Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
THE ROXE FOUNDATION
 
Number and street (or P.O. box number if mail is not delivered to street address)CO BESSEMER TRUST630 FIFTH AVENUE
  Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY10111
A Employer identification number

06-1480884
B Telephone number (see instructions)

(516) 508-9623
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ... bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$2,683,736J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books 		(b) Net investment
income 		(c) Adjusted net
income 		(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 37,623 37,623  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 129,915
b Gross sales price for all assets on line 6a 974,236
7 Capital gain net income (from Part IV, line 2)... 129,915
8 Net short-term capital gain.........  
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule).......      
12 Total. Add lines 1 through 11........ 167,538 167,538  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 0 0   0
14 Other employee salaries and wages...... 27,000 0   0
15 Pension plans, employee benefits....... 5,257 0   0
16a Legal fees (attach schedule).........        
b Accounting fees (attach schedule)....... Click to see attachment 5,009 0   5,009
c Other professional fees (attach schedule).... Click to see attachment 12,121 12,121   0
17 Interest...............        
18 Taxes (attach schedule) (see instructions)... Click to see attachment 102 14   0
19 Depreciation (attach schedule) and depletion...      
20 Occupancy.............. 25,696 0   0
21 Travel, conferences, and meetings.......        
22 Printing and publications..........        
23 Other expenses (attach schedule)....... Click to see attachment 1,243 0   0
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 76,428 12,135   5,009
25 Contributions, gifts, grants paid....... 230,925 230,925
26 Total expenses and disbursements. Add lines 24 and 25 307,353 12,135   235,934
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements -139,815
b Net investment income (if negative, enter -0-) 155,403
c Adjusted net income (if negative, enter -0-)...  
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.) 		Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing.............      
2 Savings and temporary cash investments......... 81,457 48,197 48,197
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet   199    
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet        
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 1,635,156 Click to see attachment1,079,550 1,678,637
c Investments—corporate bonds (attach schedule)....... 499,878 Click to see attachment950,089 956,902
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule)..........      
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 2,216,690 2,077,836 2,683,736
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22)......... 0 0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 2,216,690 2,077,836
27 Paid-in or capital surplus, or land, bldg., and equipment fund 0 0
28 Retained earnings, accumulated income, endowment, or other funds 0 0
29 Total net assets or fund balances (see instructions)..... 2,216,690 2,077,836
30 Total liabilities and net assets/fund balances (see instructions). 2,216,690 2,077,836
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
2,216,690
2
Enter amount from Part I, line 27a .....................
2
-139,815
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
961
4
Add lines 1, 2, and 3 ..........................
4
2,077,836
5
Decreases not included in line 2 (itemize) bullet
5
0
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
2,077,836
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)		 (b)
How acquired
P—Purchase
D—Donation 		(c)
Date acquired
(mo., day, yr.) 		(d)
Date sold
(mo., day, yr.)
1 a PUBLICLY TRADED SECURITIES P    
b PUBLICLY TRADED SECURITIES P    
c CAPITAL GAINS DIVIDENDS P    
d
e
(e)
Gross sales price 		(f)
Depreciation allowed
(or allowable) 		(g)
Cost or other basis
plus expense of sale 		(h)
Gain or (loss)
(e) plus (f) minus (g)
a 175,467   175,497 -30
b 775,039   668,824 106,215
c 23,730     23,730
d
e
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69 		(j)
Adjusted basis
as of 12/31/69 		(k)
Excess of col. (i)
over col. (j), if any
a       -30
b       106,215
c       23,730
d
e
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7		 Bracket 2 129,915
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ................... 		Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved 		(b)
Reserved 		(c)
Reserved 		(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 2,160
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 2,160
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 2,160
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 3,723
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d 0
7 Total credits and payments. Add lines 6a through 6d.............. 7 3,723
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9  
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10 1,563
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet1,563 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$ 0(2) On foundation managers.bullet$ 0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$ 0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
    • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletCT
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBESSEMER TRUST COMPANY Telephone no.bullet (516) 508-9623

    Located atbullet630 FIFTH AVENUENEW YORKNY ZIP+4bullet10111
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
     
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation
     (If not paid, enter
    -0-)     		(d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    JOSEPH D ROXE TRUSTEE/.CHM
    8.00     		0 0 0
    C/O BESSEMER TRUST630 FIFTH AVENUE
    NEW YORK,NY10111
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position     		(c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation     		(e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    2,662,957
    b
    Average of monthly cash balances.......................
    1b
    42,204
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    2,705,161
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    2,705,161
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    40,577
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    2,664,584
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    133,229
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    133,229
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    2,160
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    2,160
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    131,069
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    131,069
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    131,069
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    235,934
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
     
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
     
    b
    Cash distribution test (attach the required schedule) .................
    3b
     
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    235,934
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    235,934
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus     		(b)
    Years prior to 2019     		(c)
    2019     		(d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 131,069
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 0
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 225,413
    b From 2016...... 253,927
    c From 2017...... 120,711
    d From 2018...... 189,310
    e From 2019...... 202,798
    fTotal of lines 3a through e........ 992,159
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 235,934
    a Applied to 2019, but not more than line 2a 0
    b Applied to undistributed income of prior years
    (Election required—see instructions).....     		0
    c Treated as distributions out of corpus (Election
    required—see instructions)........     		Click to see attachment0
    d Applied to 2020 distributable amount..... 131,069
    e Remaining amount distributed out of corpus 104,865
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 1,097,024
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........     		0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......     		0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........     		0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............     		0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........     		0
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......     		0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...     		225,413
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......     		871,611
    10 Analysis of line 9:
    a Excess from 2016.... 253,927
    b Excess from 2017.... 120,711
    c Excess from 2018.... 189,310
    d Excess from 2019.... 202,798
    e Excess from 2020.... 104,865
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........     		Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....     		         
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........     		         
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....     		         
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)    		          
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...     		         
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....     		         
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....     		         
    (3) Largest amount of support
    from an exempt organization    		          
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    JOSEPH D ROXE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    		 Foundation
    status of
    recipient     		Purpose of grant or
    contribution     		Amount
    Name and address (home or business)
    aPaid during the year
    ANDREW SHAW MEMORIAL TRUST
    140 WEST AVENUE
    DARIEN,CT06820     		NONE PUBLIC CHARITY GENERAL 12,500
    AT HOME IN DARIEN (ANN MANDEL)
    PO BOX 1242
    DARIEN,CT06820     		NONE PUBLIC CHARITY GENERAL 1,000
    BISHOP FRANK CAGGIANO - DIOCESE OF BRIDGEPORT
    DOB 238 JEWETT AVE
    BRIDGEPORT,CT06606     		NONE PUBLIC CHARITY GENERAL 1,000
    BISHOP WILLIAM LORI - ARCHDIOCESE OF BALTIMORE
    320 CATHEDRAL ST
    BALTIMORE,MD21201     		NONE PUBLIC CHARITY GENERAL 1,000
    BOSTON SYMPHONY ORCHESTRA - SYMPHONY ANNUAL FUND
    301 MASSACHUSETTS AVE
    BOSTON,MA021154511     		NONE PUBLIC CHARITY GENERAL 12,000
    DIOCESE OF BRIDGEPORT
    238 JEWETT AVE
    BRIDGEPORT,CT06606     		NONE PUBLIC CHARITY GENERAL 102,500
    CATHOLIC ACADEMY OF BRIDGEPORT
    63 PEQUONNOCK STREET
    BRIDGEPORT,CT06604     		NONE PUBLIC CHARITY GENERAL 5,000
    CHAMINADE DEVELOPMENT FUND
    340 JACKSON AVE
    MINEOLA,NY115012441     		NONE PUBLIC CHARITY GENERAL 5,000
    THE CLAGETT (JUDY MCLENNAN REGATTA)
    231 INDIAN AVENUE
    PORTSMITH,RI02871     		NONE PUBLIC CHARITY GENERAL 2,500
    CLAGETT FALL SERIES
    231 INDIAN AVENUE
    PORTSMITH,RI02871     		NONE PUBLIC CHARITY GENERAL 4,000
    DAMON RUNYON CANCER RES FDN
    55 BROADWAY SUITE 302
    NEW YORK,NY10006     		NONE PUBLIC CHARITY GENERAL 3,000
    DARIEN FOUNDATION
    5 BROOK STREET
    DARIEN,CT06820     		NONE PUBLIC CHARITY GENERAL 500
    MALTA AUXILIARY
    191 HUCKLEBERRY RD
    WILTON,CT06897     		NONE PUBLIC CHARITY GENERAL 500
    DUKE UNIVERSITY-FUQUA SCHOOL OF BUSINESS
    BOX 90581
    DURHAM,NC277080581     		NONE PUBLIC CHARITY GENERAL 5,000
    ENGLISH-SPEAKING UNION (GREENWICH BRANCH)
    144 EAST 39TH STREET
    NEW YORK,NY10016     		NONE PUBLIC CHARITY GENERAL 500
    ST THOMAS MORE CHURCH
    374 MIDDLESEX ROAD
    DARIEN,CT06802     		NONE PUBLIC CHARITY GENERAL 13,200
    FATHER PAUL MURPHY - ST THOMAS MORE
    374 MIDDLESEX ROAD
    DARIEN,CT06802     		NONE PUBLIC CHARITY GENERAL 1,000
    ST JOHN FISHER SEMINARY
    894 NEWFIELD AVENUE
    STAMFORD,CT06905     		NONE PUBLIC CHARITY GENERAL 1,000
    HUMAN RIGHTS FIRST
    75 BROAD STREET 31ST FL
    NEW YORK,NY10004     		NONE PUBLIC CHARITY GENERAL 5,000
    FRICK COLLECTION MUSEUM AND FRICK ANNUAL FUND
    1 EAST 70TH STREET
    NEW YORK,NY10021     		NONE PUBLIC CHARITY GENERAL 640
    MASS MOCA
    1040 MASS MOCA WAY
    NORTH ADAMS,MA01247     		NONE PUBLIC CHARITY GENERAL 100
    MUSEUM OF MODERN ART
    11 WEST 53RD STREET
    NEW YORK,NY10019     		NONE PUBLIC CHARITY GENERAL 360
    HOLY CROSS CC FL
    500 IRIS LANE
    VERO BEACH,FL32963     		NONE PUBLIC CHARITY GENERAL 1,200
    NOROTON HEIGHTS FIRE DEPT
    209 NOROTON AVE
    DARIEN,CT06820     		NONE PUBLIC CHARITY GENERAL 500
    HOSPITAL FOR SPECIAL CARE (IVAN LENDL SPORTS CAMP)
    2150 CORBIN AVE
    NEW BRITAIN,CT09053     		NONE PUBLIC CHARITY GENERAL 1,000
    LEGATUS
    PO BOX 444
    ANN ARBOR,MI48106     		NONE PUBLIC CHARITY GENERAL 3,100
    METROPOLITAN MUSEUM OF ART
    1000 FIFTH AVE
    NEW YORK,NY100280198     		NONE PUBLIC CHARITY GENERAL 600
    STAMFORD SYMPHONY
    263 TRESSER BOULEVARD
    STAMFORD,CT06901     		NONE PUBLIC CHARITY GENERAL 1,500
    MUSEUM OF FINE ARTS BOSTON-DIRECTOR'S CIRCLE
    465 HUNTINGTON AVE
    BOSTON,MA02115     		NONE PUBLIC CHARITY GENERAL 10,000
    NAVAL WAR COLLEGE FOUNDATION
    686 CUSHING ROAD
    NEWPORT,RI028411213     		NONE PUBLIC CHARITY GENERAL 10,000
    NEWPORT HISTORICAL SOCITEY
    82 TOURO STREET
    NEWPORT,RI02840     		NONE PUBLIC CHARITY GENERAL 125
    MALTA HOUSE
    750 WASHINGTON BLVD
    STAMFORD,CT06901     		NONE PUBLIC CHARITY GENERAL 1,000
    RIVERSIDE THEATRE DISTINGUISHED LECTURERS
    3250 RIVERSIDE PARK DRIVE
    VERO BEACH,FL32963     		NONE PUBLIC CHARITY GENERAL 3,000
    UNITED WAY OF VERO BEACH
    P O BOX 1960
    VERO BEACH,FL32963     		NONE PUBLIC CHARITY GENERAL 1,000
    PRINCETON ANNUAL FUND
    PO BOX 5357
    PRINCETON,NJ085435357     		NONE PUBLIC CHARITY GENERAL 1,000
    INDIAN RIVER LAND TRUST
    80 ROYAL PALM POINTE
    VERO BEACH,FL32961     		NONE PUBLIC CHARITY GENERAL 500
    PRINCETON PROSPECT FOUNDATION-QUADRANGLE CLUB
    PO BOX 5357
    PRINCETON,NJ08540     		NONE PUBLIC CHARITY GENERAL 100
    KIDS IN CRISIS
    1 SALEM ROAD
    COS COB,NJ07807     		NONE PUBLIC CHARITY GENERAL 1,000
    PRINCETON UNIVERSITY - VARSITY CLUB
    33 PROSPECT AVE
    PRINCETON,NJ08540     		NONE PUBLIC CHARITY GENERAL 500
    VERO BEACH MUSEUM OF ART - CHAIRMAN'S CLUB LEVEL
    3001 RIVERSIDE PARK DRIVE
    VERO BEACH,FL329631807     		NONE PUBLIC CHARITY GENERAL 2,000
    WEE BURN (MACMANNIS) SCHOLARSHIP
    410 HOLLOW TREE RIDGE RD
    DARIEN,CT068201046     		NONE PUBLIC CHARITY GENERAL 500
    WOODS HOLE OCEANOGRAPHIC INSTITUTION -WHOICHAMINADE PROGRAM
    266 WOODS HOLE RD MS40
    WOODS HOLE,MA02543     		NONE PUBLIC CHARITY GENERAL 5,000
    YMCA - DARIEN
    2420 POST ROAD
    DARIEN,CT06820     		NONE PUBLIC CHARITY GENERAL 10,000
    Total .................................bullet 3a 230,925
    bApproved for future payment
    Total .................................bullet 3b 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code     		(b)
    Amount     		(c)
    Exclusion code     		(d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........     		         
    4 Dividends and interest from securities....     14 37,623  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............     		    18 129,915  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue: a
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e).. 0 167,538 0
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    167,538
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow     		Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    		 Firm's EIN SmallBullet
    Firm's address SmallBullet


    		 Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 AccountingFeesSchedule
    Name:
    THE ROXE FOUNDATION
    EIN:
    06-1480884
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    PAYROLL SERVICE FEE 2,009 0   2,009
    FINANCIAL SERVICES FEE 3,000 0   3,000

    TY 2020 DistributionFromCorpusElection
    Name:
    THE ROXE FOUNDATION
    EIN:
    06-1480884
    Election:
    THE ROXE FOUNDATIONFORM 990-PF EIN: 06-1480884SUPPLEMENTAL SCHEDULE OF INFORMATIONPART XIII, UNDISTRIBUTED INCOME, LINE 4CELECTION UNDER IRC REG. SEC. 53-4942(A)-3(D)(2)PURSUANT TO IRC SECTION 4942 (H)(2) AND REGULATION 53.4942(A)-3(D)(2), THE ROXE FOUNDATION, INC. HEREBY ELECTS TO TREAT CURRENT YEAR'S QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.____________________________ SIGNATURE

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    THE ROXE FOUNDATION
    EIN:
    06-1480884
    Name of Bond End of Year Book Value End of Year Fair Market Value
    82491.59 OW FIXED INCOME FUND 950,089 956,902

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    THE ROXE FOUNDATION
    EIN:
    06-1480884
    Name of Stock End of Year Book Value End of Year Fair Market Value
    35.00 CHARTER COMMUNICATIONS INC 17,225 23,154
    23.00 ALPHABET INC CLASS C 24,231 40,293
    125.00 FACEBOOK INC-A 20,962 34,145
    225.00 TENCENT HOLDINGS LTD 9,342 16,362
    65.00 SEA LTD ADR 2,901 12,938
    20.00 LVMH MOET HENNESSY VUITTON 8,642 12,538
    110.00 ROSS STORES INC 11,111 13,509
    55.00 ALIBABA GROUP HOLDINGS LTD 8,692 12,800
    115.00 HILTON WORLDWIDE HOLDINGS 12,135 12,794
    170.00 NIKE INC CL B 11,067 24,049
    35.00 HOME DEPOT 5,693 9,296
    14.00 AMAZON.COM INC 15,911 45,597
    125.00 PEPSICO INC 14,340 18,537
    45.00 PIONEER NATURAL RESOURCES 8,251 5,125
    275.00 CONOCOPHILLIPS 13,747 10,997
    725.00 BANK OF AMERICA CORP 21,623 21,974
    14.00 BLACKROCK INC 7,380 10,101
    35.00 AON PLC 7,341 7,394
    25.00 S&P GLOBAL INC. 6,515 8,218
    210.00 CITIGROUP INC 12,493 12,948
    60.00 CHUBB LIMITED 7,787 9,235
    170.00 SCHWAB CHARLES CORP NEW 8,380 9,016
    260.00 BLACKSTONE GROUP INC 14,790 16,850
    90.00 DANAHER CORP 8,420 19,992
    55.00 UNITEDHEALTH GROUP INC 14,253 19,287
    45.00 THERMO FISHER SCIENTIFIC 7,916 20,960
    135.00 IQVIA HOLDINGS INC 20,156 24,187
    100.00 ZOETIS INC 7,023 16,550
    130.00 UNION PACIFIC CORP 22,205 27,068
    30.00 CINTAS CORP 4,859 10,603
    95.00 SAFRAN SA 12,068 13,516
    160.00 FORTIVE CO 9,942 11,331
    185.00 VISA INC 23,186 40,465
    400.00 APPLE INC 19,693 53,076
    10.00 ASML HOLDING 4,566 4,878
    21.00 SERVICENOW INC 3,588 11,559
    90.00 AMPHENOL CORP 8,546 11,769
    145.00 TEXAS INSTRUMENTS INC 14,453 23,798
    300.00 MICROSOFT CORP 25,013 66,726
    15.00 ADOBE INC 5,220 7,501
    150.00 FIDELITY NATL INFO SVCS 15,814 21,219
    22643.59 OW LARGE CAP STRATEGIES FD 253,197 388,111
    55.00 AIR PRODUCTS & CHEMICALS 13,670 15,027
    70.00 AMERICAN TOWER CORP 12,659 15,712
    4856.31 OW SMALL & MIDCAP STRAT FD 47,349 89,453
    55.00 AMERICAN WATER WORKS CO 3,710 8,440
    125.00 AMEREN CORP 8,171 9,757
    35.00 ACTIVISION BLIZZARD INC 1,667 3,249
    30.00 FACEBOOK INC-A 3,987 8,194
    3.00 ALPHABET INC CLASS C 4,198 5,255
    200.00 VERIZON COMMUNICATIONS 9,394 11,750
    35.00 STARBUCKS CORP 2,224 3,744
    35.00 ROSS STORES INC 3,176 4,298
    2.00 AMAZON.COM INC 2,734 6,513
    30.00 HOME DEPOT 5,037 7,968
    50.00 GENUINE PARTS CO 4,510 5,021
    15.00 MCDONALD'S CORP 2,857 3,218
    130.00 COCA-COLA COMPANY 6,234 7,129
    5.00 COSTCO WHSL CORP NEW 968 1,883
    70.00 PEPSICO INC 6,618 10,381
    20.00 THE HERSHEY COMPANY 2,261 3,046
    55.00 PROCTER & GAMBLE CO 4,983 7,652
    80.00 CHEVRON CORP 9,019 6,756
    85.00 BLACKSTONE GROUP INC 4,482 5,508
    50.00 PRUDENTIAL FINANCIAL 4,043 3,903
    90.00 JPMORGAN CHASE & CO 5,597 11,436
    245.00 BANK OF AMERICA CORP 5,901 7,425
    176.00 TRUIST FINANCIAL CORP 6,678 8,435
    30.00 ABBOTT LABORATORIES 2,053 3,284
    10.00 THERMO FISHER SCIENTIFIC 2,889 4,657
    50.00 MEDTRONIC PLC 4,561 5,857
    90.00 ABBVIE INC 7,671 9,643
    15.00 ANTHEM INC 4,337 4,816
    3.00 INTUITIVE SURGICAL 1,907 2,454
    25.00 AMGEN INC 4,647 5,748
    40.00 QUEST DIAGNOSTICS INC 4,084 4,766
    75.00 MERCK & CO INC NEW 5,679 6,135
    50.00 AGILENT TECHNOLOGIES 4,292 5,924
    35.00 UNION PACIFIC CORP 4,864 7,287
    25.00 AMETEK INC NEW 2,018 3,023
    10.00 NORTHROP GRUMMAN CORP 3,712 3,047
    15.00 LOCKHEED MARTIN CORP 3,860 5,324
    40.00 ILLINOIS TOOL WORKS INC 4,961 8,155
    20.00 WASTE MANAGEMENT INC NEW 1,743 2,358
    15.00 DEERE & CO 2,883 4,035
    40.00 EATON CORP PLC 2,949 4,805
    35.00 MOTOROLA SOLUTIONS INC 5,615 5,952
    70.00 TE CONNECTIVITY LTD 5,118 8,474
    5.00 NVIDIA CORP 1,802 2,611
    20.00 AUTOMATIC DATA PROCESSING 2,836 3,524
    100.00 MICROSOFT CORP 10,037 22,242
    55.00 TEXAS INSTRUMENTS INC 5,050 9,027
    220.00 APPLE INC 5,522 29,191
    10.00 BROADCOM INC 3,642 4,378
    35.00 KLA CORPORATION 5,032 9,061
    30.00 INTERNATIONAL BUS MACHINES 4,099 3,776
    40.00 VISA INC 5,639 8,749
    30.00 AIR PRODUCTS & CHEMICALS 4,651 8,196
    20.00 PUBLIC STORAGE INC 4,048 4,618
    35.00 SIMON PROP GROUP 3,104 2,984
    15.00 AMERICAN TOWER CORP 2,698 3,366
    50.00 PINNACLE WEST CAPITAL CORP 4,405 3,997
    72.00 NEXTERA ENERGY INC 4,338 5,554

    TY 2020 OtherExpensesSchedule
    Name:
    THE ROXE FOUNDATION
    EIN:
    06-1480884
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INTERNET/ COMPUTER SERVICES 1,243 0   0


    TY 2020 OtherIncreasesSchedule
    Name:
    THE ROXE FOUNDATION
    EIN:
    06-1480884
    Description Amount
    REFUND REIMBURSEMENT 961


    TY 2020 OtherProfessionalFeesSchedule
    Name:
    THE ROXE FOUNDATION
    EIN:
    06-1480884
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    INVESTMENT FEES 12,121 12,121   0


    TY 2020 TaxesSchedule
    Name:
    THE ROXE FOUNDATION
    EIN:
    06-1480884
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAX PAID 14 14   0
    FOREIGN TAX WITHHELD IN EXCESS 88 0   0