Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
WAVERING FAMILY CHARITABLE FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)PO BOX 803878
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
CHICAGO, IL60680
A Employer identification number

36-6940417
B Telephone number (see instructions)

(312) 630-6000
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$16,712,126J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 363,014 363,841  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 176,842
b Gross sales price for all assets on line 6a 5,712,312
7 Capital gain net income (from Part IV, line 2)... 176,842
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 539,856 540,683  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 31,327 13,986   17,341
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule)....... Click to see attachment 2,500 1,250 0 1,250
c Other professional fees (attach schedule).... Click to see attachment 21,002 21,002   0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... Click to see attachment 9,652 327   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... Click to see attachment 15     15
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 64,496 36,565 0 18,606
25 Contributions, gifts, grants paid....... 741,850 741,850
26 Total expenses and disbursements. Add lines 24 and 25 806,346 36,565 0 760,456
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -266,490
b Net investment income (if negative, enter -0-) 504,118
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 180,942 339,181 339,181
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 8,019,249 Click to see attachment7,268,534 12,987,741
c Investments—corporate bonds (attach schedule)....... 2,813,455 Click to see attachment3,383,449 3,385,204
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 248,120   0
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 11,261,766 10,991,164 16,712,126
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 11,261,766 10,991,164
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 11,261,766 10,991,164
30 Total liabilities and net assets/fund balances (see instructions). 11,261,766 10,991,164
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
11,261,766
2
Enter amount from Part I, line 27a .....................
2
-266,490
3
Other increases not included in line 2 (itemize) bullet
3
0
4
Add lines 1, 2, and 3 ..........................
4
10,995,276
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
4,112
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
10,991,164
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a 70. ABBOTT LABORATORIES   2016-07-07 2020-02-27
b 157. ABBOTT LABORATORIES   2016-07-07 2020-02-28
c 92. ABBOTT LABORATORIES   2016-07-07 2020-11-02
d 107.99981 ABBVIE INC COM USD0.01   2020-07-13 2020-11-02
e 4.00019 ABBVIE INC COM USD0.01   2020-07-13 2020-11-02
17. AIR PRODUCTS & CHEMICALS INC   2017-01-06 2020-07-13
54. AIR PRODUCTS & CHEMICALS INC   2017-01-06 2020-11-02
13. ALIGN TECHNOLOGY INC COM   2020-08-07 2020-11-18
23. AMGEN INC   2016-08-26 2020-11-02
66. AUTOMATIC DATA PROCESSING INC   2019-10-16 2020-11-02
22. BLACKROCK INC CL A   2019-07-09 2020-11-02
33. BROADCOM INC COM   2019-09-23 2020-11-02
500. CARRIER GLOBAL CORPORATION COM USD0.01 WI   2002-03-04 2020-04-20
500. CHEVRONTEXACO CORP   2016-07-08 2020-11-02
99. CHEVRONTEXACO CORP   2019-02-04 2020-11-02
216. CISCO SYS INC   2017-09-20 2020-01-08
445. CISCO SYS INC   2016-06-14 2020-10-15
274. CISCO SYS INC   2013-03-14 2020-11-02
84. COCA COLA CO   2019-02-04 2020-11-02
147. COMCAST CORP NEW CL A   2019-04-16 2020-11-02
5. COSTAR GROUP INC   2020-08-07 2020-09-24
105. CROWN CASTLE INTL CORP NEW COM   2017-09-20 2020-03-17
83. CROWN CASTLE INTL CORP NEW COM   2015-12-07 2020-11-02
217. DARDEN RESTAURANTS INC   2019-09-23 2020-03-17
350. DUKE ENERGY CORP NEW COM NEW COM NEW   2016-04-25 2020-05-14
500. EOG RES INC   2016-07-15 2020-04-01
22. EVERSOURCE ENERGY COM   2019-04-09 2020-11-02
630. EXXON MOBIL CORP   2017-09-20 2020-03-09
19. EXXON MOBIL CORP   2020-01-02 2020-03-09
4000. FLEXSHARES TR GLOBAL QUALITY REAL ESTATEINDEX FD GLOBAL QUALITY   2017-09-13 2020-04-01
34. HOME DEPOT INC   2015-02-25 2020-09-18
68. HOME DEPOT INC   2015-02-25 2020-11-02
184. HONEYWELL INTL INC   2017-09-20 2020-08-24
69. HONEYWELL INTL INC   2017-07-21 2020-11-02
114. HONEYWELL INTL INC   2017-07-13 2020-12-01
102. HONEYWELL INTL INC   2017-07-13 2020-12-09
43. ILLINOIS TOOL WORKS INC   2017-09-20 2020-09-18
37. ILLINOIS TOOL WORKS INC   2017-09-07 2020-11-02
41. INTL FLAVORS & FRAGRANCES INC   2020-06-04 2020-07-28
202. J P MORGAN CHASE & CO   2017-09-20 2020-01-08
143. J P MORGAN CHASE & CO   2016-06-14 2020-11-02
57. J P MORGAN CHASE & CO   2014-11-03 2020-11-04
195. JOHNSON & JOHNSON   2017-09-20 2020-07-13
38. JOHNSON & JOHNSON   2015-08-25 2020-08-28
116. JOHNSON & JOHNSON   2015-08-25 2020-08-31
97. JOHNSON & JOHNSON   2015-08-25 2020-10-15
44. JOHNSON & JOHNSON   2015-08-25 2020-11-02
235. JOHNSON & JOHNSON   2012-06-26 2020-12-01
55. ELI LILLY & CO   2018-11-16 2020-11-02
21. LOCKHEED MARTIN CORP   2019-05-02 2020-09-18
37. LOCKHEED MARTIN CORP   2019-05-02 2020-11-02
90. MARSH & MCLENNAN COS INC   2018-06-15 2020-11-02
62. MARSH & MCLENNAN COS INC   2018-06-15 2020-11-04
214. MAXIM INTEGRATED PRODS INC   2017-09-20 2020-07-27
23. MAXIM INTEGRATED PRODS INC   2015-04-27 2020-08-28
64. MAXIM INTEGRATED PRODS INC   2015-04-27 2020-08-31
278. MAXIM INTEGRATED PRODS INC   2015-04-27 2020-09-03
26. MAXIM INTEGRATED PRODS INC   2020-07-01 2020-09-15
130. MAXIM INTEGRATED PRODS INC   2014-08-01 2020-09-15
248. MCDONALDS CORP   2018-09-25 2020-04-16
51. MCDONALDS CORP   2018-02-13 2020-11-02
10.0004 MERCK & CO INC   2020-09-03 2020-11-02
167.9996 MERCK & CO INC   2020-09-03 2020-11-02
67. MICROSOFT CORP COM   2012-09-18 2020-02-05
71. MICROSOFT CORP COM   2012-09-18 2020-02-21
115. MICROSOFT CORP COM   2012-09-18 2020-03-09
136. MICROSOFT CORP COM   2013-01-17 2020-03-19
74. MICROSOFT CORP COM   2013-01-17 2020-03-24
77. MICROSOFT CORP COM   2013-01-17 2020-11-02
223. MONDELEZ INTL INC COM   2019-10-07 2020-11-02
20. NEXTERA ENERGY INC COM   2017-02-14 2020-07-13
321. NEXTERA ENERGY INC COM   2017-02-14 2020-11-02
6765.9 MFB NORTHN MID CAP INDEX FD FD   2018-12-20 2020-05-14
255.52 MFB NORTHN MID CAP INDEX FD FD   2019-12-19 2020-06-02
23645.05 MFB NORTHN MID CAP INDEX FD FD   2018-12-20 2020-06-02
49407.12 MFB NORTHN INTL EQTY INDEX FD   2018-05-14 2020-04-20
39081.28 MFB NORTHN INTL EQTY INDEX FD   2009-07-16 2020-05-14
3333.33 MFB NORTHERN MULTI MANAGER GLOBAL LISTEDINFRASTRUCTURE FUND   2014-04-07 2020-08-06
968.01 MFB NORTHN FDS SMALL CAP VALUE FD   2019-12-19 2020-04-01
16265.16 MFB NORTHN FDS SMALL CAP VALUE FD   2018-12-20 2020-04-01
20955.84 MFB NORTHN FUNDS EMERGING MKTS EQTY EQTY INDEX FD   2010-04-07 2020-04-01
6462.04 MFB NORTHN HI YIELD FXD INC FD   2015-03-26 2020-06-02
15772.87 MFB NORTHN HI YIELD FXD INC FD   2015-03-26 2020-11-03
99268.6 MFB NORTHERN FDS FIXED INCOME FD   2019-04-04 2020-06-02
76025.28 MFB NORTHERN FDS FIXED INCOME FD   2020-06-02 2020-06-02
312. ONEOK INC NEW   2019-01-29 2020-03-11
250. OTIS WORLDWIDE CORP COM USD0.01 WI   2002-03-04 2020-05-14
64. PNC BANK CORP   2019-09-23 2020-11-02
500. PAYCHEX INC   2011-06-07 2020-04-20
132. PAYCHEX INC   2016-02-11 2020-11-02
80. PAYCHEX INC   2014-08-01 2020-11-04
26.99451 PEPSICO INC   2019-10-21 2020-11-02
82.00549 PEPSICO INC   2019-10-22 2020-11-02
416. PFIZER INC   2015-01-23 2020-02-05
1220. PFIZER INC   2015-01-23 2020-05-13
383. PFIZER INC   2020-05-01 2020-05-13
50. PHILLIPS 66 COM   2018-04-20 2020-11-02
300. PROCTER & GAMBLE CO   2002-03-04 2020-06-02
38. PROCTER & GAMBLE CO   2020-08-03 2020-11-02
2. PROCTER & GAMBLE CO   2020-10-01 2020-11-02
83. PROLOGIS INC COM   2019-06-20 2020-11-02
45. PROTO LABS INC COM   2020-08-07 2020-10-29
88. QUALCOMM INC   2020-10-15 2020-11-02
262.00006 RLTY INC CORP COM   2019-02-04 2020-04-06
7.99994 RLTY INC CORP COM   2016-02-11 2020-04-06
68. RLTY INC CORP COM   2016-02-11 2020-11-02
.5 ROLLINS INC   2020-08-07 2020-12-11
500. SCHLUMBERGER LTD ISIN #AN8068571086   2016-07-15 2020-04-01
72. SEMPRA ENERGY INC   2017-10-30 2020-11-02
200. SIMON PPTY GROUP INC NEW   2019-01-24 2020-03-17
10. SIMON PPTY GROUP INC NEW   2020-01-02 2020-03-19
310. SIMON PPTY GROUP INC NEW   2019-01-24 2020-03-19
137. STARBUCKS CORP   2018-08-24 2020-11-02
79. STARBUCKS CORP   2018-08-24 2020-11-04
597. SYSCO CORP   2019-08-05 2020-03-19
81. TEXAS INSTRUMENTS INC   2017-10-30 2020-07-13
123. TEXAS INSTRUMENTS INC   2017-01-24 2020-11-02
293. TRUIST FINL CORP COM   2017-09-20 2020-11-02
197. TRUIST FINL CORP COM   2015-07-21 2020-11-04
149. US BANCORP DEL NEW   2018-11-16 2020-11-02
314. VALERO ENERGY CORP NEW   2017-09-20 2020-03-24
22. VALERO ENERGY CORP NEW   2017-05-30 2020-11-02
193. VALERO ENERGY CORP NEW   2017-05-30 2020-11-20
20. VALERO ENERGY CORP NEW   2020-07-01 2020-11-20
31. VEEVA SYS INC CL A COM CL A COM   2020-06-04 2020-06-19
31. VEEVA SYS INC CL A COM CL A COM   2020-06-04 2020-07-22
150. VERIZON COMMUNICATIONS   2020-10-01 2020-11-02
.16 VIATRIS INC   2016-07-15 2020-11-17
248. VIATRIS INC   2016-07-15 2020-12-04
240. VONTIER CORP COM USD0.0001 WI   2016-09-30 2020-10-30
101. WEC ENERGY GROUP INC COM   2015-12-07 2020-03-17
25. WEC ENERGY GROUP INC COM   2015-12-07 2020-07-13
102. WEC ENERGY GROUP INC COM   2015-12-07 2020-11-02
304. WELLS FARGO & CO NEW   2019-03-07 2020-01-23
109. WELLS FARGO & CO NEW   2019-04-16 2020-02-27
185. WELLS FARGO & CO NEW   2019-04-16 2020-02-28
7. WEST PHARMACEUTICAL SVSC INC   2020-08-07 2020-09-24
1016. WILLIAMS COS INC   2017-09-20 2020-02-21
313. WILLIAMS COS INC   2017-06-08 2020-02-27
475. WILLIAMS COS INC   2017-06-08 2020-02-28
64. WILLIAMS COS INC   2020-01-02 2020-02-28
450. XILINX INC   2019-12-24 2020-04-20
300. YUM BRANDS INC   2011-04-12 2020-04-20
500. #REORG/ALLERGAN PLC CASH & STOCK MERGER ABBVIE INC 0002K12A91 05-   2016-07-15 2020-05-11
45. EATON CORP PLC COM USD0.50   2020-08-25 2020-11-02
300. LINDE PLC COM USD0.001   2005-06-27 2020-04-20
95. MEDTRONIC PLC COMMON STOCK   2018-11-16 2020-11-02
413. LYONDELLBASELL INDUSTRIES N V COM USD0.01 CLASS 'A'   2017-09-20 2020-03-17
23. LYONDELLBASELL INDUSTRIES N V COM USD0.01 CLASS 'A'   2014-01-09 2020-11-02
54. LYONDELLBASELL INDUSTRIES N V COM USD0.01 CLASS 'A'   2014-01-09 2020-12-09
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(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 5,615   2,902 2,713
b 11,922   6,508 5,414
c 9,893   3,814 6,079
d 9,502   10,723 -1,221
e 352   397 -45
4,741   2,444 2,297
15,331   7,722 7,609
5,871   3,603 2,268
5,043   3,945 1,098
10,636   10,819 -183
13,558   10,454 3,104
11,596   9,366 2,230
7,282   3,523 3,759
35,347   52,115 -16,768
7,111   11,676 -4,565
10,257   7,209 3,048
17,597   11,437 6,160
9,859   5,928 3,931
4,096   4,135 -39
6,145   6,169 -24
4,078   3,609 469
15,472   9,055 6,417
13,259   6,792 6,467
8,643   26,681 -18,038
28,561   26,837 1,724
17,229   42,025 -24,796
1,969   1,553 416
26,847   53,677 -26,830
810   1,346 -536
177,217   248,111 -70,894
9,412   3,961 5,451
18,478   7,922 10,556
29,210   24,163 5,047
11,909   9,041 2,868
23,511   14,797 8,714
21,603   12,816 8,787
8,683   5,944 2,739
7,432   5,106 2,326
5,273   5,575 -302
27,690   17,458 10,232
14,314   8,724 5,590
5,800   3,468 2,332
28,292   20,282 8,010
5,837   3,610 2,227
17,750   11,021 6,729
14,230   9,216 5,014
6,075   3,394 2,681
34,679   15,625 19,054
7,223   6,246 977
8,340   6,938 1,402
13,207   10,753 2,454
9,431   7,375 2,056
6,817   5,080 1,737
14,759   8,187 6,572
1,613   761 852
4,424   2,117 2,307
19,024   8,289 10,735
1,748   1,255 493
8,742   3,872 4,870
44,533   40,644 3,889
10,892   8,295 2,597
761   854 -93
12,791   14,348 -1,557
12,045   2,042 10,003
12,816   2,164 10,652
17,789   3,504 14,285
19,887   3,997 15,890
10,719   2,018 8,701
15,570   2,099 13,471
12,132   12,239 -107
5,208   2,509 2,699
24,144   8,639 15,505
100,000   114,856 -14,856
4,344   4,916 -572
401,966   200,100 201,866
500,000   553,105 -53,105
394,721   354,561 40,160
40,000   42,433 -2,433
12,197   19,970 -7,773
204,941   281,186 -76,245
187,136   191,487 -4,351
40,000   46,454 -6,454
100,000   112,145 -12,145
1,048,276   1,031,406 16,870
802,827   790,896 11,931
11,254   18,758 -7,504
11,806   4,927 6,879
7,395   9,045 -1,650
33,602   15,277 18,325
11,080   5,470 5,610
6,930   3,291 3,639
3,661   3,681 -20
11,120   10,069 1,051
15,850   13,639 2,211
45,009   39,997 5,012
14,130   16,563 -2,433
2,403   5,540 -3,137
35,113   10,382 24,731
5,277   4,651 626
278   280 -2
8,427   6,840 1,587
5,201   5,637 -436
10,898   11,249 -351
12,420   17,395 -4,975
379   454 -75
4,072   3,839 233
19   18 1
6,247   39,680 -33,433
9,123   8,402 721
12,277   36,132 -23,855
568   1,449 -881
17,607   50,258 -32,651
11,799   7,213 4,586
7,128   4,153 2,975
22,443   42,355 -19,912
10,631   6,468 4,163
17,815   9,431 8,384
12,777   12,614 163
8,523   8,149 374
5,962   8,164 -2,202
11,251   20,407 -9,156
882   1,364 -482
9,803   11,970 -2,167
1,016   1,819 -803
7,065   6,510 555
7,969   6,510 1,459
8,695   8,298 397
4   2 2
4,322   3,840 482
6,723   4,512 2,211
10,297   5,000 5,297
2,203   1,238 965
10,488   4,522 5,966
14,705   15,082 -377
4,685   5,398 -713
7,650   8,730 -1,080
1,840   1,907 -67
21,857   30,396 -8,539
5,972   9,356 -3,384
8,954   13,423 -4,469
1,206   1,503 -297
40,486   44,339 -3,853
24,941   10,772 14,169
96,329   119,926 -23,597
4,815   4,633 182
56,170   49,037 7,133
9,670   8,935 735
16,593   33,432 -16,839
1,622   1,848 -226
4,773   4,339 434
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
      19,673
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       2,713
b       5,414
c       6,079
d       -1,221
e       -45
      2,297
      7,609
      2,268
      1,098
      -183
      3,104
      2,230
      3,759
      -16,768
      -4,565
      3,048
      6,160
      3,931
      -39
      -24
      469
      6,417
      6,467
      -18,038
      1,724
      -24,796
      416
      -26,830
      -536
      -70,894
      5,451
      10,556
      5,047
      2,868
      8,714
      8,787
      2,739
      2,326
      -302
      10,232
      5,590
      2,332
      8,010
      2,227
      6,729
      5,014
      2,681
      19,054
      977
      1,402
      2,454
      2,056
      1,737
      6,572
      852
      2,307
      10,735
      493
      4,870
      3,889
      2,597
      -93
      -1,557
      10,003
      10,652
      14,285
      15,890
      8,701
      13,471
      -107
      2,699
      15,505
      -14,856
      -572
      201,866
      -53,105
      40,160
      -2,433
      -7,773
      -76,245
      -4,351
      -6,454
      -12,145
      16,870
      11,931
      -7,504
      6,879
      -1,650
      18,325
      5,610
      3,639
      -20
      1,051
      2,211
      5,012
      -2,433
      -3,137
      24,731
      626
      -2
      1,587
      -436
      -351
      -4,975
      -75
      233
      1
      -33,433
      721
      -23,855
      -881
      -32,651
      4,586
      2,975
      -19,912
      4,163
      8,384
      163
      374
      -2,202
      -9,156
      -482
      -2,167
      -803
      555
      1,459
      397
      2
      482
      2,211
      5,297
      965
      5,966
      -377
      -713
      -1,080
      -67
      -8,539
      -3,384
      -4,469
      -297
      -3,853
      14,169
      -23,597
      182
      7,133
      735
      -16,839
      -226
      434
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 176,842
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 7,007
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 7,007
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 7,007
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 8,250
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 8,250
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,243
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,243 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletFL, IL
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbullet  
    14
    The books are in care ofbulletTHE NORTHERN TRUST COMPANY Telephone no.bullet (312) 630-6000

    Located atbulletPO BOX 803878CHICAGOIL ZIP+4bullet60680
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    THE NORTHERN TRUST COMPANY TRUSTEE
    40     		31,327    
    PO BOX 803878
    CHICAGO,IL60680
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    15,432,125
    b
    Average of monthly cash balances.......................
    1b
    0
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    15,432,125
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    15,432,125
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    231,482
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    15,200,643
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    760,032
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    760,032
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    7,007
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    7,007
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    753,025
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    753,025
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    753,025
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    760,456
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    760,456
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    760,456
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 753,025
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 717,928
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 760,456
    a Applied to 2019, but not more than line 2a 717,928
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		0
    d Applied to 2020 distributable amount..... 42,528
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		710,497
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    CONSERVANCY OF SOUTHWEST FLORIDA
    FLORIDA
    1450 MERRITTUE DR
    NAPLES,FL34102     		N/A PUBLIC GENERAL 121,850
    NAPLES HISTORICAL SOCIETY
    137 12TH AVENUE SOUTH
    NAPLES,FL34102     		N/A PUBLIC GENERAL 7,000
    NORTH SHORE COUNTRY DAY
    SCHOOL
    310 GREEN BAY ROAD
    WINNETKA,IL60096     		N/A PUBLIC GENERAL 200,000
    NAPLES YACHT CLUB BLUE GAVEL
    SCHOLARSHIP FUND
    700 14TH AVE S
    NAPLES,FL34102     		N/A PUBLIC GENERAL 5,000
    NAPLES BOTANICAL GARDEN
    4820 BAYSHORE DRIVE
    NAPLES,FL34112     		N/A PUBLIC GENERAL 25,000
    ST MATTHEW'S HOUSE
    2001 AIRPORT RD S
    NAPLES,FL34112     		N/A PUBLIC CHARITY GENERAL 250,000
    EVERGLADES FOUNDATION
    18001 OLD CUTLER ROAD SUITE 625
    PALMETTO BAY,FL33157     		N/A PUBLIC GENERAL 25,000
    NEIGHBORHOOD HEALTH CLINIC
    121 GOODLETTE-FRANK RD
    NAPLES,FL34102     		N/A PUBLIC GENERAL 5,000
    PHELPS FIRE STATION #2
    PO BOX 911
    PHELPS,KY41553     		N/A PUBLIC NEW AMBULANCE 93,000
    CAPTAINS FOR CLEAN WATER
    PO BOX 1653
    FT MYERS,FL33902     		N/A PUBLIC GENERAL 10,000
    Total .................................bullet 3a 741,850
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 363,014  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 176,842  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   539,856  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    539,856
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    WAVERING FAMILY CHARITABLE FOUNDATION
    EIN:
    36-6940417
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAX PREP FEE 2,500 1,250   1,250

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    WAVERING FAMILY CHARITABLE FOUNDATION
    EIN:
    36-6940417
    Name of Bond End of Year Book Value End of Year Fair Market Value
    SEE ATTACHMENTS 3,383,449 3,385,204

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    WAVERING FAMILY CHARITABLE FOUNDATION
    EIN:
    36-6940417
    Name of Stock End of Year Book Value End of Year Fair Market Value
    SEE ATTACHMENTS 7,268,534 12,987,741

    TY 2020 InvestmentsOtherSchedule2
    Name:
    WAVERING FAMILY CHARITABLE FOUNDATION
    EIN:
    36-6940417
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    SEE ATTACHMENTS      

    TY 2020 OtherDecreasesSchedule
    Name:
    WAVERING FAMILY CHARITABLE FOUNDATION
    EIN:
    36-6940417
    Description Amount
    COST ADJUSTMENT 4,112


    TY 2020 OtherExpensesSchedule
    Name:
    WAVERING FAMILY CHARITABLE FOUNDATION
    EIN:
    36-6940417
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    IL ATTY GENERAL FILING FEE 15 0   15


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    WAVERING FAMILY CHARITABLE FOUNDATION
    EIN:
    36-6940417
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    BAHL & GAYNOR INVESTMENT 20,049 20,049    
    RIVERBRIDGE PARTNERS, LLC 953 953    


    TY 2020 TaxesSchedule
    Name:
    WAVERING FAMILY CHARITABLE FOUNDATION
    EIN:
    36-6940417
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    TAXES(EXCISE) 1,075 0   0
    ESTIMATED TAX 8,250 0   0
    FOREIGN TAXES 327 327   0