Form990-PF
Click to see list of attachments

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
WILLIAM B & CELE H RUBIN
FOUNDATION INC
Number and street (or P.O. box number if mail is not delivered to street address)32 MONADNOCK ROAD
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
WELLESLEY HILLS, MA02481
A Employer identification number

11-6026235
B Telephone number (see instructions)

(781) 235-4751
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$93,650,186J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule) 400,000
2 Check bullet.............
3 Interest on savings and temporary cash investments 1,422 1,422  
4 Dividends and interest from securities... 848,166 848,166  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 491,896
b Gross sales price for all assets on line 6a 12,390,242
7 Capital gain net income (from Part IV, line 2)... 491,896
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... Click to see attachment 86,392    
12 Total. Add lines 1 through 11........ 1,827,876 1,341,484  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc.        
14 Other employee salaries and wages......        
15 Pension plans, employee benefits.......        
16a Legal fees (attach schedule)......... Click to see attachment 4,309      
b Accounting fees (attach schedule)....... Click to see attachment 31,225      
c Other professional fees (attach schedule).... Click to see attachment 219,986 219,986    
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 104,914 3,150    
19 Depreciation (attach schedule) and depletion...      
20 Occupancy..............        
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see list of attachments 2,392      
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 362,826 223,136   0
25 Contributions, gifts, grants paid....... 2,719,452 2,719,452
26 Total expenses and disbursements. Add lines 24 and 25 3,082,278 223,136   2,719,452
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -1,254,402
b Net investment income (if negative, enter -0-) 1,118,348
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 2,076,390 108,230 108,230
2 Savings and temporary cash investments......... 6,345,854 1,857,322 1,857,320
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet        
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges.......... 48,110 50,140 50,140
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 27,439,725 32,402,193 91,634,496
c Investments—corporate bonds (attach schedule)....... 100,335    
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 36,010,414 34,417,885 93,650,186
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)   Click to see attachment2
23 Total liabilities (add lines 17 through 22).........   2
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 36,010,414 34,417,883
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 36,010,414 34,417,883
30 Total liabilities and net assets/fund balances (see instructions). 36,010,414 34,417,885
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
36,010,414
2
Enter amount from Part I, line 27a .....................
2
-1,254,402
3
Other increases not included in line 2 (itemize) bullet
3
 
4
Add lines 1, 2, and 3 ..........................
4
34,756,012
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
338,129
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
34,417,883
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 400 UBER TECHNOLOGIES INC P 2020-07-07 2020-12-28
b 200 ELI LILLY AND CO P 2019-12-06 2020-12-23
c 200 TELADOC HEALTH INC P 2019-12-06 2020-12-23
d 300 DOCUSIGN INC P 2019-12-06 2020-12-23
e 855 HOLOGIC INC P 2020-06-15 2020-11-20
10000 PURE STORAGE INC P 2020-09-29 2020-10-28
2100 CHEVRON CORP P 2019-12-06 2020-09-25
1985 KORNIT DIGITAL LTD P 2019-12-06 2020-09-23
40 UBER TECHNOLOGIES INC P 2020-07-07 2020-08-18
1620 INTERNATIONAL BUSINESS MACHINES CORP P 2020-02-26 2020-07-30
1520 CARMAX INC P 2019-12-06 2020-07-09
2825 1LIFE HEALTHCARE ORD P 2020-06-30 2020-07-07
2300 XYLEM INC P 2019-12-06 2020-06-11
2015 KORNIT DIGITAL LTD P 2019-12-06 2020-05-28
1045 PLANET FITNESS INC P 2020-03-06 2020-05-01
3000 DOLBY LABORATORIES INC P 2019-12-06 2020-04-21
1400 WALT DISNEY COMPANY P 2019-12-06 2020-04-20
380 AMETEK INC P 2020-01-08 2020-04-16
100 APPLE INC P 2020-01-08 2020-04-09
30 AMAZON.COM INC P 2020-01-08 2020-04-09
240 MICROSOFT CORP P 2020-01-08 2020-04-09
1280 LIVE NATION ENTERTAINMENT INC P 2020-03-06 2020-03-26
575 TELADOC HEALTH INC P 2020-01-08 2020-03-25
1200 EXACT SCIENCES CORP P 2019-12-03 2020-03-16
7725 PARSLEY ENERGY INC P 2020-01-16 2020-03-13
560 WORKDAY INC P 2019-12-03 2020-03-13
1375 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP P 2019-12-03 2020-03-11
1095 TRIMBLE INC P 2020-01-16 2020-03-06
425 IHS MARKIT LTD A P 2020-01-08 2020-03-06
1375 WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP P 2019-12-03 2020-03-05
1500 ADAPTIVE BIOTECHNOLOGIES CORP P 2019-12-31 2020-02-27
1500 ADAPTIVE BIOTECHNOLOGIES CORP P 2019-12-31 2020-02-26
450 ZOETIS INC P 2020-01-08 2020-01-16
1550 NEWELL RUBBERMAID IN P 2006-01-30 2020-01-02
950 NEWELL RUBBERMAID IN P 2006-01-19 2020-01-02
2500 GATES INDL CORP PL ORD P 2018-07-11 2020-01-02
1500 VERITEX HLDGS INC COMMON P 2019-02-01 2020-01-02
5000 NEWELL RUBBERMAID IN P 2006-01-30 2020-01-15
2500 SAFEGUARD SCIENTIFIC NEW P 2009-11-04 2020-01-22
500 LENNAR CORP CLASS A P 2018-07-24 2020-01-22
5000 NEW HOME COMPANY INC COM P 2015-12-04 2020-02-03
5000 PRESTIGE BRANDS HLDG P 2006-06-26 2020-02-06
1000 LENNAR CORP CLASS A P 2018-07-24 2020-02-18
400 SPDR S&P 500 ETF TRUST P 2020-03-19 2020-03-23
1000 CBIZ INC P 2012-04-18 2020-04-07
20000 GRAFTECH INTL LTD COMMON P 2018-10-03 2020-04-20
1100 HILTON WORLDWIDE H COMMON P 2020-04-08 2020-04-30
750 LENNAR CORP CLASS A P 2018-07-24 2020-05-26
1000 LCI INDUSTRIES COMMON P 2020-04-20 2020-06-05
1000 LCI INDUSTRIES COMMON P 2020-04-20 2020-06-08
2000 KKR & CO INC P 2019-03-04 2020-06-18
5000 API GROUP CORP COMMON P 2020-04-29 2020-06-18
3500 DUNDEE CORP CLASS A P 2005-06-28 2020-06-24
16500 DUNDEE CORP CLASS A P 2005-07-07 2020-06-24
4000 NEW HOME COMPANY INC COM P 2015-12-04 2020-07-21
10000 CARROLS RESTAURANT P 2010-01-22 2020-07-30
5000 CARROLS RESTAURANT P 2010-05-21 2020-08-05
5000 CARROLS RESTAURANT P 2010-05-21 2020-08-07
6600 DUNDEE CORP CLASS A P 2004-09-21 2020-08-11
9400 DUNDEE CORP CLASS A P 2005-06-28 2020-08-11
3500 CARROLS RESTAURANT P 2010-05-21 2020-08-12
500 LENNAR CORP CLASS A P 2018-07-24 2020-08-18
12500 DUNDEE CORP CLASS A P 2004-06-21 2020-08-18
9000 DUNDEE CORP CLASS A P 2004-09-22 2020-08-18
5000 NEW HOME COMPANY INC COM P 2015-12-04 2020-10-01
4000 NEW HOME COMPANY INC COM P 2015-12-04 2020-10-06
2500 NEW HOME COMPANY INC COM P 2015-12-04 2020-10-16
2750 HOWARD HUGHES P 2020-06-02 2020-11-16
3500 BROOKFIELD PROPERTY REIT CL A P 2018-08-28 2020-11-17
575 APPLE INC P 2014-09-15 2020-09-16
139 ADOBE INC P 2019-12-31 2020-09-18
259 ALIBABA GROUP HOLDING FSPONSORED ADR 1 ADR REPS 8 ORD SHS P 2020-08-26 2020-11-10
253 ALIBABA GROUP HOLDING FSPONSORED ADR 1 ADR REPS 8 ORD SHS P 2019-12-31 2020-04-28
2994 BROOKFIELD ASSET MGM FCLASS A P 2013-05-01 2020-09-15
3053 BROOKFIELD ASSET MGM FCLASS A P 2019-12-31 2020-07-30
0.5 BROOKFIELD ASSET MGM FCLASS A P 2019-10-16 2020-04-02
1251 BROOKFIELD ASSET MGM FCLASS A P 2019-12-31 2020-03-24
510 BRIGHT HORIZON FAM P 2019-12-31 2020-04-15
310 BRIGHT HORIZON FAM P 2016-04-27 2020-04-07
340 BRIGHT HORIZON FAM P 2016-04-27 2020-03-26
566 BIOMARIN PHARMACEUTL P 2020-04-21 2020-08-24
429 BURLINGTON STORES P 2019-12-31 2020-03-16
1190 CDW CORP P 2019-12-31 2020-03-09
61 COSTAR GROUP INC P 2019-04-30 2020-12-11
1130 DELTA AIR LINES INC DEL P 2020-06-05 2020-06-19
882 D R HORTON CO P 2020-09-22 2020-11-05
108 DANAHER CORP P 2020-03-09 2020-11-13
359 ECOLAB INC P 2018-10-29 2020-10-12
145 ECOLAB INC P 2018-10-29 2020-08-03
355 EURONET WORLDWIDE P 2019-12-18 2020-02-19
80 EQUINIX INC REIT P 2020-03-18 2020-11-10
48 EQUINIX INC REIT P 2020-03-18 2020-05-05
243 FACEBOOK INC CLASS A P 2020-05-22 2020-07-16
437 FIDELITY NATL INFO P 2019-12-31 2020-08-26
607 FIDELITY NATL INFO P 2019-05-02 2020-06-19
228 FLEETCOR TECHNOLOGIE P 2019-12-31 2020-04-01
447 FLEETCOR TECHNOLOGIE P 2019-12-31 2020-03-18
400 INTERCONTINENTAL EXC P 2019-12-31 2020-07-06
757 IHS MARKIT LTD F P 2019-12-31 2020-12-01
1318 IHS MARKIT LTD F P 2019-12-31 2020-03-12
216 INTUIT INC P 2019-12-31 2020-11-03
735 GARTNER INC P 2016-05-06 2020-10-07
1176 LIVE NATION ENTRTMNT P 2018-09-11 2020-04-03
808 LIVE NATION ENTRTMNT P 2019-12-31 2020-03-26
831 LIVE NATION ENTRTMNT P 2019-12-31 2020-03-05
505 LIVE NATION ENTRTMNT P 2018-11-08 2020-03-03
130 MASTERCARD INC CLASS A P 2015-07-22 2020-04-15
217 MASTERCARD INC CLASS A P 2019-12-31 2020-04-02
349 MASTERCARD INC CLASS A P 2015-07-22 2020-02-24
118 MARTIN MARIETTA MATR P 2019-07-31 2020-07-08
207 MARTIN MARIETTA MATR P 2019-12-31 2020-01-30
205 MICROSOFT CORP P 2018-11-08 2020-11-24
130 NETFLIX INC P 2020-04-14 2020-11-24
111 NETFLIX INC P 2019-12-31 2020-06-04
84 NVIDIA CORP P 2020-02-19 2020-11-16
405 PIONEER NATURAL RES P 2019-11-04 2020-02-26
168 ROPER TECHNOLOGIES P 2019-12-31 2020-12-15
238 ROPER TECHNOLOGIES P 2019-12-31 2020-10-02
199 S B A COMMUNICATIONS CLASS A P 2019-12-31 2020-10-13
182 S B A COMMUNICATIONS CLASS A P 2020-03-17 2020-05-22
163 S B A COMMUNICATIONS CLASS A P 2020-03-17 2020-05-06
806 TENCENT HOLDINGS FSPONSORED ADR 1 ADR REPS 1 ORD SHS P 2019-12-31 2020-04-16
435 TARGET CORP P 2019-11-20 2020-01-21
302 THERMO FISHER SCNTFC P 2017-10-04 2020-11-18
2125 TRIMBLE INC P 2019-12-31 2020-03-20
1174 TRADEWEB MKTS INC P 2019-10-29 2020-11-24
753 TRADEWEB MKTS INC P 2019-12-31 2020-11-23
894 TRADEWEB MKTS INC P 2019-12-31 2020-06-08
120 TWILIO INC CLASS A P 2020-10-13 2020-11-16
201 TYLER TECHNOLOGIES P 2019-12-31 2020-06-05
155 TYLER TECHNOLOGIES P 2019-11-15 2020-05-27
211 VERTEX PHARMACEUTICA P 2019-12-31 2020-11-24
259 VERTEX PHARMACEUTICA P 2019-12-31 2020-10-02
137 VERTEX PHARMACEUTICA P 2020-04-02 2020-08-26
1168 WESTERN ALLIANCE BNC P 2019-09-09 2020-03-10
1032 WESTERN ALLIANCE BNC P 2019-12-31 2020-02-28
445 ZOETIS INC CLASS A P 2019-12-31 2020-05-22
200 CAPITAL ONE FINL P 2014-06-06 2020-03-19
700 CAPITAL ONE FINL P 2014-03-17 2020-03-19
100 CARRIER GLOBAL CORP REG P 2011-09-28 2020-04-27
100 CARRIER GLOBAL CORP REG P 2002-07-22 2020-04-27
400 CARRIER GLOBAL CORP REG P 2001-10-18 2020-04-27
200 EBAY INC COM P 2014-06-25 2020-03-16
1000 EBAY INC COM P 2016-03-28 2020-03-16
700 EBAY INC COM P 2014-01-03 2020-03-16
100 EXXON MOBIL CORP COM P 1998-12-01 2020-04-27
50 EXXON MOBIL CORP COM P 2015-09-09 2020-04-27
100 EXXON MOBIL CORP COM P 2003-02-07 2020-04-27
200 EXXON MOBIL CORP COM P 1999-01-29 2020-04-27
100 FISERV INC WISC PV 1CT P 2010-12-14 2020-02-26
50 MASTERCARD INC P 2015-02-25 2020-02-26
200 MICROSOFT CORP P 2004-04-21 2020-11-24
100 MICROSOFT CORP P 2004-04-21 2020-02-26
200 OTIS WORLDWIDE CORP REG P 2001-10-18 2020-04-27
50 OTIS WORLDWIDE CORP REG P 2011-09-28 2020-04-27
50 OTIS WORLDWIDE CORP REG P 2002-07-22 2020-04-27
100 RAYTHEON TECHNOLOGIES P 2011-09-28 2020-09-22
100 RAYTHEON TECHNOLOGIES P 2002-07-22 2020-09-22
400 RAYTHEON TECHNOLOGIES P 2001-10-18 2020-09-22
100000 US TSY 1.625% MAR 15 2020 P 2019-11-20 2020-03-16
54 ABBOTT LABS P 2019-11-12 2020-11-27
7 ABBOTT LABS P 2019-11-11 2020-11-27
250 ABBOTT LABS P 2019-11-11 2020-11-25
84 ABBOTT LABS P 2019-11-11 2020-05-29
219 ABBOTT LABS P 2019-11-08 2020-05-29
42 ABBOTT LABS P 2019-11-08 2020-05-28
170 ABBOTT LABS P 2019-11-07 2020-05-28
201 ABBOTT LABS P 2019-11-07 2020-02-10
7 ABBOTT LABS P 2019-11-06 2020-02-10
123 ABBOTT LABS P 2019-11-06 2020-02-07
42 ABBOTT LABS P 2019-11-06 2020-02-06
68 ABBOTT LABS P 2019-11-05 2020-02-06
2 AMAZON COM INC COM P 2019-02-04 2020-08-04
19 AMAZON COM INC COM P 2018-07-11 2020-08-04
22 AMAZON COM INC COM P 2018-07-11 2020-06-16
10 AMAZON COM INC COM P 2018-07-11 2020-06-15
44 AMERICAN TOWER REIT INC P 2018-07-02 2020-02-10
85 AMERICAN TOWER REIT INC P 2018-07-02 2020-02-07
54 AMERICAN TOWER REIT INC P 2018-07-02 2020-02-06
460 APPLE INC P 2018-07-02 2020-08-04
173 CAPITAL ONE FINL P 2018-07-02 2020-03-18
73 CAPITAL ONE FINL P 2018-07-02 2020-03-17
94 CHUBB LTD P 2019-08-07 2020-06-03
73 CHUBB LTD P 2019-08-06 2020-06-03
107 CHUBB LTD P 2018-07-02 2020-06-03
126 CHUBB LTD P 2018-07-02 2020-06-02
77 CHUBB LTD P 2018-07-02 2020-06-01
224 CHUBB LTD P 2018-07-02 2020-02-11
143 CHUBB LTD P 2018-07-02 2020-02-10
55 CHUBB LTD P 2018-07-02 2020-02-07
80 CHUBB LTD P 2018-07-02 2020-02-06
74 CISCO SYSTEMS INC COM P 2020-01-06 2020-06-16
99 CISCO SYSTEMS INC COM P 2020-01-06 2020-06-15
49 CISCO SYSTEMS INC COM P 2020-01-06 2020-05-28
294 CITIGROUP INC COM NEW P 2018-07-02 2020-03-17
140 CONSTELLATION BRANDS INC P 2020-01-06 2020-09-28
115 CONSTELLATION BRANDS INC P 2020-01-06 2020-09-25
110 CONSTELLATION BRANDS INC P 2019-06-03 2020-09-25
37 CONSTELLATION BRANDS INC P 2019-06-03 2020-09-24
64 CONSTELLATION BRANDS INC P 2019-06-03 2020-06-16
9 CONSTELLATION BRANDS INC P 2019-06-03 2020-06-15
20 COSTCO WHOLESALE CRP DEL P 2018-07-02 2020-09-24
123 DANAHER CORP DEL COM P 2018-07-02 2020-09-25
64 DANAHER CORP DEL COM P 2018-07-02 2020-09-24
426 DISNEY (WALT) CO COM STK P 2018-07-02 2020-03-18
270 DISNEY (WALT) CO COM STK P 2018-07-02 2020-03-17
62 HOME DEPOT INC P 2018-07-02 2020-03-17
17 HONEYWELL INTL INC DEL P 2018-07-02 2020-02-07
57 HONEYWELL INTL INC DEL P 2018-07-02 2020-02-06
146 JPMORGAN CHASE & CO P 2018-07-02 2020-03-18
265 JPMORGAN CHASE & CO P 2018-07-02 2020-03-17
25 KEURIG DR PEPPER INC P 2018-11-13 2020-04-07
46 KEURIG DR PEPPER INC P 2018-11-12 2020-04-07
345 KEURIG DR PEPPER INC P 2018-11-12 2020-04-06
169 KEURIG DR PEPPER INC P 2018-11-12 2020-04-03
6 KEURIG DR PEPPER INC P 2018-11-09 2020-04-03
231 KEURIG DR PEPPER INC P 2018-11-09 2020-04-02
235 KEURIG DR PEPPER INC P 2018-11-08 2020-04-02
262 KEURIG DR PEPPER INC P 2018-11-08 2020-04-01
76 KEURIG DR PEPPER INC P 2018-11-07 2020-04-01
114 KEURIG DR PEPPER INC P 2018-11-07 2020-03-31
65 KEURIG DR PEPPER INC P 2018-11-07 2020-03-30
204 KEURIG DR PEPPER INC P 2018-11-06 2020-03-30
268 KEURIG DR PEPPER INC P 2018-11-05 2020-03-30
152 KEURIG DR PEPPER INC P 2018-11-05 2020-03-27
137 KEURIG DR PEPPER INC P 2018-11-02 2020-03-27
289 KEURIG DR PEPPER INC P 2018-11-02 2020-03-26
567 KEURIG DR PEPPER INC P 2018-11-02 2020-03-05
260 KEURIG DR PEPPER INC P 2018-11-01 2020-03-05
355 KEURIG DR PEPPER INC P 2018-11-01 2020-03-04
296 KEURIG DR PEPPER INC P 2018-10-31 2020-03-04
48 KEURIG DR PEPPER INC P 2018-10-31 2020-02-13
199 KEURIG DR PEPPER INC P 2018-10-31 2020-02-12
112 KEURIG DR PEPPER INC P 2018-10-31 2020-02-11
127 KEURIG DR PEPPER INC P 2018-10-31 2020-02-10
202 KEURIG DR PEPPER INC P 2018-10-31 2020-02-07
74 KEURIG DR PEPPER INC P 2018-10-31 2020-02-06
38 LOCKHEED MARTIN CORP P 2018-07-02 2020-11-11
99 LOCKHEED MARTIN CORP P 2018-07-02 2020-11-10
194 MICROSOFT CORP P 2018-07-02 2020-08-04
451 MICROSOFT CORP P 2018-07-02 2020-02-06
90 NEXTERA ENERGY INC SHS P 2018-07-02 2020-02-10
73 NEXTERA ENERGY INC SHS P 2018-07-02 2020-02-07
45 NEXTERA ENERGY INC SHS P 2018-07-02 2020-02-06
89 PEPSICO INC P 2020-03-18 2020-09-25
144 PEPSICO INC P 2020-03-18 2020-09-24
7 PEPSICO INC P 2020-03-18 2020-05-28
154 PEPSICO INC P 2020-03-17 2020-05-28
1 ROSS STORES INC COM P 2019-07-18 2020-03-18
123 ROSS STORES INC COM P 2019-07-17 2020-03-18
122 ROSS STORES INC COM P 2019-07-16 2020-03-18
155 ROSS STORES INC COM P 2019-07-15 2020-03-18
65 ROSS STORES INC COM P 2019-07-12 2020-03-18
128 ROSS STORES INC COM P 2019-07-12 2020-03-17
70 SHERWIN WILLIAMS P 2019-02-06 2020-03-18
6 SHERWIN WILLIAMS P 2019-02-05 2020-03-18
32 SHERWIN WILLIAMS P 2019-02-05 2020-03-17
28 SHERWIN WILLIAMS P 2019-02-04 2020-03-17
53 SHERWIN WILLIAMS P 2018-07-02 2020-03-17
83 SHERWIN WILLIAMS P 2018-07-02 2020-03-16
66 SHERWIN WILLIAMS P 2018-07-02 2020-03-13
16 SHERWIN WILLIAMS P 2018-07-02 2020-02-07
26 SHERWIN WILLIAMS P 2018-07-02 2020-02-06
2664 SPDR S&P 500 ETF TRUST P 2019-12-06 2020-01-06
22 SYSCO CORPORATION P 2020-02-10 2020-03-19
84 SYSCO CORPORATION P 2020-02-07 2020-03-19
79 SYSCO CORPORATION P 2020-02-06 2020-03-19
288 SYSCO CORPORATION P 2018-07-02 2020-03-19
1256 SYSCO CORPORATION P 2018-07-02 2020-03-18
347 SYSCO CORPORATION P 2018-07-02 2020-03-17
159 THERMO FISHER SCIENTIFIC P 2018-07-02 2020-11-25
20 THERMO FISHER SCIENTIFIC P 2018-07-02 2020-08-05
45 THERMO FISHER SCIENTIFIC P 2018-07-02 2020-08-04
42 THERMO FISHER SCIENTIFIC P 2018-07-02 2020-02-06
57 TOTAL S.A. SP ADR P 2020-01-06 2020-05-08
667 TOTAL S.A. SP ADR P 2020-01-06 2020-05-07
806 TOTAL S.A. SP ADR P 2020-01-06 2020-05-06
675 TOTAL S.A. SP ADR P 2020-01-06 2020-05-05
1149 TOTAL S.A. SP ADR P 2020-01-06 2020-05-05
546 TOTAL S.A. SP ADR P 2020-01-06 2020-05-01
54 TOTAL S.A. SP ADR P 2020-01-06 2020-02-10
213 TOTAL S.A. SP ADR P 2020-01-06 2020-02-07
40 TOTAL S.A. SP ADR P 2020-01-06 2020-02-06
517 TRUIST FINL CORP P 2018-07-02 2020-03-17
299 TRUIST FINL CORP P 2018-07-02 2020-03-16
47 VISA INC CL A SHRS P 2018-07-02 2020-09-24
109 WALMART INC P 2018-07-02 2020-09-24
593.929 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-12-17
1673.112 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-10-22
694.543 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-09-09
2367.72 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-09-01
443.883 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-08-21
3626.374 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-08-20
3882.458 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-07-28
2409.639 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-06-25
7770.522 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-06-02
591.203 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-05-15
562.582 STRATEGIC ADVISERS FID US TOTAL STOCK P 2018-06-21 2020-02-21
484.106 FIDELITY SAI EMERG MARKETS INDEX P 2018-06-21 2020-10-22
995.733 FIDELITY SAI EMERG MARKETS INDEX P 2018-06-21 2020-07-28
3817.643 FIDELITY SAI EMERG MARKETS INDEX P 2018-06-21 2020-03-04
553.34 STRATEGIC ADVISERS FID EMERGING MARKETS P 2018-11-29 2020-12-17
1687.612 STRATEGIC ADVISERS FID EMERGING MARKETS P 2018-11-29 2020-06-25
7203.012 FIDELITY SAI INFLATION FOCUSED FD P 1901-01-01 2020-03-20
46.339 FIDELITY SAI INFLATION FOCUSED FD P 2019-12-26 2020-03-20
94.389 FIDELITY SAI INTERNATIONAL INDEX P 2018-06-28 2020-07-28
4426.494 FIDELITY SAI INTERNATIONAL INDEX P 2020-01-23 2020-07-28
4871.795 FIDELITY SAI INTERNATIONAL INDEX P 1901-01-01 2020-06-02
4043.668 FIDELITY SAI INTERNATIONAL INDEX P 2018-06-21 2020-03-04
1189.125 FIDELITY TOTAL MARKET INDEX FUND P 1901-01-01 2020-04-23
41.958 FIDELITY TOTAL MARKET INDEX FUND P 1901-01-01 2020-04-23
1263.937 FIDELITY TOTAL MARKET INDEX FUND P 2018-06-21 2020-01-23
666.238 STRATEGIC ADVISERS FIDELITY INTL FUND P 2018-06-21 2020-12-17
1241.154 STRATEGIC ADVISERS FIDELITY INTL FUND P 2018-06-21 2020-09-01
3926.941 STRATEGIC ADVISERS FIDELITY INTL FUND P 2018-06-21 2020-04-23
1298.343 STRATEGIC ADVISERS FIDELITY INTL FUND P 2018-06-21 2020-01-23
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 20,736   13,259 7,477
b 33,336   24,111 9,225
c 41,740   15,622 26,118
d 73,916   21,972 51,944
e 59,108   46,783 12,325
167,723   157,189 10,534
148,656   248,793 -100,137
120,893   65,658 55,235
1,189   1,189  
197,959   221,635 -23,676
131,388   143,661 -12,273
105,141   99,271 5,870
147,073   180,525 -33,452
94,483   69,250 25,233
57,986   67,328 -9,342
164,336   203,748 -39,412
143,062   205,361 -62,299
27,956   38,684 -10,728
26,631   30,269 -3,638
60,913   56,945 3,968
39,448   38,366 1,082
57,998   67,437 -9,439
87,714   49,838 37,876
50,964   100,998 -50,034
44,140   138,723 -94,583
70,562   99,070 -28,508
76,997   104,550 -27,553
43,766   47,852 -4,086
29,139   32,843 -3,704
85,700   105,403 -19,703
41,740   44,924 -3,184
44,449   44,924 -475
62,184   60,093 2,091
29,389   19,864 9,525
18,013   12,729 5,284
34,324   39,755 -5,431
43,806   39,554 4,252
99,569   64,081 35,488
27,230   20,000 7,230
32,884   26,815 6,069
27,059   63,187 -36,128
223,964   42,210 181,754
70,207   53,630 16,577
89,069   98,158 -9,089
21,707   6,128 15,579
148,656   374,614 -225,958
84,618   76,199 8,419
46,579   40,222 6,357
115,219   74,600 40,619
118,585   74,600 43,985
63,298   46,176 17,122
69,489   50,966 18,523
3,281   24,982 -21,701
15,468   118,293 -102,825
17,659   50,550 -32,891
62,304   16,926 45,378
33,976   8,077 25,899
34,344   8,077 26,267
7,259   44,323 -37,064
10,339   67,096 -56,757
25,251   5,654 19,597
39,026   26,815 12,211
14,481   78,129 -63,648
10,427   58,945 -48,518
26,995   63,187 -36,192
22,547   50,550 -28,003
13,960   31,594 -17,634
195,443   147,788 47,655
62,017   58,212 3,805
64,979   14,631 50,348
63,987   14,947 49,040
69,621   75,534 -5,913
50,999   48,876 2,123
99,990   51,388 48,602
101,361   109,998 -8,637
16   18 -2
47,179   68,785 -21,606
58,704   33,394 25,310
32,241   20,442 11,799
32,663   22,420 10,243
41,620   51,763 -10,143
63,279   91,760 -28,481
120,390   127,085 -6,695
51,763   30,046 21,717
33,782   39,527 -5,745
64,806   65,770 -964
25,327   15,263 10,064
73,078   52,764 20,314
26,995   21,311 5,684
51,419   55,073 -3,654
58,339   45,658 12,681
33,053   27,395 5,658
58,336   56,305 2,031
64,475   53,358 11,117
84,107   77,381 6,726
39,881   33,435 6,446
81,558   82,085 -527
37,073   32,500 4,573
71,305   33,222 38,083
73,458   68,143 5,315
70,143   60,273 9,870
92,042   71,153 20,889
36,040   60,562 -24,522
36,217   41,779 -5,562
45,923   45,445 478
29,082   28,820 262
33,432   12,590 20,842
51,054   21,027 30,027
113,514   33,819 79,695
24,602   29,534 -4,932
54,552   56,199 -1,647
43,658   22,849 20,809
62,540   53,178 9,362
45,805   48,946 -3,141
45,048   26,138 18,910
51,436   54,834 -3,398
72,061   50,393 21,668
94,431   77,126 17,305
61,567   53,244 8,323
52,399   48,960 3,439
47,343   43,849 3,494
42,718   40,444 2,274
49,826   54,843 -5,017
138,276   58,239 80,037
55,545   85,556 -30,011
68,211   49,321 18,890
44,421   37,660 6,761
56,300   46,279 10,021
33,267   40,460 -7,193
72,935   29,081 43,854
54,726   44,305 10,421
45,673   44,935 738
67,938   57,733 10,205
37,071   32,231 4,840
40,748   53,382 -12,634
47,649   51,330 -3,681
57,870   56,232 1,638
8,204   16,064 -7,860
28,714   51,728 -23,014
1,642   1,263 379
1,642   524 1,118
6,566   1,765 4,801
6,547   3,992 2,555
32,733   24,205 8,528
22,913   15,089 7,824
4,349   3,581 768
2,175   3,729 -1,554
4,349   3,334 1,015
8,699   7,106 1,593
11,222   1,494 9,728
14,908   4,600 10,308
42,603   5,068 37,535
16,841   2,534 14,307
9,590   2,647 6,943
2,397   1,893 504
2,397   786 1,611
6,016   4,212 1,804
6,016   1,748 4,268
24,064   5,890 18,174
100,000   100,000  
5,769   4,556 1,213
748   585 163
26,601   20,899 5,702
7,759   7,022 737
20,230   18,286 1,944
3,889   3,507 382
15,740   14,149 1,591
17,669   16,729 940
615   581 34
10,835   10,212 623
3,755   3,487 268
6,079   5,573 506
6,219   3,279 2,940
59,079   33,126 25,953
57,390   38,356 19,034
25,705   17,435 8,270
10,571   6,304 4,267
20,309   12,178 8,131
12,857   7,736 5,121
201,265   85,494 115,771
7,247   16,121 -8,874
3,901   6,803 -2,902
11,918   14,322 -2,404
9,255   11,021 -1,766
13,566   13,543 23
15,209   15,948 -739
9,228   9,746 -518
36,717   28,351 8,366
23,311   18,099 5,212
8,972   6,961 2,011
13,089   10,126 2,963
3,490   3,525 -35
4,483   4,715 -232
2,261   2,334 -73
11,710   19,519 -7,809
25,908   26,789 -881
20,845   22,005 -1,160
19,938   19,504 434
6,741   6,560 181
11,331   11,348 -17
1,563   1,596 -33
6,862   4,130 2,732
25,050   12,013 13,037
13,039   6,251 6,788
36,093   44,437 -8,344
25,095   28,164 -3,069
10,643   11,970 -1,327
2,978   2,356 622
10,064   7,900 2,164
12,475   15,203 -2,728
24,605   27,594 -2,989
634   713 -79
1,166   1,309 -143
8,496   9,820 -1,324
4,011   4,810 -799
142   170 -28
5,483   6,547 -1,064
5,578   6,663 -1,085
6,295   7,429 -1,134
1,826   2,092 -266
2,787   3,138 -351
1,606   1,789 -183
5,040   5,522 -482
6,621   7,141 -520
3,716   4,050 -334
3,349   3,631 -282
7,170   7,660 -490
15,253   15,029 224
6,994   6,842 152
9,862   9,342 520
8,223   7,628 595
1,374   1,237 137
5,701   5,128 573
3,222   2,886 336
3,641   3,273 368
5,768   5,205 563
2,114   1,907 207
14,004   11,285 2,719
36,701   29,399 7,302
41,068   19,173 21,895
82,495   44,572 37,923
24,354   15,085 9,269
19,751   12,236 7,515
12,084   7,543 4,541
11,675   10,516 1,159
18,968   17,015 1,953
927   827 100
20,388   19,277 1,111
59   107 -48
7,246   13,182 -5,936
7,187   13,031 -5,844
9,131   16,416 -7,285
3,829   6,873 -3,044
8,880   13,535 -4,655
26,037   29,482 -3,445
2,232   2,518 -286
13,540   13,431 109
11,848   11,657 191
22,426   21,464 962
35,117   33,613 1,504
32,300   26,729 5,571
9,212   6,480 2,732
15,113   10,530 4,583
860,667   839,373 21,294
698   1,705 -1,007
2,664   6,472 -3,808
2,506   6,052 -3,546
9,135   19,532 -10,397
37,435   85,181 -47,746
12,320   23,533 -11,213
70,842   32,486 38,356
8,359   4,086 4,273
18,655   9,194 9,461
13,942   8,581 5,361
2,023   3,232 -1,209
23,470   37,819 -14,349
28,002   45,700 -17,698
23,891   38,272 -14,381
38,249   65,148 -26,899
18,019   30,958 -12,939
2,634   3,062 -428
10,540   12,077 -1,537
2,012   2,268 -256
14,863   26,537 -11,674
8,422   15,348 -6,926
9,200   6,198 3,002
14,905   9,125 5,780
8,000   6,025 1,975
20,379   16,974 3,405
8,210   7,046 1,164
29,099   24,021 5,078
5,260   4,503 757
42,900   36,790 6,110
43,600   39,388 4,212
26,000   24,446 1,554
83,300   78,832 4,468
5,841   5,841  
6,447   5,709 738
7,189   6,823 366
14,000   14,035 -35
51,500   53,809 -2,309
7,990   5,980 2,010
18,800   17,992 808
56,328   74,222 -17,894
362   477 -115
1,085   1,150 -65
50,860   53,930 -3,070
53,200   59,355 -6,155
46,300   49,266 -2,966
91,896   94,657 -2,761
3,243   3,340 -97
117,900   100,627 17,273
8,002   6,685 1,317
13,380   12,454 926
34,400   38,206 -3,806
14,101   13,201 900
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       7,477
b       9,225
c       26,118
d       51,944
e       12,325
      10,534
      -100,137
      55,235
       
      -23,676
      -12,273
      5,870
      -33,452
      25,233
      -9,342
      -39,412
      -62,299
      -10,728
      -3,638
      3,968
      1,082
      -9,439
      37,876
      -50,034
      -94,583
      -28,508
      -27,553
      -4,086
      -3,704
      -19,703
      -3,184
      -475
      2,091
      9,525
      5,284
      -5,431
      4,252
      35,488
      7,230
      6,069
      -36,128
      181,754
      16,577
      -9,089
      15,579
      -225,958
      8,419
      6,357
      40,619
      43,985
      17,122
      18,523
      -21,701
      -102,825
      -32,891
      45,378
      25,899
      26,267
      -37,064
      -56,757
      19,597
      12,211
      -63,648
      -48,518
      -36,192
      -28,003
      -17,634
      47,655
      3,805
      50,348
      49,040
      -5,913
      2,123
      48,602
      -8,637
      -2
      -21,606
      25,310
      11,799
      10,243
      -10,143
      -28,481
      -6,695
      21,717
      -5,745
      -964
      10,064
      20,314
      5,684
      -3,654
      12,681
      5,658
      2,031
      11,117
      6,726
      6,446
      -527
      4,573
      38,083
      5,315
      9,870
      20,889
      -24,522
      -5,562
      478
      262
      20,842
      30,027
      79,695
      -4,932
      -1,647
      20,809
      9,362
      -3,141
      18,910
      -3,398
      21,668
      17,305
      8,323
      3,439
      3,494
      2,274
      -5,017
      80,037
      -30,011
      18,890
      6,761
      10,021
      -7,193
      43,854
      10,421
      738
      10,205
      4,840
      -12,634
      -3,681
      1,638
      -7,860
      -23,014
      379
      1,118
      4,801
      2,555
      8,528
      7,824
      768
      -1,554
      1,015
      1,593
      9,728
      10,308
      37,535
      14,307
      6,943
      504
      1,611
      1,804
      4,268
      18,174
       
      1,213
      163
      5,702
      737
      1,944
      382
      1,591
      940
      34
      623
      268
      506
      2,940
      25,953
      19,034
      8,270
      4,267
      8,131
      5,121
      115,771
      -8,874
      -2,902
      -2,404
      -1,766
      23
      -739
      -518
      8,366
      5,212
      2,011
      2,963
      -35
      -232
      -73
      -7,809
      -881
      -1,160
      434
      181
      -17
      -33
      2,732
      13,037
      6,788
      -8,344
      -3,069
      -1,327
      622
      2,164
      -2,728
      -2,989
      -79
      -143
      -1,324
      -799
      -28
      -1,064
      -1,085
      -1,134
      -266
      -351
      -183
      -482
      -520
      -334
      -282
      -490
      224
      152
      520
      595
      137
      573
      336
      368
      563
      207
      2,719
      7,302
      21,895
      37,923
      9,269
      7,515
      4,541
      1,159
      1,953
      100
      1,111
      -48
      -5,936
      -5,844
      -7,285
      -3,044
      -4,655
      -3,445
      -286
      109
      191
      962
      1,504
      5,571
      2,732
      4,583
      21,294
      -1,007
      -3,808
      -3,546
      -10,397
      -47,746
      -11,213
      38,356
      4,273
      9,461
      5,361
      -1,209
      -14,349
      -17,698
      -14,381
      -26,899
      -12,939
      -428
      -1,537
      -256
      -11,674
      -6,926
      3,002
      5,780
      1,975
      3,405
      1,164
      5,078
      757
      6,110
      4,212
      1,554
      4,468
       
      738
      366
      -35
      -2,309
      2,010
      808
      -17,894
      -115
      -65
      -3,070
      -6,155
      -2,966
      -2,761
      -97
      17,273
      1,317
      926
      -3,806
      900
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 491,896
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3 -105,648
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 15,545
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2  
3 Add lines 1 and 2........................... 3 15,545
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4  
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 15,545
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 50,140
b Exempt foreign organizations—tax withheld at source...... 6b  
c Tax paid with application for extension of time to file (Form 8868)... 6c  
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 50,140
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. Click to see attachment 8  
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 34,595
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet34,595 RefundedBullet 11  
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bullet
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletELLEN GORDON Telephone no.bullet (781) 235-4751

    Located atbullet32 MONADNOCK ROADWELLESLEY HILLSMA ZIP+4bullet02481
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    ELLEN RGORDON Pres. & Treas.
    0.00     		0    
    32 MONADNOCK ROAD
    WELLESLEY HILLS,MA02481
    BRUCE S HYAMS Secretary
    0.00     		0    
    35764 ATLANTIC AVE-1449
    OCEAN VIEW,DE19970
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    WILLAM BLAIR AGENCYClick to see attachment INVESTMENT ADVISORY 54,845
    154 NORTH RIVERSIDE PLAZA
    CHICAGO,IL60606
    CIBC PRIVATE WEALTH ADV INVESTMENT ADVISORY 57,316
    181 W MADISON ST
    CHICAGO,IL60602
    Total number of others receiving over $50,000 for professional services.............bullet  
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1 THE FOUNDATION HAS NO DIRECT CONDUCT OF CHARITABLE ACTIVITIES, RATHER IT IS A NON OPERATING PRIVATE FOUNDATION 0
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    77,049,449
    b
    Average of monthly cash balances.......................
    1b
    3,005,809
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    80,055,258
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
     
    3
    Subtract line 2 from line 1d.........................
    3
    80,055,258
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    1,200,829
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    78,854,429
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    3,942,721
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    3,942,721
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    15,545
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    15,545
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    3,927,176
    4
    Recoveries of amounts treated as qualifying distributions................
    4
     
    5
    Add lines 3 and 4............................
    5
    3,927,176
    6
    Deduction from distributable amount (see instructions).................
    6
     
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    3,927,176
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    2,719,452
    b
    Program-related investments—total from Part IX-B..................
    1b
     
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    2,719,452
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
     
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    2,719,452
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 3,927,176
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 2,426,298
    b Total for prior years:20, 20, 20  
    3 Excess distributions carryover, if any, to 2020:
    a From 2015......  
    b From 2016......  
    c From 2017......  
    d From 2018......  
    e From 2019......  
    fTotal of lines 3a through e........  
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 2,719,452
    a Applied to 2019, but not more than line 2a 2,426,298
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		 
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 293,154
    e Remaining amount distributed out of corpus  
    5 Excess distributions carryover applied to 2020.    
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5  
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		 
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		 
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		 
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		 
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		3,634,022
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		 
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		 
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		 
    10 Analysis of line 9:
    a Excess from 2016....  
    b Excess from 2017....  
    c Excess from 2018....  
    d Excess from 2019....  
    e Excess from 2020....  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    ELLEN RGORDON
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or e-mail address of the person to whom applications should be addressed:
    ELLEN R GORDON
    32 MONADNOCK ROAD
    WELLESLEY HILLS,MA02481
    (781) 235-1075
    bThe form in which applications should be submitted and information and materials they should include:
    NO SPECIFIC FORMS ARE REQUIRED
    cAny submission deadlines:
    NONE
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    NONE
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    SEE ATTACHED SCHEDULE
    32 MONADNOCK
    WELLESLEY HILLS,MA02481     		NONE NC CHARITABLE 2,719,452
    Total .................................bullet 3a 2,719,452
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		    14 1,422  
    4 Dividends and interest from securities....     14 848,166  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....     14 86,392  
    8 Gain or (loss) from sales of assets other than
    inventory ............     		        491,896
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   935,980 491,896
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    1,427,876
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    1 NOT APPLICABLE
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID: 20011551
    Software Version: 2020v4.0


    Form 990PF - Special Condition Description:
    Special Condition Description
    Schedule B
    (Form 990, 990-EZ,
    or 990-PF)
    Department of the Treasury
    Internal Revenue Service
    Schedule of Contributors

    Arrow Bullet Attach to Form 990, 990-EZ, or 990-PF.
    Arrow Bullet Go to www.irs.gov/Form990 for the latest information.
    OMB No. 1545-0047
    2020
    Name of the organization
    WILLIAM B & CELE H RUBIN
    FOUNDATION INC
    Employer identification number

    11-6026235
    Organization type (check one):
    Filers of:
    Section:
    Form 990 or 990-EZ






    Form 990-PF




    Check if your organization is covered by the General Rule or a Special Rule.  
    Note: Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.
    General Rule
    Special Rules
    ......... Arrow Bullet $  
    Caution: An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990,
    990-EZ, or 990-PF), but it must answer “No” on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ
    or on its Form 990PF, Part I, line 2, to certify that it doesn't meet the filing requirements of Schedule B (Form 990,
    990-EZ, or 990-PF).
    For Paperwork Reduction Act Notice, see the Instructions
    for Form 990, 990-EZ, or 990-PF.
    Cat. No. 30613XSchedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020) Page 2
    Name of organization
    WILLIAM B & CELE H RUBIN
    FOUNDATION INC         		Employer identification number
    11-6026235
    Part I
    Contributors
    Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
    1
    TOOTSIE ROLL INDUSTRIES INC
    7401 SOUTH CICERO AVENUE
     
    CHICAGO, IL60629

    		$ 400,000


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    (a)
    No.    		 (b)
    Name, address, and ZIP + 4    		 (c)
    Total contributions    		 (d)
    Type of contribution
     
     
     
     

    		$  


    (Complete Part II for noncash contributions.)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 3
    Name of organization
    WILLIAM B & CELE H RUBIN
    FOUNDATION INC         		Employer identification number

    11-6026235
    Part II
    Noncash Property (see instructions). Use duplicate copies of Part II if additional space is needed.
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    (a)
    No. from Part I    		 (b)
    Description of noncash property given    		 (c)
    FMV (or estimate)
    (See instructions)     		(d)
    Date received
     
    		$    
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Page 4
    Name of organization
    WILLIAM B & CELE H RUBIN
    FOUNDATION INC         		Employer identification number

    11-6026235
    Part III
    Exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. Complete columns (a) through (e) and the following line entry. For organizations completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. (Enter this information once. See instructions.) Arrow Bullet$  
    Use duplicate copies of Part III if additional space is needed.
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    (a)
    No. from Part I    		 (b) Purpose of gift (c) Use of gift (d) Description of how gift is held
     
    (e) Transfer of gift
    Transferee's name, address, and ZIP 4 Relationship of transferor to transferee
     
     
         
     
    Schedule B (Form 990, 990-EZ, or 990-PF) (2020)
    Additional Data


    Software ID: 20011551
    Software Version: 2020v4.0

    TY 2020 AccountingFeesSchedule
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ACCOUNTING FEES 25,430 0 0 0
    TAX RETURNS PREPARATION 5,795 0 0 0

    TY 2020 ContractorCompensationExpln
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Contractor Explanation
    WILLAM BLAIR AGENCY FEES PAID TO INVESTMENT BROKER FOR ADVISORY AND CUSTODIAL SERVICES
    CIBC PRIVATE WEALTH ADV FEES PAID TO INVESTMENT BROKER FOR ADVISORY AND CUSTODIAL SERVICES

    TY 2020 LegalFeesSchedule
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    LEGAL FEES AND CONSULTATION FEES PAID 4,309 0 0 0


    TY 2020 OtherDecreasesSchedule
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Amount
    INVESTMENT CARRY BASIS ADJUSTMENT 338,129


    TY 2020 OtherExpensesSchedule
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    ANNUAL PUBLIC NOTICE 160      
    FILING FEES COMMONWEALTH OF MASS 500      
    MISCELLANEOUS AND BANK CHARGES 232      
    NYS DEPARTMENT OF LAW FILING FEES 1,500      


    TY 2020 OtherIncomeSchedule2
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    Other Investment Income 86,392    


    TY 2020 OtherLiabilitiesSchedule
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Description Beginning of Year - Book Value End of Year - Book Value
    Rounding   2


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BIRCH HILL FEES INVESTMENT FEES 24,878 24,878 0 0
    FIDELITY INVESTMENT FEES 22,793 22,793 0 0
    FIRST MANHATTAN CO. INVESTMENT FEES 17,623 17,623 0 0
    GENEVA INVESTSMENT FEES 57,316 57,316 0 0
    MERRILL LYNCH FEES 42,531 42,531 0 0
    WILLAM BLAIR INVESTMENT FEES 54,845 54,845 0 0


    TY 2020 TaxesSchedule
    Name:
    WILLIAM B & CELE H RUBIN
     
    FOUNDATION INC
    EIN:
    11-6026235
    Software ID:
    20011551
    Software Version:
    2020v4.0
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FEDERAL EXCISE TAX 101,764      
    FOREIGN TAXES WITHHELD ON INVESTMENTS 3,150 3,150