TY 2019 Form 990

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W-2/1099-MISC)
(1) BERTRAM SCOTT...................................................................... CHAIRMAN	4.50 ................. 0.00	X	X
(2) RAYMOND VARA JR...................................................................... CHAIRMAN-ELE	4.00 ................. 0.00	X	X
(3) JAMES POSTL...................................................................... IMMEDIATE PA	4.00 ................. 0.00	X	X
(4) ROBERT HARRINGTON...................................................................... PRESIDENT	8.00 ................. 0.00	X	X
(5) MITCHELL ELKIND...................................................................... PRESIDENT EL	6.00 ................. 0.00	X	X
(6) IVOR BENJAMIN...................................................................... IMMEDIATE PA	7.00 ................. 0.00	X	X
(7) MARSHA JONES...................................................................... TREASURER	3.00 ................. 0.00	X	X
(8) MARY ANN BAUMAN...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(9) REGINA BENJAMIN...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(10) DOUGLAS BOYLE...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(11) KEITH CHURCHWELL...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(12) SHAWN DENNIS...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(13) LINDA GOODEN...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(14) RON HADDOCK...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(15) JOSEPH LOSCALZO...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(16) ILEANA PINA...................................................................... BOARD MEMBER	1.50 ................. 0.00	X
(17) MARCELLA ROBERTS...................................................................... BOARD MEMBER	1.50 ................. 0.00	X

(A) Name and title	(B) Average hours per week (list any hours for related organizations below dotted line)	(C) Position (do not check more than one box, unless person is both an officer and a director/trustee)	(E) Reportable compensation from related organizations (W-2/1099-MISC)	(F) Estimated amount of other compensation from the organization and related organizations
(18) LEE SCHWAMM........................................................................ BOARD MEMBER	1.50 .......................0.00	X					0	0
(19) SVATI SHAH........................................................................ BOARD MEMBER	1.50 .......................0.00	X					8,500	0
(20) LEE SHAPIRO........................................................................ BOARD MEMBER	1.50 .......................0.00	X					0	0
(21) DAVID SPINA........................................................................ BOARD MEMBER	1.50 .......................0.00	X					0	0
(22) BERNARD TYSON........................................................................ BOARD MBR TH	1.50 .......................0.00	X					0	0
(23) JOHN WARNER........................................................................ BOARD MEMBER	1.50 .......................0.00	X					0	0
(24) THOMAS PINA WINDSOR........................................................................ BOARD MEMBER	1.50 .......................0.00	X					0	0
(25) JOSEPH WU........................................................................ BOARD MEMBER	1.50 .......................2.00	X					0	0
(26) NANCY BROWN........................................................................ CEO	38.00 .......................0.00		X				2,439,332	78,161
(27) LARRY CANNON........................................................................ CAO/CORP SEC	38.00 .......................0.00		X				520,834	41,936
(28) CYNTHIA ROBERTS........................................................................ CFO	38.00 .......................0.00		X				360,214	65,352
(29) LESLIE UPTON........................................................................ COO	38.00 .......................0.00			X			657,283	82,776
(30) JOHN J MEINERS........................................................................ CHIEF - MISS	38.00 .......................0.00			X			507,784	54,045
(31) MARIELL JESSUP........................................................................ CHF SC/MED	38.00 .......................0.00			X			506,223	0
(32) DAVID MARKIEWICZ........................................................................ EVP SE THRU	38.00 .......................0.00				X		710,071	51,433
(33) KATHLEEN ROGERS........................................................................ EVP WESTERN	38.00 .......................0.00				X		534,588	83,053
(34) MIDGE EPSTEIN........................................................................ EVP SOUTHWES	38.00 .......................0.00				X		512,307	60,223
(35) MEIGHAN VAFA........................................................................ CF MKT/PRG T	38.00 .......................0.00				X		477,519	46,133
(36) ROSE MARIE ROBERTSON........................................................................ DEPUTY CHF S	38.00 .......................0.00				X		453,976	57,146
(37) JEREMY BEAUCHAMP........................................................................ EVP SOUTHEAS	38.00 .......................0.00					X	374,602	67,580
(38) KEVIN HARKER........................................................................ EVP MIDWEST	38.00 .......................0.00					X	415,306	79,115
(39) NICOLE SAPIO........................................................................ EVP EASTERN	38.00 .......................0.00					X	377,181	65,845

(A) Name and business address	(B) Description of services	(C) Compensation
PRODUCTION SOLUTIONS INC 1953 GALLOWS ROAD STE 500 VIENNA,VA22182	DIRCT MAIL MKTG	11,876,724
FREEMAN CO 1600 VICEROY DRIVE STE 500 DALLAS,TX75231	AUDIO/VIDEO	5,909,312
ORORA VISUAL TX LLC 3210 INNOVATIVE WAY MESQUITE,TX75149	PRINTING	5,089,338
CRISPIN PORTER BOGUSKY 6450 GUNPARK DRIVE BOULDER,CO80301	MARKETING	4,677,781
BLACKBAUD INC 11501 DOMAIN DRIVE AUSTIN,TX78758	WEB SERVICES	3,732,004
2 Total number of independent contractors (including but not limited to those listed above) who received more than $100,000 of compensation from the organization 206

- TIN:

SCHEDULE A
(Form 990 or 990EZ)

Department of the Treasury
Internal Revenue Service

Public Charity Status and Public Support

Complete if the organization is a section 501(c)(3) organization or a section 4947(a)(1) nonexempt charitable trust.
right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Reason for Public Charity Status (All organizations must complete this part.) See instructions.

The organization is not a private foundation because it is: (For lines 1 through 12, check only one box.)

A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).

A school described in section 170(b)(1)(A)(ii). (Attach Schedule E (Form 990 or 990-EZ).)

A hospital or a cooperative hospital service organization described in section 170(b)(1)(A)(iii).

A medical research organization operated in conjunction with a hospital described in section 170(b)(1)(A)(iii). Enter the hospital's name, city, and state:

An organization operated for the benefit of a college or university owned or operated by a governmental unit described in section 170(b)(1)(A)(iv). (Complete Part II.)

A federal, state, or local government or governmental unit described in section 170(b)(1)(A)(v).

An organization that normally receives a substantial part of its support from a governmental unit or from the general public described in section 170(b)(1)(A)(vi). (Complete Part II.)

A community trust described in section 170(b)(1)(A)(vi). (Complete Part II.)

An agricultural research organization described in 170(b)(1)(A)(ix) operated in conjunction with a land-grant college or university or a non-land grant college of agriculture. See instructions. Enter the name, city, and state of the college or university:

An organization that normally receives: (1) more than 331/3% of its support from contributions, membership fees, and gross receipts from activities related to its exempt functions—subject to certain exceptions, and (2) no more than 331/3% of its support from gross investment income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975. See section 509(a)(2). (Complete Part III.)

An organization organized and operated exclusively to test for public safety. See section 509(a)(4).

An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(a)(3). Check the box in lines 12a through 12d that describes the type of supporting organization and complete lines 12e, 12f, and 12g.

Type I. A supporting organization operated, supervised, or controlled by its supported organization(s), typically by giving the supported organization(s) the power to regularly appoint or elect a majority of the directors or trustees of the supporting organization. You must complete Part IV, Sections A and B.

Type II. A supporting organization supervised or controlled in connection with its supported organization(s), by having control or management of the supporting organization vested in the same persons that control or manage the supported organization(s). You must complete Part IV, Sections A and C.

Type III functionally integrated. A supporting organization operated in connection with, and functionally integrated with, its supported organization(s) (see instructions). You must complete Part IV, Sections A, D, and E.

Type III non-functionally integrated. A supporting organization operated in connection with its supported organization(s) that is not functionally integrated. The organization generally must satisfy a distribution requirement and an attentiveness requirement (see instructions). You must complete Part IV, Sections A and D, and Part V.

Check this box if the organization received a written determination from the IRS that it is a Type I, Type II, Type III functionally integrated, or Type III non-functionally integrated supporting organization.

Enter the number of supported organizations ...............................

Provide the following information about the supported organization(s).

(i) Name of supported organization	(ii) EIN	(iv) Is the organization listed in your governing document?		(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)
(i) Name of supported organization	(ii) EIN	Yes	No	(v) Amount of monetary support (see instructions)	(vi) Amount of other support (see instructions)


Total

For Paperwork Reduction Act Notice, see the Instructions for
Form 990 or 990-EZ.

Cat. No. 11285F

Schedule A (Form 990 or 990-EZ) 2019

Page 2

Part II

Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)
(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part III. If the organization failed to qualify under the tests listed below, please complete Part III.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grant.") ..	696,658,685	634,662,727	664,906,760	589,746,597	498,104,250	3,084,079,019
2	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf....
3	The value of services or facilities furnished by a governmental unit to the organization without charge..
4	Total. Add lines 1 through 3	696,658,685	634,662,727	664,906,760	589,746,597	498,104,250	3,084,079,019
5	The portion of total contributions by each person (other than a governmental unit or publicly supported organization) included on line 1 that exceeds 2% of the amount shown on line 11, column (f)..						50,211,945
6	Public support. Subtract line 5 from line 4.						3,033,867,074

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
7	Amounts from line 4..	696,658,685	634,662,727	664,906,760	589,746,597	498,104,250	3,084,079,019
8	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources...	37,973,731	39,397,248	39,640,300	60,837,788	62,680,363	240,529,430
9	Net income from unrelated business activities, whether or not the business is regularly carried on..
10	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.)..		8,290,774	3,515,714	1,493,762	2,192,934	15,493,184
11	Total support. Add lines 7 through 10						3,340,101,633

Gross receipts from related activities, etc. (see instructions) ..................

786,964,188

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization, check this box and stop here........................................ right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 6, column (f) divided by line 11, column (f)) .........

90.830 %

Public support percentage for 2018 Schedule A, Part II, line 14 ...............

89.910 %

16a

33 1/3% support test—2019. If the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization ....................... right arrow

33 1/3% support test—2018. If the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this
box and stop here. The organization qualifies as a publicly supported organization ..................... right arrow

17a

10%-facts-and-circumstances test—2019. If the organization did not check a box on line 13, 16a, or 16b, and line 14
is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here. Explain
in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported
organization ..................................................... right arrow

10%-facts-and-circumstances test—2018. If the organization did not check a box on line 13, 16a, 16b, or 17a, and line
15 is 10% or more, and if the organization meets the "facts-and-circumstances" test, check this box and stop here.
Explain in Part VI how the organization meets the "facts-and-circumstances" test. The organization qualifies as a publicly
supported organization ................................................ right arrow

Private foundation. If the organization did not check a box on line 13, 16a, 16b, 17a, or 17b, check this box and see
instructions ..................................................... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 3

Part III

Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 10 of Part I or if the organization failed to qualify under Part II. If the organization fails to qualify under the tests listed below, please complete Part II.)

Section A. Public Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
1	Gifts, grants, contributions, and membership fees received. (Do not include any "unusual grants.") .
2	Gross receipts from admissions, merchandise sold or services performed, or facilities furnished in any activity that is related to the organization's tax-exempt purpose
3	Gross receipts from activities that are not an unrelated trade or business under section 513 .....
4	Tax revenues levied for the organization's benefit and either paid to or expended on its behalf...
5	The value of services or facilities furnished by a governmental unit to the organization without charge
6	Total. Add lines 1 through 5
7a	Amounts included on lines 1, 2, and 3 received from disqualified persons
b	Amounts included on lines 2 and 3 received from other than disqualified persons that exceed the greater of $5,000 or 1% of the amount on line 13 for the year.
c	Add lines 7a and 7b..
8	Public support. (Subtract line 7c from line 6.)

Section B. Total Support

Calendar year (or fiscal year beginning in)		(a) 2015	(b) 2016	(c) 2017	(d) 2018	(e) 2019	(f) Total
9	Amounts from line 6...
10a	Gross income from interest, dividends, payments received on securities loans, rents, royalties and income from similar sources..
b	Unrelated business taxable income (less section 511 taxes) from businesses acquired after June 30, 1975.
c	Add lines 10a and 10b.
11	Net income from unrelated business activities not included in line 10b, whether or not the business is regularly carried on.
12	Other income. Do not include gain or loss from the sale of capital assets (Explain in Part VI.) ..
13	Total support. (Add lines 9, 10c, 11, and 12.)..

First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,
check this box and stop here............................................. right arrow

Section C. Computation of Public Support Percentage

Public support percentage for 2019 (line 8, column (f) divided by line 13, column (f)) .........

Public support percentage from 2018 Schedule A, Part III, line 15 ...............

Section D. Computation of Investment Income Percentage

Investment income percentage for 2019 (line 10c, column (f) divided by line 13, column (f)) ......

Investment income percentage from 2018 Schedule A, Part III, line 17 .............

19a

331/3% support tests—2019. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization ....... right arrow

33 1/3% support tests—2018. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3% and line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization .... right arrow

Private foundation. If the organization did not check a box on line 14, 19a, or 19b, check this box and see instructions .... right arrow

Schedule A (Form 990 or 990-EZ) 2019

Page 4

Part IV

Supporting Organizations

(Complete only if you checked a box on line 12 of Part I. If you checked 12a of Part I, complete Sections A and B. If you checked 12b of Part I, complete Sections A and C. If you checked 12c of Part I, complete Sections A, D, and E. If you checked 12d of Part I, complete Sections A and D, and complete Part V.)

Section A. All Supporting Organizations

Yes

Are all of the organization’s supported organizations listed by name in the organization’s governing documents?
If "No," describe in Part VI how the supported organizations are designated. If designated by class or purpose,
describe the designation. If historic and continuing relationship, explain.

Did the organization have any supported organization that does not have an IRS determination of status under section 509(a)(1) or (2)? If "Yes," explain in Part VI how the organization determined that the supported organization was described in section 509(a)(1) or (2).

Did the organization have a supported organization described in section 501(c)(4), (5), or (6)? If "Yes," answer (b) and (c) below.

Did the organization confirm that each supported organization qualified under section 501(c)(4), (5), or (6) and satisfied the public support tests under section 509(a)(2)? If "Yes," describe in Part VI when and how the organization made the determination.

Did the organization ensure that all support to such organizations was used exclusively for section 170(c)(2)(B) purposes? If "Yes," explain in Part VI what controls the organization put in place to ensure such use.

Was any supported organization not organized in the United States ("foreign supported organization")? If “Yes” and if you checked 12a or 12b in Part I, answer (b) and (c) below.

Did the organization have ultimate control and discretion in deciding whether to make grants to the foreign supported organization? If “Yes,” describe in Part VI how the organization had such control and discretion despite being controlled or supervised by or in connection with its supported organizations.

Did the organization support any foreign supported organization that does not have an IRS determination under sections 501(c)(3) and 509(a)(1) or (2)? If “Yes,” explain in Part VI what controls the organization used to ensure that all support to the foreign supported organization was used exclusively for section 170(c)(2)(B) purposes.

Did the organization add, substitute, or remove any supported organizations during the tax year? If “Yes,” answer (b) and (c) below (if applicable). Also, provide detail in Part VI, including (i) the names and EIN numbers of the supported organizations added, substituted, or removed; (ii) the reasons for each such action; (iii) the authority under the organization's organizing document authorizing such action; and (iv) how the action was accomplished (such as by amendment to the organizing document).

Type I or Type II only. Was any added or substituted supported organization part of a class already designated in the organization's organizing document?

Substitutions only. Was the substitution the result of an event beyond the organization's control?

Did the organization provide support (whether in the form of grants or the provision of services or facilities) to anyone other than (i) its supported organizations, (ii) individuals that are part of the charitable class benefited by one or more of its supported organizations, or (iii) other supporting organizations that also support or benefit one or more of the filing organization’s supported organizations? If “Yes,” provide detail in Part VI.

Did the organization provide a grant, loan, compensation, or other similar payment to a substantial contributor (defined in section 4958(c)(3)(C)), a family member of a substantial contributor, or a 35% controlled entity with regard to a substantial contributor? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ) .

Did the organization make a loan to a disqualified person (as defined in section 4958) not described in line 7? If “Yes,” complete Part I of Schedule L (Form 990 or 990-EZ).

Was the organization controlled directly or indirectly at any time during the tax year by one or more disqualified persons as defined in section 4946 (other than foundation managers and organizations described in section 509(a)(1) or (2))? If “Yes,” provide detail in Part VI.

Did one or more disqualified persons (as defined in line 9a) hold a controlling interest in any entity in which the supporting organization had an interest? If “Yes,” provide detail in Part VI.

Did a disqualified person (as defined in line 9a) have an ownership interest in, or derive any personal benefit from, assets in which the supporting organization also had an interest? If “Yes,” provide detail in Part VI.

10a

Was the organization subject to the excess business holdings rules of section 4943 because of section 4943(f) (regarding certain Type II supporting organizations, and all Type III non-functionally integrated supporting organizations)? If “Yes,” answer line 10b below.

10a

Did the organization have any excess business holdings in the tax year? (Use Schedule C, Form 4720, to determine whether the organization had excess business holdings).

10b

Schedule A (Form 990 or 990-EZ) 2019

Page 5

Part IV

Supporting Organizations (continued)

Yes

Has the organization accepted a gift or contribution from any of the following persons?

A person who directly or indirectly controls, either alone or together with persons described in (b) and (c) below, the governing body of a supported organization?

11a

A family member of a person described in (a) above?

11b

A 35% controlled entity of a person described in (a) or (b) above? If “Yes” to a, b, or c, provide detail in Part VI.

11c

Section B. Type I Supporting Organizations

Yes

Did the directors, trustees, or membership of one or more supported organizations have the power to regularly appoint or elect at least a majority of the organization’s directors or trustees at all times during the tax year? If “No,” describe in Part VI how the supported organization(s) effectively operated, supervised, or controlled the organization’s activities. If the organization had more than one supported organization, describe how the powers to appoint and/or remove directors or trustees were allocated among the supported organizations and what conditions or restrictions, if any, applied to such powers during the tax year.

Did the organization operate for the benefit of any supported organization other than the supported organization(s) that operated, supervised, or controlled the supporting organization? If “Yes,” explain in Part VI how providing such benefit carried out the purposes of the supported organization(s) that operated, supervised or controlled the supporting organization.

Section C. Type II Supporting Organizations

Yes

Were a majority of the organization’s directors or trustees during the tax year also a majority of the directors or trustees of each of the organization’s supported organization(s)? If “No,” describe in Part VI how control or management of the supporting organization was vested in the same persons that controlled or managed the supported organization(s).

Section D. All Type III Supporting Organizations

Yes

Did the organization provide to each of its supported organizations, by the last day of the fifth month of the organization’s tax year, (i) a written notice describing the type and amount of support provided during the prior tax year, (ii) a copy of the Form 990 that was most recently filed as of the date of notification, and (iii) copies of the organization’s governing documents in effect on the date of notification, to the extent not previously provided?

Were any of the organization’s officers, directors, or trustees either (i) appointed or elected by the supported organization(s) or (ii) serving on the governing body of a supported organization? If "No," explain in Part VI how the organization maintained a close and continuous working relationship with the supported organization(s).

By reason of the relationship described in (2), did the organization’s supported organizations have a significant voice in the organization’s investment policies and in directing the use of the organization’s income or assets at all times during the tax year? If "Yes," describe in Part VI the role the organization’s supported organizations played in this regard.

Section E. Type III Functionally-Integrated Supporting Organizations

Check the box next to the method that the organization used to satisfy the Integral Part Test during the year (see instructions):

The organization satisfied the Activities Test. Complete line 2 below.

The organization is the parent of each of its supported organizations. Complete line 3 below.

The organization supported a governmental entity. Describe in Part VI how you supported a government entity (see instructions)

Activities Test. Answer (a) and (b) below.

Yes

Did substantially all of the organization’s activities during the tax year directly further the exempt purposes of the supported organization(s) to which the organization was responsive? If "Yes," then in Part VI identify those supported organizations and explain how these activities directly furthered their exempt purposes, how the organization was responsive to those supported organizations, and how the organization determined that these activities constituted substantially all of its activities.

Did the activities described in (a) constitute activities that, but for the organization’s involvement, one or more of the organization’s supported organization(s) would have been engaged in? If "Yes," explain in Part VI the reasons for the organization’s position that its supported organization(s) would have engaged in these activities but for the organization’s involvement.

Parent of Supported Organizations. Answer (a) and (b) below.

Did the organization have the power to regularly appoint or elect a majority of the officers, directors, or trustees of each of the supported organizations? Provide details in Part VI.

Did the organization exercise a substantial degree of direction over the policies, programs and activities of each of its supported organizations? If "Yes," describe in Part VI. the role played by the organization in this regard.

Schedule A (Form 990 or 990-EZ) 2019

Page 6

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations

Check here if the organization satisfied the Integral Part Test as a qualifying trust on Nov. 20, 1970 (explain in Part VI). See instructions. All other Type III non-functionally integrated supporting organizations must complete Sections A through E.

	Section A - Adjusted Net Income		(A) Prior Year	(B) Current Year (optional)
1	Net short-term capital gain	1
2	Recoveries of prior-year distributions	2
3	Other gross income (see instructions)	3
4	Add lines 1 through 3	4
5	Depreciation and depletion	5
6	Portion of operating expenses paid or incurred for production or collection of gross income or for management, conservation, or maintenance of property held for production of income (see instructions)	6
7	Other expenses (see instructions)	7
8	Adjusted Net Income (subtract lines 5, 6 and 7 from line 4)	8

	Section B - Minimum Asset Amount		(A) Prior Year	(B) Current Year (optional)
1	Aggregate fair market value of all non-exempt-use assets (see instructions for short tax year or assets held for part of year):	1
a	Average monthly value of securities	1a
b	Average monthly cash balances	1b
c	Fair market value of other non-exempt-use assets	1c
d	Total (add lines 1a, 1b, and 1c)	1d
e	Discount claimed for blockage or other factors (explain in detail in Part VI):
2	Acquisition indebtedness applicable to non-exempt use assets	2
3	Subtract line 2 from line 1d	3
4	Cash deemed held for exempt use. Enter 1-1/2% of line 3 (for greater amount, see instructions).	4
5	Net value of non-exempt-use assets (subtract line 4 from line 3)	5
6	Multiply line 5 by .035	6
7	Recoveries of prior-year distributions	7
8	Minimum Asset Amount (add line 7 to line 6)	8

	Section C - Distributable Amount		Current Year
1	Adjusted net income for prior year (from Section A, line 8, Column A)	1
2	Enter 85% of line 1	2
3	Minimum asset amount for prior year (from Section B, line 8, Column A)	3
4	Enter greater of line 2 or line 3	4
5	Income tax imposed in prior year	5
6	Distributable Amount. Subtract line 5 from line 4, unless subject to emergency temporary reduction (see instructions)	6

Check here if the current year is the organization's first as a non-functionally-integrated Type III supporting organization (see instructions)

Schedule A (Form 990 or 990-EZ) 2019

Page 7

Part V

Type III Non-Functionally Integrated 509(a)(3) Supporting Organizations(continued)

Section D - Distributions		Current Year
1 Amounts paid to supported organizations to accomplish exempt purposes
2 Amounts paid to perform activity that directly furthers exempt purposes of supported organizations, in excess of income from activity
3 Administrative expenses paid to accomplish exempt purposes of supported organizations
4 Amounts paid to acquire exempt-use assets
5 Qualified set-aside amounts (prior IRS approval required)
6 Other distributions (describe in Part VI). See instructions
7Total annual distributions. Add lines 1 through 6.
8 Distributions to attentive supported organizations to which the organization is responsive (provide details in Part VI). See instructions
9 Distributable amount for 2019 from Section C, line 6
10 Line 8 amount divided by Line 9 amount

Section E - Distribution Allocations (see instructions)		(i) Excess Distributions	(ii) Underdistributions Pre-2019	(iii) Distributable Amount for 2019
1 Distributable amount for 2019 from Section C, line 6
2 Underdistributions, if any, for years prior to 2019 (reasonable cause required-- explain in Part VI). See instructions.
3 Excess distributions carryover, if any, to 2019:
a From 2014.......
b From 2015.......
c From 2016.......
d From 2017.......
e From 2018.......
fTotal of lines 3a through e
g Applied to underdistributions of prior years
h Applied to 2019 distributable amount
i Carryover from 2014 not applied (see instructions)
j Remainder. Subtract lines 3g, 3h, and 3i from 3f.
4Distributions for 2019 from Section D, line 7:
$
a Applied to underdistributions of prior years
b Applied to 2019 distributable amount
c Remainder. Subtract lines 4a and 4b from 4.
5 Remaining underdistributions for years prior to 2019, if any. Subtract lines 3g and 4a from line 2. If the amount is greater than zero, explain in Part VI. See instructions.
6 Remaining underdistributions for 2019. Subtract lines 3h and 4b from line 1. If the amount is greater than zero, explain in Part VI. See instructions.
7 Excess distributions carryover to 2020. Add lines 3j and 4c.
8 Breakdown of line 7:
a Excess from 2015.....
b Excess from 2016.....
c Excess from 2017.....
d Excess from 2018.....
e Excess from 2019.....

Schedule A (Form 990 or 990-EZ) (2019)

Schedule A (Form 990 or 990-EZ) 2019

Page 8

Part VI

Supplemental Information. Provide the explanations required by Part II, line 10; Part II, line 17a or 17b; Part III, line 12; Part IV, Section A, lines 1, 2, 3b, 3c, 4b, 4c, 5a, 6, 9a, 9b, 9c, 11a, 11b, and 11c; Part IV, Section B, lines 1 and 2; Part IV, Section C, line 1; Part IV, Section D, lines 2 and 3; Part IV, Section E, lines 1c, 2a, 2b, 3a and 3b; Part V, line 1; Part V, Section B, line 1e; Part V Section D, lines 5, 6, and 8; and Part V, Section E, lines 2, 5, and 6. Also complete this part for any additional information. (See instructions).

Facts And Circumstances Test

Return Reference	Explanation
SUPPLEMENTAL INFORMATION	SCHEDULE A, PART II, SECTION B, LINE 10, OTHER INCOME YEARS 2016-2017 OTHER INCOME IS GENERALLY COMPRISED OF THE CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS, MISCELLANEOUS TRADE SHOW REVENUE, AND UNCOLLECTIBLE ACCOUNTS RECEIVABLE. YEARS 2018-2019 OTHER INCOME IS COMPRISED OF MISCELLANEOUS TRADE SHOW REVENUE.

Schedule A (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

Schedule B
(Form 990, 990-EZ,
or 990-PF)

Department of the Treasury
Internal Revenue Service

Schedule of Contributors

Attach to Form 990, 990-EZ, or 990-PF.

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Organization type (check one):

Filers of:

Section:

Form 990 or 990-EZ

501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF

501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.
Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

General Rule

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or other property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

Special Rules

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33¹/3% support test of the regulations
under sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from any one contributor, during the year, total contributions of the greater of (1) $5,000 or (2) 2% of the amount on (i) Form 990, Part VIII, line 1h, or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, total contributions of more than $1,000 exclusively for religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor,
during the year, contributions exclusively for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box is checked, enter here the total contributions that were received during the year for an exclusively religious, charitable, etc., purpose. Don't complete any of the parts unless the General Rule applies to this organization because it received nonexclusively religious, charitable, etc., contributions totaling $5,000 or more during the year ......... Arrow Bullet

Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
990-EZ, or 990-PF).

For Paperwork Reduction Act Notice, see the Instructions
for Form 990, 990-EZ, or 990-PF.

Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019) Page 2

Name of organization AMERICAN HEART ASSOCIATION INC

Part I Contributors	Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
RESTRICTED	,	$ RESTRICTED	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
(a) No.	(b) Name, address, and ZIP + 4	(c) Total contributions	(d) Type of contribution
		$	Person Payroll Noncash (Complete Part II for noncash contributions.)
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 3

Name of organization AMERICAN HEART ASSOCIATION INC		Employer identification number 13-5613797

Part II	Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
(a) No. from Part I	(b) Description of noncash property given	(c) FMV (or estimate) (See instructions)	(d) Date received
		$
Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Page 4


Name of organization AMERICAN HEART ASSOCIATION INC			Employer identification number 13-5613797
Part III Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) $ Use duplicate copies of Part III if additional space is needed.

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

(a)
No. from Part I

(b) Purpose of gift

(d) Description of how gift is held

(e) Transfer of gift
Transferee's name, address, and ZIP 4	Relationship of transferor to transferee

Schedule B (Form 990, 990-EZ, or 990-PF) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE C
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Political Campaign and Lobbying Activities

For Organizations Exempt From Income Tax Under section 501(c) and section 527

SchCMd Bullet

Complete if the organization is described below. SchCMd Bullet

Attach to Form 990 or Form 990-EZ.
SchCMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

If the organization answered "Yes" on Form 990, Part IV, Line 3, or Form 990-EZ, Part V, line 46 (Political Campaign Activities), then
Round Bullet

Section 501(c)(3) organizations: Complete Parts I-A and B. Do not complete Part I-C.
Round Bullet

Section 501(c) (other than section 501(c)(3)) organizations: Complete Parts I-A and C below. Do not complete Part I-B.
Round Bullet

Section 527 organizations: Complete Part I-A only.
If the organization answered "Yes" on Form 990, Part IV, Line 4, or Form 990-EZ, Part VI, line 47 (Lobbying Activities), then
Round Bullet

Section 501(c)(3) organizations that have filed Form 5768 (election under section 501(h)): Complete Part II-A. Do not complete Part II-B.
Round Bullet

Section 501(c)(3) organizations that have NOT filed Form 5768 (election under section 501(h)): Complete Part II-B. Do not complete Part II-A.
If the organization answered "Yes" on Form 990, Part IV, Line 5 (Proxy Tax) (see separate instructions) or Form 990-EZ, Part V, line 35c (Proxy Tax) (see separate instructions), then
Round Bullet

Section 501(c)(4), (5), or (6) organizations: Complete Part III.

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I-A

Complete if the organization is exempt under section 501(c) or is a section 527 organization.

Provide a description of the organization’s direct and indirect political campaign activities in Part IV (see instructions for definition of “political campaign activities")

Political campaign activity expenditures (see instructions) .................................................................... SchCMd Bullet

Volunteer hours for political campaign activities (see instructions) ..................................................................

Part I-B

Complete if the organization is exempt under section 501(c)(3).

Enter the amount of any excise tax incurred by the organization under section 4955 ................................ SchCMd Bullet

Enter the amount of any excise tax incurred by organization managers under section 4955 ....................... SchCMd Bullet

If the organization incurred a section 4955 tax, did it file Form 4720 for this year? .........................................

Yes No

Was a correction made? ......................................................................................................................

Yes No

If "Yes," describe in Part IV.

Part I-C

Complete if the organization is exempt under section 501(c), except section 501(c)(3).

Enter the amount directly expended by the filing organization for section 527 exempt function activities ..... SchCMd Bullet

Enter the amount of the filing organization's funds contributed to other organizations for section 527 exempt function activities ............................................................................................................................ SchCMd Bullet

Total exempt function expenditures. Add lines 1 and 2. Enter here and on Form 1120-POL, line 17b........... SchCMd Bullet

Did the filing organization file Form 1120-POL for this year? ...................................................................

Yes No

Enter the names, addresses and employer identification number (EIN) of all section 527 political organizations to which the filing
organization made payments. For each organization listed, enter the amount paid from the filing organization’s funds. Also enter the amount of political contributions received that were promptly and directly delivered to a separate political organization, such as a separate segregated fund or a political action committee (PAC). If additional space is needed, provide information in Part IV.

(a) Name	(b) Address	(c) EIN	(d) Amount paid from filing organization's funds. If none, enter -0-.	(e) Amount of political contributions received and promptly and directly delivered to a separate political organization. If none, enter -0-.
1
2
3
4
5
6

For Paperwork Reduction Act Notice, see the instructions for Form 990 or 990-EZ.

Cat. No. 50084S

Schedule C (Form 990 or 990-EZ) 2019

Page 2

Part II-A

Complete if the organization is exempt under section 501(c)(3) and filed Form 5768 (election under section 501(h)).

A Check SchCMd Bullet

if the filing organization belongs to an affiliated group (and list in Part IV each affiliated group member's name, address, EIN, expenses, and share of excess lobbying expenditures).
B Check SchCMd Bullet

if the filing organization checked box A and "limited control" provisions apply.

Limits on Lobbying Expenditures (The term "expenditures" means amounts paid or incurred.)		(b) Affiliated group totals
1a	Total lobbying expenditures to influence public opinion (grass roots lobbying) ......................
b	Total lobbying expenditures to influence a legislative body (direct lobbying) ........................
c	Total lobbying expenditures (add lines 1a and 1b) ............................................................
d	Other exempt purpose expenditures ...............................................................................
e	Total exempt purpose expenditures (add lines 1c and 1d) ..................................................
f	Lobbying nontaxable amount. Enter the amount from the following table in both columns.
	If the amount on line 1e, column (a) or (b) is:The lobbying nontaxable amount is:
	Not over $500,00020% of the amount on line 1e.
	Over $500,000 but not over $1,000,000$100,000 plus 15% of the excess over $500,000.
	Over $1,000,000 but not over $1,500,000$175,000 plus 10% of the excess over $1,000,000.
	Over $1,500,000 but not over $17,000,000$225,000 plus 5% of the excess over $1,500,000.
	Over $17,000,000$1,000,000.

g	Grassroots nontaxable amount (enter 25% of line 1f) .................................................
h	Subtract line 1g from line 1a. If zero or less, enter -0-. ................................................
i	Subtract line 1f from line 1c. If zero or less, enter -0-. ................................................
j	If there is an amount other than zero on either line 1h or line 1i, did the organization file Form 4720 reporting section 4911 tax for this year? ...................................................................................................................	Yes No

4-Year Averaging Period Under Section 501(h) (Some organizations that made a section 501(h) election do not have to complete all of the five columns below. See the separate instructions for lines 2a through 2f.)
Lobbying Expenditures During 4-Year Averaging Period
	Calendar year (or fiscal year beginning in)	(a) 2016	(b) 2017	(c) 2018	(d) 2019	(e) Total

2a	Lobbying nontaxable amount

b	Lobbying ceiling amount (150% of line 2a, column(e))

c	Total lobbying expenditures

d	Grassroots nontaxable amount

e	Grassroots ceiling amount (150% of line 2d, column (e))

f	Grassroots lobbying expenditures

Schedule C (Form 990 or 990-EZ) 2019

Page 3

Part II-B

Complete if the organization is exempt under section 501(c)(3) and has NOT filed Form 5768 (election under section 501(h)).

For each "Yes" response on lines 1a through 1i below, provide in Part IV a detailed description of the lobbying activity.

(a)

Yes|No

(b)

Amount

During the year, did the filing organization attempt to influence foreign, national, state or local legislation, including any attempt to influence public opinion on a legislative matter or referendum, through the use of:

Volunteers? ...........................................................................................................

Yes

Paid staff or management (include compensation in expenses reported on lines 1c through 1i)? ........

Yes

Media advertisements? ...................................................................................................

Yes

619,148

Mailings to members, legislators, or the public? .............................................................................

Yes

178,918

Publications, or published or broadcast statements? ...........................................................

Yes

135,080

Grants to other organizations for lobbying purposes? ..........................................................

Yes

1,204,486

Direct contact with legislators, their staffs, government officials, or a legislative body? .......................

Yes

3,073,459

Rallies, demonstrations, seminars, conventions, speeches, lectures, or any similar means? ..................

Yes

452,140

Other activities? ...................................................................................................................

Yes

610

Total. Add lines 1c through 1i ....................................................................................................

5,663,841

Did the activities in line 1 cause the organization to be not described in section 501(c)(3)? .....

If "Yes," enter the amount of any tax incurred under section 4912 ...........................................

If "Yes," enter the amount of any tax incurred by organization managers under section 4912 ...................

If the filing organization incurred a section 4912 tax, did it file Form 4720 for this year? ........................

Part III-A

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6).

Yes

Were substantially all (90% or more) dues received nondeductible by members? ...............................................

Did the organization make only in-house lobbying expenditures of $2,000 or less? ............................................

Did the organization agree to carry over lobbying and political expenditures from the prior year? .................................

Part III-B

Complete if the organization is exempt under section 501(c)(4), section 501(c)(5), or section 501(c)(6) and if either (a) BOTH Part III-A, lines 1 and 2, are answered "No" OR (b) Part III-A, line 3, is answered “Yes."

Dues, assessments and similar amounts from members ......................................................................

Section 162(e) nondeductible lobbying and political expenditures (do not include amounts of political expenses for which the section 527(f) tax was paid).

Current year .............................................................................................................................

Carryover from last year ............................................................................................................

Total ...........................................................................................................................................

Aggregate amount reported in section 6033(e)(1)(A) notices of nondeductible section 162(e) dues .

If notices were sent and the amount on line 2c exceeds the amount on line 3, what portion of the excess does the organization agree to carryover to the reasonable estimate of nondeductible lobbying and political expenditure next year? ......................................................................................................................

Taxable amount of lobbying and political expenditures (see instructions) .........................................

Part IV

Supplemental Information

Provide the descriptions required for Part l-A, line 1; Part l-B, line 4; Part l-C, line 5; Part II-A (affiliated group list); Part II-A, lines 1 and 2 (see instructions), and Part ll-B, line 1. Also, complete this part for any additional information.

Return Reference	Explanation
SCHEDULE C, PART II-B, LINE 1	IN SUPPORT OF ITS MISSION TO BUILD HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE, THE AMERICAN HEART ASSOCIATION (AHA) PLANS, COORDINATES AND IMPLEMENTS A PUBLIC ADVOCACY PROGRAM. THIS PROGRAM INCLUDES MAINTAINING AND EXPANDING CONTACTS WITH MEMBERS OF THE UNITED STATES CONGRESS AND LEGISLATORS AT THE STATE AND LOCAL LEVELS NATIONWIDE. TO GUIDE ITS FEDERAL, STATE, AND LOCAL EFFORTS, THE AHA IMPLEMENTS A PUBLIC POLICY AGENDA BY MAINTAINING ACTIVE PARTNERSHIPS IN HEALTH-RELATED COALITIONS WITH OTHER LIKE-MINDED GROUPS AND PURSUING ROBUST POLICY RESEARCH THAT IS SCIENCE AND EVIDENCE-BASED, PRODUCING DOCUMENTS SUCH AS POLICY POSITION STATEMENTS, FACT SHEETS, AND PUBLISHED PAPERS; MEDIA ADVOCACY, INCLUDING LETTERS TO THE EDITOR, OP-ED PIECES, ADVERTORIALS AND NEWS CONFERENCES; MONITORING AND COMMENTING ON REGULATORY PROPOSALS; SUBMITTING TESTIMONY AND STATEMENTS FOR THE RECORD IN RESPONSE TO PROPOSED POLICY INITIATIVES; MAINTAINING AN ACTIVE VOLUNTEER GRASSROOTS NETWORK AVAILABLE TO WRITE, CALL AND/OR VISIT LOCAL, STATE AND FEDERAL POLICYMAKERS; AND LOBBYING OF LOCAL, STATE, AND FEDERAL LEGISLATIVE BODIES. THE AHA IS COMMITTED THROUGHOUT ITS PUBLIC POLICY WORK TO PROACTIVELY CONFRONT AND ADDRESS THE HEALTH INEQUITIES AND DISPARITIES THAT EXIST IN OUR COUNTRY. THE AHA ENCOURAGES CONGRESS AND STATE LEGISLATURES TO JOIN THE FIGHT AGAINST CARDIOVASCULAR DISEASE, INCLUDING STROKE, THE LEADING CAUSE OF DEATH IN THE UNITED STATES. THE ASSOCIATION'S STRATEGIC PUBLIC POLICY PRIORITIES ARE IN THE FOLLOWING AREAS: HEART DISEASE AND STROKE RESEARCH: A TOP PRIORITY OF THE AHA IS TO ENSURE SUPPORT FOR BASIC, CLINICAL, AND TRANSLATIONAL RESEARCH; HEALTH SERVICES, OUTCOMES, GENOMICS, AND COMPARATIVE EFFECTIVENESS RESEARCH; AND THE OVERALL RESEARCH ENVIRONMENT AS WELL AS COMMUNITY HEALTH SERVICES, PUBLIC HEALTH PROGRAMS, POLICY EVALUATION, AND ECONOMICS. THE AHA ADVOCATES FOR SIGNIFICANTLY INCREASING FUNDING FOR THE NATIONAL INSTITUTES OF HEALTH AND OTHER STATE AND FEDERAL GOVERNMENT AGENCIES TO ENHANCE HEART AND STROKE RESEARCH. IMPROVING CARDIOVASCULAR HEALTH (PREVENTION): THE AHA PRIORITIZES PUBLIC POLICIES AIMED AT PROMOTING AND IMPROVING THE HEALTH FACTORS FOR ALL AMERICANS. THESE POLICY PRIORITIES ADDRESS OBESITY PREVENTION, DIAGNOSIS, AND TREATMENT; INCREASING ACCESS TO HEALTHY AND AFFORDABLE FOODS, HEALTHY DIET AND NUTRITION, INCREASING PHYSICAL ACTIVITY, ADDRESSING TOBACCO CONTROL AND PREVENTION, AND AIR POLLUTION. THE AHA ADDRESSES THESE ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVEL WITH LEGISLATION, REGULATION, AND OTHER POLICY CHANGE. SUPPORT HIGH QUALITY/HIGH VALUE HEART AND STROKE CARE AND REDUCE HEALTH DISPARITIES: THE AHA PROMOTES PUBLIC POLICIES AIMED AT IMPROVING HEALTH CARE QUALITY, REDUCING HEALTH DISPARITIES, AND PROMOTING HIGH VALUE, EVIDENCE-BASED CARDIOVASCULAR CARE. TO PROMOTE HEALTH CARE QUALITY, THE AHA ADDRESSES CLINICAL GUIDELINES AND TREATMENT PROTOCOLS, DEVELOPMENT OF DISEASE REGISTRIES, THE ROLE OF QUALITY IN HEALTH CARE PAYMENT SYSTEMS, DRUG FORMULARY POLICY, DELIVERY SYSTEM REFORMS AND CONTINUUM OF CARE; IMPROVED CARE COORDINATION, THE ROLE, DEVELOPMENT AND IMPLEMENTATION OF ELECTRONIC MEDICAL RECORDS AND RELATED HEALTH INFORMATION TECHNOLOGY; AND PROMOTING SAFE, EVIDENCE-BASED AND HIGH VALUE TREATMENTS FOR CARDIOVASCULAR DISEASE. ENSURE APPROPRIATE AND TIMELY ACCESS TO HEART DISEASE AND STROKE CARE: THE AHA ADVANCES COMPREHENSIVE COVERAGE AND TIMELY ACCESS TO APPROPRIATE CARE FOR HEART DISEASE, PERIPHERAL ARTERY DISEASE, AND STROKE WITH A FOCUS ON ADEQUATE AND AFFORDABLE COVERAGE, APPROPRIATE SYSTEMS OF EMERGENCY CARE, TELEMEDICINE AND SURVEILLANCE. THIS INCLUDES PROMOTING SYSTEMS OF CARE AROUND STROKE, ST ELEVATED MYOCARDIAL INFARCTION (STEMI), EMERGENCY CARE, OUT OF HOSPITAL CARDIAC ARREST, AND TELEHEALTH. CHARITABLE ORGANIZATIONS: THE AHA SUPPORTS POLICIES THAT PRESERVE THE VIABILITY OF NON-PROFIT ORGANIZATIONS BY MONITORING AND AS APPROPRIATE, INCLUDING LEGISLATIVE AND REGULATORY EFFORTS THAT ATTEMPT TO RESTRICT OR PROHIBIT CHARITABLE GIVING AND OTHER NON-PROFIT EFFORTS AND ACTIVITIES. THESE INCLUDE PROTECTING NON-PROFIT SECTOR INTERESTS, PROMOTING TAX POLICY CONDUCIVE TO CHARITABLE ORGANIZATIONS, ENCOURAGING VOLUNTEERISM, PRESERVING PUBLIC FUNDING FOR VOLUNTARY HEALTH ORGANIZATIONS, AND SAFEGUARDING THE ABILITY OF CHARITABLE ORGANIZATIONS TO ENGAGE IN ADVOCACY.

Return Reference

Explanation

SCHEDULE C, PART II-B, LINE 1

IN SUPPORT OF ITS MISSION TO BUILD HEALTHIER LIVES, FREE OF CARDIOVASCULAR DISEASES AND STROKE, THE AMERICAN HEART ASSOCIATION (AHA) PLANS, COORDINATES AND IMPLEMENTS A PUBLIC ADVOCACY PROGRAM. THIS PROGRAM INCLUDES MAINTAINING AND EXPANDING CONTACTS WITH MEMBERS OF THE UNITED STATES CONGRESS AND LEGISLATORS AT THE STATE AND LOCAL LEVELS NATIONWIDE. TO GUIDE ITS FEDERAL, STATE, AND LOCAL EFFORTS, THE AHA IMPLEMENTS A PUBLIC POLICY AGENDA BY MAINTAINING ACTIVE PARTNERSHIPS IN HEALTH-RELATED COALITIONS WITH OTHER LIKE-MINDED GROUPS AND PURSUING ROBUST POLICY RESEARCH THAT IS SCIENCE AND EVIDENCE-BASED, PRODUCING DOCUMENTS SUCH AS POLICY POSITION STATEMENTS, FACT SHEETS, AND PUBLISHED PAPERS; MEDIA ADVOCACY, INCLUDING LETTERS TO THE EDITOR, OP-ED PIECES, ADVERTORIALS AND NEWS CONFERENCES; MONITORING AND COMMENTING ON REGULATORY PROPOSALS; SUBMITTING TESTIMONY AND STATEMENTS FOR THE RECORD IN RESPONSE TO PROPOSED POLICY INITIATIVES; MAINTAINING AN ACTIVE VOLUNTEER GRASSROOTS NETWORK AVAILABLE TO WRITE, CALL AND/OR VISIT LOCAL, STATE AND FEDERAL POLICYMAKERS; AND LOBBYING OF LOCAL, STATE, AND FEDERAL LEGISLATIVE BODIES. THE AHA IS COMMITTED THROUGHOUT ITS PUBLIC POLICY WORK TO PROACTIVELY CONFRONT AND ADDRESS THE HEALTH INEQUITIES AND DISPARITIES THAT EXIST IN OUR COUNTRY. THE AHA ENCOURAGES CONGRESS AND STATE LEGISLATURES TO JOIN THE FIGHT AGAINST CARDIOVASCULAR DISEASE, INCLUDING STROKE, THE LEADING CAUSE OF DEATH IN THE UNITED STATES. THE ASSOCIATION'S STRATEGIC PUBLIC POLICY PRIORITIES ARE IN THE FOLLOWING AREAS: HEART DISEASE AND STROKE RESEARCH: A TOP PRIORITY OF THE AHA IS TO ENSURE SUPPORT FOR BASIC, CLINICAL, AND TRANSLATIONAL RESEARCH; HEALTH SERVICES, OUTCOMES, GENOMICS, AND COMPARATIVE EFFECTIVENESS RESEARCH; AND THE OVERALL RESEARCH ENVIRONMENT AS WELL AS COMMUNITY HEALTH SERVICES, PUBLIC HEALTH PROGRAMS, POLICY EVALUATION, AND ECONOMICS. THE AHA ADVOCATES FOR SIGNIFICANTLY INCREASING FUNDING FOR THE NATIONAL INSTITUTES OF HEALTH AND OTHER STATE AND FEDERAL GOVERNMENT AGENCIES TO ENHANCE HEART AND STROKE RESEARCH. IMPROVING CARDIOVASCULAR HEALTH (PREVENTION): THE AHA PRIORITIZES PUBLIC POLICIES AIMED AT PROMOTING AND IMPROVING THE HEALTH FACTORS FOR ALL AMERICANS. THESE POLICY PRIORITIES ADDRESS OBESITY PREVENTION, DIAGNOSIS, AND TREATMENT; INCREASING ACCESS TO HEALTHY AND AFFORDABLE FOODS, HEALTHY DIET AND NUTRITION, INCREASING PHYSICAL ACTIVITY, ADDRESSING TOBACCO CONTROL AND PREVENTION, AND AIR POLLUTION. THE AHA ADDRESSES THESE ISSUES AT THE LOCAL, STATE, AND FEDERAL LEVEL WITH LEGISLATION, REGULATION, AND OTHER POLICY CHANGE. SUPPORT HIGH QUALITY/HIGH VALUE HEART AND STROKE CARE AND REDUCE HEALTH DISPARITIES: THE AHA PROMOTES PUBLIC POLICIES AIMED AT IMPROVING HEALTH CARE QUALITY, REDUCING HEALTH DISPARITIES, AND PROMOTING HIGH VALUE, EVIDENCE-BASED CARDIOVASCULAR CARE. TO PROMOTE HEALTH CARE QUALITY, THE AHA ADDRESSES CLINICAL GUIDELINES AND TREATMENT PROTOCOLS, DEVELOPMENT OF DISEASE REGISTRIES, THE ROLE OF QUALITY IN HEALTH CARE PAYMENT SYSTEMS, DRUG FORMULARY POLICY, DELIVERY SYSTEM REFORMS AND CONTINUUM OF CARE; IMPROVED CARE COORDINATION, THE ROLE, DEVELOPMENT AND IMPLEMENTATION OF ELECTRONIC MEDICAL RECORDS AND RELATED HEALTH INFORMATION TECHNOLOGY; AND PROMOTING SAFE, EVIDENCE-BASED AND HIGH VALUE TREATMENTS FOR CARDIOVASCULAR DISEASE. ENSURE APPROPRIATE AND TIMELY ACCESS TO HEART DISEASE AND STROKE CARE: THE AHA ADVANCES COMPREHENSIVE COVERAGE AND TIMELY ACCESS TO APPROPRIATE CARE FOR HEART DISEASE, PERIPHERAL ARTERY DISEASE, AND STROKE WITH A FOCUS ON ADEQUATE AND AFFORDABLE COVERAGE, APPROPRIATE SYSTEMS OF EMERGENCY CARE, TELEMEDICINE AND SURVEILLANCE. THIS INCLUDES PROMOTING SYSTEMS OF CARE AROUND STROKE, ST ELEVATED MYOCARDIAL INFARCTION (STEMI), EMERGENCY CARE, OUT OF HOSPITAL CARDIAC ARREST, AND TELEHEALTH. CHARITABLE ORGANIZATIONS: THE AHA SUPPORTS POLICIES THAT PRESERVE THE VIABILITY OF NON-PROFIT ORGANIZATIONS BY MONITORING AND AS APPROPRIATE, INCLUDING LEGISLATIVE AND REGULATORY EFFORTS THAT ATTEMPT TO RESTRICT OR PROHIBIT CHARITABLE GIVING AND OTHER NON-PROFIT EFFORTS AND ACTIVITIES. THESE INCLUDE PROTECTING NON-PROFIT SECTOR INTERESTS, PROMOTING TAX POLICY CONDUCIVE TO CHARITABLE ORGANIZATIONS, ENCOURAGING VOLUNTEERISM, PRESERVING PUBLIC FUNDING FOR VOLUNTARY HEALTH ORGANIZATIONS, AND SAFEGUARDING THE ABILITY OF CHARITABLE ORGANIZATIONS TO ENGAGE IN ADVOCACY.

Schedule C (Form 990 or 990EZ) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE D
(Form 990)

Department of the Treasury
Internal Revenue Service

Supplemental Financial Statements

Complete if the organization answered "Yes," on Form 990,
Part IV, line 6, 7, 8, 9, 10, 11a, 11b, 11c, 11d, 11e, 11f, 12a, or 12b.
SchDMd Bullet

Attach to Form 990.
SchDMd Bullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete if the organization answered "Yes" on Form 990, Part IV, line 6.

		(a) Donor advised funds	(b) Funds and other accounts
1	Total number at end of year .........
2	Aggregate value of contributions to (during year)
3	Aggregate value of grants from (during year)
4	Aggregate value at end of year ........

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds are the organization’s property, subject to the organization’s exclusive legal control? ............

Yes No

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring impermissible private benefit? ...................................

Yes No

Part II

Conservation Easements.
Complete if the organization answered "Yes" on Form 990, Part IV, line 7.

Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or education) Preservation of an historically important land area

Protection of natural habitat Preservation of a certified historic structure

Preservation of open space

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the last day of the tax year.


a	Total number of conservation easements ......................	2a
b	Total acreage restricted by conservation easements ....................	2b
c	Number of conservation easements on a certified historic structure included in (a) .....	2c
d	Number of conservation easements included in (c) acquired after 7/25/06, and not on a historic structure listed in the National Register ...	2d

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the
tax year SchDMd Bullet

Number of states where property subject to conservation easement is located SchDMd Bullet

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of violations, and enforcement of the conservation easements it holds? ............

Yes No

Staff and volunteer hours devoted to monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Amount of expenses incurred in monitoring, inspecting, handling of violations, and enforcing conservation easements during the year
SchDMd Bullet

Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(B)(i) and section 170(h)(4)(B)(ii)? .............................

Yes No

In Part XIII, describe how the organization reports conservation easements in its revenue and expense statement, and
balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes
the organization’s accounting for conservation easements.

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes" on Form 990, Part IV, line 8.

If the organization elected, as permitted under FASB ASC 958, not to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIII, the text of the footnote to its financial statements that describes these items.

If the organization elected, as permitted under FASB ASC 958, to report in its revenue statement and balance sheet works of art, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts relating to these items:

(i)

Revenue included on Form 990, Part VIII, line 1 ......................... SchDMd Bullet

(ii)

Assets included in Form 990, Part X ............................... SchDMd Bullet

If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the
following amounts required to be reported under FASB ASC 958 relating to these items:

Revenue included on Form 990, Part VIII, line 1 .......................... SchDMd Bullet

Assets included in Form 990, Part X ............................... SchDMd Bullet

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 52283D

Schedule D (Form 990) 2019

Page 2

Part III

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)

Using the organization’s acquisition, accession, and other records, check any of the following that are a significant use of its collection items (check all that apply):

Public exhibition

Loan or exchange programs

Scholarly research

Other

Preservation for future generations

Provide a description of the organization’s collections and explain how they further the organization’s exempt purpose in
Part XIII.

During the year, did the organization solicit or receive donations of art, historical treasures or other similar
assets to be sold to raise funds rather than to be maintained as part of the organization’s collection?...

Yes No

Part IV

Escrow and Custodial Arrangements. Complete if the organization answered "Yes" on Form 990, Part IV, line 9, or reported an amount on Form 990, Part X, line 21.

Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not
included on Form 990, Part X? ....................................

Yes No


b	If "Yes," explain the arrangement in Part XIII and complete the following table:		Amount
c	Beginning balance .............................	1c
d	Additions during the year ............................	1d
e	Distributions during the year ..........................	1e
f	Ending balance ................................	1f

Did the organization include an amount on Form 990, Part X, line 21, for escrow or custodial account liability? ...

Yes No

If "Yes," explain the arrangement in Part XIII. Check here if the explanation has been provided in Part XIII ....

Part V

Endowment Funds.
Complete if the organization answered "Yes" on Form 990, Part IV, line 10.

		(a) Current year	(b) Prior year	(c) Two years back	(d) Three years back	(e) Four years back

1a	Beginning of year balance ....	69,768,397	65,321,730	61,764,937	57,605,436	58,787,778
b	Contributions ...	779,198	2,957,620	655,251	52,738	320,261
c	Net investment earnings, gains, and losses	1,307,769	3,744,761	5,093,973	6,183,220	416,395
d	Grants or scholarships ...
e	Other expenditures for facilities and programs ...	2,358,342	2,255,714	2,192,431	2,076,457	1,918,998
f	Administrative expenses ....
g	End of year balance ......	69,497,022	69,768,397	65,321,730	61,764,937	57,605,436

Provide the estimated percentage of the current year end balance (line 1g, column (a)) held as:

Board designated or quasi-endowment SchDMd Bullet

Permanent endowment SchDMd Bullet

71.220 %

Term endowment SchDMd Bullet

28.780 %

The percentages on lines 2a, 2b, and 2c should equal 100%.

Are there endowment funds not in the possession of the organization that are held and administered for the
organization by:

Yes

(i) Unrelated organizations .................

3a(i)

(ii) Related organizations .................

3a(ii)

If "Yes" on 3a(ii), are the related organizations listed as required on Schedule R? .........

Describe in Part XIII the intended uses of the organization's endowment funds.

Part VI

Land, Buildings, and Equipment.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11a. See Form 990, Part X, line 10.

Description of property		(a) Cost or other basis (investment)	(b) Cost or other basis (other)	(c) Accumulated depreciation	(d) Book value

1a	Land .....		7,610,603		7,610,603
b	Buildings ....	2,125,264	71,187,117	45,679,213	27,633,168
c	Leasehold improvements		2,436,716	1,494,415	942,301
d	Equipment ....		98,264,174	65,323,473	32,940,701
e	Other .....		204,555	204,555
Total. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)..					69,126,773

Schedule D (Form 990) 2019

Page 3

Part VII

InvestmentsOther Securities.
Complete if the organization answered "Yes" on Form 990, Part IV, line 11b. See Form 990, Part X, line 12.

(a) Description of security or category (including name of security)	(b) Book value	(c) Method of valuation: Cost or end-of-year market value
(1) Financial derivatives.........
(2) Closely-held equity interests........
(3) Other (A) HEDGE FUNDS	79,527,017	F
(B) REAL ESTATE FUND	16,283,949	F
(C)
(D)
(E)
(F)
(G)
(H)
(I)
Total. (Column (b) must equal Form 990, Part X, col. (B) line 12.)	95,810,966

Part VIII

InvestmentsProgram Related. Complete if the organization answered 'Yes' on Form 990, Part IV, line 11c. See Form 990, Part X, line 13.

(a) Description of investment	(b) Book value	(c) Method of valuation: Cost or end-of-year market value

(2)
(3)
(4)
(5)
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 13.)

Part IX

Other Assets.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11d. See Form 990, Part X, line 15.

(a) Description				(b) Book value
(1)BEN INT PERP TRUST				143,536,441
(2)SPLIT INTEREST AGREEMENTS				66,807,470
(3)OTHER ASSETS				2,769,483
(4)POOLED INCOME FUND A/R				258,739
(5)OTHER A/R				112,206
(6)
(7)
(8)
(9)
(10)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 15.)...........				213,484,339

Part X

Other Liabilities.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 11e or 11f. See Form 990, Part X, line 25.

1.(a) Description of liability	(b) Book value
(1) Federal income taxes
(8)
(9)
Total. (Column (b) must equal Form 990, Part X, col.(B) line 25.)	40,520,221
2. Liability for uncertain tax positions. In Part XIII, provide the text of the footnote to the organization's financial statements that reports the organization's liability for uncertain tax positions under FIN 48 (ASC 740). Check here if the text of the footnote has been provided in Part XIII

Schedule D (Form 990) 2019

Page 4

Part XI Reconciliation of Revenue per Audited Financial Statements With Revenue per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total revenue, gains, and other support per audited financial statements .......		1
2	Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a	Net unrealized gains (losses) on investments ....	2a
b	Donated services and use of facilities .........	2b
c	Recoveries of prior year grants ...........	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d .....................		2e
3	Subtract line 2e from line 1..................		3
4	Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b .	4a
b	Other (Describe in Part XIII.) ...........	4b
c	Add lines 4a and 4b....................		4c
5	Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.) ......		5

Part XII Reconciliation of Expenses per Audited Financial Statements With Expenses per Return. Complete if the organization answered 'Yes' on Form 990, Part IV, line 12a.
1	Total expenses and losses per audited financial statements ...........		1
2	Amounts included on line 1 but not on Form 990, Part IX, line 25:
a	Donated services and use of facilities .........	2a
b	Prior year adjustments ............	2b
c	Other losses ................	2c
d	Other (Describe in Part XIII.) ............	2d
e	Add lines 2a through 2d....................		2e
3	Subtract line 2e from line 1...................		3
4	Amounts included on Form 990, Part IX, line 25, but not on line 1:
a	Investment expenses not included on Form 990, Part VIII, line 7b ..	4a
b	Other (Describe in Part XIII.) ............	4b
c	Add lines 4a and 4b.....................		4c
5	Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.) ......		5

Part XIII

Supplemental Information

Provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part lV, lines 1b and 2b; Part V, line 4; Part X, line 2; Part XI, lines 2d and 4b; and Part XII, lines 2d and 4b. Also complete this part to provide any additional information.

Return Reference

Explanation

SCHEDULE D, PAGE 2, PART V, LINE 4

THE INTENDED USE OF ENDOWMENT FUNDS IS TO PROVIDE FUNDING FOR RESEARCH AND OTHER MISSION-RELATED PROGRAMS.

SCHEDULE D, PAGE 3, PART X

THE AMERICAN HEART ASSOCIATION IS EXEMPT FROM FEDERAL INCOME TAXES ON RELATED INCOME UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE (IRC) OF 1986, AS AMENDED, AS AN ORGANIZATION DESCRIBED IN IRC SECTION 501(C)(3). FURTHER, THE ASSOCIATION HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION UNDER IRC SECTION 509(A) AND, AS SUCH, CONTRIBUTIONS TO THE ASSOCIATION QUALIFY FOR DEDUCTION AS CHARITABLE CONTRIBUTIONS. HOWEVER, INCOME GENERATED FROM ACTIVITIES UNRELATED TO THE ASSOCIATION'S EXEMPT PURPOSE IS SUBJECT TO TAX UNDER IRC SECTION 511. THE ASSOCIATION DID NOT HAVE A MATERIAL UNRELATED BUSINESS INCOME TAX LIABILITY FOR THE YEARS ENDED JUNE 30, 2020 AND 2019. THE ASSOCIATION BELIEVES THAT IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS.

Schedule D (Form 990) 2019

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE F(Form 990)

Department of the Treasury
Internal Revenue Service

Statement of Activities Outside the United States

Complete if the organization answered "Yes" to Form 990, Part IV, line 14b, 15, or 16. Right pointing arrow large image

Attach to Form 990. Right pointing arrow large image

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

General Information on Activities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 14b.

For grantmakers. Does the organization maintain records to substantiate the amount of its grants and

other assistance, the grantees’ eligibility for the grants or assistance, and the selection criteria used

to award the grants or assistance? . . . . . . . . . . . . . . . . . . . . . . . . .

Yes

For grantmakers. Describe in Part V the organization’s procedures for monitoring the use of its grants and other assistance outside the United States.

Activites per Region. (The following Part I, line 3 table can be duplicated if additional space is needed.)

(a) Region		(b) Number of offices in the region	(c) Number of employees, agents, and independent contractors in the region	(d) Activities conducted in region (by type) (such as, fundraising, program services, investments, grants to recipients located in the region)	(e) If activity listed in (d) is a program service, describe specific type of service(s) in the region	(f) Total expenditures for and investments in the region
	CENTRAL AMERICA AND THE CARIBBEAN			INVESTMENTS		194,000
	EAST ASIA AND THE PACIFIC	3	2	INVESTMENTS		22,286,000
	EUROPE (INCL ICELAND AND GREENLAND)	1	2	INVESTMENTS		51,143,000
	MIDDLE EAST AND NORTH AFRICA	1	6	INVESTMENTS		391,000
	NORTH AMERICA			INVESTMENTS		7,780,000
	RUSSIA AND NEIGHBORING STATES			INVESTMENTS		220,000
	SOUTH AMERICA			INVESTMENTS		730,000
	SOUTH ASIA			INVESTMENTS		84,000
	SUB-SAHARAN AFRICA			INVESTMENTS		485,000
	CENTRAL AMERICA AND CARIBBEAN			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	2,680
	EAST ASIA AND THE PACIFIC	3	2	PROGRAM SERVICES	EDUC/TRAIN MAT SALES	743,222
	EUROPE (INCL ICELAND AND GREENLAND)	1	2	PROGRAM SERVICES	EDUC/TRAIN MAT SALES	531,038
	MIDDLE EAST AND NORTH AFRICA	1	6	PROGRAM SERVICES	EDUC/TRAIN MAT SALES	965,552
	NORTH AMERICA			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	405,101
	SOUTH AMERICA			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	1,025,370
	SOUTH ASIA			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	718,461
	SUB-SAHARAN AFRICA			PROGRAM SERVICES	EDUC/TRAIN MAT SALES	4,929
	EAST ASIA AND THE PACIFIC	3	2	GRANTMAKING		1,267,317
	EUROPE (INCL ICELAND AND GREENLAND)	1	2	GRANTMAKING		33,343
	SOUTH AMERICA			GRANTMAKING		18,823
	MIDDLE EAST AND NORTH AFRICA	1	6	GRANTMAKING		2,242
	SUB-SAHARAN AFRICA			GRANTMAKING		2,500
	SOUTH ASIA			GRANTMAKING		13,475
	CENTRAL AMERICA AND CARIBBEAN			GRANTMAKING		1,623
	NORTH AMERICA			GRANTMAKING		15,815
	RUSSIA AND NEIGHBORING STATES			GRANTMAKING		1,500
3a	Sub-total ....	10	20			87,709,353
b	Total from continuation sheets to Part I ...	5	10			1,356,638
c	Totals (add lines 3a and 3b)	15	30			89,065,991

For Paperwork Reduction Act Notice, see the Instructions for Form 990.Cat. No. 50082W Schedule F (Form 990) 2019

Schedule F (Form 990) 2019

Page 2

Part II

Grants and Other Assistance to Organizations or Entities Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 15, for any recipient who received more than $5,000. Part II can be duplicated if additional space is needed.

(d) Purpose of grant	(e) Amount of cash grant	(f) Manner of cash disbursement
PROF EDUCATION	70,604	WIRE TRANSFER
PROF EDUCATION	557,336	WIRE TRANSFER
PROF EDUCATION	610,295	WIRE TRANSFER

2	Enter total number of recipient organizations listed above that are recognized as charities by the foreign country, recognized as tax-exempt by the IRS, or for which the grantee or counsel has provided a section 501(c)(3) equivalency letter .......	3
3	Enter total number of other organizations or entities .......................

Schedule F (Form 990) 2019

Schedule F (Form 990) 2019Page 3

Part III

Grants and Other Assistance to Individuals Outside the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 16.

Part III can be duplicated if additional space is needed.

	(b) Region	(c) Number of recipients	(d) Amount of cash grant	(e) Manner of cash disbursement
RESEARCH PRIZE	EAST ASIA AND THE PACIFIC	10	8,524	WIRE TRANSFER
RESEARCH PRIZE	EUROPE	11	10,437	WIRE TRANSFER
RESEARCH PRIZE	NORTH AMERICA	8	9,346	WIRE TRANSFER
RESEARCH PRIZE	SOUTH ASIA	1	1,500	WIRE TRANSFER
TRAVEL GRANT	AFRICA	1	2,500	WIRE TRANSFER
TRAVEL GRANT	CENTRAL AMERICA AND THE CARIBBEAN	1	1,623	WIRE TRANSFER
TRAVEL GRANT	EAST ASIA AND THE PACIFIC	20	20,558	WIRE TRANSFER
TRAVEL GRANT	EUROPE	24	22,906	WIRE TRANSFER
TRAVEL GRANT	MIDDLE EAST AND NORTH AFRICA	1	2,242	WIRE TRANSFER
TRAVEL GRANT	SOUTH AMERICA	11	20,573	WIRE TRANSFER
TRAVEL GRANT	SOUTH ASIA	6	11,975	WIRE TRANSFER
TRAVEL GRANT	NORTH AMERICA	8	6,469	WIRE TRANSFER
TRAVEL GRANT	RUSSIA AND NEIGHBORING STATES	1	1,500	WIRE TRANSFER

Schedule F (Form 990) 2019

Page 4

Part IV

Foreign Forms

Schedule F (Form 990) 2019

Page 5

Part V

Supplemental Information
Provide the information required by Part I, line 2 (monitoring of funds); Part I, line 3, column (f) (accounting method; amounts of investments vs. expenditures per region); Part II, line 1 (accounting method); Part III (accounting method); and Part III, column (c) (estimated number of recipients), as applicable. Also complete this part to provide any additional information. See instructions.

ReturnReference	Explanation
SCHEDULE F, PAGE 1, PART I, LINE 2	WITH RESPECT TO RESEARCH GRANTS MADE BY THE AMERICAN HEART ASSOCIATION (AHA) TO FOREIGN INDIVIDUALS, THE RECIPIENT OF AHA FUNDS MUST SATISFY CERTAIN REQUIREMENTS OUTLINED IN THE GRANT AGREEMENT. UPON SATISFACTORY COMPLETION OF THE AGREEMENT AND WRITTEN ACCEPTANCE OF ALL SERVICES, AHA REMITS THE REMAINING BALANCE OF THE GRANTED FUNDS TO THE RECIPIENT. WITH RESPECT TO TRAVEL GRANTS MADE BY THE AHA TO FOREIGN INDIVIDUALS, SELECTED AHA FUNDED INVESTIGATORS FROM LOW AND MIDDLE INCOME COUNTRIES ARE AWARDED GRANT FUNDS TO REIMBURSE THE ACTUAL EXPENSES INCURRED, UP TO A CERTAIN THRESHOLD, TO ATTEND THE AHA SCIENTIFIC SESSIONS CONFERENCE AND THE WORLD CONGRESS OF CARDIOLOGY CONFERENCE. WITH RESPECT TO GRANTS MADE BY THE AHA TO FOREIGN ORGANIZATIONS, THE AHA'S POLICY IS TO UNDERTAKE EQUIVALENCY DETERMINATION OF FOREIGN ORGANIZATION RECIPIENTS. THIS PROCESS IS COMPRISED OF OBTAINING THE RECIPIENT ORGANIZATION'S MISSION STATEMENT, FINANCIAL RESULTS, ORGANIZATIONAL DOCUMENTS, SUCH AS BYLAWS AND ARTICLES OF INCORPORATION, AND RENDERING AN OPINION AS TO WHETHER OR NOT THE ORGANIZATION WOULD QUALIFY AS A 501(C)(3) PUBLIC CHARITY IN THE UNITED STATES. RESULTS OF GRANT INITIATIVES ARE MADE AVAILABLE TO THE AHA BY THE RECIPIENT ORGANIZATION.
SCHEDULE F, PAGE 1, PART I, LINE 3	CENTRAL AMERICA AND THE CARIBBEAN 0 194,000 EAST ASIA AND THE PACIFIC 0 22,286,000 EUROPE (INCL ICELAND AND GREENLAND) 0 51,143,000 MIDDLE EAST AND NORTH AFRICA 0 391,000 NORTH AMERICA 0 7,780,000 RUSSIA AND NEIGHBORING STATES 0 220,000 SOUTH AMERICA 0 730,000 SOUTH ASIA 0 84,000 SUB-SAHARAN AFRICA 0 485,000 CENTRAL AMERICA AND CARIBBEAN 2,680 0 EAST ASIA AND THE PACIFIC 743,222 0 EUROPE (INCL ICELAND AND GREENLAND) 531,038 0 MIDDLE EAST AND NORTH AFRICA 965,552 0 NORTH AMERICA 405,101 0 SOUTH AMERICA 1,025,370 0 SOUTH ASIA 718,461 0 SUB-SAHARAN AFRICA 4,929 0 EAST ASIA AND THE PACIFIC 1,267,317 0 EUROPE (INCL ICELAND AND GREENLAND) 33,343 0 SOUTH AMERICA 18,823 0 MIDDLE EAST AND NORTH AFRICA 2,242 0 SUB-SAHARAN AFRICA 2,500 0 SOUTH ASIA 13,475 0 CENTRAL AMERICA AND CARIBBEAN 1,623 0 NORTH AMERICA 15,815 0 RUSSIA AND NEIGHBORING STATES 1,500 0
SCHEDULE F, PAGE 5, PART V	PART I, LINE 3 THE AHA'S INVESTMENTS IN SECURITIES OF FOREIGN CORPORATIONS ARE MADE THROUGH U.S. BROKERAGE ACCOUNTS. THESE INVESTMENTS ARE MANAGED BY INDEPENDENT INVESTMENT MANAGERS AS PART OF A DIVERSIFIED STRATEGY FOR THE AHA'S INVESTMENTS. THE INVESTMENT MANAGERS ARE GUIDED BY THE AHA'S INVESTMENT POLICY OVERSEEN BY THE INVESTMENT COMMITTEE OF THE BOARD OF DIRECTORS. PARTS II AND III THE ORGANIZATION HAS REPORTED GRANTS BASED ON THE ACCRUAL METHOD OF ACCOUNTING AS REFLECTED IN THE ORGANIZATION'S FINANCIAL STATEMENTS. PART IV, LINE 6 THE AHA FILED FORM 5713 WITH ITS FEDERAL FORM 990-T TO REPORT SALES OF EDUCATION AND TRAINING MATERIALS IN THE UNITED ARAB EMIRATES (UAE). ALTHOUGH UAE IS CONSIDERED A BOYCOTTING COUNTRY, THE AHA DOES NOT PARTICIPATE IN ANY BOYCOTTING ACTIVITIES.

Schedule F (Form 990) 2019

Additional Data

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SCHEDULE G (Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information Regarding
Fundraising or Gaming Activities

Complete if the organization answered "Yes" on Form 990, Part IV, lines 17, 18, or 19, or if the organization entered more than $15,000 on Form 990-EZ, line 6a. right arrow

Attach to Form 990 or Form 990-EZ.
right arrow

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization
AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Fundraising Activities.Complete if the organization answered "Yes" on Form 990, Part IV, line 17.

Form 990-EZ filers are not required to complete this part.

Indicate whether the organization raised funds through any of the following activities. Check all that apply.

a	Mail solicitations	e	Solicitation of non-government grants
b	Internet and email solicitations	f	Solicitation of government grants
c	Phone solicitations	g	Special fundraising events
d	In-person solicitations

Did the organization have a written or oral agreement with any individual (including officers, directors, trustees

or key employees listed in Form 990, Part VII) or entity in connection with professional fundraising services?

YesNo

If "Yes," list the 10 highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is
to be compensated at least $5,000 by the organization.

(i) Name and address of individual or entity (fundraiser)		(ii) Activity	(iii) Did fundraiser have custody or control of contributions?		(iv) Gross receipts from activity	(v) Amount paid to (or retained by) fundraiser listed in col. (i)	(vi) Amount paid to (or retained by) organization
			Yes	No
	INFOCISION MANAGEMENT 33 SPRINGSIDE DRIVE AKRON, OH44333	TELEMKTG		No	2,245,544	1,386,505	859,039
	INSURANCE AUTO AUCTIONS 13085 HAMILTON CROSSING SUITE 500 CARMEL, IN46032	AUCTION	Yes		383,375	75,863	307,512








Total . . . . . . . . . . . . . . . . . . . .					2,628,919	1,462,368	1,166,551

List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration or licensing.

All States

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 50083H

Schedule G (Form 990 or 990-EZ) 2019

Page 2

Part II

Fundraising Events. Complete if the organization answered "Yes" on Form 990, Part IV, line 18, or reported more than $15,000 of fundraising event contributions and gross income on Form 990-EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.

		(a) Event #1 BAY AREA HTWK (event type)	(b) Event #2 DAL HEARTWALK (event type)	(c) Other events 4,954 (total number)	(d) Total events (add col. (a) through col. (c))
1	Gross receipts . . . . .	4,900,619	4,119,529	240,921,268	249,941,416
2	Less: Contributions . . . .	4,900,619	4,119,529	224,536,775	233,556,923
3	Gross income (line 1 minus line 2) . . . . . .			16,384,493	16,384,493

4	Cash prizes . . . . .
5	Noncash prizes . . . .	39,091	45,335	5,462,618	5,547,044
6	Rent/facility costs . . . .	208,735	374,045	10,515,302	11,098,082
7	Food and beverages . . .	61,644	7,527	4,741,747	4,810,918
8	Entertainment . . . .		40,600	1,475,334	1,515,934
9	Other direct expenses . . .	7,633	27,631	1,991,403	2,026,667
10	Direct expense summary. Add lines 4 through 9 in column (d) . . . . . . . . . .				24,998,645
11	Net income summary. Subtract line 10 from line 3, column (d). . . . . . . . . .				-8,614,152

Part III

Gaming. Complete if the organization answered "Yes" on Form 990, Part IV, line 19, or reported more than $15,000 on Form 990-EZ, line 6a.

		(a) Bingo	(b) Pull tabs/Instant bingo/progressive bingo	(c) Other gaming	(d) Total gaming (add col.(a) through col.(c))
1	Gross revenue . . . . .	31,755		41,507	73,262

2	Cash prizes . . . . .
3	Noncash prizes . . . .
4	Rent/facility costs . . . .
5	Other direct expenses . . .

Volunteer labor . . . .

	Yes %
	No

	Yes %
	No

	Yes %
	No

Direct expense summary. Add lines 2 through 5 in column (d) . . . . . . . . . . right arrow

Net gaming income summary. Subtract line 7 from line 1, column (d). . . . . . . . . right arrow

73,262

Enter the state(s) in which the organization conducts gaming activities: AL , AZ , FL , MS , TN , TX

Is the organization licensed to conduct gaming activities in each of these states? . . . . . . . .

YesNo

If "No," explain:

SOME STATES DO NOT REQUIRE SPECIFIC LICENSURE OR THE ACTIVITY IS

10a

Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? . . .

YesNo

If "Yes," explain:

Schedule G (Form 990 or 990-EZ) 2019

Page 3

Does the organization conduct gaming activities with nonmembers? . . . . . . . . . . .

YesNo

Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity

formed to administer charitable gaming? . . . . . . . . . . . . . . . . .

YesNo

Indicate the percentage of gaming activity conducted in:

The organization's facility . . . . . . . . . . . . . . . . . .

13a

An outside facility . . . . . . . . . . . . . . . . . . . .

13b

100.000 %

Enter the name and address of the person who prepares the organization's gaming/special events books and records:

Name

CYNTHIA ROBERTS

Address

7272 GREENVILLE AVE DALLAS, TX75231

15a

Does the organization have a contract with a third party from whom the organization receives gaming

revenue? . . . . . . . . . . . . . . . . . . . . . . . .

YesNo

If "Yes," enter the amount of gaming revenue received by the organization right arrow

$ and the

amount of gaming revenue retained by the third party right arrow

$ .

If "Yes," enter name and address of the third party:

Name

Address

Gaming manager information:

Name

Gaming manager compensation right arrow

Description of services provided right arrow

Director/officer Employee Independent contractor

Mandatory distributions:

Is the organization required under state law to make charitable distributions from the gaming proceeds to

retain the state gaming license? . . . . . . . . . . . . . . . . . . .

YesNo

Enter the amount of distributions required under state law distributed to other exempt organizations or spent

in the organization's own exempt activities during the tax year right arrow

Part IV

Supplemental Information. Provide the explanations required by Part I, line 2b, columns (iii) and (v); and Part III, lines 9, 9b, 10b, 15b, 15c, 16, and 17b, as applicable. Also provide any additional information. See instructions.

Return Reference

Explanation

SCHEDULE G, PAGE 1, PART I, LINE 2B, COLUMN (III)

INSURANCE AUTO AUCTIONS X

SCHEDULE G, PART IV

PART I, LINE 2B, COLUMN (III) INSURANCE AUTO AUCTIONS PROVIDES SERVICES RELATED TO THE MANAGEMENT OF VEHICLE DONATIONS. THIS INCLUDES ANSWERING DONOR CALLS, PREPARATION AND SALE OF DONATED VEHICLES, AND ACKNOWLEDGEMENT OF DONORS. VEHICLE DONATIONS ARE RECEIVED THROUGHOUT THE YEAR. AHA PAYS A FIXED MANAGEMENT FEE PER VEHICLE BASED ON VOLUME. INSURANCE AUTO AUCTIONS RETAINS CUSTODY OF THE SALE PROCEEDS UNTIL THEY ARE DEPOSITED IN AHA'S ACCOUNT. PART I, LINE 2B COLUMN (V) INFOCISION PROVIDES SERVICES RELATED TO VARIOUS TELEPHONE MARKETING CAMPAIGNS, INCLUDING VOLUNTEER RECRUITMENT AND TRAINING, SENDING OF FOLLOW-UP MAILINGS, AND REPORTING OF RESULTS. THE CONTRACT WITH INFOCISION PROVIDES THAT AHA REIMBURSE INFOCISION FOR POSTAGE AND OTHER MAILING MATERIALS. OF THE 1,386,505 PAID TO INFOCISION DURING THE YEAR, 1,795 IS REIMBURSEMENT OF POSTAGE AND OTHER MAILING MATERIALS. PART III, LINE 16 THE ASSOCIATION DOES NOT HAVE AN OVERALL MANAGER FOR GAMING ACTIVITIES. EACH GAMING EVENT IS MANAGED LOCALLY BY THE STAFF RESPONSIBLE FOR THE EVENT(S) AT THAT LOCATION.

Schedule G (Form 990 or 990-EZ) 2019

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Schedule I
(Form 990)

Department of the Treasury
Internal Revenue Service

Grants and Other Assistance to Organizations,
Governments and Individuals in the United States

Complete if the organization answered "Yes," on Form 990, Part IV, line 21 or 22.
lBullet

Attach to Form 990.
lBullet

Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization
AMERICAN HEART ASSOCIATION INC

Employer identification number
13-5613797

Part I

General Information on Grants and Assistance

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and
the selection criteria used to award the grants or assistance? ........................

Yes No

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.

Part II

Grants and Other Assistance to Domestic Organizations and Domestic Governments. Complete if the organization answered "Yes" on Form 990, Part IV, line 21, for any recipient

that received more than $5,000. Part II can be duplicated if additional space is needed.

(a) Name and address of organization or government	(b) EIN	(c) IRC section (if applicable)	(d) Amount of cash grant	(h) Purpose of grant or assistance
(1) A WORLD FIT FOR KIDS 678 SOUTH LAFAYETTE PARK PLACE LOS ANGELES,CA90057	33-0550994	(C)(3)	10,000	COMMUNITY HEALTH
(2) ACCESS COMMUNITY HEALTH & RESEARCH 2651 SAULINO COURT DEARBORN,MI48120	23-7444497	(C)(3)	14,590	COMMUNITY HEALTH
(3) ADVANTAGE HEALTHCARE CENTERS 100 RIVER PLACE DRIVE STE 450 DETROIT,MI48207	38-2724796	(C)(3)	14,590	COMMUNITY HEALTH
(4) AFTERSCHOOL ALLIANCE INC 1101 14TH STREET NORTHWEST STE 700 WASHINGTON,DC20005	52-2275123	(C)(3)	5,300	CHILDHOOD OBESITY
(5) ALABAMA ARISE PO BOX 1188 MONTGOMERY,AL36107	63-1186365	(C)(3)	25,000	CHILDHOOD OBESITY
(6) ALEGENT HEALTH BERGAN MERCY HEALTH 7500 MERCY ROAD OMAHA,NE68124	47-0484764	(C)(3)	19,415	STROKE PROGRAMS
(7) ALLEN COUNTY GROW COUNCIL 1 NORTH WASHINGTON AVENUE LOLA,KS66749	84-2905334	(C)(3)	10,000	COMMUNITY NUTRITION
(8) ALLIANCE FOR A HEALTHIER GENERATION 1028 SE WATER AVENUE STE 215 PORTLAND,OR97214	27-2028308	(C)(3)	1,070,868	CHILDHOOD OBESITY
(9) ALTRU HEALTH FOUNDATION 2501 DEMERS AVENUE GRAND FORKS,ND58201	45-0368330	(C)(3)	18,000	STROKE PROGRAMS
(10) AMERICAN ASSOCIATION OF FAMILY & CO 400 N COLUMBUS ST STE 202 ALEXANDRIA,VA22314	53-0025870	(C)(3)	14,500	COMMUNITY NUTRITION
(11) AMERICAN CANCER SOCIETY CANCER ACTI 555 11TH STREET NW STE 300 WASHINGTON,DC20004	52-2340031	(C)(3)	10,000	COMMUNITY HEALTH
(12) AMERICAN INDIAN CANCER FOUNDATION 3001 BROADWAY STREET NORTHEAST STE MINNEAPOLIS,MN55413	27-0300026	(C)(3)	31,500	CHILDHOOD OBESITY
(13) AMERICANS FOR NONSMOKERS RIGHT 2530 SAN PABLO AVENUE STE J BERKELEY,CA94702	94-2598713	(C)(4)	68,601	ANTI-TOBACCO ADVOCAC
(14) ANNIE JEFFREY MEMORIAL COUNTY HEALT 531 BEEBE STREET OSCEOLA,NE68651	47-6000710	GOV	6,125	STROKE PROGRAMS
(15) APPALACHIAN REGIONAL HEALTHCARE 2260 EXECUTIVE DRIVE LEXINGTON,KY40505	52-0795508	(C)(3)	6,308	STROKE PROGRAMS
(16) ACCESS ARAB COMMUNITY CENTER FOR EC 2651 SAULINO COURT DEARBORN,MI48120	23-7444497	(C)(3)	25,000	COMMUNITY IMPACT
(17) AURORA HEALTH CARE INC 960 NORTH 12TH STREET MILWAUKEE,WI53233	39-1442285	(C)(3)	63,000	COMMUNITY HEALTH
(18) BAYLOR UNIVERSITY ONE BEAR PLACE 97096 WACO,TX76798	74-1159753	(C)(3)	40,635	CHILDHOOD OBESITY
(19) BEEBE MEDICAL FOUNDATION 902 SAVANNAH ROAD LEWES,DE19958	51-0319455	(C)(3)	10,000	STROKE PROGRAMS
(20) BELLEVUE MEDICAL CENTER LLC 2500 BELLEVUE MEDICAL CENTER DRIVE BELLEVUE,NE68123	20-4305186	(C)(3)	19,415	STROKE PROGRAMS
(21) BEYOND HOUSING INC 6506 WRIGHT WAY PINE LAWN,MO63121	51-0179471	(C)(3)	24,250	CHILDHOOD OBESITY
(22) BJC HEALTH SYSTEM 4901 FOREST PARK AVENUE STE 1200 SAINT LOUIS,MO63108	43-1617558	(C)(3)	9,000	COMMUNITY HEALTH
(23) BOYS & GIRLS CLUBS OF PUERTO RICO PO BOX 79526 CAROLINA,PR00984	66-0327584	(C)(3)	25,000	CHILDHOOD OBESITY
(24) BRIGHAM AND WOMENS HOSPITAL 75 FRANCIS STREET BOSTON,MA02115	04-2312909	(C)(3)	402,600	RESEARCH
(25) BROWARD COMMUNITY AND FAMILY HEALTH 5010-5012 HOLLYWOOD BLVD HOLLYWOOD,FL33021	59-3489664	(C)(3)	20,160	BLOOD PRESSURE PROGR
(26) BRYAN MEDICAL CENTER 1600 SOUTH 48TH STREET LINCOLN,NE68506	47-0376552	(C)(3)	25,340	STROKE PROGRAMS
(27) BUTLER COUNTY HEALTH CARE CENTER 372 SOUTH 9TH STREET DAVID CITY,NE68632	47-0551144	GOV	6,125	STROKE PROGRAMS
(28) CALIFORNIA WALKS 1300 CLAY STREET STE 600 OAKLAND,CA94612	81-0618523	(C)(3)	150,000	CHILDHOOD OBESITY
(29) CAMINO COMMUNITY CENTER 133 STETSON DRIVE CHARLOTTE,NC28262	56-2015959	(C)(3)	7,500	COMMUNITY HEALTH
(30) CAMPAIGN FOR TOBACCO FREE KIDS 1400 I STREET NW STE 1200 WASHINGTON,DC20005	52-1969967	(C)(3)	87,500	ANTI-TOBACCO ADVOCAC
(31) CAPITAL ROOTS INC 594 RIVER STREET TROY,NY12180	14-1596291	(C)(3)	30,000	COMMUNITY IMPACT
(32) CENTER FOR FAMILY LIFE AND RECOVERY 502 COURT STREET STE 401 UTICA,NY13502	27-4295905	(C)(3)	5,625	COMMUNITY IMPACT
(33) CENTER FOR HEALTH PROGRESS PO BOX 18877 DENVER,CO80218	43-2007393	(C)(3)	24,933	CHILDHOOD OBESITY
(34) CENTER FOR PUBLIC POLICY PRIORITIES 7020 EASY WIND DRIVE STE 200 AUSTIN,TX78752	74-2898197	(C)(3)	25,000	COMMUNITY IMPACT
(35) CENTER FOR RURAL AFFAIRS 145 MAIN STREET LYONS,NE68038	47-0553823	(C)(3)	85,000	COMMUNITY NUTRITION
(36) CENTER FOR SCIENCE IN THE PUBLIC IN 1220 L ST NW SUITE 300 WASHINGTON,DC20005	23-7122879	(C)(3)	91,000	CHILDHOOD OBESITY
(37) CENTER FOR SCIENCE IN THE PUBLIC IN 1221 L ST NW SUITE 300 WASHINGTON,DC20005	23-7122879	(C)(3)	18,450	COMMUNITY NUTRITION
(38) CHANGELAB SOLUTIONS INC 2201 BROADWAY STE 502 OAKLAND,CA94612	26-3710746	(C)(3)	27,000	CHILDHOOD OBESITY
(39) CHARLOTTE MECKLENBURG FOOD POLICY C 2401 DISTRIBUTION STREET CHARLOTTE,NC28203	45-2040409	(C)(3)	6,000	COMMUNITY HEALTH
(40) CHERRY HEALTH 100 CHERRY STREET SOTUHEAST GRAND RAPIDS,MI49503	38-2853534	(C)(3)	11,600	COMMUNITY HEALTH
(41) CHI HEALTH GOOD SAMARITAN PO BOX 1990 KEARNEY,NE68848	47-0379755	(C)(3)	19,415	STROKE PROGRAMS
(42) CHI HEALTH IMMANUEL 6901 NORTH 72ND STREET OMAHA,NE68122	47-0376615	(C)(3)	19,415	STROKE PROGRAMS
(43) CHI HEALTH LAKESIDE 12809 WEST DODGE ROAD OMAHA,NE68154	47-0757164	(C)(3)	19,415	STROKE PROGRAMS
(44) CHI HEALTH MIDLANDS 11111 SOUTH 84TH STREET PAPILLION,NE68046	47-0757164	(C)(3)	9,840	STROKE PROGRAMS
(45) CHI HEALTH PLAINVIEW HOSPITAL 704 NORTH THIRD STREET PLAINVIEW,NE68769	47-0757164	(C)(3)	6,125	STROKE PROGRAMS
(46) CHI HEALTH SAINT ELIZABETH 555 SOUTH 70TH STREET LINCOLN,NE68510	47-0379836	(C)(3)	19,415	STROKE PROGRAMS
(47) CHI HEALTH SAINT FRANCIS 2620 WEST FAIDLEY AVENUE GRAND ISLAND,NE68803	47-0376601	(C)(3)	19,415	STROKE PROGRAMS
(48) CHI HEALTH SCHUYLER 104 WEST 17TH STREET SCHUYLER,NE68661	47-0399853	(C)(3)	6,125	STROKE PROGRAMS
(49) CHILD CARE AWARE OF AMERICA 1515 NORTH COURTHOUSE ROAD 3RD FLOO ARLINGTON,VA22201	94-3060756	(C)(3)	76,950	CHILDHOOD OBESITY
(50) CHILDRENS ADVOCACY ALLIANCE 5258 SOUTH EASTERN AVENUE STE 151 LAS VEGAS,NV89119	88-0394078	(C)(3)	98,728	CHILDHOOD OBESITY
(51) CITIZENS HOUSING AND PLANNING ASSOC ONE BEACON STREET 5TH FLOOR BOSTON,MA02108	04-6138418	(C)(3)	50,000	COMMUNITY HEALTH
(52) COLUMBUS COMMUNITY HOSPITAL 4600 38TH STREET COLUMBUS,NE68601	47-0542043	(C)(3)	7,750	STROKE PROGRAMS
(53) COMMUNITY HEALTH COUNCIL OF WYANDOT 803 ARMSTRONG AVENUE KANSAS CITY,KS66101	01-0674969	(C)(3)	39,998	CHILDHOOD OBESITY
(54) COMMUNITY PARTNERS 1000 NORTH ALAMEDA STREET STE 240 LOS ANGELES,CA90012	95-4302067	(C)(3)	13,734	CHILDHOOD OBESITY
(55) CONE HEALTH 1200 NORTH ELM STREET GREENSBORO,NC27401	58-1588823	(C)(3)	6,500	COMMUNITY HEALTH
(56) CORNELL COOPERATIVE EXTENSION 121 SECOND STREET ORISKANY,NY13424	16-6072888	(C)(3)	6,943	COMMUNITY IMPACT
(57) COVENANT COMMUNITY CARE INC 559 WEST GRAND BLVD DETROIT,MI48216	38-3533998	(C)(3)	14,590	COMMUNITY HEALTH
(58) COZAD COMMUNITY HOSPITAL PO BOX 108 COZAD,NE69130	47-6007486	GOV	6,125	STROKE PROGRAMS
(59) CRETE AREA MEDICAL CENTER 2910 BETTEN DRIVE CRETE,NE68333	47-0841285	(C)(3)	6,125	STROKE PROGRAMS
(60) DC GREENS 2000 P ST NW STE 240 WASHINGTON,DC20036	26-4527988	(C)(3)	147,065	CHILDHOOD OBESITY
(61) DIZZY FEET FOUNDATION 12655 JEFFERSON BLVD LOS ANGELES,CA90066	26-4501295	(C)(3)	250,000	COMMUNITY HEALTH
(62) EAT SMART & MOVE MORE SOUTH CAROLIN 2711 MIDDLEBURG DRIVE STE 301 COLUMBIA,SC29204	57-1096619	(C)(3)	49,999	CHILDHOOD OBESITY
(63) EATWELL MEAL KITS 31 STATION STREET APT 3 BROOKLINE,MA02245	84-4389189		50,000	COMMUNITY NUTRITION
(64) FAITH REGIONAL HEALTH SERVICES PO BOX 869 NORFOLK,NE68702	47-0796875	(C)(3)	19,415	STROKE PROGRAMS
(65) FAMILY CHRISTIAN HEALTH CENTER 31 WEST 155TH STREET HARVEY,IL60426	36-4346917	(C)(3)	23,851	COMMUNITY HEALTH
(66) FAMILY MEDICAL CENTER OF MICHIGAN 8765 LEWIS AVENUE TEMPERANCE,MI48182	38-2308659	(C)(3)	11,600	COMMUNITY HEALTH
(67) FARMER FOODSHARE INC 902 NORTH MANGUM STREET DURHAM,NC27701	27-3717889	(C)(3)	8,400	COMMUNITY IMPACT
(68) FATHERS UPLIFT INC 12 SOUTHERN AVENUE DORCHESTER,MA02124	46-1407932	(C)(3)	50,000	COMMUNITY IMPACT
(69) FIRST CARE HEALTH CENTER 115 VIVIAN STREET PARK RIVER,ND58270	45-0232743	(C)(3)	17,400	STROKE PROGRAMS
(70) FLINT FRESH MOBILE MARKET 3325 EAST COURT STREET FLINT,MI48506	81-2840219	(C)(3)	130,000	COMMUNITY NUTRITION
(71) FORTY ACRES FRESH MARKET 1510 WEST GRAND AVENUE APT 2W CHICAGO,IL60642	83-3588129		210,000	COMMUNITY NUTRITION
(72) FOUNDATION FOR HEALTHY GENERATIONS 2132 3RD AVENUE STE 226 SEATTLE,WA98121	91-6186093	(C)(3)	132,175	CHILDHOOD OBESITY
(73) FRANKLIN COUNTY COMMUNITY DEVELOPME 324 WELLS STREET GREENFIELD,MA01301	04-2678309	(C)(3)	27,674	COMMUNITY HEALTH
(74) FRANKLIN COUNTY FOOD POLICY COUNCIL 1418 SOUTH MAIN STE 1 OTTAWA,KS66067	48-6038022	GOV	15,000	COMMUNITY NUTRITION
(75) FRESH TRUCK INC 69 SHIRLEY STREET BOSTON,MA02119	46-2848535	(C)(3)	50,000	COMMUNITY IMPACT
(76) FROEDTERT HEALTH INC 400 WOODLAND PRIME STE 101 MENOMONEE FALLS,WI53051	39-2014409	(C)(3)	24,000	COMMUNITY HEALTH
(77) GATEWAY REGION YMCA WESTLINE INDUSTRIAL DRIVE STE 232 MARYLAND HEIGHTS,MO63146	43-0653616	(C)(3)	36,800	BLOOD PRESSURE PROGR
(78) GENESEE HEALTH SYSTEM 420 WEST FIFTH AVENUE FLINT,MI48503	46-1377563	GOV	11,600	COMMUNITY HEALTH
(79) GLOBAL TO LOCAL 2800 SOUTH 192ND STREET STE 104 SEATAC,WA98188	27-3133200	(C)(3)	11,500	COMMUNITY HEALTH
(80) GOTHENBURG MEMORIAL HOSPITAL 910 20TH STREET GOTHENBURG,NE69138	47-0532605	GOV	7,600	STROKE PROGRAMS
(81) GREAT PLAINS HEALTH 601 WEST LEOTA STREET NORTH PLATTE,NE69101	47-0662290	(C)(3)	19,415	STROKE PROGRAMS
(82) GROUNDWORK CENTER FOR RESILIENT COM 148 EAST FRONT STREET STE 301 TRAVERSE CITY,MI49684	38-2314954	(C)(3)	75,000	CHILDHOOD OBESITY
(83) HAWAII APPLESEED CENTER FOR LAW & E 733 BISHOP STREET STE 1180 HONOLULU,HI96813	76-0748976	(C)(3)	85,989	COMMUNITY NUTRITION
(84) HEALTHWORKS COMMUNITY FITNESS 450 WASHINGTON STREET DORCHESTER,MA02124	04-3431534	(C)(3)	50,000	COMMUNITY IMPACT
(85) HEALTHY FOOD AMERICA PO BOX 22260 SEATTLE,WA98122	47-2926810	(C)(3)	54,270	CHILDHOOD OBESITY
(86) HISPANIC UNITY OF FLORIDA INC 5840 JOHNSON STREET HOLLYWOOD,FL33021	59-2230272	(C)(3)	18,261	CHILDHOOD OBESITY
(87) HOMESTART INC 105 CHAUNCY STREET STE 502 BOSTON,MA02111	04-3311270	(C)(3)	100,000	COMMUNITY IMPACT
(88) HORIZON FOUNDATION OF HOWARD COUNTY 10221 WINCOPIN CIRCLE STE 200 COLUMBIA,MD21044	52-2119011	(C)(3)	125,000	CHILDHOOD OBESITY
(89) HOUSTON HEALTHCARE 1601 WATSON BLVD WARNER ROBINS,GA31093	71-1045290	(C)(3)	30,222	STROKE PROGRAMS
(90) HSHS ST MARYS HOSPITAL 1800 EAST LAKE SHORE DRIVE DECATUR,IL62521	37-0661244	(C)(3)	10,000	STROKE PROGRAMS
(91) IMMIGRANT FAMILY SERVICES INSTITUTE 575 AMERICAN LEGION HIGHWAY ROSLINDALE,MA02131	47-4400495	(C)(3)	50,000	COMMUNITY HEALTH
(92) INGALLS MEMORIAL HOSPITAL 27691 NETWORK PLACE CHICAGO,IL60673	36-2170866	(C)(3)	5,500	STROKE PROGRAMS
(93) INGLEWOOD COUNCIL OF PTAS 5354 WEST 64TH STREET INGLEWOOD,CA90302	23-7128444	(C)(3)	7,500	COMMUNITY HEALTH
(94) INNOVIS HEALTH LLC 502 EAST SECOND STREET DULUTH,MN55805	26-1175213	(C)(3)	39,937	STROKE PROGRAMS
(95) INSTITUTE FOR LOCAL SELF-RELIANCE 1710 CONNECTICUT AVENUE NW 4TH FLR WASHINGTON,DC20009	23-7394104	(C)(3)	57,614	COMMUNITY IMPACT
(96) INTERNATIONAL HEALTH COMMISSION OF PO BOX 225 WILLINGBORO,NJ08046	53-0204696	(C)(3)	25,000	COMMUNITY NUTRITION
(97) INTERNATIONAL PRE-DIABETES CENTER 14500 ROSCOE BL 4TH FLOOR PANORAMA CITY,CA91402	47-1341290	(C)(3)	99,988	COMMUNITY HEALTH
(98) INVOLVEDDAD 2712 SAGINAW STREET STE 103 FLINT,MI48505	47-4368803	(C)(3)	50,000	COMMUNITY IMPACT
(99) ISLAND HARVEST LTD 15 GRUMMAN ROAD WEST STE 1450 BETHPAGE,NY11714	11-3136350	(C)(3)	15,000	COMMUNITY IMPACT
(100) JENNIE M MELHAM MEMORIAL MEDIC 145 MEMORIAL DRIVE BROKEN BOW,NE68822	47-0426530	(C)(3)	17,285	STROKE PROGRAMS
(101) JESSIE TRICE COMMUNITY HEALTH SYST 5607 NW 27TH AVENUE MIAMI,FL33142	59-1235617	(C)(3)	15,360	BLOOD PRESSURE PROGR
(102) JOHN MUIR HEALTH 2540 EAST STREET CONCORD,CA94520	94-2650855	(C)(3)	6,500	COMMUNITY HEALTH
(103) JOHNS HOPKINS UNIVERSITY 733 N BROADWAY BALTIMORE,MD21205	52-0595110	(C)(3)	37,500	STROKE PROGRAMS
(104) JOHNSON C SMITH UNIVERSITY 100 BEATTIES FORD ROAD CHARLOTTE,NC28216	25-0983069	(C)(3)	65,000	COMMUNITY HEALTH
(105) KEARNEY REGIONAL MEDICAL CENTER 804 22ND AVENUE KEARNEY,NE68845	27-0860326	GOV	18,840	STROKE PROGRAMS
(106) KIMBALL COUNTY HOSPITAL 505 SOUTH BURG STREET KIMBALL,NE69145	47-6007155	GOV	7,600	STROKE PROGRAMS
(107) LAWRENCE LIVERMORE NATIONAL SECURIT 7000 EAST AVENUE L435 LIVERMORE,CA94550	20-5624386	GOV	1,757,896	RESEARCH
(108) LEXINGTON REGIONAL HEALTH CENTER 1201 NORTH ERIE STREET LEXINGTON,NE68850	45-6029692	GOV	7,600	STROKE PROGRAMS
(109) MADE INSTITUTE 605 EAST PARKWAY AVENUE FLINT,MI48505	47-3281597	(C)(3)	110,000	COMMUNITY HEALTH
(110) MAINE CONSUMERS FOR AFFORDABLE HEAL 12 CHURCH STREET AUGUSTA,ME04330	04-3366975	(C)(3)	18,000	CHILDHOOD OBESITY
(111) MAKE THE ROAD NEW YORK INC 301 GROVE STREET BROOKLYN,NY11237	11-3344389	(C)(3)	25,000	CHILDHOOD OBESITY
(112) MARY LANNING HEALTHCARE 715 NORTH SAINT JOSEPH HASTINGS,NE68901	47-0378779	(C)(3)	19,415	STROKE PROGRAMS
(113) MEMORIAL AND MANOR BAINBRIDGE 1500 EAST SHOTWELL STREET BAINBRIDGE,GA39819	58-6011888	GOV	5,037	STROKE PROGRAMS
(114) MEMORIAL COMMUNITY HEALTH INC 1423 7TH STREET AURORA,NE68818	47-0461859	(C)(3)	6,125	STROKE PROGRAMS
(115) MEMORIAL COMMUNITY HOSPITAL & HEALT 610 NORTH 22ND STREET BLAIR,NE68008	47-0426285	(C)(3)	6,125	STROKE PROGRAMS
(116) METHODIST WOMENS HOSPITAL PO BOX 2797 OMAHA,NE68114	47-0376604	(C)(3)	7,750	STROKE PROGRAMS
(117) METROPOLITAN FAMILY SERVICES ONE NORTH DEARBORN STE 1000 CHICAGO,IL60602	36-2167940	(C)(3)	10,000	COMMUNITY NUTRITION
(118) MIAMI BEACH COMMUNITY HEALTH CENTER 11645 BISCAYNE BLVD STE 207 MIAMI,FL33181	59-1829984	(C)(3)	12,800	COMMUNITY HEALTH
(119) MICHIGAN PRIMARY CARE ASSOCIATION 7215 WESTSHIRE DRIVE LANSING,MI48917	38-2294018	(C)(3)	40,250	COMMUNITY HEALTH
(120) MISSISSIPPI LOW INCOME CHILD CARE I PO BOX 204 BILOXI,MS39533	64-0943404	(C)(3)	24,080	CHILDHOOD OBESITY
(121) MISSOURI BAPTIST MEDICAL CENTER PO BOX 958361 SAINT LOUIS,MO63195	43-0652656	(C)(3)	24,000	COMMUNITY HEALTH
(122) MIZELL MEMORIAL HOSPITAL INC 702 NORTH MAIN STREET OPPA,AL36467	63-0307951	(C)(3)	9,646	STROKE PROGRAMS
(123) MPRO HELPING HEALTHCARE GET BETTER 22670 HAGGERTY ROAD SUITE 100 FARMINGTON HILLS,MI48335	38-2536610	(C)(3)	52,500	COMMUNITY HEALTH
(124) NATIONAL HEAD START ASSOCIATIO 1651 PRINCE STREET ALEXANDRIA,VA22314	52-1282065	(C)(3)	76,950	CHILDHOOD OBESITY
(125) NEBRASKA APPLESEED CENTER 941 O STREET STE 920 LINCOLN,NE68508	47-0798343	(C)(3)	18,206	CHILDHOOD OBESITY
(126) NEBRASKA MEDICAL CENTER 988145 NEBRASKA MEDICAL CENTER OMAHA,NE68198	91-1858433	(C)(3)	19,415	STROKE PROGRAMS
(127) NEBRASKA METHODIST HOSPITAL 8303 DODGE STREET OMAHA,NE68114	47-0376604	(C)(3)	19,415	STROKE PROGRAMS
(128) NEW MEXICO CENTER ON LAW AND POVERT 924 PARK AVENUE SOUTHWEST STE C ALBUQUERQUE,NM87102	85-0437960	(C)(3)	25,000	CHILDHOOD OBESITY
(129) NORTHWESTERN MEDICINE CENTRAL DUPAG 25 NORTH WINFIELD ROAD WINFIELD,IL60190	36-2513909	(C)(3)	10,000	COMMUNITY HEALTH
(130) NORTHWESTERN MEDICINE DELNOR HOSPIT 300 RANDALL ROAD GENEVA,IL60134	36-3484281	(C)(3)	10,000	COMMUNITY HEALTH
(131) OKLAHOMA INSTITUTE FOR CHILDHOOD AD 2915 NORTH CLASSEN STE 320 OKLAHOMA CITY,OK73106	73-1192768	(C)(3)	50,000	CHILDHOOD OBESITY
(132) ORGANIZE FLORIDA EDUCATION FUND 134 EAST COLONIAL DRIVE ORLANDO,FL32801	27-4384675	(C)(3)	62,500	COMMUNITY IMPACT
(133) OSMOND GENERAL HOSPITAL INC 402 NORTH MAPLE STREET OSMOND,NE68765	23-7161473	(C)(3)	7,600	STROKE PROGRAMS
(134) PALMETTO CYCLING COALITION 141F PELHAM DRIVE STE 116 COLUMBIA,SC29209	57-1020701	(C)(3)	44,492	CHILDHOOD OBESITY
(135) PAN AMERICAN SANITARY BUREAU 525 23RD STREET NORTHWEST WASHINGTON,DC20037	52-1804954	GOV	75,145	COMMUNITY NUTRITION
(136) PAWNEE COUNTY MEMORIAL HOSPITAL 600 I STREET PAWNEE CITY,NE68420	36-3169688	GOV	6,125	STROKE PROGRAMS
(137) PEDIATRIC FOUNDATION OF MICHIGAN 106 WEST ALLEGAN STREET STE 310 LANSING,MI48933	33-1065901	(C)(3)	49,946	CHILDHOOD OBESITY
(138) PENDER COMMUNITY HOSPITAL 100 HOSPITAL DRIVE PENDER,NE68047	47-0711662	(C)(3)	6,125	STROKE PROGRAMS
(139) PENTECOSTAL CHURCH OF JESUS CHRIST 5918 HULMELVILLE ROAD BENSALEM,PA19020	23-3057525	(C)(3)	10,000	COMMUNITY NUTRITION
(140) PERKINS COUNTY HEALTH SERVICE 900 LINCOLN AVENUE GRANT,NE69140	47-6014365	GOV	7,600	STROKE PROGRAMS
(141) PETE BROWN JR TENNIS PROGRAM PO BOX 8114 LOS ANGELES,CA90008	80-0800003	(C)(3)	10,000	COMMUNITY HEALTH
(142) PINNACLE PREVENTION CORP 250 SOUTH ARIZONA AVENUE STE 6 CHANDLER,AZ85225	46-4574172	(C)(3)	141,432	COMMUNITY NUTRITION
(143) PROVIDENCE MEDICAL CENTER 1200 PROVIDENCE ROAD WAYNE,NE68787	47-0566524	(C)(3)	6,125	STROKE PROGRAMS
(144) PUBLIC ALLIES INC 735 NORTH WATER STREET STE 550 MILWAUKEE,WI53202	52-1759564	(C)(3)	68,601	COMMUNITY IMPACT
(145) PUBLIC HEALTH LAW CENTER INC 875 SUMMIT AVENUE ST PAUL,MN55105	41-1896367	(C)(3)	40,635	CHILDHOOD OBESITY
(146) REGIONAL WEST MEDICAL CENTER 4021 AVENUE B SCOTTSBLUFF,NE69361	47-0385129	(C)(3)	19,415	STROKE PROGRAMS
(147) REINVESTMENT PARTNERS 110 EAST GEER STREET DURHAM,NC27701	31-1587628	(C)(3)	50,000	COMMUNITY NUTRITION
(148) RENO COUNTY HEALTH DEPARTMENT 209 WEST 2ND HUTCHINSON,KS67501	48-6015542	GOV	15,000	COMMUNITY NUTRITION
(149) RHODE ISLAND PUBLIC HEALTH INSTITUT 383 WEST FOUNTAIN STREET STE 101 PROVIDENCE,RI02903	05-0474726	(C)(3)	124,997	COMMUNITY NUTRITION
(150) RICHLAND HOSPITAL 333 EAST SECOND STREET RICHARD CENTER,WI53581	39-0808498	(C)(3)	55,000	COMMUNITY HEALTH
(151) RIDE HEALTH INC 29 WEST 17TH STREET FLOOR 6 NEW YORK,NY10011	82-3442492		125,000	COMMUNITY HEALTH
(152) RUSH UNIVERSITY MEDICAL CENTER 1653 WEST CONGRESS PARKWAY CHICAGO,IL60612	36-2174823	(C)(3)	75,000	BLOOD PRESSURE PROGR
(153) SAFE ROUTES TO SCHOOL NATIONAL PART 12587 FAIR LAKES CIRCLE 251 FAIRFAX,VA22033	46-2694434	(C)(3)	27,000	CHILDHOOD OBESITY
(154) SAFE ROUTES TO SCHOOL NATIONAL PART 12587 FAIR LAKES CIRCLE 251 FAIRFAX,VA22033	46-2694434	(C)(3)	85,000	COMMUNITY IMPACT
(155) SAINT FRANCIS MEMORIAL HOSPITA 430 NORTH MONITOR STREET WEST POINT,NE68788	47-0486026	(C)(3)	7,600	STROKE PROGRAMS
(156) SANFORD BISMARCK 300 NORTH 7TH STREET BISMARCK,ND58501	45-0226700	(C)(3)	39,765	STROKE PROGRAMS
(157) SANFORD HEALTH NETWORK NORTH 332 2ND AVENUE NORTH WAHPETON,ND58075	45-0409348	(C)(3)	7,125	STROKE PROGRAMS
(158) SANFORD MEDICAL CENTER FARGO PO BOX 2010 FARGO,ND58122	45-0226909	(C)(3)	40,700	STROKE PROGRAMS
(159) SIERRA HEALTH FOUNDATION CENTER 1321 GARDEN HIGHWAY STE 210 SACRAMENTO,CA95833	45-5282243	(C)(3)	24,475	CHILDHOOD OBESITY
(160) SMART FROM THE START 68 ANNUNCIATION ROAD BOSTON,MA02120	45-4952663	(C)(3)	200,000	COMMUNITY HEALTH
(161) SOCIEDAD LATINA INC 1530 TREMONT STREET ROXBURY,MA02120	04-2678255	(C)(3)	10,000	COMMUNITY NUTRITION
(162) SOUTHEAST HEALTH FOUNDATION 1922 FAIRVIEW AVENUE DOTHAN,AL36301	20-8726030	(C)(3)	7,500	STROKE PROGRAMS
(163) SOUTHERN JAMAICA PLAIN HEALTH 640 CENTRE STREET JAMAICA PLAIN,MA02130	42-0312909	(C)(3)	10,000	COMMUNITY HEALTH
(164) SPUR 654 MISSION STREET SAN FRANCISCO,CA94105	94-1498232	(C)(3)	14,311	CHILDHOOD OBESITY
(165) ST ALEXIUS MEDICAL CENTER 900 EAST BROADWAY AVENUE BISMARCK,ND58506	45-0226711	(C)(3)	18,000	STROKE PROGRAMS
(166) ST FRANCIS HEALTH LLC 2122 MANCHESTER EXPRESSWAY COLUMBUS,GA31904	47-5259919	(C)(3)	15,000	STROKE PROGRAMS
(167) ST MARY'S COMMUNITY HOSPITAL 1301 GRUNDMAN BLVD NEBRASKA CITY,NE68410	47-0443636	(C)(3)	6,125	STROKE PROGRAMS
(168) STAND UP NASHVILLE PO BOX 292583 NASHVILLE,TN37229	83-0602074	(C)(3)	60,000	COMMUNITY IMPACT
(169) STONY BROOK RESEARCH FOUNDATION STONY BROOK UNIVERSITY STONY BROOK,NY11794	14-1368361	(C)(3)	10,000	COMMUNITY HEALTH
(170) STRENGTHENING THE EMPOWERMENT PO BOX 1712 INGLEWOOD,CA90308	47-3496071	(C)(3)	10,000	COMMUNITY IMPACT
(171) SWEET POTATO PATCH CHICAGO 8123 SOUTH LANGLEY CHICAGO,IL60619	83-4342911		129,500	COMMUNITY NUTRITION
(172) TEACHERS COLLEGE COLUMBIA UNIV 525 WEST 120TH STREET NEW YORK,NY10027	13-1624202	(C)(3)	34,135	CHILDHOOD OBESITY
(173) TEMPLE UNIVERSITY 2450 WEST HUNTING PARK AVENUE PHILADELPHIA,PA19129	23-1365971	(C)(3)	10,000	STROKE PROGRAMS
(174) TENANTS AND WORKERS UNITED 3801 MOUNT VERNON AVENUE ALEXANDRIA,VA22305	54-1515305	(C)(3)	25,000	CHILDHOOD OBESITY
(175) THAYER COUNTY HEALTH SERVICE 120 PARK AVENUE HEBRON,NE68370	47-0627838	GOV	6,125	STROKE PROGRAMS
(176) THE FOOD TRUST 1617 JFK BLVD STE 900 PHILADELPHIA,PA19103	23-2678383	(C)(3)	200,000	CHILDHOOD OBESITY
(177) THEA BOWMAN HOUSE INC 731 LAFAYETTE STREET UTICA,NY13502	16-1488620	(C)(3)	5,261	COMMUNITY IMPACT
(178) TOBACCO FREE KIDS ACTION FUND 1400 I STREET NW STE 1200 WASHINGTON,DC20005	52-1974904	(C)(4)	237,500	ANTI-TOBACCO ADVOCAC
(179) TRI VALLEY HEALTH SYSTEM 1305 HIGHWAY 6 34 CAMBRIDGE,NE69022	47-6028103	(C)(3)	7,600	STROKE PROGRAMS
(180) TRINITY HEALTH 305 11TH AVE SW MINOT,ND58701	41-2002771	(C)(3)	39,060	STROKE PROGRAMS
(181) TROY REGIONAL MEDICAL CENTER 1330 HIGHWAY 231 SOUTH TROY,AL36081	27-1534178	GOV	10,342	STROKE PROGRAMS
(182) TRUMAN MEDICAL CENTER INC PO BOX 957924 SAINT LOUIS,MO63195	44-0661018	(C)(3)	5,375	COMMUNITY HEALTH
(183) UNION COUNTY GOVERNMENT 2330 CONCORD AVENUE MONROE,NC28110	56-6000345	GOV	6,000	COMMUNITY HEALTH
(184) UNION GENERAL HOSPITAL 35 HOSPITAL ROAD BLAIRSVILLE,GA30512	58-6025393	(C)(3)	5,246	STROKE PROGRAMS
(185) UNIVERSITY OF TEXAS FOUNDATION PO BOX 250 AUSTIN,TX78767	74-1587488	(C)(3)	27,000	CHILDHOOD OBESITY
(186) UNIVERSITY OF DELAWARE 220 HULLIHEN HALL NEWARK,DE19716	51-6000297	GOV	15,000	STROKE PROGRAMS
(187) UNIVERSITY OF KENTUCKY RESEARCH FOU 500 SOUTH LIMESTONE LEXINGTON,KY40526	61-6033693	GOV	19,444	COMMUNITY NUTRITION
(188) URBAN FARMING INSTITUTE OF BOSTON 487R NORFOLK STREET MATTAPAN,MA02126	45-3961022	(C)(3)	90,000	COMMUNITY NUTRITION
(189) URBAN RENAISSANCE CENTER 2505 NORTH CHEVROLET AVENUE FLINT,MI48504	47-5270395	(C)(3)	40,000	COMMUNITY IMPACT
(190) VOICES FOR GEORGIAS CHILDREN 75 MARIETTA STREET NW STE 401 ATLANTA,GA30303	02-0678823	(C)(3)	25,000	CHILDHOOD OBESITY
(191) WATERVILLE AREA FOOD PANTRY 234 WHITE STREET WATERVILLE,NY13480	47-5546457	(C)(3)	7,125	COMMUNITY IMPACT
(192) WELLNESS PLAN MEDICAL CENTERS 7700 SECOND AVENUE DETROIT,MI48202	38-2008890	(C)(3)	11,600	COMMUNITY HEALTH
(193) WEST HOLT MEMORAL HOSPITAL 406 WEST NEELY STREET ATKINSON,NE68713	47-0544098	(C)(3)	7,600	STROKE PROGRAMS
(194) WESTERN PRAIRIE FOOD FARM ALLIANCE 210 W FIRST ST ST FRANCIS,KS67756	48-0823838	GOV	14,740	COMMUNITY NUTRITION
(195) WESTERN PRAIRIE FOOD FARM ALLIANCE 1261 R LN OBERLIN,KS67749	48-6014616	GOV	14,992	COMMUNITY NUTRITION
(196) WESTERN PRAIRIE FOOD FARM ALLIANCE BOX 366 GOODLAND,KS67735	48-6013889	GOV	15,000	COMMUNITY NUTRITION
(197) WESTERN PRAIRIE FOOD FARM ALLIANCE BOX 366 GOODLAND,KS67735	48-0950931	(C)(3)	15,000	COMMUNITY NUTRITION
(198) WESTERN WAYNE FAMILY HEALTH CENTER 2700 HAMLIN BLVD INSKSTER,MI48141	30-0281587	(C)(3)	14,590	COMMUNITY HEALTH
(199) WINSTON SALEM STATE UNIVERSITY 601 MARTIN LUTHER KING JR DRIVE WINSTONSALEM,NC27110	56-0989620	(C)(3)	65,000	COMMUNITY HEALTH
(200) WOVEN HEALTH CLINIC 1 MEDICAL PARKWAY PLAZA 1 STE 149 FARMERS BRANCH,TX75234	75-2616002	(C)(3)	70,000	COMMUNITY HEALTH
(201) YMCA OF FLORIDA'S FIRST COAST 40 EAST ADAMS STREET STE 210 JACKSONVILLE,FL32202	59-0638514	(C)(3)	7,550	BLOOD PRESSURE PROGR
(202) YMCA OF GREATER LOUISVILLE INC 545 SOUTH SECOND STREET LOUISVILLE,KY40202	61-0444843	(C)(3)	6,450	BLOOD PRESSURE PROGR
(203) YORK GENERAL HEALTHCARE SERVICE 2222 NORTH LINCOLN AVENUE YORK,NE68467	47-0379039	(C)(3)	6,125	STROKE PROGRAMS
(204) 314 EASY MATH LLC 615 SAGINAW STREET STE 5006 FLINT,MI48502	82-0690595		60,000	COMMUNITY IMPACT
(205) JOHNS HOPKINS UNIVERSITY 733 N BROADWAY BALTIMORE,MD21205	52-0595110	(C)(3)	37,500	STROKE PROGRAMS
(206) CHANGELAB SOLUTIONS INC 2201 BROADWAY STE 502 OAKLAND,CA94612	26-3710746	(C)(3)	35,000	COMMUNITY NUTRITION
(207) EMORY UNIVERSITY 1599 CLIFTON RD ATLANTA,GA30322	58-0566256	(C)(3)	500,000	COMMUNITY HEALTH
(208) ALBANY MEDICAL COLLEGE 47 NEW SCOTLAND AVENUE ALBANY,NY12208	14-1338310	(C)(3)	62,032	RESEARCH
(209) ALBERT EINSTEIN COLLEGE OF MEDICINE 1300 MORRIS PARK AVENUE NEW YORK,NY10461	83-0621846	(C)(3)	128,836	RESEARCH
(210) AUGUSTA UNIVERSITY 1120 15TH STREET AUGUSTA,GA30912	58-6002053	(C)(3)	252,144	RESEARCH
(211) BAYLOR COLLEGE OF MEDICINE ONE BAYLOR PLAZA HOUSTON,TX77030	74-1613878	(C)(3)	423,868	RESEARCH
(212) BETH ISRAEL DEACONESS MEDICAL CENTE 330 BROOKLINE AVENUE BOSTON,MA02215	04-2103881	(C)(3)	128,836	RESEARCH
(213) BOSTON CHILDREN'S HOSPITAL 300 LONGWOOD AVENUE BOSTON,MA02115	10-4277444	(C)(3)	959,200	RESEARCH
(214) BOSTON MEDICAL CENTER 88 EAST NEWTON STREET BOSTON,MA02118	04-3314093	(C)(3)	230,869	RESEARCH
(215) BOSTON UNIVERSITY MEDICAL CAMPUS 715 ALBANY STREET BOSTON,MA02118	04-2103547	(C)(3)	10,698,126	RESEARCH
(216) BRIGHAM AND WOMEN'S HOSPITAL INC 75 FRANCIS STREET BOSTON,MA02115	04-2312909	(C)(3)	16,551,400	RESEARCH
(217) BURKE MEDICAL RESEARCH INSTITUTE 785 MAMARONECK AVENUE WHITE PLAINS,NY10605	13-3434924	(C)(3)	131,356	RESEARCH
(218) CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE CLEVELAND,OH44106	34-1018992	(C)(3)	399,528	RESEARCH
(219) CEDARS-SINAI MEDICAL CENTER 8700 BEVERLY BOULEVARD SUITE 1150 LOS ANGELES,CA90048	95-1644600	(C)(3)	331,000	RESEARCH
(220) CINCINNATI CHILDREN'S HOSPITAL MEDI 3333 BURNET AVENUE CINCINNATI,OH45229	31-0833936	(C)(3)	2,931,000	RESEARCH
(221) CLEMSON UNIVERSITY 230 KAPPA STREET STROM CLEMSON,SC29634	57-6000254	GOV	154,000	RESEARCH
(222) CLEVELAND CLINIC FOUNDATION PO BOX 931531 CLEVELAND,OH44193	34-0714585	(C)(3)	1,308,385	RESEARCH
(223) COLUMBIA UNIVERSITY 630 WEST 168TH STREET NEW YORK,NY10032	13-5598093	(C)(3)	1,148,462	RESEARCH
(224) COLUMBIA UNIVERSITY IRVING MEDICAL 630 WEST 168TH STREET NEW YORK,NY10032	13-5598073	(C)(3)	259,416	RESEARCH
(225) CORNELL UNIVERSITY 373 PINE TREE ROAD ITHACA,NY14850	15-0532082	(C)(3)	321,448	RESEARCH
(226) DARTMOUTH COLLEGE 10 S MAIN STREET HANOVER,NH03755	02-0222111	(C)(3)	62,032	RESEARCH
(227) DREXEL UNIVERSITY 1505 RACE ST 10TH FLOOR PHILADELPHIA,PA19102	23-1352630	(C)(3)	93,048	RESEARCH
(228) DUKE UNIVERSITY MEDICAL CENTER 2200 W MAIN STREET SUITE 710 DURHAM,NC27705	56-0532129	(C)(3)	365,220	RESEARCH
(229) EAST TENNESSEE STATE UNIVERSITY 247 S DOSSETT DR JOHNSON CITY,TN37614	62-6021046	GOV	216,032	RESEARCH
(230) EASTERN VIRGINIA MEDICAL SCHOOL 358 MOWBRAY ARCH NORFOLK,VA23501	54-6055378	(C)(3)	216,032	RESEARCH
(231) EMORY UNIVERSITY 1599 CLIFTON ROAD NE ATLANTA,GA30322	58-0566256	(C)(3)	867,832	RESEARCH
(232) FLORIDA STATE UNIVERSITY 874 TRADITIONS WAY 3RD FLOOR TALLAHASSEE,FL32306	59-1961248	GOV	62,032	RESEARCH
(233) FRED HUTCHINSON CANCER RESEARCH CEN 1100 FAIRVIEW AVENUE N SEATTLE,WA98109	23-7156071	(C)(3)	128,836	RESEARCH
(234) GEORGE WASHINGTON UNIVERSITY 2300 EYE STREET NW WASHINGTON,DC20037	53-0196584	(C)(3)	62,032	RESEARCH
(235) GEORGIA STATE UNIVERSITY 38 PEACHTREE CENTER AVENUE SUITE 5 ATLANTA,GA30302	58-6002050	(C)(3)	131,356	RESEARCH
(236) HARVARD UNIVERSITY 25 SHATTUCK STREET SUITE 509A BOSTON,MA02115	04-2103580	(C)(3)	522,148	RESEARCH
(237) HUGO W MOSER RESEARCH INSTITUTE 707 N BROADWAY BALTIMORE,MD21205	52-1524967	(C)(3)	190,112	RESEARCH
(238) ICAHN SCHOOL OF MEDICINE AT MOUNT S ONE GUSTAVE L LEVY PLACE NEW YORK,NY10029	13-6171197	(C)(3)	1,185,360	RESEARCH
(239) INDIANA UNIVERSITY 509 E 3RD STREEET BLOOMINGTON,IN47401	35-6001673	GOV	60,000	RESEARCH
(240) INDIANA UNIVERSITY INDIANAPOLIS 541 CLINICAL DRIVE INDIANAPOLIS,IN46202	35-6001673	GOV	499,172	RESEARCH
(241) IOWA STATE UNIVERSITY 716 FARMHEALTH LANE AMES,IA50010	42-6004224	GOV	31,016	RESEARCH
(242) JOAN & SANFORD I WEILL MEDICAL COL 1300 YORK AVENUE NEW YORK,NY10065	13-1623978	(C)(3)	359,836	RESEARCH
(243) JOHNS HOPKINS UNIVERSITY-SCHOOL OF 733 N BROADWAY SUITE 117 BALTIMORE,MD21205	52-0595110	(C)(3)	7,620,665	RESEARCH
(244) JOSLIN DIABETES CENTER INC ONE JOSLIN PLACE BOSTON,MA02215	04-2203836	(C)(3)	131,356	RESEARCH
(245) KAISER FOUNDATION RESEARCH INSTITUT 1800 HARRISON STREET 16TH FLOOR OAKLAND,CA94612	94-1105628	(C)(3)	75,000	RESEARCH
(246) LA JOLLA INSTITUTE FOR ALLERGY AND 10355 SCIENCE CENTER DRIVE SAN DIEGO,CA92121	33-0328688	(C)(3)	231,000	RESEARCH
(247) LOMA LINDA UNIVERSITY 24887 TAYLOR STREET SUITE 201 LOMA LINDA,CA92350	95-1816009	(C)(3)	62,032	RESEARCH
(248) LOUISIANA STATE UNIVERSITY HEALTH S 1501 KINGS HWY SHREVEPORT,LA71103	72-0702002	GOV	394,788	RESEARCH
(249) LOUISIANA STATE UNIVERSITY HEALTH S 433 BOLIVAR ST NEW ORLEANS,LA70112	72-6087770	GOV	190,112	RESEARCH
(250) LOYOLA UNIVERSITY CHICAGO 1032 W SHERIDAN ROAD CHICAGO,IL60660	36-1408475	(C)(3)	62,032	RESEARCH
(251) MAGEE-WOMENS RESEARCH INSTITUTE & F 3240 CRAFT PLACE SUITE 100 PITTSBURGH,PA15213	25-1462312	(C)(3)	247,300	RESEARCH
(252) MASSACHUSETTS GENERAL HOSPITAL 55 FRUIT STREET BOSTON,MA02114	04-2697983	(C)(3)	3,127,026	RESEARCH
(253) MAYO CLINIC 200 FIRST ST SW ROCHESTER,MN55905	41-6011702	(C)(3)	360,192	RESEARCH
(254) MCLEAN HOSPITAL 115 MILL STREET BELMONT,MA02478	04-2697981	(C)(3)	229,932	RESEARCH
(255) MEDICAL COLLEGE OF WISCONSIN 9200 W WISCONSIN AVE MILWAUKEE,WI53226	39-0806261	(C)(3)	934,672	RESEARCH
(256) MEDICAL UNIVERSITY OF SOUTH CAROLIN 1 SOUTH PARK CIRCLE BUILDING 1 SUI CHARLESTON,SC29407	57-6000722	GOV	488,900	RESEARCH
(257) MEMORIAL SLOAN KETTERING CANCER CEN 1275 YORK AVENUE NEW YORK,NY10065	13-1924236	(C)(3)	62,032	RESEARCH
(258) MIAMI UNIVERSITY 501 E HIGH STREET OXFORD,OH45056	31-6402089	GOV	154,000	RESEARCH
(259) MIDWESTERN UNIVERSITY 19555 NORTH 59TH AVENUE GLENDALE,AZ85308	36-3377698	(C)(3)	152,735	RESEARCH
(260) MOREHOUSE SCHOOL OF MEDICINE 720 WESTVIEW DR SW ATLANTA,GA30310	58-1438873	(C)(3)	62,032	RESEARCH
(261) NEW YORK UNIVERSITY SCHOOL OF MEDIC ONE PARK AVENUE 6TH FLOOR NEW YORK,NY10016	13-5562308	(C)(3)	7,906,495	RESEARCH
(262) NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVENUE BOSTON,MA02115	04-1679980	(C)(3)	1,387,529	RESEARCH
(263) NORTHERN CALIFORNIA INSTITUTE FOR R 4150 CLEMENT STREET SAN FRANCISCO,CA94121	94-3084159	(C)(3)	270,692	RESEARCH
(264) NORTHWESTERN UNIVERSITY 750 NORTH LAKE SHORE DRIVE CHICAGO,IL60611	36-2167817	(C)(3)	1,231,913	RESEARCH
(265) OHIO STATE UNIVERSITY 1960 KENNY ROAD COLUMBUS,OH43210	31-6025986	GOV	6,107,208	RESEARCH
(266) OKLAHOMA MEDICAL RESEARCH FOUNDATIO 825 NE 13TH STREET OKLAHOMA CITY,OK73104	73-0580274	(C)(3)	359,836	RESEARCH
(267) OKLAHOMA STATE UNIVERSITY 203 WHITEHURST STILLWATER,OK74078	73-1383996	GOV	153,802	RESEARCH
(268) OREGON HEALTH & SCIENCE UNIVERSITY 3181 SW SAM JACKSON PARK RD PORTLAND,OR97239	93-1176109	GOV	355,064	RESEARCH
(269) PALO ALTO VETERANS INSTITUTE FOR RE 3801 MIRANDA AVENUE PALO ALTO,CA94304	77-0207331	(C)(3)	75,000	RESEARCH
(270) PENNINGTON BIOMEDICAL RESEARCH CENT 6400 PERKINS ROAD BATON ROUGE,LA70808	72-6000848	GOV	131,356	RESEARCH
(271) PENNSYLVANIA STATE UNIVERSITY 110 TECHNOLOGY CENTER UNIVERSITY PARK,PA16802	24-6000376	GOV	31,016	RESEARCH
(272) PRINCETON UNIVERSITY PO BOX 36 PRINCETON,NJ08544	21-0634501	(C)(3)	62,032	RESEARCH
(273) PURDUE UNIVERSITY 155 S GRANT STREET WEST LAFAYETTE,IN47907	35-6002041	GOV	228,877	RESEARCH
(274) RENSSELAER POLYTECHNIC INSTITUTE 110 EIGHTH STREET TROY,NY12180	14-1340095	(C)(3)	62,032	RESEARCH
(275) RICE UNIVERSITY 6100 MAIN STREET HOUSTON,TX77005	74-1109620	(C)(3)	122,032	RESEARCH
(276) RUTGERS THE STATE UNIVERSITY OF NE 33 KNIGHTSBRIDGE ROAD PISCATAWAY,NJ08854	22-6001086	GOV	1,597,352	RESEARCH
(277) SAINT LOUIS UNIVERSITY 221 NORTH GRAND BOULEVARD ST LOUIS,MO63103	43-0654872	(C)(3)	135,352	RESEARCH
(278) SALK INSTITUTE FOR BIOLOGICAL STUDI 10010 NORTH TORREY PINES ROAD LA JOLLA,CA92037	95-2160097	(C)(3)	62,032	RESEARCH
(279) SAN DIEGO STATE UNIVERSITY RESEARCH 5250 CAMPANILE DR SAN DIEGO,CA92182	95-6042721	(C)(3)	62,032	RESEARCH
(280) SCRIPPS RESEARCH INSTITUTE 10550 NORTH TORREY PINES ROAD LA JOLLA,CA92037	51-0197108	(C)(3)	819,896	RESEARCH
(281) SEATTLE CHILDREN'S HOSPITAL 4800 SAND POINT WAY NE SEATTLE,WA98105	91-0564748	(C)(3)	128,836	RESEARCH
(282) STANFORD UNIVERSITY 269 CAMPUS DRIVE WEST STANFORD,CA94063	94-1156365	(C)(3)	5,207,493	RESEARCH
(283) STATE UNIVERSITY OF NEW YORK 1400 WASHINGTON AVENUE ALBANY,NY12222	14-1368361	GOV	93,048	RESEARCH
(284) SWARTHMORE COLLEGE 500 COLLEGE AVENUE SWARTHMORE,PA19081	23-1352683	(C)(3)	154,000	RESEARCH
(285) TEMPLE UNIVERSITY 2450 WEST HUNTING PARK AVENUE PHILADELPHIA,PA19129	23-1365971	(C)(3)	598,376	RESEARCH
(286) TEXAS TECH UNIVERSITY BOX 41035 LUBBOCK,TX79409	75-6002622	GOV	154,000	RESEARCH
(287) THE J DAVID GLADSTONE INSTITUTES 1650 OWENS STREET SAN FRANCISCO,CA94158	23-7203666	(C)(3)	260,192	RESEARCH
(288) THE METHODIST HOSPITAL RESEARCH INS 7550 GREENBRIAR DR HOUSTON,TX77030	87-0721923	(C)(3)	590,836	RESEARCH
(289) THOMAS JEFFERSON UNIVERSITY 833 CHESTNUT STREET SUITE 900 PHILADELPHIA,PA19107	23-1352651	(C)(3)	274,688	RESEARCH
(290) TUFTS UNIVERSITY 136 HARRISON AVENUE BOSTON,MA02111	04-2103634	(C)(3)	319,704	RESEARCH
(291) TULANE UNIVERSITY 1430 TULANE AVENUE NEW ORLEANS,LA70112	72-0423889	(C)(3)	348,468	RESEARCH
(292) UNIVERSITY OF ALABAMA AT BIRMINGHAM 720 20TH STREET BRIMINGHAM,AL35233	63-6005396	GOV	855,039	RESEARCH
(293) UNIVERSITY OF ARIZONA PO BOX 3520 TUCSON,AZ85722	74-2652689	GOV	197,384	RESEARCH
(294) UNIVERSITY OF ARIZONA COLLEGE OF ME 550 E VAN BUREN STREET PHOENIX,AZ85004	74-2652689	GOV	366,352	RESEARCH
(295) UNIVERSITY OF ARKANSAS PO BOX 1404 FAYETTEVILLE,AR72703	71-6003252	GOV	62,032	RESEARCH
(296) UNIVERSITY OF CALIFORNIA BERKELEY 336 SPROUL HALL 5940 BERKELEY,CA94720	94-6002123	GOV	190,868	RESEARCH
(297) UNIVERSITY OF CALIFORNIA DAVIS 1 SHIELDS AVENUE DAVIS,CA95616	94-9036494	GOV	255,420	RESEARCH
(298) UNIVERSITY OF CALIFORNIA IRVINE 141 INNOVATION DR 250 IRVINE,CA92697	95-2226406	GOV	602,460	RESEARCH
(299) UNIVERSITY OF CALIFORNIA LOS ANGEL 10889 WILSHIRE BOULEVARD LOS ANGELES,CA90095	95-6006143	GOV	1,122,749	RESEARCH
(300) UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE SAN DIEGO,CA92093	95-6006144	GOV	1,399,776	RESEARCH
(301) UNIVERSITY OF CALIFORNIA SAN FRANC 3333 CALIFORNIA STREET SUITE 315 SAN FRANCISCO,CA94143	94-6036493	GOV	1,786,236	RESEARCH
(302) UNIVERSITY OF CHICAGO 929 E 57TH STREET DALIAN,IL60637	36-2177139	(C)(3)	314,932	RESEARCH
(303) UNIVERSITY OF CINCINNATI 51 GOODMAN DRIVE CINCINNATI,OH45221	31-6000989	GOV	614,480	RESEARCH
(304) UNIVERSITY OF COLORADO DENVER 12631 E 17TH AVE AURORA,CO80045	84-6000555	GOV	1,022,784	RESEARCH
(305) UNIVERSITY OF COLORADO-BOULDER 3100 MARINE STREET BOULDER,CO80309	84-6000555	GOV	336,720	RESEARCH
(306) UNIVERSITY OF CONNECTICUT FARMINGT 263 FARMINGTON AVE FARMINGTON,CT06030	52-1725543	GOV	248,128	RESEARCH
(307) UNIVERSITY OF DELAWARE 210 HULLIHEN HALL NEWARK,DE19716	51-6000297	GOV	128,836	RESEARCH
(308) UNIVERSITY OF FLORIDA 207 GRINTER HALL GAINESVILLE,FL32611	59-6002052	GOV	321,448	RESEARCH
(309) UNIVERSITY OF GEORGIA ATHENS 475 N LUMPKIN ST ATHENS,GA30601	58-6001998	GOV	62,032	RESEARCH
(310) UNIVERSITY OF ILLINOIS AT CHICAGO 1737 W POLK STREET IL CHICAGO,IL60612	37-6000511	GOV	252,900	RESEARCH
(311) UNIVERSITY OF ILLINOIS CHAMPAIGN-U 901 WEST ILLINOIS STREET URBANA,IL61801	37-6000511	GOV	62,032	RESEARCH
(312) UNIVERSITY OF IOWA 125 N MADISON ST IOWA CITY,IA52242	42-6004813	GOV	2,029,936	RESEARCH
(313) UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BLVD KANSAS CITY,KS66160	48-1108830	(C)(3)	124,064	RESEARCH
(314) UNIVERSITY OF MAINE ROOM 401 CORBETT HALL ORONO,ME04469	01-6000769	GOV	128,080	RESEARCH
(315) UNIVERSITY OF MARYLAND BALTIMORE 620 W LEXINGTON STREET BALTIMORE,MD21201	52-6002033	GOV	266,708	RESEARCH
(316) UNIVERSITY OF MASSACHUSETTS LOWELL ONE UNIVERSITY AVENUE LOWELL,MA01854	04-3167352	GOV	62,032	RESEARCH
(317) UNIVERSITY OF MASSACHUSETTS MEDICAL 55 LAKE AVENUE NORTH WORCESTER,MA01655	04-3167352	GOV	100,000	RESEARCH
(318) UNIVERSITY OF MASSACHUSETTS BOSTON 100 MORRISSEY BOULEVARD BOSTON,MA02125	04-3167352	GOV	154,000	RESEARCH
(319) UNIVERSITY OF MIAMI 1320 S DIXIE HIGHWAY SUITE 650 CORAL GABLES,FL33146	59-0624458	(C)(3)	474,784	RESEARCH
(320) UNIVERSITY OF MICHIGAN 3003 S STATE STREET ANN ARBOR,MI48109	38-6006309	GOV	200,000	RESEARCH
(321) UNIVERSITY OF MICHIGAN 4414 KRESGE III 200 ZINA PITCHER PL ANN ARBOR,MI48109	38-6005955	GOV	4,074,428	RESEARCH
(322) UNIVERSITY OF MINNESOTA 200 OAK ST NE MINNEAPOLIS,MN55455	41-6007513	GOV	319,416	RESEARCH
(323) UNIVERSITY OF MISSISSIPPI MEDICAL C 2500 NORTH STATE STREET JACKSON,MS39216	64-6008520	GOV	345,948	RESEARCH
(324) UNIVERSITY OF NEBRASKA MEDICAL CENT 600 42ND DEWEY OMAHA,NE68198	47-0049123	GOV	224,060	RESEARCH
(325) UNIVERSITY OF NEVADA RENO 1664 N VIRGINIA ST RENO,NV89557	88-6000024	GOV	62,032	RESEARCH
(326) UNIVERSITY OF NEW MEXICO MSC09 5220 1 UNIVERSITY OF NEW MEXI ALBUQUERQUE,NM87131	85-6000642	GOV	128,836	RESEARCH
(327) UNIVERSITY OF NORTH CAROLINA 104 AIRPORT DRIVE SUITE 2200 CHAPEL HILL,NC27599	56-6001393	GOV	317,452	RESEARCH
(328) UNIVERSITY OF NORTH TEXAS HEALTH SC 3500 CAMP BOWIE BLVD FORT WORTH,TX76107	75-6064033	GOV	193,388	RESEARCH
(329) UNIVERSITY OF OKLAHOMA HEALTH SCIEN 865 RESEARCH PKWY OKLAHOMA CITY,OK73104	73-1563627	GOV	124,064	RESEARCH
(330) UNIVERSITY OF PENNSYLVANIA 3451 WALNUT STREET PHILADELPHIA,PA19104	23-1352685	(C)(3)	870,676	RESEARCH
(331) UNIVERSITY OF PITTSBURGH 3420 FORBES AVENUE PITTSBURGH,PA15260	25-0965591	(C)(3)	600,120	RESEARCH
(332) UNIVERSITY OF ROCHESTER MEDICAL CEN 601 ELMWOOD AVE ROCHESTER,NY14642	16-0743209	(C)(3)	186,096	RESEARCH
(333) UNIVERSITY OF SOUTH CAROLINA 1600 HAMPTON STREET SUITE 414 COLUMBIA,SC29208	57-6001153	GOV	62,032	RESEARCH
(334) UNIVERSITY OF TENNESSEE HEALTH SCIE 62 S DUNLAP SUITE 300 MEMPHIS,TN38163	62-6001636	GOV	131,356	RESEARCH
(335) UNIVERSITY OF TEXAS AT ARLINGTON 701 S NEDDERMAN DRIVE ARLINGTON,TX76019	75-6000121	GOV	193,388	RESEARCH
(336) UNIVERSITY OF TEXAS HEALTH SCIENCE 7000 FANNIN HOUSTON,TX77030	74-1761309	GOV	2,551,995	RESEARCH
(337) UNIVERSITY OF TEXAS HEALTH SCIENCE 7703 FLOYD CURL DRIVE SAN ANTONIO,TX78229	74-1586031	GOV	591,452	RESEARCH
(338) UNIVERSITY OF TEXAS SOUTHWESTERN ME 5323 HARRY HINES BLVD MC 9105 DALLAS,TX75390	75-6002868	GOV	534,540	RESEARCH
(339) UNIVERSITY OF UTAH 75 S 2000 E RM 215 SALT LAKE CITY,UT84112	87-6000525	GOV	617,776	RESEARCH
(340) UNIVERSITY OF VERMONT 85 SOUTH PROSPECT STREET BURLINGTON,VT05405	03-0179440	GOV	590,836	RESEARCH
(341) UNIVERSITY OF VIRGINIA BOX 400195 CHARLOTTESVILLE,VA22904	54-6001796	GOV	652,804	RESEARCH
(342) UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVE NE SEATTLE,WA98195	91-6001537	GOV	252,900	RESEARCH
(343) UNIVERSITY OF WISCONSIN MADISON 480 LINCOLN DRIVE MADISON,WI53706	39-6006492	GOV	486,420	RESEARCH
(344) URSINUS COLLEGE 601 E MAIN ST COLLEGEVILLE,PA19426	23-1177930	(C)(3)	154,000	RESEARCH
(345) UTAH STATE UNIVERSITY 1415 OLD MAIN HILL LOGAN,UT84322	87-6000528	GOV	131,356	RESEARCH
(346) VAN ANDEL RESEARCH INSTITUTE 333 BOSTWICK AVE NE GRAND RAPIDS,MI49503	52-2000823	(C)(3)	128,836	RESEARCH
(347) VANDERBILT UNIVERSITY 110 21ST AVENUE SOUTH NASHVILLE,TN37203	62-0476822	(C)(3)	1,508,486	RESEARCH
(348) VERSITI WISCONSIN INC PO BOX 2178 MILWAUKEE,WI53201	39-0807235	(C)(3)	62,032	RESEARCH
(349) VIRGINIA COMMONWEALTH UNIVERSITY 800 EAST LEIGH STREET RICHMOND,VA23298	54-6001758	GOV	184,064	RESEARCH
(350) WASHINGTON UNIVERSITY ONE BROOKINGS DRIVE ST LOUIS,MO63130	43-0653611	(C)(3)	986,032	RESEARCH
(351) WAYNE STATE UNIVERSITY 5057 WOODWARD STE 13202 DETROIT,MI48202	38-6028429	GOV	93,048	RESEARCH
(352) WEST VIRGINIA UNIVERSITY 886 CHESTNUT RIDGE ROAD MORGANTOWN,WV26506	55-0665758	GOV	62,032	RESEARCH
(353) WORCESTER POLYTECHNIC INSTITUTE 100 INSTITUTE ROAD WORCESTER,MA01609	04-2121659	(C)(3)	154,000	RESEARCH
(354) YALE UNIVERSITY PO BOX 208327 NEW HAVEN,CT06520	06-0646973	(C)(3)	4,787,088	RESEARCH

Enter total number of section 501(c)(3) and government organizations listed in the line 1 table ................. Bullet Image

347

Enter total number of other organizations listed in the line 1 table ........................ . Bullet Image

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50055P

Schedule I (Form 990) 2019

Page 2

Part III

Grants and Other Assistance to Domestic Individuals. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.
Part III can be duplicated if additional space is needed.

(a) Type of grant or assistance	(b) Number of recipients	(c) Amount of cash grant	(d) Amount of noncash assistance	(e) Method of valuation (book, FMV, appraisal, other)	(f) Description of noncash assistance

(1) ABSTRACT AWARDS	15	13,250
(2) ACHIEVEMENT AWARDS	24	17,806
(3) INVESTIGATOR AWARDS/PRIZE	85	69,717
(4) LECTURE HONORARIA	33	40,250
(5) POSTER AWARDS	26	8,000
(6) SCHOLARSHIPS	51	136,500
(7) TRAVEL TO CONFERENCES	366	266,892
(7)

Part IV

Supplemental Information. Provide the information required in Part I, line 2; Part III, column (b); and any other additional information.

Return Reference

Explanation

SCHEDULE I, PAGE 1, PART I, LINE 2

RESEARCH GRANTS ARE AWARDED BY THE AMERICAN HEART ASSOCIATION (AHA) ANNUALLY AND PAID TO THE GRANTEE'S INSTITUTION QUARTERLY OVER THE MULTI- YEAR LIFE OF THE AWARD. GRANTEES ARE REQUIRED TO SUBMIT REPORTS OF SCIENTIFIC PROGRESS ANNUALLY PRIOR TO THE ISSUANCE OF EACH SUBSEQUENT YEAR'S PAYMENTS. THESE REPORTS MAY BE REVIEWED BY VOLUNTEER COMMITTEES COMPRISED PRIMARILY OF ACTIVE AND EXPERIENCED RESEARCHERS. AN ANNUAL FINANCIAL REPORT IS REQUIRED PRIOR TO ISSUING EACH SUBSEQUENT YEAR'S PAYMENTS. FINANCIAL REPORTS ARE REQUIRED TO BE FILED WITHIN 90 DAYS OF THE END OF EACH GRANT YEAR AND ARE REVIEWED BY AHA. AHA MAY ACCEPT APPLICATIONS FROM INSTITUTIONS THAT CAN DEMONSTRATE THE ABILITY TO CONDUCT THE PROPOSED RESEARCH. APPLICATIONS WILL NOT BE ACCEPTED FOR WORK WITH FUNDING TO BE ADMINISTERED THROUGH ANY FEDERAL INSTITUTION OR WORK TO BE PERFORMED BY A FEDERAL EMPLOYEE WITH THE EXCEPTION OF (1) APPLICATIONS SPECIFICALLY RELATED TO THE AHA'S INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE AND (2) THE VETERANS ADMINISTRATION EMPLOYEES. ALL OTHER EXCEPTIONS WILL BE NOTED ON THE PROGRAM ANNOUNCEMENT. INDIVIDUAL ELIGIBILITY FOR AWARDS THE PRINCIPAL INVESTIGATOR MUST HOLD THE APPROPRIATE DEGREE/CREDENTIALS AND ACADEMIC POSITION/RANK AT THE TIME THE AWARD IS ACTIVATED FOR FELLOWSHIPS AND AT THE TIME OF APPLICATION FOR GRANTS. EXCEPTIONS MUST BE DOCUMENTED IN WRITING AND APPROVED BY THE APPROPRIATE GOVERNING BODY OR ITS DESIGNEE (E.G., AHA RESEARCH COMMITTEE, AHA RESEARCH COMMITTEE CHAIR, AHA BOARD EXECUTIVE COMMITTEE, INSTITUTE EXECUTIVE COMMITTEE). THE BASIC REQUIREMENTS OF ELIGIBILITY FOR ALL AHA RESEARCH PROGRAMS ARE AS FOLLOWS: -PREDOCTORAL FELLOWSHIPS THE PURPOSE OF THE PROGRAM IS TO ENHANCE THE INTEGRATED RESEARCH AND CLINICAL TRAINING OF PROMISING STUDENTS WHO ARE MATRICULATED IN PRE- DOCTORAL OR CLINICAL HEALTH PROFESSIONAL DEGREE TRAINING PROGRAMS. POST BACCALAUREATE, PREDOCTORAL STUDENTS SEEKING A PH.D., M.D., OR EQUIVALENT DEGREE WHO SEEK RESEARCH TRAINING AND EXPERIENCE UNDER THE SUPERVISION OF A SPONSOR/MENTOR PRIOR TO EMBARKING ON A POSTGRADUATE RESEARCH CAREER. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS WHO HAVE ALREADY ATTAINED A DOCTORAL DEGREE, UNLESS THE INDIVIDUAL IS PURSUING A SECOND DOCTORAL DEGREE. -POSTDOCTORAL FELLOWSHIPS THE PURPOSE OF THE PROGRAM IS TO ENHANCE THE INTEGRATED RESEARCH AND CLINICAL TRAINING OF POSTDOCTORAL APPLICANTS WHO ARE NOT YET INDEPENDENT. INDIVIDUALS WHO HAVE OBTAINED A PH.D., M.D., OR EQUIVALENT DEGREE BY THE TIME OF AWARD ACTIVATION AND WHO SEEK ADDITIONAL RESEARCH TRAINING UNDER THE SUPERVISION OF A SPONSOR/PRECEPTOR/MENTOR PRIOR TO EMBARKING ON A CAREER OF INDEPENDENT RESEARCH. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS OF FACULTY RANK. INDIVIDUALS ARE EXPECTED TO DEVOTE AT LEAST 80% FULL- TIME EITHER TO RESEARCH OR TO ACTIVITIES PURSUANT TO INDEPENDENT RESEARCH (INSTEAD OF ADMINISTRATIVE, CLINICAL, OR TEACHING RESPONSIBILITIES). -CAREER DEVELOPMENT AWARDS THIS PROGRAM SUPPORTS HIGHLY PROMISING HEALTHCARE AND ACADEMIC PROFESSIONALS, IN THE EARLY YEARS OF ONE'S FIRST PROFESSIONAL APPOINTMENT, TO EXPLORE INNOVATIVE QUESTIONS OR PILOT STUDIES. AT THE TIME OF APPLICATION, THE APPLICANT MUST HOLD AN M.D., PH.D., D.O., D.V.M., D.D.S., OR EQUIVALENT POST-BACCALAUREATE DOCTORAL DEGREE. AT THE TIME OF AWARD ACTIVATION, THE APPLICANT MUST HOLD A FACULTY/STAFF POSITION UP TO AND INCLUDING THE RANK OF ASSISTANT PROFESSOR (OR EQUIVALENT). APPLICATIONS MAY BE SUBMITTED FOR REVIEW IN THE FINAL YEAR OF A POSTDOCTORAL RESEARCH FELLOWSHIP OR IN THE INITIAL YEARS OF THE FIRST FACULTY/STAFF APPOINTMENT. APPLICANTS MAY NOT BE A CURRENT OR PRIOR RECIPIENT OF AN AHA SCIENTIST DEVELOPMENT GRANT. AT AWARD ACTIVATION, NO MORE THAN FOUR YEARS MAY HAVE ELAPSED SINCE THE FIRST FACULTY/STAFF APPOINTMENT (AFTER RECEIPT OF DOCTORAL DEGREE) AT THE ASSISTANT PROFESSOR LEVEL OR EQUIVALENT (INCLUDING, BUT NOT LIMITED TO, INSTRUCTOR, RESEARCH ASSISTANT PROFESSOR, RESEARCH SCIENTIST, STAFF SCIENTIST, ETC.). -ESTABLISHED INVESTIGATOR AWARDS MID-CAREER INVESTIGATORS WITH UNUSUAL PROMISE AND AN ESTABLISHED RECORD OF ACCOMPLISHMENTS AND DEMONSTRATED COMMITMENT TO CARDIOVASCULAR OR CEREBROVASCULAR SCIENCE. INDIVIDUALS MUST BE FACULTY/STAFF MEMBERS. AT APPLICATION, APPLICANTS MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. AT THE TIME OF AWARD ACTIVATION, THE AWARDEE MUST BE AT THE LEVEL OF ASSOCIATE PROFESSOR/STAFF SCIENTIST OR EQUIVALENT. APPLICANTS MUST HAVE CURRENT FUNDING AS PRINCIPAL INVESTIGATOR ON AN R01 GRANT OR ITS EQUIVALENT (E.G. VA MERIT AWARD, NSF GRANT, OR PI ON PROGRAM PROJECT GRANT FROM NIH). NIH "K" SERIES AWARDS ARE NOT CONSIDERED EQUIVALENT TO AN R01. -AHA INSTITUTIONAL RESEARCH ENHANCEMENT AWARDS THE AWARD IS INTENDED TO SUPPORT SMALL-SCALE RESEARCH PROJECTS RELATED TO CARDIOVASCULAR DISEASES AND STROKE AND THAT HAVE NOT BEEN MAJOR RECIPIENTS OF NIH SUPPORT. INSTITUTIONAL ELIGIBILITY FOR AWARDS - ONLY DOMESTIC ACCREDITED PUBLIC OR NON-PROFIT INSTITUTIONS OF HIGHER EDUCATION ARE ELIGIBLE. FEDERAL GOVERNMENT INSTITUTIONS ARE NOT ELIGIBLE. - THE INSTITUTION MUST GRANT BACCALAUREATE OR ADVANCED DEGREES IN THE BIOMEDICAL OR BEHAVIORAL SCIENCES. FOR EXAMPLE, A FOUR-YEAR LIBERAL ARTS COLLEGE. - TO BE ELIGIBLE TO APPLY FOR THIS AWARD, THE APPLICANT'S INSTITUTION MAY NOT HAVE RECEIVED MORE THAN 6 MILLION PER YEAR IN NIH SUPPORT IN EACH OF FOUR OF THE LAST SEVEN YEARS. INSTITUTIONS WITH HEALTH PROFESSIONAL SCHOOLS OR COLLEGES FOR INSTITUTIONS COMPOSED OF MULTIPLE ACADEMIC COMPONENTS (I.E., SCHOOLS OR COLLEGES), THE CRITERION OF FINANCIAL ELIGIBILITY IS BASED ON THE AMOUNT OF NIH RESEARCH GRANT MONIES RECEIVED, NOT BY THE INSTITUTION (UNIVERSITY) AS A WHOLE, BUT BY THE INDIVIDUAL HEALTH PROFESSIONAL SCHOOL/COLLEGE OR BY THE SUM OF "OTHER ACADEMIC COMPONENTS" (AS DEFINED IN THIS SECTION) WHERE THE PD/PI HAS A PRIMARY APPOINTMENT (E.G., SCHOOL OF ARTS AND SCIENCE, SCHOOL OF MEDICINE, COLLEGE OF NURSING, SCHOOL OF PHARMACY, ETC.). - HEALTH PROFESSIONAL SCHOOL OR COLLEGE: ACCREDITED PUBLIC OR NON-PROFIT PRIVATE SCHOOL/COLLEGE THAT GRANTS A TERMINAL HEALTH PROFESSIONAL DEGREE (E.G., MD, DDS, DO, PHARMD, BSN, DVM, DRPH, OD, DPT, DC, ND, DPM). - ACCREDITATION MUST BE PROVIDED BY A BODY APPROVED FOR SUCH PURPOSE BY THE SECRETARY OF EDUCATION. - HEALTH PROFESSIONAL SCHOOLS/COLLEGES THAT MEET THE ABOVE REQUIREMENTS MAY INCLUDE SCHOOLS OR COLLEGES OF MEDICINE, DENTISTRY, OSTEOPATHY, PHARMACY, NURSING, VETERINARY MEDICINE, PUBLIC HEALTH, OPTOMETRY, ALLIED HEALTH, CHIROPRACTIC, NATUROPATHY AND PODIATRY. - OTHER ACADEMIC COMPONENTS: ONCE THE HEALTH PROFESSIONAL SCHOOLS/COLLEGES HAVE BEEN EXCLUDED, THE FINANCIAL ELIGIBILITY OF THE OTHER ACADEMIC COMPONENT IS DETERMINED BY THE SUM OF ALL REMAINING SCHOOLS, COLLEGES, AND FREE-STANDING INSTITUTES OF THE INSTITUTION (UNIVERSITY). PRINCIPAL INVESTIGATOR ELIGIBILITY - THE PI MUST HAVE A PRIMARY APPOINTMENT AT AN AREA-ELIGIBLE INSTITUTION. - THE PI MAY NOT BE THE PI OF AN ACTIVE NIH RESEARCH GRANT AT THE TIME OF AWARD ACTIVATION. TRANSFORMATIONAL PROJECT AWARDS THIS PROGRAM IS INTENDED TO SUPPORT PROJECTS THAT REPRESENT THE SECOND PHASE OF A SUCCESSFUL EXPLORATORY STUDY THAT IS ALREADY SHOWING A HIGHPROBABILITY OF REVEALING NEW AVENUES OF INVESTIGATION. THE PROGRAM ALSO AIMS TO PROVIDE PILOT OR SEED FUNDING THAT SHOULD LEAD TO SUCCESSFUL COMPETITION FOR ADDITIONAL FUNDING BEYOND THE PILOT PERIOD. AT THE TIME OF AWARD ACTIVATION, APPLICANTS MUST HOLD A POST-BACCALAUREATE PH.D. DEGREE OR EQUIVALENT, OR A DOCTORAL-LEVEL CLINICAL DEGREE, SUCH AS M.D., D.O., D.V.M., PHARM.D., OR PH.D. IN NURSING, PUBLIC HEALTH, OR OTHER CLINICAL HEALTH SCIENCE. THIS PROGRAM PLACES NO LIMIT ON ELIGIBILITY BASED ON CAREER STAGE, ACADEMIC RANK OR DISCIPLINE. IT REQUIRES ONLY EVIDENCE OF EMPLOYMENT AT A QUALIFIED INSTITUTION. INNOVATIVE PROJECT AWARDS THIS PROGRAM IS INTENDED TO SUPPORT RESEARCH OF UNEXPLORED IDEAS. CONCEPTS DEEMED AS INNOVATIVE, THAT MAY INTRODUCE A NEW PARADIGM, CHALLENGE CURRENT PARADIGMS, LOOK AT EXISTING PROBLEMS FROM NEW PERSPECTIVES, OR EXHIBIT OTHER UNIQUELY CREATIVE QUALITIES. AT THE TIME OF AWARD ACTIVATION, APPLICANTS MUST HOLD A POST-BACCALAUREATE PH.D. DEGREE OR EQUIVALENT, OR A DOCTORAL-LEVEL CLINICAL DEGREE, SUCH AS M.D., D.O., D.V.M., PHARM.D., OR PH.D. IN NURSING, PUBLIC HEALTH, OR OTHER CLINICAL HEALTH SCIENCE. THIS PROGRAM PLACES NO LIMIT ON ELIGIBILITY BASED ON CAREER STAGE, ACADEMIC RANK OR DISCIPLINE. IT REQUIRES ONLY EVIDENCE OF EMPLOYMENT AT A QUALIFIED INSTITUTION. INSTITUTIONAL UNDERGRADUATE STUDENT FELLOWSHIPS THIS IS AN INSTITUTIONAL AWARD TO QUALIFIED RESEARCH INSTITUTIONS THAT CAN OFFER A MEANINGFUL RESEARCH EXPERIENCE TO UNDERGRADUATE COLLEGE STUDENTS. THE PROGRAM TARGETS UNDERGRADUATE STUDENTS CLASSIFIED AT THE JUNIOR OR SENIOR ACADEMIC STATUS AT THE TIME OF AWARD ACTIVATION OR MAY COMPLETE A FELLOWSHIP IMMEDIATELY FOLLOWING GRADUATION. INDIVIDUALS MUST BE ENROLLED FULL-TIME OR A RECENT GRADUATE O

SCHEDULE I, PAGE 4, PART IV

PART I, LINE 2 - CONTINUED COLLABORATIVE SCIENCES AWARDS - THE PROPOSAL MUST FOCUS ON THE COLLABORATIVE RELATIONSHIP, SUCH THAT THE SCIENTIFIC OBJECTIVES COULD NOT BE ACHIEVED WITHOUT THE EFFORTS OF AT LEAST TWO CO-PRINCIPAL INVESTIGATORS AND THEIR RESPECTIVE DISCIPLINES. AN APPLICATION MUST BE SUBMITTED JOINTLY BY AT LEAST TWO CO-PRINCIPAL INVESTIGATORS. CO-PIS MUST EACH HOLD FACULTY/STAFF APPOINTMENTS OF ANY RANK (OR EQUIVALENT). CO-PIS MUST BE INDEPENDENT RESEARCHERS. THIS AWARD IS NOT INTENDED FOR INDIVIDUALS IN RESEARCH TRAINING OR FELLOWSHIP POSITIONS. CO-PIS MUST HOLD A M.D., PH.D., D.O., D.V.M. OR EQUIVALENT POST-BACCALAUREATE TERMINAL DEGREE. MERIT AWARDS - THIS AWARD IS INTENDED FOR APPLICANTS WITH THE FOLLOWING OR EQUIVALENT CREDENTIALS: - HAVE A PH.D. AND/OR M.D. (OR THE EQUIVALENT). - HOLD A TENURED OR TENURE-TRACK POSITION AS ASSOCIATE PROFESSOR OR HIGHER ACADEMIC RANK AT AN ELIGIBLE NONPROFIT U.S. INSTITUTION OR, IF AT AN ELIGIBLE INSTITUTION THAT HAS NO TENURE TRACK, HOLD AN APPOINTMENT THAT REFLECTS A SIGNIFICANT INSTITUTIONAL COMMITMENT AT THE TIME OF THE APPLICATION DEADLINE. FEDERAL GOVERNMENT EMPLOYEES ARE NOT ELIGIBLE. - IT IS ANTICIPATED THAT THIS NEW AWARD WILL BE GIVEN TO ESPECIALLY INNOVATIVE INDIVIDUALS WHOSE RESEARCH WILL HAVE IMPORTANT IMPACT, BUT FOR WHOM THE PROPOSED AREA OF RESEARCH WOULD NOT BE ABLE TO BEGIN IN A TIMELY FASHION WITHOUT THIS FUNDING. - BE THE PRINCIPAL INVESTIGATOR ON ONE OR MORE ACTIVE, NATIONAL PEER- REVIEWED RESEARCH AWARDS OF AT LEAST THREE YEARS DURATION, SUCH AS AN NIH R01 GRANT, AT THE TIME OF THE APPLICATION DEADLINE. MENTORED AWARDS, CAREER DEVELOPMENT AND TRAINING GRANTS DO NOT QUALIFY. STRATEGICALLY FOCUSED RESEARCH NETWORK - DIRECTORS AND PRINCIPAL INVESTIGATORS OF PROJECTS OF THE CENTERS MUST POSSESS AN M.D., PH.D., D.O., D.V.M., OR EQUIVALENT DOCTORAL DEGREE AT TIME OF APPLICATION. THEY SHOULD BE FACULTY OR STAFF MEMBERS OF THE NON-PROFIT APPLICANT ORGANIZATION AT APPLICATION. PROGRAMS OFFERED ONLY TO STRATEGICALLY FOCUSED RESEARCH NETWORK AWARD RECIPIENTS INCLUDE THE STRATEGIC COLLABORATIVE GRANT AND THE STRATEGIC RENEWAL GRANT. INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE GRANT QUALIFICATIONS: FACULTY/ STAFF MEMBERS CONDUCTING INDEPENDENT RESEARCH AT TIME OF APPLICATION. AT APPLICATION, PRINCIPAL INVESTIGATOR (PI) MUST HOLD AN M.D., PH.D., D.O. OR EQUIVALENT TERMINAL DOCTORAL DEGREE AND MUST MEET INSTITUTIONAL REQUIREMENTS FOR GRANT SUBMISSION. OTHER THAN THE REQUIREMENT THAT THE PRINCIPAL INVESTIGATOR BE INDEPENDENT, ELIGIBILITY FOR THE AHA DATA GRANTS ARE IN NO WAY RESTRICTED UPON EXPERIENCE LEVEL OR SENIORITY. FELLOWSHIP QUALIFICATIONS: FELLOWS MUST HOLD A PH.D., M.D., D.O., D.V.M. OR EQUIVALENT DOCTORAL DEGREE AND COMMIT AT LEAST 80% EFFORT TO RESEARCH TRAINING. A FELLOW MAY NOT HOLD ANOTHER FELLOWSHIP AWARD, ALTHOUGH THE INSTITUTION MAY PROVIDE SUPPLEMENTAL FUNDING. FELLOWS MAY NOT HOLD A FACULTY OR STAFF APPOINTMENT, WITH THE EXCEPTION OF M.D. OR M.D./PH.D. WITH CLINICAL RESPONSIBILITIES WHO NEEDS INSTRUCTOR OR SIMILAR TITLE TO SEE PATIENTS, BUT WHO DEVOTE AT LEAST 80% FULL-TIME TO RESEARCH TRAINING. FELLOWS MAY BE R.N./PH.D. WITH FACULTY APPOINTMENT. FELLOWS WILL BE EXPECTED TO DEVOTE HIS/HER TIME TO RESEARCH OR ACTIVITIES DIRECTLY RELATED TO THE DEVELOPMENT INTO AN INDEPENDENT RESEARCHER. ALL OTHER ELIGIBILITY CRITERIA APPLY. TRAINING GRANTS QUALIFICATIONS: APPLICANTS MAY BE STUDENTS WITH A BACHELOR'S, MASTER'S, OR DOCTORAL DEGREE. IF THE APPLICANT IS A POSTDOCTORAL FELLOW, AT THE TIME OF AWARD ACTIVATION, THE CANDIDATE MAY HAVE NO MORE THAN FIVE YEARS OF POSTDOCTORAL RESEARCH TRAINING OR EXPERIENCE (EXCLUDING CLINICAL TRAINING). APPLICANTS MAY BE R.N./PH.D. WITH FACULTY APPOINTMENT. AWARDEES WILL BE EXPECTED TO DEVOTE HIS/HER TIME TO RESEARCH OR ACTIVITIES DIRECTLY RELATED TO THE DEVELOPMENT INTO AN INDEPENDENT RESEARCHER. ALL OTHER ELIGIBILITY CRITERIA APPLY. PROGRAMS OFFERED THROUGH THE INSTITUTE FOR PRECISION CARDIOVASCULAR MEDICINE ARE: - AI AND ML (ARTIFICIAL INTELLIGENCE AND MACHINE LEARNING) - AI AND ML TRAINING GRANTS AHA-ALLEN INITIATIVE IN BRAIN HEALTH AND COGNITIVE IMPAIRMENT AWARD THIS AWARD IS INTENDED FOR INDIVIDUALS WITH A PH.D. AND/OR M.D. (OR THE EQUIVALENT) AND HOLDING A FACULTY APPOINTMENT AT AN ELIGIBLE NONPROFIT INSTITUTION IN THE U.S. OR EQUIVALENT FACULTY POSITION AT A FOREIGN UNIVERSITY THAT MEETS FOREIGN EQUIVALENCY DETERMINANTS FOR A NON-PROFIT IN THE UNITED STATES. U.S. FEDERAL GOVERNMENT EMPLOYEES ARE NOT ELIGIBLE. ANOTHER MAJOR ELIGIBILITY REQUIREMENT FOR INDIVIDUALS IS CITIZENSHIP AWARDS ARE MADE TO PRINCIPAL INVESTIGATORS AND TRAINEES WHO ARE: (A) UNITED STATES CITIZENS OR (B) FOREIGN NATIONALS HOLDING PERMANENT RESIDENCE OR CERTAIN OTHER VISA STATUSES OR (C) FOREIGN NATIONALS WHO HAVE APPLIED FOR PERMANENT RESIDENCY (FORM I-485 ON FILE WITH U.S. CITIZENSHIP AND IMMIGRATION SERVICES) AND WHO HAVE RECEIVED AUTHORIZATION TO LEGALLY REMAIN IN THE U.S. (HAVING FILED AN APPLICATION FOR EMPLOYMENT FORM I-765). AWARDEE MUST MEET AHA CITIZENSHIP CRITERIA THROUGHOUT THE DURATION OF THE AWARD. OTHER ELIGIBILITY REQUIREMENTS OR RESTRICTIONS THE APPROPRIATE AHA BODY OR ITS DESIGNEE GOVERNING THE PROGRAM OFFERING HAS THE AUTHORITY TO ADD MORE LENIENT OR RESTRICTIVE ELIGIBILITY CRITERIA TO A RESEARCH GRANT OR AWARD PROGRAM. FOR EXAMPLE, A LIMITATION MAY BE PLACED ON ANNUAL FUNDING DOLLARS FROM OTHER SOURCES.

Schedule I (Form 990) 2019

Additional Data

Software ID:
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- TIN:

Schedule J
(Form 990)

Department of the Treasury
Internal Revenue Service

Compensation Information

For certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated Employees
SchJMediumBullet

Complete if the organization answered "Yes" on Form 990, Part IV, line 23.
SchJMediumBullet

Attach to Form 990.
SchJMediumBullet

Go to www.irs.gov/Form990 for instructions and the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Questions Regarding Compensation

Yes

Check the appropiate box(es) if the organization provided any of the following to or for a person listed on Form
990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel Housing allowance or residence for personal use

Travel for companions Payments for business use of personal residence

Tax idemnification and gross-up payments Health or social club dues or initiation fees

Discretionary spending account Personal services (e.g., maid, chauffeur, chef)

If any of the boxes on Line 1a are checked, did the organization follow a written policy regarding payment or reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain .........

Yes

Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all
directors, trustees, officers, including the CEO/Executive Director, regarding the items checked on Line 1a? ..

Yes

Indicate which, if any, of the following the filing organization used to establish the compensation of the
organization's CEO/Executive Director. Check all that apply. Do not check any boxes for methods
used by a related organization to establish compensation of the CEO/Executive Director, but explain in Part III.

Compensation committee Written employment contract

Independent compensation consultant Compensation survey or study

Form 990 of other organizations Approval by the board or compensation committee

During the year, did any person listed on Form 990, Part VII, Section A, line 1a, with respect to the filing organization or a related organization:

Receive a severance payment or change-of-control payment? .............

Yes

Participate in, or receive payment from, a supplemental nonqualified retirement plan? .........

Yes

Participate in, or receive payment from, an equity-based compensation arrangement? .........

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only 501(c)(3), 501(c)(4), and 501(c)(29) organizations must complete lines 5-9.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the revenues of:

The organization? ....................

Any related organization? .......................

If "Yes," on line 5a or 5b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any
compensation contingent on the net earnings of:

The organization? ..................

Any related organization? ......................

If "Yes," on line 6a or 6b, describe in Part III.

For persons listed on Form 990, Part VII, Section A, line 1a, did the organization provide any nonfixed
payments not described in lines 5 and 6? If "Yes," describe in Part III ............

Yes

Were any amounts reported on Form 990, Part VII, paid or accured pursuant to a contract that was
subject to the initial contract exception described in Regulations section 53.4958-4(a)(3)? If "Yes," describe
in Part III ..........................

If "Yes" on line 8, did the organization also follow the rebuttable presumption procedure described in Regulations section 53.4958-6(c)? .........................

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 50053T

Schedule J (Form 990) 2019

Page 2

Part II

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.

For each individual whose compensation must be reported on Schedule J, report compensation from the organization on row (i) and from related organizations, described in the
instructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)(i)-(iii) for each listed individual must equal the total amount of Form 990, Part VII, Section A, line 1a, applicable column (D) and (E) amounts for that individual.

(A) Name and Title		(B) Breakdown of W-2 and/or 1099-MISC compensation			(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)	(F) Compensation in column (B) reported as deferred on prior Form 990
(A) Name and Title		(i) Base compensation	(ii) Bonus & incentive compensation	(iii) Other reportable compensation	(C) Retirement and other deferred compensation	(D) Nontaxable benefits	(E) Total of columns (B)(i)-(D)
1NANCY BROWN CEO	(i) (ii)	851,015 -------------	1,463,790 -------------	124,527 -------------	39,200 -------------	38,961 -------------	2,517,493 -------------	-------------
2LARRY CANNON CAO/CORP SECRETARY	(i) (ii)	437,198 -------------	83,636 -------------	-------------	26,934 -------------	15,002 -------------	562,770 -------------	-------------
3CYNTHIA ROBERTS CFO	(i) (ii)	322,575 -------------	37,375 -------------	264 -------------	45,985 -------------	19,367 -------------	425,566 -------------	-------------
4LESLIE UPTON COO	(i) (ii)	500,008 -------------	155,000 -------------	2,275 -------------	70,485 -------------	12,291 -------------	740,059 -------------	-------------
5JOHN J MEINERS CHIEF - MISSION-ALIG	(i) (ii)	416,691 -------------	71,451 -------------	19,642 -------------	39,200 -------------	14,845 -------------	561,829 -------------	-------------
6MARIELL JESSUP CHF SC/MED	(i) (ii)	482,473 -------------	23,750 -------------	-------------	-------------	-------------	506,223 -------------	-------------
7DAVID MARKIEWICZ EVP SE THRU 9/19	(i) (ii)	332,467 -------------	41,002 -------------	336,602 -------------	39,200 -------------	12,233 -------------	761,504 -------------	-------------
8KATHLEEN ROGERS EVP WESTERN STATES	(i) (ii)	433,444 -------------	93,144 -------------	8,000 -------------	61,768 -------------	21,285 -------------	617,641 -------------	-------------
9MIDGE EPSTEIN EVP SOUTHWEST	(i) (ii)	431,131 -------------	49,102 -------------	32,074 -------------	39,200 -------------	21,023 -------------	572,530 -------------	-------------
10MEIGHAN VAFA CF MKT/PRG THRU 4/19	(i) (ii)	110,400 -------------	-------------	367,119 -------------	39,200 -------------	6,933 -------------	523,652 -------------	-------------
11ROSE MARIE ROBERTSON DEPUTY CHF SC/MED	(i) (ii)	384,954 -------------	50,394 -------------	18,628 -------------	39,200 -------------	17,946 -------------	511,122 -------------	-------------
12JEREMY BEAUCHAMP EVP SOUTHEAST	(i) (ii)	335,356 -------------	31,246 -------------	8,000 -------------	48,139 -------------	19,441 -------------	442,182 -------------	-------------
13KEVIN HARKER EVP MIDWEST	(i) (ii)	407,306 -------------	-------------	8,000 -------------	57,932 -------------	21,183 -------------	494,421 -------------	-------------
14NICOLE SAPIO EVP EASTERN STATES	(i) (ii)	360,721 -------------	7,500 -------------	8,960 -------------	51,216 -------------	14,629 -------------	443,026 -------------	-------------

Schedule J (Form 990) 2019

Page 3

Part III

Supplemental Information

Provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 3, 4a, 4b, 4c, 5a, 5b, 6a, 6b, 7, and 8, and for Part II. Also complete this part for any additional information.

Return Reference

Explanation

SCHEDULE J, PAGE 1, PART I, LINE 1A

- FIRST CLASS TRAVEL IS LIMITED TO THE CEO, AND EXPENSES ARE APPROVED BY THE BOARD FOR REASONABLENESS. THE EXPENSES ARE NOT TREATED AS TAXABLE INCOME. - FIRST CLASS TRAVEL MAY BE PROVIDED TO OFFICERS AND BOARD MEMBERS ON AN EXCEPTION BASIS WHEN BUSINESS NEEDS DICTATE. - TRAVEL TO A LIMITED NUMBER OF EVENTS AND FUNCTIONS MAY BE PROVIDED FOR SPOUSES OR COMPANIONS OF THE CEO AND OFFICERS OF THE ORGANIZATION. AMOUNTS DEEMED TAXABLE INCOME ARE REPORTED AS SUCH WHEN APPLICABLE. - TO ENCOURAGE GOOD HEALTH PRACTICES AND AWARENESS, THE ORGANIZATION PROVIDES EXTENSIVE PHYSICAL ASSESSMENTS TO SENIOR MANAGEMENT. THE VALUE OF SUCH ASSESSMENTS ARE GROSSED UP FOR INCOME TAX PURPOSES. THE FOLLOWING PERSON RECEIVED TAX INDEMNIFICATION FOR THEIR ASSESSMENTS: NANCY BROWN. THE ORGANIZATION ALSO MAKES MEMBERSHIPS TO A LOCAL FITNESS CENTER AVAILABLE TO SENIOR MANAGEMENT. THE FOLLOWING PERSONS PARTICIPATE IN THE PROGRAM - NANCY BROWN, LESLIE UPTON, AND MEIGHAN VAFA. THESE BENEFITS ARE TREATED AS TAXABLE INCOME. - NANCY BROWN, LESLIE UPTON, ROSE MARIE ROBERTSON, AND MEIGHAN VAFA RECEIVED A GROSS UP PAYMENT FOR THE IMPUTED INCOME ON A TAXABLE FRINGE BENEFIT.

SCHEDULE J, PART III

PART I, LINE 4A - SEVERANCE/CHANGE OF CONTROL PAYMENTS IN CALENDAR YEAR 2019, THE FOLLOWING INDIVIDUALS RECEIVED PAYMENTS UPON SEPARATION FROM SERVICE: DAVID MARKIEWICZ, 270,000 AND MEIGHAN VAFA, 331,500. PART I, LINE 4B - NONQUALIFIED RETIREMENT PLAN AHA PROVIDES A 457(F) RETIREMENT RESTORATION PLAN TO CERTAIN MEMBERS OF SENIOR MANAGEMENT. WHILE AHA EMPLOYEES ARE GENERALLY ELIGIBLE TO PARTICIPATE IN THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN, CONTRIBUTIONS BY AHA TO THE QUALIFIED RETIREMENT PLAN AND THE 403(B) PLAN ARE CAPPED PURSUANT TO IRS REGULATIONS. UNDER THE RETIREMENT RESTORATION PLAN, AHA IS ALLOWED TO MAKE CONTRIBUTIONS BASED ON THE AMOUNT A PARTICIPANT WOULD HAVE BEEN ALLOWED TO RECEIVE IF THE RETIREMENT CONTRIBUTIONS BY AHA WERE NOT CAPPED. THE RETIREMENT RESTORATION PLAN SEEKS TO MAKE WHOLE, UPON A SPECIFIED VESTING DATE, THOSE PARTICIPANTS WHOSE COMPENSATION IS SUCH THAT THE ALLOWABLE QUALIFIED RETIREMENT CONTRIBUTION IS CAPPED DURING THEIR SERVICE TO AHA. ONCE A PARTICIPANT IS VESTED, THE RESTORATION PLAN BALANCE (THAT ACCUMULATED OVER MANY YEARS AND INCLUDES GAINS/LOSSES FROM THE MARKET) IS PAID OUT TO THE PARTICIPANT IN A LUMP SUM. AFTER THE PARTICIPANT HAS PASSED HIS OR HER VESTING DATE, ANY CONTRIBUTION THAT WOULD HAVE BEEN MADE TO THE RESTORATION PLAN IS PAID TO THE EMPLOYEE ON A MONTHLY BASIS. THE PAYMENTS ARE CONSIDERED EARNED INCOME WITH APPLICABLE TAXES WITHHELD. IF THE EMPLOYEE LEAVES AHA PRIOR TO REACHING HIS OR HER VESTING DATE, THE ACCOUNT BALANCE IS FORFEITED. DURING THE CALENDAR YEAR, SOME ELIGIBLE PARTICIPANTS IN AHA'S RETIREMENT RESTORATION PLAN REACHED THEIR VESTING DATE OR HAD PREVIOUSLY REACHED THEIR VESTING DATE AND RECEIVED LUMP SUM PAYMENTS FROM THE PLAN. THOSE VESTED IN PREVIOUS YEARS RECEIVED THE FOLLOWING AMOUNTS: NANCY BROWN 17,688; MIDGE EPSTEIN, 22,064; ROSE MARIE ROBERTSON, 16,477; AND JOHN MEINERS, 19,642. PART I, LINE 7 - NON-FIXED PAYMENTS PROVIDED CERTAIN MEMBERS OF SENIOR MANAGEMENT RECEIVED A DISCRETIONARY INCENTIVE AS APPROVED AND AWARDED BY THE ORGANIZATION'S COMPENSATION, BENEFITS, AND HUMAN RESOURCES ADVISORY COMMITTEE. PRIOR TO APPROVING THE INCENTIVE, THE COMMITTEE ENGAGES AN INDEPENDENT CONSULTANT TO REVIEW AND OPINE ON THE REASONABLENESS OF EXECUTIVE COMPENSATION. SCHEDULE J SUPPLEMENTAL INFORMATION JEREMY BEAUCHAMP, KEVIN HARKER, AND NICOLE SAPIO ARE REPORTED AS FORMER KEY EMPLOYEES BUT STILL EMPLOYED BY THE ORGANIZATION. THE COMPENSATION AND HOURS REPORTED ARE FOR THE POSITIONS HELD DURING THE REPORTING PERIOD.

Schedule J (Form 990) 2019

Additional Data

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SCHEDULE M
(Form 990)

Department of the Treasury

Internal Revenue Service

Noncash Contributions

Complete if the organizations answered "Yes" on Form 990, Part IV, lines 29 or 30.
Right pointing arrow large image

Attach to Form 990.
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Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Part I

Types of Property

	(a) Check if applicable	(b) Number of contributions or items contributed	(c) Noncash contribution amounts reported on Form 990, Part VIII, line 1g	(d) Method of determining noncash contribution amounts
1 Art—Works of art ....	X	399	133,134	SALES PRICE
2 Art—Historical treasures .
3 Art—Fractional interests ..
4 Books and publications ..	X		8,281	SALES PRICE
5 Clothing and household goods .......
6 Cars and other vehicles ..	X	463	383,375	SALES PRICE
7 Boats and planes ....
8 Intellectual property ...
9 Securities—Publicly traded .	X	415	8,475,561	AVG PRICE/SHARE
10 Securities—Closely held stock .
11 Securities—Partnership, LLC, or trust interests ....
12 Securities—Miscellaneous ..
13 Qualified conservation contribution—Historic structures .....
14 Qualified conservation contribution—Other ...
15 Real estate—Residential .
16 Real estate—Commercial ..
17 Real estate—Other ...
18 Collectibles .....	X	1,069	312,264	SALES PRICE & FMV
19 Food inventory ...
20 Drugs and medical supplies .
21 Taxidermy ......
22 Historical artifacts ....
23 Scientific specimens ..
24 Archeological artifacts ...
25 Other ( REC/TRAVEL )	X	4,995	3,009,383	SALES PRICE & FMV
26 Other ( FOOD/DRINK )	X	3,801	858,750	SALES PRICE & FMV
27 Other ( TANG PERS PROP )	X	6,395	846,818	SALES PRICE & FMV
28 Other ( OTHER )	X	2,721	2,435,264	SALES PRICE

Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement

Yes

30a

During the year, did the organization receive by contribution any property reported in Part I, lines 1 through 28, that it must hold for at least three years from the date of the initial contribution, and which isn't required to be used for exempt purposes for the entire holding period? ...................

30a

If "Yes," describe the arrangement in Part II.

Does the organization have a gift acceptance policy that requires the review of any nonstandard contributions?

Yes

32a

Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash

contributions? ..........................

32a

Yes

If "Yes," describe in Part II.

If the organization didn't report an amount in column (c) for a type of property for which column (a) is checked,

describe in Part II.

For Paperwork Reduction Act Notice, see the Instructions for Form 990.

Cat. No. 51227J

Schedule M (Form 990) (2019)

Page 2

Part IISupplemental Information. Provide the information required by Part I, lines 30b, 32b, and 33, and whether the organization is reporting in Part I, column (b), the number of contributions, the number of items received, or a combination of both. Also complete this part for any additional information.

Return Reference

Explanation

SCHEDULE M, PAGE 1, PART I, LINE 32B

THE ASSOCIATION RECEIVES THE PROCEEDS FROM THE SALE OF DONATED VEHICLES THAT ARE RECEIVED AND PROCESSED BY INSURANCE AUTO AUCTIONS. THE ASSOCIATION USES A THIRD PARTY, REDLANDS GROUP, LLC, TO SELL CERTAIN DONATED ILLIQUID ASSETS.

SCHEDULE M, PAGE 2, PART II

PART I, LINE 28 OTHER PROPERTY INCLUDES IRA INTERESTS, PERSONAL SERVICES GIFT CARDS AND MISCELLANEOUS ITEMS. IRA INTEREST A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 25 C) REVENUE REPORTED ON FORM 990, PART VIII 1,855,025 D) METHOD OF DETERMING VALUE: SALES PRICE OF UNDERLYING INVESTMENT PERSONAL/PROFESSIONAL SERVICES (INCL GIFT CARDS) A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 2,171 C) REVENUE REPORTED ON FORM 990, PART VIII 489,915 D) METHOD OF DETERMING VALUE: SALES PRICE MISCELLANEOUS A) CHECK IF APPLICABLE = X B) NUMBER OF CONTRIBUTIONS = 525 C) REVENUE REPORTED ON FORM 990, PART VIII 90,324 D) METHOD OF DETERMING VALUE: SALES PRICE

Schedule M (Form 990) (2019)

Additional Data

Software ID:
Software Version:

- TIN:

SCHEDULE O
(Form 990 or 990-EZ)

Department of the Treasury
Internal Revenue Service

Supplemental Information to Form 990 or 990-EZ

Complete to provide information for responses to specific questions on
Form 990 or 990-EZ or to provide any additional information.
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Attach to Form 990 or 990-EZ.
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Go to www.irs.gov/Form990 for the latest information.

OMB No. 1545-0047

2019

Open to Public
Inspection

Name of the organization

AMERICAN HEART ASSOCIATION INC

Employer identification number

13-5613797

Return Reference	Explanation
FORM 990, PART III	LINE 4A, SCIENCE AND TECHNOLOGY CONTINUED -WITH NEARLY 17 MILLION IN FUNDING FROM THE AMERICAN HEART ASSOCIATION (AHA), SCIENTISTS FROM BOSTON UNIVERSITY, OHIO STATE UNIVERSITY AND YALE UNIVERSITY WILL LEAD MULTIPLE END NICOTINE ADDICTION IN CHILDREN AND TEENS (ENACT) RESEARCH INITIATIVES. -RESEARCH GOES RED LAUNCHED TWO GROUNDBREAKING STUDIES: ONE TO ENGAGE DIVERSE MILLENNIAL WOMEN IN HEART DISEASE RESEARCH AND ANOTHER TO EVALUATE HOW MENOPAUSAL WEIGHT CHANGES AFFECT CARDIOVASCULAR HEALTH. -THE AHA AWARDED MORE THAN 14 MILLION IN SCIENTIFIC RESEARCH GRANTS TO CREATE THE STRATEGICALLY FOCUSED RESEARCH NETWORK ON HEALTH TECHNOLOGIES AND INNOVATION. -THE AHA FUNDED 2.5 MILLION TO FAST-TRACK RESEARCH ON COVID-19, AWARDING 1.6 MILLION IN GRANTS TO ONE COORDINATING CENTER AND 15 TEAMS CONDUCTING RAPID RESEARCH ON HOW THE VIRUS INTERACTS WITH THE HEART AND BRAIN. SUPPLEMENTAL GRANTS TOTALING 800,000 WERE AWARDED TO FOUR CENTERS WITHIN THE HEALTH TECHNOLOGIES & INNOVATION STRATEGICALLY FOCUSED RESEARCH NETWORK STUDYING COVID-19 TECHNOLOGY SOLUTIONS. -THE AHA ESTABLISHED THE COVID-19 CVD REGISTRY, POWERED BY ITS GET WITH THE GUIDELINES HOSPITAL QUALITY PROGRAM, TO TRACK DEIDENTIFIED PATIENT DATA AND INFORM CURRENT TREATMENT AND FUTURE RESEARCH. -AHA LAUNCHED A COVID-19 DATA CHALLENGE ON ITS PRECISION MEDICINE PLATFORM TO EXAMINE THE RELATIONSHIPS BETWEEN COVID-19, OTHER HEALTH CONDITIONS, HEALTH DISPARITIES AND/OR SOCIAL DETERMINANTS OF HEALTH. SPONSORED BY HITACHI VANTARA, WITH DATA SUPPORT BY BURSTIQ, THE CHALLENGE WILL AWARD 15,000 TO THE WINNING RESEARCHER AND 10,000 TO THE RUNNER-UP. -LAWRENCE LIVERMORE NATIONAL LABORATORY IS USING AHA CENTER FOR ACCELERATED DRUG DISCOVERY TECHNOLOGIES - SPECIFICALLY, A DRUG DISCOVERY PIPELINE, SCALABLE VIRTUAL SCREENING, MACHINE LEARNING ALGORITHMS AND A DRAFT DATABASE - AND APPLYING THEM TO A COVID-19 RESPONSE. THIS INCLUDES A SEARCHABLE DATA PORTAL ACCESSIBLE TO SCIENTISTS WORLDWIDE. -THE AHA'S INTERIM CPR GUIDELINES HELPED FIRST RESPONDERS SAFELY AND EFFECTIVELY TREAT CARDIAC ARREST PATIENTS WHO MIGHT ALSO HAVE COVID-19. -SARAH (SALLY) ROSS SOTER AND HER HUSBAND, BILL, GAVE 5.6 MILLION TO THE SARAH ROSS SOTER CENTER FOR WOMEN'S CARDIOVASCULAR RESEARCH AT NEW YORK UNIVERSITY LANGONE HEALTH, WHICH IS PART OF THE GO RED FOR WOMEN STRATEGICALLY FOCUSED RESEARCH NETWORK. A FAMILY GIFT OF 300,000 FROM THE SOTER KAY FOUNDATION, RUN BY SALLY'S DAUGHTER AND GRANDCHILDREN, WILL SUPPORT HYPERTENSION AND DIABETES INITIATIVES IN PALM BEACH COUNTY. -THE APPLE HEART AND MOVEMENT STUDY WITH BRIGHAM AND WOMEN'S HOSPITAL IS EXAMINING FACTORS THAT AFFECT HEART HEALTH AND MOVEMENT OVER TIME. USING THE APPLE WATCH, RESEARCHERS ARE GAINING A BETTER UNDERSTANDING OF POTENTIAL EARLY WARNING SIGNS TO CREATE INTERVENTIONS AND HEALTH PRODUCTS. -THROUGH THE RAPIDSOS CLEARINGHOUSE, PEOPLE CAN CREATE A FREE HEALTH PROFILE EXCLUSIVELY AND IMMEDIATELY ACCESSIBLE TO FIRST RESPONDERS IN AN EMERGENCY. THIS SECURE EMERGENCY RESPONSE DATA PLATFORM IS A COLLABORATION BETWEEN TECHNOLOGY COMPANY RAPIDSOS, THE AMERICAN HEART ASSOCIATION, THE AMERICAN RED CROSS AND DIRECT RELIEF. LINE 4B, PUBLIC/CONSUMER EDUCATION CONTINUED -IN ITS 16TH YEAR, GO RED FOR WOMEN CONTINUED TO INSPIRE WOMEN TO LOWER THEIR RISKS FOR HEART DISEASE AND STROKE. SIGNATURE LUNCHEONS AND FIRST- EVER DIGITAL EXPERIENCES RALLIED SUPPORTERS IN 170 U.S. COMMUNITIES AND RAISED 39 MILLION. -FACEBOOK SOUGHT THE AHA'S GUIDANCE, CONTENT AND RESOURCES TO BETTER INFORM USERS ON WAYS TO MANAGE BLOOD PRESSURE, CHOLESTEROL AND BLOOD SUGAR. ALONG WITH OTHER PUBLIC HEALTH ORGANIZATIONS, THE AHA COLLABORATED ON A PREVENTIVE HEALTH TOOL FOR U.S. FACEBOOK USERS. -THE AHA UNITED A COMMUNITY OF PATIENTS WITH QUESTIONS AND A COMMUNITY OF PHYSICIANS WITH ANSWERS EACH WEEK DURING HOUSE CALLS: REAL DOCS, REAL TALK LIVESTREAM. -WITH THE PANDEMIC UNDERWAY, THE AHA'S DON'T DIE OF DOUBT CAMPAIGN REASSURED PEOPLE THAT THE EMERGENCY ROOM REMAINS THE SAFEST PLACE TO GO IN A MEDICAL EMERGENCY, NAMELY, AT THE FIRST SIGN OF A HEART ATTACK OR STROKE. -THE AHA JOINED A NATIONAL COALITION OF PHYSICIAN ORGANIZATIONS AND HEART HEALTH EXPERTS TEAMING WITH ESSENCE MAGAZINE TO HELP BLACK WOMEN IMPROVE THEIR HEART HEALTH AND CONTROL THEIR BLOOD PRESSURE. CALLED "RELEASE THE PRESSURE," THE YEAR-LONG CAMPAIGN PROVIDES BLACK WOMEN WITH RESOURCES TO KNOW AND TRACK THEIR BLOOD PRESSURE AND DEVELOP A WELLNESS PLAN. -NEW DRINK RECOMMENDATIONS FROM THE AHA AND OTHER LEADING HEALTH ORGANIZATIONS STATE CHILDREN 5 AND YOUNGER SHOULD AVOID FLAVORED MILK, NON-DAIRY MILK (LIKE ALMOND AND RICE), CAFFEINATED DRINKS AND BEVERAGES SWEETENED WITH SUGAR OR SUGAR SUBSTITUTES. -WITH DEPRESSION IMPACTING ABOUT 22% OF PEOPLE WITH HEART DISEASE, THE AHA AND HAPPIFY HEALTH DEBUTED THE HAPPIFY HEART AND MIND APP TO OFFER TIPS ON REDUCING STRESS, EATING HEALTHY AND MOVING MORE. LINE 4C, PROFESSIONAL EDUCATION CONTINUED -RQI PARTNERS, LLC., A PARTNERSHIP BETWEEN THE AMERICAN HEART ASSOCIATION AND LAERDAL MEDICAL, EXPANDED ITS RESUSCITATION TRAINING PROGRAMS. SELF- PACED DIGITAL TRAINING ENABLED MEDICAL PROFESSIONALS TO REMAIN AT THE POINT OF CARE AND AVOID THE CLOSENESS OF A CLASSROOM SETTING IN COMPLIANCE WITH COVID-19 PROTOCOL. -IN RESPONSE TO THE SHORTAGE OF ICU PERSONNEL TRAINED TO UTILIZE VENTILATORS, WE LAUNCHED A COURSE FOR OXYGENATION & VENTILATION OF THE COVID-19 PATIENT. -AS AN ADDITION TO THE PROFESSIONAL RESOURCES THE AHA OFFERS, WE DEBUTED THE AHA COVID-19 PROFESSIONAL FORUM - WHERE HEALTH CARE PROFESSIONALS AND RESEARCHERS CAN SHARE IDEAS AND CHALLENGES, ASK QUESTIONS, LEND EXPERTISE AND NETWORK WITH PEERS IN REAL-TIME. -WE SUPPORTED CLINICS IN ACHIEVING SUSTAINABLE IMPROVEMENTS IN CARE THROUGH PLATFORMS TARGETING BLOOD PRESSURE, DIABETES AND CHOLESTEROL; AND BY SUPPORTING EXPANSION OF BLOOD PRESSURE SELF-MONITORING AND TELEMEDICINE. -IN COOPERATION WITH THE INTERNATIONAL LIAISON COMMITTEE ON RESUSCITATION, WE PUBLISHED THE 2019 AHA FOCUSED UPDATES ON SYSTEMS OF CARE AND CONTINUOUS QUALITY IMPROVEMENT, ADULT ADVANCED CARDIOVASCULAR LIFE SUPPORT, PEDIATRIC BASIC AND ADVANCED LIFE SUPPORT, AND NEONATAL RESUSCITATION. HIGHLIGHTS INCLUDE DISPATCHER-ASSISTED CPR FOR ADULTS AND PEDIATRIC PATIENTS, USE OF ADVANCED AIRWAYS DURING CPR, TARGETED TEMPERATURE MANAGEMENT AND ADMINISTRATION OF OXYGEN TO INITIATE VENTILATION SUPPORT FOR NEWBORNS AND INFANTS. -WE CREATED THE CPR & FIRST AID IN YOUTH SPORTS TRAINING KIT TO TEACH YOUTH COACHES AND PARENTS HANDS-ONLY CPR, PROPER AED USE AND OTHER EMERGENCY INTERVENTIONS.
FORM 990, PAGE 2, PART III, LINE 4D	COMMUNITY SERVICES: QUALITY OF CARE/SYSTEMS OF CARE -VOICES FOR HEALTHY KIDS AWARDED 1 MILLION IN GRANTS TO 22 NONPROFITS ACROSS 19 STATES, PUERTO RICO AND THE LUMMI NATION IN WASHINGTON TO SUPPORT SYSTEMS AND POLICY WORK AT THE STATE, LOCAL AND TRIBAL LEVELS THAT BENEFIT FAMILIES IN NEED. -OVER 40 COMMUNITIES RECEIVED GREATER ACCESS TO HEALTHY NUTRITION THROUGH STRATEGIES ALIGNED TO LOCAL NEEDS. THIS INCLUDED ENSURING ACCEPTANCE OF SNAP ELECTRONIC BENEFIT TRANSFER CARDS AT MOBILE OR FARMERS' MARKETS, EXPANDING ACCESS TO CHILD NUTRITION PROGRAMS AFTER SCHOOL AND AT NON-SCHOOL SITES, AND IMPROVING THE NUTRITION STANDARDS IN WORKPLACES AND HOUSES OF WORSHIP. -WITH EXPANSION TO PUERTO RICO, THE AHA'S EMPOWERED TO SERVE BUSINESS ACCELERATOR HOSTED ITS FIRST BILINGUAL EVENT AND AWARDED 15,000 IN GRANTS TO SOCIAL ENTREPRENEURS SHATTERING BARRIERS TO HEALTH. -LIKEWISE, EMPOWERED SCHOLARS GRANTED 10,000 TO 10 COLLEGE STUDENTS ENTERPRISING EQUITY SOLUTIONS IN THEIR LOCAL COMMUNITIES. -IN ITS FIRST YEAR, THE AHA SOCIAL IMPACT FUND GRANTED 3 MILLION TO 19 ORGANIZATIONS BREAKING DOWN BARRIERS TO HEALTHY LIVING. -THE AHA CREATED THE BERNARD J. TYSON IMPACT FUND TO SUPPORT COMMUNITY- INSPIRED SOLUTIONS TO HEALTH INEQUITIES IN HONOR OF ITS NAMESAKE, A FEARLESS CHAMPION OF SOCIAL JUSTICE. TYSON, WHO DIED SUDDENLY IN 2019, WAS CHAIRMAN AND CEO OF KAISER PERMANENTE AND A MEMBER OF THE AHA BOARD OF DIRECTORS AND THE AHA CEO ROUNDTABLE. -BY THE END OF 2019-20, 2.6 MILLION HAD BEEN DONATED OR COMMITTED TO THE BERNARD J. TYSON IMPACT FUND TO SUPPORT SOCIAL ENTREPRENEURS AND ORGANIZATIONS WORKING TO EXPAND ACCESS TO HEALTHY FOODS, QUALITY HEALTH CARE, AFFORDABLE HOUSING AND MORE. -FAITH AND FITNESS CONVERGED WITH THE DEBUT OF THE EMPOWERED AND WELL HEALTHIER CHURCH CHALLENGE, A 12-WEEK HEALTH-AND-WELLNESS CHALLENGE TARGETED TO BLACK WOMEN THROUGH HOUSES OF WORSHIP. -FAMILIES FACING FOOD INSECURITY IN LOS ANGELES, CHICAGO, PHILADELPHIA AND BIRMINGHAM RECEIVED FREE PRODUCE DELIVERIES, THANKS TO A 1 MILLION GIFT FROM CAULIPOWER TO THE AHA. COMMUNITY SERVICES: PUBLIC ADVOCACY -AHA ADVOCACY STAFF ACHIEVED 123 POLICY WINS AT THE STATE AND COMMUNITY LEVELS IN TOBACCO CONTROL, ACCESS TO CARE AND FOOD SECURITY, AMONG OTHER VITAL AREAS. -THE AHA RELEASED NEW PRINCIPLES ON HEALTH CARE REFORM, A BLUEPRINT TO ENSURE HEALTH CARE IS ADEQUATE, ACCESSIBLE AND AFFORDABLE FOR ALL PEOPLE LIVING IN THE UNITED STATES. WE JOINED OTHER NATIONAL HEALTH ORGANIZATIONS IN FILING A FRIEND-OF-THE-COURT BRIEF IN CALIFORNIA V. TEXAS, URGING THE SUPREME COURT TO PRESERVE KEY PROVISIONS AND PATIENT PROTECTIONS OF THE AFFORDABLE CARE ACT. -THE AHA DOUBLED DOWN ON ITS COMMITMENT TO PATIENTS IN RURAL COMMUNITIES, WHO FACE A 40% HIGHER PREVALENCE OF HEART DISEASE AND A 30% INCREASED RISK OF DEATH FROM STROKE COMPARED TO THEIR URBAN NEIGHBORS. IN A PRESIDENTIAL ADVISORY, THE AHA ISSUED A CALL TO PRIORITIZE RURAL COMMUNITIES IN POLICIES, SYSTEMS AND SERVICES. -THE AHA'S BOLD ADVOCATES CHAMPIONED PROVISIONS IN THE FAMILIES FIRST CORONAVIRUS RESPONSE ACT (FFCRA) AND THE CORONAVIRUS AID, RELIEF AND ECONOMIC SECURITY (CARES) ACT. CURRENT PRIORITIES INCLUDE MEDICAID EXPANSION, TELEHEALTH, OPEN ENROLLMENT REACTIVATION, HEALTH CARE REFORM, FOOD SECURITY AND ROLLBACK OF PREEMPTION LAW. -LUNGS BLACKENED BY CIGARETTE TAR AND A HEART PATIENT'S ZIPPER INCISION ARE AMONG 13 GRAPHIC WARNING LABELS FOR CIGARETTE PACKAGES AND ADVERTISEMENTS PROPOSED BY THE FOOD AND DRUG ADMINISTRATION TO DETER TOBACCO USE. THE WARNING LABELS ARE A DIRECT RESULT OF A LAWSUIT WE FILED TO COMPEL THE FDA TO COMPLY WITH PROVISIONS OF THE 2009 FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT. -YOUTH ACROSS THE COUNTRY HOSTED QUITLYING DAY EVENTS IN 106 SCHOOL DISTRICTS TO CALL OUT THE E-CIGARETTE INDUSTRY FOR DECEIVING THE PUBLIC ABOUT THE HEALTH EFFECTS OF VAPING AND LURING TEENS WITH FLAVORED PRODUCTS. -AHA SCIENCE AND PUBLIC POLICY SUCCESSES WERE ON DISPLAY DURING THE WORLD CONGRESS OF CARDIOLOGY & CARDIOVASCULAR HEALTH, WHERE DISCUSSIONS FOCUSED ON THE GLOBAL BURDEN OF ATRIAL FIBRILLATION AND THE AHA'S STRATEGICALLY FOCUSED RESEARCH NETWORKS. -FOR THE FIRST TIME, MENTAL HEALTH AND NEUROLOGICAL DISORDERS WERE TOPICS DURING THE UNITED NATIONS' HIGH-LEVEL MEETING ON NON-COMMUNICABLE DISEASES. PARTICIPANTS PROPOSED MORE ROBUST LAWS AND FISCAL MEASURES BANNING TOBACCO, RESTRICTING ALCOHOL ADVERTISING, REDUCING ALCOHOL USE, INCREASING ACCESS TO HEALTHY FOODS AND TAXING SUGARY DRINKS.
FORM 990, PART V, LINE 4B	CHINA, PEOPLES REPUB, UNITED ARAB EMIRATES, INDIA
FORM 990, PAGE 6, PART VI, LINE 11B	MANAGEMENT DISTRIBUTED A DRAFT OF THE FORM 990 TO THE AUDIT COMMITTEE APPOINTED BY THE AHA'S BOARD OF DIRECTORS. THE AUDIT COMMITTEE MEMBERS REVIEWED THE DRAFT. PRIOR TO FINALIZATION OF THE RETURN, A FINAL DRAFT OF FORM 990 WAS PROVIDED TO ALL MEMBERS OF THE BOARD OF DIRECTORS. THE FORM DISTRIBUTED TO THE BOARD OF DIRECTORS REFLECTS THE RETURN ULTIMATELY FILED WITH THE INTERNAL REVENUE SERVICE.
FORM 990, PAGE 6, PART VI, LINE 12C	THE AHA HAS ESTABLISHED A CONFLICT OF INTEREST POLICY WHICH HAS BEEN REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS. THE POLICY IS BINDING ON ALL VOLUNTEERS AND STAFF OF AHA. A CONFLICT OF INTEREST QUESTIONNAIRE, WHICH INCLUDES THE CONFLICT OF INTEREST AND ETHICS POLICIES, IS REQUIRED TO BE COMPLETED BY ALL AHA BOARD OF DIRECTORS, COMMITTEE AND SUBCOMITTEE MEMBERS, TASK FORCE MEMBERS, WRITING GROUP MEMBERS, DESIGNATED STAFF, AND AHA SPOKESPERSONS UPON THEIR APPOINTMENT, AND TO OFFICERS AND JOURNAL EDITORS PRIOR TO THEIR ELECTION OR APPOINTMENT. AFTER THE INITIAL COMPLETION OF THE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRE, VOLUNTEERS AND DESIGNATED STAFF ARE REQUESTED TO COMPLETE A NEW DISCLOSURE QUESTIONNAIRE ANNUALLY AND WHENEVER MATERIAL CHANGES OCCUR IN THEIR EMPLOYMENT, OTHER RELATIONSHIPS IDENTIFIED AS RELEVANT, OR THEIR AHA ROLE. AHA HAS IDENTIFIED THE FOLLOWING AREAS IN ITS POLICY TO BE POTENTIAL CONFLICTS OF INTEREST: DIRECT OR INDIRECT INTEREST IN, OR RELATIONSHIP WITH, ANY INDIVIDUAL OR ORGANIZATION THAT PROPOSES TO ENTER INTO ANY TRANSACTION WITH AHA; THE SALE, PURCHASE, LEASE OR RENTAL OF ANY PROPERTY OR OTHER ASSET; EMPLOYMENT, OR RENDITION OF SERVICES, PERSONAL OR OTHERWISE; THE AWARD OF ANY GRANT, CONTRACT, OR SUBCONTRACT; OR THE INVESTMENT OR DEPOSIT OF ANY FUNDS OF AHA. CONFLICTS MAY BE RESOLVED BY HAVING THE AHA REPRESENTATIVE REFRAIN FROM DELIBERATING AND/OR VOTING ON THE PARTICULAR TRANSACTION OR MATTER IN WHICH HE OR SHE HAS AN INTEREST AND OTHERWISE REFRAIN FROM EXERTING ANY INFLUENCE ON AHA TO AFFECT A DECISION. ADDITIONALLY, OTHER MEASURES MAY BE REQUIRED BY AHA, DEPENDING ON THE NATURE OF, AND THE ABILITY TO, REASONABLY MANAGE A CONFLICT.
FORM 990, PAGE 6, PART VI, LINE 15A	AHA'S BOARD OF DIRECTORS AUTHORIZES A COMPENSATION, BENEFITS, AND HUMAN RESOURCES ADVISORY COMMITTEE TO OVERSEE COMPENSATION-RELATED MATTERS WITHIN THE ORGANIZATION. BASED UPON THE ADVICE OF AN INDEPENDENT COMPENSATION CONSULTANT, THE COMMITTEE IS RESPONSIBLE FOR MAKING DETERMINATIONS ABOUT COMPENSATION FOR THE CEO AND DISQUALIFIED PERSONS, INCLUDING EMPLOYED OFFICERS AND KEY EMPLOYEES. THE COMMITTEE IS COMPRISED OF FIVE BOARD MEMBERS. THE COMMITTEE'S OUTSIDE INDEPENDENT CONSULTANT PROVIDES INFORMATION WITH RESPECT TO THE APPROPRIATENESS OF THE CEO AND DISQUALIFIED PERSONS' COMPENSATION AS COMPARED TO EXTERNAL BENCHMARKING, AS WELL AS THE METHODOLOGY IN DEVELOPING CURRENT COMPENSATION. SEVERAL SURVEYS WERE UTILIZED IN DEVELOPING THE COMPARISON, INCLUDING SURVEYS FROM VARIOUS COMPENSATION CONSULTING FIRMS. ADDITIONALLY, THE OUTSIDE INDEPENDENT CONSULTANT PROVIDED A REASONABLENESS OPINION IN ORDER TO ENSURE THAT AHA COMPLIES WITH THE INTERMEDIATE SANCTION AND REBUTTABLE PRESUMPTION POLICY. DECISIONS REGARDING EXECUTIVE COMPENSATION ARE DOCUMENTED IN THE MEETING MINUTES. FOR PURPOSES OF THE 2019-20 FISCAL YEAR, THE COMPENSATION REVIEW OF THE CEO AND DISQUALIFIED PERSONS BY THE COMMITTEE WAS DISCUSSED IN AUGUST AND OCTOBER OF 2019, AND FEBRUARY OF 2020. KEY FACTORS THAT ARE CONSIDERED BY THE COMPENSATION COMMITTEE WITH RESPECT TO COMPENSATION ARE AS FOLLOWS: COMPENSATION PHILOSOPHY, EXPERIENCE AND QUALIFICATIONS OF THE CANDIDATE, MARKET COMPETITIVENESS, AND COMPENSATION REQUIREMENTS AND HISTORY OF THE CANDIDATE. COMPONENTS OF COMPENSATION THAT ARE ROUTINELY REVIEWED BY THE COMPENSATION COMMITTEE INCLUDE BASE SALARY, INCENTIVE OPPORTUNITY, BOTH SHORT AND LONG TERM, RETIREMENT, BENEFITS, AND PERQUISITES.
FORM 990, PAGE 6, PART VI, LINE 15B	REFER TO PART VI, LINE 15A EXPLANATION
FORM 990, PAGE 6, PART VI, LINE 17	MARYLAND, MICHIGAN, MINNESOTA, MISSISSIPPI, NORTH CAROLINA, NEW HAMPSHIRE, NEW JERSEY, NEW MEXICO, NEW YORK, OHIO, OKLAHOMA, OREGON, PENNSYLVANIA, RHODE ISLAND, SOUTH CAROLINA, TENNESSEE, UTAH, VIRGINIA, WASHINGTON, WISCONSIN, WEST VIRGINIA, INDIANA
FORM 990, PAGE 6, PART VI, LINE 19	THE AHA MAKES AVAILABLE THE THREE MOST RECENT YEARS OF AUDITED FINANCIAL STATEMENTS, THREE MOST RECENT YEARS OF THE FORM 990 AND THE CONFLICT OF INTEREST POLICY ON AHA'S INTERNET WEBSITE, WWW.HEART.ORG. FORM 990-T IS AVAILABLE UPON REQUEST. THE AHA DOES NOT MAKE ITS GOVERNING DOCUMENTS AVAILABLE TO THE GENERAL PUBLIC.
FORM 990, PART VII	BOARD MEMBERS PROVIDE THEIR SERVICES AS MEMBERS OF THE BOARD WITHOUT COMPENSATION OR BENEFITS. COMPENSATION REPORTED TO BOARD MEMBERS ON PART VII, SECTION A IS FOR EDITORIAL SERVICES PROVIDED TO THE ORGANIZATION PRIOR TO BEGINNING THEIR BOARD TERM, WHICH ARE OUTSIDE THE SCOPE OF THE BOARD MEMBERS' BOARD OF DIRECTOR RESPONSIBILITIES.
FORM 990, PART XI, LINE 9	CHANGE VALUE SPLIT INT AGMTS 623,975 NET UNREALIZED LOSS BEN INT PERP TRUST -5,307,070 POST RETIREMENT FAS 158 ADJ -1,074,866 CHANGE IN BEGINNING NET ASSETS -19,145 TOTAL -5,777,106

For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EZ.

Cat. No. 51056K

Schedule O (Form 990 or 990-EZ) 2019

Additional Data

Software ID:
Software Version:

1	Briefly describe the organization’s mission or most significant activities: THE AMERICAN HEART ASSOCIATION IS A NATIONAL VOLUNTARY HEALTH AGENCY FOCUSED ON ACTIVITIES RELATED TO THE CAUSES, DIAGNOSIS, PREVENTION, AND TREATMENT OF CARDIOVASCULAR DISEASE, STROKE, AND OTHER RELATED DISEASES.
2	Check this box
3	Number of voting members of the governing body (Part VI, line 1a) ........	3	24
4	Number of independent voting members of the governing body (Part VI, line 1b) .....	4	24
5	Total number of individuals employed in calendar year 2019 (Part V, line 2a) ......	5	4,419
6	Total number of volunteers (estimate if necessary) .............	6	35,800,000
7a	Total unrelated business revenue from Part VIII, column (C), line 12 ........	7a	138,580
b	Net unrelated business taxable income from Form 990-T, line 39 .........	7b

		Prior Year	Current Year
8	Contributions and grants (Part VIII, line 1h) .........	591,046,382	511,100,070
9	Program service revenue (Part VIII, line 2g) .........	43,778,355	55,569,012
10	Investment income (Part VIII, column (A), lines 3, 4, and 7d ) ....	30,633,502	46,345,412
11	Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)	80,974,150	87,348,093
12	Total revenue—add lines 8 through 11 (must equal Part VIII, column (A), line 12)	746,432,389	700,362,587
13	Grants and similar amounts paid (Part IX, column (A), lines 1–3 )...	193,482,172	136,289,364
14	Benefits paid to or for members (Part IX, column (A), line 4).....		0
15	Salaries, other compensation, employee benefits (Part IX, column (A), lines 5–10)	366,187,041	370,564,740
16a	Professional fundraising fees (Part IX, column (A), line 11e) .....	2,614,898	1,462,368
b	Total fundraising expenses (Part IX, column (D), line 25) 93,950,599
17	Other expenses (Part IX, column (A), lines 11a–11d, 11f–24e)....	207,420,334	231,917,441
18	Total expenses. Add lines 13–17 (must equal Part IX, column (A), line 25)	769,704,445	740,233,913
19	Revenue less expenses. Subtract line 18 from line 12.......	-23,272,056	-39,871,326
		Beginning of Current Year	End of Year
20	Total assets (Part X, line 16).............	1,437,669,656	1,320,358,588
21	Total liabilities (Part X, line 26).............	492,106,677	442,397,533
22	Net assets or fund balances. Subtract line 21 from line 20.....	945,562,979	877,961,055

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	Type or print name and title


4a	(Code: ) (Expenses $ 140,080,154 including grants of $ 120,697,947 ) (Revenue $ 2,415,503 )
	SCIENCE AND TECHNOLOGY THE AMERICAN HEART ASSOCIATION FUNDS SCIENTIFIC STUDIES SEEKING NEW DISCOVERIES RELATED TO CAUSES, PREVENTION AND TREATMENT OF CARDIOVASCULAR AND CEREBROVASCULAR DISEASES. SINCE OUR FOUNDING IN 1924, WE'VE INVESTED MORE THAN 4.6 BILLION IN RESEARCH, MAKING US THE LARGEST PRIVATE, NOT- FOR-PROFIT FUNDER OF CARDIOVASCULAR AND CEREBROVASCULAR RESEARCH. -RESEARCH SPENDING FOR FISCAL YEAR 2019-20, ALONE, WAS 140,080,154 - OR 17% OF TOTAL SPENDING FOR PROGRAMS AND SUPPORTING SERVICES. -RESEARCH AWARDS FOR THE YEAR TOTALED 120,697,947. SEE ADDITIONAL INFORMATION ON SCHEDULE O.

4b	(Code: ) (Expenses $ 262,277,546 including grants of $ 6,471,517 ) (Revenue $ 1,502,558 )
	PUBLIC/CONSUMER EDUCATION INFORMING ALL AMERICANS ABOUT WAYS TO REDUCE THEIR RISK OF HEART DISEASE AND STROKE IS ONE OF THE MOST IMPORTANT OBJECTIVES OF THE AMERICAN HEART ASSOCIATION. IN 2019-20, THE ASSOCIATION'S PUBLIC EDUCATION EFFORTS PROVIDED MILLIONS OF PEOPLE IMPORTANT INFORMATION ABOUT CARDIOVASCULAR HEALTH. PROGRAMS LIKE GO RED FOR WOMEN HELP US REACH SPECIFIC AUDIENCES WITH IMPORTANT HEALTH MESSAGES. SEE ADDITIONAL INFORMATION ON SCHEDULE O.

4c	(Code: ) (Expenses $ 108,062,552 including grants of $ 4,613,237 ) (Revenue $ 89,759,116 )
	PROFESSIONAL EDUCATION RESEARCH, ADVANCES IN MEDICINE, AND GUIDELINES FOR BEST PRACTICE ARE MOST USEFUL WHEN MADE AVAILABLE TO SCIENTISTS AND HEALTHCARE PROFESSIONALS. THE AHA HOSTED MORE THAN A DOZEN SCIENTIFIC CONFERENCES INCLUDING SCIENTIFIC SESSIONS AND THE INTERNATIONAL STROKE CONFERENCE, AS WELL AS MEETINGS FOCUSED ON SPECIALTY AREAS. EACH OFFERED CONTINUING MEDICAL EDUCATION (CME) CREDITS, WHICH ARE ALSO AVAILABLE THROUGH AHA ONLINE LEARNING PROGRAMS. SEE ADDITIONAL INFORMATION ON SCHEDULE O.

	(Code: ) (Expenses $ 60,684,941 including grants of $ 4,506,663 ) (Revenue $ 33,917,339 )
	COMMUNITY SERVICES: QUALITY OF CARE/SYSTEMS OF CARE -VOICES FOR HEALTHY KIDS AWARDED 1 MILLION IN GRANTS TO 22 NONPROFITS ACROSS 19 STATES, PUERTO RICO AND THE LUMMI NATION IN WASHINGTON TO SUPPORT SYSTEMS AND POLICY WORK AT THE STATE, LOCAL AND TRIBAL LEVELS THAT BENEFIT FAMILIES IN NEED. -OVER 40 COMMUNITIES RECEIVED GREATER ACCESS TO HEALTHY NUTRITION THROUGH STRATEGIES ALIGNED TO LOCAL NEEDS. THIS INCLUDED ENSURING ACCEPTANCE OF SNAP ELECTRONIC BENEFIT TRANSFER CARDS AT MOBILE OR FARMERS' MARKETS, EXPANDING ACCESS TO CHILD NUTRITION PROGRAMS AFTER SCHOOL AND AT NON-SCHOOL SITES, AND IMPROVING THE NUTRITION STANDARDS IN WORKPLACES AND HOUSES OF WORSHIP. -WITH EXPANSION TO PUERTO RICO, THE AHA'S EMPOWERED TO SERVE BUSINESS ACCELERATOR HOSTED ITS FIRST BILINGUAL EVENT AND AWARDED 15,000 IN GRANTS TO SOCIAL ENTREPRENEURS SHATTERING BARRIERS TO HEALTH. -LIKEWISE, EMPOWERED SCHOLARS GRANTED 10,000 TO 10 COLLEGE STUDENTS ENTERPRISING EQUITY SOLUTIONS IN THEIR LOCAL COMMUNITIES. -IN ITS FIRST YEAR, THE AHA SOCIAL IMPACT FUND GRANTED 3 MILLION TO 19 ORGANIZATIONS BREAKING DOWN BARRIERS TO HEALTHY LIVING. -THE AHA CREATED THE BERNARD J. TYSON IMPACT FUND TO SUPPORT COMMUNITY- INSPIRED SOLUTIONS TO HEALTH INEQUITIES IN HONOR OF ITS NAMESAKE, A FEARLESS CHAMPION OF SOCIAL JUSTICE. TYSON, WHO DIED SUDDENLY IN 2019, WAS CHAIRMAN AND CEO OF KAISER PERMANENTE AND A MEMBER OF THE AHA BOARD OF DIRECTORS AND THE AHA CEO ROUNDTABLE. -BY THE END OF 2019-20, 2.6 MILLION HAD BEEN DONATED OR COMMITTED TO THE BERNARD J. TYSON IMPACT FUND TO SUPPORT SOCIAL ENTREPRENEURS AND ORGANIZATIONS WORKING TO EXPAND ACCESS TO HEALTHY FOODS, QUALITY HEALTH CARE, AFFORDABLE HOUSING AND MORE. -FAITH AND FITNESS CONVERGED WITH THE DEBUT OF THE EMPOWERED AND WELL HEALTHIER CHURCH CHALLENGE, A 12-WEEK HEALTH-AND-WELLNESS CHALLENGE TARGETED TO BLACK WOMEN THROUGH HOUSES OF WORSHIP. -FAMILIES FACING FOOD INSECURITY IN LOS ANGELES, CHICAGO, PHILADELPHIA AND BIRMINGHAM RECEIVED FREE PRODUCE DELIVERIES, THANKS TO A 1 MILLION GIFT FROM CAULIPOWER TO THE AHA. COMMUNITY SERVICES: PUBLIC ADVOCACY -AHA ADVOCACY STAFF ACHIEVED 123 POLICY WINS AT THE STATE AND COMMUNITY LEVELS IN TOBACCO CONTROL, ACCESS TO CARE AND FOOD SECURITY, AMONG OTHER VITAL AREAS. -THE AHA RELEASED NEW PRINCIPLES ON HEALTH CARE REFORM, A BLUEPRINT TO ENSURE HEALTH CARE IS ADEQUATE, ACCESSIBLE AND AFFORDABLE FOR ALL PEOPLE LIVING IN THE UNITED STATES. WE JOINED OTHER NATIONAL HEALTH ORGANIZATIONS IN FILING A FRIEND-OF-THE-COURT BRIEF IN CALIFORNIA V. TEXAS, URGING THE SUPREME COURT TO PRESERVE KEY PROVISIONS AND PATIENT PROTECTIONS OF THE AFFORDABLE CARE ACT. -THE AHA DOUBLED DOWN ON ITS COMMITMENT TO PATIENTS IN RURAL COMMUNITIES, WHO FACE A 40% HIGHER PREVALENCE OF HEART DISEASE AND A 30% INCREASED RISK OF DEATH FROM STROKE COMPARED TO THEIR URBAN NEIGHBORS. IN A PRESIDENTIAL ADVISORY, THE AHA ISSUED A CALL TO PRIORITIZE RURAL COMMUNITIES IN POLICIES, SYSTEMS AND SERVICES. -THE AHA'S BOLD ADVOCATES CHAMPIONED PROVISIONS IN THE FAMILIES FIRST CORONAVIRUS RESPONSE ACT (FFCRA) AND THE CORONAVIRUS AID, RELIEF AND ECONOMIC SECURITY (CARES) ACT. CURRENT PRIORITIES INCLUDE MEDICAID EXPANSION, TELEHEALTH, OPEN ENROLLMENT REACTIVATION, HEALTH CARE REFORM, FOOD SECURITY AND ROLLBACK OF PREEMPTION LAW. -LUNGS BLACKENED BY CIGARETTE TAR AND A HEART PATIENT'S ZIPPER INCISION ARE AMONG 13 GRAPHIC WARNING LABELS FOR CIGARETTE PACKAGES AND ADVERTISEMENTS PROPOSED BY THE FOOD AND DRUG ADMINISTRATION TO DETER TOBACCO USE. THE WARNING LABELS ARE A DIRECT RESULT OF A LAWSUIT WE FILED TO COMPEL THE FDA TO COMPLY WITH PROVISIONS OF THE 2009 FAMILY SMOKING PREVENTION AND TOBACCO CONTROL ACT. -YOUTH ACROSS THE COUNTRY HOSTED QUITLYING DAY EVENTS IN 106 SCHOOL DISTRICTS TO CALL OUT THE E-CIGARETTE INDUSTRY FOR DECEIVING THE PUBLIC ABOUT THE HEALTH EFFECTS OF VAPING AND LURING TEENS WITH FLAVORED PRODUCTS. -AHA SCIENCE AND PUBLIC POLICY SUCCESSES WERE ON DISPLAY DURING THE WORLD CONGRESS OF CARDIOLOGY & CARDIOVASCULAR HEALTH, WHERE DISCUSSIONS FOCUSED ON THE GLOBAL BURDEN OF ATRIAL FIBRILLATION AND THE AHA'S STRATEGICALLY FOCUSED RESEARCH NETWORKS. -FOR THE FIRST TIME, MENTAL HEALTH AND NEUROLOGICAL DISORDERS WERE TOPICS DURING THE UNITED NATIONS' HIGH-LEVEL MEETING ON NON-COMMUNICABLE DISEASES. PARTICIPANTS PROPOSED MORE ROBUST LAWS AND FISCAL MEASURES BANNING TOBACCO, RESTRICTING ALCOHOL ADVERTISING, REDUCING ALCOHOL USE, INCREASING ACCESS TO HEALTHY FOODS AND TAXING SUGARY DRINKS.

4d	Other program services (Describe in Schedule O.)
	(Expenses $ 60,684,941 including grants of $ 4,506,663 ) (Revenue $ 33,917,339 )
4e	Total program service expenses571,105,193

1b	Sub-Total................
c	Total from continuation sheets to Part VII, Section A....
d	Total (add lines 1b and 1c)...........	8,855,720	832,798

1a	Federated campaigns..		1a	2,205,749
b	Membership dues..		1b
c	Fundraising events..		1c	257,634,631
d	Related organizations		1d
e	Government grants (contributions)		1e	4,284,594

f	All other contributions, gifts, grants, and similar amounts not included above		1f	246,975,096

g	Noncash contributions included in lines 1a - 1f:$		1g	16,462,830

h Total. Add lines 1a-1f.......		511,100,070

		Business Code
2a	CONFERENCES & SEMINARS	611430	17,682,058	17,682,058
b	GET W THE GUIDELINES REGISTRY	900099	17,309,469	17,309,469
c	EDITORIAL REVENUE	611430	5,623,461	5,623,461
d	MEMBERSHIP DUES & ASSESSMENTS	511120	4,888,094	4,888,094
e	HOSPITAL ACCREDITATION	813920	3,374,898	3,374,898
f	All other program service revenue.		6,691,032	6,691,032
g	Total. Add lines 2a–2f .....		55,569,012

3 Investment income (including dividends, interest, and othersimilar amounts) ......			20,951,154		-16	20,951,170
4 Income from investment of tax-exempt bond proceeds
5 Royalties...........			40,967,972			40,967,972
		(ii) Personal	(i) Real
6a	Gross rents		761,221	6a
b	Less: rental expenses		132,489	6b
c	Rental income or (loss)		628,732	6c
d	Net rental income or (loss).......			628,732			628,732
		(ii) Other	(i) Securities
7a	Gross amount from sales of assets other than inventory	2,546,413	242,276,711	7a
b	Less: cost or other basis and sales expenses	2,219,960	217,208,906	7b
c	Gain or (loss)	326,453	25,067,805	7c
d	Net gain or (loss).........			25,394,258			25,394,258
8a	Gross income from fundraising events (not including $ 257,634,631of contributions reported on line 1c). See Part IV, line 18 ....
			8a	16,384,493
b	Less: direct expenses ...		8b	27,147,730
c	Net income or (loss) from fundraising events..			-10,763,237			-10,763,237
9a	Gross income from gaming activities. See Part IV, line 19 ...
			9a	73,262
b	Less: direct expenses ...		9b
c	Net income or (loss) from gaming activities..			73,262		31,755	41,507
10a	Gross sales of inventory, less returns and allowances ..
			10a	77,887,358
b	Less: cost of goods sold ..		10b	8,027,436
c	Net income or (loss) from sales of inventory..			69,859,922	69,859,922
Business Code			Miscellaneous Revenue
11a	OTHER REVENUE		900099	2,299,775		106,841	2,192,934
b	RQIP CONTROLLING INTEREST		900099	2,165,582	2,165,582
c	LOSS ON UNCOLL ACCT		900099	-17,883,915			-17,883,915
d	All other revenue ....
e	Total. Add lines 11a–11d ......			-13,418,558
12	Total revenue. See instructions.....			700,362,587	127,594,516	138,580	61,529,421

1	Grants and other assistance to domestic organizations and domestic governments. See Part IV, line 21 ....	134,378,561	134,378,561
2	Grants and other assistance to domestic individuals. See Part IV, line 22 ...........	552,415	552,415
3	Grants and other assistance to foreign organizations, foreign governments, and foreign individuals. See Part IV, lines 15 and 16. .............	1,358,388	1,358,388
4	Benefits paid to or for members .......
5	Compensation of current officers, directors, trustees, and key employees ...........	5,467,164		5,467,164
6	Compensation not included above, to disqualified persons (as defined under section 4958(f)(1)) and persons described in section 4958(c)(3)(B) .........	1,393,424		1,393,424
7	Other salaries and wages........	287,972,152	207,207,059	33,791,213	46,973,880
8	Pension plan accruals and contributions (include section 401(k) and 403(b) employer contributions) ....	22,757,509	15,958,643	3,002,786	3,796,080
9	Other employee benefits .......	31,694,898	23,183,105	3,595,449	4,916,344
10	Payroll taxes ...........	21,279,593	14,280,290	3,798,092	3,201,211
11	Fees for services (non-employees):
a	Management ......
b	Legal .........	1,296,602	715,267	562,986	18,349
c	Accounting ...........	1,300,889		1,300,889
d	Lobbying ...........	2,208,219	2,208,219
e	Professional fundraising services. See Part IV, line 17	1,462,368			1,462,368
f	Investment management fees ......	2,139,523		2,139,523
g	Other (If line 11g amount exceeds 10% of line 25, column (A) amount, list line 11g expenses on Schedule O)	49,613,890	44,390,419	1,657,427	3,566,044
12	Advertising and promotion ....	4,221,300	4,221,300
13	Office expenses .......	55,713,613	37,178,078	4,191,243	14,344,292
14	Information technology ......	25,318,427	20,129,187	2,421,464	2,767,776
15	Royalties ..	348,911	348,911
16	Occupancy ...........	17,924,496	13,112,286	1,802,877	3,009,333
17	Travel ............	15,122,594	9,795,112	1,963,234	3,364,248
18	Payments of travel or entertainment expenses for any federal, state, or local public officials .
19	Conferences, conventions, and meetings ....	24,691,645	19,620,588	3,669,530	1,401,527
20	Interest ...........	77,223		77,223
21	Payments to affiliates .......
22	Depreciation, depletion, and amortization ..	14,881,545	11,215,670	1,652,882	2,012,993
23	Insurance ...	1,098,139	227,246	849,658	21,235
24	Other expenses. Itemize expenses not covered above (List miscellaneous expenses in line 24e. If line 24e amount exceeds 10% of line 25, column (A) amount, list line 24e expenses on Schedule O.)
a	BANK LOCKBOX CC FEES	7,190,778	3,636,787	837,171	2,716,820
b	BAD DEBT EXPENSE	3,834,764	3,453,925	358,664	22,175
c	MEMBERSHIP DUES	2,294,306	1,530,785	603,813	159,708
d	PERMITS, LICENSES, TAXES	554,801	474,881	41,409	38,511
e	All other expenses	2,085,776	1,928,071		157,705
25	Total functional expenses. Add lines 1 through 24e	740,233,913	571,105,193	75,178,121	93,950,599
26	Joint costs. Complete this line only if the organization reported in column (B) joint costs from a combined educational campaign and fundraising solicitation. Check here if following SOP 98-2 (ASC 958-720).	224,858,355	149,658,697	21,504,539	53,695,119

1	Cash–non-interest-bearing ........			21,745,766	1	37,102,766
2	Savings and temporary cash investments .........			39,176,614	2	75,195,005
3	Pledges and grants receivable, net ......			288,424,446	3	214,154,554
4	Accounts receivable, net .............			35,434,878	4	35,961,338
5	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .......
					5
6	Loans and other receivables from other disqualified persons (as defined under section 4958(f)(1)), and persons described in section 4958(c)(3)(B) ...
					6
7	Notes and loans receivable, net ...........				7
8	Inventories for sale or use ............			4,962,803	8	3,808,939
9	Prepaid expenses and deferred charges ......			7,103,014	9	10,291,306
10a	Land, buildings, and equipment: cost or other basis. Complete Part VI of Schedule D	10a	181,828,429
b	Less: accumulated depreciation	10b	112,701,656	69,734,614	10c	69,126,773
11	Investments—publicly traded securities .			655,212,042	11	557,480,772
12	Investments—other securities. See Part IV, line 11 .....			87,803,231	12	95,810,966
13	Investments—program-related. See Part IV, line 11 ..			4,941,286	13	7,941,830
14	Intangible assets ...............				14
15	Other assets. See Part IV, line 11 ...........			223,130,962	15	213,484,339
16	Total assets. Add lines 1 through 15 (must equal line 33)...			1,437,669,656	16	1,320,358,588

17	Accounts payable and accrued expenses .....	69,066,875	17	66,951,397
18	Grants payable ...	362,490,504	18	310,074,018
19	Deferred revenue .........	21,602,280	19	24,851,897
20	Tax-exempt bond liabilities .........		20
21	Escrow or custodial account liability. Complete Part IV of Schedule D		21
22	Loans and other payables to any current or former officer, director, trustee, key employee, creator or founder, substantial contributor, or 35% controlled entity or family member of any of these persons .........
			22
23	Secured mortgages and notes payable to unrelated third parties ..		23
24	Unsecured notes and loans payable to unrelated third parties ..		24
25	Other liabilities (including federal income tax, payables to related third parties, and other liabilities not included on lines 17 - 24). Complete Part X of Schedule D	38,947,018	25	40,520,221
26	Total liabilities. Add lines 17 through 25..	492,106,677	26	442,397,533

	Organizations that follow FASB ASC 958, check here and complete lines 27, 28, 32, and 33.
27	Net assets without donor restrictions ..........	358,986,605	27	347,658,650
28	Net assets with donor restrictions ...........	586,576,374	28	530,302,405
	Organizations that do not follow FASB ASC 958, check here and complete lines 29 through 33.
29	Capital stock or trust principal, or current funds .....		29
30	Paid-in or capital surplus, or land, building or equipment fund ...		30
31	Retained earnings, endowment, accumulated income, or other funds		31
32	Total net assets or fund balances ...........	945,562,979	32	877,961,055
33	Total liabilities and net assets/fund balances ........	1,437,669,656	33	1,320,358,588

1	Was the organization a U.S. transferor of property to a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 926, Return by a U.S. Transferor of Property to a Foreign Corporation (see Instructions for Form 926). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
2	Did the organization have an interest in a foreign trust during the tax year? If "Yes," the organization may be required to separately file Form 3520, Annual Return to Report Transactions with Foreign Trusts and Receipt of Certain Foreign Gifts, and/or Form 3520-A, Annual Information Return of Foreign Trust With a U.S. Owner (see Instructions for Forms 3520 and 3520-A; don't file with Form 990). . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
3	Did the organization have an ownership interest in a foreign corporation during the tax year? If "Yes," the organization may be required to file Form 5471, Information Return of U.S. Persons with Respect to Certain Foreign Corporations. (see Instructions for Form 5471). . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
4	Was the organization a direct or indirect shareholder of a passive foreign investment company or a qualified electing fund during the tax year? If “Yes,” the organization may be required to file Form 8621, Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund. (see Instructions for Form 8621) .	Yes	No
5	Did the organization have an ownership interest in a foreign partnership during the tax year? If "Yes," the organization may be required to file Form 8865, Return of U.S. Persons with Respect to Certain Foreign Partnerships (see Instructions for Form 8865). . . . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No
6	Did the organization have any operations in or related to any boycotting countries during the tax year? If "Yes," the organization may be required to separately file Form 5713, International Boycott Report (see Instructions for Form 5713; don't file with Form 990).. . . . . . . . . . . . . . . . . . . . . . . . . . . .	Yes	No

(a) Name, address, and EIN (if applicable) of disregarded entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Total income	(e) End-of-year assets	(f) Direct controlling entity
(1) AMHAS LLC AMHAS LLC 7272 GREENVILLE AVENUE 7272 GREENVILLE AVENUE DALLAS,TX75231 13-5613797	INVESTMENT	DE	-258,411	74,762,235	AHA

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	(g) Section 512(b)(13) controlled entity?
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Exempt Code section	(e) Public charity status (if section 501(c)(3))	(f) Direct controlling entity	Yes	No

(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity	(e) Predominant income(related, unrelated, excluded from tax under sections 512-514)	(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?		(k) Percentage ownership
(a) Name, address, and EIN of related organization	(b) Primary activity	(c) Legal domicile (state or foreign country)	(d) Direct controlling entity		(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No
(1) APHELION CARDEATION LLC APHELION CARDEATION LLC 100 TIBURON BOULEVARD STE 215 100 TIBURON BOULEVARD STE 215 MILL VALLEY,CA94941 82-1740310	INVESTMENT	DE	AHA	RELATED	-266,823	1,481,892		No			No	33.330 %
(2) RQI PARTNERS LLC 7272 GREENVILLE AVENUE SUITE P2020 DALLAS,TX75231 83-0935798	TRAINING	DE	AHA	RELATED	2,165,582	17,450,108		No			No	51.000 %

(a) Name of related organization	(b) Transaction type (a-s)	(c) Amount involved	(d) Method of determining amount involved
(1) PERPETUAL TRUSTS (44)	C	1,957,818	CASH CONTRIBUTIONS RECEIV
(2) CHARITABLE REMAINDER TRUSTS (7)	C	1,180,173	CASH CONTRIBUTIONS RECEIV
(3) APHELION CARDEATION LLC	B	1,300,000	CAPITAL CONTRIBUTION
(4) RQI PARTNERS LLC	A	25,809,875	ACCRUAL
(5) RQI PARTNERS LLC	J	105,130	ACCRUAL
(6) RQI PARTNERS LLC	L	1,032,036	ACCRUAL
(7) RQI PARTNERS LLC	M	35,975,193	ACCRUAL
(8) RQI PARTNERS LLC	Q	486,337	ACCRUAL

(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	(e) Are all partners section 501(c)(3) organizations?		(f) Share of total income	(g) Share of end-of-year assets	(h) Disproprtionate allocations?		(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	(j) General or managing partner?
(a) Name, address, and EIN of entity	(b) Primary activity	(c) Legal domicile (state or foreign country)	Yes	No	(f) Share of total income	(g) Share of end-of-year assets	Yes	No	(i) Code V-UBI amount in box 20 of Schedule K-1 (Form 1065)	Yes	No