Form990-PF
Click to see attachment

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 02-01-2020 , and ending 01-31-2021
Name of foundation
MORGAN DOROTHY L UA NL
 
Number and street (or P.O. box number if mail is not delivered to street address)P O BOX 1802
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
PROVIDENCE, RI029011802
A Employer identification number

06-6297473
B Telephone number (see instructions)

(888) 866-3275
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$4,327,671
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 70,218 69,291  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 177,833
b Gross sales price for all assets on line 6a 2,394,221
7 Capital gain net income (from Part IV, line 2)... 177,833
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......   -11,356  
12 Total. Add lines 1 through 11........ 248,051 235,768  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 24,974 14,984   9,990
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... 1,250 750 0 500
c Other professional fees (attach schedule).... 191 191   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 4,846 1,446   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 718 724    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 31,979 18,095 0 10,490
25 Contributions, gifts, grants paid....... 188,445 188,445
26 Total expenses and disbursements. Add lines 24 and 25 220,424 18,095 0 198,935
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 27,627
b Net investment income (if negative, enter -0-) 217,673
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 167,132 97,853 97,853
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 3,422,587 Click to see attachment3,524,108 4,229,818
c Investments—corporate bonds (attach schedule).......      
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........     0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 3,589,719 3,621,961 4,327,671
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 3,589,719 3,621,961
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 3,589,719 3,621,961
30 Total liabilities and net assets/fund balances (see instructions). 3,589,719 3,621,961
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
3,589,719
2
Enter amount from Part I, line 27a .....................
2
27,627
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
28,710
4
Add lines 1, 2, and 3 ..........................
4
3,646,056
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
24,095
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
3,621,961
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 762.044 AQR MANAGED FUTURES STRATEGY FUND CL I   2016-06-30 2020-03-18
b 80.075 AQR MANAGED FUTURES STRATEGY FUND CL I   2016-06-30 2021-01-29
c 278.7 AQR MANAGED FUTURES STRATEGY FUND CL I   2016-06-30 2021-01-29
d 8. ABBOTT LABORATORIES   2020-04-14 2020-06-19
e 24. ABBOTT LABORATORIES   2020-04-14 2020-08-14
19. ABBOTT LABORATORIES   2020-04-14 2020-10-08
2. ABBVIE INC COM   2020-04-14 2020-06-19
8. ABBVIE INC COM   2020-04-14 2020-08-14
6. ABBVIE INC COM   2020-04-14 2020-10-08
1. ADOBE SYS INC   2019-06-11 2020-02-06
1. ADOBE SYS INC   2018-06-13 2020-02-06
1. ADOBE SYS INC   2020-04-14 2020-06-19
5. ADOBE SYS INC   2020-04-14 2020-08-14
3. ADOBE SYS INC   2020-04-14 2020-10-08
2. ADVANCED AUTO PTS INC COM   2019-04-10 2020-04-14
2. ADVANCED AUTO PTS INC COM   2019-04-23 2020-04-14
2. ADVANCED AUTO PTS INC COM   2019-05-22 2020-04-14
2. ADVANCED AUTO PTS INC COM   2019-04-30 2020-04-14
1. ADVANCED AUTO PTS INC COM   2019-05-02 2020-04-14
2. ADVANCED AUTO PTS INC COM   2019-05-06 2020-04-14
4. ADVANCED AUTO PTS INC COM   2019-05-23 2020-04-14
6. ADVANCED AUTO PTS INC COM   2019-03-18 2020-04-14
2. ADVANCED AUTO PTS INC COM   2019-05-17 2020-04-14
5. ADVANCED AUTO PTS INC COM   2019-06-24 2020-04-14
2. ADVANCED AUTO PTS INC COM   2019-06-11 2020-04-14
2. ADVANCED AUTO PTS INC COM   2019-08-15 2020-04-14
4. AGILENT TECHNOLOGIES INC   2020-04-14 2020-06-19
11. AGILENT TECHNOLOGIES INC   2020-04-14 2020-08-14
8. AGILENT TECHNOLOGIES INC   2020-04-14 2020-10-08
18. AGILENT TECHNOLOGIES INC   2020-04-14 2020-12-03
1. AIR PRODUCTS AND CHEMICALS INC   2020-04-14 2020-06-19
4. AIR PRODUCTS AND CHEMICALS INC   2020-04-14 2020-08-14
4. AIR PRODUCTS AND CHEMICALS INC   2020-04-14 2020-10-08
61. AKAMAI TECHNOLOGIES INC   2018-06-13 2020-04-14
2. AKAMAI TECHNOLOGIES INC   2018-07-01 2020-04-14
1. AKAMAI TECHNOLOGIES INC   2020-06-04 2020-06-19
3. AKAMAI TECHNOLOGIES INC   2020-06-04 2020-08-14
2. AKAMAI TECHNOLOGIES INC   2020-06-04 2020-10-08
1. ALEXANDRIA REAL ESTATE EQ INC COM   2020-09-03 2020-10-08
34. ALEXION PHARMACEUTICALS INC   2018-06-13 2020-04-14
5. ALEXION PHARMACEUTICALS INC   2019-06-11 2020-04-14
1. ALEXION PHARMACEUTICALS INC   2020-06-04 2020-06-19
3. ALEXION PHARMACEUTICALS INC   2020-06-04 2020-08-14
3. ALEXION PHARMACEUTICALS INC   2020-06-24 2020-10-08
1. ALEXION PHARMACEUTICALS INC   2020-06-04 2020-10-08
1. ALPHABET INC CL C COM   2020-04-14 2020-06-19
3. ALPHABET INC CL C COM   2020-04-14 2020-08-14
2. ALPHABET INC CL C COM   2020-04-14 2020-10-08
1. ALPHABET INC CL A COM   2019-06-11 2020-04-14
4. ALPHABET INC CL A COM   2016-09-07 2020-04-14
1. AMAZON COM INC   2019-10-15 2020-04-14
1. AMAZON COM INC   2019-10-25 2020-04-14
1. AMAZON COM INC   2018-03-22 2020-04-14
1. AMAZON COM INC   2018-12-21 2020-04-14
7. AMAZON COM INC   2016-09-07 2020-04-14
3. AMERICAN EXPRESS CO   2019-10-15 2020-06-19
3. AMERICAN EXPRESS CO   2019-09-30 2020-08-14
3. AMERICAN EXPRESS CO   2019-10-15 2020-08-14
5. AMERICAN EXPRESS CO   2020-03-04 2020-08-14
3. AMERICAN EXPRESS CO   2019-10-20 2020-10-08
3. AMERICAN EXPRESS CO   2019-11-04 2020-10-08
5. AMERICAN EXPRESS CO   2020-03-24 2020-10-08
2. AMERICAN TOWER CORP COM   2020-06-04 2020-08-14
2. AMERICAN TOWER CORP COM   2020-06-04 2020-10-08
4. AMERICAN WTR WKS CO INC NEW COM   2020-04-14 2020-06-19
11. AMERICAN WTR WKS CO INC NEW COM   2020-04-14 2020-08-14
9. AMERICAN WTR WKS CO INC NEW COM   2020-04-14 2020-10-08
2. AMGEN INC COM   2020-04-14 2020-06-19
5. AMGEN INC COM   2020-04-14 2020-08-14
5. AMGEN INC COM   2020-04-14 2020-10-08
2. ANTHEM INC COM   2020-04-14 2020-08-14
3. ANTHEM INC COM   2020-09-03 2020-10-08
2. APPLE INC COM   2020-02-26 2020-06-19
4. APPLE INC COM   2020-04-14 2020-06-19
19. APPLE INC COM   2020-04-14 2020-08-14
57. APPLE INC COM   2020-04-14 2020-10-08
3. APPLIED MATERIALS INCORPORATED   2020-04-14 2020-06-19
8. APPLIED MATERIALS INCORPORATED   2020-04-14 2020-08-14
7. APPLIED MATERIALS INCORPORATED   2020-04-14 2020-10-08
36.631 ARBITRAGE FUND CL I   2019-09-24 2020-02-03
77.92 ARBITRAGE FUND CL I   2019-12-30 2020-02-03
80.927 ARBITRAGE FUND CL I   2019-03-22 2020-02-03
2576.05 ARBITRAGE FUND CL I   2016-09-06 2020-02-03
1161.023 ARBITRAGE FUND CL I   2018-03-22 2020-02-03
184.021 ARBITRAGE FUND CL I   2018-01-19 2020-02-03
58. AUTOMATIC DATA PROCESSING INC   2020-04-14 2020-06-04
3. BALL CORP   2020-04-14 2020-06-19
9. BALL CORP   2020-04-14 2020-08-14
7. BALL CORP   2020-04-14 2020-10-08
2. BAXTER INTERNATIONAL INC   2020-04-14 2020-06-19
5. BAXTER INTERNATIONAL INC   2020-04-14 2020-08-14
5. BAXTER INTERNATIONAL INC   2020-04-14 2020-10-08
1. BECTON DICKINSON & COMPANY   2020-09-03 2020-10-08
3. BEST BUY INCORPORATED   2020-04-14 2020-06-19
7. BEST BUY INCORPORATED   2020-04-14 2020-08-14
5. BEST BUY INCORPORATED   2020-04-14 2020-10-08
2. BIOMARIN PHARMACEUTICAL   2018-09-07 2020-04-14
3. BIOMARIN PHARMACEUTICAL   2018-10-26 2020-04-14
2. BIOMARIN PHARMACEUTICAL   2018-06-15 2020-04-14
4. BIOMARIN PHARMACEUTICAL   2019-01-07 2020-04-14
18. BIOMARIN PHARMACEUTICAL   2018-06-13 2020-04-14
4. BIOMARIN PHARMACEUTICAL   2019-05-29 2020-04-14
4. BIOMARIN PHARMACEUTICAL   2019-06-11 2020-04-14
1. BLACKROCK INC CL A   2020-04-14 2020-06-19
2. BLACKROCK INC CL A   2020-04-14 2020-08-14
2. BLACKROCK INC CL A   2020-04-14 2020-10-08
31.53 BLACKROCK EVENT DRIVEN EQUITY FUND INSTL SHS   2020-02-03 2020-03-18
86.623 BLACKROCK EVENT DRIVEN EQUITY FUND INSTL SHS   2020-12-24 2021-01-29
158.931 BLACKROCK GLOBAL LONG/SHORT CREDIT FUND INSTL   2017-10-10 2020-03-18
92.104 BLACKROCK GLOBAL LONG/SHORT CREDIT FUND INSTL   2017-10-10 2021-01-29
6. CBRE GROUP INC CL A COM   2020-04-14 2020-06-19
22. CBRE GROUP INC CL A COM   2020-04-14 2020-08-14
81. CBRE GROUP INC CL A COM   2020-04-14 2020-09-03
8. CBRE GROUP INC CL A COM   2020-04-14 2020-10-08
4. C H ROBINSON WORLDWIDE INC COM   2019-05-02 2020-04-14
2. C H ROBINSON WORLDWIDE INC COM   2019-05-08 2020-04-14
3. C H ROBINSON WORLDWIDE INC COM   2019-05-09 2020-04-14
1. C H ROBINSON WORLDWIDE INC COM   2019-08-06 2020-04-14
1. C H ROBINSON WORLDWIDE INC COM   2019-08-01 2020-04-14
5. C H ROBINSON WORLDWIDE INC COM   2019-08-05 2020-04-14
4. C H ROBINSON WORLDWIDE INC COM   2019-05-23 2020-04-14
6. C H ROBINSON WORLDWIDE INC COM   2019-05-01 2020-04-14
2. CIGNA CORP NEW COM   2020-04-14 2020-06-19
4. CIGNA CORP NEW COM   2020-04-14 2020-08-14
4. CIGNA CORP NEW COM   2020-04-14 2020-10-08
3. CVS CAREMARK CORP COM   2019-09-17 2020-06-19
10. CVS CAREMARK CORP COM   2019-09-17 2020-08-14
8. CVS CAREMARK CORP COM   2019-09-17 2020-10-08
2. CARMAX INC   2020-09-04 2020-10-08
70. CATERPILLAR INCORPORATED   2020-04-14 2020-06-04
9. CISCO SYSTEMS INCORPORATED   2020-04-14 2020-06-19
29. CISCO SYSTEMS INCORPORATED   2020-04-14 2020-08-14
22. CISCO SYSTEMS INCORPORATED   2020-04-14 2020-10-08
12. CITIGROUP INC NEW COM   2020-04-14 2020-06-19
38. CITIGROUP INC NEW COM   2020-04-14 2020-08-14
29. CITIGROUP INC NEW COM   2020-04-14 2020-10-08
1. CLOROX COMPANY   2020-04-14 2020-06-19
4. CLOROX COMPANY   2020-04-14 2020-08-14
3. CLOROX COMPANY   2020-04-14 2020-10-08
3. COLGATE PALMOLIVE CO   2020-04-14 2020-06-19
8. COLGATE PALMOLIVE CO   2020-04-14 2020-08-14
7. COLGATE PALMOLIVE CO   2020-04-14 2020-10-08
828.248 COLUMBIA DIVIDEND INCOME FUND INSTL3 CL   2019-06-10 2020-04-14
10514.641 COLUMBIA DIVIDEND INCOME FUND INSTL3 CL   2018-12-06 2020-04-14
10. COMCAST CORP NEW CL A COM   2020-01-15 2020-06-19
15. COMCAST CORP NEW CL A COM   2020-01-15 2020-08-14
4. COMCAST CORP NEW CL A COM   2020-03-04 2020-08-14
1. COMCAST CORP NEW CL A COM   2019-04-02 2020-08-14
4. COMCAST CORP NEW CL A COM   2020-03-06 2020-08-14
6. COMCAST CORP NEW CL A COM   2020-04-14 2020-08-14
23. COMCAST CORP NEW CL A COM   2020-04-14 2020-10-08
72.389 SMALL CAP GROWTH LEADERS CTF   2018-03-16 2020-08-14
61.453 SMALL CAP GROWTH LEADERS CTF   2018-03-16 2020-12-18
186.392 SMALL CAP GROWTH LEADERS CTF   2018-08-10 2020-12-18
8. CONOCOPHILLIPS COM   2020-04-14 2020-06-19
25. CONOCOPHILLIPS COM   2020-04-14 2020-08-14
19. CONOCOPHILLIPS COM   2020-04-14 2020-10-08
3. CONSOLIDATED EDISON INC   2020-04-14 2020-06-19
12. CONSOLIDATED EDISON INC   2020-04-14 2020-08-14
85. CONSOLIDATED EDISON INC   2020-04-14 2020-09-03
5. COSTCO WHSL CORP NEW COM   2019-01-04 2020-04-14
14. COSTCO WHSL CORP NEW COM   2018-06-13 2020-04-14
1. CUMMINS ENGINE INC   2020-04-14 2020-06-19
3. CUMMINS ENGINE INC   2020-04-14 2020-08-14
2. CUMMINS ENGINE INC   2020-04-14 2020-10-08
1. DEERE & COMPANY   2020-04-14 2020-06-19
4. DEERE & COMPANY   2020-04-14 2020-08-14
3. DEERE & COMPANY   2020-04-14 2020-10-08
395.816 DIAMOND HILL LONG-SHORT FUND CL I SHS   2019-09-24 2020-12-24
3. DISNEY WALT CO   2019-01-22 2020-06-19
2. DISNEY WALT CO   2018-09-11 2020-06-19
13. DISNEY WALT CO   2018-09-11 2020-08-14
1. DISNEY WALT CO   2018-09-11 2020-10-08
10. DISNEY WALT CO   2018-06-13 2020-10-08
11. EBAY INC   2020-04-14 2020-06-19
35. EBAY INC   2020-04-14 2020-08-14
27. EBAY INC   2020-04-14 2020-10-08
2. ECOLAB INCORPORATED   2018-06-13 2020-02-27
2. ECOLAB INCORPORATED   2020-04-14 2020-06-19
5. ECOLAB INCORPORATED   2020-04-14 2020-08-14
4. ECOLAB INCORPORATED   2020-04-14 2020-10-08
2. EDWARDS LIFESCIENCES CORP   2020-04-14 2020-06-19
5. EDWARDS LIFESCIENCES CORP   2020-04-14 2020-08-14
4. EDWARDS LIFESCIENCES CORP   2020-04-14 2020-10-08
1. ELECTRONIC ARTS   2020-06-04 2020-06-19
3. ELECTRONIC ARTS   2020-06-04 2020-08-14
2. ELECTRONIC ARTS   2020-06-04 2020-10-08
164.713 EMERGING MARKETS STOCK COMMON TRUST FUND   2020-08-14 2020-12-18
2. EMERSON ELEC CO   2020-04-14 2020-06-19
7. EMERSON ELEC CO   2020-04-14 2020-08-14
5. EMERSON ELEC CO   2020-04-14 2020-10-08
2. EQUINIX INC REITS   2020-04-14 2020-08-14
1. EQUINIX INC REITS   2020-04-14 2020-10-08
3. EXPEDITORS INTL WASH INC   2020-04-14 2020-06-19
9. EXPEDITORS INTL WASH INC   2020-04-14 2020-08-14
7. EXPEDITORS INTL WASH INC   2020-04-14 2020-10-08
2. FACEBOOK INC CL A COM   2019-06-11 2020-06-19
2. FACEBOOK INC CL A COM   2020-04-14 2020-06-19
12. FACEBOOK INC CL A COM   2020-04-14 2020-08-14
9. FACEBOOK INC CL A COM   2020-04-14 2020-10-08
67.324 SMALL CAP VALUE CTF   2018-03-16 2020-08-14
245.078 SMALL CAP VALUE CTF   2018-03-16 2020-12-18
228.938 SMALL CAP VALUE CTF   2018-08-10 2020-12-18
3. FIDELITY NATL INFORMATION SVCS INC COM   2020-03-04 2020-04-14
2. FIDELITY NATL INFORMATION SVCS INC COM   2020-03-06 2020-04-14
2. FIDELITY NATL INFORMATION SVCS INC COM   2020-03-11 2020-04-14
4. FIDELITY NATL INFORMATION SVCS INC COM   2019-07-30 2020-04-14
5. FIDELITY NATL INFORMATION SVCS INC COM   2019-08-13 2020-04-14
5. FIDELITY NATL INFORMATION SVCS INC COM   2019-09-17 2020-04-14
9. FIDELITY NATL INFORMATION SVCS INC COM   2019-07-25 2020-04-14
5. FIDELITY NATL INFORMATION SVCS INC COM   2019-08-01 2020-04-14
3. FIDELITY NATL INFORMATION SVCS INC COM   2019-09-11 2020-04-14
3. FIDELITY NATL INFORMATION SVCS INC COM   2020-04-06 2020-04-14
6. GENERAL MILLS INC   2020-04-14 2020-06-19
19. GENERAL MILLS INC   2020-04-14 2020-08-14
14. GENERAL MILLS INC   2020-04-14 2020-10-08
4. GILEAD SCIENCES INC   2020-04-14 2020-06-19
11. GILEAD SCIENCES INC   2020-04-14 2020-08-14
9. GILEAD SCIENCES INC   2020-04-14 2020-10-08
2. GRAINGER W W INCORPORATED   2018-06-13 2020-03-09
3. GRAINGER W W INCORPORATED   2018-06-13 2020-04-14
2. GRAINGER W W INCORPORATED   2018-06-13 2020-08-14
1. GRAINGER W W INCORPORATED   2018-10-17 2020-10-08
2283.105 HARTFORD MUT FDS II INC SCHRODERS EMERGING MKTS   2018-07-23 2020-04-21
231.481 HARTFORD MUT FDS II INC SCHRODERS EMERGING MKTS   2018-07-23 2020-06-19
4042.277 HARTFORD SCHRODERS EMERGING MARKETS EQUITY FUND CL F   2018-07-23 2020-08-14
963.682 HARTFORD SCHRODERS EMERGING MARKETS EQUITY FUND CL F   2018-10-18 2020-08-14
4.689 HARTFORD SCHRODERS EMERGING MARKETS EQUITY FUND CL F   2018-10-18 2020-11-25
2. HASBRO INC   2020-04-14 2020-06-19
4. HASBRO INC   2020-04-14 2020-08-14
3. HASBRO INC   2020-04-14 2020-10-08
1. HERSHEY FOODS CORP   2020-04-14 2020-06-19
2. HERSHEY FOODS CORP   2020-04-14 2020-08-14
2. HERSHEY FOODS CORP   2020-04-14 2020-10-08
5. HESS CORP COM   2020-04-14 2020-06-19
16. HESS CORP COM   2020-04-14 2020-08-14
12. HESS CORP COM   2020-04-14 2020-10-08
4. HOME DEPOT INC   2018-06-13 2020-04-06
3. HOME DEPOT INC   2018-06-13 2020-04-06
1. HOME DEPOT INC   2020-03-05 2020-04-06
1. HOME DEPOT INC   2020-03-13 2020-06-19
1. HOME DEPOT INC   2018-06-21 2020-06-19
2. HOME DEPOT INC   2018-06-21 2020-08-14
6. HOME DEPOT INC   2020-04-14 2020-08-14
7. HOME DEPOT INC   2020-09-03 2020-10-08
3. HONEYWELL INTERNATIONAL INC   2019-06-11 2020-04-14
5. HONEYWELL INTERNATIONAL INC   2020-03-04 2020-04-14
34. HONEYWELL INTERNATIONAL INC   2018-06-13 2020-04-14
1. HONEYWELL INTERNATIONAL INC   2018-12-17 2020-04-14
1. HUMANA INC   2020-04-14 2020-06-19
2. HUMANA INC   2020-04-14 2020-08-14
2. HUMANA INC   2020-04-14 2020-10-08
1. IDEXX LABS INC   2020-04-14 2020-08-14
1. IDEXX LABS INC   2020-04-14 2020-10-08
2. ILLUMINA INC   2020-04-14 2020-08-14
1. ILLUMINA INC   2020-04-14 2020-10-08
11. ILLUMINA INC   2020-04-14 2020-12-03
8. INTEL CORPORATION   2020-04-14 2020-06-19
23. INTEL CORPORATION   2020-04-14 2020-08-14
17. INTEL CORPORATION   2020-04-14 2020-10-08
155. INTEL CORPORATION   2020-04-14 2020-12-03
3. INTERCONTINENTAL EXCHANGE INC COM   2020-04-14 2020-06-19
7. INTERCONTINENTAL EXCHANGE INC COM   2020-04-14 2020-08-14
5. INTERCONTINENTAL EXCHANGE INC COM   2020-04-14 2020-10-08
1. INTERNATIONAL BUSINESS MACHS   2020-04-14 2020-06-19
4. INTERNATIONAL BUSINESS MACHS   2020-04-14 2020-08-14
3. INTERNATIONAL BUSINESS MACHS   2020-04-14 2020-10-08
28. INTERNATIONAL BUSINESS MACHS   2020-04-14 2020-12-03
1. INTERNATIONAL FLAVORS & FRAGRANCES COM   2020-04-14 2020-06-19
3. INTERNATIONAL FLAVORS & FRAGRANCES COM   2020-04-14 2020-08-14
3. INTERNATIONAL FLAVORS & FRAGRANCES COM   2020-04-14 2020-10-08
2. INTUIT INC   2020-04-14 2020-08-14
1. INTUIT INC   2020-04-14 2020-10-08
8690. INVESCO DB COMMODITY INDEX TRACKING FUND   2018-03-16 2020-05-04
184. INVESCO DB COMMODITY INDEX TRACKING FUND   2019-02-15 2020-05-04
1246. INVESCO DB COMMODITY INDEX TRACKING FUND   2018-12-06 2020-05-04
320. INVESCO DB COMMODITY INDEX TRACKING FUND   2015-09-30 2020-05-04
1731. INVESCO DB COMMODITY INDEX TRACKING FUND   2016-05-31 2020-05-04
768. ISHARES RUSSELL MID-CAP VALUE ETF   2017-03-17 2020-08-14
900. ISHARES RUSSELL MID-CAP VALUE ETF   2016-08-19 2020-08-14
365. ISHARES RUSSELL MID-CAP VALUE ETF   2020-04-21 2020-08-14
101. ISHARES RUSSELL MID-CAP GROWTH ETF   2017-03-17 2020-06-19
252. ISHARES RUSSELL MID-CAP GROWTH ETF   2017-03-17 2020-08-14
700. ISHARES RUSSELL MID-CAP GROWTH ETF   2016-08-19 2020-08-14
313. ISHARES RUSSELL MID-CAP ETF   2019-02-15 2020-06-19
649. ISHARES RUSSELL MID-CAP ETF   2020-08-14 2020-12-17
400. ISHARES RUSSELL 2000 ETF   2019-02-15 2020-05-04
7. ISHARES RUSSELL 2000 ETF   2019-02-15 2020-06-19
172. ISHARES RUSSELL 2000 ETF   2019-06-10 2020-06-19
26. ISHARES RUSSELL 2000 ETF   2013-10-04 2020-06-19
40. ISHARES RUSSELL 2000 ETF   2013-10-04 2020-08-14
72. ISHARES RUSSELL 2000 ETF   2013-10-04 2020-12-17
574. ISHARES MSCI KLD 400 SOCIAL ETF   2019-09-06 2020-04-14
734. ISHARES MSCI KLD 400 SOCIAL ETF   2018-06-12 2020-04-14
455. ISHARES MSCI KLD 400 SOCIAL ETF   2019-02-15 2020-04-14
483. ISHARES EDGE MSCI MIN VOL USA ETF   2020-04-21 2020-08-14
1090. ISHARES EDGE MSCI MIN VOL USA ETF   2020-10-14 2020-12-17
1. JOHNSON & JOHNSON   2019-06-11 2020-03-03
3. JOHNSON & JOHNSON   2019-06-10 2020-03-03
1. JOHNSON & JOHNSON   2019-05-30 2020-03-03
2. JOHNSON & JOHNSON   2019-05-30 2020-03-13
9. JOHNSON & JOHNSON   2019-08-27 2020-03-13
2. JOHNSON & JOHNSON   2018-06-13 2020-03-13
10. JOHNSON & JOHNSON   2018-06-13 2020-03-19
13. JOHNSON & JOHNSON   2018-06-13 2020-03-24
18. KEYCORP NEW   2020-04-14 2020-06-19
56. KEYCORP NEW   2020-04-14 2020-08-14
421. KEYCORP NEW   2020-04-14 2020-09-03
2. KIMBERLY CLARK CORP COM   2020-04-14 2020-06-19
7. KIMBERLY CLARK CORP COM   2020-04-14 2020-08-14
5. KIMBERLY CLARK CORP COM   2020-04-14 2020-10-08
2. LAM RESEARCH CORP   2020-04-14 2020-08-14
2. LAM RESEARCH CORP   2020-04-14 2020-10-08
1. ESTEE LAUDER COMPANIES CL A   2020-04-14 2020-06-19
5. ESTEE LAUDER COMPANIES CL A   2020-04-14 2020-08-14
3. ESTEE LAUDER COMPANIES CL A   2020-04-14 2020-10-08
43.046 LEGG MASON BW ABSOLUTE RETURN OPPORTUNITIES FUND CL I   2018-03-22 2020-03-18
2. LOWES COMPANIES INCORPORATED   2020-04-14 2020-06-19
6. LOWES COMPANIES INCORPORATED   2020-04-14 2020-08-14
6. LOWES COMPANIES INCORPORATED   2020-09-03 2020-10-08
84. MARATHON PETE CORP COM   2020-04-14 2020-06-04
1. MARSH & MCLENNAN COS INC   2020-04-14 2020-06-19
5. MARSH & MCLENNAN COS INC   2020-04-14 2020-08-14
3. MARSH & MCLENNAN COS INC   2020-04-14 2020-10-08
1. MASTERCARD INC CL A COM   2020-04-14 2020-06-19
5. MASTERCARD INC CL A COM   2020-04-14 2020-08-14
3. MASTERCARD INC CL A COM   2020-04-14 2020-10-08
1. MCCORMICK & COMPANY INC NON-VOTING   2019-02-13 2020-03-06
1. MCCORMICK & COMPANY INC NON-VOTING   2019-02-13 2020-03-09
2. MCCORMICK & COMPANY INC NON-VOTING   2019-02-05 2020-03-09
2. MCCORMICK & COMPANY INC NON-VOTING   2019-01-31 2020-03-10
2. MCCORMICK & COMPANY INC NON-VOTING   2019-01-30 2020-03-13
1. MCCORMICK & COMPANY INC NON-VOTING   2019-01-29 2020-03-17
2. MCCORMICK & COMPANY INC NON-VOTING   2019-01-28 2020-03-17
5. MCCORMICK & COMPANY INC NON-VOTING   2018-06-13 2020-03-17
7. MERCK & CO INC NEW COM   2020-04-14 2020-06-19
21. MERCK & CO INC NEW COM   2020-04-14 2020-08-14
155. MERCK & CO INC NEW COM   2020-04-14 2020-09-03
2. MERCK & CO INC NEW COM   2020-04-14 2020-09-03
136.069 THE MERGER FD   2020-02-03 2020-03-18
10. MICROSOFT CORPORATION   2020-04-14 2020-06-19
32. MICROSOFT CORPORATION   2020-04-14 2020-08-14
24. MICROSOFT CORPORATION   2020-04-14 2020-10-08
13. MONSTER BEVERAGE CORP COM   2020-03-05 2020-04-14
8. MONSTER BEVERAGE CORP COM   2020-03-10 2020-04-14
20. MONSTER BEVERAGE CORP COM   2020-03-11 2020-04-14
2. MONSTER BEVERAGE CORP COM   2020-03-17 2020-04-14
12. MORGAN STANLEY DEAN WITTER DISCOVER & CO   2020-04-14 2020-06-19
37. MORGAN STANLEY DEAN WITTER DISCOVER & CO   2020-04-14 2020-08-14
27. MORGAN STANLEY DEAN WITTER DISCOVER & CO   2020-04-14 2020-10-08
1. NASDAQ STOCK MARKET INC COM   2020-04-14 2020-06-19
3. NASDAQ STOCK MARKET INC COM   2020-04-14 2020-08-14
3. NASDAQ STOCK MARKET INC COM   2020-04-14 2020-10-08
39.741 NEUBERGER BERMAN LONG SHORT FUND INSTL CL   2020-02-03 2020-03-18
2. NEXTERA ENERGY INC COM   2020-04-14 2020-06-19
8. NEXTERA ENERGY INC COM   2020-04-14 2020-08-14
6. NEXTERA ENERGY INC COM   2020-04-14 2020-10-08
3. NIKE INC CL B   2020-04-14 2020-06-19
9. NIKE INC CL B   2020-04-14 2020-08-14
7. NIKE INC CL B   2020-04-14 2020-10-08
11. NUTANIX INC CL A COM   2018-10-04 2020-04-14
4. NUTANIX INC CL A COM   2018-10-16 2020-04-14
12. NUTANIX INC CL A COM   2018-10-09 2020-04-14
8. NUTANIX INC CL A COM   2018-12-18 2020-04-14
12. NUTANIX INC CL A COM   2018-10-11 2020-04-14
8. NUTANIX INC CL A COM   2018-10-23 2020-04-14
15. NUTANIX INC CL A COM   2019-03-01 2020-04-14
31. NUTANIX INC CL A COM   2019-06-11 2020-04-14
1. NVIDIA CORP COM   2020-04-14 2020-06-19
5. NVIDIA CORP COM   2020-04-14 2020-08-14
3. NVIDIA CORP COM   2020-04-14 2020-10-08
12. ORACLE SYS CORP   2016-09-07 2020-03-03
13. ORACLE SYS CORP   2016-09-07 2020-03-05
17. ORACLE SYS CORP   2016-09-07 2020-03-16
40. ORACLE SYS CORP   2016-09-07 2020-03-25
156.843 PIMCO HIGH YIELD FD INSTL CL   2018-03-16 2020-08-14
4195.925 PIMCO HIGH YIELD FD INSTL CL   2016-06-02 2020-08-14
281.69 PIMCO FOREIGN BD US$HD INSTL   2019-02-15 2020-05-04
2. PNC BK CORP   2020-04-14 2020-06-19
8. PNC BK CORP   2020-04-14 2020-08-14
8. PNC BK CORP   2020-09-03 2020-10-08
2. PACCAR INC COM   2020-04-14 2020-06-19
3. PACCAR INC COM   2020-04-14 2020-08-14
3. PACCAR INC COM   2020-04-14 2020-10-08
26. PACCAR INC COM   2020-04-14 2020-12-03
3. PALO ALTO NETWORKS INC COM   2018-06-13 2020-02-03
14. PALO ALTO NETWORKS INC COM   2018-06-13 2020-04-14
2. PALO ALTO NETWORKS INC COM   2019-09-17 2020-04-14
3. PALO ALTO NETWORKS INC COM   2019-06-11 2020-04-14
1. PALO ALTO NETWORKS INC COM   2018-12-17 2020-04-14
1. PARKER HANNIFIN CORPORATION   2020-06-04 2020-06-19
1. PARKER HANNIFIN CORPORATION   2020-06-04 2020-08-14
1. PARKER HANNIFIN CORPORATION   2020-06-04 2020-10-08
4. PEPSICO INCORPORATED   2020-04-14 2020-06-19
13. PEPSICO INCORPORATED   2020-04-14 2020-08-14
9. PEPSICO INCORPORATED   2020-04-14 2020-10-08
2. PHILLIPS 66 COM   2020-04-14 2020-06-19
6. PHILLIPS 66 COM   2020-04-14 2020-08-14
5. PHILLIPS 66 COM   2020-04-14 2020-10-08
108.494 PIMCO UNCONSTRAINED BD FUND INSTL CL   2019-03-22 2020-03-18
197.789 PIMCO UNCONSTRAINED BD FUND INSTL CL   2019-01-31 2020-03-18
56.732 PIMCO UNCONSTRAINED BD FUND INSTL CL   2020-12-24 2021-01-29
19. PIONEER NATURAL RESOURCES CO   2018-06-13 2020-04-14
3. PIONEER NATURAL RESOURCES CO   2019-05-08 2020-04-14
1. PIONEER NATURAL RESOURCES CO   2019-06-11 2020-04-14
2. PIONEER NATURAL RESOURCES CO   2018-12-17 2020-04-14
1. PRICE T ROWE GROUP INC COM   2020-04-14 2020-06-19
5. PRICE T ROWE GROUP INC COM   2020-04-14 2020-08-14
3. PRICE T ROWE GROUP INC COM   2020-04-14 2020-10-08
4. PROCTER & GAMBLE CO COM   2020-04-14 2020-06-19
11. PROCTER & GAMBLE CO COM   2020-04-14 2020-08-14
9. PROCTER & GAMBLE CO COM   2020-04-14 2020-10-08
4. PROGRESSIVE CORP OHIO COM   2020-04-14 2020-06-19
9. PROGRESSIVE CORP OHIO COM   2020-04-14 2020-08-14
8. PROGRESSIVE CORP OHIO COM   2020-04-14 2020-10-08
3. PROLOGIS INC REITS   2020-04-14 2020-06-19
10. PROLOGIS INC REITS   2020-04-14 2020-08-14
7. PROLOGIS INC REITS   2020-04-14 2020-10-08
69. PRUDENTIAL FINL INC COM   2020-04-14 2020-06-04
6. QUALCOMM INC   2020-03-03 2020-04-14
9. QUALCOMM INC   2016-09-07 2020-04-14
2. QUALCOMM INC   2018-12-17 2020-04-14
22. QUALCOMM INC   2016-09-23 2020-04-14
39. QUALCOMM INC   2018-03-22 2020-04-14
3. QUALCOMM INC   2020-06-04 2020-06-19
6. QUALCOMM INC   2020-06-04 2020-08-14
5. QUALCOMM INC   2020-06-04 2020-10-08
302.864 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL   2018-03-22 2020-02-03
1252.505 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL   2017-10-10 2020-02-03
16.066 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL   2019-09-24 2020-02-03
123.063 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL   2019-01-31 2020-02-03
35.783 BOSTON PARTNERS LONG/SHORT RESH FUND INSTL CL   2019-03-22 2020-02-03
1. ROCKWELL INTL CORP   2020-04-14 2020-06-19
4. ROCKWELL INTL CORP   2020-04-14 2020-08-14
2. ROCKWELL INTL CORP   2020-04-14 2020-10-08
1. S&P GLOBAL INC COM   2020-04-14 2020-06-19
3. S&P GLOBAL INC COM   2020-04-14 2020-08-14
3. S&P GLOBAL INC COM   2020-04-14 2020-10-08
470. SPDR BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF   2020-04-21 2020-08-14
3. SALESFORCE.COM INC COMMON   2020-02-06 2020-06-19
1. SALESFORCE.COM INC COMMON   2020-02-03 2020-06-19
2. SALESFORCE.COM INC COMMON   2020-02-03 2020-08-14
4. SALESFORCE.COM INC COMMON   2019-11-20 2020-08-14
4. SALESFORCE.COM INC COMMON   2019-11-13 2020-08-14
1. SALESFORCE.COM INC COMMON   2019-11-25 2020-08-14
3. SALESFORCE.COM INC COMMON   2019-11-25 2020-10-08
4. SALESFORCE.COM INC COMMON   2019-11-11 2020-10-08
1. SALESFORCE.COM INC COMMON   2019-11-06 2020-10-08
6. SALESFORCE.COM INC COMMON   2019-11-06 2020-12-03
3. SALESFORCE.COM INC COMMON   2020-04-14 2020-12-03
22. SCHWAB CHARLES CORP NEW COM   2018-06-13 2020-03-05
21. SCHWAB CHARLES CORP NEW COM   2018-06-13 2020-03-09
6. SCHWAB CHARLES CORP NEW COM   2018-06-13 2020-04-14
16. SCHWAB CHARLES CORP NEW COM   2019-01-22 2020-04-14
11. SCHWAB CHARLES CORP NEW COM   2019-03-20 2020-04-14
12. SCHWAB CHARLES CORP NEW COM   2019-06-11 2020-04-14
10. SCHWAB CHARLES CORP NEW COM   2018-12-17 2020-04-14
21. SCHWAB CHARLES CORP NEW COM   2018-06-13 2020-08-14
4. SPLUNK INC COM   2019-06-11 2020-04-14
31. SPLUNK INC COM   2018-06-13 2020-04-14
2. STANLEY BLACK & DECKER INC COM   2020-06-04 2020-06-19
3. STANLEY BLACK & DECKER INC COM   2020-06-04 2020-08-14
2. STANLEY BLACK & DECKER INC COM   2020-06-04 2020-10-08
6. STARBUCKS CORP COM   2020-04-14 2020-06-19
16. STARBUCKS CORP COM   2020-04-14 2020-08-14
6. STARBUCKS CORP COM   2020-09-03 2020-10-08
9. STARBUCKS CORP COM   2020-09-03 2020-10-08
5. STATE STREET CORP   2020-04-14 2020-06-19
14. STATE STREET CORP   2020-04-14 2020-08-14
11. STATE STREET CORP   2020-04-14 2020-10-08
96. STATE STREET CORP   2020-04-14 2020-12-03
3061.461 TIAA-CREF CORE IMPACT BD FUND INST CLASS   2018-06-18 2020-04-21
212.627 TIAA-CREF CORE IMPACT BD FUND INST CLASS   2018-06-25 2020-04-21
7. TJX COMPANIES INCORPORATED NEW   2020-04-14 2020-06-19
23. TJX COMPANIES INCORPORATED NEW   2020-04-14 2020-08-14
11. TJX COMPANIES INCORPORATED NEW   2020-09-03 2020-10-08
10. TJX COMPANIES INCORPORATED NEW   2020-09-03 2020-10-08
2. TARGET CORP   2020-04-14 2020-06-19
5. TARGET CORP   2020-04-14 2020-08-14
4. TARGET CORP   2020-04-14 2020-10-08
3. TEXAS INSTRS INC   2018-06-13 2020-06-19
9. TEXAS INSTRS INC   2018-06-13 2020-08-14
7. TEXAS INSTRS INC   2018-06-13 2020-10-08
3. THERMO ELECTRON CORP   2019-09-17 2020-04-14
2. THERMO ELECTRON CORP   2019-08-13 2020-04-14
6. THERMO ELECTRON CORP   2018-06-13 2020-04-14
2. THERMO ELECTRON CORP   2018-06-13 2020-08-14
1. THERMO ELECTRON CORP   2018-06-13 2020-10-08
18. UBER TECHNOLOGIES INC COM   2019-06-27 2020-04-14
43. UBER TECHNOLOGIES INC COM   2019-05-10 2020-04-14
3. UBER TECHNOLOGIES INC COM   2019-06-11 2020-04-14
14. UBER TECHNOLOGIES INC COM   2019-06-04 2020-04-14
8. UBER TECHNOLOGIES INC COM   2019-08-09 2020-04-14
6. UBER TECHNOLOGIES INC COM   2019-08-09 2020-04-14
16. UBER TECHNOLOGIES INC COM   2019-11-21 2020-04-14
18. UBER TECHNOLOGIES INC COM   2020-03-11 2020-04-14
13. UBER TECHNOLOGIES INC COM   2019-11-13 2020-04-14
26. UNITED PARCEL SERVICE CL B   2018-06-13 2020-04-14
1. UNITED PARCEL SERVICE CL B   2016-08-08 2020-04-14
2. UNITED PARCEL SERVICE CL B   2019-10-02 2020-04-14
5. UNITED PARCEL SERVICE CL B   2019-08-26 2020-04-14
1. UNITED PARCEL SERVICE CL B   2016-08-15 2020-04-14
7. UNITED PARCEL SERVICE CL B   2016-08-26 2020-04-14
11. UNITED PARCEL SERVICE CL B   2016-09-07 2020-04-14
6. UNITED PARCEL SERVICE CL B   2019-06-11 2020-04-14
3. UNITED PARCEL SERVICE CL B   2019-06-26 2020-04-14
29. UNITEDHEALTH GROUP INC   2018-06-13 2020-04-14
3. UNITEDHEALTH GROUP INC   2020-04-07 2020-04-14
3. UNITEDHEALTH GROUP INC   2019-04-12 2020-04-14
3. VALERO ENERGY CORP - NEW   2020-04-14 2020-06-19
8. VALERO ENERGY CORP - NEW   2020-04-14 2020-08-14
7. VALERO ENERGY CORP - NEW   2020-04-14 2020-10-08
787. VANGUARD FTSE DEVELOPED MARKETS ETF   2017-03-06 2020-08-14
148. VANGUARD FTSE DEVELOPED MARKETS ETF   2017-03-06 2020-12-17
848. VANGUARD FTSE EMERGING MKTS ETF   2019-02-15 2020-04-21
34. VANGUARD FTSE EMERGING MKTS ETF   2019-02-15 2020-08-14
124. VANGUARD FTSE EMERGING MKTS ETF   2018-10-18 2020-08-14
586. VANGUARD FTSE EMERGING MKTS ETF   2016-05-31 2020-08-14
264. VANGUARD FTSE EMERGING MKTS ETF   2016-01-08 2020-08-14
234. VANGUARD S&P 500 ETF   2019-09-06 2020-04-14
50. VANGUARD S&P 500 ETF   2019-02-15 2020-04-14
432. VANGUARD S&P 500 ETF   2016-01-08 2020-04-14
10. VERIZON COMMUNICATIONS   2020-04-14 2020-06-19
31. VERIZON COMMUNICATIONS   2020-04-14 2020-08-14
23. VERIZON COMMUNICATIONS   2020-04-14 2020-10-08
2. VERTEX PHARMACEUTICALS INC COM   2020-09-03 2020-10-08
2. VISA INC CL A COM   2019-06-21 2020-06-19
1. VISA INC CL A COM   2020-04-14 2020-06-19
10. VISA INC CL A COM   2020-04-14 2020-08-14
7. VISA INC CL A COM   2020-04-14 2020-10-08
7. VMWARE INC CL A COM   2019-09-17 2020-04-14
4. VMWARE INC CL A COM   2019-12-11 2020-04-14
2. VMWARE INC CL A COM   2019-12-09 2020-04-14
15. VMWARE INC CL A COM   2018-06-13 2020-04-14
4. WASTE MANAGEMENT INC   2020-04-14 2020-06-19
13. WASTE MANAGEMENT INC   2020-04-14 2020-08-14
9. WASTE MANAGEMENT INC   2020-04-14 2020-10-08
152.374 WESTERN ASSET MACRO OPPORTUNITIES FUND CL I   2017-10-10 2020-12-24
2. XYLEM INC COM   2020-04-14 2020-06-19
6. XYLEM INC COM   2020-04-14 2020-08-14
5. XYLEM INC COM   2020-04-14 2020-10-08
2. ZOETIS INC CL A COM   2020-04-14 2020-06-19
7. ZOETIS INC CL A COM   2020-04-14 2020-08-14
4. ZOETIS INC CL A COM   2020-04-14 2020-10-08
808.267 INTERNATIONAL FOCUSED EQUITY COMMON TRUST FUND   2020-08-14 2020-12-18
1. ACCENTURE PLC CL A COM   2020-04-14 2020-06-19
4. ACCENTURE PLC CL A COM   2020-04-14 2020-08-14
3. ACCENTURE PLC CL A COM   2020-04-14 2020-10-08
5. EATON CORP PLC COM   2020-04-14 2020-06-19
14. EATON CORP PLC COM   2020-04-14 2020-08-14
10. EATON CORP PLC COM   2020-04-14 2020-10-08
21. IHS MARKIT LTD COM   2019-09-17 2020-04-14
5. IHS MARKIT LTD COM   2019-04-02 2020-04-14
4. IHS MARKIT LTD COM   2018-11-29 2020-04-14
4. IHS MARKIT LTD COM   2018-11-28 2020-04-14
4. IHS MARKIT LTD COM   2018-11-15 2020-04-14
4. IHS MARKIT LTD COM   2018-10-30 2020-04-14
1. IHS MARKIT LTD COM   2018-11-13 2020-04-14
2. IHS MARKIT LTD COM   2018-11-27 2020-04-14
2. IHS MARKIT LTD COM   2018-11-27 2020-06-19
5. IHS MARKIT LTD COM   2018-11-14 2020-08-14
3. IHS MARKIT LTD COM   2018-11-14 2020-10-08
1. IHS MARKIT LTD COM   2018-10-25 2020-10-08
5. IHS MARKIT LTD COM   2018-10-25 2020-12-03
3. IHS MARKIT LTD COM   2018-10-26 2020-12-03
6. IHS MARKIT LTD COM   2018-11-20 2020-12-03
8. IHS MARKIT LTD COM   2018-12-17 2020-12-03
6. IHS MARKIT LTD COM   2019-01-04 2020-12-03
5. IHS MARKIT LTD COM   2018-12-20 2020-12-03
6. JOHNSON CONTROLS INTL PLC COM   2020-04-14 2020-06-19
15. JOHNSON CONTROLS INTL PLC COM   2020-04-14 2020-08-14
12. JOHNSON CONTROLS INTL PLC COM   2020-04-14 2020-10-08
2. LINDE PLC COM   2018-06-13 2020-02-26
3. LINDE PLC COM   2018-06-13 2020-02-28
3. LINDE PLC COM   2018-06-13 2020-03-02
3. LINDE PLC COM   2018-06-13 2020-03-04
3. LINDE PLC COM   2018-06-13 2020-03-06
5. LINDE PLC COM   2019-01-10 2020-03-06
5. MEDTRONIC PLC COM   2020-04-14 2020-06-19
14. MEDTRONIC PLC COM   2020-04-14 2020-08-14
11. MEDTRONIC PLC COM   2020-04-14 2020-10-08
2. APTIV PLC COM   2020-03-04 2020-06-19
7. APTIV PLC COM   2020-03-04 2020-08-14
2. APTIV PLC COM   2020-03-04 2020-10-08
4. APTIV PLC COM   2020-03-05 2020-10-08
1. STERIS PLC COM   2020-04-14 2020-06-19
2. STERIS PLC COM   2020-04-14 2020-08-14
2. STERIS PLC COM   2020-04-14 2020-10-08
2. TRANE TECH PUB LTD CO COM   2020-04-14 2020-06-19
5. TRANE TECH PUB LTD CO COM   2020-04-14 2020-08-14
4. TRANE TECH PUB LTD CO COM   2020-04-14 2020-10-08
1. ALCON INC COM   2020-04-02 2020-04-14
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 6,576   7,925 -1,349
b 629   833 -204
c 2,191   2,898 -707
d 736   699 37
e 2,401   2,096 305
2,055   1,659 396
195   162 33
760   648 112
524   486 38
367   280 87
367   257 110
424   332 92
2,240   1,661 579
1,467   997 470
223   355 -132
223   345 -122
223   334 -111
223   333 -110
111   166 -55
223   323 -100
446   646 -200
668   967 -299
223   317 -94
557   762 -205
223   303 -80
223   274 -51
358   310 48
1,075   853 222
832   620 212
2,046   1,396 650
242   223 19
1,165   893 272
1,198   893 305
5,992   4,945 1,047
196   155 41
101   103 -2
323   309 14
221   206 15
166   169 -3
3,337   4,024 -687
491   579 -88
117   114 3
310   342 -32
367   364 3
122   114 8
1,441   1,245 196
4,542   3,735 807
2,969   2,490 479
1,238   1,097 141
4,950   3,224 1,726
2,217   1,758 459
2,217   1,744 473
2,217   1,566 651
2,217   1,380 837
15,516   5,500 10,016
311   353 -42
302   361 -59
302   353 -51
503   567 -64
318   372 -54
318   365 -47
530   586 -56
503   517 -14
488   517 -29
520   527 -7
1,597   1,451 146
1,403   1,187 216
467   443 24
1,197   1,106 91
1,198   1,106 92
569   496 73
878   827 51
712   582 130
1,424   1,127 297
8,724   5,353 3,371
6,549   4,015 2,534
185   154 31
538   412 126
437   360 77
491   493 -2
1,045   1,040 5
1,085   1,070 15
34,545   33,952 593
15,569   15,267 302
2,468   2,418 50
8,695   8,230 465
215   206 9
680   618 62
623   481 142
170   176 -6
418   440 -22
393   440 -47
236   235 1
248   209 39
764   488 276
573   349 224
170   196 -26
254   291 -37
170   190 -20
339   362 -23
1,527   1,616 -89
339   334 5
339   321 18
561   466 95
1,180   931 249
1,210   931 279
272   306 -34
865   865  
1,475   1,659 -184
922   962 -40
287   266 21
1,018   976 42
3,932   3,592 340
407   355 52
289   335 -46
144   167 -23
217   249 -32
72   81 -9
72   81 -9
361   405 -44
289   323 -34
433   485 -52
387   368 19
734   737 -3
708   737 -29
197   191 6
651   635 16
482   508 -26
191   215 -24
8,945   8,250 695
418   377 41
1,231   1,216 15
875   922 -47
642   566 76
2,012   1,793 219
1,296   1,368 -72
216   189 27
898   755 143
639   567 72
223   212 11
618   566 52
551   495 56
18,014   19,000 -986
228,693   237,000 -8,307
403   463 -60
659   695 -36
176   168 8
44   40 4
176   160 16
264   226 38
1,039   866 173
3,000   3,125 -125
3,223   2,865 358
9,777   8,600 1,177
364   272 92
1,016   850 166
672   646 26
225   263 -38
883   1,051 -168
6,137   7,443 -1,306
1,518   1,028 490
4,250   2,864 1,386
174   150 24
640   451 189
442   301 141
158   142 16
768   567 201
703   425 278
10,418   10,897 -479
359   332 27
239   221 18
1,694   1,434 260
123   110 13
1,231   1,073 158
535   393 142
1,975   1,251 724
1,405   965 440
378   290 88
416   360 56
973   900 73
807   720 87
141   140 1
391   350 41
325   280 45
130   117 13
423   350 73
251   233 18
14,000   12,751 1,249
124   104 20
488   366 122
345   261 84
1,532   1,354 178
821   677 144
223   215 8
778   646 132
642   503 139
474   356 118
474   354 120
3,136   2,123 1,013
2,371   1,592 779
2,000   2,304 -304
8,789   8,419 370
8,211   7,783 428
369   441 -72
246   277 -31
246   271 -25
492   539 -47
615   672 -57
615   671 -56
1,107   1,192 -85
615   662 -47
369   393 -24
369   365 4
373   349 24
1,199   1,106 93
858   815 43
298   303 -5
755   833 -78
569   681 -112
516   637 -121
847   955 -108
706   637 69
388   281 107
30,000   35,776 -5,776
3,500   3,627 -127
67,829   59,926 7,903
16,171   12,937 3,234
90   63 27
152   152  
319   304 15
264   228 36
133   144 -11
292   289 3
288   289 -1
263   196 67
852   627 225
461   470 -9
755   805 -50
566   603 -37
189   236 -47
253   250 3
253   215 38
562   431 131
1,685   1,218 467
1,988   1,910 78
422   515 -93
704   844 -140
4,786   4,968 -182
141   136 5
384   357 27
840   714 126
853   714 139
379   260 119
393   260 133
692   591 101
333   296 37
3,767   3,253 514
484   480 4
1,128   1,380 -252
904   1,020 -116
7,889   9,297 -1,408
286   261 25
717   610 107
507   436 71
126   124 2
501   498 3
393   373 20
3,479   3,483 -4
131   124 7
371   373 -2
348   373 -25
613   507 106
334   254 80
93,329   130,802 -37,473
1,976   2,604 -628
13,382   17,270 -3,888
3,437   4,327 -890
18,591   22,949 -4,358
64,470   64,190 280
75,551   69,310 6,241
30,640   24,475 6,165
16,204   10,553 5,651
43,024   26,329 16,695
119,512   68,709 50,803
17,156   16,710 446
44,329   37,992 6,337
49,765   62,115 -12,350
1,000   1,087 -87
24,577   26,323 -1,746
3,715   2,765 950
6,305   4,254 2,051
14,085   7,658 6,427
61,044   64,099 -3,055
78,060   76,246 1,814
48,389   47,051 1,338
31,056   27,728 3,328
73,683   71,548 2,135
136   140 -4
409   416 -7
136   132 4
258   264 -6
1,159   1,174 -15
258   246 12
1,283   1,232 51
1,517   1,601 -84
246   212 34
715   660 55
5,271   4,964 307
288   272 16
1,108   951 157
753   679 74
751   531 220
707   531 176
199   166 33
1,060   830 230
672   498 174
457   536 -79
272   197 75
927   592 335
1,023   965 58
3,193   2,194 999
109   98 11
584   490 94
344   294 50
308   273 35
1,636   1,363 273
1,034   818 216
149   129 20
145   129 16
290   248 42
296   248 48
264   246 18
134   121 13
268   242 26
670   528 142
541   570 -29
1,760   1,710 50
13,179   12,623 556
170   163 7
2,136   2,347 -211
1,988   1,694 294
6,676   5,419 1,257
5,040   4,064 976
799   877 -78
492   516 -24
1,230   1,242 -12
123   119 4
577   488 89
1,935   1,503 432
1,321   1,097 224
121   105 16
390   315 75
373   315 58
532   597 -65
501   487 14
2,247   1,946 301
1,808   1,460 348
298   258 40
958   775 183
907   603 304
193   472 -279
70   166 -96
211   489 -278
141   324 -183
211   469 -258
141   310 -169
264   512 -248
545   875 -330
371   278 93
2,305   1,389 916
1,653   833 820
596   493 103
632   534 98
762   698 64
1,902   1,642 260
1,377   1,370 7
36,840   35,575 1,265
3,000   3,039 -39
222   208 14
894   831 63
931   893 38
151   135 16
267   202 65
269   202 67
2,252   1,749 503
706   640 66
2,625   2,987 -362
375   424 -49
562   603 -41
187   181 6
189   195 -6
210   195 15
218   195 23
535   533 2
1,792   1,733 59
1,240   1,199 41
157   124 33
381   372 9
267   310 -43
1,073   1,172 -99
1,956   2,130 -174
616   618 -2
1,474   3,661 -2,187
233   458 -225
78   144 -66
155   273 -118
128   105 23
686   524 162
421   314 107
482   467 15
1,484   1,285 199
1,275   1,052 223
326   318 8
802   716 86
782   637 145
287   266 21
1,036   886 150
746   620 126
4,469   4,116 353
455   481 -26
682   548 134
152   116 36
1,668   1,261 407
2,957   2,196 761
270   258 12
683   516 167
611   430 181
4,661   5,106 -445
19,276   20,604 -1,328
247   248 -1
1,894   1,857 37
551   532 19
213   165 48
931   660 271
480   330 150
332   275 57
1,057   825 232
1,071   825 246
43,011   43,040 -29
568   559 9
189   185 4
387   369 18
775   659 116
775   653 122
194   162 32
782   487 295
1,043   646 397
261   159 102
1,341   953 388
671   468 203
772   1,256 -484
643   1,199 -556
214   343 -129
572   761 -189
393   498 -105
429   523 -94
357   411 -54
742   1,199 -457
521   476 45
4,041   3,651 390
280   282 -2
477   423 54
348   282 66
462   440 22
1,256   1,174 82
536   517 19
804   774 30
322   307 15
990   859 131
713   675 38
7,120   5,893 1,227
32,727   30,737 1,990
2,273   2,135 138
382   344 38
1,331   1,129 202
641   609 32
583   553 30
240   214 26
682   535 147
648   428 220
380   345 35
1,240   1,035 205
1,033   805 228
963   878 85
642   551 91
1,926   1,302 624
825   434 391
453   217 236
507   804 -297
1,212   1,864 -652
85   129 -44
395   589 -194
225   320 -95
169   240 -71
451   469 -18
507   484 23
366   344 22
2,618   3,060 -442
101   115 -14
201   230 -29
503   570 -67
101   114 -13
705   778 -73
1,107   1,204 -97
604   601 3
302   298 4
7,794   7,362 432
806   760 46
806   680 126
199   151 48
429   404 25
309   353 -44
32,784   30,279 2,505
7,033   5,694 1,339
29,211   34,611 -5,400
1,483   1,388 95
5,407   4,685 722
25,552   19,809 5,743
11,511   7,991 3,520
60,522   64,047 -3,525
12,932   12,720 212
111,732   76,766 34,966
573   573  
1,822   1,775 47
1,358   1,317 41
535   533 2
392   348 44
196   173 23
1,969   1,732 237
1,418   1,213 205
938   1,075 -137
536   599 -63
268   298 -30
2,010   2,114 -104
423   390 33
1,452   1,267 185
1,032   877 155
1,803   1,803  
135   140 -5
478   420 58
448   350 98
279   251 28
1,096   880 216
649   503 146
14,000   12,418 1,582
208   177 31
925   709 216
676   532 144
444   403 41
1,421   1,129 292
1,072   806 266
1,371   1,431 -60
326   274 52
261   212 49
261   209 52
261   207 54
261   204 57
65   51 14
131   102 29
147   102 45
415   255 160
235   153 82
78   51 27
455   254 201
273   152 121
546   300 246
728   389 339
546   291 255
455   240 215
209   182 27
613   455 158
517   364 153
409   327 82
566   490 76
580   490 90
604   490 114
567   490 77
945   802 143
480   503 -23
1,413   1,407 6
1,187   1,106 81
157   164 -7
619   572 47
196   164 32
391   319 72
155   154 1
317   307 10
372   307 65
183   184 -1
594   460 134
517   368 149
53   49 4
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      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
      6,329
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       -1,349
b       -204
c       -707
d       37
e       305
      396
      33
      112
      38
      87
      110
      92
      579
      470
      -132
      -122
      -111
      -110
      -55
      -100
      -200
      -299
      -94
      -205
      -80
      -51
      48
      222
      212
      650
      19
      272
      305
      1,047
      41
      -2
      14
      15
      -3
      -687
      -88
      3
      -32
      3
      8
      196
      807
      479
      141
      1,726
      459
      473
      651
      837
      10,016
      -42
      -59
      -51
      -64
      -54
      -47
      -56
      -14
      -29
      -7
      146
      216
      24
      91
      92
      73
      51
      130
      297
      3,371
      2,534
      31
      126
      77
      -2
      5
      15
      593
      302
      50
      465
      9
      62
      142
      -6
      -22
      -47
      1
      39
      276
      224
      -26
      -37
      -20
      -23
      -89
      5
      18
      95
      249
      279
      -34
       
      -184
      -40
      21
      42
      340
      52
      -46
      -23
      -32
      -9
      -9
      -44
      -34
      -52
      19
      -3
      -29
      6
      16
      -26
      -24
      695
      41
      15
      -47
      76
      219
      -72
      27
      143
      72
      11
      52
      56
      -986
      -8,307
      -60
      -36
      8
      4
      16
      38
      173
      -125
      358
      1,177
      92
      166
      26
      -38
      -168
      -1,306
      490
      1,386
      24
      189
      141
      16
      201
      278
      -479
      27
      18
      260
      13
      158
      142
      724
      440
      88
      56
      73
      87
      1
      41
      45
      13
      73
      18
      1,249
      20
      122
      84
      178
      144
      8
      132
      139
      118
      120
      1,013
      779
      -304
      370
      428
      -72
      -31
      -25
      -47
      -57
      -56
      -85
      -47
      -24
      4
      24
      93
      43
      -5
      -78
      -112
      -121
      -108
      69
      107
      -5,776
      -127
      7,903
      3,234
      27
       
      15
      36
      -11
      3
      -1
      67
      225
      -9
      -50
      -37
      -47
      3
      38
      131
      467
      78
      -93
      -140
      -182
      5
      27
      126
      139
      119
      133
      101
      37
      514
      4
      -252
      -116
      -1,408
      25
      107
      71
      2
      3
      20
      -4
      7
      -2
      -25
      106
      80
      -37,473
      -628
      -3,888
      -890
      -4,358
      280
      6,241
      6,165
      5,651
      16,695
      50,803
      446
      6,337
      -12,350
      -87
      -1,746
      950
      2,051
      6,427
      -3,055
      1,814
      1,338
      3,328
      2,135
      -4
      -7
      4
      -6
      -15
      12
      51
      -84
      34
      55
      307
      16
      157
      74
      220
      176
      33
      230
      174
      -79
      75
      335
      58
      999
      11
      94
      50
      35
      273
      216
      20
      16
      42
      48
      18
      13
      26
      142
      -29
      50
      556
      7
      -211
      294
      1,257
      976
      -78
      -24
      -12
      4
      89
      432
      224
      16
      75
      58
      -65
      14
      301
      348
      40
      183
      304
      -279
      -96
      -278
      -183
      -258
      -169
      -248
      -330
      93
      916
      820
      103
      98
      64
      260
      7
      1,265
      -39
      14
      63
      38
      16
      65
      67
      503
      66
      -362
      -49
      -41
      6
      -6
      15
      23
      2
      59
      41
      33
      9
      -43
      -99
      -174
      -2
      -2,187
      -225
      -66
      -118
      23
      162
      107
      15
      199
      223
      8
      86
      145
      21
      150
      126
      353
      -26
      134
      36
      407
      761
      12
      167
      181
      -445
      -1,328
      -1
      37
      19
      48
      271
      150
      57
      232
      246
      -29
      9
      4
      18
      116
      122
      32
      295
      397
      102
      388
      203
      -484
      -556
      -129
      -189
      -105
      -94
      -54
      -457
      45
      390
      -2
      54
      66
      22
      82
      19
      30
      15
      131
      38
      1,227
      1,990
      138
      38
      202
      32
      30
      26
      147
      220
      35
      205
      228
      85
      91
      624
      391
      236
      -297
      -652
      -44
      -194
      -95
      -71
      -18
      23
      22
      -442
      -14
      -29
      -67
      -13
      -73
      -97
      3
      4
      432
      46
      126
      48
      25
      -44
      2,505
      1,339
      -5,400
      95
      722
      5,743
      3,520
      -3,525
      212
      34,966
       
      47
      41
      2
      44
      23
      237
      205
      -137
      -63
      -30
      -104
      33
      185
      155
       
      -5
      58
      98
      28
      216
      146
      1,582
      31
      216
      144
      41
      292
      266
      -60
      52
      49
      52
      54
      57
      14
      29
      45
      160
      82
      27
      201
      121
      246
      339
      255
      215
      27
      158
      153
      82
      76
      90
      114
      77
      143
      -23
      6
      81
      -7
      47
      32
      72
      1
      10
      65
      -1
      134
      149
      4
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 177,833
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 3,026
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 3,026
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 3,026
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 4,057
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 4,057
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,031
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,031 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (888) 866-3275

    Located atbulletPO BOX 1802 PROVIDENCE RIPROVIDENCERI ZIP+4bullet029011802
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BANK OF AMERICA N A TRUSTEE
    1
    24,974    
    101 EAST RIVER DRIVE
    EAST HARTFORD,CT06608
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    3,785,228
    b
    Average of monthly cash balances.......................
    1b
    97,228
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    3,882,456
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    3,882,456
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    58,237
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    3,824,219
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    191,211
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    191,211
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    3,026
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    3,026
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    188,185
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    188,185
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    188,185
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    198,935
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    198,935
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    198,935
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 188,185
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 48,122
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 198,935
    a Applied to 2019, but not more than line 2a 48,122
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 150,813
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    37,372
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    THE COMM FOUNDATION OF SE CT
    ALICE FITZPATRICK PRESIDENT
    PO BOX 769
    NEW LONDON,CT06320
    N/A PC UNRESTRICTED GENERAL 188,445
    Total .................................bullet 3a 188,445
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities....     14 70,218  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 177,833  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   248,051  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    248,051
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREPARATION FEE - BOA 1,250 750   500

    Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

    TY 2020 GainLossSaleOtherAssetsSch
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Name Date Acquired How Acquired Date Sold Purchaser Name Gross Sales Price Basis Basis Method Sales Expenses Total (net) Accumulated Depreciation
    8690. INVESC 2020-05   2018-03  
    PURCHASER
    93,329 130,802     -37,473  
    184. INVESCO 2020-05   2019-02  
    PURCHASER
    1,976 2,604     -628  
    1246. INVESC 2020-05   2018-12  
    PURCHASER
    13,382 17,270     -3,888  
    320. INVESCO 2020-05   2015-09  
    PURCHASER
    3,437 4,327     -890  
    1731. INVESC 2020-05   2016-05  
    PURCHASER
    18,591 22,949     -4,358  

    TY 2020 GeneralExplanationAttachment
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Identifier Return Reference Explanation
    FEDERAL FOOTNOTE PART VIII LIST OF OFFICERS AND DIRECTORS THE COMPENSATION SHOWN ON THE RETURN THAT IS PAID TO BANK OF AMERICA, N.A. AS CORPORATE TRUSTEE IS NOT CALCULATED BASED UPON AN HOURLY RATE FOR THE TIME SPENT BY THE TRUSTEE; RATHER, BANK OF AMERICA'S COMPENSATION AS CORPORATE TRUSTEE IS CALCULATED USING A MARKET VALUE FEE SCHEDULE. THE TRUST OFFICER'S TIME SPENT PERFORMING ADMINISTRATIVE RESPONSIBILITIES FOR THIS FOUNDATION AVERAGES ONE HOUR PER WEEK. IN ADDITION, TIME IS SPENT BY OTHER STAFF MEMBERS FOR RECORDKEEPING, INVESTMENT MANAGEMENT, INCOME COLLECTION, RENDERING STATEMENTS AND ACCOUNTINGS, REGULATORY REPORTING, REGULATORY COMPLIANCE, AND TAX SERVICES.

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Name of Stock End of Year Book Value End of Year Fair Market Value
    SEE ATTACHED STATEMENT 3,524,108 4,229,818

    TY 2020 OtherDecreasesSchedule
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Description Amount
    TYE COST ADJUSTMENT 19,809
    TYE ROUNDING ADJUSTMENT 3
    SECURITIES ADJUSTMENT 4,283


    TY 2020 OtherExpensesSchedule
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER ALLOCABLE EXPENSE-PRINCI 359 359   0
    OTHER ALLOCABLE EXPENSE-INCOME 359 359   0
    FROM PARTNERSHIP/S-CORP   6   0


    TY 2020 OtherIncomeSchedule2
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FROM PARTNERSHIP/S-CORP   -11,356  


    TY 2020 OtherIncreasesSchedule
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Description Amount
    CTF COST ADJUSTMENT 28,507
    TYE SALES ADJUSTMENT 203


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT ADVISORY FEES 191 191    


    TY 2020 TaxesSchedule
    Name:
    MORGAN DOROTHY L UA NL
    EIN:
    06-6297473
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 936 936   0
    EXCISE TAX ESTIMATES 3,400 0   0
    FOREIGN TAXES ON QUALIFIED FOR 363 363   0
    FOREIGN TAXES ON NONQUALIFIED 147 147   0