Form990-PF

Department of the Treasury
Internal Revenue Service

Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
bulletDo not enter social security numbers on this form as it may be made public.
bulletGo to www.irs.gov/Form990PF for instructions and the latest information.
OMB No. 1545-0052
2020
Open to Public Inspection
For calendar year 2020, or tax year beginning 01-01-2020 , and ending 12-31-2020
Name of foundation
GUS & DOROTHY GUTMUELLER FDN
 
Number and street (or P.O. box number if mail is not delivered to street address)114 W 47TH ST NY8-114-07-07
 
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
NEW YORK, NY100361510
A Employer identification number

38-6050826
B Telephone number (see instructions)

(212) 852-3049
C bullet
G Check all that apply:

D 1. Foreign organizations, check here............. bullet
2. Foreign organizations meeting the 85%
test, check here and attach computation ...
bullet
E bullet
H Check type of organization:
F bullet
I Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)bullet$1,153,867
J Accounting method:
 
(Part I, column (d) must be on cash basis.)
Part I Analysis of Revenue and Expenses (The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).) (a) Revenue and
expenses per
books
(b) Net investment
income
(c) Adjusted net
income
(d) Disbursements
for charitable
purposes
(cash basis only)
Revenue 1 Contributions, gifts, grants, etc., received (attach schedule)  
2 Check bullet.............
3 Interest on savings and temporary cash investments      
4 Dividends and interest from securities... 23,090 22,497  
5a Gross rents............      
b Net rental income or (loss)  
6a Net gain or (loss) from sale of assets not on line 10 41,722
b Gross sales price for all assets on line 6a 474,956
7 Capital gain net income (from Part IV, line 2)... 41,722
8 Net short-term capital gain......... 0
9 Income modifications...........  
10a Gross sales less returns and allowances  
b Less: Cost of goods sold....  
c Gross profit or (loss) (attach schedule).....    
11 Other income (attach schedule)....... 73    
12 Total. Add lines 1 through 11........ 64,885 64,219  
Operating and Administrative Expenses 13 Compensation of officers, directors, trustees, etc. 6,539 2,616   3,924
14 Other employee salaries and wages......   0 0 0
15 Pension plans, employee benefits.......   0 0  
16a Legal fees (attach schedule).........       0
b Accounting fees (attach schedule).......        
c Other professional fees (attach schedule)....       0
17 Interest...............       0
18 Taxes (attach schedule) (see instructions)... 1,027 423   0
19 Depreciation (attach schedule) and depletion... 0 0  
20 Occupancy..............        
21 Travel, conferences, and meetings.......   0 0  
22 Printing and publications..........   0 0  
23 Other expenses (attach schedule)....... 120 120    
24 Total operating and administrative expenses.
Add lines 13 through 23.......... 7,686 3,159 0 3,924
25 Contributions, gifts, grants paid....... 46,416 46,416
26 Total expenses and disbursements. Add lines 24 and 25 54,102 3,159 0 50,340
27 Subtract line 26 from line 12:
a Excess of revenue over expenses and disbursements 10,783
b Net investment income (if negative, enter -0-) 61,060
c Adjusted net income (if negative, enter -0-)... 0
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X Form 990-PF (2020)
Form 990-PF (2020)
Page 2
Part II Balance Sheets Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year End of year
(a) Book Value (b) Book Value (c) Fair Market Value
Assets 1 Cash—non-interest-bearing............. 305 371 371
2 Savings and temporary cash investments......... 40,388 43,553 43,553
3 Accounts receivable bullet  
Less: allowance for doubtful accounts bullet     0 0
4 Pledges receivable bullet  
Less: allowance for doubtful accounts bullet        
5 Grants receivable.................      
6 Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions).....      
7 Other notes and loans receivable (attach schedule) bullet  
Less: allowance for doubtful accounts bullet0      
8 Inventories for sale or use..............      
9 Prepaid expenses and deferred charges..........      
10a Investments—U.S. and state government obligations (attach schedule)      
b Investments—corporate stock (attach schedule)....... 459,126 Click to see attachment469,253 628,434
c Investments—corporate bonds (attach schedule)....... 338,542 Click to see attachment320,268 349,879
11 Investments—land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
12 Investments—mortgage loans.............      
13 Investments—other (attach schedule).......... 114,647 Click to see attachment129,949 131,630
14 Land, buildings, and equipment: basis bullet  
Less: accumulated depreciation (attach schedule) bullet        
15 Other assets (describe bullet)      
16 Total assets (to be completed by all filers—see the
instructions. Also, see page 1, item I) 953,008 963,394 1,153,867
Liabilities 17 Accounts payable and accrued expenses..........    
18 Grants payable.................    
19 Deferred revenue.................    
20 Loans from officers, directors, trustees, and other disqualified persons    
21 Mortgages and other notes payable (attach schedule)......    
22 Other liabilities (describe bullet)    
23 Total liabilities (add lines 17 through 22).........   0
Net Assets or Fund Balances Foundations that follow FASB ASC 958, check here bullet
and complete lines 24, 25, 29 and 30.
24 Net assets without donor restrictions...........    
25 Net assets with donor restrictions............    
Foundations that do not follow FASB ASC 958, check here bullet
and complete lines 26 through 30.
26 Capital stock, trust principal, or current funds........ 953,008 963,394
27 Paid-in or capital surplus, or land, bldg., and equipment fund    
28 Retained earnings, accumulated income, endowment, or other funds    
29 Total net assets or fund balances (see instructions)..... 953,008 963,394
30 Total liabilities and net assets/fund balances (see instructions). 953,008 963,394
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return) ...............
1
953,008
2
Enter amount from Part I, line 27a .....................
2
10,783
3
Other increases not included in line 2 (itemize) bulletClick to see attachment
3
40
4
Add lines 1, 2, and 3 ..........................
4
963,831
5
Decreases not included in line 2 (itemize) bulletClick to see attachment
5
437
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29 .
6
963,394
Form 990-PF (2020)
Form 990-PF (2020)
Page 3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a) List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a 13. TIFFANY & CO   2019-10-23 2020-01-03
b 51. BANCO BILBAO VIZCAYA ARGENTARIA SA   2016-09-23 2020-01-10
c 154. BANCO BILBAO VIZCAYA ARGENTARIA SA   2016-10-21 2020-01-10
d 78. BANCO BILBAO VIZCAYA ARGENTARIA SA   2018-11-16 2020-01-13
e 142. BANCO BILBAO VIZCAYA ARGENTARIA SA   2019-12-18 2020-01-13
81. BANCO BILBAO VIZCAYA ARGENTARIA SA   2018-09-18 2020-01-13
41. BANCO BILBAO VIZCAYA ARGENTARIA SA   2016-10-21 2020-01-13
51. BANCO BILBAO VIZCAYA ARGENTARIA SA   2017-10-30 2020-01-13
6. NVIDIA CORP   2019-08-22 2020-01-13
6. PHILIP MORRIS INTERNATIONAL INC   2016-03-15 2020-01-13
6. QUALCOMM INC   2017-10-19 2020-01-13
2. QUALCOMM INC   2017-10-19 2020-01-13
4. JOHNSON CTLS INTL PLC   2019-03-21 2020-01-13
3. JOHNSON CTLS INTL PLC   2018-11-14 2020-01-13
8. JOHNSON CTLS INTL PLC   2019-03-21 2020-01-14
6000. CISCO SYSTEMS INC   2013-01-17 2020-01-15
1000. CISCO SYSTEMS INC   2014-05-21 2020-01-15
2000. CISCO SYSTEMS INC   2016-03-03 2020-01-15
1000. CISCO SYSTEMS INC   2018-03-07 2020-01-15
4000. UNITED STATES TREAS NT   2019-06-26 2020-01-22
3000. UNITED STATES TREAS NT   2019-06-10 2020-01-22
6000. U.S. TREASURY NOTE   2017-12-20 2020-01-22
51. SVENSKA HANDELSBANKEN AB   2018-05-25 2020-01-28
89. SVENSKA HANDELSBANKEN AB   2019-08-22 2020-01-28
50. SVENSKA HANDELSBANKEN AB   2017-08-22 2020-01-28
126. SVENSKA HANDELSBANKEN AB   2016-03-15 2020-01-28
11. XILINX INC   2019-10-23 2020-01-29
8. XILINX INC   2019-11-15 2020-01-29
2. UNITEDHEALTH GROUP INC   2016-09-23 2020-02-03
1. UNITEDHEALTH GROUP INC   2016-01-28 2020-02-03
2. ALIGN TECHNOLOGY INC   2018-12-28 2020-02-05
26. BAKER HUGHES A GE CO   2019-10-23 2020-02-05
36. BOSTON SCIENTIFIC CORP COM   2016-04-28 2020-02-05
6. BOSTON SCIENTIFIC CORP COM   2017-09-19 2020-02-05
7. HEINEKEN NV   2017-02-21 2020-02-05
2. ILLUMINA INC   2018-12-28 2020-02-05
1. ILLUMINA INC   2018-01-18 2020-02-05
4. IQVIA HLDGS INC   2019-03-21 2020-02-05
1. MERCADOLIBRE INC   2017-08-25 2020-02-05
27. MORPHOSYS AG   2019-07-24 2020-02-05
34. QANTAS AIRWAYS LTD   2019-09-23 2020-02-05
19. REGIONS FINANCIAL CORP   2016-11-11 2020-02-05
1. ROPER TECHNOLOGIES INC   2016-07-28 2020-02-05
26. SCHNEIDER ELECTRIC SE   2018-05-29 2020-02-05
15. STATE ST CORP COM   2018-10-25 2020-02-05
3. TEXAS INSTRUMENTS INC   2018-11-14 2020-02-05
3. UNION PACIFIC CORP   2017-12-08 2020-02-05
120. VIAVI SOLUTIONS INC   2019-04-26 2020-02-05
31. WUXI BIOLOGICS CAYMAN   2019-05-24 2020-02-05
14. PENTAIR PLC SHS   2018-03-06 2020-02-05
5. ASML HOLDINGS NV   2018-12-28 2020-02-05
4000. UNITED STATES TREAS NT   2019-07-22 2020-02-06
3000. UNITED STATES TREAS NT   2019-06-26 2020-02-06
5. BOSTON SCIENTIFIC CORP COM   2017-09-19 2020-02-07
12. BOSTON SCIENTIFIC CORP COM   2018-03-27 2020-02-07
4. HUBBELL INC   2018-07-27 2020-02-21
13. ALIBABA GROUP HOLDING LT   2019-06-20 2020-02-26
2. ALIBABA GROUP HOLDING LT   2019-05-24 2020-02-26
15. SEA LTD   2018-11-14 2020-02-27
6. UNION PACIFIC CORP   2017-12-08 2020-02-27
6000. U.S. TREASURY NOTE   2018-04-26 2020-03-02
7000. U.S. TREASURY NOTE   2019-08-06 2020-03-02
22. PTC INC SHS   2019-06-20 2020-03-03
4. PTC INC SHS   2019-06-20 2020-03-04
47. QANTAS AIRWAYS LTD   2019-09-23 2020-03-04
31. QANTAS AIRWAYS LTD   2019-09-23 2020-03-05
2. ASML HOLDINGS NV   2018-12-28 2020-03-05
4. ASML HOLDINGS NV   2019-01-28 2020-03-05
6. ONEOK INC   2019-01-28 2020-03-09
3. ONEOK INC   2018-12-28 2020-03-09
4. COUPA SOFTWARE INC   2019-09-23 2020-03-10
3. COUPA SOFTWARE INC   2020-02-05 2020-03-10
4. ONEOK INC   2019-11-22 2020-03-10
5. ONEOK INC   2019-03-21 2020-03-10
4. ONEOK INC   2019-01-28 2020-03-10
6. KELLOGG CO   2017-11-10 2020-03-16
17. VISTRA ENERGY CORP   2019-10-23 2020-03-16
20. ASSURED GUARANTY LTD   2018-03-06 2020-03-16
15. DARDEN RESTAURANTS INC   2019-12-18 2020-03-17
6. DARDEN RESTAURANTS INC   2020-02-05 2020-03-17
30. GRUPO FINANCIERO BANORTE SAB DE CV   2019-12-18 2020-03-17
8. GRUPO FINANCIERO BANORTE SAB DE CV   2019-12-19 2020-03-17
29. GRUPO FINANCIERO BANORTE SAB DE CV   2019-12-19 2020-03-18
2. EQUINIX INC   2019-12-18 2020-03-19
1. EQUINIX INC   2018-11-16 2020-03-19
2. EQUINIX INC   2018-11-14 2020-03-19
9. GRUPO FINANCIERO BANORTE SAB DE CV   2019-12-19 2020-03-19
7. GRUPO FINANCIERO BANORTE SAB DE CV   2019-12-20 2020-03-19
45. BAKER HUGHES A GE CO   2019-10-23 2020-03-20
1. HUMANA INC   2018-02-02 2020-03-20
3. HUMANA INC   2018-03-06 2020-03-20
32. AIRBUS SE   2020-02-05 2020-03-24
3. AUTODESK INC COM   2017-05-25 2020-03-24
4. AUTODESK INC COM   2017-03-29 2020-03-24
7. AXA ADR   2018-07-05 2020-03-24
29. AXA ADR   2018-06-19 2020-03-24
39. AXA ADR   2018-05-09 2020-03-24
4. DEUTSCHE POST AG   2018-03-27 2020-03-24
31. DEUTSCHE POST AG   2016-03-15 2020-03-24
2. DOLLAR GENERAL CORP   2018-03-06 2020-03-24
5. FACEBOOK INC   2015-08-28 2020-03-24
2. FACEBOOK INC   2017-02-21 2020-03-24
2. FACEBOOK INC   2017-09-19 2020-03-24
14. GENUINE PARTS CO   2016-03-15 2020-03-24
1. GENUINE PARTS CO   2017-06-13 2020-03-24
3. HOME DEPOT INC/THE   2019-06-20 2020-03-24
3. HUMANA INC   2018-03-06 2020-03-24
1. IQVIA HLDGS INC   2019-04-26 2020-03-24
2. IQVIA HLDGS INC   2019-03-21 2020-03-24
2. IQVIA HLDGS INC   2019-04-12 2020-03-24
2. IQVIA HLDGS INC   2019-04-26 2020-03-24
2. IQVIA HLDGS INC   2019-07-24 2020-03-24
3. IQVIA HLDGS INC   2019-11-15 2020-03-24
28. MONDELEZ INTERNATIONAL INC   2018-08-17 2020-03-24
2. MONDELEZ INTERNATIONAL INC   2019-12-18 2020-03-24
3. PENTAIR PLC SHS   2018-03-06 2020-03-24
5. PENTAIR PLC SHS   2019-01-28 2020-03-24
4. PACKAGING CORP OF AMERICA   2018-05-25 2020-03-26
1. PACKAGING CORP OF AMERICA   2019-01-28 2020-03-26
2. EVEREST RE GRP LTD   2018-03-06 2020-03-26
2. AUTODESK INC COM   2019-07-24 2020-03-27
3. AUTODESK INC COM   2019-08-22 2020-03-27
3. AUTODESK INC COM   2017-05-25 2020-03-27
8. BURLINGTON STORES INC   2019-04-12 2020-03-27
6. FORTIVE CORP   2020-01-03 2020-03-27
22. HUNTSMAN CORP   2017-07-05 2020-03-27
2. NESTLE S A ADR REG   2019-01-28 2020-03-30
28. BAKER HUGHES A GE CO   2019-10-23 2020-03-31
1. HUMANA INC   2018-07-27 2020-03-31
1. HUMANA INC   2019-07-23 2020-03-31
1. HUMANA INC   2018-12-28 2020-03-31
5. MARSH & MCLENNAN COS INC   2019-03-21 2020-03-31
25. NESTLE S A ADR REG   2019-04-26 2020-03-31
8. NESTLE S A ADR REG   2019-03-21 2020-03-31
14. NESTLE S A ADR REG   2019-01-28 2020-03-31
34. BAKER HUGHES A GE CO   2019-10-23 2020-04-01
40. AXA ADR   2018-10-25 2020-04-02
15. AXA ADR   2018-07-05 2020-04-02
13. AXA ADR   2018-11-16 2020-04-02
26. AXA ADR   2019-10-23 2020-04-02
99. ON SEMICONDUCTOR CORP   2019-08-22 2020-04-02
29. ON SEMICONDUCTOR CORP   2019-09-23 2020-04-02
46. ON SEMICONDUCTOR CORP   2019-10-23 2020-04-02
46. ON SEMICONDUCTOR CORP   2019-10-23 2020-04-03
3. TRANSDIGM GROUP INC   2020-03-24 2020-04-06
26. GARRETT MOTION INC   2018-10-25 2020-04-07
25. HP INC   2019-10-23 2020-04-07
18. IMPERIAL BRANDS PLC   2019-08-22 2020-04-07
22. WELLS FARGO & CO   2013-01-17 2020-04-09
12. WELLS FARGO & CO   2016-03-03 2020-04-09
2. DOLLAR GENERAL CORP   2018-03-06 2020-04-13
1. DOLLAR GENERAL CORP   2018-11-16 2020-04-13
6. NEXTERA ENERGY INC   2016-10-21 2020-04-16
7. VARIAN MED SYS INC   2020-02-05 2020-04-21
2. VARIAN MED SYS INC   2020-02-05 2020-04-22
35. AIRBUS SE   2020-04-24 2020-04-28
3. H&R BLOCK INC   2015-09-17 2020-04-28
6. H&R BLOCK INC   2015-09-15 2020-04-28
2. H&R BLOCK INC   2015-09-12 2020-04-28
3. H&R BLOCK INC   2016-03-05 2020-04-28
6. H&R BLOCK INC   2015-09-16 2020-04-28
83. AIRBUS SE   2020-04-24 2020-04-29
2000. U.S. TREASURY NOTE   2016-03-02 2020-04-30
1000. U.S. TREASURY NOTE   2018-03-06 2020-04-30
5000. U.S. TREASURY NOTE   2013-01-17 2020-04-30
9000. U.S. TREASURY NOTE   2020-02-06 2020-04-30
2. KELLOGG CO   2017-11-10 2020-05-18
2. KELLOGG CO   2018-08-17 2020-05-18
3. STATE ST CORP COM   2018-10-25 2020-05-18
1. KELLOGG CO   2019-05-24 2020-05-19
6. KELLOGG CO   2019-08-22 2020-05-19
1. KELLOGG CO   2018-11-14 2020-05-19
4. KELLOGG CO   2018-08-17 2020-05-19
3. STATE ST CORP COM   2018-11-14 2020-05-19
3. STATE ST CORP COM   2018-10-25 2020-05-19
2. MORPHOSYS AG   2019-07-24 2020-05-20
19. MORPHOSYS AG   2019-11-15 2020-05-20
2. STATE ST CORP COM   2018-11-14 2020-05-20
3. STATE ST CORP COM   2019-01-28 2020-05-20
20. MORPHOSYS AG   2019-11-15 2020-05-21
16. MORPHOSYS AG   2019-11-15 2020-05-22
90. ITAU UNIBANCO HOLDING SA   2019-04-12 2020-05-27
12. ITAU UNIBANCO HOLDING SA   2018-11-16 2020-05-27
122. ITAU UNIBANCO HOLDING SA   2018-09-18 2020-05-27
6. RAYTHEON TECHNOLOGIES   2016-10-21 2020-06-03
10. RAYTHEON TECHNOLOGIES   2017-08-22 2020-06-03
2. ALIGN TECHNOLOGY INC   2018-12-28 2020-06-04
3. ALIGN TECHNOLOGY INC   2019-01-28 2020-06-04
3. ALIGN TECHNOLOGY INC   2019-10-23 2020-06-04
1. EASTMAN CHEMICAL CO   2017-07-05 2020-06-08
1. EASTMAN CHEMICAL CO   2017-08-22 2020-06-08
4. EASTMAN CHEMICAL CO   2019-08-22 2020-06-08
18. KKR & CO INC   2019-02-14 2020-06-08
9. KKR & CO INC   2019-01-28 2020-06-08
8. MOLSON COORS BREWING CO   2019-10-23 2020-06-08
4. QUEST DIAGNOSTICS INC   2018-03-06 2020-06-08
17. TAPESTRY INC   2019-10-23 2020-06-08
18. TRUIST FINL CORP   2018-03-06 2020-06-08
2. ZIMMER BIOMET HOLDINGS INC   2018-03-06 2020-06-08
4. ZIMMER BIOMET HOLDINGS INC   2018-05-25 2020-06-08
2. ZIMMER BIOMET HOLDINGS INC   2018-07-27 2020-06-08
6. WILLIS TOWERS   2019-02-14 2020-06-08
73. ICICI BANK LTD   2020-02-11 2020-06-10
36. ICICI BANK LTD   2020-02-10 2020-06-10
4. ADOBE SYS INC COM   2017-01-27 2020-06-16
2. ALIBABA GROUP HOLDING LT   2019-06-20 2020-06-16
2. ALIBABA GROUP HOLDING LT   2019-07-24 2020-06-16
1. ALPHABET INC SHS CL A   2016-01-15 2020-06-16
2. AMAZON COM INC   2018-01-23 2020-06-16
6. ANALOG DEVICES INC   2020-02-05 2020-06-16
2000. ANHEUSER-BUSCH INBEV FIN   2017-10-27 2020-06-16
6. ANSELL LTD-SPON ADR   2018-10-30 2020-06-16
2. APPLE INC   2019-11-15 2020-06-16
1000. APPLE INC   2017-05-09 2020-06-16
2000. BB&T CORPORATION   2017-03-27 2020-06-16
13. BALL CORP   2019-08-22 2020-06-16
1000. BANK OF MONTREAL   2019-03-29 2020-06-16
2. BRIGHTHOUSE FINL INC REG   2018-07-27 2020-06-16
6. BRIGHTHOUSE FINL INC REG   2018-05-25 2020-06-16
3. BURBERRY GROP PLC-SP ADR   2018-10-25 2020-06-16
1. CIGNA CORP   2018-03-06 2020-06-16
1. CIGNA CORP   2018-03-27 2020-06-16
7. CRH PLC ADR   2017-12-08 2020-06-16
3. CADENCE DESIGN SYSTEMS INC   2020-03-24 2020-06-16
22. CISCO SYSTEMS INC   2016-10-21 2020-06-16
1000. CITIGROUP INC   2013-01-17 2020-06-16
16. CONAGRA BRANDS INC   2019-02-14 2020-06-16
1. COSTAR GROUP INC   2018-02-02 2020-06-16
1. COSTAR GROUP INC   2018-02-26 2020-06-16
8. DELL TECHNOLOGIES INC   2020-03-24 2020-06-16
3. DOLLAR GENERAL CORP   2018-12-28 2020-06-16
3. DOLLAR GENERAL CORP   2019-01-28 2020-06-16
1. DOMINO S PIZZA INC   2018-01-18 2020-06-16
3. ENVISTA HOLDINGS CORP   2020-03-24 2020-06-16
2. EVERGY INC   2018-11-30 2020-06-16
2. FACEBOOK INC   2017-09-19 2020-06-16
3. FACEBOOK INC   2019-04-26 2020-06-16
57. FANUC CORP   2020-02-05 2020-06-16
1000. FEDERAL NATL MTG ASSOC   2017-06-14 2020-06-16
3. FEDEX CORP   2019-07-24 2020-06-16
1. FIDELITY NATL INFO SVCS   2019-08-22 2020-06-16
2000. GENERAL MOTORS FINL CO   2018-04-10 2020-06-16
1000. GOLDMAN SACHS GROUP INC   2013-01-17 2020-06-16
14. HEXAGON AB ADR   2019-09-23 2020-06-16
1. IAC INTERACTIVECORP   2019-05-24 2020-06-16
2. IAC INTERACTIVECORP   2019-04-26 2020-06-16
4. IAC INTERACTIVECORP   2019-02-26 2020-06-16
5. IAC INTERACTIVECORP   2018-11-14 2020-06-16
8. INTERNATIONAL PAPER CO   2016-02-09 2020-06-16
2. INTUIT INC   2018-07-05 2020-06-16
1. INTUITIVE SURGICAL INC   2018-10-25 2020-06-16
16. J P MORGAN CHASE & CO   2015-06-11 2020-06-16
3. KEYSIGHT TECHNOLOGIES   2019-03-21 2020-06-16
99. KNORR-BREMSE AG   2019-02-19 2020-06-16
18. MARATHON OIL CORP   2019-06-20 2020-06-16
7. MARATHON OIL CORP   2019-01-28 2020-06-16
54. MARATHON OIL CORP   2018-05-25 2020-06-16
45. MARATHON OIL CORP   2018-03-06 2020-06-16
14. MICROSOFT CORP COM   2016-03-15 2020-06-16
1. MICROSOFT CORP COM   2016-06-28 2020-06-16
2. MICROSOFT CORP COM   2016-03-03 2020-06-16
1000. MORGAN STANLEY   2018-08-29 2020-06-16
1. NESTLE S A ADR REG   2019-04-26 2020-06-16
3. NETFLIX COM INC   2016-05-06 2020-06-16
2. NISOURCE INC   2020-03-24 2020-06-16
14. BANK MANDIRI PERSERO TBK PT   2018-11-14 2020-06-16
1. PAYPAL HOLDINGS INC   2017-08-22 2020-06-16
1. PAYPAL HOLDINGS INC   2017-10-30 2020-06-16
2. PING AN INSURANCE GROUP CO OF CHINA LTD   2018-08-31 2020-06-16
4. PING AN INSURANCE GROUP CO OF CHINA LTD   2018-05-29 2020-06-16
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21. HEINEKEN NV   2020-03-24 2020-10-29
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34. HEINEKEN NV   2020-06-16 2020-11-18
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4. NIKE INC CL B   2016-12-22 2020-11-18
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4. PROLOGIS INC   2019-11-15 2020-11-18
2. QUEST DIAGNOSTICS INC   2019-04-26 2020-11-18
1. REINSURANCE GROUP OF AMERICA INC   2020-10-29 2020-11-18
1. ROSS STORES INC   2020-06-16 2020-11-18
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12. SYSCO CORP   2020-09-15 2020-11-18
22. UNILEVER NV   2016-06-28 2020-11-18
28. WILLIAMS COS INC/THE   2017-07-05 2020-11-18
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12. AMERICAN INTERNATIONAL GROUP INC   2015-06-19 2020-11-20
3. ASSURANT INC   2017-07-05 2020-11-20
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5. FOX CORP   2019-11-15 2020-11-20
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6. GILDAN ACTIVEWEAR INC   2019-11-15 2020-11-20
3. HARTFORD FINL SVCS GROUP INC COM   2018-03-06 2020-11-20
7. HEXAGON AB ADR   2019-09-23 2020-11-20
2. THE HOWARD HUGHES CORP   2019-11-15 2020-11-20
10. IHEARTMEDIA INC REG SHS   2019-08-22 2020-11-20
8. KEYCORP NEW COM   2018-03-06 2020-11-20
8. KONINKLIJKE PHILIPS NV   2017-04-26 2020-11-20
1. LAMAR ADVERTISING CO   2017-07-05 2020-11-20
1. MAGNA INTERNATIONAL INC   2018-03-06 2020-11-20
2. METLIFE INC   2016-03-03 2020-11-20
3. NISOURCE INC   2020-03-24 2020-11-20
1. NORFOLK SOUTHERN CORP   2018-05-25 2020-11-20
4. OPEN TEXT CORP   2020-06-16 2020-11-20
5. OTIS WORLDWIDE CORP REG   2020-06-16 2020-11-20
5. OTIS WORLDWIDE CORP REG   2017-08-22 2020-11-20
3. OTIS WORLDWIDE CORP REG   2016-10-21 2020-11-20
1. PNC FINANCIAL SERVICES GROUP INC/THE   2020-06-16 2020-11-20
1. PPG INDUSTRIES INC   2020-09-15 2020-11-20
4. PPL CORP   2020-06-16 2020-11-20
2. ROBERT HALF INTERNATIONAL INC   2020-06-16 2020-11-20
2. KONINKLIJKE DSM NV ADR   2018-11-14 2020-11-20
13. KONINKLIJKE DSM NV ADR   2018-11-16 2020-11-20
12. SCHNEIDER ELECTRIC SE   2020-06-16 2020-11-20
2. SEA LTD   2018-11-16 2020-11-20
13. SNAP INC CL A   2020-06-16 2020-11-20
27. UBISOFT ENTERTAINMENT   2019-03-21 2020-11-20
3. UNILEVER NV   2019-08-22 2020-11-20
13. UNILEVER NV   2018-02-02 2020-11-20
8. UNILEVER NV   2018-03-15 2020-11-20
7. UNILEVER NV   2018-11-14 2020-11-20
6. UNILEVER NV   2019-04-26 2020-11-20
7. UNILEVER NV   2018-11-16 2020-11-20
5. UNILEVER NV   2016-06-28 2020-11-20
8. UNILEVER NV   2016-08-12 2020-11-20
3. VIACOMCBS INC CL B   2019-01-28 2020-11-20
29. VODAFONE GROUP PLC   2020-06-16 2020-11-20
43. VOLVO AB   2020-06-16 2020-11-20
3. WESCO INTL INC   2020-03-24 2020-11-20
4. WILLIAMS COS INC/THE   2018-05-25 2020-11-20
8. WILLIAMS COS INC/THE   2017-07-05 2020-11-20
4. WILLIAMS COS INC/THE   2017-07-05 2020-11-20
1. ZIMMER BIOMET HOLDINGS INC   2020-10-29 2020-11-20
1. AMDOCS LIMITED   2018-11-14 2020-11-20
3. NVENT ELEC PLC REG SHS   2019-08-22 2020-11-20
1. PENTAIR PLC SHS   2019-07-24 2020-11-20
2. ALCON SA ACT NOM   2019-07-24 2020-11-20
1. TE CONNECTIVITY LTD   2018-05-25 2020-11-20
1. NXP SEMICONDUCTORS N.V.   2019-01-28 2020-11-20
11000. BB&T CORPORATION   2017-03-27 2020-11-23
5000. U S BANCORP UNSECD   2017-01-27 2020-11-23
1000. U S BANCORP UNSECD   2018-03-07 2020-11-23
11000. WALMART INC   2018-06-21 2020-11-23
1. AMERICAN EXPRESS CO   2020-06-16 2020-12-02
2. DIAGEO PLC SPON ADR NEW   2018-09-18 2020-12-02
1. DIAGEO PLC SPON ADR NEW   2018-11-16 2020-12-02
5. DIAGEO PLC SPON ADR NEW   2020-06-16 2020-12-02
12. HEINEKEN NV   2020-06-16 2020-12-02
1. LOWES COMPANIES INC COM   2017-09-19 2020-12-02
44. SCHNEIDER ELECTRIC SE   2020-06-16 2020-12-02
9. VERIZON COMMUNICATIONS INC   2016-03-03 2020-12-02
2. VERIZON COMMUNICATIONS INC   2015-12-23 2020-12-02
8. VERIZON COMMUNICATIONS INC   2016-01-15 2020-12-02
6. WILLIAMS COS INC/THE   2018-05-25 2020-12-02
1. MEDTRONIC PLC SHS   2019-02-14 2020-12-02
6. MEDTRONIC PLC SHS   2018-04-18 2020-12-02
13. MEDTRONIC PLC SHS   2018-04-18 2020-12-02
13. MEDTRONIC PLC SHS   2018-01-18 2020-12-02
4. LOWES COMPANIES INC COM   2019-11-15 2020-12-03
1. LOWES COMPANIES INC COM   2017-09-19 2020-12-03
7. MAGNA INTERNATIONAL INC   2018-03-06 2020-12-03
2. MAGNA INTERNATIONAL INC   2020-06-16 2020-12-03
2. PNC FINANCIAL SERVICES GROUP INC/THE   2020-09-15 2020-12-03
5. PNC FINANCIAL SERVICES GROUP INC/THE   2020-06-16 2020-12-03
3. SALESFORCE COM INC   2018-11-30 2020-12-03
4. SALESFORCE COM INC   2018-12-28 2020-12-03
6. SNAP INC CL A   2020-06-16 2020-12-03
4. TE CONNECTIVITY LTD   2018-05-25 2020-12-03
4. REINSURANCE GROUP OF AMERICA INC   2020-10-29 2020-12-14
1. CVS HEALTH CORP   2018-12-28 2020-12-16
10. CVS HEALTH CORP   2018-11-30 2020-12-16
2. CONSTELLATION BRANDS INC   2019-03-21 2020-12-16
3. CONSTELLATION BRANDS INC   2019-02-14 2020-12-16
3. DUPONT DE NEMOURS INC   2019-10-23 2020-12-16
8. DUPONT DE NEMOURS INC   2020-02-05 2020-12-16
8. METLIFE INC   2016-03-03 2020-12-16
8. METLIFE INC   2017-08-22 2020-12-16
6. VERIZON COMMUNICATIONS INC   2016-03-03 2020-12-16
12. SGS SA   2016-03-15 2020-12-17
8. SGS SA   2018-06-19 2020-12-17
6. CONAGRA BRANDS INC   2019-08-22 2020-12-18
70. FANUC CORP   2020-02-05 2020-12-18
2. FIDELITY NATL INFO SVCS   2019-08-22 2020-12-18
18. GRUPO FINANCIERO BANORTE SAB DE CV   2020-06-16 2020-12-18
8. HEXAGON AB ADR   2019-09-23 2020-12-18
11. METLIFE INC   2017-08-22 2020-12-18
3. QUANTA SERVICES INC   2020-06-16 2020-12-18
14. QUANTA SERVICES INC   2020-02-27 2020-12-18
12. QUANTA SERVICES INC   2019-10-23 2020-12-18
7. SGS SA   2020-06-16 2020-12-18
22. SGS SA   2018-06-19 2020-12-18
3. AMDOCS LIMITED   2019-01-28 2020-12-18
3. AMDOCS LIMITED   2018-11-14 2020-12-18
7. PENTAIR PLC SHS   2019-07-24 2020-12-18
14. FIRST AMERICAN FINANCIAL CORP   2020-10-29 2020-12-21
19. CHANGE HEALTHCARE INC   2020-06-16 2020-12-22
3. DOLLAR TREE INC   2019-01-28 2020-12-22
7. ENTERGY CORP   2020-02-05 2020-12-22
4. ARTHUR J GALLAGHER & CO   2018-07-27 2020-12-22
2. ARTHUR J GALLAGHER & CO   2018-05-25 2020-12-22
2.12 KONINKLIJKE PHILIPS NV   2017-04-26 2020-12-22
12.88 KONINKLIJKE PHILIPS NV   2017-05-11 2020-12-22
12. PPL CORP   2020-06-16 2020-12-22
25. PUBLICIS S A NEW SPONSORED ADR   2019-10-23 2020-12-22
13. WESCO INTL INC   2020-03-24 2020-12-22
45. FLEXTRONICS INTL LTD   2020-03-24 2020-12-22
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CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
CAPITAL GAIN DIVIDENDS P    
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a 1,737   1,192 545
b 282   314 -32
c 852   1,042 -190
d 424   437 -13
e 771   796 -25
440   523 -83
223   278 -55
277   439 -162
1,511   1,027 484
527   579 -52
546   303 243
182   104 78
165   147 18
124   102 22
328   294 34
6,000   6,000  
1,000   1,000  
2,000   2,000  
1,000   1,000  
4,208   4,116 92
3,156   3,059 97
6,222   5,885 337
248   284 -36
433   386 47
243   358 -115
613   873 -260
980   1,033 -53
712   750 -38
545   282 263
272   111 161
529   419 110
562   599 -37
1,551   796 755
259   172 87
382   288 94
596   599 -3
298   243 55
643   574 69
698   247 451
847   815 32
751   724 27
313   236 77
388   168 220
544   463 81
1,186   1,014 172
391   287 104
555   387 168
1,823   1,585 238
829   580 249
623   632 -9
1,522   781 741
4,256   4,114 142
3,192   3,087 105
211   144 67
507   326 181
579   488 91
2,717   2,170 547
418   311 107
666   187 479
958   773 185
6,000   5,976 24
7,000   7,000  
1,564   1,961 -397
282   356 -74
789   1,001 -212
519   660 -141
580   313 267
1,160   701 459
238   351 -113
119   147 -28
497   564 -67
373   479 -106
139   285 -146
173   330 -157
139   234 -95
377   385 -8
251   460 -209
617   698 -81
601   1,738 -1,137
240   699 -459
509   924 -415
136   237 -101
448   859 -411
1,110   1,124 -14
555   387 168
1,110   767 343
129   266 -137
101   206 -105
457   1,037 -580
256   278 -22
769   808 -39
483   1,204 -721
429   343 86
572   341 231
116   174 -58
482   720 -238
648   1,040 -392
100   174 -74
773   826 -53
278   185 93
769   453 316
308   266 42
308   343 -35
806   1,330 -524
58   94 -36
541   632 -91
694   808 -114
93   138 -45
187   287 -100
187   288 -101
190   276 -86
190   316 -126
285   437 -152
1,269   1,195 74
91   110 -19
78   135 -57
130   203 -73
329   485 -156
82   93 -11
361   501 -140
290   342 -52
435   432 3
435   343 92
1,262   1,265 -3
299   462 -163
314   569 -255
208   170 38
299   645 -346
312   316 -4
312   282 30
312   285 27
436   463 -27
2,585   2,393 192
827   768 59
1,448   1,193 255
330   784 -454
636   1,005 -369
239   373 -134
207   322 -115
413   698 -285
1,112   1,830 -718
326   564 -238
517   861 -344
513   861 -348
871   960 -89
79   370 -291
379   425 -46
345   453 -108
729   772 -43
398   592 -194
341   185 156
170   110 60
1,426   741 685
730   996 -266
210   285 -75
504   496 8
48   102 -54
96   205 -109
32   68 -36
48   97 -49
96   207 -111
1,252   1,175 77
2,002   2,001 1
1,001   1,000 1
5,005   5,003 2
9,184   8,987 197
128   128  
128   147 -19
176   203 -27
63   57 6
376   380 -4
63   63  
251   294 -43
172   215 -43
172   203 -31
64   60 4
610   498 112
117   143 -26
175   216 -41
636   525 111
512   420 92
397   780 -383
53   112 -59
538   858 -320
396   336 60
659   661 -2
520   419 101
781   673 108
781   646 135
77   84 -7
77   84 -7
308   261 47
563   423 140
281   205 76
346   471 -125
468   413 55
301   443 -142
826   976 -150
275   236 39
550   449 101
275   251 24
1,226   1,007 219
685   1,116 -431
338   540 -202
1,650   453 1,197
446   334 112
446   356 90
1,446   719 727
5,226   2,692 2,534
734   690 44
2,423   2,231 192
580   399 181
702   529 173
1,084   1,000 84
2,073   2,005 68
918   1,039 -121
1,082   1,009 73
66   86 -20
198   289 -91
61   67 -6
195   182 13
195   169 26
252   248 4
277   184 93
1,021   663 358
1,058   1,021 37
550   381 169
683   347 336
683   355 328
381   289 92
567   323 244
567   341 226
375   209 166
62   40 22
121   118 3
471   343 128
706   574 132
1,054   1,068 -14
1,072   962 110
408   531 -123
141   137 4
2,022   2,002 20
1,080   1,034 46
796   669 127
285   223 62
571   459 112
1,141   853 288
1,427   927 500
288   271 17
578   408 170
581   495 86
1,637   1,096 541
302   262 40
2,662   2,496 166
121   256 -135
47   110 -63
362   1,103 -741
302   683 -381
2,706   748 1,958
193   49 144
387   104 283
1,298   990 308
110   96 14
1,305   269 1,036
48   42 6
98   136 -38
162   61 101
162   71 91
41   39 2
82   80 2
270   304 -34
228   190 38
1,363   1,229 134
1,023   1,000 23
602   335 267
719   551 168
719   472 247
180   141 39
604   75 529
397   170 227
575   243 332
832   544 288
347   244 103
347   188 159
416   305 111
545   382 163
965   1,154 -189
1,180   1,000 180
923   727 196
1,330   1,016 314
1,337   960 377
1,159   998 161
1,147   1,028 119
3,338   2,942 396
1,140   1,020 120
3,087   2,995 92
1,053   991 62
548   310 238
344   343 1
1,055   1,001 54
1,085   1,001 84
529   571 -42
1,048   1,011 37
249   377 -128
2,120   1,178 942
337   189 148
136   51 85
538   665 -127
455   551 -96
21   23 -2
127   132 -5
118   125 -7
576   518 58
767   672 95
434   192 242
1,068   1,061 7
164   188 -24
1,059   526 533
170   161 9
113   85 28
933   781 152
939   887 52
261   256 5
313   253 60
264   239 25
925   746 179
633   576 57
211   266 -55
1,729   2,162 -433
115   128 -13
577   545 32
231   172 59
382   383 -1
264   213 51
294   369 -75
116   138 -22
116   128 -12
348   368 -20
114   115 -1
740   777 -37
152   153 -1
667   444 223
885   670 215
193   205 -12
114   115 -1
38   38  
152   147 5
145   147 -2
73   78 -5
36   39 -3
11,136   11,011 125
359   400 -41
554   576 -22
187   201 -14
187   217 -30
671   782 -111
261   249 12
581   503 78
334   360 -26
989   288 701
175   203 -28
175   213 -38
175   211 -36
325   422 -97
447   582 -135
505   575 -70
63   65 -2
263   274 -11
536   231 305
19   12 7
299   797 -498
75   167 -92
94   215 -121
267   115 152
11   24 -13
523   325 198
714   308 406
299   135 164
782   730 52
293   249 44
489   476 13
978   677 301
1,271   810 461
1,148   1,318 -170
1,092   1,220 -128
28   31 -3
372   477 -105
62   63 -1
328   344 -16
983   1,010 -27
491   555 -64
328   357 -29
173   209 -36
693   694 -1
43   66 -23
603   865 -262
230   241 -11
120   106 14
207   283 -76
185   108 77
352   397 -45
289   274 15
269   377 -108
688   714 -26
179   244 -65
847   632 215
90   134 -44
411   680 -269
39   53 -14
706   580 126
718   574 144
554   426 128
543   655 -112
94   99 -5
448   168 280
578   422 156
74   64 10
50   36 14
396   233 163
1,015   568 447
632   62 570
784   423 361
515   380 135
160   121 39
252   167 85
168   99 69
336   228 108
362   303 59
30   27 3
150   139 11
449   404 45
654   613 41
1,235   1,297 -62
412   342 70
824   639 185
340   343 -3
340   338 2
558   325 233
158   192 -34
118   121 -3
394   513 -119
158   192 -34
1,094   935 159
783   1,154 -371
304   516 -212
261   397 -136
101   118 -17
101   112 -11
649   752 -103
203   238 -35
1,048   615 433
406   250 156
285   222 63
854   748 106
399   277 122
481   436 45
52   37 15
655   433 222
100   77 23
1,013   466 547
406   383 23
694   458 236
278   185 93
1,021   1,322 -301
751   399 352
892   75 817
24   18 6
357   265 92
190   133 57
143   119 24
568   556 12
673   715 -42
263   129 134
600   227 373
470   484 -14
627   663 -36
291   302 -11
3,148   3,025 123
1,049   988 61
8,395   8,009 386
88   126 -38
163   243 -80
506   730 -224
95   136 -41
511   710 -199
175   234 -59
73   103 -30
36   49 -13
145   209 -64
734   696 38
51   73 -22
141   116 25
493   461 32
154   219 -65
485   375 110
44   34 10
63   52 11
126   180 -54
315   494 -179
363   413 -50
138   171 -33
138   138  
38   29 9
605   917 -312
696   866 -170
385   365 20
1,232   1,341 -109
477   614 -137
17     17
157   199 -42
14   18 -4
6   5 1
79   80 -1
418   528 -110
318   401 -83
145   182 -37
413   356 57
827   650 177
207   155 52
128   150 -22
623   752 -129
320   424 -104
409   607 -198
356   238 118
234   265 -31
307   386 -79
364   331 33
182   196 -14
820   842 -22
718   659 59
942   804 138
359   361 -2
689   470 219
484   233 251
336   443 -107
501   497 4
219   474 -255
331   401 -70
238   141 97
238   133 105
690   247 443
1,004   804 200
454   151 303
199   157 42
382   345 37
447   384 63
372   377 -5
372   338 34
74   78 -4
467   636 -169
1,300   1,183 117
1,559   1,149 410
667   617 50
860   940 -80
1,076   965 111
485   571 -86
177   220 -43
784   709 75
87   110 -23
379   463 -84
182   119 63
1,107   997 110
123   95 28
373   456 -83
397   355 42
1,138   615 523
322   214 108
705   657 48
968   369 599
968   354 614
581   329 252
495   380 115
298   318 -20
242   280 -38
211   254 -43
1,277   1,143 134
987   797 190
510   356 154
465   421 44
65   79 -14
1,511   1,037 474
670   482 188
268   217 51
1,985   1,549 436
107   85 22
286   191 95
413   347 66
92   60 32
139   98 41
139   107 32
316   265 51
475   416 59
421   250 171
181   191 -10
1,145   708 437
146   137 9
469   270 199
1,852   1,609 243
301   205 96
301   225 76
232   119 113
581   342 239
448   233 215
505   446 59
178   151 27
530   210 320
293   198 95
412   356 56
246   190 56
121   99 22
115   97 18
532   272 260
886   784 102
1,315   971 344
570   801 -231
665   482 183
111   86 25
461   744 -283
403   316 87
101   128 -27
204   169 35
167   146 21
77   34 43
381   409 -28
36   28 8
99   89 10
218   255 -37
273   240 33
176   115 61
109   118 -9
139   173 -34
258   239 19
156   164 -8
137   161 -24
580   334 246
144   220 -76
104   131 -27
122   170 -48
414   271 143
76   72 4
60   53 7
92   75 17
72   63 9
241   153 88
173   171 2
332   294 38
332   297 35
199   151 48
128   114 14
143   130 13
117   110 7
122   104 18
85   45 40
553   295 258
343   257 86
364   25 339
571   270 301
500   495 5
177   181 -4
766   757 9
471   424 47
413   385 28
354   355 -1
413   392 21
295   221 74
471   372 99
102   147 -45
479   474 5
1,000   665 335
185   64 121
81   100 -19
162   229 -67
81   114 -33
146   134 12
65   66 -1
65   62 3
53   39 14
126   118 8
111   94 17
153   85 68
11,336   11,022 314
5,125   5,003 122
1,025   985 40
11,820   11,008 812
121   105 16
311   277 34
156   144 12
778   720 58
653   568 85
151   78 73
1,222   941 281
551   467 84
122   94 28
490   355 135
130   150 -20
113   91 22
678   486 192
1,476   1,052 424
1,476   1,119 357
607   460 147
152   78 74
432   368 64
123   89 34
282   223 59
704   572 132
665   423 242
886   537 349
289   125 164
468   376 92
480   398 82
69   65 4
693   807 -114
429   334 95
643   520 123
206   198 8
549   426 123
371   300 71
371   376 -5
359   311 48
357   238 119
238   205 33
216   171 45
1,742   1,312 430
289   274 15
486   323 163
705   382 323
503   517 -14
204   117 87
950   543 407
814   494 320
208   165 43
654   564 90
208   167 41
208   197 11
365   274 91
729   648 81
358   221 137
326   288 38
670   893 -223
496   287 209
248   135 113
113   72 41
689   453 236
317   331 -14
310   272 38
978   279 699
810   334 476
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
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      744
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      744
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      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
      744
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-) or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a       545
b       -32
c       -190
d       -13
e       -25
      -83
      -55
      -162
      484
      -52
      243
      78
      18
      22
      34
       
       
       
       
      92
      97
      337
      -36
      47
      -115
      -260
      -53
      -38
      263
      161
      110
      -37
      755
      87
      94
      -3
      55
      69
      451
      32
      27
      77
      220
      81
      172
      104
      168
      238
      249
      -9
      741
      142
      105
      67
      181
      91
      547
      107
      479
      185
      24
       
      -397
      -74
      -212
      -141
      267
      459
      -113
      -28
      -67
      -106
      -146
      -157
      -95
      -8
      -209
      -81
      -1,137
      -459
      -415
      -101
      -411
      -14
      168
      343
      -137
      -105
      -580
      -22
      -39
      -721
      86
      231
      -58
      -238
      -392
      -74
      -53
      93
      316
      42
      -35
      -524
      -36
      -91
      -114
      -45
      -100
      -101
      -86
      -126
      -152
      74
      -19
      -57
      -73
      -156
      -11
      -140
      -52
      3
      92
      -3
      -163
      -255
      38
      -346
      -4
      30
      27
      -27
      192
      59
      255
      -454
      -369
      -134
      -115
      -285
      -718
      -238
      -344
      -348
      -89
      -291
      -46
      -108
      -43
      -194
      156
      60
      685
      -266
      -75
      8
      -54
      -109
      -36
      -49
      -111
      77
      1
      1
      2
      197
       
      -19
      -27
      6
      -4
       
      -43
      -43
      -31
      4
      112
      -26
      -41
      111
      92
      -383
      -59
      -320
      60
      -2
      101
      108
      135
      -7
      -7
      47
      140
      76
      -125
      55
      -142
      -150
      39
      101
      24
      219
      -431
      -202
      1,197
      112
      90
      727
      2,534
      44
      192
      181
      173
      84
      68
      -121
      73
      -20
      -91
      -6
      13
      26
      4
      93
      358
      37
      169
      336
      328
      92
      244
      226
      166
      22
      3
      128
      132
      -14
      110
      -123
      4
      20
      46
      127
      62
      112
      288
      500
      17
      170
      86
      541
      40
      166
      -135
      -63
      -741
      -381
      1,958
      144
      283
      308
      14
      1,036
      6
      -38
      101
      91
      2
      2
      -34
      38
      134
      23
      267
      168
      247
      39
      529
      227
      332
      288
      103
      159
      111
      163
      -189
      180
      196
      314
      377
      161
      119
      396
      120
      92
      62
      238
      1
      54
      84
      -42
      37
      -128
      942
      148
      85
      -127
      -96
      -2
      -5
      -7
      58
      95
      242
      7
      -24
      533
      9
      28
      152
      52
      5
      60
      25
      179
      57
      -55
      -433
      -13
      32
      59
      -1
      51
      -75
      -22
      -12
      -20
      -1
      -37
      -1
      223
      215
      -12
      -1
       
      5
      -2
      -5
      -3
      125
      -41
      -22
      -14
      -30
      -111
      12
      78
      -26
      701
      -28
      -38
      -36
      -97
      -135
      -70
      -2
      -11
      305
      7
      -498
      -92
      -121
      152
      -13
      198
      406
      164
      52
      44
      13
      301
      461
      -170
      -128
      -3
      -105
      -1
      -16
      -27
      -64
      -29
      -36
      -1
      -23
      -262
      -11
      14
      -76
      77
      -45
      15
      -108
      -26
      -65
      215
      -44
      -269
      -14
      126
      144
      128
      -112
      -5
      280
      156
      10
      14
      163
      447
      570
      361
      135
      39
      85
      69
      108
      59
      3
      11
      45
      41
      -62
      70
      185
      -3
      2
      233
      -34
      -3
      -119
      -34
      159
      -371
      -212
      -136
      -17
      -11
      -103
      -35
      433
      156
      63
      106
      122
      45
      15
      222
      23
      547
      23
      236
      93
      -301
      352
      817
      6
      92
      57
      24
      12
      -42
      134
      373
      -14
      -36
      -11
      123
      61
      386
      -38
      -80
      -224
      -41
      -199
      -59
      -30
      -13
      -64
      38
      -22
      25
      32
      -65
      110
      10
      11
      -54
      -179
      -50
      -33
       
      9
      -312
      -170
      20
      -109
      -137
      17
      -42
      -4
      1
      -1
      -110
      -83
      -37
      57
      177
      52
      -22
      -129
      -104
      -198
      118
      -31
      -79
      33
      -14
      -22
      59
      138
      -2
      219
      251
      -107
      4
      -255
      -70
      97
      105
      443
      200
      303
      42
      37
      63
      -5
      34
      -4
      -169
      117
      410
      50
      -80
      111
      -86
      -43
      75
      -23
      -84
      63
      110
      28
      -83
      42
      523
      108
      48
      599
      614
      252
      115
      -20
      -38
      -43
      134
      190
      154
      44
      -14
      474
      188
      51
      436
      22
      95
      66
      32
      41
      32
      51
      59
      171
      -10
      437
      9
      199
      243
      96
      76
      113
      239
      215
      59
      27
      320
      95
      56
      56
      22
      18
      260
      102
      344
      -231
      183
      25
      -283
      87
      -27
      35
      21
      43
      -28
      8
      10
      -37
      33
      61
      -9
      -34
      19
      -8
      -24
      246
      -76
      -27
      -48
      143
      4
      7
      17
      9
      88
      2
      38
      35
      48
      14
      13
      7
      18
      40
      258
      86
      339
      301
      5
      -4
      9
      47
      28
      -1
      21
      74
      99
      -45
      5
      335
      121
      -19
      -67
      -33
      12
      -1
      3
      14
      8
      17
      68
      314
      122
      40
      812
      16
      34
      12
      58
      85
      73
      281
      84
      28
      135
      -20
      22
      192
      424
      357
      147
      74
      64
      34
      59
      132
      242
      349
      164
      92
      82
      4
      -114
      95
      123
      8
      123
      71
      -5
      48
      119
      33
      45
      430
      15
      163
      323
      -14
      87
      407
      320
      43
      90
      41
      11
      91
      81
      137
      38
      -223
      209
      113
      41
      236
      -14
      38
      699
      476
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
       
2 Capital gain net income or (net capital loss) Bracket If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
Bracket 2 41,722
3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8 ...................
Bracket 3  
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1 Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved...........................
2
3
Reserved...........................
3
4
Reserved...........................
4
5
Reserved...........................
5
6
Reserved...........................
6
7
Reserved...........................
7
8
Reserved,..........................
8
Form 990-PF (2020)
Form 990-PF (2020)
Page 4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a Exempt operating foundations described in section 4940(d)(2), check here Bullet and enter “N/A" on line 1. Bracket for line 1a
Date of ruling or determination letter:   (attach copy of letter if necessary–see instructions)
b Reserved................................ 1 849
c All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 2 0
3 Add lines 1 and 2........................... 3 849
4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0
5 Tax based on investment income. Subtract line 4 from line 3. If zero or less, enter -0- ..... 5 849
6 Credits/Payments:
a 2020 estimated tax payments and 2019 overpayment credited to 2020 6a 604
b Exempt foreign organizations—tax withheld at source...... 6b 0
c Tax paid with application for extension of time to file (Form 8868)... 6c 0
d Backup withholding erroneously withheld ........... 6d  
7 Total credits and payments. Add lines 6a through 6d.............. 7 604
8 Enter any penalty for underpayment of estimated tax. Check here if Form 2220 is attached. 8 0
9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed.......Bullet 9 245
10 Overpayment. If line 7 is more than the total of lines 5 and 8, enter the amount overpaid...Bullet 10  
11 Enter the amount of line 10 to be: Credited to 2021 estimated taxBullet0 RefundedBullet 11 0
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign? ....................
1a
 
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition.................................
1b
 
No
If the answer is "Yes" to 1a or 1b, attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file Form 1120-POL for this year?.....................
1c
 
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1) On the foundation. bullet$   (2) On foundation managers.bullet$  
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.bullet$  
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?.......
2
 
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes....
3
 
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?........
4a
 
No
b
If "Yes," has it filed a tax return on Form 990-T for this year?...................
4b
 
 
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?.........
5
 
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
  • By language in the governing instrument, or
  • By state legislation that effectively amends the governing instrument so that no mandatory directions
  • that conflict with the state law remain in the governing instrument?................
    6
    Yes
     
    7
    Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c),
    and Part XV..................................
    7
    Yes
     
    8a
    Enter the states to which the foundation reports or with which it is registered (see instructions)
    bulletMI
    b
    If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
    General (or designate) of each state as required by General Instruction G? If "No," attach explanation .
    8b
    Yes
     
    9
    Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
    or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
    If "Yes," complete Part XIV .............................
    9
     
    No
    10
    Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names
    and addresses. ...............................
    10
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 5
    Part VII-A
    Statements Regarding Activities (continued)
    11
    At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
    meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions .............
    11
     
    No
    12
    Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
    advisory privileges? If "Yes," attach statement. See instructions.................
    12
     
    No
    13
    Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
    13
    Yes
     
    Website addressbulletN/A
    14
    The books are in care ofbulletBANK OF AMERICA NA Telephone no.bullet (212) 852-3049

    Located atbullet114 W 47TH ST NY8-114-07-07NEW YORKNY ZIP+4bullet100361510
    15
    Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 —check here .........bullet
    and enter the amount of tax-exempt interest received or accrued during the year ........bullet
    15
     
    16 At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over YesNo
    a bank, securities, or other financial account in a foreign country? .................
    16   No
    See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
    country bullet
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required
    File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
    Yes
    No
    1a
    During the year did the foundation (either directly or indirectly):
    (1) Engage in the sale or exchange, or leasing of property with a disqualified person?
    (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
    a disqualified person?......................
    (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?
    (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
    (5) Transfer any income or assets to a disqualified person (or make any of either available
    for the benefit or use of a disqualified person)?...............
    (6) Agree to pay money or property to a government official? (Exception. Check "No"
    if the foundation agreed to make a grant to or to employ the official for a period
    after termination of government service, if terminating within 90 days.).......
    b
    If any answer is "Yes" to 1a(1)–(6), did any of the acts fail to qualify under the exceptions described in Regulations
    section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions ........
    1b
     
    No
    ........bullet
    c
    Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
    that were not corrected before the first day of the tax year beginning in 2020?.............
    1c
     
    No
    2
    Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
    operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
    a
    At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
    and 6e, Part XIII) for tax year(s) beginning before 2020?.............
    If "Yes," list the years bullet20, 20, 20, 20
    b
    Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)
    (relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
    to all years listed, answer "No" and attach statement—see instructions.) ..............
    2b
     
     
    c
    If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.
    bullet20, 20, 20, 20
    3a
    Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
    any time during the year?......................
    b
    If "Yes," did it have excess business holdings in 2020 as a result of (1) any purchase by the foundation
    or disqualified persons after May 26, 1969; (2) the lapse of the 5-year period (or longer period approved
    by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or (3)
    the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine
    if the foundation had excess business holdings in 2020.)..................
    3b
     
     
    4a
    Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
    4a
     
    No
    b
    Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
    charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
    4b
     
    No
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 6
    Part VII-B
    Statements Regarding Activities for Which Form 4720 May Be Required (continued)
    5a
    During the year did the foundation pay or incur any amount to:
    Yes
    No
    (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
    (2) Influence the outcome of any specific public election (see section 4955); or to carry
    on, directly or indirectly, any voter registration drive?.............
    (3) Provide a grant to an individual for travel, study, or other similar purposes?
    (4) Provide a grant to an organization other than a charitable, etc., organization described
    in section 4945(d)(4)(A)? See instructions................
    (5) Provide for any purpose other than religious, charitable, scientific, literary, or
    educational purposes, or for the prevention of cruelty to children or animals?.....
    b
    If any answer is "Yes" to 5a(1)–(5), did any of the transactions fail to qualify under the exceptions described in
    Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions ......
    5b
     
     
    .........bullet
    c
    If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
    tax because it maintained expenditure responsibility for the grant?..........
    If "Yes," attach the statement required by Regulations section 53.4945–5(d).
    6a
    Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
    a personal benefit contract?.....................
    b
    Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ....
    6b
     
    No
    If "Yes" to 6b, file Form 8870.
    7a
    At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
    b
    If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction? ....
    7b
     
     
    8
    Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
    excess parachute payment during the year? .................
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors
    1 List all officers, directors, trustees, foundation managers and their compensation. See instructions
    (a) Name and address (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation
    (If not paid, enter
    -0-)
    (d) Contributions to employee benefit plans and deferred compensation (e) Expense account,
    other allowances
    BANK OF AMERICA N A TRUSTEE
    2
    6,539    
    114 W 47TH ST NY8-114-07-07
    NEW YORK,NY100361510
    2 Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
    (a) Name and address of each employee paid more than $50,000 (b) Title, and average
    hours per week
    devoted to position
    (c) Compensation (d) Contributions to
    employee benefit
    plans and deferred
    compensation
    (e) Expense account,
    other allowances
    NONE
    Total number of other employees paid over $50,000...................bullet 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 7
    Part VIII
    Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
    and Contractors (continued)
    3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
    (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
    NONE
    Total number of others receiving over $50,000 for professional services.............bullet0
    Part IX-A
    Summary of Direct Charitable Activities
    List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses
    1  
    2  
    3  
    4  
    Part IX-B
    Summary of Program-Related Investments (see instructions)
    Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount
    1  
    2  
    All other program-related investments. See instructions.
    3  
    Total. Add lines 1 through 3.........................bullet  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 8
    Part X
    Minimum Investment Return (All domestic foundations must complete this part. Foreign foundations, see instructions.)
    1
    Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
    purposes:
    a
    Average monthly fair market value of securities...................
    1a
    1,019,578
    b
    Average of monthly cash balances.......................
    1b
    46,123
    c
    Fair market value of all other assets (see instructions)................
    1c
    0
    d
    Total (add lines 1a, b, and c).........................
    1d
    1,065,701
    e
    Reduction claimed for blockage or other factors reported on lines 1a and
    1c (attach detailed explanation) .............
    1e
    0
    2
    Acquisition indebtedness applicable to line 1 assets..................
    2
    0
    3
    Subtract line 2 from line 1d.........................
    3
    1,065,701
    4
    Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
    instructions) .............................
    4
    15,986
    5
    Net value of noncharitable-use assets. Subtract line 4 from line 3. Enter here and on Part V, line 4
    5
    1,049,715
    6
    Minimum investment return. Enter 5% of line 5..................
    6
    52,486
    Part XI
    Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here right arrow and do not complete this part.)
    1
    Minimum investment return from Part X, line 6....................
    1
    52,486
    2a
    Tax on investment income for 2020 from Part VI, line 5......
    2a
    849
    b
    Income tax for 2020. (This does not include the tax from Part VI.)...
    2b
     
    c
    Add lines 2a and 2b............................
    2c
    849
    3
    Distributable amount before adjustments. Subtract line 2c from line 1............
    3
    51,637
    4
    Recoveries of amounts treated as qualifying distributions................
    4
    0
    5
    Add lines 3 and 4............................
    5
    51,637
    6
    Deduction from distributable amount (see instructions).................
    6
    0
    7
    Distributable amount as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ...
    7
    51,637
    Part XII
    Qualifying Distributions (see instructions)
    1
    Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
    a
    Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26 ..........
    1a
    50,340
    b
    Program-related investments—total from Part IX-B..................
    1b
    0
    2
    Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
    purposes...............................
    2
    0
    3
    Amounts set aside for specific charitable projects that satisfy the:
    a
    Suitability test (prior IRS approval required)....................
    3a
    0
    b
    Cash distribution test (attach the required schedule) .................
    3b
    0
    4
    Qualifying distributions. Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
    4
    50,340
    5
    Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
    income. Enter 1% of Part I, line 27b. See instructions.................
    5
    0
    6
    Adjusted qualifying distributions. Subtract line 5 from line 4..............
    6
    50,340
    Note: The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
    the section 4940(e) reduction of tax in those years.
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 9
    Part XIII
    Undistributed Income (see instructions)
    (a)
    Corpus
    (b)
    Years prior to 2019
    (c)
    2019
    (d)
    2020
    1 Distributable amount for 2020 from Part XI, line 7 51,637
    2 Undistributed income, if any, as of the end of 2020:
    a Enter amount for 2019 only....... 46,416
    b Total for prior years:20, 20, 20 0
    3 Excess distributions carryover, if any, to 2020:
    a From 2015...... 0
    b From 2016...... 0
    c From 2017...... 0
    d From 2018...... 0
    e From 2019...... 0
    fTotal of lines 3a through e........ 0
    4Qualifying distributions for 2020 from Part
    XII, line 4: bullet$ 50,340
    a Applied to 2019, but not more than line 2a 46,416
    b Applied to undistributed income of prior years
    (Election required—see instructions).....
    0
    c Treated as distributions out of corpus (Election
    required—see instructions)........
    0
    d Applied to 2020 distributable amount..... 3,924
    e Remaining amount distributed out of corpus 0
    5 Excess distributions carryover applied to 2020. 0 0
    (If an amount appears in column (d), the
    same amount must be shown in column (a).)
    6Enter the net total of each column as
    indicated below:
    a Corpus. Add lines 3f, 4c, and 4e. Subtract line 5 0
    b Prior years’ undistributed income. Subtract
    line 4b from line 2b ..........
    0
    c Enter the amount of prior years’ undistributed
    income for which a notice of deficiency has
    been issued, or on which the section 4942(a)
    tax has been previously assessed......
    0
    d Subtract line 6c from line 6b. Taxable amount
    —see instructions ...........
    0
    e Undistributed income for 2019. Subtract line
    4a from line 2a. Taxable amount—see
    instructions .............
    0
    f Undistributed income for 2020. Subtract
    lines 4d and 5 from line 1. This amount must
    be distributed in 2021 ..........
    47,713
    7 Amounts treated as distributions out of
    corpus to satisfy requirements imposed by
    section 170(b)(1)(F) or 4942(g)(3) (Election may
    be required - see instructions) .......
    0
    8 Excess distributions carryover from 2015 not
    applied on line 5 or line 7 (see instructions) ...
    0
    9Excess distributions carryover to 2021.
    Subtract lines 7 and 8 from line 6a ......
    0
    10 Analysis of line 9:
    a Excess from 2016.... 0
    b Excess from 2017.... 0
    c Excess from 2018.... 0
    d Excess from 2019.... 0
    e Excess from 2020.... 0
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 10
    Part XIV
    Private Operating Foundations (see instructions and Part VII-A, question 9)
    1a If the foundation has received a ruling or determination letter that it is a private operating
    foundation, and the ruling is effective for 2020, enter the date of the ruling....... bullet
     
    b Check box to indicate whether the organization is a private operating foundation described in section or
    2a Enter the lesser of the adjusted net
    income from Part I or the minimum
    investment return from Part X for each
    year listed ..........
    Tax year Prior 3 years (e) Total
    (a) 2020 (b) 2019 (c) 2018 (d) 2017
             
    b 85% of line 2a .........          
    c Qualifying distributions from Part XII,
    line 4 for each year listed .....
             
    d Amounts included in line 2c not used directly
    for active conduct of exempt activities ..........
             
    e Qualifying distributions made directly
    for active conduct of exempt activities.
    Subtract line 2d from line 2c ....
             
    3 Complete 3a, b, or c for the
    alternative test relied upon:
    a “Assets" alternative test—enter:
    (1) Value of all assets ......          
    (2) Value of assets qualifying
    under section 4942(j)(3)(B)(i)
             
    b “Endowment" alternative test— enter 2/3
    of minimum investment return shown in
    Part X, line 6 for each year listed...
             
    c “Support" alternative test—enter:
    (1) Total support other than gross
    investment income (interest,
    dividends, rents, payments
    on securities loans (section
    512(a)(5)), or royalties) ....
             
    (2) Support from general public
    and 5 or more exempt
    organizations as provided in
    section 4942(j)(3)(B)(iii)....
             
    (3) Largest amount of support
    from an exempt organization
             
    (4) Gross investment income          
    Part XV
    Supplementary Information (Complete this part only if the foundation had $5,000 or more in
    assets at any time during the year—see instructions.)
    1Information Regarding Foundation Managers:
    aList any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
    before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
    NONE
    bList any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
    ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
    NONE
    2Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
    Check here bullet
    aThe name, address, and telephone number or email address of the person to whom applications should be addressed:
    bThe form in which applications should be submitted and information and materials they should include:
    cAny submission deadlines:
    dAny restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
    factors:
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 11
    Part XV
    Supplementary Information (continued)
    3 Grants and Contributions Paid During the Year or Approved for Future Payment
    Recipient If recipient is an individual,
    show any relationship to
    any foundation manager
    or substantial contributor
    Foundation
    status of
    recipient
    Purpose of grant or
    contribution
    Amount
    Name and address (home or business)
    aPaid during the year
    Aquinas College Inc
    1700 FULTON ST E
    Grand Rapids,MI495061801
    NONE PC GENERAL OPERATING 46,416
    Total .................................bullet 3a 46,416
    bApproved for future payment
    Total .................................bullet 3b  
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 12
    Part XVI-A
    Analysis of Income-Producing Activities
    Enter gross amounts unless otherwise indicated. Unrelated business income Excluded by section 512, 513, or 514 (e)
    Related or exempt
    function income
    (See instructions.)
    1Program service revenue: (a)
    Business code
    (b)
    Amount
    (c)
    Exclusion code
    (d)
    Amount
    a
    b
    c
    d
    e
    f
    gFees and contracts from government agencies          
    2 Membership dues and assessments....          
    3 Interest on savings and temporary cash
    investments ...........
             
    4 Dividends and interest from securities....     14 23,090  
    5 Net rental income or (loss) from real estate:
    aDebt-financed property......          
    bNot debt-financed property.....          
    6 Net rental income or (loss) from personal property          
    7 Other investment income.....          
    8 Gain or (loss) from sales of assets other than
    inventory ............
        18 41,722  
    9 Net income or (loss) from special events:          
    10 Gross profit or (loss) from sales of inventory          
    11 Other revenue:
    aFEDERAL TAX REFUND
        1 73  
    b
    c
    d
    e
    12 Subtotal. Add columns (b), (d), and (e)..   64,885  
    13Total. Add line 12, columns (b), (d), and (e)..................
    13
    64,885
    (See worksheet in line 13 instructions to verify calculations.)
    Part XVI-B
    Relationship of Activities to the Accomplishment of Exempt Purposes
    Line No.
    DownArrow
    Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
    the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
    instructions.)
    Form 990-PF (2020)
    Form 990-PF (2020)
    Page 13
    Part XVII
    Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
    1
    Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
    Yes
    No
    a
    Transfers from the reporting foundation to a noncharitable exempt organization of:
    (1) Cash...................................
    1a(1)
     
    No
    (2) Other assets.................................
    1a(2)
     
    No
    b
    Other transactions:
    (1) Sales of assets to a noncharitable exempt organization....................
    1b(1)
     
    No
    (2) Purchases of assets from a noncharitable exempt organization..................
    1b(2)
     
    No
    (3) Rental of facilities, equipment, or other assets.......................
    1b(3)
     
    No
    (4) Reimbursement arrangements...........................
    1b(4)
     
    No
    (5) Loans or loan guarantees.............................
    1b(5)
     
    No
    (6) Performance of services or membership or fundraising solicitations................
    1b(6)
     
    No
    c
    Sharing of facilities, equipment, mailing lists, other assets, or paid employees..............
    1c
     
    No
    d
    If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair market value
    of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
    in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
    (a) Line No. (b) Amount involved (c) Name of noncharitable exempt organization (d) Description of transfers, transactions, and sharing arrangements
    2a
    Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
    described in section 501(c) (other than section 501(c)(3)) or in section 527? ...........
    b
    If "Yes," complete the following schedule.

    (a) Name of organization (b) Type of organization (c) Description of relationship
    Sign Here
    Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
    Bullet Bullet
    May the IRS discuss this return
    with the preparer shown below?
    See instructions.
    Signature of officer or trustee Date Title
    Paid Preparer Use Only Print/Type preparer's name Preparer's Signature Date PTIN
    Firm's name SmallBullet
    Firm's EIN SmallBullet
    Firm's address SmallBullet


    Phone no.
    Form 990-PF (2020)
    Additional Data


    Software ID:  
    Software Version:  


    Form 990PF - Special Condition Description:
    Special Condition Description

    TY 2020 InvestmentsCorpBondsSchedule
    Name:
    GUS & DOROTHY GUTMUELLER FDN
    EIN:
    38-6050826
    Name of Bond End of Year Book Value End of Year Fair Market Value
    037833CU2 APPLE INC 11,970 12,939
    912810RH3 U.S. TREASURY BOND 12,518 15,826
    912828V98 U.S. TREASURY NOTE 33,926 37,582
    035242AN6 ANHEUSER-BUSCH INBEV 5,571 6,425
    91159HHP8 US BANCORP    
    912810RT7 U.S. TREASURY BOND 5,986 6,849
    78013XKG2 ROYAL BANK OF CANADA 6,998 7,067
    907818EY0 UNION PACIFIC CORP 6,002 7,123
    92826CAC6 VISA INC    
    94974BFC9 WELLS FARGO & COMPAN 5,034 5,184
    912803CK7 U.S. TREASURY PRIN S 13,291 16,452
    9128283Y4 U.S. TREASURY NOTE    
    912828ND8 U.S. TREASURY NOTE    
    172967FT3 CITIGROUP INC 5,066 5,213
    37045XCJ3 GENERAL MOTORS FINL    
    912810QU5 U.S. TREASURY BOND 3 13,896 18,358
    931142EK5 WALMART INC    
    05531FAX1 BB&T CORPORATION    
    17275RAH5 CISCO SYSTEMS INC    
    3135G0Q22 FEDERAL NATL MTG ASS 12,459 14,056
    38141GGS7 GOLDMAN SACHS GROUP 10,241 10,570
    61746BEG7 MORGAN STANLEY 5,941 8,168
    912810SJ8 U.S. TREASURY BOND 12,582 13,733
    912828YF1 U.S. TREASURY NOTE 29,976 30,701
    06367WHH9 BANK OF MONTREAL 12,089 13,015
    9128286T2 U.S. TREASURY NOTE 10,496 11,302
    912828Y38 U.S. TRSY INFLATION 6,196 7,238
    912828YV6 U.S. TREASURY NOTE 11,887 12,584
    91282CAW1 U.S. TREASURY NOTE 10,009 10,028
    20030NCS8 COMCAST CORP 13,378 13,787
    05526DBR5 BAT CAPITAL CORP 14,042 14,533
    06406RAN7 BANK OF NY MELLON CO 8,123 8,364
    46647PBT2 JPMORGAN CHASE & CO 15,030 15,170
    912828Z94 U.S. TREASURY NOTE 14,987 14,811
    126650DJ6 CVS HEALTH CORP 12,574 12,801

    TY 2020 InvestmentsCorpStockSchedule
    Name:
    GUS & DOROTHY GUTMUELLER FDN
    EIN:
    38-6050826
    Name of Stock End of Year Book Value End of Year Fair Market Value
    256677105 DOLLAR GENERAL CORP 492 841
    30034W106 EVERGY INC 674 666
    46120E602 INTUITIVE SURGICAL I 1,070 1,636
    512816109 LAMAR ADVERTISING CO 650 749
    571748102 MARSH & MCLENNAN COS    
    57636Q104 MASTERCARD INC 6,432 10,708
    59156R108 METLIFE INC 2,752 2,911
    617446448 MORGAN STANLEY 3,722 5,894
    759530108 RELX PLC 3,561 3,921
    882508104 TEXAS INSTRUMENTS IN 3,216 4,596
    92343V104 VERIZON COMMUNICATIO 5,129 5,816
    969457100 WILLIAMS COS INC/THE 4,138 3,348
    98978V103 ZOETIS INC 1,040 2,648
    G6700G107 NVENT ELEC PLC REG S 459 559
    H84989104 TE CONNECTIVITY LTD    
    X4551T105 KONE OYJ 855 1,220
    03634M208 ANSELL LTD-SPON 738 1,193
    12082W204 BURBERRY GROP PLC-SP 1,452 2,407
    125523100 CIGNA CORP 1,462 1,874
    12572Q105 CME GROUP INC 1,059 1,092
    23304Y100 DBS GROUP HOLDINGS L 1,118 1,749
    372460105 GENUINE PARTS CO 1,376 1,506
    460146103 INTERNATIONAL PAPER 2,537 2,536
    461202103 INTUIT INC 2,489 4,558
    46625H100 J P MORGAN CHASE & C 2,950 5,210
    58733R102 MERCADOLIBRE INC 962 5,026
    65339F101 NEXTERA ENERGY INC    
    91324P102 UNITEDHEALTH GROUP I 7,247 9,819
    G02602103 AMDOCS LIMITED    
    G3223R108 EVEREST RE GRP LTD    
    N07059210 ASML HLDG NV NY REG 1,830 4,389
    02079K305 ALPHABET INC SHS 2,138 5,258
    026874784 AMERICAN INTERNATION 6,870 6,398
    04621X108 ASSURANT INC 3,519 3,814
    054561105 AXA EQUITABLE HOLDIN    
    983919101 XILINX INC    
    G5960L103 MEDTRONIC PLC SHS 4,688 5,740
    02209S103 ALTRIA GROUP INC 5,637 4,428
    036752103 ANTHEM INC 2,734 4,816
    366505105 GARRETT MOTION INC    
    443510607 HUBBELL INC    
    452327109 ILLUMINA INC    
    45262P102 IMPERIAL BRANDS PLC    
    548661107 LOWES COMPANIES INC 2,133 2,889
    695156109 PACKAGING CORP OF AM    
    775109200 ROGERS COMMUNICATION    
    79466L302 SALESFORCE COM INC    
    80687P106 SCHNEIDER ELEC SA 2,994 4,053
    86959C103 SVENSKA HANDELSBANKE    
    879433829 TELEPHONE & DATA SYS 2,117 1,560
    95040Q104 WELLTOWER INC 933 1,099
    G0585R106 ASSURED GUARANTY LTD    
    016255101 ALIGN TECHNOLOGY INC    
    020002101 ALLSTATE CORP/THE 2,237 2,638
    023135106 AMAZON COM INC 6,729 16,285
    110448107 BRITISH AMERICAN TOB 5,007 3,786
    192446102 COGNIZANT TECHNOLOGY 6,065 7,457
    277432100 EASTMAN CHEMICAL CO    
    29444U700 EQUINIX INC    
    423012301 HEINEKEN N V 1,041 1,228
    46115H107 INTESA SANPAOLO SPON 4,910 4,712
    493267108 KEYCORP NEW COM 1,251 1,165
    565849106 MARATHON OIL CORP    
    58155Q103 MCKESSON CORP 1,735 2,087
    68389X105 ORACLE CORP    
    742718109 PROCTER & GAMBLE CO/ 2,169 2,783
    744573106 PUBLIC SERVICE ENTER 3,505 4,198
    7591EP100 REGIONS FINANCIAL CO    
    81141R100 SEA LTD 126 1,991
    81762P102 SERVICENOW INC 2,266 6,605
    824348106 SHERWIN-WILLIAMS CO/ 1,031 2,205
    83175M205 SMITH & NEPHEW PLC    
    83546A203 SONIC HEALTHCARE LTD 873 1,081
    G7S00T104 PENTAIR PLC SHS    
    05946K101 BANCO BILBAO VIZCAYA    
    G51502105 JOHNSON CTLS INTL PL    
    054536107 AXA ADR    
    89151E109 TOTAL FINA ELF S.A.    
    907818108 UNION PACIFIC CORP 1,612 2,082
    92532F100 VERTEX PHARMACEUTICA    
    949746101 WELLS FARGO & CO NEW 7,845 5,251
    101137107 BOSTON SCIENTIFIC CO 2,107 2,265
    126650100 CVS HEALTH CORP 1,990 2,186
    98956P102 ZIMMER BIOMET HOLDIN 2,726 2,928
    00287Y109 ABBVIE INC    
    00724F101 ADOBE SYS INC COM 1,491 4,501
    037833100 APPLE INC 3,211 5,706
    10922N103 BRIGHTHOUSE FINL INC 1,199 1,014
    14149Y108 CARDINAL HEALTH INC 804 643
    17275R102 CISCO SYSTEMS INC 5,529 5,594
    174610105 CITIZENS FINANCIAL G 2,590 3,111
    20030N101 COMCAST CORP 6,883 9,432
    22160N109 COSTAR GROUP INC 1,455 3,697
    25243Q205 DIAGEO PLC SPON ADR 964 1,112
    337932107 FIRSTENERGY CORP 1,107 826
    416515104 HARTFORD FINL SVCS G 1,370 1,420
    444859102 HUMANA INC 1,810 2,051
    465562106 ITAU UNIBANCO HOLDIN    
    47233W109 JEFFERIES FINANCIAL 1,270 1,402
    500472303 KONINKLIJKE PHILIPS 5,208 7,150
    594918104 MICROSOFT CORP COM 9,143 19,351
    682680103 ONEOK INC    
    718172109 PHILIP MORRIS INTERN 5,400 5,133
    72341E304 PING AN INSURANCE GR    
    754730109 RAYMOND JAMES FINANC 3,456 3,827
    776696106 ROPER TECHNOLOGIES I 1,140 1,724
    902973304 US BANCORP DEL 774 792
    641069406 NESTLE S A SPONSORED 2,377 2,709
    74340W103 PROLOGIS INC 631 698
    74834L100 QUEST DIAGNOSTICS IN    
    780249108 KONINKLIJKE DSM NV A 2,471 4,150
    78409V104 S&P GLOBAL INC 2,005 3,945
    808513105 CHARLES SCHWAB CORP/ 2,911 3,925
    857477103 STATE ST CORP COM    
    874039100 TAIWAN SEMICONDUCTOR 1,552 3,271
    21036P108 CONSTELLATION BRANDS 3,341 4,162
    25754A201 DOMINO S PIZZA INC 553 767
    30303M102 FACEBOOK INC 2,994 4,371
    31620M106 FIDELITY NATL INFO S 1,827 1,839
    447011107 HUNTSMAN CORP    
    44919P508 IAC INTERACTIVECORP    
    487836108 KELLOGG CO    
    67066G104 NVIDIA CORP 1,541 1,567
    69367U105 BANK MANDIRI PERSERO    
    70450Y103 PAYPAL HOLDINGS INC 3,807 7,729
    713448108 PEPSICO INC    
    75605Y106 REALOGY HOLDINGS COR 716 853
    818800104 SGS SOC GEN SRVLLNCE    
    835699307 SONY CORP ADR AMERN 4,698 9,301
    89417E109 TRAVELERS COS INC/TH    
    904784709 UNILEVER NV    
    913017109 UNITED TECHNOLOGIES    
    92826C839 VISA INC 8,335 15,311
    96145D105 WESTROCK CO    
    052769106 AUTODESK INC COM 1,911 2,443
    053807103 AVNET INC 2,041 1,966
    093671105 H&R BLOCK INC    
    25157Y202 DEUTSCHE POST AG 1,225 1,794
    60871R209 MOLSON COORS BREWING    
    55261F104 M&T BANK CORP 2,301 2,673
    609207105 MONDELEZ INTERNATION 3,797 4,034
    64110L106 NETFLIX COM INC 2,244 5,407
    654106103 NIKE INC CL B 1,753 3,395
    704326107 PAYCHEX INC 4,275 5,311
    12626K203 CRH PLC ADR 1,219 1,490
    172967424 CITIGROUP INC 6,987 7,029
    191216100 COCA-COLA CO/THE 5,406 6,197
    363576109 ARTHUR J GALLAGHER & 3,090 4,825
    559222401 MAGNA INTERNATIONAL    
    620076307 MOTOROLA SOLUTIONS I 2,016 3,231
    655844108 NORFOLK SOUTHERN COR 638 950
    747525103 QUALCOMM INC    
    78410G104 SBA COMMUNICATIONS C 1,481 2,539
    87971M103 TELUS CORP 4,164 5,148
    886547108 TIFFANY & CO    
    92840M102 VISTRA ENERGY CORP    
    G96629103 WILLIS TOWERS WATSON 725 843
    N3167Y103 FERRARI NV 484 689
    05722G100 BAKER HUGHES A GE CO    
    82509L107 SHOPIFY INC 635 2,264
    89400J107 TRANSUNION 1,320 1,885
    94106L109 WASTE MANAGEMENT INC    
    26614N102 DUPONT DE NEMOURS IN 1,969 2,631
    98260N108 WUXI BIOLOGICS CAYMA 679 2,526
    122017106 BURLINGTON STORES IN    
    12508E101 CDK GLOBAL INC 1,452 1,244
    205887102 CONAGRA BRANDS INC    
    237194105 DARDEN RESTAURANTS I    
    375916103 GILDAN ACTIVEWEAR IN 992 1,653
    45662N103 INFINEON TECHNOLOGIE 2,931 5,012
    48251W104 KKR & CO INC    
    682189105 ON SEMICONDUCTOR COR    
    737446104 POST HOLDINGS INC SH    
    751212101 RALPH LAUREN CORP 1,382 1,764
    876030107 TAPESTRY INC    
    89832Q109 TRUIST FINL CORP    
    H01301128 ALCON SA ACT NOM 3,016 3,365
    01609W102 ALIBABA GROUP HOLDIN 1,886 2,560
    35137L105 FOX CORP 2,974 2,708
    437076102 HOME DEPOT INC/THE    
    058498106 BALL CORP 975 1,211
    22266L106 COUPA SOFTWARE INC 874 1,017
    29446M102 EQUINOR ASA 1,782 1,806
    40434L105 HP INC    
    693656100 PVH CORP    
    69370C100 PTC INC SHS    
    74762E102 QUANTA SERVICES INC    
    929740108 WABTEC CORP    
    G0250X107 AMCOR PLC REG SHS 1,300 1,436
    N6596X109 NXP SEMICONDUCTORS N 2,041 3,339
    059578104 BANCO DO BRASIL SA 5,526 4,644
    31428X106 FEDEX CORP 762 1,298
    418056107 HASBRO INC 3,830 4,116
    74726M505 QANTAS AIRWAYS LTD    
    854502101 STANLEY BLACK & DECK 1,911 2,143
    256746108 DOLLAR TREE INC 1,362 1,405
    380237107 GODADDY INC SHS    
    74463M106 PUBLICIS S A NEW SPO 197 234
    911271302 UNITED OVERSEAS BANK 1,226 1,128
    92556H206 VIACOMCBS INC CL B 719 745
    428263107 HEXAGON AB 1,787 3,354
    44267D107 THE HOWARD HUGHES CO 1,397 1,342
    45174J509 IHEARTMEDIA INC REG 608 597
    49338L103 KEYSIGHT TECHNOLOGIE 1,242 1,717
    499180107 KNORR-BREMSE AG    
    75629J101 RECRUIT HOLDINGS CO 6,843 8,553
    90348R102 UBISOFT ENTERTAINMEN 2,772 3,349
    20825C104 CONOCOPHILLIPS 2,698 2,519
    37045V100 GENERAL MOTORS CO 4,716 5,705
    40052P107 GRUPO FINANCIERO BAN 2,014 3,083
    46266C105 IQVIA HLDGS INC    
    617760202 MORPHOSYS AG    
    925550105 VIAVI SOLUTIONS INC    
    783513203 RYANAIR HOLDINGS PLC 2,689 3,299
    68902V107 OTIS WORLDWIDE CORP 5,059 5,809
    743315103 PROGRESSIVE CORP/THE 2,187 2,274
    715347100 PERSPECTA INC 431 578
    14448C104 CARRIER GLOBAL CORP 2,418 3,546
    48020Q107 JONES LANG LASALLE I 421 593
    03768E105 APOLLO GLOBAL MANAGE 815 833
    29364G103 ENTERGY CORP 396 399
    28414H103 ELANCO ANIMAL HEALTH 551 644
    30161N101 EXELON CORP 949 929
    92857W308 VODAFONE GROUP PLC 4,954 5,257
    29977A105 EVERCORE INC 1,004 1,864
    302445101 FLIR SYSTEMS INC 857 877
    65473P105 NISOURCE INC 1,700 1,675
    23636T100 DANONE-SPONS 498 498
    683715106 OPEN TEXT CORP 1,211 1,273
    49456B101 KINDER MORGAN INC/DE 1,125 1,258
    830566105 SKECHERS U S A INC 362 431
    G491BT108 INVESCO LTD 784 1,238
    754907103 RAYONIER INC 502 499
    Y2573F102 FLEXTRONICS INTL LTD 554 1,079
    904767704 UNILEVER PLC AMER SH 11,864 14,124
    69351T106 PPL CORP 1,388 1,466
    842587107 SOUTHERN CO/THE 359 369
    14040H105 CAPITAL ONE FINANCIA 859 1,186
    339041105 FLEETCOR TECHNOLOGIS 969 1,091
    928854108 VOLVO AB 1,771 2,452
    02005N100 ALLY FINANCIAL INC 1,040 1,747
    871829107 SYSCO CORP 2,155 2,451
    723787107 PIONEER NAT RES CO 2,879 3,644
    025537101 AMERICAN ELECTRIC PO 327 333
    723484101 PINNACLE WEST CAPITA 501 480
    G5494J103 LINDE PLC REG SHS 660 791
    872540109 TJX COS INC/THE 4,114 5,053
    502117203 L OREAL CO ADR 5,096 5,635
    G29183103 EATON CORP PLC 1,692 2,283
    025816109 AMERICAN EXPRESS CO 1,791 2,055
    693506107 PPG INDUSTRIES INC 2,519 2,740
    148806102 CATALENT INC SHS 672 833
    24906P109 DENTSPLY SIRONA INC 827 942
    136375102 CANADIAN NATIONAL RA 3,701 4,394
    502441306 LVMH MOET HENNESSY L 461 748
    032654105 ANALOG DEVICES INC 2,090 2,955
    29452E101 EQUITABLE HOLDINGS I 3,009 4,043
    681919106 OMNICOM GROUP INC 481 499
    770323103 ROBERT HALF INTERNAT 940 1,125
    15912K100 CHANGE HEALTHCARE IN 233 373
    778296103 ROSS STORES INC 389 491
    31620R303 FIDELITY NATIONAL FI 2,632 3,010
    83304A106 SNAP INC CL A 1,786 4,306
    G5876H105 MARVELL TECHNOLOGY G 3,234 3,946
    023608102 AMEREN CORP 1,775 1,795
    127387108 CADENCE DESIGN SYS I 1,414 3,138
    15117X105 CELLNEX TELECOM SAU- 3,599 3,710
    038222105 APPLIED MATERIALS IN 1,296 1,899
    02263T104 AMADEUS IT GROUP SA 2,554 3,156
    M98068105 WIX COM LTD 1,496 1,500
    80585Y308 SBERBANK SPONSORED A 3,501 4,147
    76680R206 RINGCENTRAL INC 1,631 2,274
    95082P105 WESCO INTL INC 394 942
    31847R102 FIRST AMERICAN FINAN 434 465
    307305102 FANUC CORP 3,619 5,901
    50540R409 LABORATORY CORP AMER 811 814
    084670702 BERKSHIRE HATHAWAYIN 2,287 3,014

    TY 2020 InvestmentsOtherSchedule2
    Name:
    GUS & DOROTHY GUTMUELLER FDN
    EIN:
    38-6050826
    Category/ Item Listed at Cost or FMV Book Value End of Year Fair Market Value
    09260C604 BLACKROCK GLOBAL LON AT COST 22,793 21,469
    09260B382 BLACKROCK STRATEGIC AT COST 107,156 110,161

    TY 2020 OtherDecreasesSchedule
    Name:
    GUS & DOROTHY GUTMUELLER FDN
    EIN:
    38-6050826
    Description Amount
    PURCHASE OF ACCRUED INTEREST CARRYOVER 36
    COST BASIS ADJUSTMENT 401


    TY 2020 OtherExpensesSchedule
    Name:
    GUS & DOROTHY GUTMUELLER FDN
    EIN:
    38-6050826
    Description Revenue and Expenses per Books Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    OTHER INVESTMENT EXPENSES 120 120   0


    TY 2020 OtherIncomeSchedule2
    Name:
    GUS & DOROTHY GUTMUELLER FDN
    EIN:
    38-6050826
    Description Revenue And Expenses Per Books Net Investment Income Adjusted Net Income
    FEDERAL TAX REFUND 73 0  


    TY 2020 OtherIncreasesSchedule
    Name:
    GUS & DOROTHY GUTMUELLER FDN
    EIN:
    38-6050826
    Description Amount
    MUTUAL FUND TIMING ADJ 40


    TY 2020 TaxesSchedule
    Name:
    GUS & DOROTHY GUTMUELLER FDN
    EIN:
    38-6050826
    Category Amount Net Investment Income Adjusted Net Income Disbursements for Charitable Purposes
    FOREIGN TAXES 411 411   0
    FEDERAL ESTIMATES - PRINCIPAL 604 0   0
    FOREIGN TAXES ON NONQUALIFIED 12 12   0