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TIN:
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
19
Open to Public Inspection
For calendar year 2019, or tax year beginning
11-01-2019
, and ending
10-31-2020
Name of foundation
TW LUCY C HARRIS GBH
Number and street (or P.O. box number if mail is not delivered to street address)
6325 S RAINBOW BLVD STE 300
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LAS VEGAS
,
NV
89118
A Employer identification number
58-6163828
B
Telephone number (see instructions)
(888) 730-4933
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
5,656,236
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
100,042
99,154
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
111,898
b
Gross sales price for all assets on line 6a
1,204,307
7
Capital gain net income (from Part IV, line 2)
...
111,898
8
Net short-term capital gain
.........
0
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
336
336
12
Total.
Add lines 1 through 11
........
212,276
211,388
13
Compensation of officers, directors, trustees, etc.
61,095
54,986
6,110
14
Other employee salaries and wages
......
0
0
0
15
Pension plans, employee benefits
.......
0
0
16a
Legal fees (attach schedule)
.........
0
b
Accounting fees (attach schedule)
.......
987
0
0
987
c
Other professional fees (attach schedule)
....
7,962
7,962
0
17
Interest
...............
0
18
Taxes (attach schedule) (see instructions)
...
14,339
2,188
0
19
Depreciation (attach schedule) and depletion
...
0
0
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
0
0
22
Printing and publications
..........
0
0
23
Other expenses (attach schedule)
.......
77
77
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
84,460
65,213
0
7,097
25
Contributions, gifts, grants paid
.......
220,000
220,000
26
Total expenses and disbursements.
Add lines 24 and 25
304,460
65,213
0
227,097
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
-92,184
b
Net investment income
(if negative, enter -0-)
146,175
c
Adjusted net income
(if negative, enter -0-)
...
0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2019)
Form 990-PF (2019)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
-19
2
Savings and temporary cash investments
.........
252,014
193,563
193,563
3
Accounts receivable
Less: allowance for doubtful accounts
0
0
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
0
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
b
Investments—corporate stock (attach schedule)
.......
c
Investments—corporate bonds (attach schedule)
.......
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
4,291,676
4,282,452
5,462,673
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
4,543,671
4,476,015
5,656,236
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
4,543,671
4,476,015
27
Paid-in or capital surplus, or land, bldg., and equipment fund
28
Retained earnings, accumulated income, endowment, or other funds
29
Total net assets or fund balances
(see instructions)
.....
4,543,671
4,476,015
30
Total liabilities and net assets/fund balances
(see instructions)
.
4,543,671
4,476,015
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
4,543,671
2
Enter amount from Part I, line 27a
.....................
2
-92,184
3
Other increases not included in line 2 (itemize)
3
24,800
4
Add lines 1, 2, and 3
..........................
4
4,476,287
5
Decreases not included in line 2 (itemize)
5
272
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
4,476,015
Form
990-PF
(2019)
Form 990-PF (2019)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
13. AMERICAN TOWER REIT
2019-01-24
2019-11-04
b
21. FISERV INC
2019-05-30
2019-11-04
c
12. HONEYWELL INTERNATIONAL INC
2019-01-24
2019-11-04
d
12. INTUIT COM
2019-11-04
e
23. YUM BRANDS INC
2019-01-24
2019-11-04
11. AIR PRODS & CHEMS INC COM
2019-11-05
1. MARTIN MARIETTA MATLS INC COM
2018-11-15
2019-11-05
9. MARTIN MARIETTA MATLS INC COM
2019-11-05
3. MOODYS CORP
2012-08-17
2019-11-05
3. S&P GLOBAL INC
2016-01-26
2019-11-05
6. APPLE INC
2014-01-03
2019-11-06
28. TOTAL S.A. - ADR
2014-01-03
2019-11-06
3. AMAZON COM INC COM
2019-01-24
2019-11-13
22. BECTON DICKINSON & CO
2019-01-24
2019-11-13
32. ARTISAN PARTNERS ASSET MANAGEM
2018-06-08
2019-11-14
22. ASPEN TECHNOLOGY INC COM
2018-06-08
2019-11-14
2. ATRION CORP
2019-03-05
2019-11-14
43. AUTOHOME INC-ADR
2018-06-08
2019-11-14
30. CDW CORP/DE
2018-06-08
2019-11-14
19. DONALDSON CO INC
2018-06-08
2019-11-14
31. DRIL-QUIP INC COM
2019-11-14
7. FACTSET RESH SYS INC COM
2018-06-08
2019-11-14
46. GRACO INC
2018-06-08
2019-11-14
9. HENRY JACK & ASSOC INC COM
2018-06-08
2019-11-14
6. MARKETAXESS HLDGS INC
2018-06-08
2019-11-14
38. MOELIS & CO
2018-06-08
2019-11-14
16. OLD DOMINION FREIGHT LINES INC
2018-06-08
2019-11-14
11. POOL CORPORATION
2019-01-14
2019-11-14
19. PRICESMART INC
2018-06-08
2019-11-14
24. PRIMERICA INC
2018-06-08
2019-11-14
9. RBC BEARINGS INC
2018-06-08
2019-11-14
179. RIGHTMOVE PLC-UNSP ADR
2018-06-08
2019-11-14
23. SIMPSON MFG INC COM
2019-09-04
2019-11-14
12. TELEDYNE TECHNOLOGIES INC
2019-01-14
2019-11-14
28. TORO CO
2019-08-13
2019-11-14
17. WABCO HOLDINGS INC
2017-08-25
2019-11-14
7. DOLLAR GENERAL CORP
2018-06-22
2019-11-26
5. MARTIN MARIETTA MATLS INC COM
2018-11-15
2019-11-26
9. TRANSUNION
2018-07-26
2019-11-26
4. IHS MARKIT LTD
2017-07-27
2019-11-26
6. IHS MARKIT LTD
2019-01-14
2019-11-26
54. EOG RESOURCES, INC
2019-12-04
82. EOG RESOURCES, INC
2019-12-04
56. GILEAD SCIENCES INC
2019-12-04
168. HAIN CELESTIAL GROUP INC
2019-12-04
59. SUNCOR ENERGY INC NEW F
2018-11-21
2019-12-04
88. TOTAL S.A. - ADR
2019-12-04
601. FLEXTRONICS INTL LTD
2019-12-04
12. BOEING CO
2019-12-11
23. INTERCONTINENTALEXCHANGE GROUPINC
2019-01-24
2019-12-11
33. MICROSOFT CORP
2019-01-24
2019-12-11
20. INTERCONTINENTALEXCHANGE GROUPINC
2019-01-24
2019-12-13
98. ISHARES CORE S & P 500 ETF
2019-12-04
2020-01-07
14. LAM RESEARCH CORP COM
2018-07-24
2020-01-07
3. AIR PRODS & CHEMS INC COM
2020-01-10
3. ANSYS INC
2018-06-22
2020-01-10
7. FNF GROUP
2019-07-29
2020-01-10
29. FNF GROUP
2020-01-10
8. FIRST REPUBLIC BANK/SAN FRANCI
2018-06-22
2020-01-10
2. MARTIN MARIETTA MATLS INC COM
2018-11-15
2020-01-10
2. O'REILLY AUTOMOTIVE INC
2017-07-13
2020-01-10
3. AON PLC
2012-08-17
2020-01-10
19. BOEING CO
2020-01-16
31. MICROSOFT CORP
2019-01-24
2020-01-16
5. AIR PRODS & CHEMS INC COM
2020-01-30
2. ANSYS INC
2018-06-22
2020-01-30
5. MARTIN MARIETTA MATLS INC COM
2018-11-15
2020-01-30
2. S&P GLOBAL INC
2016-01-26
2020-01-30
3. VERISK ANALYTICS INC
2015-11-20
2020-01-30
78. ZOETIS INC
2020-02-03
6. COPART INC COM
2019-01-14
2020-02-10
3. MARTIN MARIETTA MATLS INC COM
2018-11-15
2020-02-10
21. BROOKFIELD ASSET MANAGE-CL A
2019-08-15
2020-02-18
1. BROOKFIELD ASSET MANAGE-CL A
2019-01-14
2020-02-18
25. FNF GROUP
2020-02-18
13. IHS MARKIT LTD
2017-07-27
2020-02-18
14. BECTON DICKINSON & CO
2019-01-24
2020-02-24
3. BOOKING HOLDINGS INC
2019-01-24
2020-02-24
17. BROOKFIELD ASSET MANAGE-CL A
2019-01-14
2020-02-25
10104.236 FIDELITY NEW MRKTS INC-Z #3323
2020-03-02
33.282 FIDELITY NEW MRKTS INC-Z #3323
2019-03-29
2020-03-02
5. APPLE INC
2019-01-14
2020-03-03
59. HOME DEPOT INC
2020-03-03
14. MICROSOFT CORP
2019-01-14
2020-03-03
6. THERMO FISHER SCIENTIFIC INC
2019-01-14
2020-03-03
71. EATON CORP PLC
2020-03-03
3. ANSYS INC
2018-07-26
2020-03-05
4. DOMINOS PIZZA INC
2020-03-05
4. FIRST REPUBLIC BANK/SAN FRANCI
2020-03-05
11. GUIDEWIRE SOFTWARE INC
2018-09-17
2020-03-05
49.99722 KENNEDY-WILSON HOLDINGS INC
2020-03-05
21.00278 KENNEDY-WILSON HOLDINGS INC
2018-08-17
2020-03-05
7. VERISK ANALYTICS INC
2015-11-20
2020-03-05
29. WAYFAIR INC
2020-03-05
45. CORE LABORATORIES N V COM
2020-03-11
88. WABCO HOLDINGS INC
2020-03-13
1.00007 BROADCOM INC
2019-01-24
2020-03-16
12.99993 BROADCOM INC
2019-01-24
2020-03-16
19. CVS HEALTH CORPORATION
2018-01-24
2020-03-16
17. CVS HEALTH CORPORATION
2019-09-10
2020-03-16
28. CITIGROUP INC
2019-07-30
2020-03-16
14. ELI LILLY & CO COM
2019-01-14
2020-03-16
12. UNION PACIFIC CORP
2019-01-14
2020-03-16
97. EATON CORP PLC
2020-03-16
3. DOMINOS PIZZA INC
2019-04-26
2020-03-20
36. WAYFAIR INC
2020-03-20
3. BOEING CO
2019-01-24
2020-03-26
12. BOEING CO
2019-01-24
2020-03-26
17. DOLLAR GENERAL CORP
2019-04-25
2020-03-26
1. DOLLAR GENERAL CORP
2019-01-24
2020-03-26
23.99972 ROSS STORES INC
2019-01-24
2020-03-26
6.00028 ROSS STORES INC
2019-01-24
2020-03-26
12. BROWN & BROWN INC
2018-08-17
2020-03-31
9. DOLLAR GENERAL CORP
2020-03-31
5. MSCI INC
2018-07-26
2020-03-31
10. SHOPIFY INC - A W/I
2020-03-31
1. SHOPIFY INC - A W/I
2020-02-10
2020-03-31
36. LIBERTY GLOBAL PLC-SERIES C
2020-03-31
1. BOOKING HOLDINGS INC
2020-03-03
2020-04-01
15. MICROSOFT CORP
2019-01-14
2020-04-01
36. MONDELEZ INTERNATIONAL INC
2018-07-27
2020-04-01
81. PNC FINANCIAL SERVICES GROUP
2020-04-01
26. UNILEVER N.V. - ADR
2020-02-03
2020-04-01
31. RESTAURANT BRANDS INTERN
2020-04-07
13. SBA COMMUNICATIONS CORP
2020-04-07
.5 BROOKFIELD ASSET MANAGE-CL A
2019-01-14
2020-04-22
131. EOG RESOURCES, INC
2020-01-07
2020-04-23
19. ELECTRONIC ARTS INC
2019-02-14
2020-04-23
9. MICROSOFT CORP
2019-01-14
2020-04-23
6. THERMO FISHER SCIENTIFIC INC
2019-01-14
2020-04-23
28. WABCO HOLDINGS INC
2018-06-08
2020-04-23
48. WABCO HOLDINGS INC
2020-04-24
.088 RAYTHEON TECHNOLOGIES CORP
2019-10-16
2020-04-29
31. COLFAX CORPORATION
2020-05-05
6. DOLLAR GENERAL CORP
2012-08-17
2020-05-05
2. DOMINOS PIZZA INC
2019-04-26
2020-05-05
9. FIRST REPUBLIC BANK/SAN FRANCI
2020-05-05
7. GARTNER INC
2020-05-05
1. METTLER-TOLEDO INTL INC
2019-01-14
2020-05-05
9. PROGRESSIVE CORP OHIO
2020-05-05
9. SBA COMMUNICATIONS CORP
2020-05-05
8. VERISK ANALYTICS INC
2020-05-05
15. IHS MARKIT LTD
2017-05-10
2020-05-05
2. ALPHABET INC/CA
2020-04-23
2020-05-06
5. BLACKROCK INC
2018-08-08
2020-05-06
57. CVS HEALTH CORPORATION
2020-05-06
26. GILEAD SCIENCES INC
2019-01-14
2020-05-06
39. MONDELEZ INTERNATIONAL INC
2020-05-06
14. MARKETAXESS HLDGS INC
2018-06-08
2020-05-20
16. MARKETAXESS HLDGS INC
2020-05-21
71. OLD DOMINION FREIGHT LINES INC
2018-06-08
2020-05-21
59. OLD DOMINION FREIGHT LINES INC
2020-05-22
17. ELECTRONIC ARTS INC
2019-02-14
2020-05-28
30. TJX COMPANIES INC
2020-03-03
2020-05-28
156. TJX COMPANIES INC
2020-05-28
3. DOLLAR GENERAL CORP
2012-08-17
2020-06-01
3. DOMINOS PIZZA INC
2019-03-01
2020-06-01
1. DOMINOS PIZZA INC
2019-07-29
2020-06-01
23. FIRST REPUBLIC BANK/SAN FRANCI
2020-06-01
22. LIBERTY MEDIA GROUP
2020-06-01
25. IHS MARKIT LTD
2020-06-01
35. LIBERTY GLOBAL PLC-A
2020-06-01
63. LIBERTY GLOBAL PLC-SERIES C
2020-06-01
12. AMERCO
2020-06-03
16. BLACK KNIGHT INC
2020-06-03
2. O'REILLY AUTOMOTIVE INC
2020-02-18
2020-06-03
15. TRANSUNION
2020-06-03
1176.471 INV OPP DEVELOP MRKTS-R6
2019-01-10
2020-06-08
600.962 JOHCM INTERNATIONAL SEL-I #180
2014-01-09
2020-06-08
6377.551 LAZARD GL LIST INFRASTR-INST 1243
2019-11-14
2020-06-08
1019.368 MAINSTAY CONVERTIBLE FD CL I 2584
2019-01-10
2020-06-08
3188.776 TCW EMRG MKTS INCM-I 4721
2020-03-02
2020-06-08
390.93 TWEEDY BROWNE FD GLOBAL VALUE #1
2019-01-10
2020-06-08
5207.282 MAINSTAY CONVERTIBLE FD CL I 2584
2019-01-10
2020-06-10
7. TD AMERITRADE HLDG CORP
2020-06-12
2020-06-22
127. TD AMERITRADE HLDG CORP
2019-01-24
2020-06-22
2. ANSYS INC
2018-07-26
2020-06-26
3. AUTODESK INC
2020-05-05
2020-06-26
14. BROWN & BROWN INC
2020-06-26
12. BROWN FORMAN CORP CL B
2020-06-26
2. DOMINOS PIZZA INC
2019-03-01
2020-06-26
31. ELANCO ANIMAL HEALTH INC
2020-06-26
1. FIRST REPUBLIC BANK/SAN FRANCI
2019-07-29
2020-06-26
5. FIRST REPUBLIC BANK/SAN FRANCI
2018-07-26
2020-06-26
3. IDEXX CORP
2018-08-01
2020-06-26
2. MSCI INC
2018-07-26
2020-06-26
4. MOODYS CORP
2012-08-17
2020-06-26
13. PROGRESSIVE CORP OHIO
2020-06-26
12. SBA COMMUNICATIONS CORP
2020-06-26
47. LIBERTY GLOBAL PLC-A
2020-06-26
64. LIBERTY GLOBAL PLC-SERIES C
2020-06-26
37. CVS HEALTH CORPORATION
2014-01-03
2020-07-17
43. COGNIZANT TECH SOLUTIONS CRP COM
2019-01-14
2020-07-17
2. BOEING CO
2020-06-12
2020-07-20
50. BOEING CO
2019-01-24
2020-07-20
3. AIR PRODS & CHEMS INC COM
2014-05-15
2020-07-27
42. ALEXION PHARMACEUTICALS INC
2019-01-24
2020-07-27
2. ALEXION PHARMACEUTICALS INC
2020-06-12
2020-07-27
2. ANSYS INC
2018-07-26
2020-07-27
2. AUTODESK INC
2020-05-05
2020-07-27
2. DOLLAR GENERAL CORP
2012-08-17
2020-07-27
13. FASTENAL CO
2020-01-10
2020-07-27
6. GCI LIBERTY INC
2019-01-17
2020-07-27
1. O'REILLY AUTOMOTIVE INC
2020-03-20
2020-07-27
1. S&P GLOBAL INC
2016-01-27
2020-07-27
7. SQUARE INC
2020-07-27
8. TRANSUNION
2020-07-27
3. VERISK ANALYTICS INC
2020-07-27
3. WIX.COM LTD
2018-09-17
2020-07-27
17. AMERICAN TOWER REIT
2019-01-24
2020-07-31
1. AMERICAN TOWER REIT
2020-06-12
2020-07-31
81. OLD DOMINION FREIGHT LINES INC
2020-08-18
4. APPLE INC
2020-07-17
2020-08-25
87. HAIN CELESTIAL GROUP INC
2019-06-11
2020-08-25
55. TORONTO DOMINION BK ONT COM NEW
2020-08-25
17. UNITED PARCEL SERVICE-CL B
2018-11-21
2020-08-25
13. CBRE GROUP INC
2020-08-27
5. CBRE GROUP INC
2018-11-15
2020-08-27
6. COGNEX CORP
2019-04-10
2020-08-27
3. COPART INC COM
2020-07-27
2020-08-27
8. FASTENAL CO
2020-01-10
2020-08-27
1. ROPER TECHNOLOGIES INC
2020-01-30
2020-08-27
4. TRANSUNION
2018-11-15
2020-08-27
4. VERISIGN INC COM
2020-08-27
17. OLD DOMINION FREIGHT LINES INC
2017-08-25
2020-09-02
7. BLACK KNIGHT INC
2018-06-22
2020-09-09
4. BLACK KNIGHT INC
2019-11-26
2020-09-09
4. CARMAX INC
2020-05-05
2020-09-09
8. FIRST REPUBLIC BANK/SAN FRANCI
2020-09-09
4. MARTIN MARIETTA MATLS INC COM
2018-11-15
2020-09-09
1. O'REILLY AUTOMOTIVE INC
2017-07-13
2020-09-09
1. TRANSDIGM GROUP INC
2020-06-03
2020-09-09
45. APPLE INC
2020-09-14
21. NIKE INC CL B
2019-01-14
2020-09-14
15. UNITED PARCEL SERVICE-CL B
2020-09-14
34. TE CONNECTIVITY LTD
2019-01-14
2020-09-14
6. MARKETAXESS HLDGS INC
2020-09-15
25. MARKETAXESS HLDGS INC
2017-08-25
2020-09-16
23. COLFAX CORPORATION
2020-09-23
5. COPART INC COM
2020-09-23
9. LIBERTY SIRIUSXM GROUP
2020-07-27
2020-09-23
7. LIBERTY SIRIUSXM GROUP
2019-01-14
2020-09-23
10030.09 BLACKROCK GL L/S CREDIT-K #1940
2019-06-18
2020-10-13
2020.202 TWEEDY BROWNE FD GLOBAL VALUE #1
2019-01-10
2020-10-13
1. VONTIER CORP
2020-06-12
2020-10-15
30. VONTIER CORP
2019-01-24
2020-10-15
9. APPLE INC
2020-10-15
2020-10-20
9. APPLE INC
2020-06-11
2020-10-20
40.9994 AT & T INC
2019-11-06
2020-10-26
32.0006 AT & T INC
2019-11-06
2020-10-26
31. AT & T INC
2018-02-13
2020-10-26
8. CME GROUP INC
2020-10-15
2020-10-26
47. CME GROUP INC
2020-10-26
10. NIKE INC CL B
2019-01-14
2020-10-26
13. NIKE INC CL B
2020-10-15
2020-10-26
7. UNITED PARCEL SERVICE-CL B
2020-10-15
2020-10-26
8. UNITED PARCEL SERVICE-CL B
2014-01-03
2020-10-26
576. FLEXTRONICS INTL LTD
2020-01-07
2020-10-26
166. FLEXTRONICS INTL LTD
2019-06-11
2020-10-26
6. CARMAX INC
2020-05-05
2020-10-29
79. COLFAX CORPORATION
2020-10-29
3. COPART INC COM
2020-10-29
11. FIRST REPUBLIC BANK/SAN FRANCI
2018-05-10
2020-10-29
6. GARTNER INC
2018-05-25
2020-10-29
1. METTLER-TOLEDO INTL INC
2019-01-14
2020-10-29
4. PROGRESSIVE CORP OHIO
2012-08-17
2020-10-29
1. TRANSDIGM GROUP INC
2020-06-03
2020-10-29
CAPITAL GAIN DIVIDENDS
P
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
2,779
2,143
636
b
2,227
1,835
392
c
2,144
1,688
456
d
3,058
3,047
11
e
2,277
2,136
141
2,382
1,193
1,189
253
188
65
2,274
1,895
379
639
118
521
752
253
499
1,539
465
1,074
1,531
1,670
-139
5,311
4,925
386
5,341
5,247
94
909
1,065
-156
2,590
2,114
476
1,475
1,611
-136
3,127
4,823
-1,696
3,989
2,541
1,448
1,035
915
120
1,373
1,986
-613
1,803
1,453
350
2,165
2,205
-40
1,330
1,163
167
2,277
1,286
991
1,274
2,423
-1,149
3,113
2,569
544
2,250
1,670
580
1,404
1,659
-255
3,099
2,458
641
1,450
1,177
273
2,735
2,432
303
1,888
1,476
412
4,124
2,583
1,541
2,143
2,028
115
2,288
2,366
-78
1,106
703
403
1,331
941
390
777
668
109
291
183
108
436
299
137
3,892
5,038
-1,146
5,910
8,621
-2,711
3,751
4,186
-435
4,195
6,538
-2,343
1,844
1,988
-144
4,593
5,109
-516
6,962
10,249
-3,287
4,133
4,485
-352
2,130
1,731
399
4,986
3,490
1,496
1,829
1,505
324
31,786
30,700
1,086
4,138
2,429
1,709
704
322
382
784
540
244
321
304
17
1,328
1,148
180
914
804
110
551
376
175
873
365
508
625
160
465
6,308
6,832
-524
5,113
3,279
1,834
1,185
536
649
554
360
194
1,308
941
367
592
168
424
490
221
269
10,572
5,371
5,201
615
303
312
822
565
257
1,414
1,052
362
67
41
26
1,114
937
177
1,043
596
447
3,504
3,339
165
5,382
5,371
11
1,082
689
393
152,271
154,492
-2,221
502
502
1,469
747
722
13,542
9,146
4,396
2,368
1,429
939
1,883
1,428
455
6,805
5,189
1,616
759
532
227
1,338
1,148
190
404
402
2
1,063
1,166
-103
1,012
1,071
-59
425
446
-21
1,160
516
644
1,721
4,072
-2,351
515
4,953
-4,438
11,754
11,506
248
198
263
-65
2,569
3,419
-850
1,036
1,540
-504
927
1,086
-159
1,165
2,000
-835
1,891
1,606
285
1,518
1,825
-307
7,447
6,439
1,008
1,011
835
176
968
3,749
-2,781
538
1,077
-539
2,151
4,306
-2,155
2,361
2,150
211
139
114
25
2,012
2,186
-174
503
547
-44
433
358
75
1,387
598
789
1,472
873
599
4,187
1,525
2,662
419
488
-69
569
1,244
-675
1,285
1,684
-399
2,297
1,531
766
1,755
1,547
208
7,107
7,991
-884
1,236
1,530
-294
1,242
1,778
-536
3,646
1,494
2,152
16
14
2
5,820
11,551
-5,731
2,184
2,005
179
1,565
918
647
1,971
1,428
543
3,784
3,480
304
6,488
5,560
928
6
8
-2
753
1,864
-1,111
1,047
308
739
718
557
161
908
904
4
831
927
-96
694
577
117
692
293
399
2,621
974
1,647
1,243
589
654
987
650
337
2,729
2,564
165
2,394
2,445
-51
3,522
4,300
-778
2,013
1,754
259
1,964
1,675
289
6,665
3,000
3,665
7,557
3,408
4,149
11,062
7,600
3,462
9,256
5,485
3,771
2,043
1,794
249
1,647
1,845
-198
8,564
5,641
2,923
580
154
426
1,176
753
423
392
252
140
2,516
2,308
208
771
805
-34
1,757
1,030
727
758
854
-96
1,334
1,603
-269
3,837
4,313
-476
1,209
1,020
189
844
787
57
1,362
1,103
259
50,000
45,953
4,047
15,000
11,004
3,996
95,982
100,000
-4,018
20,000
16,371
3,629
25,000
26,818
-1,818
10,000
10,016
-16
100,969
83,629
17,340
276
273
3
5,009
6,990
-1,981
570
355
215
700
548
152
561
394
167
735
581
154
733
502
231
653
1,023
-370
104
100
4
521
502
19
977
717
260
665
349
316
1,080
158
922
1,010
383
627
3,515
1,260
2,255
985
1,096
-111
1,325
1,448
-123
2,413
2,606
-193
2,645
2,785
-140
347
366
-19
8,676
17,943
-9,267
885
321
564
4,412
4,935
-523
210
218
-8
598
355
243
476
366
110
381
103
278
598
474
124
453
264
189
449
282
167
352
83
269
877
440
437
718
555
163
549
218
331
815
336
479
4,393
2,802
1,591
258
257
1
15,814
5,283
10,531
1,986
1,542
444
2,699
1,845
854
2,677
3,098
-421
2,695
1,855
840
613
696
-83
236
213
23
401
321
80
309
273
36
389
291
98
430
391
39
346
246
100
838
688
150
3,470
1,088
2,382
574
381
193
328
249
79
418
296
122
879
783
96
810
753
57
480
183
297
490
469
21
5,158
4,280
878
2,496
1,609
887
2,402
1,554
848
3,383
2,640
743
2,781
1,237
1,544
11,655
4,767
6,888
706
1,198
-492
523
453
70
295
312
-17
229
265
-36
98,696
100,000
-1,304
50,000
51,758
-1,758
27
23
4
820
783
37
1,053
1,080
-27
1,053
764
289
1,116
1,605
-489
871
1,253
-382
843
1,123
-280
1,272
1,328
-56
7,475
5,126
2,349
1,275
766
509
1,658
1,658
1,172
1,206
-34
1,339
826
513
8,065
7,191
874
2,324
1,593
731
528
444
84
2,164
3,008
-844
334
249
85
1,373
1,073
300
710
784
-74
1,003
577
426
365
79
286
467
469
-2
23,298
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
636
b
392
c
456
d
11
e
141
1,189
65
379
521
499
1,074
-139
386
94
-156
476
-136
-1,696
1,448
120
-613
350
-40
167
991
-1,149
544
580
-255
641
273
303
412
1,541
115
-78
403
390
109
108
137
-1,146
-2,711
-435
-2,343
-144
-516
-3,287
-352
399
1,496
324
1,086
1,709
382
244
17
180
110
175
508
465
-524
1,834
649
194
367
424
269
5,201
312
257
362
26
177
447
165
11
393
-2,221
722
4,396
939
455
1,616
227
190
2
-103
-59
-21
644
-2,351
-4,438
248
-65
-850
-504
-159
-835
285
-307
1,008
176
-2,781
-539
-2,155
211
25
-174
-44
75
789
599
2,662
-69
-675
-399
766
208
-884
-294
-536
2,152
2
-5,731
179
647
543
304
928
-2
-1,111
739
161
4
-96
117
399
1,647
654
337
165
-51
-778
259
289
3,665
4,149
3,462
3,771
249
-198
2,923
426
423
140
208
-34
727
-96
-269
-476
189
57
259
4,047
3,996
-4,018
3,629
-1,818
-16
17,340
3
-1,981
215
152
167
154
231
-370
4
19
260
316
922
627
2,255
-111
-123
-193
-140
-19
-9,267
564
-523
-8
243
110
278
124
189
167
269
437
163
331
479
1,591
1
10,531
444
854
-421
840
-83
23
80
36
98
39
100
150
2,382
193
79
122
96
57
297
21
878
887
848
743
1,544
6,888
-492
70
-17
-36
-1,304
-1,758
4
37
-27
289
-489
-382
-280
-56
2,349
509
-34
513
874
731
84
-844
85
300
-74
426
286
-2
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
111,898
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?
Yes
No
If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.
1
Enter the appropriate amount in each column for each year; see instructions before making any entries.
(a)
Base period years Calendar
year (or tax year beginning in)
(b)
Adjusted qualifying distributions
(c)
Net value of noncharitable-use assets
(d)
Distribution ratio
(col. (b) divided by col. (c))
2018
216,866
5,162,412
0.042009
2017
223,744
5,230,593
0.042776
2016
228,495
4,880,694
0.046816
2015
228,094
4,638,352
0.049176
2014
225,910
5,015,158
0.045045
2
Total
of line 1, column (d)
.....................
2
0.225822
3
Average distribution ratio for the 5-year base period—divide the total on line 2 by 5.0, or by the number of years the foundation has been in existence if less than 5 years
......
3
0.045164
4
Enter the net value of noncharitable-use assets for 2019 from Part X, line 5
......
4
5,411,147
5
Multiply line 4 by line 3
......................
5
244,389
6
Enter 1% of net investment income (1% of Part I, line 27b)
...........
6
1,462
7
Add lines 5 and 6
........................
7
245,851
8
Enter qualifying distributions from Part XII, line 4
,.............
8
227,097
If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate. See the Part VI instructions.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Domestic foundations that meet the section 4940(e) requirements in Part V, check
1
2,924
here
and enter 1% of Part I, line 27b
...................
c
All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
2,924
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
2,924
6
Credits/Payments:
a
2019 estimated tax payments and 2018 overpayment credited to 2019
6a
8,124
b
Exempt foreign organizations—tax withheld at source
......
6b
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
7
Total credits and payments. Add lines 6a through 6d
..............
7
8,124
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
5,200
11
Enter the amount of line 10 to be:
Credited to 2020 estimated tax
2,924
Refunded
11
2,276
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? (see Instructions
for definition)
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
(2)
On foundation managers.
$
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
GA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2019 or the taxable year beginning in 2019? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
N/A
14
The books are in care of
WELLS FARGO BANK NA
Telephone no.
(888) 730-4933
Located at
100 N MAIN ST MAC D4001-117
WINSTON SALEM
NC
ZIP+4
27101
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2019, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
No
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2019?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2019, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2019?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2019 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2019.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2019?
4b
No
Form
990-PF
(2019)
Form 990-PF (2019)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
WELLS FARGO BANK N A
TRUSTEE
1
61,095
100 N MAIN ST MAC D4001-117
WINSTON SALEM
,
NC
27101
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
Form
990-PF
(2019)
Form 990-PF (2019)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
5,321,537
b
Average of monthly cash balances
.......................
1b
172,013
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
5,493,550
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
5,493,550
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
82,403
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
5,411,147
6
Minimum investment return.
Enter 5% of line 5
..................
6
270,557
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
270,557
2a
Tax on investment income for 2019 from Part VI, line 5
......
2a
2,924
b
Income tax for 2019. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
2,924
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
267,633
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
267,633
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
267,633
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
227,097
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
0
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
0
b
Cash distribution test (attach the required schedule)
.................
3b
0
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
227,097
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
227,097
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2019)
Form 990-PF (2019)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2018
(c)
2018
(d)
2019
1
Distributable amount for 2019 from Part XI, line 7
267,633
2
Undistributed income, if any, as of the end of 2019:
a
Enter amount for 2018 only
.......
220,900
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2019:
a
From 2014
......
0
b
From 2015
......
0
c
From 2016
......
0
d
From 2017
......
0
e
From 2018
......
0
f
Total
of lines 3a through e
........
0
4
Qualifying distributions for 2019 from Part
XII, line 4:
$
227,097
a
Applied to 2018, but not more than line 2a
220,900
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2019 distributable amount
.....
6,197
e
Remaining amount distributed out of corpus
0
5
Excess distributions carryover applied to 2019.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
0
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2018. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2019. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2020
..........
261,436
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2014 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2020.
Subtract lines 7 and 8 from line 6a
......
0
10
Analysis of line 9:
a
Excess from 2015
....
0
b
Excess from 2016
....
0
c
Excess from 2017
....
0
d
Excess from 2018
....
0
e
Excess from 2019
....
0
Form
990-PF
(2019)
Form 990-PF (2019)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2019, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2019
(b)
2018
(c)
2017
(d)
2016
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
NONE
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
NONE
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2019)
Form 990-PF (2019)
Page
11
Part XV
Supplementary Information
(continued)
3
Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
GA BAPTIST HEALTH CARE MINISTRY FDN
6405 SUGARLOAF PARKWAY
DULUTH
,
GA
30097
NONE
PC
GENERAL OPERATING
220,000
Total
.................................
3a
220,000
b
Approved for future payment
Total
.................................
3b
Form
990-PF
(2019)
Form 990-PF (2019)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
100,042
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
8
Gain or (loss) from sales of assets other than
inventory
............
18
111,898
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
OTHER INCOME
1
49
b
OTHER INCOME
1
287
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
212,276
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
212,276
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
Form
990-PF
(2019)
Form 990-PF (2019)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
May the IRS discuss this return
with the preparer shown below
(see instr.)
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
Preparer's Signature
Date
Check if self-
employed
PTIN
Firm's name
Firm's EIN
Firm's address
Phone no.
Form
990-PF
(2019)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description