-
TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
12-01-2019
, and ending
11-30-2020
Name of foundation
MCINTYREC S & M F MCINTYRE FDN - EQ
Number and street (or P.O. box number if mail is not delivered to street address)
10 S DEARBORN IL1-0111
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO
,
IL
60603
A Employer identification number
38-6046733
B
Telephone number (see instructions)
(800) 496-2583
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
3,151,839
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
67,255
67,255
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
181,056
b
Gross sales price for all assets on line 6a
1,101,000
7
Capital gain net income (from Part IV, line 2)
...
181,056
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
1,529
12
Total.
Add lines 1 through 11
........
249,840
248,311
13
Compensation of officers, directors, trustees, etc.
40,950
21,465
19,485
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
c
Other professional fees (attach schedule)
....
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
579
579
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
41,529
22,044
0
19,485
25
Contributions, gifts, grants paid
.......
237,000
237,000
26
Total expenses and disbursements.
Add lines 24 and 25
278,529
22,044
0
256,485
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-28,689
b
Net investment income
(if negative, enter -0-)
226,267
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
225
86
86
2
Savings and temporary cash investments
.........
47,066
38,095
38,095
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
1,780,493
1,710,441
2,391,929
c
Investments—corporate bonds (attach schedule)
.......
618,988
669,535
721,729
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
2,446,772
2,418,157
3,151,839
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
2,446,772
2,418,157
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
2,446,772
2,418,157
30
Total liabilities and net assets/fund balances
(see instructions)
.
2,446,772
2,418,157
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
2,446,772
2
Enter amount from Part I, line 27a
.....................
2
-28,689
3
Other increases not included in line 2 (itemize)
3
74
4
Add lines 1, 2, and 3
..........................
4
2,418,157
5
Decreases not included in line 2 (itemize)
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
2,418,157
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
14. CORTEVA INC
2020-01-13
b
12. CORTEVA INC
2020-01-13
c
14. CORTEVA INC
2020-01-14
d
15. CORTEVA INC
2020-01-14
e
5. CORTEVA INC
2018-04-06
2020-01-14
4. CORTEVA INC
2020-01-14
2. CORTEVA INC
2018-04-09
2020-01-14
2.455 CORTEVA INC
2020-01-15
14.545 CORTEVA INC
2019-04-08
2020-01-15
20. CORTEVA INC
2020-01-15
8. CORTEVA INC
2019-06-27
2020-01-15
2. CORTEVA INC
2019-06-27
2020-01-15
11. CORTEVA INC
2019-06-27
2020-01-15
12. CORTEVA INC
2020-01-15
1. CORTEVA INC
2019-06-28
2020-01-15
5. CORTEVA INC
2019-06-28
2020-01-16
4. CORTEVA INC
2019-06-28
2020-01-16
1. CORTEVA INC
2019-06-28
2020-01-16
1. CORTEVA INC
2019-06-28
2020-01-16
41. QUALCOMM INC
2019-05-01
2020-01-23
2. QUALCOMM INC
2019-05-01
2020-01-23
21. EOG RESOURCES INC
2020-01-28
3. EOG RESOURCES INC
2016-05-23
2020-01-28
2. EOG RESOURCES INC
2016-05-23
2020-01-29
2. EOG RESOURCES INC
2016-05-23
2020-01-29
1. EOG RESOURCES INC
2016-05-23
2020-01-29
16. EOG RESOURCES INC
2020-01-29
16. EOG RESOURCES INC
2020-01-29
15. EOG RESOURCES INC
2016-08-05
2020-01-29
21. EOG RESOURCES INC
2020-01-30
5. EOG RESOURCES INC
2020-01-30
8. ABBVIE INC
2019-09-16
2020-02-06
2. ADOBE SYS INC
2012-11-05
2020-02-06
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-02-06
1. ALPHABET INC-CL C
2013-04-16
2020-02-06
1. ALPHABET INC-CL A
2013-06-13
2020-02-06
1. AMAZON COM INC
2015-03-12
2020-02-06
6. AMERICAN EXPRESS CO
2020-02-06
10. APPLE COMPUTER INC
2011-04-06
2020-02-06
4. AUTOMATIC DATA PROCESSING INC
2020-02-06
29. BANK OF AMERICA CORPORATION
2020-02-06
4. BERKSHIRE HATHAWAY INC DEL CL B
2017-04-20
2020-02-06
17. BOSTON SCIENTIFIC CORP
2016-09-15
2020-02-06
11. BRISTOL MYERS SQUIBB CO
2019-11-20
2020-02-06
3. BROADCOM INC
2013-05-31
2020-02-06
2. CHARTER COMMUNICATIONS INC-A
2016-02-09
2020-02-06
13. CITIGROUP INC NEW
2020-02-06
8. COCA-COLA CO
2018-04-13
2020-02-06
24. COMCAST CORP NEW CL A
2020-02-06
7. DIAMONDBACK ENERGY INC
2017-05-15
2020-02-06
4. DISNEY WALT CO
2016-12-16
2020-02-06
6. DUPONT DE NEMOURS INC-WI
2020-02-06
6. ELECTRONIC ARTS
2018-09-20
2020-02-06
5. FACEBOOK INC-A
2015-04-27
2020-02-06
6. FIDELITY NATL INFORMATION SVCS INC
2014-12-19
2020-02-06
12. FISERV INC
2020-02-06
3. GENERAL DYNAMICS CORP
2020-02-06
4. HOME DEPOT INC
2020-02-06
6. HONEYWELL INTL INC
2020-02-06
3. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-02-06
24. KEYCORP NEW
2016-03-01
2020-02-06
6. LILLY ELI & CO
2020-02-06
5. LOWES COS INC
2012-04-30
2020-02-06
12. MARATHON PETROLEUM CORPORATION
2018-03-09
2020-02-06
5. MASTERCARD INC - CLASS A
2020-02-06
2. MCDONALDS CORP
2019-06-10
2020-02-06
10. MERCK & CO INC
2020-02-06
22. MICROSOFT CORP
2020-02-06
11. MONDELEZ INTERNATIONAL-W/I
2020-02-06
20. MORGAN STANLEY DEAN WITTER & CO NEW
2013-04-19
2020-02-06
2. NETFLIX.COM INC
2018-09-13
2020-02-06
3. NEXTERA ENERGY INC
2016-10-18
2020-02-06
5. NORFOLK SOUTHN CORP
2017-02-02
2020-02-06
2. NORTHROP GRUMMAN CORP
2016-09-16
2020-02-06
3. NVIDIA CORP
2017-10-03
2020-02-06
1. O'REILLY AUTOMOTIVE INC
2017-05-04
2020-02-06
7. PAYPAL HOLDINGS INC
2018-01-26
2020-02-06
6. PEPSICO INC
2014-10-13
2020-02-06
24. PFIZER INC
2020-02-06
3. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-02-06
4. PIONEER NAT RES CO
2020-02-06
5. PROCTER & GAMBLE CO
2019-06-05
2020-02-06
4. ROSS STORES INC
2018-12-11
2020-02-06
6. SALESFORCE.COM INC
2018-04-13
2020-02-06
4. STANLEY BLACK & DECKER,INC.
2020-02-06
8. TEXAS INSTRS INC
2020-02-06
2. THERMO ELECTRON CORP
2020-01-13
2020-02-06
5. UNION PAC CORP
2015-09-29
2020-02-06
2. UNITED TECHNOLOGIES CORP
2017-12-05
2020-02-06
6. UNITEDHEALTH GROUP INC
2013-09-03
2020-02-06
1. VERTEX PHARMACEUTICALS INC
2015-04-08
2020-02-06
4. VISA INC CLASS A SHARES
2015-10-19
2020-02-06
4. WASTE CONNECTIONS INC
2016-07-26
2020-02-06
9. WELLS FARGO & CO NEW
2012-06-05
2020-02-06
2. WEX INC
2016-05-02
2020-02-06
3. YUM BRANDS INC
2018-11-27
2020-02-06
6. ZIMMER HLDGS INC
2017-11-10
2020-02-06
4. ALLEGION PLC
2015-10-28
2020-02-06
2. ACCENTURE PLC
2014-04-22
2020-02-06
6. LINDE PLC
2018-12-11
2020-02-06
4. CHUBB LTD
2009-04-13
2020-02-06
5. NXP SEMICONDUCTORS NV
2019-02-19
2020-02-06
2572.697 ARTISAN INTL VAL-INST
2011-12-19
2020-02-14
849. JPMORGAN BETABUILDERS JAPAN ETF
2018-07-25
2020-02-14
178. JPMORGAN BETABUILDERS JAPAN ETF
2018-07-25
2020-02-14
13. ELECTRONIC ARTS
2020-02-25
17. ELECTRONIC ARTS
2020-02-25
4. ACCENTURE PLC
2014-04-22
2020-02-25
20. ACCENTURE PLC
2020-02-26
51. DISNEY WALT CO
2020-03-04
116. WELLS FARGO & CO NEW
2020-03-04
3. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
1. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-11
2. DUPONT DE NEMOURS INC-WI
2016-08-10
2020-03-11
61.455 DUPONT DE NEMOURS INC-WI
2020-03-11
15.545 DUPONT DE NEMOURS INC-WI
2019-04-08
2020-03-11
517. ISHARES MISCI EAFE INDEX FUND
2016-02-12
2020-03-11
7. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
4. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-12
9. ALEXION PHARMACEUTICALS INC
2019-03-14
2020-03-13
556.865 FIDELITY 500 INDEX-INST PRM
2020-03-17
355. ISHARES MISCI EAFE INDEX FUND
2016-02-12
2020-03-17
1029. JPMORGAN BETABUILDERS EUROPE ETF
2020-03-17
30. UNITED TECHNOLOGIES CORP
2020-03-31
31. COMCAST CORP NEW CL A
2018-01-11
2020-04-16
55. COMCAST CORP NEW CL A
2020-04-16
1. COMCAST CORP NEW CL A
2018-10-19
2020-04-16
38. COMCAST CORP NEW CL A
2020-04-16
5. COMCAST CORP NEW CL A
2019-01-29
2020-04-16
8. ROSS STORES INC
2018-12-11
2020-04-16
9. ROSS STORES INC
2018-12-11
2020-04-16
10. ROSS STORES INC
2020-04-16
32. ROSS STORES INC
2020-04-16
159. MARATHON PETROLEUM CORPORATION
2020-04-27
20. ADOBE SYS INC
2020-05-04
3. ADOBE SYS INC
2020-05-04
276. ISHARES TR 7-10 YR TREAS INDEX FD
2020-05-07
2232.291 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2020-05-07
3163.665 MTRPLTN WST TTL RTRN BND-PLN
2019-02-12
2020-05-07
5345.362 JPM GL RES ENH IDX FD - USD - R6 ISIN US48129C2070
2020-05-28
282. ISHARES MISCI EAFE INDEX FUND
2020-06-15
2631.338 MTRPLTN WST TTL RTRN BND-PLN
2019-02-12
2020-06-15
52. BERKSHIRE HATHAWAY INC DEL CL B
2020-06-24
13. ABBVIE INC
2019-09-16
2020-06-29
2. ALPHABET INC-CL C
2013-06-13
2020-06-29
1. ALPHABET INC-CL A
2013-12-13
2020-06-29
1. AMAZON COM INC
2015-03-12
2020-06-29
7. AMERICAN EXPRESS CO
2018-07-18
2020-06-29
10. APPLE COMPUTER INC
2020-06-29
5. AUTOMATIC DATA PROCESSING INC
2020-06-29
30. BANK OF AMERICA CORPORATION
2013-04-19
2020-06-29
1. BIOGEN IDEC INC
2020-03-11
2020-06-29
19. BOSTON SCIENTIFIC CORP
2020-06-29
11. BRISTOL MYERS SQUIBB CO
2019-11-20
2020-06-29
4. BROADCOM INC
2013-05-31
2020-06-29
2. CHARTER COMMUNICATIONS INC-A
2020-06-29
13. CITIGROUP INC NEW
2020-06-29
10. COCA-COLA CO
2018-04-13
2020-06-29
15. COMCAST CORP NEW CL A
2019-01-29
2020-06-29
7. DIAMONDBACK ENERGY INC
2017-05-15
2020-06-29
4. ELECTRONIC ARTS
2018-11-27
2020-06-29
5. FACEBOOK INC-A
2015-04-27
2020-06-29
6. FIDELITY NATL INFORMATION SVCS INC
2014-12-19
2020-06-29
13. FISERV INC
2020-06-29
4. GENERAL DYNAMICS CORP
2020-06-29
4. HOME DEPOT INC
2011-02-09
2020-06-29
8. HONEYWELL INTL INC
2011-08-10
2020-06-29
3. INTERCONTINENTALEXCHANGE GROUP, INC
2017-01-31
2020-06-29
2. INTUIT
2020-06-29
42. ISHARES TR 20+ TREAS INDEX FD
2019-09-19
2020-06-29
273. ISHARES MISCI EAFE INDEX FUND
2016-09-15
2020-06-29
151. JPM BTABLDRS DEV ASIA X-JPN
2019-08-23
2020-06-29
27. KEYCORP NEW
2016-03-01
2020-06-29
6. LILLY ELI & CO
2020-06-29
7. LOWES COS INC
2012-04-30
2020-06-29
5. MASTERCARD INC - CLASS A
2012-10-15
2020-06-29
2. MCDONALDS CORP
2019-06-10
2020-06-29
10. MERCK & CO INC
2020-06-29
24. MICROSOFT CORP
2013-08-09
2020-06-29
13. MONDELEZ INTERNATIONAL-W/I
2020-06-29
21. MORGAN STANLEY DEAN WITTER & CO NEW
2013-04-19
2020-06-29
1. NETFLIX.COM INC
2018-09-13
2020-06-29
4. NEXTERA ENERGY INC
2020-06-29
4. NORFOLK SOUTHN CORP
2017-11-21
2020-06-29
3. NORTHROP GRUMMAN CORP
2020-06-29
3. NVIDIA CORP
2017-10-03
2020-06-29
2. O'REILLY AUTOMOTIVE INC
2017-05-04
2020-06-29
10. PAYPAL HOLDINGS INC
2018-01-26
2020-06-29
7. PEPSICO INC
2014-10-13
2020-06-29
25. PFIZER INC
2020-06-29
4. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-06-29
6. PIONEER NAT RES CO
2020-06-29
6. PROCTER & GAMBLE CO
2019-06-05
2020-06-29
1460.006 PGIM HIGH YIELD-Q
2020-03-27
2020-06-29
6. SALESFORCE.COM INC
2020-06-29
4. STANLEY BLACK & DECKER,INC.
2020-06-29
11. TEXAS INSTRS INC
2016-03-10
2020-06-29
2. THERMO ELECTRON CORP
2020-01-13
2020-06-29
6. UNION PAC CORP
2020-06-29
6. UNITEDHEALTH GROUP INC
2013-09-03
2020-06-29
1230.759 VANGUARD TOT BD MKT IDX-ADM
2019-02-12
2020-06-29
362.533 VANGUARD TTL INTL BND-ADM
2017-04-26
2020-06-29
2. VERTEX PHARMACEUTICALS INC
2020-06-29
4. VISA INC CLASS A SHARES
2015-10-19
2020-06-29
5. WASTE CONNECTIONS INC
2016-07-26
2020-06-29
3. WEX INC
2016-05-03
2020-06-29
6. YUM BRANDS INC
2020-06-29
7. ZIMMER HLDGS INC
2020-06-29
4. ALLEGION PLC
2015-10-28
2020-06-29
7. LINDE PLC
2018-12-11
2020-06-29
5. CHUBB LTD
2020-06-29
2. ASML HOLDING NV-NY REG SHS
2020-03-04
2020-06-29
5. NXP SEMICONDUCTORS NV
2019-02-19
2020-06-29
92. KEYCORP NEW
2020-06-30
11. KEYCORP NEW
2020-06-30
69. PFIZER INC
2020-06-30
24. KEYCORP NEW
2020-07-01
7. KEYCORP NEW
2016-04-19
2020-07-01
41. KEYCORP NEW
2020-07-01
18. KEYCORP NEW
2018-10-08
2020-07-01
1. KEYCORP NEW
2018-10-08
2020-07-01
17. KEYCORP NEW
2020-07-01
35. KEYCORP NEW
2018-10-19
2020-07-02
1. KEYCORP NEW
2018-10-19
2020-07-02
36. KEYCORP NEW
2018-10-19
2020-07-02
2. KEYCORP NEW
2018-10-19
2020-07-02
201. PFIZER INC
2020-07-10
10. PFIZER INC
2020-07-10
11. ABBVIE INC
2019-09-16
2020-07-23
1. ALPHABET INC-CL C
2013-12-13
2020-07-23
2. AMAZON COM INC
2015-03-12
2020-07-23
6. AMERICAN EXPRESS CO
2018-07-19
2020-07-23
9. APPLE COMPUTER INC
2011-04-27
2020-07-23
4. AUTOMATIC DATA PROCESSING INC
2020-07-23
28. BANK OF AMERICA CORPORATION
2020-07-23
1. BIOGEN IDEC INC
2020-03-11
2020-07-23
18. BOSTON SCIENTIFIC CORP
2020-07-23
12. BRISTOL MYERS SQUIBB CO
2019-11-20
2020-07-23
4. BROADCOM INC
2013-05-31
2020-07-23
3. CHARTER COMMUNICATIONS INC-A
2016-03-30
2020-07-23
15. CITIGROUP INC NEW
2020-07-23
8. COCA-COLA CO
2018-04-13
2020-07-23
14. COMCAST CORP NEW CL A
2019-01-29
2020-07-23
7. DIAMONDBACK ENERGY INC
2020-07-23
3. ELECTRONIC ARTS
2018-11-27
2020-07-23
6. FACEBOOK INC-A
2015-04-27
2020-07-23
5. FIDELITY NATL INFORMATION SVCS INC
2014-12-19
2020-07-23
12. FISERV INC
2020-07-23
3. GENERAL DYNAMICS CORP
2020-07-23
4. HOME DEPOT INC
2011-02-09
2020-07-23
7. HONEYWELL INTL INC
2020-07-23
3. INTERCONTINENTALEXCHANGE GROUP, INC
2020-07-23
2. INTUIT
2020-02-25
2020-07-23
146. ISHARES MISCI EAFE INDEX FUND
2020-07-23
6. LILLY ELI & CO
2020-07-23
6. LOWES COS INC
2012-04-30
2020-07-23
5. MASTERCARD INC - CLASS A
2012-10-15
2020-07-23
2. MCDONALDS CORP
2019-06-10
2020-07-23
10. MERCK & CO INC
2020-07-23
22. MICROSOFT CORP
2020-07-23
12. MONDELEZ INTERNATIONAL-W/I
2020-07-23
20. MORGAN STANLEY DEAN WITTER & CO NEW
2013-04-19
2020-07-23
2. NETFLIX.COM INC
2018-09-13
2020-07-23
4. NEXTERA ENERGY INC
2016-10-18
2020-07-23
5. NORFOLK SOUTHN CORP
2020-07-23
4. NORTHROP GRUMMAN CORP
2020-07-23
3. NVIDIA CORP
2017-10-03
2020-07-23
2. O'REILLY AUTOMOTIVE INC
2020-07-23
11. PAYPAL HOLDINGS INC
2018-01-26
2020-07-23
7. PEPSICO INC
2020-07-23
3. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-07-23
5. PIONEER NAT RES CO
2016-02-12
2020-07-23
5. PROCTER & GAMBLE CO
2019-06-05
2020-07-23
7. SALESFORCE.COM INC
2020-07-23
4. STANLEY BLACK & DECKER,INC.
2016-02-11
2020-07-23
9. TEXAS INSTRS INC
2016-03-10
2020-07-23
3. THERMO ELECTRON CORP
2020-01-13
2020-07-23
5. UNION PAC CORP
2015-10-08
2020-07-23
6. UNITEDHEALTH GROUP INC
2020-07-23
2. VERTEX PHARMACEUTICALS INC
2020-07-23
3. VISA INC CLASS A SHARES
2015-10-19
2020-07-23
4. WASTE CONNECTIONS INC
2016-07-26
2020-07-23
4. WEX INC
2016-05-03
2020-07-23
5. YUM BRANDS INC
2018-11-28
2020-07-23
7. ZIMMER HLDGS INC
2020-07-23
3. ALLEGION PLC
2020-07-23
7. LINDE PLC
2018-12-11
2020-07-23
5. CHUBB LTD
2012-02-01
2020-07-23
1. ASML HOLDING NV-NY REG SHS
2020-03-04
2020-07-23
6. NXP SEMICONDUCTORS NV
2019-02-19
2020-07-23
22. GENERAL DYNAMICS CORP
2020-08-04
6. GENERAL DYNAMICS CORP
2018-12-13
2020-08-04
3. GENERAL DYNAMICS CORP
2020-08-04
24. PHILIP MORRIS INTERNATIONAL
2018-10-24
2020-08-04
9. PHILIP MORRIS INTERNATIONAL
2020-08-04
2. PHILIP MORRIS INTERNATIONAL
2018-12-26
2020-08-04
358. VANGUARD BD INDEX FD INC
2019-03-05
2020-09-21
1730.148 VANGUARD TOT BD MKT IDX-ADM
2019-02-12
2020-09-22
566.764 VANGUARD TTL INTL BND-ADM
2017-04-26
2020-09-22
32. AUTOMATIC DATA PROCESSING INC
2020-09-30
6. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
3. AUTOMATIC DATA PROCESSING INC
2019-08-14
2020-09-30
1. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
7. AUTOMATIC DATA PROCESSING INC
2020-05-04
2020-09-30
15. INTERCONTINENTALEXCHANGE GROUP, INC
2020-09-30
7. INTERCONTINENTALEXCHANGE GROUP, INC
2017-02-01
2020-09-30
7. INTERCONTINENTALEXCHANGE GROUP, INC
2020-09-30
4. ALLEGION PLC
2020-09-30
4. ALLEGION PLC
2020-09-30
5. ALLEGION PLC
2015-11-19
2020-09-30
3. ALLEGION PLC
2020-10-01
6. ALLEGION PLC
2020-10-01
2. ALLEGION PLC
2020-10-01
1. ALLEGION PLC
2016-05-02
2020-10-01
1. ALLEGION PLC
2016-05-02
2020-10-01
13. ALLEGION PLC
2020-10-02
26. DIAMONDBACK ENERGY INC
2020-10-05
25. DIAMONDBACK ENERGY INC
2020-10-05
10. DIAMONDBACK ENERGY INC
2020-01-28
2020-10-06
3. DIAMONDBACK ENERGY INC
2020-01-28
2020-10-06
8. DIAMONDBACK ENERGY INC
2020-10-06
39. APPLE COMPUTER INC
2011-04-27
2020-10-13
. WELLS FARGO & CO NEW
2020-10-13
126. JPMORGAN BETABUILDERS EUROPE ETF
2020-02-14
2020-10-22
441. JPMORGAN BETABUILDERS EUROPE ETF
2020-02-14
2020-10-22
697. JPMORGAN BETABUILDERS EUROPE ETF
2020-02-14
2020-10-22
189. JPMORGAN BETABUILDERS EUROPE ETF
2020-02-14
2020-10-22
56. SPDR TR UNIT SER 1
2014-10-09
2020-10-22
1367.653 VANGUARD TOT BD MKT IDX-ADM
2019-02-12
2020-10-22
3119.684 PIMCO SHORT TERM FUND INSTL
2020-11-02
14. PAYPAL HOLDINGS INC
2020-11-02
2591.038 VANGUARD TOT BD MKT IDX-ADM
2019-02-12
2020-11-02
35. VISA INC CLASS A SHARES
2020-11-02
3. VISA INC CLASS A SHARES
2020-11-02
10. SALESFORCE.COM INC
2020-11-03
1. SALESFORCE.COM INC
2018-10-08
2020-11-03
4. SALESFORCE.COM INC
2018-10-08
2020-11-03
2. SALESFORCE.COM INC
2018-10-08
2020-11-03
2. SALESFORCE.COM INC
2018-10-08
2020-11-04
2. SALESFORCE.COM INC
2018-10-08
2020-11-04
6. BROADCOM INC
2013-05-31
2020-11-06
1. BROADCOM INC
2013-05-31
2020-11-06
10. BROADCOM INC
2020-11-06
20. BROADCOM INC
2020-11-09
18. HOME DEPOT INC
2011-02-09
2020-11-24
14. PROCTER & GAMBLE CO
2019-06-05
2020-11-24
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
397
388
9
b
343
389
-46
c
400
456
-56
d
430
496
-66
e
143
166
-23
114
133
-19
57
67
-10
70
71
-1
418
434
-16
573
595
-22
229
238
-9
57
59
-2
316
326
-10
342
355
-13
29
30
-1
144
148
-4
115
118
-3
29
30
-1
29
30
-1
3,767
3,546
221
184
173
11
1,618
1,696
-78
231
244
-13
154
163
-9
154
163
-9
77
80
-3
1,207
1,319
-112
1,227
1,394
-167
1,135
1,354
-219
1,561
1,895
-334
376
450
-74
697
565
132
734
68
666
103
135
-32
1,472
396
1,076
1,472
435
1,037
2,049
374
1,675
800
618
182
3,249
489
2,760
719
575
144
1,007
330
677
919
660
259
733
396
337
739
621
118
957
127
830
1,055
364
691
1,028
547
481
473
356
117
1,071
871
200
538
726
-188
570
416
154
323
473
-150
657
681
-24
1,053
412
641
884
382
502
1,450
977
473
559
458
101
956
151
805
1,059
300
759
264
174
90
475
256
219
882
528
354
609
157
452
669
843
-174
1,647
235
1,412
427
402
25
856
633
223
4,011
699
3,312
642
269
373
1,101
411
690
732
741
-9
807
376
431
1,062
597
465
728
423
305
759
537
222
402
249
153
838
595
243
865
571
294
915
821
94
259
267
-8
565
592
-27
637
534
103
475
322
153
1,119
715
404
663
433
230
1,060
410
650
664
664
928
431
497
313
241
72
1,754
433
1,321
239
123
116
811
308
503
401
198
203
433
274
159
442
188
254
309
268
41
950
664
286
530
259
271
428
159
269
1,296
964
332
656
183
473
675
463
212
95,833
62,192
33,641
20,503
20,860
-357
4,300
4,373
-73
1,378
1,479
-101
1,792
1,732
60
791
319
472
3,953
1,837
2,116
6,028
5,531
497
4,724
6,211
-1,487
251
404
-153
84
135
-51
73
159
-86
2,272
5,601
-3,329
575
1,328
-753
28,975
26,832
2,143
555
943
-388
306
539
-233
718
1,212
-494
49,032
52,212
-3,180
17,397
18,424
-1,027
17,966
26,313
-8,347
2,836
3,677
-841
1,154
1,311
-157
2,046
2,295
-249
38
36
2
1,416
1,359
57
187
181
6
701
645
56
789
726
63
877
806
71
2,799
2,554
245
4,171
11,269
-7,098
6,970
864
6,106
1,046
308
738
33,647
28,846
4,801
41,364
36,396
4,968
33,756
31,194
2,562
104,769
102,562
2,207
16,784
14,814
1,970
28,418
25,945
2,473
9,251
9,926
-675
1,253
919
334
2,769
868
1,901
1,387
539
848
2,679
374
2,305
665
721
-56
3,611
493
3,118
731
720
11
701
350
351
261
298
-37
653
446
207
636
621
15
1,237
170
1,067
1,021
430
591
655
614
41
444
446
-2
584
542
42
292
726
-434
523
340
183
1,101
412
689
788
382
406
1,255
1,068
187
594
611
-17
985
148
837
1,143
339
804
272
174
98
576
586
-10
6,911
5,894
1,017
16,623
15,902
721
3,356
3,658
-302
324
288
36
970
526
444
933
220
713
1,457
237
1,220
365
402
-37
759
625
134
4,739
786
3,953
656
350
306
993
431
562
446
371
75
951
501
450
688
516
172
923
633
290
1,097
537
560
842
501
341
1,677
850
827
915
667
248
813
863
-50
281
356
-75
570
782
-212
703
640
63
7,475
6,789
686
1,099
716
383
550
435
115
1,371
609
762
699
664
35
990
567
423
1,740
433
1,307
14,289
12,948
1,341
8,371
7,867
504
567
247
320
763
308
455
457
247
210
488
273
215
523
537
-14
823
774
49
397
259
138
1,476
1,124
352
632
308
324
727
600
127
560
463
97
1,119
1,021
98
134
126
8
2,234
2,452
-218
288
283
5
85
84
1
479
806
-327
209
369
-160
12
20
-8
199
330
-131
424
625
-201
12
18
-6
422
643
-221
24
36
-12
6,777
7,058
-281
336
419
-83
1,081
777
304
1,518
537
981
6,011
747
5,264
578
600
-22
3,350
448
2,902
588
576
12
681
363
318
279
298
-19
692
391
301
719
677
42
1,239
170
1,069
1,680
680
1,000
773
807
-34
386
356
30
595
506
89
287
728
-441
407
255
152
1,398
495
903
725
318
407
1,223
986
237
455
456
-1
1,051
148
903
1,075
297
778
288
175
113
584
588
-4
9,272
8,506
766
972
527
445
876
188
688
1,554
237
1,317
393
402
-9
781
629
152
4,479
726
3,753
656
320
336
1,009
411
598
956
741
215
1,120
501
619
935
645
290
1,263
1,055
208
1,214
537
677
893
503
390
1,910
935
975
951
681
270
227
267
-40
501
569
-68
631
534
97
1,322
845
477
606
358
248
1,161
498
663
1,232
996
236
869
481
388
1,821
435
1,386
571
246
325
592
231
361
403
198
205
659
364
295
464
456
8
927
780
147
309
195
114
1,718
1,124
594
675
361
314
384
302
82
712
555
157
3,239
3,784
-545
885
1,031
-146
441
473
-32
1,846
2,139
-293
696
799
-103
154
133
21
29,712
28,224
1,488
20,156
18,201
1,955
13,183
12,299
884
4,446
4,736
-290
834
858
-24
417
493
-76
139
143
-4
976
1,001
-25
1,500
873
627
696
411
285
698
424
274
396
264
132
395
266
129
497
332
165
302
200
102
594
397
197
197
130
67
101
67
34
100
67
33
1,280
870
410
802
2,062
-1,260
772
2,598
-1,826
319
793
-474
93
238
-145
256
633
-377
4,806
485
4,321
26
26
2,906
3,222
-316
10,152
11,276
-1,124
16,128
17,822
-1,694
4,368
4,833
-465
19,297
10,841
8,456
15,783
14,388
1,395
30,791
30,791
2,604
1,239
1,365
29,926
27,258
2,668
6,480
2,681
3,799
557
281
276
2,374
1,237
1,137
237
151
86
954
605
349
474
303
171
500
303
197
491
303
188
2,287
254
2,033
383
42
341
3,806
441
3,365
7,741
1,170
6,571
4,918
667
4,251
1,936
1,494
442
12,638
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
9
b
-46
c
-56
d
-66
e
-23
-19
-10
-1
-16
-22
-9
-2
-10
-13
-1
-4
-3
-1
-1
221
11
-78
-13
-9
-9
-3
-112
-167
-219
-334
-74
132
666
-32
1,076
1,037
1,675
182
2,760
144
677
259
337
118
830
691
481
117
200
-188
154
-150
-24
641
502
473
101
805
759
90
219
354
452
-174
1,412
25
223
3,312
373
690
-9
431
465
305
222
153
243
294
94
-8
-27
103
153
404
230
650
497
72
1,321
116
503
203
159
254
41
286
271
269
332
473
212
33,641
-357
-73
-101
60
472
2,116
497
-1,487
-153
-51
-86
-3,329
-753
2,143
-388
-233
-494
-3,180
-1,027
-8,347
-841
-157
-249
2
57
6
56
63
71
245
-7,098
6,106
738
4,801
4,968
2,562
2,207
1,970
2,473
-675
334
1,901
848
2,305
-56
3,118
11
351
-37
207
15
1,067
591
41
-2
42
-434
183
689
406
187
-17
837
804
98
-10
1,017
721
-302
36
444
713
1,220
-37
134
3,953
306
562
75
450
172
290
560
341
827
248
-50
-75
-212
63
686
383
115
762
35
423
1,307
1,341
504
320
455
210
215
-14
49
138
352
324
127
97
98
8
-218
5
1
-327
-160
-8
-131
-201
-6
-221
-12
-281
-83
304
981
5,264
-22
2,902
12
318
-19
301
42
1,069
1,000
-34
30
89
-441
152
903
407
237
-1
903
778
113
-4
766
445
688
1,317
-9
152
3,753
336
598
215
619
290
208
677
390
975
270
-40
-68
97
477
248
663
236
388
1,386
325
361
205
295
8
147
114
594
314
82
157
-545
-146
-32
-293
-103
21
1,488
1,955
884
-290
-24
-76
-4
-25
627
285
274
132
129
165
102
197
67
34
33
410
-1,260
-1,826
-474
-145
-377
4,321
26
-316
-1,124
-1,694
-465
8,456
1,395
1,365
2,668
3,799
276
1,137
86
349
171
197
188
2,033
341
3,365
6,571
4,251
442
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
181,056
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
177,961
2,854,156
0.062352
2017
159,548
2,936,843
0.054326
2016
251,678
2,868,981
0.087724
2015
57,777
2,731,644
0.021151
2014
124,520
2,909,115
0.042803
2
Total
of line 1, column (d)
.....................
2
0.268356
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.053671
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
2,914,042
5
Multiply line 4 by line 3
......................
5
156,400
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
2,263
7
Add lines 5 and 6
........................
7
158,663
8
Enter qualifying distributions from Part XII, line 4
,.............
8
256,485
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,263
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,263
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,263
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
1,536
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
1,536
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
727
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
0
Refunded
11
0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
MI
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
No
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
14
The books are in care of
JP MORGAN CHASE BANK NA
Telephone no.
(800) 496-2583
Located at
10 S DEARBORN ST MC IL1-0111
CHICAGO
IL
ZIP+4
60603
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JPMORGAN CHASE BANK NA
TRUSTEE
2
40,950
10 S DEARBORN ST MC IL1-0111
CHICAGO
,
IL
60603
ROCQUE E LIPFORD
CO-TRUSTEE
2
0
1065 HOLLYWOOD DRIVE
MONROE
,
MI
48162
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
2,901,047
b
Average of monthly cash balances
.......................
1b
57,371
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
2,958,418
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
2,958,418
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
44,376
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
2,914,042
6
Minimum investment return.
Enter 5% of line 5
..................
6
145,702
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
145,702
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,263
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,263
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
143,439
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
143,439
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
143,439
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
256,485
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
256,485
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
2,263
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
254,222
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
143,439
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
111,769
d
From 2017
......
15,880
e
From 2018
......
38,321
f
Total
of lines 3a through e
........
165,970
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
256,485
a
Applied to 2018, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
143,439
e
Remaining amount distributed out of corpus
113,046
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
279,016
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
279,016
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
111,769
c
Excess from 2017
....
15,880
d
Excess from 2018
....
38,321
e
Excess from 2019
....
113,046
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
JP MORGAN CHASE BANK NA
685 ST CLAIR AVENUE
GROSSE POINT
,
MI
48230
(313) 343-8560
b
The form in which applications should be submitted and information and materials they should include:
APPLICATIONS MUST HAVE AN OUTLINE OF THE PROPOSED BUDGET AND ITS OBJECTIVES AND A PHOTOCOPY OF EXEMPT STATUS IRS LETTER
c
Any submission deadlines:
APPLICATIONS ACCEPTED ANYTIME
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
NO RESTRICTIONS
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
PROJECT SECOND CHANCE MONROE
PO BOX 103
MONROE
,
MI
48161
NONE
PC
GENERAL
10,000
SAVE MONROE STRAYS
11375 S STONEY CREEK RD
Carleton
,
MI
48117
NONE
PC
GENERAL
2,000
BOY SCOUTS OF AMERICA
1979 HURON PARKWAY
ANN ARBOR
,
MI
48104
NONE
PC
GENERAL
2,000
DOWN SYNDROME GUILD
OF SOUTHEAST MICHIGAN
1312 N CAMPBELL RD
Royal Oak
,
MI
48067
NONE
PC
GENERAL
5,000
FOUNDATION AT MONROE
COUNTY COMMUNITY COLLEGE
1555 S RAISINVILLE RD
MONROE
,
MI
48161
NONE
PC
GENERAL
76,000
INJURED SOLDIERS INC
22645 PONTIAC TRAIL
SOUTH LYON
,
MI
48178
NONE
PC
GENERAL
2,000
ALMA COLLEGE
614 WEST SUPERIOR STREET
ALMA
,
MI
48801
NONE
PC
GENERAL
100,000
HABITAT FOR HUMANITY OF
MONROE COUNTY
213 E KIRKWOOD AVE
BLOOMINGTON
,
IN
47408
NONE
PC
GENERAL
10,000
MEADOW MONTESSORI
FOR GENERAL SUPPORT
1670 SOUTH RAISINVILLE ROAD
Monroe
,
MI
48161
NONE
PC
GENERAL
10,000
TRINITY LUTHERAN CHURCH AND
SCHOOL
323 SCOTT ST
MONROE
,
MI
48161
NONE
PC
GENERAL
20,000
Total
.................................
3a
237,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
67,255
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
181,056
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
FEDERAL TAX REFUND
1
1,529
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
249,840
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
249,840
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description