYV0
2005-11-16
2020-02-05
4. ALIBABA GROUP HOLDING LTD ADR SEDOL BP41ZD1
2019-09-19
2020-02-11
6. DISNEY WALT CO
2019-05-15
2020-02-12
10. QUALCOMM
2019-04-18
2020-02-13
7. DISNEY WALT CO
2019-05-30
2020-02-14
6. MARRIOTT INTERNATIONAL INC CL A
2014-03-28
2020-02-14
1. MARRIOTT INTERNATIONAL INC CL A
2019-12-06
2020-02-14
2.188 NATIONAL GRID GROUP PLC SEDOL BZ8FYV0
2019-08-14
2020-02-19
10.812 NATIONAL GRID GROUP PLC SEDOL BZ8FYV0
2005-11-16
2020-02-19
39. SSE PLC SPN ADR
2018-05-10
2020-02-19
4. DANAHER CORP
2019-02-27
2020-02-20
1. ALLERGAN INC XXX-XX-XXXX
2001-01-01
2020-02-20
9. MARRIOTT INTERNATIONAL INC CL A
2014-03-28
2020-02-20
6. NIKE INC CL B
2018-02-14
2020-02-21
3. EDWARDS LIFESCIENCES CORP
2018-10-15
2020-02-27
6. AIRBUS SE ADR
2019-10-22
2020-02-28
15. AIRBUS SE ADR
2019-02-28
2020-02-28
5. EDWARDS LIFESCIENCES CORP
2018-10-15
2020-02-28
4. J P MORGAN CHASE & CO COM
2016-11-29
2020-02-28
22. AIRBUS SE ADR
2019-02-26
2020-03-02
8. DANAHER CORP
2019-02-27
2020-03-02
19. AIRBUS SE ADR
2019-02-21
2020-03-04
20. AIRBUS SE ADR
2019-03-07
2020-03-04
12. EXACT SCIENCES CORP
2019-05-29
2020-03-04
2. EXACT SCIENCES CORP
2019-12-06
2020-03-04
6. UNION PAC CORP COM
2018-10-18
2020-03-04
6. LVMH MOET HENNESSY LOUIS ADR
2020-01-13
2020-03-05
10. J P MORGAN CHASE & CO COM
2016-11-28
2020-03-06
7. LVMH MOET HENNESSY LOUIS ADR
2020-01-13
2020-03-06
3. ADIDAS AG SPONSORED ADR
2019-08-01
2020-03-11
1. ADIDAS AG SPONSORED ADR
2019-10-21
2020-03-11
1. ADIDAS AG SPONSORED ADR
2019-08-07
2020-03-12
5. ADIDAS AG SPONSORED ADR
2019-10-21
2020-03-12
2. ILLUMINA INC COM
2011-12-01
2020-03-12
27. SAFRAN SA UNSPON ADR
2018-08-30
2020-03-12
2. ADIDAS AG SPONSORED ADR
2019-08-07
2020-03-13
5. ADIDAS AG SPONSORED ADR
2019-09-26
2020-03-13
2. BOEING CO
2020-02-11
2020-03-16
5. BOEING CO
2010-02-19
2020-03-16
6. NIKE INC CL B
2018-04-18
2020-03-16
12. SAFRAN SA UNSPON ADR
2018-08-30
2020-03-16
9. SQUARE INC - A
2018-01-05
2020-03-16
21. SAFRAN SA UNSPON ADR
2018-09-04
2020-03-17
8. SQUARE INC - A
2018-01-05
2020-03-17
4. BROADCOM INC
2017-01-26
2020-03-19
1. INTUITIVE SURGICAL INC
2018-07-16
2020-03-19
10. KERING S A ADR
2020-02-21
2020-03-19
24. SAFRAN SA UNSPON ADR
2018-08-22
2020-03-19
3. FLEETCOR TECHNOLOGIES INC
2014-01-22
2020-03-23
8. XILINX INC COM
2019-05-17
2020-03-23
3. FLEETCOR TECHNOLOGIES INC
2014-01-23
2020-03-24
1. XILINX INC COM
2019-05-21
2020-03-24
2. XILINX INC COM
2019-11-07
2020-03-24
5. XILINX INC COM
2019-11-07
2020-03-25
3. CONSTELLATION BRANDS INC CL A
2020-02-20
2020-03-27
2. KERING S A ADR
2019-09-13
2020-03-27
12. KERING S A ADR
2020-02-21
2020-03-27
89. DAIMLER AG-UNSPONSORED ADR SEDOL BYVH331
2017-06-12
2020-03-31
17. QUALCOMM
2019-04-17
2020-04-02
2. WORKDAY INC CL A
2012-12-03
2020-04-03
4. WORKDAY INC CL A
2020-02-20
2020-04-03
27. ADYEN NV-UNSPON ADR SEDOL BJXK4M9
2020-02-04
2020-04-14
2. MASTERCARD INC CL A
2009-02-18
2020-04-17
5. BROADCOM INC
2017-01-26
2020-04-22
91. DAIMLER AG-UNSPONSORED ADR SEDOL BYVH331
2016-02-23
2020-04-23
2. ALIBABA GROUP HOLDING LTD ADR SEDOL BP41ZD1
2016-06-14
2020-05-04
4. ALIBABA GROUP HOLDING LTD ADR SEDOL BP41ZD1
2019-09-19
2020-05-04
4. SERVICE NOW INC
2018-10-19
2020-05-06
5. AMERICAN TOWER CORP
2020-03-03
2020-05-07
10. BOSTON SCIENTIFIC CORP
2019-12-13
2020-05-11
7. HUMANA INC
2020-03-04
2020-05-11
30. NTT DOCOMO INC SPON ADR
2014-03-20
2020-05-14
4. SALESFORCE.COM
2009-06-18
2020-05-15
7. NOVARTIS AG SPONSORED ADR
2007-07-05
2020-05-18
13. TAIWAN SEMICONDUCTOR MTG CO ADR
2008-01-16
2020-05-18
44. DEUTSCHE TELEKOM AG SPONSORED ADR
2006-10-16
2020-05-20
7. ALIBABA GROUP HOLDING LTD ADR SEDOL BP41ZD1
2016-06-14
2020-05-22
29. DAIMLER AG-UNSPONSORED ADR SEDOL BYVH331
2013-04-12
2020-05-22
53. DAIMLER AG-UNSPONSORED ADR SEDOL BYVH331
2019-06-27
2020-05-22
14. ADVANCED MICRO DEVICES INC
2020-03-20
2020-05-26
1. NVIDIA CORP
2020-02-14
2020-05-26
25. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2011-08-25
2020-05-27
4. LILLY ELI & CO
2020-03-19
2020-05-27
1. NVIDIA CORP
2020-02-14
2020-05-27
1. NVIDIA CORP
2016-01-13
2020-05-27
1. CONSTELLATION BRANDS INC CL A
2020-02-20
2020-06-01
6. CONSTELLATION BRANDS INC CL A
2019-02-07
2020-06-02
5. FLEETCOR TECHNOLOGIES INC
2014-01-23
2020-06-03
1. MICROSOFT CORP
2016-02-01
2020-06-08
3. MICROSOFT CORP
2020-01-31
2020-06-08
1. NVIDIA CORP
2016-01-28
2020-06-08
5. SALESFORCE.COM
2009-06-18
2020-06-08
70. DAIMLER AG-UNSPONSORED ADR SEDOL BYVH331
2013-04-12
2020-06-09
5. LILLY ELI & CO
2020-01-13
2020-06-09
4. MICROSOFT CORP
2016-02-01
2020-06-09
39. TAKEDA PHARMACEUTIC SPON ADR
2008-09-17
2020-06-09
2. BOEING CO
2020-04-17
2020-06-15
52. DAIMLER AG-UNSPONSORED ADR SEDOL BYVH331
2013-04-22
2020-06-18
1. CHIPOTLE MEXICAN GRIL CL A
2020-01-28
2020-06-19
4. LILLY ELI & CO
2020-01-13
2020-06-19
5. MICROSOFT CORP
2016-02-01
2020-06-19
2. SALESFORCE.COM
2009-06-18
2020-06-19
2. ADOBE SYSTEMS INC
2013-10-30
2020-06-22
18. BOSTON SCIENTIFIC CORP
2020-02-28
2020-06-26
15. BOSTON SCIENTIFIC CORP
2019-12-12
2020-06-26
28. HONDA MOTOR CO LTD AMERICAN SHARES
2014-10-02
2020-06-26
1. NIKE INC CL B
2018-04-18
2020-06-26
6. BOEING CO
2020-04-17
2020-07-07
10. ASTRAZENECA PLC SPONS ADR
2019-12-09
2020-07-10
7. ASTRAZENECA PLC SPONS ADR
2020-03-20
2020-07-10
4. LILLY ELI & CO
2020-01-09
2020-07-10
1. LILLY ELI & CO
2020-03-03
2020-07-10
7. BOEING CO
2010-02-17
2020-07-14
1. BOEING CO
2020-04-17
2020-07-14
4. LULULEMON ATHLETICA INC
2020-04-02
2020-07-15
2037.641 DIAMOND HILL LONG-SHORT FUND CL I
2017-06-05
2020-07-20
112.277 DIAMOND HILL LONG-SHORT FUND CL I
2019-12-13
2020-07-20
38. KINGFISHER PLC SPONSORED ADR
2016-10-25
2020-07-20
5. SANOFI SPONSORED ADR
2010-02-11
2020-07-20
25. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2011-08-25
2020-07-24
88. ISUZU MTRS LTD ADR
2017-08-17
2020-07-28
6. NIKE INC CL B
2018-02-05
2020-07-28
1. VERTEX PHARMACEUTICALS INC
2020-04-02
2020-07-28
2. LAUDER ESTEE COS INC CL A
2020-02-21
2020-07-29
13. KONINKLIJKE AHOLD DELHAIZE ADR SEDOL BD9FL92
2011-08-25
2020-07-30
5. LAUDER ESTEE COS INC CL A
2020-02-21
2020-07-30
4. MICROSOFT CORP
2016-02-01
2020-07-30
5. SALESFORCE.COM
2009-06-18
2020-07-30
10. TAIWAN SEMICONDUCTOR MTG CO ADR
2008-01-16
2020-08-05
7. ALIBABA GROUP HOLDING LTD ADR SEDOL BP41ZD1
2016-01-29
2020-08-07
15. TENCENT HOLDINGS LTD UNSPON ADR
2020-04-16
2020-08-07
3. TRADE DESK INC/THE -CLASS A
2020-06-09
2020-08-11
6. ALIBABA GROUP HOLDING LTD ADR SEDOL BP41ZD1
2016-01-29
2020-08-12
1. ALIBABA GROUP HOLDING LTD ADR SEDOL BP41ZD1
2016-01-29
2020-08-18
18. UBER TECHNOLOGIES INC
2019-05-10
2020-08-18
4. BIOMARIN PHARMACEUTICAL INC
2020-03-06
2020-08-19
2. MASTERCARD INC CL A
2009-02-18
2020-08-19
8. BIOMARIN PHARMACEUTICAL INC
2020-03-06
2020-08-20
7. UBER TECHNOLOGIES INC
2019-07-22
2020-08-20
46. DEUTSCHE TELEKOM AG SPONSORED ADR
2013-02-20
2020-08-24
1. ALPHABET INC/CA-CL C
2008-12-23
2020-08-26
1. ALPHABET INC/CA-CL A
2008-12-23
2020-08-26
7. LILLY ELI & CO
2020-03-03
2020-08-26
4. SALESFORCE.COM
2009-06-18
2020-08-26
1. LULULEMON ATHLETICA INC
2020-04-02
2020-09-04
2. LULULEMON ATHLETICA INC
2019-04-23
2020-09-04
4. MASTERCARD INC CL A
2009-03-02
2020-09-04
2. S&P GLOBAL INC
2020-04-16
2020-09-04
1. S&P GLOBAL INC
2018-09-27
2020-09-04
9. TAIWAN SEMICONDUCTOR MTG CO ADR
2008-01-16
2020-09-11
22. ABB LTD SPONSORED ADR
2015-08-12
2020-09-14
3. VERTEX PHARMACEUTICALS INC
2020-03-17
2020-09-15
2. GOLDMAN SACHS GROUP INC COM
2020-02-05
2020-09-17
4. ILLUMINA INC COM
2011-12-01
2020-09-17
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
1,120
974
146
b
908
822
86
c
729
591
138
d
167
161
6
e
790
143
647
488
507
-19
148
108
40
778
357
421
655
676
-21
293
210
83
458
464
-6
292
259
33
888
387
501
756
667
89
553
319
234
1,000
192
808
481
405
76
577
357
220
898
337
561
724
667
57
493
444
49
418
332
86
187
216
-29
187
124
63
311
258
53
915
774
141
613
647
-34
590
320
270
623
631
-8
906
556
350
209
169
40
209
208
1
1,069
835
234
737
1,831
-1,094
20,290
25,000
-4,710
308
330
-22
1,220
1,126
94
489
476
13
1,001
934
67
1,340
149
1,191
1,338
149
1,189
1,745
1,828
-83
1,886
1,666
220
523
405
118
20,000
19,894
106
702
128
574
314
205
109
30,686
28,577
2,109
824
673
151
369
382
-13
1,182
225
957
446
395
51
456
346
110
296
278
18
977
670
307
604
602
2
806
780
26
152
157
-5
644
604
40
655
188
467
586
535
51
40,453
27,270
13,183
271
163
108
301
262
39
862
483
379
991
508
483
923
714
209
1,742
93
1,649
1,209
439
770
453
422
31
1,218
128
1,090
194
136
58
777
707
70
213
30
183
420
431
-11
251
256
-5
547
411
136
612
512
100
317
20
297
2,061
2,028
33
815
813
2
367
356
11
590
126
464
204
124
80
1,013
708
305
197
295
-98
345
300
45
1,112
644
468
1,275
171
1,104
1,155
373
782
687
441
246
847
499
348
826
476
350
631
69
562
578
575
3
289
272
17
223
238
-15
444
236
208
665
352
313
292
319
-27
587
517
70
666
128
538
978
957
21
289
278
11
300
246
54
456
427
29
908
902
6
889
799
90
351
277
74
351
54
297
721
692
29
660
649
11
728
678
50
631
57
574
572
518
54
545
541
4
596
57
539
586
408
178
531
582
-51
23,408
25,000
-1,592
560
518
42
652
522
130
913
168
745
913
644
269
859
652
207
874
739
135
851
798
53
904
809
95
982
924
58
867
332
535
145
142
3
151
109
42
744
543
201
849
750
99
651
510
141
56
25
31
1,337
498
839
602
404
198
653
436
217
176
204
-28
439
502
-63
1,007
711
296
464
316
148
659
710
-51
1,175
1,013
162
584
604
-20
615
631
-16
892
1,308
-416
149
172
-23
963
893
70
502
580
-78
1,075
786
289
570
671
-101
336
494
-158
112
157
-45
96
154
-58
478
787
-309
452
56
396
631
912
-281
190
309
-119
474
763
-289
283
688
-405
708
317
391
423
403
20
247
392
-145
437
367
70
398
673
-275
354
324
30
770
816
-46
405
518
-113
402
611
-209
343
757
-414
528
323
205
585
842
-257
577
317
260
76
104
-28
153
194
-41
372
485
-113
434
619
-185
105
105
629
734
-105
651
1,611
-960
1,124
1,328
-204
239
100
139
477
781
-304
461
515
-54
513
31
482
1,286
1,010
276
702
1,560
-858
382
155
227
764
731
33
1,498
746
752
1,182
1,178
4
379
450
-71
2,660
2,256
404
861
458
403
671
40
631
595
341
254
670
110
560
656
541
115
1,419
544
875
247
391
-144
452
727
-275
759
583
176
352
292
60
607
328
279
578
561
17
343
292
51
331
30
301
174
206
-32
1,035
1,047
-12
1,272
525
747
185
55
130
555
515
40
350
28
322
871
50
821
767
912
-145
749
696
53
755
219
536
736
950
-214
375
301
74
534
671
-137
1,031
879
152
635
555
80
988
273
715
379
20
359
867
109
758
599
666
-67
499
672
-173
710
908
-198
95
67
28
1,085
903
182
535
479
56
375
286
89
653
544
109
163
130
33
1,245
433
812
178
150
28
1,220
818
402
48,618
53,110
-4,492
2,679
3,037
-358
216
337
-121
268
181
87
723
328
395
766
1,146
-380
580
402
178
281
236
45
383
420
-37
374
171
203
961
1,021
-60
810
219
591
952
50
902
818
84
734
1,736
522
1,214
1,003
795
208
1,358
1,097
261
1,524
400
1,124
258
67
191
533
789
-256
309
372
-63
663
31
632
602
744
-142
207
305
-98
820
499
321
1,611
149
1,462
1,607
149
1,458
1,038
880
158
1,092
40
1,052
361
180
181
723
349
374
1,362
61
1,301
699
552
147
349
205
144
710
76
634
576
443
133
800
680
120
392
488
-96
1,198
112
1,086
9,160
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
146
b
86
c
138
d
6
e
647
-19
40
421
-21
83
-6
33
501
89
234
808
76
220
561
57
49
86
-29
63
53
141
-34
270
-8
350
40
1
234
-1,094
-4,710
-22
94
13
67
1,191
1,189
-83
220
118
106
574
109
2,109
151
-13
957
51
110
18
307
2
26
-5
40
467
51
13,183
108
39
379
483
209
1,649
770
31
1,090
58
70
183
-11
-5
136
100
297
33
2
11
464
80
305
-98
45
468
1,104
782
246
348
350
562
3
17
-15
208
313
-27
70
538
21
11
54
29
6
90
74
297
29
11
50
574
54
4
539
178
-51
-1,592
42
130
745
269
207
135
53
95
58
535
3
42
201
99
141
31
839
198
217
-28
-63
296
148
-51
162
-20
-16
-416
-23
70
-78
289
-101
-158
-45
-58
-309
396
-281
-119
-289
-405
391
20
-145
70
-275
30
-46
-113
-209
-414
205
-257
260
-28
-41
-113
-185
-105
-960
-204
139
-304
-54
482
276
-858
227
33
752
4
-71
404
403
631
254
560
115
875
-144
-275
176
60
279
17
51
301
-32
-12
747
130
40
322
821
-145
53
536
-214
74
-137
152
80
715
359
758
-67
-173
-198
28
182
56
89
109
33
812
28
402
-4,492
-358
-121
87
395
-380
178
45
-37
203
-60
591
902
734
1,214
208
261
1,124
191
-256
-63
632
-142
-98
321
1,462
1,458
158
1,052
181
374
1,301
147
144
634
133
120
-96
1,086
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
61,411
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
95,613
2,003,785
0.047716
2017
91,503
2,037,813
0.044903
2016
107,775
1,876,627
0.05743
2015
97,318
1,818,768
0.053508
2014
132,086
1,947,733
0.067815
2
Total
of line 1, column (d)
.....................
2
0.271372
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.054274
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,073,392
5
Multiply line 4 by line 3
......................
5
112,531
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
975
7
Add lines 5 and 6
........................
7
113,506
8
Enter qualifying distributions from Part XII, line 4
,.............
8
113,164
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
1,949
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
1,949
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
1,949
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
2,304
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
2,304
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
355
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
355
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
PA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
PNC BANK NA
Telephone no.
(412) 565-4532
Located at
116 ALLEGHENY CENTER MALL
PITTSBURGH
PA
ZIP+4
15212
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JOSEPH M WYMARD ESQ
CO-TRUSTEE
2
6,212
200 SCHENLEY ROAD
PITTSBURGH
,
PA
15217
PNC BANK
CO-TRUSTEE
5
23,973
116 ALLEGHENY CENTER MALL
PITTSBURGH
,
PA
15212
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,104,967
b
Average of monthly cash balances
.......................
1b
0
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,104,967
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,104,967
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
31,575
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,073,392
6
Minimum investment return.
Enter 5% of line 5
..................
6
103,670
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
103,670
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
1,949
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
1,949
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
101,721
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
101,721
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
101,721
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
113,164
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
113,164
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
113,164
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
101,721
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
34,556
b
From 2015
......
7,697
c
From 2016
......
16,126
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
58,379
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
113,164
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
101,721
e
Remaining amount distributed out of corpus
11,443
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
69,822
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
34,556
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
35,266
10
Analysis of line 9:
a
Excess from 2015
....
7,697
b
Excess from 2016
....
16,126
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
11,443
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JOSEPH M WYMARD ESQ
200 SCHENLEY ROAD
PITTSBURGH
,
PA
15217
(412) 258-6729
b
The form in which applications should be submitted and information and materials they should include:
NONE - STATE REASON FOR APPLICATION
c
Any submission deadlines:
NONE
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
USE INCOME AND PRINCIPAL FOR SALVATION ARMY, MULTIPLE SCHEROSIS, OR OTHER SEMILAR HEALTH ISSUES, RESEARCH AND DEVELOPMENT
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
THE SALVATION ARMY
SOUTHERN CALIFORNIA DIVISION
16941 KEEGAN AVENUE
CARSON
,
CA
90746
NONE
PC
SUPPORT VICTIMS OF
23,715
UNIVERSITY OF PITTSBURGH
FBO DEPT OF NEUROLOGY
2502 CATHEDRAL OF LEARNING
PITTSBURGH
,
PA
15260
NONE
PC
RESEARCH AND TREATMENT OF
76,410
Total
.................................
3a
100,125
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
49,104
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
61,411
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
118,590
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
118,590
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description